leslie h southwick financial disclosure report for 2010

8/3/2019 Leslie H Southwick Financial Disclosure Report for 2010

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AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Re quired by the Ethicsin Go ~ernrn en t Act of 1978(5 U.S.C. app. ~L#" 101-111)

I. Person Re porting (last name, first, middle initial)

Southwick, Leslie H.

4 . Ti t l e ( A r t i c l e I I I j u d g e sindicate active or senior status;magistrate judges ind icate full- or part-time)

2 . Court or Organization

United States Court of Appeals, Fifth Circuit

5a. Report Typ e (check appropriate type)

] N o m i n a t i o n , D a t eCircui t judge, act ive

7. Chambers or O fficeA d d r e s s

245 East Capitol StreetRoom 222Jackson, M S 39201

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icable l aws and regulat ions .

Reviewing Officer Date

3. D a t e o f R e p o r t

05/13/201 I

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R T A N TN O T E S :The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S .t R e p o r ~ . g i n d l v id o a l o n l y ;s ee ,~ , . 9 -13of filing instructions.)

NONE (Noreportable positions.)

POSITION

1.

2.

3.

4.

5.

NAM E OF ORG ANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of f!llng instructions.)

N O N E(No reportable agreements.)

D AT E

1.

2.

3.

PARTIES AND TERMS


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I II . N O N - I N V E S T M E N T I N C O M E . r R e po , -, in gind, iduoi ond spouse ; see p~ IZ-24 of ~iing lns,ru,ion~)

A. Fliers Non-Investment Income

[~] (No reportable income.)ONE non- inves tmen t

D AT E SOURCE AND TYPE

2.

3.

4.

D a t e o f R e p o r t

05/13/201 I

INCOME(yours , not spouses )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e- I f you were marr ied d ur ing an y por t ion of the repor t ing year, complete th is sect ion.(Dollar amount not required except for honoraria.)

[~ (No reporta b le in com e .)ONE non- inves tmen t

D AT E

I. 2010

2.

5.

4.

S O U R C E A N D T Y P E

W.S. Quinn CLU -- salary

I V . R E I M B U R S E M E N T S- transportation, Iodglng, food, entertal.ment.( I n c l u d e s t h o s e t o s p o u s e o n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f i li n g i n s t r u c t io n s . )

N O N E(No reportable reimbursements.)

SOURCE

1. U niv. o f A labam a M arch 24-25, 2010T uscalo o sa , A L Jud g e fin a l ro un d m o o t Food, lodging, t ranspor tat ioncourt competition

2. C enter fo r A merican and A pril 1-2, 2010 Piano, TX Speaker at Bankruptcy Food, lodging, t ranspor tat ionInternational Law Conference

3. Aspen Inslitute June I 1-13, 2010 Greentree, NY Attended International Food, lodging, transportation, tuitionHu man R ig h ts LawSemin a r

4. St. T ho mas M ore So ciety A ug ust 29, 2010 Dal las, TX Sp o k e a t Red Mass Food, lodging, t ranspor tat ionluncheon

5. Admir a l ty and Mar i0me Oct . 15 ,2 0 1 0 Houston, TX Spoke a t seminar Food, ~odging, transportationInstitule

D AT E ~ S LOCATION PURPOSE ITEMS PAID OR PROVIDED


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~] N O N E(No reportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V l . L I A B I L I T IE S .a . c t . d e s t h o , e o f s p o . , . . n ddepende nt chi ldren; see pp. 32-33 of f i l ing inst ruct ion. t )

NONE (Noreportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

V ALUE CODE


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Date of R e p o r t

05/13/2011

VII. INV ESTM ENTS and T RUSTS -income,vogue, .o~aOio~ a na ~d~ ,ho. o lsp . .. . .. dependent chi ldren; seep p . 3 4 - 6 0of fi l ing instructions,)

N O N E(No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g tru s t a s s e ts ) r e p o r tin g p e r io do f r epo r t ing pe r iodI 11) (2) O) (2)

Place "(X)" after each asset A m o u n t Type (e .g . , Val u e Value

e x e m p t f r o m p r i o r d is c l o s u r e C o d e I d iv ., re n t, C od e 2M e th o d(A -H ) o r in t.) (J-P )

C o d e ( Q . W ) 3

(])Type (e.g.,b u y, s e l l ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m / d d ~ C ode 2 C ode I buyer!seller( J-P ) (A -H ) ( i f p r iva te

t ransac t ion)

I. Berkshire-Hathaway - A comm on (Y)

2. First Nat ional Bank Group, Inc. commo n None M T

3. Parcel # 1, severed m ineral interest , Hidalgo None J Q

County, Tx4. Parcel # 2, severed mineral in terest, Hida lgo N oneJ Q

County, Tx

5. Parcel # 3, Hidalgo C ounty , Tx 2001 N oneM Qappraisal

6. Citizens National Bank D Interest N T

7. State Bank and T rust account A Interest L T

8. MetLife Bank C D D Interest M T

9. Jackson National Beneficiary Account A Interest J

1 0 . Principal Financial Variable Life-- Govt None J Tand Hq Bond

1 I . Principal Financial Variable Life-- Large None J TCap Growth

1 2 . Principal Financial Variable Life-- Large None J TCap S&P 500

1 3 . Principal Financial Variable Life-- MidCap None J TBlend

1 4 . Principal Financial Variable Life-- LargeCa None J TBlend

1 5 . Principal Financial Variable Life-- None J TSmal lCap Blend

1 6 . TrustmarkNational Bank Account A Interest J T

1 7 . Metropolitan Bank, formerly Bank of theD Interest M TSouth CD

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$ 2,501 - $5.000 D =$5 .001 - $15.000(See Columns BI and D4) F =$50,001 - $100.000 G =$100.001 - $1,000,000 Ill =$1.000,001 - $5 .000.000 112 =More than $5.000.000

2. V alue C odc~ J -$15.01X) or Ic~s K =$15.001 - $50,000 L =$50.0~1 - $100.000 M =$100,001 - $250.000

IScc Columns C I and D3) N =$250.001 - $500.000 O =$ 500,001 - $1,000.000 PI -$1,000.001 - $5,000,000 P2 =$5 .000,001 - $25.000.000

P3 =$ 25.000.001 - $50.000.000 P4 =More Ihan $50,000,0003. Value Method Codes Q =Appraisal R ~Cos~ (Real Estate Only) S =Assessment T =Cash Markcl

(See Cohmm C2) U =Book Value V -Olhe r W = Estimated

E =$15 .001 -$50.0~3


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V l I. I N V E S T M E N T S a n d T R U S T S- i n c o ,~ o . ~ a ~ , o . , ,o ~ o , l o ,~ a n c ~ u d ~ , h o s e o f ~ p o . ~ e o ~ d d o , o n d e n ,children; s e e p p . 3 4 -6 0of filing instructions.)

N O N E(No reportable income, assets, or transactions.)

Descr ip t i on o f Asse t s Transac t ions du r ing repo r t i ng per iod

( inc lud ing t rus t a sse ts )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s cl o s u r e

I n c o m e d u r in g G r o s s v a l u e a t e n dre po rtin g p er io d o f re po rtin g p er io d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o u n t Ty p e ( e . g ., V alue V alue Ty p e ( e .g . , Date Val u e Gain Ident i ty ofC o d e I div., rent , C o de 2 M etho d buy , se ll , m m / d d / y yC o d e 2 C o d e I buyer/sel ler(A-H) or int .) (J -P ) C o de 3 red e m ptio n ) (J-P} (A-t l ) (if private

(Q -W ) tra nsact io n )

1 8 . M etrop olitan Life In s. Co. ann uity Non e N

1 9 . Regions B ank CD C In t e re s t M

20 . M& F Bank C In t e re s t M

21. Public Employees Retirement System of None LMississippi

T

T

T

T

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.50~ C = $2.501 - $5,000 D =$5.001 - $15.0~0(See Colamns BI and IM) F =$50.001 - $100.000 G = $100.001 - $1.000.000 Ill =$1.000.001 - $ 5.000.000 1 1 2 = M o r e t h an $ 5 . 0 0 0 . 1 ) 0 0

2. Value Codes J =SI5.000 or less K =$15.001 - $50.000 L = $ 5 0 . 0 O I - $ 1 0 0 . 0 O O M =$100.001 - $250.0~0

ISee Columns CI and D3) N =$250.001 - $500.000 O -$500.001 - $1.000.0~ PI =$1.000.001 - $ 5.000.000 P2 =$5.0~1.0~1 - $25.000.000

P3 =$ 25.0~0.001 - $ 50.0~.000 P4 =More than $50.0~0.0003. Value Mclhod Codes Q =Appraisal R ~C ost (Real Esta te Only) S :Ass~ssmenl T =Cash Markcl

(See Co lu mn C2 ) U =Book Value V =Olho" W =Est imated

E =$15.001 - $50.000


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V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.

Part Vll, Line I, stock given : . :, : .. &~_,z.~j on 8/16/10Part VII , Line 3, value is based on a 2001 appraisalPart VII , Line 4, value is based on a 2001 appraisalPart VII , Line 5, value is based on a 2001 appraisalPart VII , Line 6, bank account shown on previous reports was closed, but CD maintained


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Southwick , LeslieH.

Date ofR e p o r t

05/13/201 I

IX. CERTIFICATION.

I certify that all inform ation given above (including information pertaining to m y spouse and m inor or depend ent children, if any) isaccurate, true, and com plete to the best of my know ledge and b elief, and that any inform ation not reported w as withheld because it met app licable staprovisions perm itting non-disclosure.

I further certify that earned incom e from outside employm ent and hon oraria and the acceptance of gif ts which have been reported are incompliance with the provisionsof 5 U .S.C. app. 501 e t . seq. , 5 U.S.C. 7353,and Judicial Conference r egulations.

Signature: S/Leslie H . Southw ick

NO T E : ANY INDIVIDU AL W HO KN OW INGLY AND W IL F UL LY FAL SIF IE S OR FAL L S TO F IL E T HIS RE P ORT M A Y BE SUBAND CR IMINAL SANC TION S (5 U.S.C. app. 104)

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columb us Circle, N.E.W ashington, D.C. 20544

leslie h southwick financial disclosure report for 2010

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