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USE OF RADIOMETRIC TERRAIN CORRECTION TO IMPROVE POLSAR LAND COVER CLASSIFICATION Don Atwood 1 and David Small 2 1) University of Alaska Fairbanks 2) University of Zurich, Switzerland

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Don Atwood & David Small IGARSS July 2011 1

USE OF RADIOMETRIC TERRAIN CORRECTION TO IMPROVE POLSAR LAND COVER CLASSIFICATION

Don Atwood1 and David Small2

1) University of Alaska Fairbanks 2) University of Zurich, Switzerland

Don Atwood & David Small IGARSS July 2011 2

Presentation Overview

• Introduce Boreal Land Cover Classification project

• Focus on species differentiation in boreal environment

• Introduce reference data for land cover classification

• Introduce method of Radiometric Terrain Correction (RTC)

• Terrain-flattened Gamma Naught Backscatter

• Perform RTC on polarimetric parameters to address topography

• Demonstrate synergy of PolSARpro and MapReady Tools

• Compare results for RTC-corrected and non-corrected classification

• Characterize optimal classification approach for Interior Alaska

Don Atwood & David Small IGARSS July 2011 3

Study Region

Boreal environment of Interior Alaska

Characterized by:

• rivers

• wetlands

• herbaceous tundra

• black spruce forests (north facing)

• birch forests (south facing)

• low intensity urban areas

Don Atwood & David Small IGARSS July 2011 4

Land Cover Reference

Don Atwood & David Small IGARSS July 2011 5

Study Data

Quad-Pol data selected:

• ALOS L-band PALSAR

• 21.5 degree look angle

• Of April, May, July, and Nov dates,

July 12 2009 selected

• Post-thaw

• Leaf-on

• Coverage includes Fairbanks and regional roads

Pauli Image

Don Atwood & David Small IGARSS July 2011 6

Problem of Topography

Span (Trace of T3 Matrix) Wishart Segmentation

Don Atwood & David Small IGARSS July 2011 7

Backscatter Reference Areas

Nadir

Sensor

Far

Near

Aσ & σ0

Aγ & γ0

Aβ & β0

Standard areas for Ellipsoid Normalization

Don Atwood & David Small IGARSS July 2011 8

Relationships between cross sections

for ellipsoidal surfaces

Backscatter Reference Areas

Don Atwood & David Small IGARSS July 2011 9

Terrain-flattening

The concept of a single Local Incident Angle determining the terrain’s local normalization area is flawed: • adapted from ellipsoidal incident angle for ocean, sea-ice, &

flatlands

• fails to account for foreshortening and the radiometric impact of topography.

To improve sensor model:

➡use local contributing area, not angle!

Ref.: Small, D., Flattening Gamma: Radiometric Terrain Correction for SAR Imagery, IEEE Transactions on Geoscience and Remote Sensing, 13p (in press).

Don Atwood & David Small IGARSS July 2011 10

Terrain-flattening

X

Solution: Use simulated image to Normalize β0

Example over Switzerland ASAR WS data courtesy ESA

Don Atwood & David Small IGARSS July 2011 11

Terrain-flattening

Convention 1 2 3 4 5

Earth Model None Ellipsoid Terrain

Reference Area

Area Derivation

Normalisation

Product GTC NORLIM RTC

Don Atwood & David Small IGARSS July 2011 12

Vancouver

GTC (Sept 2008) Integrated contributing area ENVISAT ASAR WSM data courtesy ESA (based on SRTM3)

Terrain Correction in Coastal BC

Don Atwood & David Small IGARSS July 2011 13

Terrain Correction in Coastal BC

GTC (Sept 2008) Integrated contributing area ENVISAT ASAR WSM data courtesy ESA (based on SRTM3)

Don Atwood & David Small IGARSS July 2011 14

ASAR WSM GTC

Coastal BC: GTC

Don Atwood & David Small IGARSS July 2011 15

ASAR WSM RTC

Coastal BC: RTC

Don Atwood & David Small IGARSS July 2011 16

ASAR WSM NORLIM

Coastal BC: NORLIM

Don Atwood & David Small IGARSS July 2011 17

Coherency Matrix

=

YXYX

XYXX

SSSS

S

Scattering Matrix

( )( ) ( )( )( ) ( )

( ) ( )

−+

−−+−

+−++

=2**

*2*

**2

3

422

2

2*

21

XYYYXXXYYYXXXY

XYYYXXYYXXYYXXYYXX

XYYYXXYYXXYYXXYYXX

SSSSSSS

SSSSSSSSS

SSSSSSSSS

T

22T11T 33T: “Single Bounce” : “Double Bounce” : “Volume Scattering”

Don Atwood & David Small IGARSS July 2011 18

Radiometric Terrain Correction of Coherency Matrix

• Radiometric Terrain Correction:

Area Normalization

terrain corrected Coherency Matrix

=

333231

232221

131211

3

TTTTTTTTT

T

Coherency Matrix

=

333231

232221

131211

3

TTTTTTTTT

T

• Scale all matrix elements by Area Normalization • Acknowledge that angular dependence of scattering

mechanisms is not addressed

Don Atwood & David Small IGARSS July 2011 19

Radiometric Terrain Correction of Coherency Matrix

GTC: No Normalization RTC: Terrain-model Normalization

Don Atwood & David Small IGARSS July 2011 20

Radiometric Terrain Correction of Coherency Matrix

GTC: No Normalization RTC: Terrain-model Normalization

Don Atwood & David Small IGARSS July 2011 21

Ingest PALSAR data Terrain-correct Perform Wishart Export to GIS Generate T3 decomposition Cluster-busting RTC using area image provided by UZH Lee Sigma Speckle Filter POC

Integration of PolSARpro and MapReady

Don Atwood & David Small IGARSS July 2011 22

Radiometric Terrain Correction of Coherency Matrix

Wishart - No Normalization Radiometric Terrain Correction

Don Atwood & David Small IGARSS July 2011 23

Radiometric Terrain Correction of Coherency Matrix

USGS Reference Radiometric Terrain Correction

Don Atwood & David Small IGARSS July 2011 24

Classification Results

Urban areas missed / Identified as Open Water

Don Atwood & David Small IGARSS July 2011 25

Classification Results

Inability to distinguish Mixed Forests and Shrub / Scrub

Don Atwood & David Small IGARSS July 2011 26

Classification Results

No Normalization USGS Reference RTC

Don Atwood & David Small IGARSS July 2011 27

Accuracy Assessment No Normalization

No Normalization Open Water

Developed Land

Barren Land

Deciduous Forest

Evergreen Forest

Mixed Forest

Shrub/ Scrub

Woody Wetlands

Herbaceous Wetlands

User Accuracy

Open Water 42402 22539 15229 2168 1512 99 1024 6299 498 46%

Developed Land 836 27431 1304 3130 903 458 123 2663 64 74%

Barren Land 0 0 0 0 0 0 0 0 0 NA

Deciduous Forest 11217 50614 1795 390417 228454 112888 12687 52712 528 45%

Evergreen Forest 13734 69849 6849 162366 323079 49803 12643 94157 617 44%

Mixed Forest 0 0 0 0 0 0 0 0 0 NA

Shrub/ Scrub 0 0 0 0 0 0 0 0 0 NA

Woody Wetlands 7062 15611 4924 56052 135667 12103 30585 480635 11594 65%

Herbaceous Wetlands 0 0 0 0 0 0 0 0 0 NA

Producer Accuracy 56% 15% 0% 64% 47% 0% 0% 76% 0% 51%

Don Atwood & David Small IGARSS July 2011 28

Accuracy Assessment With RTC

Normalized T3 Open Water

Developed Land

Barren Land

Deciduous Forest

Evergreen Forest

Mixed Forest

Shrub/ Scrub

Woody Wetlands

Herbaceous Wetlands

User Accuracy

Open Water 45570 33695 17297 3595 2188 165 1616 9905 739 40%

Developed Land 942 27464 1320 4717 1547 608 148 1878 27 71%

Barren Land 0 0 0 0 0 0 0 0 0 NA

Deciduous Forest 10161 59438 1461 482548 234568 128097 10344 30375 147 50%

Evergreen Forest 10614 50149 4409 53025 335583 30621 13520 138224 527 53%

Mixed Forest 0 0 0 0 0 0 0 0 0 NA

Shrub/ Scrub 0 0 0 0 0 0 0 0 0 NA

Woody Wetlands 7964 15298 5614 70248 115729 15860 31434 456084 11861 64%

Herbaceous Wetlands 0 0 0 0 0 0 0 0 0 NA

Producer Accuracy 61% 15% 0% 79% 49% 0% 0% 72% 0% 54%

Don Atwood & David Small IGARSS July 2011 29

Accuracy Assessment Comparison

Producer Class RTC No RTC Improvement

Open Water 61% 56% 5%

Developed Land 15% 15% 0%

Deciduous Forest 79% 64% 15%

Evergreen Forest 49% 47% 2%

Woody Wetlands 72% 76% -4%

• RTC yields improved accuracy (particularly for Deciduous Forest) • But statistics may not tell the whole story: the USGS reference has a stated accuracy of approximately 75%!

Don Atwood & David Small IGARSS July 2011 30

Impact of RTC on forest classification

No Normalization USGS Reference RTC

Don Atwood & David Small IGARSS July 2011 31

Conclusions

• In general, PolSAR classification is difficult!

• Data fusion provides greatest hope for accurate classification results

• Radiometric variability caused by topography dominates PolSAR classification

• Area-based RTC offers effective way to “flatten” SAR radiometry

• RTC of Coherency Matrix shown to improve classification accuracy:

• Impact most pronounced for Deciduous Forests

• Although not complete, RTC approach is simple and effective

• Different scattering mechanisms (SB, DB, Volume) have different sensitivities to topography. RTC does not address this

• However, RTC is very effective first order correction for segmenting polarimetric data by phenology rather than topography

Don Atwood & David Small IGARSS July 2011 32

Discussion

Don Atwood [email protected] (907) 474-7380

Photo Credit: Don Atwood