form n px report · 2020. 7. 16. · adecco group ag ticker: aden security id: h00392318 meeting...

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******************************* FORM NPx REPORT ******************************* ICA File Number: 81105075 Reporting Period: 07/01/2017 06/30/2018 Thrivent Mutual Funds ================== Thrivent Partner Worldwide Allocation Fund ================== 3I GROUP PLC Ticker: III Security ID: G88473148 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: JUN 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reelect Jonathan Asquith as Director For For Management 5 Reelect Caroline Banszky as Director For For Management 6 Reelect Simon Borrows as Director For For Management 7 Reelect Stephen Daintith as Director For For Management 8 Reelect Peter Grosch as Director For For Management 9 Reelect David Hutchison as Director For For Management 10 Reelect Simon Thompson as Director For For Management 11 Reelect Julia Wilson as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise Board Acting Through the For For Management Audit and Compliance Committee to Fix Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity with For For Management Preemptive Rights 16 Authorise Issue of Equity without For For Management Preemptive Rights 17 Authorise Issue of Equity without For For Management Page 1

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  • ******************************* FORM N‐Px REPORT *******************************

    ICA File Number: 811‐05075                                                      Reporting Period: 07/01/2017 ‐ 06/30/2018                                       Thrivent Mutual Funds                                                                                                                                                                                                                                                                                                           

    ================== Thrivent Partner Worldwide Allocation Fund ==================

    3I GROUP PLC                                                                    

    Ticker:       III            Security ID:  G88473148                            Meeting Date: JUN 28, 2018   Meeting Type: Annual                               Record Date:  JUN 26, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Accept Financial Statements and         For       For          Management       Statutory Reports                                                         2     Approve Remuneration Report             For       For          Management 3     Approve Final Dividend                  For       For          Management 4     Re‐elect Jonathan Asquith as Director   For       For          Management 5     Re‐elect Caroline Banszky as Director   For       For          Management 6     Re‐elect Simon Borrows as Director      For       For          Management 7     Re‐elect Stephen Daintith as Director   For       For          Management 8     Re‐elect Peter Grosch as Director       For       For          Management 9     Re‐elect David Hutchison as Director    For       For          Management 10    Re‐elect Simon Thompson as Director     For       For          Management 11    Re‐elect Julia Wilson as Director       For       For          Management 12    Reappoint Ernst & Young LLP as Auditors For       For          Management 13    Authorise Board Acting Through the      For       For          Management       Audit and Compliance Committee to Fix                                           Remuneration of Auditors                                                  14    Authorise EU Political Donations and    For       For          Management       Expenditure                                                               15    Authorise Issue of Equity with          For       For          Management       Pre‐emptive Rights                                                        16    Authorise Issue of Equity without       For       For          Management       Pre‐emptive Rights                                                        17    Authorise Issue of Equity without       For       For          Management 

    Page 1

  •       Pre‐emptive Rights in Connection with                                           an Acquisition or Other Capital                                                 Investment                                                                18    Authorise Market Purchase of Ordinary   For       For          Management       Shares                                                                    19    Authorise the Company to Call General   For       For          Management       Meeting with Two Weeks' Notice                                            

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AALBERTS INDUSTRIES                                                             

    Ticker:       AALB           Security ID:  N00089271                            Meeting Date: APR 18, 2018   Meeting Type: Annual                               Record Date:  MAR 21, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Open Meeting                            None      None         Management 2     Receive Report of Management Board      None      None         Management       (Non‐Voting)                                                              3.a   Approve Remuneration Report Containing  None      None         Management       Remuneration Policy for Management                                              Board Members                                                             3.b   Adopt Financial Statements              For       For          Management 4.a   Receive Explanation on Company's        None      None         Management       Reserves and Dividend Policy                                              4.b   Approve Dividends of EUR 0.65 Per Share For       For          Management 5     Approve Discharge of Management Board   For       For          Management 6     Approve Discharge of Supervisory Board  For       For          Management 7.a   Discussion on Company's Corporate       None      None         Management       Governance Structure                                                      7.b   Amend Articles of Association           For       For          Management 8     Reelect Martin C.J. van Pernis to       For       For          Management       Supervisory Board                                                         9     Reelect Oliver N. Jager to Management   For       For          Management       Board                                                                     10    Elect Henk Scheffers as Independent     For       For          Management       Board Member of Stichting Prioriteit                                            "Aalberts Industries N.V"                                                 11    Grant Board Authority to Issue Shares   For       For          Management       up to 10 Percent of Issued Capital                                        12    Authorize Board to Exclude Preemptive   For       For          Management       Rights from Share Issuances                                               13    Authorize Repurchase of Up to 10        For       For          Management       Percent of Issued Share Capital                                           14    Ratify Deloitte Accountants B.V. as     For       For          Management       Auditors                                                                  15    Other Business (Non‐Voting)             None      None         Management 

    Page 2

  • 16    Close Meeting                           None      None         Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ABACUS PROPERTY GROUP                                                           

    Ticker:       ABP            Security ID:  Q0015N187                            Meeting Date: NOV 14, 2017   Meeting Type: Annual/Special                       Record Date:  NOV 12, 2017                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    2     Approve the Remuneration Report         For       For          Management 3.1   Elect Myra Salkinder as Director        For       For          Management 3.2   Elect Jingmin Qian as Director          For       For          Management 4     Approve the Increase in Maximum         None      For          Management       Aggregate Remuneration of                                                       Non‐Executive Directors                                                   5     Approve the Grant of Deferred Security  For       For          Management       Acquisition Rights to Frank Wolf                                          

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ABCAM PLC                                                                       

    Ticker:       ABC            Security ID:  G0060R118                            Meeting Date: NOV 14, 2017   Meeting Type: Annual                               Record Date:  NOV 10, 2017                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Accept Financial Statements and         For       For          Management       Statutory Reports                                                         2     Approve Final Dividend                  For       For          Management 3     Approve Remuneration Report             For       For          Management 4     Reappoint PricewaterhouseCoopers LLP    For       For          Management       as Auditors                                                               5     Authorise the Audit and Risk Committee  For       For          Management       to Fix Remuneration of Auditors                                           6     Re‐elect Murray Hennessy as Director    For       Abstain      Management 7     Re‐elect Jonathan Milner as Director    For       For          Management 8     Re‐elect Alan Hirzel as Director        For       For          Management 9     Re‐elect Gavin Wood as Director         For       For          Management 10    Re‐elect Louise Patten as Director      For       For          Management 11    Re‐elect Sue Harris as Director         For       For          Management 12    Re‐elect Mara Aspinall as Director      For       For          Management 13    Authorise Issue of Equity with          For       For          Management       Pre‐emptive Rights                                                        14    Authorise Issue of Equity without       For       For          Management 

    Page 3

  •       Pre‐emptive Rights                                                        15    Authorise Market Purchase of Ordinary   For       For          Management       Shares                                                                    

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ABN AMRO GROUP N.V.                                                             

    Ticker:       ABN            Security ID:  N0162C102                            Meeting Date: MAY 03, 2018   Meeting Type: Annual                               Record Date:  APR 20, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Open meeting                            None      None         Management 2     Announcements                           None      None         Management 3.a   Receive Report of the Management Board  None      None         Management 3.b   Adopt Annual Accounts                   None      None         Management 4     Discuss Agenda of ABN AMRO Group N.V.   None      None         Management       AGM of 29 May 2018                                                        5.a   Amend Articles of Association STAK AAG  None      None         Management 5.b   Amend Trust Conditions STAK AAG         For       Did Not Vote Management 6     Other Business (Non‐voting)             None      None         Management 7     Close Meeting                           None      None         Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ABN AMRO GROUP N.V.                                                             

    Ticker:       ABN            Security ID:  N0162C102                            Meeting Date: MAY 29, 2018   Meeting Type: Annual                               Record Date:  MAY 01, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Open Meeting                            None      None         Management 2a    Receive Report of Management Board      None      None         Management       (Non‐Voting)                                                              2b    Receive Report of Supervisory Board     None      None         Management       (Non‐Voting)                                                              2c    Receive Announcements from the          None      None         Management       Chairman of the Employee Council                                          2d    Discussion on Company's Corporate       None      None         Management       Governance Structure                                                      2e    Discuss Implementation of Remuneration  None      None         Management       Policy                                                                    2f    Receive Announcements from Auditor      None      None         Management 2g    Adopt Financial Statements and          For       For          Management       Statutory Reports                                                         

    Page 4

  • 3a    Receive Explanation on Company's        None      None         Management       Reserves and Dividend Policy                                              3b    Approve Dividends of EUR 1.45 per Share For       For          Management 4a    Approve Discharge of Management Board   For       For          Management 4b    Approve Discharge of Supervisory Board  For       For          Management 5     Receive Report on Functioning of        None      None         Management       External Auditor                                                          6a    Discuss Collective Profile of the       None      None         Management       Supervisory Board                                                         6b    Announce Vacancies on the Supervisory   None      None         Management       Board                                                                     6c    Opportunity to Make Recommendations     None      None         Management 6di   Announce Intention to Reappoint Steven  None      None         Management       ten Have as Member of the Supervisory                                           Board                                                                     6dii  Reelect Steven ten Have to Supervisory  For       For          Management       Board                                                                     7a    Grant Board Authority to Issue Shares   For       For          Management       Up to 10 Percent of Issued Capital                                        7b    Authorize Board to Exclude Preemptive   For       For          Management       Rights from Share Issuances                                               7c    Authorize Repurchase of Up to 10        For       For          Management       Percent of Issued Share Capital                                           8     Authorize Cancellation of Treasury      For       For          Management       Shares of Up to 10 Percent of Issued                                            Share Capital                                                             9     Amend Articles to Reflect Changes in    For       For          Management       Capital                                                                   10    Close Meeting                           None      None         Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS S.A                                

    Ticker:       ACS            Security ID:  E7813W163                            Meeting Date: MAY 07, 2018   Meeting Type: Annual                               Record Date:  MAY 02, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1.1   Approve Consolidated and Standalone     For       For          Management       Financial Statements                                                      1.2   Approve Allocation of Income            For       For          Management 2     Advisory Vote on Remuneration Report    For       Against      Management 3     Approve Remuneration Policy             For       Against      Management 4     Approve Discharge of Board              For       Against      Management 5     Renew Appointment of Deloitte as        For       For          Management       Auditor                                                                   6     Receive Amendments to Board of          None      None         Management 

    Page 5

  •       Directors Regulations                                                     7     Authorize Capitalization of Reserves    For       For          Management       for Scrip Dividends and Approve                                                 Reduction in Share Capital via                                                  Amortization of Treasury Shares                                           8     Authorize Share Repurchase and Capital  For       For          Management       Reduction via Amortization of                                                   Repurchased Shares                                                        9     Authorize Board to Ratify and Execute   For       For          Management       Approved Resolutions                                                      

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ADASTRIA CO., LTD.                                                              

    Ticker:       2685           Security ID:  J0011S105                            Meeting Date: MAY 24, 2018   Meeting Type: Annual                               Record Date:  FEB 28, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Amend Articles to Amend Business Lines  For       For          Management 2.1   Elect Director Fukuda, Michio           For       For          Management 2.2   Elect Director Kimura, Osamu            For       For          Management 2.3   Elect Director Fukuda, Taiki            For       For          Management 2.4   Elect Director Kindo, Masayuki          For       For          Management 2.5   Elect Director Kurashige, Hideki        For       For          Management 2.6   Elect Director Matsui, Tadamitsu        For       For          Management 2.7   Elect Director Akutsu, Satoshi          For       For          Management 2.8   Elect Director Horie, Hiromi            For       For          Management 3     Appoint Statutory Auditor Hayama,       For       For          Management       Yoshiko                                                                   

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ADECCO GROUP AG                                                                 

    Ticker:       ADEN           Security ID:  H00392318                            Meeting Date: APR 19, 2018   Meeting Type: Annual                               Record Date:                                                                    

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1.1   Accept Financial Statements and         For       For          Management       Statutory Reports                                                         1.2   Approve Remuneration Report             For       For          Management 2     Approve Allocation of Income and        For       For          Management       Dividends of CHF 2.50 per Share                                           3     Approve Discharge of Board and Senior   For       For          Management 

    Page 6

  •       Management                                                                4.1   Approve Remuneration of Directors in    For       For          Management       the Amount of CHF 4.7 Million                                             4.2   Approve Remuneration of Executive       For       For          Management       Committee in the Amount of CHF 35                                               Million                                                                   5.1.1 Reelect Rolf Doerig as Director Board   For       For          Management       Chairman                                                                  5.1.2 Reelect Jean‐Christophe Deslarzes as    For       For          Management       Director                                                                  5.1.3 Reelect Ariane Gorin as Director        For       For          Management 5.1.4 Reelect Alexander Gut as Director       For       For          Management 5.1.5 Reelect Didier Lambouche as Director    For       For          Management 5.1.6 Reelect David Prince as Director        For       Against      Management 5.1.7 Reelect Kathleen Taylor as Director     For       For          Management 5.1.8 Elect Regula Wallimann as Director      For       For          Management 5.2.1 Reappoint Jean‐Christophe Deslarzes as  For       For          Management       Member of the Compensation Committee                                      5.2.2 Reappoint Alexander Gut as Member of    For       For          Management       the Compensation Committee                                                5.2.3 Reappoint Kathleen Taylor as Member of  For       For          Management       the Compensation Committee                                                5.3   Designate Andreas Keller as             For       For          Management       Independent Proxy                                                         5.4   Ratify Ernst and Young AG as Auditors   For       For          Management 6     Approve Reduction in Share Capital      For       For          Management       Through Cancelation of Repurchased                                              Shares                                                                    7     Transact Other Business (Voting)        For       Against      Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ADEKA CORP.                                                                     

    Ticker:       4401           Security ID:  J0011Q109                            Meeting Date: JUN 22, 2018   Meeting Type: Annual                               Record Date:  MAR 31, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Allocation of Income, with a    For       For          Management       Final Dividend of JPY 22                                                  2.1   Elect Director Kori, Akio               For       For          Management 2.2   Elect Director Shirozume, Hidetaka      For       For          Management 2.3   Elect Director Tomiyasu, Haruhiko       For       For          Management 2.4   Elect Director Arata, Ryozo             For       For          Management 2.5   Elect Director Tajima, Koji             For       For          Management 2.6   Elect Director Yukino, Toshinori        For       For          Management 2.7   Elect Director Kobayashi, Yoshiaki      For       For          Management 

    Page 7

  • 2.8   Elect Director Fujisawa, Shigeki        For       For          Management 2.9   Elect Director Shiga, Yoji              For       For          Management 2.10  Elect Director Yoshinaka, Atsuya        For       For          Management 2.11  Elect Director Nagai, Kazuyuki          For       For          Management 2.12  Elect Director Endo, Shigeru            For       For          Management 3     Appoint Statutory Auditor Yajima,       For       For          Management       Akimasa                                                                   

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ADITYA BIRLA CAPITAL LIMITED                                                    

    Ticker:       540691         Security ID:  Y0R14D109                            Meeting Date: JUN 30, 2018   Meeting Type: Special                              Record Date:  MAY 25, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Issuance of Securities          For       For          Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AIA GROUP LTD.                                                                  

    Ticker:       1299           Security ID:  Y002A1105                            Meeting Date: MAY 18, 2018   Meeting Type: Annual                               Record Date:  MAY 14, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Accept Financial Statements and         For       For          Management       Statutory Reports                                                         2     Approve Final Dividend                  For       For          Management 3     Elect Ng Keng Hooi as Director          For       For          Management 4     Elect Cesar Velasquez Purisima as       For       For          Management       Director                                                                  5     Elect Lawrence Juen‐Yee Lau as Director For       For          Management 6     Elect Chung‐Kong Chow as Director       For       For          Management 7     Elect John Barrie Harrison as Director  For       For          Management 8     Approve PricewaterhouseCoopers as       For       For          Management       Auditors and Authorize Board to Fix                                             Their Remuneration                                                        9A    Approve Issuance of Equity or           For       For          Management       Equity‐Linked Securities without                                                Preemptive Rights                                                         9B    Authorize Repurchase of Issued Share    For       For          Management       Capital                                                                   9C    Approve Allotment and Issuance of       For       For          Management       Additional Shares Under the Restricted                                    

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  •       Share Unit Scheme                                                         

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AICHI CORP.                                                                     

    Ticker:       6345           Security ID:  J00284109                            Meeting Date: JUN 21, 2018   Meeting Type: Annual                               Record Date:  MAR 31, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Allocation of Income, with a    For       For          Management       Final Dividend of JPY 11                                                  2     Amend Articles to Abolish Board         For       For          Management       Structure with Statutory Auditors ‐                                             Adopt Board Structure with Audit                                                Committee ‐ Amend Provisions on Number                                          of Directors ‐ Authorize Directors to                                           Execute Day to Day Operations without                                           Full Board Approval                                                       3.1   Elect Director Miura, Osamu             For       Against      Management 3.2   Elect Director Inakoshi, Shinya         For       Against      Management 3.3   Elect Director Ohira, Akihiko           For       Against      Management 4.1   Elect Director and Audit Committee      For       Against      Management       Member Suzuki, Takeshi                                                    4.2   Elect Director and Audit Committee      For       Against      Management       Member Ito, Takushi                                                       4.3   Elect Director and Audit Committee      For       For          Management       Member Takatsuki, Shigehiro                                               4.4   Elect Director and Audit Committee      For       Against      Management       Member Kawataki, Satoru                                                   5     Approve Compensation Ceiling for        For       For          Management       Directors Who Are Not Audit Committee                                           Members                                                                   6     Approve Compensation Ceiling for        For       For          Management       Directors Who Are Audit Committee                                               Members                                                                   7     Approve Statutory Auditor Retirement    For       Against      Management       Bonus                                                                     

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AIR FRANCE KLM                                                                  

    Ticker:       AF             Security ID:  F01699135                            Meeting Date: SEP 04, 2017   Meeting Type: Special                              Record Date:  AUG 30, 2017                                                      

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  • #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Elect Bing Tang as Director             For       For          Management 2     Elect Delta Air Lines, Inc. as Director For       For          Management 3     Approve Issuance of Equity or           For       For          Management       Equity‐Linked Securities Reserved for                                           Eastern Airlines Industry Investment                                            (Luxembourg) Company Limited up to                                              Aggregate Nominal Amount of EUR                                                 37,527,410                                                                4     Approve Issuance of Equity or           For       For          Management       Equity‐Linked Securities Reserved for                                           Delta Air Lines, Inc. or any                                                    Subsidiary of Group Delta controlled                                            Directly or Indirectly at 100 percent                                           by Delta Air Lines, Inc, up to                                                  Aggregate Nominal Amount of EUR                                                 37,527,410                                                                5     Authorize Capital Issuances for Use in  For       For          Management       Employee Stock Purchase Plans                                             6     Authorize Filing of Required            For       For          Management       Documents/Other Formalities                                               

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AIR NEW ZEALAND LTD.                                                            

    Ticker:       AIR            Security ID:  Q0169V100                            Meeting Date: SEP 28, 2017   Meeting Type: Annual                               Record Date:  SEP 26, 2017                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Elect  Linda Jenkinson as Director      For       For          Management 2     Elect John Key as Director              For       For          Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AISAN INDUSTRY                                                                  

    Ticker:       7283           Security ID:  J00672105                            Meeting Date: JUN 13, 2018   Meeting Type: Annual                               Record Date:  MAR 31, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Allocation of Income, with a    For       For          Management       Final Dividend of JPY 15                                                  2.1   Elect Director Nomura, Tokuhisa         For       Against      Management 

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  • 2.2   Elect Director Nakano, Masataka         For       Against      Management 2.3   Elect Director Ishida, Tomoya           For       Against      Management 2.4   Elect Director Takagi, Takaaki          For       Against      Management 2.5   Elect Director Nakane, Toru             For       Against      Management 2.6   Elect Director Kosaka, Yoshifumi        For       Against      Management 2.7   Elect Director Iwata, Hitoshi           For       Against      Management 2.8   Elect Director Tsuge, Satoe             For       For          Management 3.1   Appoint Statutory Auditor Torii,        For       For          Management       Hisanao                                                                   3.2   Appoint Statutory Auditor Kishi,        For       Against      Management       Hirohisa                                                                  3.3   Appoint Statutory Auditor Yamanaka,     For       Against      Management       Akihiro                                                                   4     Approve Stock Option Plan               For       For          Management 5     Approve Annual Bonus                    For       For          Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AISIN SEIKI CO. LTD.                                                            

    Ticker:       7259           Security ID:  J00714105                            Meeting Date: JUN 19, 2018   Meeting Type: Annual                               Record Date:  MAR 31, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Allocation of Income, with a    For       For          Management       Final Dividend of JPY 90                                                  2.1   Elect Director Toyoda, Kanshiro         For       For          Management 2.2   Elect Director Mitsuya, Makoto          For       For          Management 2.3   Elect Director Okabe, Hitoshi           For       For          Management 2.4   Elect Director Usami, Kazumi            For       For          Management 2.5   Elect Director Nishikawa, Masahiro      For       For          Management 2.6   Elect Director Uenaka, Hiroshi          For       For          Management 2.7   Elect Director Ozaki, Kazuhisa          For       For          Management 2.8   Elect Director Shimizu, Kanichi         For       For          Management 2.9   Elect Director Kobayashi, Toshio        For       For          Management 2.10  Elect Director Haraguchi, Tsunekazu     For       For          Management 2.11  Elect Director Hamada, Michiyo          For       For          Management 2.12  Elect Director Ise, Kiyotaka            For       For          Management 2.13  Elect Director Mizushima, Toshiyuki     For       For          Management 2.14  Elect Director Amakusa, Haruhiko        For       For          Management 3     Appoint Statutory Auditor Takasu,       For       For          Management       Hikaru                                                                    4     Approve Annual Bonus                    For       For          Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

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  • AKBANK T.A.S.                                                                   

    Ticker:       AKBNK          Security ID:  M0300L106                            Meeting Date: MAR 26, 2018   Meeting Type: Annual                               Record Date:                                                                    

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Elect Presiding Council of Meeting      For       For          Management 2     Accept Board Report                     For       For          Management 3     Accept Audit Report                     For       For          Management 4     Accept Financial Statements             For       For          Management 5     Ratify Director Appointments            For       Abstain      Management 6     Approve Discharge of Board              For       For          Management 7     Approve Allocation of Income            For       For          Management 8     Elect Directors                         For       Abstain      Management 9     Approve Director Remuneration           For       Abstain      Management 10    Ratify External Auditors                For       For          Management 11    Grant Permission for Board Members to   For       For          Management       Engage in Commercial Transactions with                                          Company and Be Involved with Companies                                          with Similar Corporate Purpose                                            12    Approve Upper Limit of Donations for    For       Against      Management       2018                                                                      13    Receive Information on Donations Made   None      None         Management       in 2017                                                                   

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AKER BP ASA                                                                     

    Ticker:       AKERBP         Security ID:  R0139K100                            Meeting Date: NOV 21, 2017   Meeting Type: Special                              Record Date:  NOV 14, 2017                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Open Meeting; Approve Notice of         For       Did Not Vote Management       Meeting and Agenda                                                        2     Designate Inspector(s) of Minutes of    For       Did Not Vote Management       Meeting                                                                   3     Approve Creation of a Pool of Capital   For       Did Not Vote Management       of up to NOK 30 Million Through                                                 Issuance of Shares for a Private                                                Placements for General Purposes and In                                          Connection with Acquisition of Hess                                             Norge AS                                                                  

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

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  • AKER BP ASA                                                                     

    Ticker:       AKERBP         Security ID:  R0139K100                            Meeting Date: APR 11, 2018   Meeting Type: Annual                               Record Date:  APR 04, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Open Meeting; Registration of           None      None         Management       Attending Shareholders and Proxies                                        2     Elect Chairman of Meeting; Designate    For       Did Not Vote Management       Inspector(s) of Minutes of Meeting                                        3     Approve Notice of Meeting and Agenda    For       Did Not Vote Management 4     Accept Financial Statements and         For       Did Not Vote Management       Statutory Reports                                                         5     Approve Remuneration Policy And Other   For       Did Not Vote Management       Terms of Employment For Executive                                               Management                                                                6     Approve Remuneration of Auditors for    For       Did Not Vote Management       2017                                                                      7     Approve Remuneration of Directors       For       Did Not Vote Management 8     Approve Remuneration of Corporate       For       Did Not Vote Management       Assembly                                                                  9     Approve Remuneration of Nomination      For       Did Not Vote Management       Committee                                                                 10    Elect Directors                         For       Did Not Vote Management 11    Elect Members of Nominating Committee   For       Did Not Vote Management 12    Approve Creation of NOK 18 Million      For       Did Not Vote Management       Pool of Capital without Preemptive                                              Rights                                                                    13    Authorize Share Repurchase Program and  For       Did Not Vote Management       Reissuance of Repurchased Shares                                          14    Authorize Board to Distribute Dvidends  For       Did Not Vote Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ALLIANZ SE                                                                      

    Ticker:       ALV            Security ID:  D03080112                            Meeting Date: MAY 09, 2018   Meeting Type: Annual                               Record Date:                                                                    

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Receive Financial Statements and        None      None         Management       Statutory Reports for Fiscal 2017                                               (Non‐Voting)                                                              2     Approve Allocation of Income and        For       For          Management       Dividends of EUR 8.00 per Share                                           

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  • 3     Approve Discharge of Management Board   For       For          Management       for Fiscal 2017                                                           4     Approve Discharge of Supervisory Board  For       For          Management       for Fiscal 2017                                                           5     Approve Creation of EUR 335 Million     For       For          Management       Pool of Capital with Partial Exclusion                                          of Preemptive Rights                                                      6     Approve Creation of EUR 15 Million      For       For          Management       Pool of Capital for Employee Stock                                              Purchase Plan                                                             7     Approve Issuance of Warrants/Bonds      For       For          Management       with Warrants Attached/Convertible                                              Bonds without Preemptive Rights up to                                           Aggregate Nominal Amount of EUR 15                                              Billion; Approve Creation of EUR 250                                            Million Pool of Capital to Guarantee                                            Conversion Rights                                                         8     Authorize Acquisition of Repurchased    For       For          Management       Shares for Trading Purposes                                               9     Authorize Share Repurchase Program and  For       For          Management       Reissuance or Cancellation of                                                   Repurchased Shares without Preemptive                                           Rights                                                                    10    Authorize Use of Financial Derivatives  For       For          Management       when Repurchasing Shares                                                  11    Approve Remuneration of Supervisory     For       For          Management       Board                                                                     12    Approve Control Agreement with Allianz  For       For          Management       Asset Management GmbH                                                     13    Approve Affiliation Agreement with      For       For          Management       Allianz Climate Solutions GmbH                                            

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ALM. BRAND A/S                                                                  

    Ticker:       ALMB           Security ID:  K3513M103                            Meeting Date: APR 30, 2018   Meeting Type: Annual                               Record Date:  APR 23, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1a    Accept Financial Statements and         For       For          Management       Statutory Reports                                                         1b    Approve Discharge of Management and     For       For          Management       Board                                                                     2     Approve Allocation of Income and        For       For          Management       Ordinary Dividends of DKK 1.50 Per                                              Share and Extraordinary Dividends of                                      

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  •       DKK 1.50 Per Share                                                        3     Authorize Share Repurchase Program      For       For          Management 4a    Reelect Jorgen Mikkelsen as Director    For       For          Management 4b    Reelect Jan Pedersen as Director        For       For          Management 4c    Reelect Ebbe Castella as Director       For       For          Management 4d    Reelect Anette Eberhard as Director     For       For          Management 4e    Reelect Per Frandsen as Director        For       For          Management 4f    Reelect Karen Hansen‐Hoeck as Director  For       For          Management 4g    Reelect Boris Kjeldsen as Director      For       For          Management 4h    Elect Flemming Jorgensen as New         For       For          Management       Director                                                                  4i    Reelect Gustav Garth‐Gruner as Deputy   For       For          Management       Director                                                                  4j    Reelect Asger Christensen as Deputy     For       For          Management       Director                                                                  4k    Reelect Tina Madsen as Deputy Director  For       For          Management 4l    Reelect Kristian Kristensen as Deputy   For       For          Management       Director                                                                  4m    Reelect Jesper Bach as Deputy Director  For       For          Management 5     Ratify Deloitte as Auditors             For       For          Management 6a    Approve DKK 45 Million Reduction in     For       For          Management       Share Capital via Share Cancellation                                      6b    Approve Guidelines for Incentive‐Based  For       For          Management       Compensation for Executive Management                                           and Board                                                                 7     Authorize Editorial Changes to Adopted  For       For          Management       Resolutions in Connection with                                                  Registration with Danish Authorities                                      8     Other Business                          None      None         Management 

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ALTEN                                                                           

    Ticker:       ATE            Security ID:  F02626103                            Meeting Date: JUN 20, 2018   Meeting Type: Annual/Special                       Record Date:  JUN 15, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Financial Statements and        For       For          Management       Statutory Reports                                                         2     Approve Consolidated Financial          For       For          Management       Statements and Statutory Reports                                          3     Approve Allocation of Income and        For       For          Management       Dividends of EUR 1 per Ordinary Share                                           and of EUR 0.50 per Preferred Share (A)                                   4     Receive Auditors' Special Report on     For       For          Management       Related‐Party Transactions Mentioning                                     

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  •       the Absence of New Transactions                                           5     Reelect Marc Eisenberg as Director      For       For          Management 6     Reelect Gerald Attia as Director        For       For          Management 7     Reelect Jane Seroussi as Director       For       For          Management 8     Approve Compensation of Simon Azoulay,  For       For          Management       Chairman and CEO                                                          9     Approve Compensation of Gerald Attia,   For       For          Management       Vice‐CEO                                                                  10    Approve Compensation of Bruno           For       For          Management       Benoliel, Vice‐CEO                                                        11    Approve Compensation of Pierre Marcel,  For       For          Management       Vice‐CEO                                                                  12    Approve Remuneration Policy of          For       For          Management       Chairman and CEO                                                          13    Approve Remuneration Policy of          For       For          Management       Vice‐CEOs                                                                 14    Authorize Repurchase of Up to 5         For       For          Management       Percent of Issued Share Capital                                           15    Authorize up to 150,000 Shares for Use  For       Against      Management       in Restricted Stock Plans                                                 16    Amend Articles 16, 17 and 20 of Bylaws  For       For          Management       Re: Remuneration of Corporate Officers                                          and Report of the Chairman                                                17    Authorize Filing of Required            For       For          Management       Documents/Other Formalities                                               

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ALTIUM LTD.                                                                     

    Ticker:       ALU            Security ID:  Q0268D100                            Meeting Date: NOV 08, 2017   Meeting Type: Annual                               Record Date:  NOV 06, 2017                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    2     Approve Remuneration Report             For       For          Management 3     Elect Lynn Mickleburgh as Director      For       For          Management 4     Approve the Grant of Performance        For       For          Management       Rights to Aram Mirkazemi                                                  5     Approve Renewal of Proportional         For       For          Management       Takeover Provisions                                                       

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    ALTRI SGPS SA                                                                   

    Ticker:       ALTR           Security ID:  X0142R103                            

    Page 16

  • Meeting Date: MAY 04, 2018   Meeting Type: Annual                               Record Date:  APR 26, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Approve Individual and Consolidated     For       For          Management       Financial Statements and Statutory                                              Reports                                                                   2     Approve Allocation of Income            For       For          Management 3     Approve Discharge of Management and     For       For          Management       Supervisory Boards                                                        4     Approve Statement on Remuneration       For       For          Management       Policy                                                                    5     Authorize Repurchase and Reissuance of  For       For          Management       Shares                                                                    6     Authorize Repurchase and Reissuance of  For       For          Management       Debt Instruments                                                          

    ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐

    AMADEUS FIRE AG                                                                 

    Ticker:       AAD            Security ID:  D0349N105                            Meeting Date: MAY 24, 2018   Meeting Type: Annual                               Record Date:  MAY 02, 2018                                                      

    #     Proposal                                Mgt Rec   Vote Cast    Sponsor    1     Receive Financial Statements and        None      None         Management       Statutory Reports for Fiscal 2017                                               (Non‐Voting)                                                              2     Approve Allocation of Income and        For       For          Management       Dividends of EUR 3.96 per Share                                           3     Approve Discharge of Management Board   For       For          Management       for Fiscal 2017                                                           4     Approve Discharge of Supervisory Board  For       For          Management       for Fiscal 2017                                  �