staff recommendation: approve minutes. staff

AGENDA

The Regular Meeting of the Board of Directors of Diablo Water District will be held on Wednesday, February 26, 2020, 7:30 p.m. at the District’s office, 87 Carol Lane, Oakley, California. The District’s agendas and supporting documents are available at the District’s Office located at 87 Carol Lane, Oakley, California, or by calling Christine Belleci at (925) 625-0588. A fee may be charged for copies. If you have a special accommodation needs to attend the meeting, please provide at least two (2) working days notice prior to the meeting by calling Christine Belleci at (925) 625-0588. 1. Pledge of Allegiance. 2. Public Input. (Anyone present may address the Board of Directors on

any subject within the jurisdiction of Diablo Water District. This need not be related to any item on the Agenda).

3. Approval of Minutes of the Regular Meeting of January 22, 2020.

Staff Recommendation: Approve Minutes.

4. Public Presentation by East Contra Costa Fire Protection District, Chief Helmick. Staff Recommendation: Receive Presentation.

87 Carol Lane P.O. Box 127 Oakley, CA 94561-0127 925-625-3798 Fax 925-625-0814 www.diablowater.org Directors: Howard Hobbs President John H. de Fremery Vice President Kenneth L. Crockett Paul Seger Vacant General Manager & Secretary: Daniel Muelrath General Counsel: Jeffery D. Polisner

http://www.diablowater.org/

February 26, 2020 Agenda of 4 5. Vacant Board Position – Board Member Candidate(s).

Staff Recommendation: Perform interview(s) of candidate(s) and if

desired, appoint new Board Member. 6. Oath of Office.

Staff Recommendation: Perform Oath of Office for New Director.

7. LAFCo Special District Seat Nomination.

Staff Recommendation: If desired, adopt Resolution 2020 – 4

nominating Mr. McGill for the LAFCo Special District Seat.

8. Response to Delta Conveyance Project Notice of Preparation of

Environmental Impact Report.

Staff Recommendation: If desired, provide input on the Delta Conveyance Project Notice of Preparation and/or take a position on the Delta Conveyance Project.

9. Closed Session.

Pursuant to Government Code section 54956.8 the Board of Directors will meet in closed session with its real estate Negotiator to discuss the potential purchase of real property for new corporation yard.

February 26, 2020 Agenda of 4 10. Local Agency Investment Fund Authorizations Update.

Staff Recommendation: Adopt Resolution Number 2020-5.

11. Authorization to Purchase a 2019 F-350 Super Duty Truck.

Staff Recommendation: Authorize the General Manager to purchase a F-350 Super Duty Truck, not to exceed $50,237.75.

12. Acceptance of Facilities – Emerson Ranch Subdivision 9032 Phase 1

Staff Recommendation: Adopt Resolution Number 2020 – 6

13. Acceptance of Facilities – Emerson Ranch Phase 2A


14. Acceptance of Facilities – Emerson Ranch Phase 2B


15. Discussion Items and Reports. General Manager

x Water Supply Charts x CSDA Prop 218 Training

February 26, 2020 Agenda of 4

General Counsel

Engineer x OLC Facilities Negotiations

Comments of Directors 16. Financial Reports.

x Approval of Warrant Register Numbers 2020-01. x Receive Monthly Financial Statements.

17. Next Meetings of the Board of Directors.

x March 25, 2020 x April 22, 2020 x May 27, 2020

18. Adjournment. Posted this 21st day of February 2020. Dan Muelrath, General Manager/Secretary

MINUTES OF THE REGULAR MEETING OF THE BOARD OF DIRECTORS OF

DIABLO WATER DISTRICT HELD ON JANUARY 22, 2020

The regular meeting of the Board of Directors of Diablo Water District

(District) was called to order by Vice President de Fremery, at the District's office, 87 Carol Lane, Oakley, California at 7:30 p.m. on January 22, 2020.

ROLL CALL Directors Present: de Fremery, Crockett (via phone), Hobbs, Seger Staff Present: Dan Muelrath, General Manager Jennifer McCoy, Accounting Operations Manager General Counsel: Jeffrey Polisner District Engineer: Bill Brick (CDM Smith) Others Present: Peter Zirkle (ISD Director), Scott Pastor,

Elizabeth Elias, Paula Lear, other members of the public were present

1 - Pledge of Allegiance. 2 - Public Input. (Anyone present may address the Board of Directors on

any subject within the jurisdiction of Diablo Water District. This need not be related to any item on the Agenda).

Ironhouse Sanitary District, Director Peter Zirkle, addressed the Board to

inform the District, that he has been assigned as the 2020 liaison to the District.

87 Carol Lane P.O. Box 127 Oakley, CA 94561-0127 925-625-3798 Fax 925-625-0814 www.diablowater.org Directors: Howard Hobbs President John H. de Fremery Vice President Kenneth L. Crockett Paul Seger Vacant General Manager & Secretary: Daniel Muelrath General Counsel: Jeffery D. Polisner

http://www.diablowater.org/

Janaury 22, 2020 Minutes Page 2 of 5 3. Election of Board President.

Director Seger nominated Director Hobbs to fill the President role. AYES: Crockett, de Fremery, Hobbs, Seger NOES: None ABSTAIN: None

4 - Resolution of Appreciation for Former Board President Edward

Garcia. President Hobbs read the resolution of appreciation recognizing the past

efforts of former Board member Edward Garcia.

5 - Approval of Minutes of the Special Meeting of December 18, 2019. It was moved by Vice President de Fremery, seconded by Director Crockett

and approved by the following vote to Approve Minutes of the Special Meeting of December 18, 2019.

AYES: Crockett, de Fremery, Hobbs NOES: None ABSTAIN: Seger

6 - Public Hearing on the Proposed Water Charges Increase of up to 5.45

Percent for the Average Customer General Manager Muelrath presented budget and rate information related to

the proposed water charges increase. Director Seger expressed his desire to see an engineering report to support

the future capital expenditures for service line and water main replacements. General Manager Muelrath responded stating the report is forthcoming and that the future projections are conservative, based on recent leaks in the water distribution system. The Board will have the opportunity to weigh in on the expenditures prior to them occurring in future years.

Janaury 22, 2020 Minutes Page 3 of 5 Public Hearing Opened at 7:53pm.

x Elizabeth Elias: Spoke in opposition. x Paula Lear: Spoke in opposition.

Public Hearing Closed at 8:10pm. 7 - Resolution Number 2020-1 of the Board of Directors Amending

Regulations Numbered One, Two, Five and Six to Reflect the Current Cost of Service.

Director Seger expressed his opposition to the rate structure design, not the

revenue and expense projects.

It was moved by Vice President de Fremery, seconded by Director Crockett and approved by the following vote to adopt Resolution Number 2020-1 of the Board of Directors Amending Regulations Numbered One, Two, Five and Six to Reflect the Current Cost of Service.

AYES: Crockett, de Fremery, Hobbs NOES: Seger ABSTAIN: None

8 - Resolution Number 2020-2 Amending District Regulation 7 to Comply

with Senate Bill 998.

Directors asked clarify questions about the current and future water turn off process. It was moved by Director Seger, seconded by Vice President de Fremery and approved by the following vote to adopt Resolution Number 2020-2 Amending District Regulation 7 to Comply with Senate Bill 998.

AYES: Crockett, de Fremery, Hobbs, Seger NOES: None ABSTAIN: None

Janaury 22, 2020 Minutes Page 4 of 5 9 - Discussion Items and Reports. General Manager

x Water Supply Charts x Distribution System Leaks Update x New Corporation Yard Update General Counsel x No Report

Engineer x Oakley Logistics Center Update x Delta Coves Yacht Club to Open in March

Comments of Directors

x Director Seger – would like to see a presentation from the State regarding the Delta Conveyance Project, including the Board possibly taking a position on the project.

x Director Crockett – would also like to see this item brought forward. 10 - Financial Reports.

It was moved by Director Crockett, seconded by Director Seger and approved by the following vote to receive the monthly financial statements and approve Warrant Register 2019-12. AYES: Crockett, de Fremery, Hobbs, Seger NOES: None ABSTAIN: None

*****Diablo Water District Groundwater Sustainability Agency***** 11 - Groundwater Sustainability Plan Update.

Update provided and received.

Janaury 22, 2020 Minutes Page 5 of 5 12 - Adoption of Amended and Restated Memorandum of Understanding

for Development of a Groundwater Sustainability Plan.

Director Seger asked a few clarify questions about the amendments. It was moved by Vice President de Fremery, seconded by Director Seger and approved by the following vote to Adopt Resolution Number 2020-3, Amending and Restating the MOU for Development of a Groundwater Sustainability Plan.


*****Diablo Water District*****

13 - Next Meetings of the Board of Directors.

x February 26, 2020 x March 25, 2020 x April 22, 2020

14 - Adjournment.

It was moved by Director Crockett, seconded by Vice President de Fremery, and approved by the following vote to adjourn at 8:59 p.m.


Dan Muelrath, General Manager/Secretary

Page Left Blank Intentionally

Attached: Board Member Candidates Information By Area Election Transition Information & Map

DIABLO WATER DISTRICT February 26, 2020 Board Meeting

Item Number 5 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Vacant Board Position – Board Member Candidates Director Garcia submitted his resignation effective December 31, 2019. Following Government Code, staff has notified the County of the vacancy and has solicitated interest from potential Board Members. It is the Board’s responsibility to fill the position via appointment within 60 days of being notified of the vacancy or of the effective date. The Board has through February 29th to appoint a new board member or to call for an election. The term of this position is the remaining first half of the term of office (December 2020). The appointed Director will need to run in fall 2020 for the two remaining years of the District At-Large Seat or for the Voting Area Seat for Area 1 or 5. Attached are Director Applications from the two potential board member that responded to the District’s advertisement of vacancy. Directors may ask candidates for additional information. RECOMMENDATION: Perform interviews of candidates and if desired, appoint new Board Member. Dan Muelrath Dan Muelrath General Manager

1 2 3 4 5Currently At Large At Large At Large At Large At Large

2020 Election Voting Area No Election No Election No Election Voting Area2022 Election No Election Voting Area Voting Area Voting Area No Election

President Hobbs

Vice President de Fremery

Director Crockett

Director Seger

VacantAt Large Appt - needs to run in fall 2020 for 2 remaining years of At Large

Seat or 4 Year Voting Area Seat (Area 1 or 5)

Voting Area

Current Status

By Area Election Transition Information

At Large Appt - needs to run in fall 2020 for 2 remaining years of At Large Seat. Currently lives in Voting Area 3 and will need to run in that Voting

Area in 2022.

At Large - needs to run fall 2020 for 4 year Voting Area Seat (Area 1)



Service Layer Credits: Sources: Esri, USGS,NOAA

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Mai

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Delta RdSe

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Laurel Rd

W Cypress Rd E Cypress Rd

Bren

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Main St

Empi

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Main St

Edward Garcia

Jack de FremeryKenneth Crockett

Beth

el Is

land

Rd

Taylor Rd

Tule Ln

Knightsen Ave

Live

Oak

Ave

Gateway Rd

Holland Tract Rd

Dutch Slough Dr Dutch Slough Rd

Selle

rs A

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Wells Ln

Delta de Anza

Pipe

r Rd

Vintage Pkwy

Riverview Dr

Brow

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Kay Ln

E Cypress Rd

Trl

Brownstone Rd

Chianti Way

Bart

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Brid

gehe

ad R

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Walnut Meadows Dr

Delta Rd

Hill Ave

Oakley Rd

4th

St

Loren LnLaurel Rd

Malicoat Ave

Honey Ln

Monet Dr

Aspen Rd

Flem

ing

Ln

Vintage Dr

Fire

Pl

Elm

Ln

Virginia Ln

Pica

sso

Dr

Easy St

Braemar St

Daffodil Dr

Rose

Ave

Big Break Regional Trl

Almond Dr

Poe Ln

Walnut Dr

Le Conte Cir

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Gamay Dr

Dua

rte

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Wildhorse Rd

1 St

Mel

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LnTate Ln

Fall Ln

Wells Rd

Carpenter Rd

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Norcross Ln

Jan Ln

Anastasia Dr

Ashwood Dr

Teresa Ln

Susi

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Lois

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Poplar Dr

Acme St

Salvador Ln

Cll

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Simoni Ranch Rd

Vitale St

Lavender Way

Win

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Bynum

Oakley St

Palo

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Clear Lake CtO Hara Ct

Lariat Ln

2nd

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W Bolton Rd

Zart

op S

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Peac

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Ibis Dr

Woodbridge W

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Tazetta Dr

Nutmeg Dr

Past

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Pecan Ln

E Summer Lake Dr

Fire

plac

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Big Bear Rd

Stirrup Dr

Coventry Dr

Fairway

Sea

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Vine Hill Rd Beld

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Megan Dr

Everlasting Way

Arabian W

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Manresa Shore Ln

Jord

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Vella Cir

Lozo

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Rathdrum Way

Tule

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Ram

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Frandoras Cir

Stone Rd

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Josh

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Ranch Ln

Concannon Dr

Bayside Way

Mar

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7th

St

Palmwood

Appleglen St

Century Way

Redwood Dr

Yosemite Cir

Cottage Ln

Dal

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Begonia Dr

Cur

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Dynasty D

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Hibiscus Way

Knox Ln

Port

CtSaddle Dr

Dri

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Pine St

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Chardonnay Dr

Keg

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Wig

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Riley Rd

Jess

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Ct

Ceder Glenn Dr

Slough Pl

Brown St

Crane Ct

Payton Dr

Berin

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Monte Linda St

Mendota Way

Merlot Ln

Lauritzen Ln

Menona DrPheasant WayThistle Ct

Mar

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Kay

Ct

Shearwater Way

Beec

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Whitehall C

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Almondwood Pl

Solitude DrRo

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Plumbridge Way

Chan

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Haw

kins St

Pitta

Ct

Willow Oak Pl

Jersey Island Rd

Hal

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Ots

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St

Blaine Ln

Sand

y Ln

Carol Ln

Sandmound Blvd

Cactus Ln

Delta Coves Dr

Live

Oak

Ave

Blaine Ln

E Cypress Rd

Selle

rs A

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Mar

sh C

reek

Reg

iona

l Trl

Hol

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Carol Ln

Lauritzen Ln

Dut

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loug

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Delta Rd

2nd

St

Big

Brea

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Stone Rd

Paul Seger

Howard Hobbs

DIABLO WATER DISTRICT BOARD OF DIRECTORS - VOTING AREAS

µ0 0.5 1 1.5 20.25Miles

September 2019

Diablo Water Boundary

Area Not in District

County Boundary

_̂ Board Member

D

Voting Areas

Voting Area 1 (2020)





B i g B r e a k

QR166

QR4

County ofSacramento County of

Contra Costa

Note: In 2020, the District will hold an at-large election for the remainder of an unexpired term for a seat on the Board that Director Hobbs was appointed to fill on July 27, 2019.

Total Population Variance

Voting Age PopulationAge 18 and

Over(2010 Census)

Citizen Voting Age Population

(2013-2017 Estimate)

Voting Area 1 7,120 -0.25% 4,855 5,390Voting Area 2 7,128 -0.14% 5,127 4,686Voting Area 3 7,519 5.34% 5,352 5,664Voting Area 4 7,039 -1.38% 4,656 5,023Voting Area 5 6,883 -3.57% 4,857 4,544

Total 35,689 8.91% 24,847 25,307

DIABLO WATER DISTRICT BOARD OF DIRECTORS - VOTING AREAS

Voting Area 1 Voting Area 2 Voting Area 3 Voting Area 4 Voting Area 5 VariancePopulation 7,120 7,128 7,519 7,039 6,883

-18 -10 381 -99 -255-0.25% -0.14% 5.34% -1.38% -3.57% 8.91%2,193 2,602 2,352 2,474 2,797

30.80% 36.50% 31.28% 35.15% 40.64%3,444 3,679 3,841 2,804 3,223

48.37% 51.61% 51.08% 39.84% 46.83%379 339 621 789 338

5.32% 4.76% 8.26% 11.21% 4.91%25 36 36 34 46

0.35% 0.51% 0.48% 0.48% 0.67%794 188 338 595 193

11.15% 2.64% 4.50% 8.45% 2.80%17 19 26 23 35

0.24% 0.27% 0.35% 0.33% 0.51%11 17 22 17 9

0.15% 0.24% 0.29% 0.24% 0.13%257 248 283 303 242

3.61% 3.48% 3.76% 4.30% 3.52%

Voting Area 1 Voting Area 2 Voting Area 3 Voting Area 4 Voting Area 5Population 4,855 5,127 5,352 4,656 4,857

-114 158 383 -313 -112-2.30% 3.17% 7.70% -6.31% -2.26%1,339 1,667 1,445 1,475 1,741

27.58% 32.51% 27.00% 31.68% 35.85%2,531 2,901 2,994 2,042 2,537

52.13% 56.58% 55.94% 43.86% 52.23%252 237 434 513 229

5.19% 4.62% 8.11% 11.02% 4.71%22 31 24 24 38

0.45% 0.60% 0.45% 0.52% 0.78%569 149 265 432 152

11.72% 2.91% 4.95% 9.28% 3.13%12 15 19 19 24

0.25% 0.29% 0.36% 0.41% 0.49%7 8 13 9 3

0.14% 0.16% 0.24% 0.19% 0.06%123 119 158 142 133

2.53% 2.32% 2.95% 3.05% 2.74%

Voting Area 1 Voting Area 2 Voting Area 3 Voting Area 4 Voting Area 5Population 5,390 4,686 5,664 5,023 4,544

329 -375 603 -38 -5176.49% -7.42% 11.91% -0.76% -10.22%1,047 1,390 1,208 1,212 1,452

19.42% 29.66% 21.33% 24.13% 31.95%2,906 2,559 3,630 2,005 2,488

53.91% 54.61% 64.09% 39.92% 54.75%510 240 295 888 199

9.46% 5.12% 5.21% 17.68% 4.38%27 57 30 82 58

0.50% 1.22% 0.53% 1.63% 1.28%716 203 321 571 111

13.28% 4.33% 5.67% 11.37% 2.44%0 75 7 0 78

0.00% 1.60% 0.12% 0.00% 1.72%0 0 0 0 0

0.00% 0.00% 0.00% 0.00% 0.00%184 162 173 265 158

3.41% 3.46% 3.05% 5.28% 3.48%

Population 18 and Over (2010 Census)

Citizens by Voting Age Population Estimate (2013-2017)

Total Population (2010 Census)

Asian

Population Variance

Hispanic/Latino

White

Black/African AmericanAmerican Indian/

Alaska Native

Two or More Races

Native Hawaiian/Other Pacific Islander

Other

Two or More Races

Population Variance

Hispanic/Latino

White


Alaska Native

Asian


Other


Other

Two or More Races

Population Variance

Hispanic/Latino

White


Alaska Native

Asian

Attached: 1.) Oath of Office 2.) Form 700


Item Number 6 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Oath of Office Should the Board decide to appoint a candidate to the Board of Directors, Secretary Muelrath will perform the following oath of office and the new Director will be seated immediately. The new Director will also be required to fill out the State’s Form 700 – Statement of Economic Interests. RECOMMENDATION: Perform Oath of Office for New Director. Dan Muelrath Dan Muelrath General Manager

Oath of Office

State of California } } ss. County of Contra Costa }

For the Office of Director

Diablo Water District

I, , do solemnly swear (or affirm) that I will support and defend the Constitution of the United States and the Constitution of the State of California against all enemies, foreign and domestic; that I will bear true faith and allegiance to the Constitution of the United States and the Constitution of the State of California; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties upon which I am about to enter.

Subscribed and sworn before me, this day of , 20____.

Signature of Person Administrating Oath

Title

December 2019

2019-2020Statement ofEconomic Interests

Form 700

California Fair Political Practices Commission1102 Q Street, Suite 3000 • Sacramento, CA 95811Email Advice: [email protected] advice line: 1 (866) ASK-FPPC • 1 (866) 275-3772Telephone: (916) 322-5660 • Website: www.fppc.ca.gov

A Public Document

Table of ContentsQuick Start Guide .................................................... p.2Who? Where? How? When? .................................... p.3Types of Statements ................................................. p.4Cover Page and Schedules

Cover Page ........................................................ p.5Schedule A-1 (Investments) ............................... p.7Schedule A-2 (Business Entities/Trusts) ............ p.9Schedule B (Real Property) ...............................p.11Schedule C (Income) .........................................p.13Schedule D (Gifts) ..............................................p.15Schedule E (Travel Payments) ...........................p.17

Restrictions and Prohibitions ....................................p.19 Q & A ........................................................................p.20

Helpful Resources• Video Tutorials• Reference Pamphlet• Excel Version• FAQs• Gift and Travel Fact

Sheet for State and LocalOfficials

Quick Start GuideDetailed instructions begin on page 3.

WHEN IS THE ANNUAL STATEMENT DUE?

• March2–ElectedStateOfficers,JudgesandCourtCommissioners,StateBoardandCommission members listed in Government Code Section 87200

• April1–Mostotherfilers

WHERE DO I FILE?MostpeoplefiletheForm700withtheiragency.Ifyou’renotsurewheretofileyourForm700,contactyourfilingofficerorthepersonwhoaskedyoutocompleteit.

ITEMS TO NOTE!• TheForm700isapublicdocument.

• Onlyfilersservinginactivemilitarydutymayreceiveanextensiononthefilingdeadline.

• Youmustalsoreportinterestsheldbyyourspouseorregistereddomesticpartner.

• Youragency’sconflictofinterestcodewillhelpyoutocompletetheForm700.Youareencouragedtoget yourconflictofinterestcodefromthepersonwhoaskedyoutocompletetheForm700.

NOTHING TO REPORT?Markthe“Noreportableinterests”boxonPart4oftheCoverPage,andsubmitonlythesignedCoverPage.Please review each schedule carefully!

ScheduleCommon

Reportable InterestsCommon

Non-Reportable Interests

A-1: Investments

Stocks,includingthoseheldinanIRAor 401K. Each stock must be listed.

Insurancepolicies,governmentbonds,diversifiedmutualfunds,fundssimilartodiversifiedmutualfunds.

A-2:Business Entitites/Trusts

Businessentities,soleproprietorships,partnerships,LLCs,corporationsandtrusts.(e.g.,Form1099filers).

Savingsandcheckingaccounts,andannuities.

B: Real Property

Rentalpropertyinfiler’sjurisdiction,orwithin two miles of the boundaries of thejurisdiction.

A residence used exclusively as a personal residence(suchasahomeorvacationproperty).

C:Income

Non-governmentalsalaries.Notethatfilersarerequiredtoreportonlyhalfoftheirspouse’sorpartner’ssalary.

Governmentalsalary(fromschooldistrict,forexample).

D:Gifts

Giftsfrombusinesses,vendors,orothercontractors(meals,tickets,etc.).

Gifts from family members.

E:Travel Payments

Travel payments from third parties (not youremployer).

Travel paid by your government agency.

Note:Likereportableinterests,non-reportableinterestsmayalsocreateconflictsofinterestandcouldbegroundsfordisqualificationfromcertaindecisions.

QUESTIONS? • [email protected]• (866)275-3772Mon-Thurs,9-11:30a.m.

E-FILING ISSUES?• Ifusingyouragency’ssystem,pleasecontacttechnicalsupportatyouragency.• IfusingFPPC’se-filingsystem,[email protected].

FPPC Form 700 (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 2

What’s New

Gift Limit IncreaseThe gift limit increased to $500 for calendar years 2019 and 2020.

Who must file:• Electedandappointedofficialsandcandidateslistedin

Government Code Section 87200• Employees,appointedofficials,andconsultantsfiling

pursuanttoaconflictofinterestcode(“codefilers”). Obtain your disclosure categories, which describe the interests you must report, from your agency; they are not part of the Form 700

• Candidatesrunningforlocalelectiveofficesthataredesignatedinaconflictofinterestcode(e.g.,countysheriffs,cityclerks,schoolboardtrustees,andwaterboardmembers)

Exception: •Candidates for a county central committee are not requiredtofiletheForm700.

•Membersofnewlycreatedboardsandcommissionsnotyetcoveredunderaconflictofinterest code

•Employees in newly created positions of existing agencies

Formoreinformation,seeReferencePamphlet,page3,atwww.fppc.ca.gov.

Where to file:87200 Filers

Stateoffices YouragencyJudicialoffices The clerk of your courtRetiredJudges Directly with FPPCCountyoffices YourcountyfilingofficialCityoffices YourcityclerkMulti-Countyoffices Youragency

Code Filers — State and Local Officials, Employees, and Consultants Designated in a Conflict of Interest Code:Filewithyouragency,board,orcommissionunlessotherwisespecifiedinyouragency’scode(e.g.,LegislativestafffilesdirectlywithFPPC).Inmostcases,theagency,board,orcommissionwillretainthestatements.Members of Boards and Commissions of Newly Created Agencies: File with your newly created agency orwithyouragency’scodereviewingbody.Employees in Newly Created Positions of Existing Agencies:Filewithyouragencyorwithyouragency’scodereviewingbody.(SeeReferencePamphlet,page3.)Candidates:Filewithyourlocalelectionsoffice.

How to file:The Form 700 is available at www.fppc.ca.gov. Form 700 schedules are also available in Excel format. All

statementsmusthaveanoriginal“wet”signatureorbedulyauthorizedbyyourfilingofficertofileelectronicallyunder Government Code Section 87500.2.

When to file:Annual Statements

March 2, 2020 - ElectedStateOfficers - JudgesandCourtCommissioners - State Board and StateCommissionMemberslisted

in Government Code Section 87200 April 1, 2020

- MostotherfilersIndividualsfilingunderconflictofinterestcodesincityandcountyjurisdictionsshouldverifytheannualfilingdatewiththeirlocalfilingofficers.

Statementspostmarkedbythefilingdeadlineareconsideredfiledontime.

Statements of 30 pages or less may be emailed or faxed by the deadline as long as the originally signed paper versionissentbyfirstclassmailtothefilingofficialwithin24 hours.

Assuming Office and Leaving Office StatementsMostfilersfilewithin30daysofassumingorleavingofficeorwithin30daysoftheeffectivedateofanewlyadoptedoramendedconflictofinterestcode.

Exception:

IfyouassumedofficebetweenOctober1, 2019,and December31, 2019,andfiledanassumingofficestatement,youarenotrequiredtofileanannualstatementuntilMarch2,2021,orApril1,2021,whichever is applicable. The annual statement will cover thedayafteryouassumedofficethroughDecember31,2020.(SeeReferencePamphlet,page6,foradditionalexceptions.

Candidate StatementsFilenolaterthanthefinalfilingdateforthedeclarationof candidacy or nomination documents. A candidate statementisnotrequiredifyoufiledanassumingofficeorannualstatementforthesamejurisdictionwithin60daysbeforefilingadeclarationofcandidacyorothernominationdocuments.

Late StatementsThereisnoprovisionforfilingdeadlineextensionsunlessthefilerisservinginactivemilitaryduty.(Seepage19forinformationonpenaltiesandfines.)

AmendmentsStatementsmaybeamendedatanytime.Youareonlyrequiredtoamendtheschedulethatneedstoberevised.Itisnotnecessarytoamendtheentirefiledform.Obtainamendment schedules at www.fppc.ca.gov.


Page - 3

Types of Statements

Assuming Office Statement: Ifyouareanewlyappointedofficialorarenewlyemployedinapositiondesignated,orthatwillbedesignated,inastateorlocalagency’sconflictofinterestcode,yourassumingofficedateisthedateyouweresworninorotherwiseauthorizedtoserveintheposition.Ifyouareanewlyelectedofficial,yourassumingofficedateisthedateyou were sworn in.

• Report:Investments,interestsinrealproperty,andbusiness positions held on the date you assumed the officeorpositionmustbereported.Inaddition,income(includingloans,gifts,andtravelpayments)receivedduring the 12 months prior to the date you assumed the officeorposition.

ForpositionssubjecttoconfirmationbytheStateSenateortheCommissiononJudicialAppointments,yourassumingofficedateisthedateyouwereappointedornominated to the position.

• Example:MariaLopezwasnominatedbytheGovernortoserveonastateagencyboardthatissubjecttostateSenateconfirmation.TheassumingofficedateisthedateMaria’snominationissubmittedtotheSenate.Mariamustreportinvestments,interestsinrealproperty,andbusinesspositionssheholdsonthatdate,andincome(includingloans,gifts,andtravelpayments)received during the 12 months prior to that date.

Ifyourofficeorpositionhasbeenaddedtoanewlyadoptedornewlyamendedconflictofinterestcode,usetheeffectivedateofthecodeoramendment,whicheverisapplicable.

• Report:Investments,interestsinrealproperty,andbusinesspositionsheldontheeffectivedateofthecodeoramendmentmustbereported.Inaddition,income(includingloans,gifts,andtravelpayments)receivedduringthe12monthspriortotheeffectivedateof the code or amendment.

Annual Statement: Generally,theperiodcoveredisJanuary1,2019,throughDecember31,2019.IftheperiodcoveredbythestatementisdifferentthanJanuary1,2019,throughDecember31,2019,(forexample,youassumedofficebetweenOctober1,2018,andDecember31,2018 or you arecombiningstatements),youmustspecifytheperiodcovered.

• Investments,interestsinrealproperty,businesspositionsheld,andincome(includingloans,gifts,andtravelpayments)receivedduringtheperiodcoveredby the statement must be reported. Do not change the preprinteddatesonSchedulesA-1,A-2,andBunlessyouarerequiredtoreporttheacquisitionordispositionof an interest that did not occur in 2019.

• Ifyourdisclosurecategorychangesduringareportingperiod,discloseundertheoldcategoryuntiltheeffectivedateoftheconflictofinterestcodeamendmentand disclose under the new disclosure category through the end of the reporting period.

Leaving Office Statement: Generally,theperiodcoveredisJanuary1,2019, through the date you stopped performing the duties of yourposition.IftheperiodcovereddiffersfromJanuary1,2019,throughthedateyoustoppedperformingthedutiesofyourposition(forexample,youassumedofficebetween October1,2018,andDecember31,2018,or youarecombiningstatements),theperiodcoveredmustbespecified.Thereportingperiodcancoverpartsoftwocalendar years.

• Report:Investments,interestsinrealproperty,businesspositionsheld,andincome(includingloans,gifts,andtravelpayments)receivedduringtheperiodcoveredbythe statement. Do not change the preprinted dates on SchedulesA-1,A-2,andBunlessyouarerequiredtoreporttheacquisitionordispositionofaninterestthatdid not occur in 2019.

Candidate Statement: Ifyouarefilingastatementinconnectionwithyourcandidacyforstateorlocaloffice,investments,interestsinrealproperty,andbusinesspositionsheldonthedateoffilingyourdeclarationofcandidacymustbereported.Inaddition,income(includingloans,gifts,andtravelpayments)receivedduringthe12monthsprior to the date offilingyourdeclarationofcandidacyisreportable.DonotchangethepreprinteddatesonSchedulesA-1,A-2,andB.

Candidates running for local elective offices(e.g.,county sheriffs,cityclerks,schoolboardtrustees,orwaterdistrictboardmembers)mustfilecandidatestatements,asrequiredbytheconflictofinterestcodefortheelectedposition. The code may be obtained from the agency of the elected position.

Amendments: Ifyoudiscovererrorsoromissionsonanystatement,fileanamendmentassoonaspossible.Youareonlyrequiredto amend the schedule that needs to be revised; it is not necessarytorefiletheentireform.Obtainamendmentschedules from the FPPC website at www.fppc.ca.gov.

Note: Onceyoufileyourstatement,youmaynotwithdrawit. All changes must be noted on amendment schedules.


Page - 4

Leaving Office: Date Left / /(Check one circle.)

The period covered is January 1, 2019, through the date of leaving office.

The period covered is / / , through the date of leaving office.

Annual: The period covered is January 1, 2019, through December 31, 2019.

The period covered is / / , through December 31, 2019.

Statement of economic intereStS

cover Page

A PubliC DoCument

I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained herein and in any attached schedules is true and complete. I acknowledge this is a public document.

I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

Date Signed (month, day, year)

3. Type of Statement (Check at least one box)

State Judge, Retired Judge, Pro Tem Judge, or Court Commissioner (Statewide Jurisdiction) (Statewide Jurisdiction)

Multi-County County of

City of Other

2. Jurisdiction of Office (Check at least one box)

Candidate: Date of Election and office sought, if different than Part 1:

Assuming Office: Date assumed / /

Date InitialFilingReceivedFiling Official Use Only

Please type or print in ink.

700FAIR POLITICAL PRACTICES COMMISSION

CALIFORNIA FORM

Agency Name (Do not use acronyms)

Division, board, Department, District, if applicable Your Position

1. Office, Agency, or Court

name of filer (laSt) (firSt) (middle)

MAiLiNg ADDRESS STREET CiTY STATE ZiP CODE

( )DAYTiME TELEPhONE NuMbER EMAiL ADDRESS

(business or Agency Address Recommended - Public Document)

Signature (File the originally signed paper statement with your filing official.)

5. Verification

► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)

Agency: Position:

-or-

-or-

None - no reportable interests on any schedule

4. Schedule Summary (must complete)Schedules attached

Schedule A-1 - investments – schedule attached Schedule A-2 - investments – schedule attached Schedule B - Real Property – schedule attached

► Total number of pages including this cover page:

-or-

Schedule C - income, loans, & business Positions – schedule attached Schedule D - Income – Gifts – schedule attached Schedule E - Income – Gifts – Travel Payments – schedule attached

FPPC Form 700 - Cover Page (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 5

• Ifyouragencyisamulti-countyoffice,listeachcountyinwhichyouragencyhasjurisdiction.

• Ifyouragencyisnotastateoffice,court,countyoffice,cityoffice,ormulti-countyoffice(e.g.,schooldistricts,specialdistrictsandJPAs),checkthe“other”boxandenterthecountyorcityinwhichtheagencyhasjurisdiction.

Example: ThisfilerisamemberofawaterdistrictboardwithjurisdictioninportionsofYubaandSutterCounties.

Part 3. Type of StatementCheck at least one box. The period covered by a statement isdeterminedbythetypeofstatementyouarefiling.Ifyouare completing a 2019 annualstatement,do not change the pre-printeddatestoreflect2020.Yourannualstatementisused for reporting the previous year’s economic interests. EconomicinterestsforyourannualfilingcoveringJanuary1,2020,throughDecember31,2020,willbedisclosedonyourstatementfiledin2021. SeeReferencePamphlet,page4.

Combining Statements: Certain types of statements may be combined.Forexample,ifyouleaveofficeafterJanuary1,butbeforethedeadlineforfilingyourannualstatement,youmaycombineyourannualandleavingofficestatements.Filebytheearliestdeadline.ConsultyourfilingofficerortheFPPC.

Part 4. Schedule Summary• Complete the Schedule Summary after you have reviewed

each schedule to determine if you have reportable interests.

• Enter the total number of completed pages including the cover page and either check the box for each schedule you use to disclose interests; or if you have nothing to disclose onanyschedule,checkthe“Noreportableinterests”box. Please do not attach any blank schedules.

Part 5. VerificationCompletetheverificationbysigningthestatementandentering the date signed. All statements must have an original “wet”signatureorbedulyauthorizedbyyourfilingofficertofileelectronicallyunderGovernmentCodeSection87500.2.When you sign your statement, you are stating, under penalty of perjury, that it is true and correct.Onlythefilerhas authority to sign the statement. An unsigned statement isnotconsideredfiledandyoumaybesubjecttolatefilingpenalties.

InstructionsCover Page

Enteryourname,mailingaddress,anddaytimetelephonenumber in the spaces provided. Because the Form 700 is a public document, you may list your business/office address instead of your home address.

Part 1. Office, Agency, or Court• Enterthenameoftheofficesoughtorheld,ortheagency

or court. Consultants must enter the public agency name ratherthantheirprivatefirm’sname.(Examples:StateAssembly;BoardofSupervisors;OfficeoftheMayor;DepartmentofFinance;HopeCountySuperiorCourt)

• Indicatethenameofyourdivision,board,ordistrict,ifapplicable.(Examples:DivisionofWasteManagement;BoardofAccountancy;District45).Do not use acronyms.

• Enter your position title. (Examples: Director; Chief Counsel;CityCouncilMember;StaffServicesAnalyst)

• Ifyouholdmultiplepositions(i.e.,acitycouncilmemberwhoalsoisamemberofacountyboardorcommission),youmayberequiredtofilestatementswitheachagency.Tosimplifyyourfilingobligations,youmaycompleteanexpanded statement.• Todothis,enterthenameoftheotheragency(ies)

withwhichyouarerequiredtofileandyourpositiontitle(s)inthespaceprovided.Do not use acronyms. Attach an additional sheet if necessary. Complete onestatementcoveringthedisclosurerequirementsfor all positions. Each copy must contain an original signature.Therefore,beforesigningthestatement,make a copy for each agency. Sign each copy with an originalsignatureandfilewitheachagency.

Ifyouassumeorleaveapositionafterafilingdeadline,youmustcompleteaseparatestatement.Forexample,acity council member who assumes a position with a county specialdistrictaftertheAprilannualfilingdeadlinemustfileaseparateassumingofficestatement.Insubsequentyears,thecitycouncilmembermayexpandhisorherannualfilingtoinclude both positions.

Example:Brian Bourne is a city council member for the City of Lincoln andaboardmemberfortheCampFarWestIrrigationDistrict–amulti-countyagencythatcoversPlacerandYubacounties.Brian will complete one Form 700 using full disclosure(asrequiredforthecityposition)andcoveringinterestsinbothPlacerandYubacounties(asrequiredforthemulti-countyposition)andlistbothpositionsontheCoverPage.Beforesigningthestatement,Brian will make a copy andsignbothstatements.OnestatementwillbefiledwithCityofLincolnandtheotherwillbefiledwithCampFarWestIrrigationDistrict.Bothwillcontainanoriginalsignature.

Part 2. Jurisdiction of Office• Checktheboxindicatingthejurisdictionofyouragency

and,ifapplicable,identifythejurisdiction.Judges,judicialcandidates,andcourtcommissionershavestatewidejurisdiction.AllotherfilersshouldreviewtheReferencePamphlet,page13,todeterminetheirjurisdiction.

State Judge or Court Commissioner (Statewide Jurisdiction)

Multi-County County of

City of Other

2. Jurisdiction of Office (Check at least one box)

Agency Name (Do not use acronyms)

Division, board, Department, District, if applicable Your Position

1. Office, Agency, or Court

► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)

Agency: Position:

x Yuba & Sutter Counties

Board MemberN/A

N/A

Feather River Irrigation District

FPPC Form 700 - Cover Page (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 6

IFAPPLICABLE,LISTDATE:

/ / / / ACquIRED DISPOSED











19 19 19 19

1919

191919

Name

►NAMEOFBuSINESSENTITY

GENERALDESCRIPTIONOFTHISBuSINESS











Comments:

SCHEDULE A-1Investments

Stocks,Bonds,andOther Interests(Ownership Interest isLessThan10%)

Investments must be itemized.Do not attach brokerage or financial statements.


CALIFORNIA FORM

FAIRMARkETvALuE $2,000 -$10,000 $10,001 -$100,000 $100,001 -$1,000,000 Over$1,000,000






19

NATuREOF INvESTMENT Stock Other

(Describe) Partnership IncomeReceived of $0 - $499

IncomeReceivedof$500orMore (Report on Schedule C)


(Describe) Partnership IncomeReceivedof$0 -$499














1919

FPPC Form 700 - Schedule A-1 (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 7

Instructions – Schedules A-1 and A-2Investments

“Investment”meansafinancialinterestinanybusinessentity (including a consulting business or other independent contractingbusiness)thatislocatedin,doingbusinessin,planningtodobusinessin,orthathasdonebusinessduringtheprevioustwoyearsinyouragency’sjurisdictioninwhichyou,yourspouseorregistereddomesticpartner,oryourdependentchildrenhadadirect,indirect,orbeneficialinteresttotaling$2,000ormoreatanytimeduringthereportingperiod.(SeeReferencePamphlet,page13.)

Reportable investments include:• Stocks,bonds,warrants,andoptions,includingthoseheld

in margin or brokerage accounts and managed investment funds(SeeReferencePamphlet,page13.)

• Sole proprietorships• Yourownbusinessoryourspouse’sorregistered

domesticpartner’sbusiness(SeeReferencePamphlet,page8,forthedefinitionof“businessentity.”)

• Yourspouse’sorregistereddomesticpartner’sinvestments even if they are legally separate property

• Partnerships(e.g.,alawfirmorfamilyfarm)• Investmentsinreportablebusinessentitiesheldina

retirementaccount(SeeReferencePamphlet,page15.)• Ifyou,yourspouseorregistereddomesticpartner,

anddependentchildrentogetherhada10%orgreaterownership interest in a business entity or trust (including alivingtrust),youmustdiscloseinvestmentsheldbythebusinessentityortrust.(SeeReferencePamphlet,page16,formoreinformationondisclosingtrusts.)

• Business trusts

You are not required to disclose:• Governmentbonds,diversifiedmutualfunds,certain

fundssimilartodiversifiedmutualfunds(suchasexchangetradedfunds)andinvestmentsheldincertainretirementaccounts.(SeeReferencePamphlet,page13.)(Regulation18237)

• Bankaccounts,savingsaccounts,moneymarketaccountsandcertificatesofdeposits

• Insurancepolicies• Annuities• Commodities• Shares in a credit union• Governmentbonds(includingmunicipalbonds)• Retirement accounts invested in non-reportable interests

(e.g.,insurancepolicies,mutualfunds,orgovernmentbonds)(SeeReferencePamphlet,page15.)

• Governmentdefined-benefitpensionplans(suchasCalPERSandCalSTRSplans)

• Certain interests held in a blind trust (See Reference Pamphlet,page16.)

Use Schedule A-1toreportownershipoflessthan10%(e.g.,stock).ScheduleC(Income)mayalsoberequiredifthe investment is not a stock or corporate bond. (See second examplebelow.)

Use Schedule A-2toreportownershipof10%orgreater(e.g.,asoleproprietorship).

To Complete Schedule A-1:Donotattachbrokerageorfinancialstatements.

• Disclose the name of the business entity.• Provide a general description of the business activity of

theentity(e.g.,pharmaceuticals,computers,automobilemanufacturing,orcommunications).

• Check the box indicating the highest fair market value of yourinvestmentduringthereportingperiod.Ifyouarefilingacandidateoranassumingofficestatement,indicatethefairmarketvalueonthefilingdateorthedateyoutookoffice,respectively.(Seepage20formoreinformation.)

• Identifythenatureofyourinvestment(e.g.,stocks,warrants,options,orbonds).

• Anacquiredordisposedofdateisonlyrequiredifyouinitiallyacquiredorentirelydisposedoftheinvestmentinterest during the reporting period. The date of a stock dividendreinvestmentorpartialdisposalisnotrequired.Generally,thesedateswillnotapplyifyouarefilingacandidateoranassumingofficestatement.

Examples:Frank Byrdholdsastateagencyposition.Hisconflictofinterestcoderequiresfulldisclosureofinvestments.Frank mustdisclosehisstockholdingsof$2,000ormoreinanycompanythatislocatedinordoesbusinessinCalifornia,as well as those stocks held by his spouse or registered domestic partner and dependent children.

Alice Lanceisacitycouncilmember.Shehasa4%interest,worth$5,000,inalimitedpartnershiplocatedinthecity.Alice must disclose the partnership on Schedule A-1 and income of $500 or more received from the partnership on Schedule C.

Reminders• Doyouknowyouragency’sjurisdiction?• Did you hold investments at any time during the period

covered by this statement?• Codefilers–yourdisclosurecategoriesmayonlyrequiredisclosureofspecificinvestments.


Page - 8









19 19

19 1919 19

SCHEDULE A-2Investments, Income, and Assets

of Business Entities/Trusts(Ownership Interest is10%orGreater)

Comments:

Name

Address (Business Address Acceptable)

Name

Address (Business Address Acceptable)

FAIRMARkETvALuE $0-$1,999 $2,000 -$10,000 $10,001 -$100,000 $100,001 -$1,000,000 Over$1,000,000

FAIRMARkETvALuE $0-$1,999 $2,000 -$10,000 $10,001 -$100,000 $100,001 -$1,000,000 Over$1,000,000



INvESTMENT REALPROPERTY

NameofBusinessEntity, if Investment,or Assessor’sParcelNumberorStreetAddressofRealProperty

Description of Business Activity orCity or Other Precise Location of Real Property

INvESTMENT REALPROPERTY

NameofBusinessEntity, if Investment,or Assessor’sParcelNumberorStreetAddressofRealProperty

Description of Business Activity orCity or Other Precise Location of Real Property

►4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD OR LEASED BY THE BUSINESS ENTITY OR TRUST

►4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD OR LEASED BY THE BUSINESS ENTITY OR TRUST

Check one Trust,go to 2 BusinessEntity,complete the box, then go to 2

Check one Trust,go to 2 BusinessEntity,complete the box, then go to 2

►2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA SHARE OF THE GROSS INCOME TO THE ENTITY/TRUST)

►2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA SHARE OF THE GROSS INCOME TO THE ENTITY/TRUST)

Name

700

Check one box: Check one box:

YOuRBuSINESSPOSITION YOuRBuSINESSPOSITION



$0 - $499 $500-$1,000 $1,001 -$10,000

$0 - $499 $500-$1,000 $1,001 -$10,000

$10,001 -$100,000 OvER$100,000

$10,001 -$100,000 OvER$100,000

FAIR POLITICAL PRACTICES COMMISSION

CALIFORNIA FORM

►1. BUSINESS ENTITY OR TRUST ►1. BUSINESS ENTITY OR TRUST

NATuREOF INTEREST Property Ownership/Deed of Trust Stock Partnership

Leasehold Other

Check box if additional schedules reporting investments or real property are attached

Yrs. remaining

NATuREOF INTEREST Property Ownership/Deed of Trust Stock Partnership

Leasehold Other

Check box if additional schedules reporting investments or real property are attached

Yrs. remaining

19 19

Other

NATuREOF INvESTMENT Partnership Sole Proprietorship

Other

NATuREOF INvESTMENT Partnership Sole Proprietorship

None Noneor or Names listedbelow Names listedbelow

►3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF $10,000 OR MORE (Attach a separate sheet if necessary.)

►3. LIST THE NAME OF EACH REPORTABLE SINGLE SOURCE OF INCOME OF $10,000 OR MORE (Attach a separate sheet if necessary.)

FPPC Form 700 - Schedule A-2 (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 9

Instructions – Schedule A-2Investments, Income, and Assets of Business Entities/Trusts

Use Schedule A-2 to report investments in a business entity (including a consulting business or other independent contractingbusiness)ortrust(includingalivingtrust)inwhichyou,yourspouseorregistereddomesticpartner,andyourdependentchildren,togetherorseparately,hada10%orgreaterinterest,totaling$2,000ormore,duringthereportingperiodandwhichislocatedin,doingbusinessin,planningtodobusinessin,orwhichhasdonebusinessduringtheprevioustwoyearsinyouragency’sjurisdiction.(SeeReferencePamphlet,page13.)Atrustlocatedoutsideyouragency’sjurisdictionisreportableifitholdsassetsthatarelocatedinordoingbusinessinthejurisdiction.Donotreportatrustthatcontainsnon-reportableinterests.Forexample,a trust containing only your personal residence not used in wholeorinpartasabusiness,yoursavingsaccount,andsomemunicipalbonds,isnotreportable.

Also report on Schedule A-2 investments and real property held by that entity or trust if your pro rata share of the investmentorrealpropertyinterestwas$2,000ormoreduring the reporting period.

To Complete Schedule A-2:Part 1. Disclose the name and address of the business entity ortrust.Ifyouarereportinganinterestinabusinessentity,check“BusinessEntity”andcompletetheboxasfollows:

• Provide a general description of the business activity of the entity.

• Check the box indicating the highest fair market value of your investment during the reporting period.

• Ifyouinitiallyacquiredorentirelydisposedofthisinterestduringthereportingperiod,enterthedateacquiredordisposed.

• Identifythenatureofyourinvestment.• Disclosethejobtitleorbusinesspositionyouheldwiththe

entity,ifany(i.e.,ifyouwereadirector,officer,partner,trustee,employee,orheldanypositionofmanagement).Abusiness position held by your spouse is not reportable.

Part 2. Check the box indicating your pro rata share of the gross income received by the business entity or trust. This amount includes your pro rata share of the gross income fromthebusinessentityortrust,aswellasyourcommunitypropertyinterestinyourspouse’sorregistereddomesticpartner’sshare.Gross income is the total amount of income beforedeductingexpenses,losses,ortaxes.

Part 3. Disclose the name of each source of income that is locatedin,doingbusinessin,planningtodobusinessin,orthat has done business during the previous two years in your agency’sjurisdiction,asfollows:

• Disclose each source of income and outstanding loan to the business entity or trustidentifiedinPart1ifyour pro rata share of the gross income (including your communitypropertyinterestinyourspouse’sorregistereddomesticpartner’sshare)tothebusinessentityortrustfromthatsourcewas$10,000ormoreduringthereporting

period.(SeeReferencePamphlet,page11,forexamples.)Incomefromgovernmentalsourcesmaybereportableif not considered salary. See Regulation 18232. Loans fromcommerciallendinginstitutionsmadeinthelender’sregular course of business on terms available to members ofthepublicwithoutregardtoyourofficialstatusarenotreportable.

• Disclose each individual or entity that was a source ofcommissionincomeof$10,000ormoreduringthereportingperiodthroughthebusinessentityidentifiedinPart1.(SeeReferencePamphlet,page8.)

Youmayberequiredtodisclosesourcesofincomelocatedoutsideyourjurisdiction.Forexample,youmayhaveaclientwhoresidesoutsideyourjurisdictionwhodoesbusinessonaregularbasiswithyou.Suchaclient,ifareportablesourceof$10,000ormore,mustbedisclosed.

Mark“None”ifyoudonothaveanyreportable$10,000sources of income to disclose. Phrasessuchas“variousclients”or“notdisclosingsourcespursuanttoattorney-clientprivilege”arenotadequatedisclosure. (See Reference Pamphlet,page14,forinformationonprocedurestorequest anexemptionfromdisclosingprivilegedinformation.)

Part 4. Report any investments or interests in real property held or leased by the entity or trustidentifiedinPart1ifyourproratashareoftheinterestheldwas$2,000ormoreduringthe reporting period. Attach additional schedules or use FPPC’sForm700Excelspreadsheetifneeded.

• Check the applicable box identifying the interest held as real property or an investment.

• Ifinvestment,providethenameanddescriptionofthebusiness entity.

• Ifrealproperty,reportthepreciselocation(e.g.,anassessor’sparcelnumberoraddress).

• Check the box indicating the highest fair market value of your interest in the real property or investment during the reporting period. (Report the fair market value of the portion of your residence claimed as a tax deduction if you areutilizingyourresidenceforbusinesspurposes.)

• Identifythenatureofyourinterest.• Enterthedateacquiredordisposedonlyifyouinitially

acquiredorentirelydisposedofyourinterestintheproperty or investment during the reporting period.


Page - 10

NAMEOFLENDER*

ADDRESS (Business Address Acceptable)

BuSINESSACTIvITY, IFANY,OFLENDER





19 1919 19

SCHEDULE BInterests in Real Property

(IncludingRental Income)

Name

►ASSESSOR’SPARCELNuMBERORSTREET ADDRESS

►ASSESSOR’SPARCELNuMBERORSTREET ADDRESS

CITY CITY

INTERESTRATE TERM(Months/Years)

% None

SOuRCESOFRENTAL INCOME: Ifyouowna10%orgreaterinterest, list thenameofeach tenant that isasinglesourceofincomeof$10,000ormore.

SOuRCESOFRENTAL INCOME: Ifyouowna10%orgreaterinterest, list thenameofeach tenant that isasinglesourceofincomeof$10,000ormore.

NATuREOF INTEREST

Ownership/Deed of Trust Easement

Leasehold Yrs. remaining Other

NATuREOF INTEREST

Ownership/Deed of Trust Easement

Leasehold Yrs. remaining Other

Comments:



IFRENTALPROPERTY,GROSS INCOMERECEIvED

OvER$100,000

$500-$1,000 $0 - $499 $1,001 -$10,000

$10,001 -$100,000

IFRENTALPROPERTY,GROSS INCOMERECEIvED

OvER$100,000

$500-$1,000 $0 - $499 $1,001 -$10,000

$10,001 -$100,000

HIGHESTBALANCEDuRINGREPORTINGPERIOD

Guarantor, ifapplicable

OvER$100,000

$500-$1,000 $1,001 -$10,000

$10,001 -$100,000


CALIFORNIA FORM

NAMEOFLENDER*




% None

Guarantor, ifapplicable


OvER$100,000

$500-$1,000 $1,001 -$10,000

$10,001 -$100,000

* Youarenotrequiredtoreportloansfrom a commerciallendinginstitutionmadeinthelender’sregularcourseofbusinessontermsavailabletomembersofthepublicwithoutregardtoyourofficialstatus.Personalloansandloansreceivednotinalender’sregularcourseofbusinessmustbedisclosedasfollows:

None None

FPPC Form 700 - Schedule B (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 11

disclose the number of years remaining on the lease.• Ifyoureceivedrentalincome,checktheboxindicatingthe

gross amount you received.• Ifyouhada10%orgreaterinterestinrealpropertyand

receivedrentalincome,listthenameofthesource(s)ifyour pro rata share of the gross income from any single tenantwas$10,000ormoreduringthereportingperiod.Ifyoureceivedatotalof$10,000ormorefromtwoormoretenantsactinginconcert(inmostcases,thiswillapplytomarriedcouples),disclosethenameofeachtenant.Otherwise,mark“None.”

• Loans from a private lender that total $500 or more and are secured by real property may be reportable. Loans from commercial lending institutions made in the lender’s regular course of business on terms available to members of the public without regard to your official status are not reportable.

When reporting a loan: - Provide the name and address of the lender. - Describethelender’sbusinessactivity. - Disclose the interest rate and term of the loan. For variableinterestrateloans,disclosetheconditionsoftheloan(e.g.,Prime+2)ortheaverageinterestrate paid during the reporting period. The term of a loan is the total number of months or years given for repayment of the loan at the time the loan was established.

- Check the box indicating the highest balance of the loan during the reporting period.

- Identifyaguarantor,ifapplicable.

Ifyouhavemorethanonereportable loan on a single pieceofrealproperty,reporttheadditionalloan(s)onSchedule C.

Example: Allison Gande is a city planning commissioner. Duringthereportingperiod, she received rental income of $12,000,fromasingletenantwho rented property she ownedinthecity’sjurisdiction.IfAllisonreceived$6,000eachfromtwotenants,thetenants’nameswouldnotberequiredbecausenosingletenantpaidher$10,000ormore. A married couple is considered a single tenant.

Instructions – Schedule BInterests in Real Property

Reminders• IncomeandloansalreadyreportedonScheduleBarenotalsorequiredtobereportedonScheduleC.

• RealpropertyalreadyreportedonScheduleA-2,Part4isnotalsorequiredtobereportedonScheduleB.

•Codefilers– doyourdisclosurecategoriesrequiredisclosure of real property?

Reportinterestsinrealpropertylocatedinyouragency’sjurisdictioninwhichyou,yourspouseorregistereddomesticpartner,oryourdependentchildrenhadadirect,indirect,orbeneficialinteresttotaling$2,000ormoreanytimeduringthe reporting period. Real property is also considered to be “withinthejurisdiction”ofalocalgovernmentagencyiftheproperty or any part of it is located within two miles outside theboundariesofthejurisdictionorwithintwomilesofanyland owned or used by the local government agency. (See ReferencePamphlet,page13.)

Interests in real property include:• Anownershipinterest(includingabeneficialownership

interest)• Adeedoftrust,easement,oroptiontoacquireproperty• Aleaseholdinterest(SeeReferencePamphlet,page14.)• A mining lease• An interest in real property held in a retirement account

(SeeReferencePamphlet,page15.)• An interest in real property held by a business entity or

trustinwhichyou,yourspouseorregistereddomesticpartner,andyourdependentchildrentogetherhada10%orgreaterownershipinterest(ReportonScheduleA-2.)

• Yourspouse’sorregistereddomesticpartner’sinterestsinreal property that are legally held separately by him or her

You are not required to report:• Aresidence,suchasahomeorvacationcabin,used

exclusivelyasapersonalresidence(However,aresidencein which you rent out a room or for which you claim a businessdeductionmaybereportable.Ifreportable,report the fair market value of the portion claimed as a tax deduction.)

• Some interests in real property held through a blind trust (SeeReferencePamphlet,page16.)• Please note: A non-reportable property can still

begroundsforaconflictofinterestandmaybedisqualifying.

To Complete Schedule B:• Reportthepreciselocation(e.g.,anassessor’sparcel

numberoraddress)oftherealproperty.• Check the box indicating the fair market value of your

interest in the property (regardless of what you owe on the property).

• Enterthedateacquiredordisposedonlyifyouinitiallyacquiredorentirelydisposedofyourinterestintheproperty during the reporting period.

• Identifythenatureofyourinterest.Ifitisaleasehold,


Page - 12

name of lender*

address (Business Address Acceptable)

business activity, if any, of lender

if applicable, list date:

/ / / / acquired disposed



18 1818 18

Schedule BInterests in Real Property

(including rental income)

name

► ASSESSOR’S PARCEL NUMBER OR street address


city city

interest rate term (months/years)

% none

sources of rental income: if you own a 10% or greater interest, list the name of each tenant that is a single source of income of $10,000 or more.


nature of interest

ownership/deed of trust easement

leasehold yrs. remaining other

nature of interest



comments:

fair market value $2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 over $1,000,000


if rental property, gross income received

over $100,000

$500 - $1,000 $0 - $499 $1,001 - $10,000

$10,001 - $100,000


over $100,000

$500 - $1,000 $0 - $499 $1,001 - $10,000

$10,001 - $100,000

highest balance during reporting period

guarantor, if applicable

over $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

FPPC Form 700 (2017/2018) Sch. BFPPC Advice Email: [email protected]

FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov

700FaIR PolItIcal PRactIceS commISSIon

calIFoRnIa FoRm

name of lender*




% none



over $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

* You are not required to report loans from commercial lending institutions made in the lender’s regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender’s regular course of business must be disclosed as follows:

none none

4600 24th Street

Sacramento

Henry Wells

Sophia Petroillo

2121 Blue Sky Parkway, Sacramento

Restaurant Owner

8 15 Years

name of lender*







18 1818 18

Schedule BInterests in Real Property

(including rental income)

name



city city


% none



nature of interest



nature of interest



comments:




over $100,000

$500 - $1,000 $0 - $499 $1,001 - $10,000

$10,001 - $100,000


over $100,000

$500 - $1,000 $0 - $499 $1,001 - $10,000

$10,001 - $100,000



over $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

FPPC Form 700 (2017/2018) Sch. BFPPC Advice Email: [email protected]


700FaIR PolItIcal PRactIceS commISSIon

calIFoRnIa FoRm

name of lender*




% none



over $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

* You are not required to report loans from commercial lending institutions made in the lender’s regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender’s regular course of business must be disclosed as follows:

none none

4600 24th Street

Sacramento

Henry Wells

Sophia Petroillo

2121 Blue Sky Parkway, Sacramento

Restaurant Owner

8 15 Years

(Real property, car, boat, etc.) (Real property, car, boat, etc.)

SCHEDULE CIncome, Loans, & Business

Positions(Other thanGiftsandTravelPayments)

GROSSINCOMERECEIvED No Income - Business Position Only No Income - Business Position OnlyGROSSINCOMERECEIvED

Name

OvER$100,000 OvER$100,000 $500-$1,000 $500-$1,000 $1,001 -$10,000 $1,001 -$10,000 $10,001 -$100,000 $10,001 -$100,000


CALIFORNIA FORM

► 1. INCOME RECEIVED NAMEOFSOuRCEOF INCOME


BuSINESSACTIvITY, IFANY,OFSOuRCE

YOuRBuSINESSPOSITION

► 1. INCOME RECEIVED NAMEOFSOuRCEOF INCOME



YOuRBuSINESSPOSITION

NAMEOFLENDER*




% None


$500-$1,000

$1,001 -$10,000

$10,001 -$100,000

OvER$100,000

Comments:

► 2. LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD

* Youarenotrequiredtoreportloansfrom a commerciallendinginstitution,oranyindebtednesscreatedaspartofaretailinstallmentorcreditcardtransaction,madeinthelender’sregularcourseofbusinessontermsavailabletomembersofthepublicwithoutregardtoyourofficialstatus.Personalloansandloansreceivednotinalender’sregular course of business must be disclosed as follows:

SECuRITYFORLOAN

None Personal residence

Real Property

Guarantor

Other

Street address

City

(Describe)

CONSIDERATIONFORWHICH INCOMEWASRECEIvED Salary Spouse’sor registereddomesticpartner’s income

(Forself-employeduseScheduleA-2.)

Partnership (Less than10%ownership.For10%orgreateruse ScheduleA-2.)

Sale of

Other

CONSIDERATIONFORWHICH INCOMEWASRECEIvED Salary Spouse’sor registereddomesticpartner’s income

(Forself-employeduseScheduleA-2.)

Partnership (Less than10%ownership.For10%orgreateruse ScheduleA-2.)

Sale of

Other

(Describe) (Describe)

(Describe) (Describe)

Rental Income, list each source of $10,000 or more Rental Income, list each source of $10,000 or moreCommission or Commission or

Loan repayment Loan repayment

FPPC Form 700 - Schedule C (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 13

Instructions – Schedule CIncome, Loans, & Business Positions

(Income Other Than Gifts and Travel Payments)

Reporting Income:Report the source and amount of gross income of $500 or more you received during the reporting period. Gross income isthetotalamountofincomebeforedeductingexpenses,losses,ortaxesandincludesloansotherthanloansfromacommerciallendinginstitution.(SeeReferencePamphlet,page11.)Youmustalsoreportthesourceofincometoyourspouse or registered domestic partner if your community property share was $500 or more during the reporting period.

The source and income must be reported only if the source islocatedin,doingbusinessin,planningtodobusinessin,or has done business during the previous two years in your agency’sjurisdiction.(SeeReferencePamphlet,page13.)Reportable sources of income may be further limited by yourdisclosurecategorylocatedinyouragency’sconflictofinterest code.

Reporting Business Positions:Youmustreportyourjobtitlewitheachreportablebusinessentity even if you received no income during the reporting period. Use the comments section to indicate that no income was received.

Commonly reportable income and loans include:• Salary/wages,perdiem,andreimbursementforexpenses

including travel payments provided by your employer• Communitypropertyinterest(50%)inyourspouse’s

orregistereddomesticpartner’sincome-report the employer’s name and all other required information

• Incomefrominvestmentinterests,suchaspartnerships,reported on Schedule A-1

• CommissionincomenotrequiredtobereportedonScheduleA-2(SeeReferencePamphlet,page8.)

• Grossincomefromanysale,includingthesaleofahouseorcar(Reportyourproratashareofthetotalsaleprice.)

• RentalincomenotrequiredtobereportedonScheduleB• Prizes or awards not disclosed as gifts• Payments received on loans you made to others • Anhonorariumreceivedpriortobecomingapublicofficial

(SeeReferencePamphlet,page10.)• Incentivecompensation(SeeReferencePamphlet,page

12.)

You are not required to report:• Salary,reimbursementforexpensesorperdiem,or

socialsecurity,disability,orothersimilarbenefitpaymentsreceived by you or your spouse or registered domestic partnerfromafederal,state,orlocalgovernmentagency.

• Stock dividends and income from the sale of stock unless thesourcecanbeidentified.

• IncomefromaPERSretirementaccount.

(SeeReferencePamphlet,page12.)

To Complete Schedule C:Part 1. Income Received/Business Position Disclosure• Disclose the name and address of each source of income

or each business entity with which you held a business position.

• Provide a general description of the business activity if the source is a business entity.

• Check the box indicating the amount of gross income received.

• Identifytheconsiderationforwhichtheincomewasreceived.

• Forincomefromcommissionsales,checktheboxindicating the gross income received and list the name of eachsourceofcommissionincomeof$10,000ormore.(SeeReferencePamphlet,page8.)Note: If you receive commission income on a regular basis or have an ownership interest of 10% or more, you must disclose the business entity and the income on Schedule A-2.

• Disclosethejobtitleorbusinessposition,ifany,thatyouheldwiththebusinessentity,evenifyoudidnotreceiveincome during the reporting period.

Part 2. Loans Received or Outstanding During the Reporting Period• Provide the name and address of the lender.• Provide a general description of the business activity if the

lender is a business entity.• Check the box indicating the highest balance of the loan

during the reporting period.• Disclose the interest rate and the term of the loan.

- Forvariableinterestrateloans,disclosetheconditionsoftheloan(e.g.,Prime+2)ortheaverageinterestratepaid during the reporting period.

- The term of the loan is the total number of months or years given for repayment of the loan at the time the loan was entered into.

• Identifythesecurity,ifany,fortheloan.

Reminders• Codefilers–yourdisclosurecategoriesmaynotrequire

disclosure of all sources of income.• Ifyouoryourspouseorregistereddomesticpartnerare

self-employed,reportthebusinessentityonScheduleA-2.• DonotdiscloseonScheduleCincome,loans,orbusiness

positions already reported on Schedules A-2 or B.


Page - 14

SCHEDULE DIncome – Gifts

Comments:

Name


CALIFORNIA FORM

►NAMEOFSOuRCE (Not an Acronym)



DATE (mm/dd/yy) vALuE DESCRIPTIONOFGIFT(S)

/ / $

/ / $

/ / $





/ / $

/ / $

/ / $





/ / $

/ / $

/ / $





/ / $

/ / $

/ / $





/ / $

/ / $

/ / $





/ / $

/ / $

/ / $

FPPC Form 700 - Schedule D (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 15

Instructions – Schedule DIncome – Gifts

Reminders• Giftsfromasinglesourcearesubjecttoa$500 limit in

2019.(SeeReferencePamphlet,page10.)•Codefilers– you only need to report gifts from

reportable sources.

Gift Tracking Mobile Application

•FPPC has created a gift tracking app for mobile devicesthathelpsfilerstrackgiftsandprovidesaquickand easy way to upload the information to the Form 700.visitFPPC’swebsitetodownloadtheapp.

A gift is anything of value for which you have not provided equalorgreaterconsiderationtothedonor.Agiftisreportableifitsfairmarketvalueis$50ormore.Inaddition,multiple gifts totaling $50 or more received during the reporting period from a single source must be reported.

Itistheacceptanceofagift,nottheultimateusetowhichitisput,thatimposesyourreportingobligation.Exceptasnotedbelow,youmustreportagiftevenifyouneveruseditorifyougave it away to another person.

Iftheexactamountofagiftisunknown,youmustmakeagoodfaithestimateoftheitem’sfairmarketvalue.Listingthevalueofagiftas“over$50”or“valueunknown”isnotadequatedisclosure.Inaddition,ifyoureceivedagiftthroughanintermediary,youmustdisclosethename,address,andbusiness activity of both the donor and the intermediary.Youmayindicateanintermediaryeitherinthe“source”fieldafterthenameorinthe“comments”sectionatthebottomof Schedule D.

Commonly reportable gifts include:• Tickets/passes to sporting or entertainment events• Tickets/passes to amusement parks• Parkingpassesnotusedforofficialagencybusiness• Food,beverages,andaccommodations,includingthose

provided in direct connection with your attendance at a convention,conference,meeting,socialevent,meal,orlikegathering

• Rebates/discounts not made in the regular course of businesstomembersofthepublicwithoutregardtoofficialstatus

• Weddinggifts(SeeReferencePamphlet,page16)• Anhonorariumreceivedpriortoassumingoffice(Youmay

reportanhonorariumasincomeonScheduleC,ratherthanasagiftonScheduleD,ifyouprovidedservicesofequalorgreatervaluethanthepaymentreceived.SeeReference Pamphlet,page10.)

• Transportationandlodging(SeeScheduleE.)• Forgiveness of a loan received by you

You are not required to disclose:• Giftsthatwerenotusedandthat,within30daysafter

receipt,werereturnedtothedonorordeliveredtoacharitable organization or government agency without being claimed by you as a charitable contribution for tax purposes

• Giftsfromyourspouseorregistereddomesticpartner,child,parent,grandparent,grandchild,brother,sister,andcertain other family members (See Regulation 18942 for a completelist.).Theexceptiondoesnotapplyifthedonorwas acting as an agent or intermediary for a reportable source who was the true donor.

• Gifts of similar value exchanged between you and an individual,otherthanalobbyistregisteredtolobbyyourstateagency,onholidays,birthdays,orsimilaroccasions

• Gifts of informational material provided to assist you in the performanceofyourofficialduties(e.g.,books,pamphlets,reports,calendars,periodicals,oreducationalseminars)

• Amonetarybequestorinheritance(However,inheritedinvestments or real property may be reportable on other schedules.)

• Personalizedplaquesortrophieswithanindividualvalueofless than $250

• Campaign contributions• uptotwotickets,foryourownuse,toattendafundraiser

foracampaigncommitteeorcandidate,ortoafundraiserfor an organization exempt from taxation under Section 501(c)(3)oftheInternalRevenueCode.Theticketmustbe received from the organization or committee holding the fundraiser.

• Gifts given to members of your immediate family if the source has an established relationship with the family member and there is no evidence to suggest the donor had apurposetoinfluenceyou.(SeeRegulation18943.)

• Freeadmission,food,andnominalitems(suchasapen,pencil,mousepad,notepadorsimilaritem)availabletoallattendees,attheeventatwhichtheofficialmakesaspeech(asdefinedinRegulation18950(b)(2)),solongasthe admission is provided by the person who organizes the event.

• Anyotherpaymentnotidentifiedabove,thatwouldotherwisemeetthedefinitionofgift,wherethepaymentismade by an individual who is not a lobbyist registered to lobbytheofficial’sstateagency,whereitisclearthatthegift was made because of an existing personal or business relationshipunrelatedtotheofficial’spositionandthereis no evidence whatsoever at the time the gift is made to suggestthedonorhadapurposetoinfluenceyou.

To Complete Schedule D:• Disclosethefullname(notanacronym),address,and,ifa

businessentity,thebusinessactivityofthesource.• Providethedate(month,day,andyear)ofreceipt,and

disclose the fair market value and description of the gift.


Page - 16

SCHEDULE EIncome – Gifts

Travel Payments, Advances,and Reimbursements

Name

Comments:


CALIFORNIA FORM

• Mark either the gift or income box.• Mark the “501(c)(3)” box for a travel payment received from a nonprofit 501(c)(3) organization

or the “Speech” box if you made a speech or participated in a panel. Per Government Code Section 89506, these payments may not be subject to the gift limit. However, they may result in a disqualifying conflict of interest.

• For gifts of travel, provide the travel destination.

DATE(S): / / - / / AMT:$ (If gift)




CITYANDSTATE

501(c)(3)orDESCRIBEBuSINESSACTIvITY,IFANY,OFSOuRCE



CITYANDSTATE




CITYANDSTATE




CITYANDSTATE


►MuSTCHECkONE:

MadeaSpeech/Participated inaPanel

Other - Provide Description

Gift -or- Income

► IfGift,ProvideTravelDestination

►MuSTCHECkONE:



Gift -or- Income


►MuSTCHECkONE:



Gift -or- Income


►MuSTCHECkONE:



Gift -or- Income




FPPC Form 700 - Schedule E (2019/2020)[email protected] • 866-275-3772 • www.fppc.ca.gov

Page - 17

Travel payments reportable on Schedule E include advances andreimbursementsfortravelandrelatedexpenses,including lodging and meals.

Giftsoftravelmaybesubjecttothegiftlimit.Inaddition,certaintravelpaymentsarereportablegifts,butarenotsubjecttothegiftlimit.Toavoidpossiblemisinterpretationor the perception that you have received a gift in excess of thegiftlimit,youmaywishtoprovideaspecificdescriptionofthe purpose of your travel. (See the FPPC fact sheet entitled “LimitationsandRestrictionsonGifts,Honoraria,Travel,andLoans”to read about travel payments under section 89506(a).)

You are not required to disclose:• Travelpaymentsreceivedfromanystate,local,orfederal

governmentagencyforwhichyouprovidedservicesequalorgreaterinvaluethanthepaymentsreceived,suchasreimbursement for travel on agency business from your government agency employer.

• Apaymentfortravelfromanotherlocal,state,orfederalgovernment agency and related per diem expenses when thetravelisforeducation,trainingorotherinter-agencyprograms or purposes.

• Travel payments received from your employer in the normal course of your employment that are included in the income reported on Schedule C.

• AtravelpaymentthatwasreceivedfromanonprofitentityexemptfromtaxationunderInternalRevenueCodeSection501(c)(3)forwhichyouprovidedequalorgreaterconsideration,suchasreimbursementfortravelonbusinessfora501(c)(3)organizationforwhichyouareaboard member.Note: Certain travel payments may not be reportable if reported via email on Form 801 by your agency.

To Complete Schedule E:• Disclosethefullname(notanacronym)andaddressofthe

source of the travel payment.• Identifythebusinessactivityifthesourceisabusiness

entity.• Checktheboxtoidentifythepaymentasagiftorincome,

reporttheamount,anddisclosethedate(s).• Travel payments are gifts if you did not provide

servicesthatwereequaltoorgreaterinvaluethanthepaymentsreceived.Youmustdisclosegiftstotaling$50 or more from a single source during the period covered by the statement. Whenreportingtravelpaymentsthataregifts,youmustprovide a description of the gift,the date(s) received,and the travel destination.

• Travel payments are income if you provided services thatwereequaltoorgreaterinvaluethanthepaymentsreceived.Youmustdiscloseincometotaling

$500 or more from a single source during the period coveredbythestatement.Youhavetheburdenofproving the payments are income rather than gifts. Whenreportingtravelpaymentsasincome,youmustdescribe the services you provided in exchange for the payment.Youarenotrequiredtodisclosethedate(s)for travel payments that are income.

Example:City council member MaryClaire Chandler is the chair of a 501(c)(6)tradeassociation,and the association pays for her travel to attend its meetings. Because MaryClaire is deemed tobeprovidingequalorgreaterconsiderationforthetravelpayment by virtue of servingontheboard,thispayment may be reported as income. Payments for MaryClaire to attend other events for which she is not providing services are likely considered gifts. Notethatthesamepaymentfroma501(c)3wouldNOTbereportable.

Example:MayorkimtravelstoChinaonatriporganizedbyChinaSiliconvalleyBusinessDevelopment,aCalifornianonprofit,501(c)(6)organization.TheChengduMunicipalPeople’sGovernmentpaysforMayorkim’sairfareandtravelcosts,aswellashismealsandlodgingduringthetrip.Thetrip’sagendashowsthatthetrip’spurposeistopromotejobcreation and economic activity in China and in Siliconvalley,sothetripis reasonably related to a governmental purpose. Thus,Mayorkimmustreportthegiftoftravel,but the gift is exempt from thegiftlimit.Inthiscase,the travel payments are notsubjecttothegiftlimitbecause the source is a foreign government and because the travel is reasonably relatedtoagovernmentalpurpose.(Section89506(a)(2).)NotethatMayorkimcouldbedisqualifiedfromparticipatinginormakingdecisionsaboutTheChengduMunicipalPeople’sGovernment for 12 months. Also note that if China Silicon valleyBusinessDevelopment(a501(c)(6)organization)paidforthetravelcostsratherthanthegovernmentalorganization,thepaymentswouldbesubjecttothegiftlimits.(SeetheFPPCfactsheet,LimitationsandRestrictionsonGifts,Honoraria,TravelandLoans,atwww.fppc.ca.gov.)

Instructions – Schedule ETravel Payments, Advances,

and Reimbursements


Page - 18

SChEDuLE EIncome – Gifts


Name

Comments:

FPPC Form 700 (2016/2017) Sch. EFPPC Advice Email: [email protected]


700FAIr POLITICAL PrACTICES COMMISSION

CALIFORNIA FORM

x Mark either the gift or income box.x Mark the “501(c)(3)” box for a travel payment received from a nonprofit 501(c)(3) organization

or the “Speech” box if you made a speech or participated in a panel. These payments are not subject to the gift limit, but may result in a disqualifying conflict of interest.

x For gifts of travel, provide the travel destination.

DATE(S): / / - / / AMT: $ (If gift)


►NAME OF SOURCE (Not an Acronym)


CITYANDSTATE




CITYANDSTATE




CITYANDSTATE




CITYANDSTATE


►MuSTCHECKONE:



Gift -or- Income

►If Gift, Provide Travel Destination

►MuSTCHECKONE:



Gift -or- Income


►MuSTCHECKONE:



Gift -or- Income


►MuSTCHECKONE:



Gift -or- Income




Health Services Trade Association

1230 K Street, Suite 610

Sacramento, CA

Association of Healthcare Workers

550.00

● Travel reimbursement forboard meeting.

Chengdu Municipal People's Government

2 Caoshi St, CaoShiJie, Qingyang Qu, Chengdu Shi,

Sichuan Sheng, China, 610000

09 04 09 08 3,874.38

● Travel reimbursement fortrip to China.

Sichuan Sheng, China

XX XX

Clear Page Print

SChEDuLE EIncome – Gifts


Name

Comments:

FPPC Form 700 (2016/2017) Sch. EFPPC Advice Email: [email protected]


700FAIr POLITICAL PrACTICES COMMISSION

CALIFORNIA FORM

x Mark either the gift or income box.x Mark the “501(c)(3)” box for a travel payment received from a nonprofit 501(c)(3) organization

or the “Speech” box if you made a speech or participated in a panel. These payments are not subject to the gift limit, but may result in a disqualifying conflict of interest.

x For gifts of travel, provide the travel destination.





CITYANDSTATE




CITYANDSTATE




CITYANDSTATE




CITYANDSTATE


►MuSTCHECKONE:



Gift -or- Income


►MuSTCHECKONE:



Gift -or- Income


►MuSTCHECKONE:



Gift -or- Income


►MuSTCHECKONE:



Gift -or- Income




Health Services Trade Association

1230 K Street, Suite 610

Sacramento, CA

Association of Healthcare Workers

550.00

● Travel reimbursement forboard meeting.

Chengdu Municipal People's Government

2 Caoshi St, CaoShiJie, Qingyang Qu, Chengdu Shi,

Sichuan Sheng, China, 610000

09 04 09 08 3,874.38

● Travel reimbursement fortrip to China.

Sichuan Sheng, China

XX XX

Clear Page Print

http://www.fppc.ca.gov

Restrictions and Prohibitions

The Political Reform Act (Gov. Code Sections 81000-91014)requiresmoststateandlocalgovernmentofficialsand employees to publicly disclose their personal assets andincome.Theyalsomustdisqualifythemselvesfromparticipatingindecisionsthatmayaffecttheirpersonal economic interests. The Fair Political Practices Commission(FPPC)isthestateagencyresponsibleforissuingtheattachedStatementofEconomicInterests,Form700,andforinterpretingthelaw’sprovisions.

Gift ProhibitionGiftsreceivedbymoststateandlocalofficials,employees,andcandidatesaresubjecttoa limit. In2019-2020,thegiftlimit is $500 from a single source during a calendar year. Additionally,stateofficials,statecandidates,andcertainstateemployeesaresubjecttoa$10limitpercalendarmonthongiftsfromlobbyistsandlobbyingfirmsregisteredwiththeSecretaryofState.SeeReferencePamphlet,page 10.

Stateandlocalofficialsandemployeesshouldcheckwiththeir agency to determine if other restrictions apply.

DisqualificationPublicofficialsare,undercertaincircumstances,requiredtodisqualifythemselvesfrommaking,participatingin,orattemptingtoinfluencegovernmentaldecisionsthatwillaffecttheireconomicinterests.Thismayincludeintereststheyarenotrequiredtodisclose.Forexample,apersonalresidenceisoftennotreportable,butmaybegroundsfordisqualification.Specificdisqualificationrequirementsapplyto87200filers(e.g.,citycouncilmembers,membersofboardsofsupervisors,planningcommissioners,etc.).Theseofficialsmustpubliclyidentifytheeconomicinterestthatcreatesaconflictofinterestandleavetheroombeforea discussion or vote takes place at a public meeting. For moreinformation,consultGovernmentCodeSection87105,Regulation18707,andtheGuidetoRecognizingConflictsofInterestpageatwww.fppc.ca.gov.

Honorarium BanMoststateandlocalofficials,employees,andcandidatesare prohibited from accepting an honorarium for any speechgiven,articlepublished,orattendanceataconference,convention,meeting,orlikegathering.(SeeReferencePamphlet,page10.)

Loan RestrictionsCertainstateandlocalofficialsaresubjecttorestrictionsonloans.(SeeReferencePamphlet,page14.)

Post-Governmental EmploymentThere are restrictions on representing clients or employers before former agencies. The provisions apply to elected stateofficials,moststateemployees,localelectedofficials,countychiefadministrativeofficers,citymanagers,includingthechiefadministratorofacity,andgeneralmanagers or chief administrators of local special districts andJPAs.TheFPPCwebsitehasfactsheetsexplainingthe provisions.

Late FilingThefilingofficerwhoretainsoriginally-signedorelectronicallyfiledstatementsofeconomicinterestsmayimposeonanindividualafineforanystatementthatisfiledlate.Thefineis$10perdayuptoamaximumof$100.Latefilingpenaltiesmaybereducedorwaivedundercertaincircumstances.

PersonswhofailtotimelyfiletheirForm700maybereferredtotheFPPC’sEnforcementDivision(and,insomecases,totheAttorneyGeneralordistrictattorney)forinvestigationandpossibleprosecution.Inadditiontothelatefilingpenalties,afineofupto$5,000perviolationmaybe imposed.

For assistanceconcerningreporting,prohibitions,andrestrictions under the Act:

• [email protected].• CalltheFPPCtoll-freeat(866)275-3772.

Form 700 is a Public DocumentPublic Access Must Be Provided

StatementsofEconomicInterestsarepublicdocuments.Thefilingofficermustpermitanymember of the public to inspect and receive a copy of any statement.

• Statements must be available as soon as possible duringtheagency'sregularbusinesshours,butin any event not later than the second business day after the statement is received. Access to the Form700isnotsubjecttothePublicRecordsActprocedures.

• Noconditionsmaybeplacedonpersonsseekingaccess to the forms.

• Noinformationoridentificationmayberequiredfrom persons seeking access.

• Reproduction fees of no more than 10 cents per page may be charged.


Page - 19

Questions and Answers

GeneralQ. What is the reporting period for disclosing interests

onanassumingofficestatementoracandidatestatement?

A. Onanassumingofficestatement,discloseallreportableinvestments,interestsinrealproperty,andbusiness positions held on the date you assumed office.Inaddition,youmustdiscloseincome(includingloans,giftsandtravelpayments)receivedduringthe12monthspriortothedateyouassumedoffice.

Onacandidatestatement,discloseallreportableinvestments,interestsinrealproperty,andbusinesspositionsheldonthedateyoufileyourdeclarationofcandidacy.Youmustalsodiscloseincome(includingloans,giftsandtravelpayments)receivedduringthe12monthspriortothedateyoufileyourdeclarationofcandidacy.

q.Iholdtwootherboardpositionsinadditiontomypositionwiththecounty.MustIfilethreestatementsofeconomic interests?

A. Yes,threearerequired.However,youmaycompleteone statement listing the county and the two boards on the Cover Page or an attachment as the agencies for whichyouwillbefiling.Reportyoureconomicinterestsusingthelargestjurisdictionandhighestdisclosurerequirementsassignedtoyoubythethreeagencies.Maketwocopiesoftheentirestatementbeforesigningit,signeachcopywithanoriginalsignature,and distribute one original to the county and to each of the two boards. Remember to complete separate statements for positions that you leave or assume during the year.

q.Iamadepartmentheadwhorecentlybeganactingascitymanager.ShouldIfileasthecitymanager?

A. Yes.Fileanassumingofficestatementascitymanager.Personsservingas“acting,”“interim,”or“alternate”mustfileasiftheyholdthepositionbecausethey are or may be performing the duties of the position.

q.MyspouseandIarecurrentlyseparatedandintheprocessofobtainingadivorce.MustIstillreportmyspouse’sincome,investments,andinterestsinrealproperty?

A. Yes.Apublicofficialmustcontinuetoreportaspouse’seconomic interests until such time as dissolution of marriageproceedingsisfinal.However,ifaseparateproperty agreement has been reached prior to that time,yourestrangedspouse’sincomemaynothavetobe reported. Contact the FPPC for more information.

q.Asadesignatedemployee,Ileftonestateagencytoworkforanotherstateagency.MustIfilealeavingofficestatement?

A. Yes.Youmayalsoneedtofileanassumingofficestatement for the new agency.

Investment Disclosureq.Ihaveaninvestmentinterestinsharesofstockina

companythatdoesnothaveanofficeinmyjurisdiction.MustIstilldisclosemyinvestmentinterestinthiscompany?

A. Probably.Thedefinitionof“doingbusinessinthejurisdiction”isnotlimitedtowhetherthebusinesshasanofficeorphysicallocationinyourjurisdiction.(SeeReferencePamphlet,page13.)

q.MyspouseandIhavealivingtrust.Thetrustholdsrentalpropertyinmyjurisdiction,ourprimaryresidence,andinvestmentsindiversifiedmutualfunds.Ihavefulldisclosure. How is this trust disclosed?

A. Disclosethenameofthetrust,therentalpropertyanditsincomeonScheduleA-2.Yourprimaryresidenceandinvestmentsindiversifiedmutualfundsregisteredwith the SEC are not reportable.

q.Iamrequiredtoreportallinvestments.IhaveanIRAthat contains stocks through an account managed by abrokeragefirm.MustIdisclosethesestockseventhoughtheyareheldinanIRAandIdidnotdecidewhich stocks to purchase?

A. Yes.DiscloseonScheduleA-1orA-2anystockworth$2,000ormoreinabusinessentitylocatedinordoingbusinessinyourjurisdiction.

Q. The value of my stock changed during the reporting period.HowdoIreportthevalueofthestock?

A. Youarerequiredtoreportthehighestvaluethatthestockreachedduringthereportingperiod.Youmayuse your monthly statements to determine the highest value.Youmayalsousetheentity’swebsitetodeterminethehighestvalue.Youareencouragedtokeep a record of where you found the reported value. Notethatforanassumingofficestatement,youmustreport the value of the stock on the date you assumed office.


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Questions and AnswersContinued

q.Iamthesoleownerofmybusiness,anS-Corporation.Ibelievethatthenatureofthebusinessissuchthatitcannotbesaidtohaveany“fairmarketvalue”becauseithasnoassets.Ioperatethecorporationunderanagreementwithalargeinsurancecompany.Mycontract does not have resale value because of its natureasapersonalservicescontract.MustIreportthe fair market value for my business on Schedule A-2 of the Form 700?

A. Yes.Eveniftherearenotangibleassets,intangibleassets,suchasrelationshipswithcompaniesandclientsarecommonlysoldtoqualifiedprofessionals.The“fairmarketvalue”isoftenquantifiedforotherpurposes,suchasmaritaldissolutionsorestateplanning.Inaddition,theIRSpresumesthat“personalservicescorporations”haveafairmarketvalue.Aprofessional“bookofbusiness”andtheassociatedgoodwill that generates income are not without a determinablevalue.TheForm700doesnotrequireaprecise fair market value; it is only necessary to check a box indicating the broad range within which the value falls.

q.IownstockinIBMandmustreportthisinvestmentonScheduleA-1.Iinitiallypurchasedthisstockintheearly1990s;however,Iamconstantlybuyingandsellingshares.MustInotethesedatesinthe“Acquired”and“Disposed”fields?

A. No.Youmustonlyreportdatesinthe“Acquired”or“Disposed”fieldswhen,duringthereportingperiod,youinitiallypurchaseareportableinvestmentworth$2,000or more or when you dispose of the entire investment. Youarenotrequiredtotrackthepartialtradingofaninvestment.

q.Onlastyear’sfilingIreportedstockinEncoevaluedat$2,000-$10,000.Latelastyearthevalueofthisstockfellbelowandremainsatlessthan$2,000.Howshouldthisbereportedonthisyear’sstatement?

A. Youarenotrequiredtoreportaninvestmentifthevaluewaslessthan$2,000duringtheentire reporting period. However,becauseadisposeddateisnotrequiredforstocksthatfallbelow$2,000,youmaywanttoreportthestockandnoteinthe“comments”sectionthatthevaluefellbelow$2,000.Thiswouldbeforinformationalpurposesonly;itisnotarequirement.

Q. We have a Section 529 account set up to save money forourson’scollegeeducation.Isthisreportable?

A. IftheSection529accountcontainsreportableinterests(e.g.,commonstockvaluedat$2,000ormore),thoseinterests are reportable (not the actual Section 529 account).Iftheaccountcontainssolelymutualfunds,then nothing is reported.

Income Disclosureq.IreportedabusinessentityonScheduleA-2.Clientsof

mybusinessarelocatedinseveralstates.MustIreportall clients from whom my pro rata share of income is $10,000ormoreonScheduleA-2,Part3?

A. No,onlytheclientslocatedinordoingbusinessonaregularbasisinyourjurisdictionmustbedisclosed.

q.IbelieveIamnotrequiredtodisclosethenamesofclients from whom my pro rata share of income is $10,000ormoreonScheduleA-2becauseoftheirrighttoprivacy.Isthereanexceptionforreportingclients’names?

A. Regulation18740providesaprocedureforrequestinganexemptiontoallowaclient’snamenottobedisclosed if disclosure of the name would violate a legally recognized privilege under California or Federal law. This regulation may be obtained from our website at www.fppc.ca.gov. (SeeReferencePamphlet,page14.)

q.Iamsoleownerofaprivatelawpracticethatisnotreportable based on my limited disclosure category. However,someofthesourcesofincometomylawpracticearefromreportablesources.DoIhavetodisclose this income?

A. Yes,eventhoughthelawpracticeisnotreportable,reportable sources of income to the law practice of $10,000ormoremustbedisclosed.Thisinformationwould be disclosed on Schedule C with a note in the “comments”sectionindicatingthatthebusinessentityis not a reportable investment. The note would be for informationalpurposesonly;itisnotarequirement.


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q.Iamthesoleownerofmybusiness.WheredoIdisclose my income - on Schedule A-2 or Schedule C?

A. Sources of income to a business in which you have an ownershipinterestof10%orgreateraredisclosedonScheduleA-2.(SeeReferencePamphlet,page8.)

q.Myhusbandisapartnerinafour-personfirmwhereall of his business is based on his own billings and collectionsfromvariousclients.HowdoIreportmycommunity property interest in this business and the income generated in this manner?

A. Ifyourhusband’sinvestmentinthefirmis10%orgreater,disclose100%ofhisshareofthebusinessonScheduleA-2,Part1and50%ofhisincomeonScheduleA-2,Parts2and3.Forexample,aclientofyourhusband’smustbeasourceofatleast$20,000duringthereportingperiodbeforetheclient’snameisreported.

q.HowdoIdisclosemyspouse’sorregistereddomesticpartner’ssalary?

A. Report the name of the employer as a source of income on Schedule C.

q.Iamadoctor.Forpurposesofreporting$10,000sourcesofincomeonScheduleA-2,Part3,arethepatients or their insurance carriers considered sources of income?

A. Ifyourpatientsexercisesufficientcontrolbyselectingyouinsteadofotherdoctors,thenyourpatients,ratherthantheirinsurancecarriers,aresourcesofincometoyou.(SeeReferencePamphlet,page14.)

q.Ireceivedaloanfrommygrandfathertopurchasemyhome.Isthisloanreportable?

A. No.Loansreceivedfromfamilymembersarenotreportable.

q.Manyyearsago,Iloanedmyparentsseveralthousanddollars,whichtheypaidbackthisyear.DoIneedtoreport this loan repayment on my Form 700?

A. No.Paymentsreceivedonaloanmadetoafamilymember are not reportable.

Real Property DisclosureQ. During this reporting period we switched our principal

placeofresidenceintoarental.Ihavefulldisclosureandthepropertyislocatedinmyagency’sjurisdiction,soitisnowreportable.BecauseIhavenotreportedthispropertybefore,doIneedtoshowan“acquired”date?

A. No,youarenotrequiredtoshowan“acquired”datebecauseyoupreviouslyownedtheproperty.However,youmaywanttonoteinthe“comments”sectionthatthe property was not previously reported because it was used exclusively as your residence. This would be for informationalpurposesonly;itisnotarequirement.

q.Iamacitymanager,andIownarentalpropertylocatedinanadjacentcity,butonemilefromthecitylimit.DoIneed to report this property interest?

A. Yes.Youarerequiredtoreportthispropertybecauseit is located within 2 miles of the boundaries of the city you manage.

q.MustIreportahomethatIownasapersonalresidencefor my daughter?

A. Youarenotrequiredtodiscloseahomeusedasapersonal residence for a family member unless you receiveincomefromit,suchasrentalincome.

q.Iamaco-signeronaloanforarentalpropertyownedbyafriend.SinceIamlistedonthedeedoftrust,doIneedtoreportmyfriend’spropertyasaninterestinrealproperty on my Form 700?

A. No.Simplybeingaco-signeronaloanforpropertydoes not create a reportable interest in real property for you.

Gift DisclosureQ. IfIreceivedareportablegiftoftwoticketstoaconcert

valuedat$100each,butgavetheticketstoafriendbecauseIcouldnotattendtheconcert,doIhaveanyreporting obligations?

A. Yes.Sinceyouacceptedthegiftandexerciseddiscretionandcontroloftheuseofthetickets,youmustdisclose the gift on Schedule D.


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Q. Julia and JaredBenson,amarriedcouple,wanttogiveapieceofartworktoacountysupervisor.Iseachspouse considered a separate source for purposes of the gift limit and disclosure?

A. Yes,eachspousemaymakeagiftvaluedatthegiftlimit duringacalendaryear.Forexample,during2019 thegiftlimitwas$500,sotheBensonsmayhavegiventhe supervisor artwork valued at no more than $1,000. The supervisor must identify Jared and Julia Benson as the sources of the gift.

q.IamaForm700filerwithfulldisclosure.Ouragencyholdsaholidayraffletoraisefundsforalocalcharity.Ibought$10worthofraffleticketsandwonagiftbasket valued at $120. The gift basket was donated by DougBrewer,acitizeninourcity.Atthesameevent,Iboughtraffleticketsfor,andwonaquiltvaluedat$70.Thequiltwasdonatedbyacoworker.Arethesereportable gifts?

A. Because the gift basket was donated by an outside source(notanagencyemployee),youhavereceivedareportable gift valued at $110 (the value of the basket lesstheconsiderationpaid).Thesourceofthegiftis Doug Brewer and the agency is disclosed as the intermediary.Becausethequiltwasdonatedbyanemployeeofyouragency,itisnotareportablegift.

q.Myagencyisresponsiblefordisbursinggrants.Anapplicant(501(c)(3)organization)metwithagencyemployeestopresentitsapplication.Atthismeeting,the applicant provided food and beverages. Would the food and beverages be considered gifts to the employees? These employees are designated in our agency’sconflictofinterestcodeandtheapplicantisareportable source of income under the code.

A.Yes.Ifthevalueofthefoodandbeveragesconsumedbyanyonefiler,plusanyothergiftsreceivedfromthesame source during the reporting period total $50 or more,thefoodandbeverageswouldbereportedusingthefairmarketvalueandwouldbesubjecttothegiftlimit.

q.Ireceivedfreeadmissiontoaneducationalconferencerelatedtomyofficialduties.Partoftheconferencefeesincludedaroundofgolf.Isthevalueofthegolfconsidered informational material?

A. No.Thevalueofpersonalbenefits,suchasgolf,attendanceataconcert,orsportingevent,aregiftssubjecttoreportingandlimits.



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Item Number 7 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: LAFCo Special District Seat Nomination In February of 2012 and 2016, the Board nominated Michael McGill as a candidate for the position of Contra Costa Local Agency Formation Commission Special District, Regular Seat. Mr. McGill is up for re-election in 2020 and has asked that our Board nominate him again. RECOMMENDATION: If desired, adopt Resolution 2020 – 4 nominating Mr. McGill for the LAFCo Special District Seat. Dan Muelrath Dan Muelrath General Manager

RESOLUTION NO. 2020 - 4

A RESOLUTION OF THE BOARD OF DIRECTORS OF DIABLO WATER DISTRICT

NOMINATING MICHAEL R. McGILL AS A CANDIDATE FOR THE POSITION OF THE CONTRA COSTA LOCAL AGENCY FORMATION COMMISSION SPECIAL DISTRICT

REGULAR SEAT

WHEREAS, the Contra Costa Local Agency Formation Commission (LAFCo) has

announced that there is a vacancy for the Special District member LAFCo Regular Seat and

is developing a slate of candidates for the LAFCo Special District Regular Seat.

NOW THEREFORE, BE IT RESOLVED, that the Diablo Water District nominates

Michael R. McGill of the Central Contra Costa Sanitary District as a candidate for the office

of Special District LAFCo Regular Seat.

I hereby certify that the foregoing is a true and complete copy of a resolution duly and

regularly adopted by the Board of Directors of Diablo Water District at a regular meeting

thereof held on February 26,2020 by the following vote:

AYES:

NOES:

ABSENT:

DATE:

_______________________________ Dan Muelrath, Secretary

Attached: Delta Conveyance Notice of Preparation


Item Number 8 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Response to Delta Conveyance Project Notice of Preparation of

Environmental Impact Report Board members and the public are encouraged to attend the public information session on the Delta Conveyance Project. Date: February 26, 2020 Time: 6pm Location: 87 Carol Lane, Oakley (Diablo Water District Board Room) Details of the new Delta Conveyance Project are limited, so the Board may choose to:

x Provide suggestions on what should be included in the Environmental Impact Report and/or

x Take a position on the Delta Conveyance Project RECOMMENDATION: If desired, provide input on the Delta Conveyance Project Notice of Preparation and/or take a position on the Delta Conveyance Project. Dan Muelrath Dan Muelrath General Manager

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NOTICE OF PREPARATION

NOTICE OF PREPARATION OF ENVIRONMENTAL IMPACT REPORT FOR THE DELTA CONVEYANCE PROJECT

January 15, 2020

INTRODUCTION Pursuant to the California Environmental Quality Act (CEQA), the California Department of Water Resources (DWR) will initiate the preparation of an Environmental Impact Report (EIR) for the Delta Conveyance Project in the Sacramento-San Joaquin Delta, California. DWR is the lead agency under CEQA. The Delta Conveyance Project will also involve federal agencies that must comply with the National Environmental Policy Act (NEPA), likely requiring the preparation of an environmental impact statement (EIS). Federal agencies with roles with respect to the project may include approvals or permits issued by the Bureau of Reclamation (Reclamation) and United States Army Corps of Engineers. To assist in the anticipated federal agencies’ NEPA compliance, DWR will prepare an EIR that includes relevant NEPA information where appropriate. Once the role of the federal lead agency is established, that federal lead agency will publish a Notice of Intent to formally initiate the NEPA process. BACKGROUND INFORMATION In July 2017, DWR had previously approved a conveyance project in the Delta involving two tunnels referred to as “California WaterFix.” In his State of the State address delivered February 12, 2019, Governor Newsom announced that he did not “support WaterFix as currently configured” but does “support a single tunnel.” On April 29, 2019, Governor Newsom issued Executive Order N-10-19, directing several agencies to (among other things), “inventory and assess… [c]urrent planning to modernize conveyance through the Bay Delta with a new single tunnel project.” The Governor’s announcement and Executive Order led to DWR’s withdrawal of all approvals and environmental compliance documentation associated with California WaterFix. The CEQA process identified in this notice for the proposed Delta Conveyance Project will, as appropriate, utilize relevant information from the past environmental planning process for California WaterFix but the proposed project will undergo a new stand-alone environmental analysis leading to issuance of a new EIR. PROPOSED DELTA CONVEYANCE PROJECT DESCRIPTION Purpose and Project Objectives

CEQA requires that an EIR contain a “statement of the objectives sought by the proposed project.” Under CEQA, “[a] clearly written statement of objectives will help the lead agency develop a reasonable range of alternatives to evaluate in the EIR and will aid the decision makers

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in preparing findings or a statement of overriding considerations. The statement of objectives should include the underlying purpose of the project and may discuss the project benefits” (State CEQA Guidelines Section 15124[b]).

Here, as the CEQA lead agency, DWR’s underlying, or fundamental, purpose in proposing the project is to develop new diversion and conveyance facilities in the Delta necessary to restore and protect the reliability of State Water Project (SWP) water deliveries and, potentially, Central Valley Project (CVP) water deliveries south of the Delta, consistent with the State’s Water Resilience Portfolio.

The above stated purpose, in turn, gives rise to several project objectives. In proposing to make physical improvements to the SWP Delta conveyance system, the project objectives are:

• To address anticipated rising sea levels and other reasonably foreseeable consequences of climate change and extreme weather events.

• To minimize the potential for public health and safety impacts from reduced quantity and quality of SWP water deliveries, and potentially CVP water deliveries, south of the Delta resulting from a major earthquake that causes breaching of Delta levees and the inundation of brackish water into the areas in which the existing SWP and CVP pumping plants operate in the southern Delta.

• To protect the ability of the SWP, and potentially the CVP, to deliver water when hydrologic conditions result in the availability of sufficient amounts, consistent with the requirements of state and federal law, including the California and federal Endangered Species Acts and Delta Reform Act, as well as the terms and conditions of water delivery contracts and other existing applicable agreements.

• To provide operational flexibility to improve aquatic conditions in the Delta and better manage risks of further regulatory constraints on project operations.1

Description of Proposed Project Facilities

The existing SWP Delta water conveyance facilities, which include Clifton Court Forebay and the Banks Pumping Plant in the south Delta, enable DWR to divert water and lift it into the California Aqueduct. The proposed project would construct and operate new conveyance facilities in the Delta that would add to the existing SWP infrastructure. New intake facilities as points of diversion would be located in the north Delta along the Sacramento River between Freeport and the confluence with Sutter Slough. The new conveyance facilities would include a tunnel to convey water from the new intakes to the existing Banks Pumping Plant and potentially the federal Jones Pumping Plant in the south Delta. The new facilities would provide an alternate location for diversion of water from the Delta and would be operated in coordination with the existing south Delta pumping facilities, resulting in a system also known as "dual conveyance"

1 These objectives are subject to refinement during the process of preparing a Draft EIR.

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because there would be two complementary methods to divert and convey water. New facilities proposed for the Delta Conveyance Project include, but are not limited to, the following:

• Intake facilities on the Sacramento River

• Tunnel reaches and tunnel shafts

• Forebays

• Pumping plant

• South Delta Conveyance Facilities

Figure 1 shows the areas under consideration for these facilities. Other ancillary facilities may be constructed to support construction of the conveyance facilities including, but not limited to, access roads, barge unloading facilities, concrete batch plants, fuel stations, mitigation areas, and power transmission and/or distribution lines.

Under the proposed project, the new north Delta facilities would be sized to convey up to 6,000 cfs of water from the Sacramento River to the SWP facilities in the south Delta (with alternatives of different flow rates, as described in the “Alternatives” section below). DWR would operate the proposed north Delta facilities and the existing south Delta facilities in compliance with all state and federal regulatory requirements and would not reduce DWR’s current ability to meet standards in the Delta to protect biological resources and water quality for beneficial uses. Operations of the conveyance facilities are proposed to increase DWR’s ability to capture water during high flow events. Although initial operating criteria of the proposed project would be formulated during the preparation of the upcoming Draft EIR in order to assess potential environmental impacts and mitigation, final project operations would be determined after completion of the CEQA process, obtaining appropriate water right approvals through the State Water Resources Control Board's change in point of diversion process, and completing the consultation and review requirements of the federal Endangered Species Act and California Endangered Species Act. Construction and commissioning of the overall conveyance project, if approved, would take approximately 13 years, but the duration of construction at most locations would vary and would not extend for this full construction period.

Reclamation is considering the potential option to involve the CVP in the Delta Conveyance Project. Because of this possibility, the connection to the existing Jones Pumping Plant in the south Delta is included in the proposed facility descriptions below. The proposed project may include a portion of the overall capacity dedicated for CVP use, or it may accommodate CVP use of available capacity (when not used by SWP participants). If Reclamation determines that there could be a role for the CVP in the Delta Conveyance Project, this role would be identified in a separate NEPA Notice of Intent issued by Reclamation.

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Figure 1. Proposed Project Facility Corridor Options

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Intake Facilities

The proposed intake facilities would be located along the Sacramento River between Freeport and the confluence with Sutter Slough, as shown in Figure 1. The proposed project would include two intakes with a maximum diversion capacity of about 3,000 cfs each. The size of each intake location could range from 75 to 150 acres, depending upon fish screen selection, along the Sacramento River and include a state-of-the-art fish screen, sedimentation basins, tunnel shaft, and ancillary facilities. An additional 40 to 60 acres at each intake location would be temporarily disturbed for staging of construction facilities, materials storage, and a concrete batch plant, if needed.

Tunnel and Tunnel Shafts

The proposed project would construct up to two north connecting tunnel reaches to connect the intakes to an Intermediate Forebay (see “Forebays” section below), a single main tunnel from the Intermediate Forebay to a new Southern Forebay, and two connecting south tunnel reaches as part of the proposed project’s South Delta Conveyance Facilities (see “South Delta Conveyance Facilities” section below) to connect to the existing SWP and, potentially CVP, facilities in the south Delta. The single main tunnel would follow one of two potential optional corridors as shown in Figure 1.

The proposed single main tunnel and connecting tunnel reaches would be constructed underground with the bottom of the tunnel at approximately 190 feet below the ground surface. Construction for the tunnel would require a series of launch shafts and retrieval shafts. Each launch and retrieval shaft site would require a permanent area of about four acres. Launch sites would involve temporary use of up to about 400 acres for construction staging and material storage. Depending on the location, the shafts may also require flood protection facilities to extend up to about 45 feet above the existing ground surface to avoid water from entering the tunnel from the ground surface if the area was flooded. Earthen material would be removed from below the ground surface as tunnel construction progresses; this reusable tunnel material could be reused for embankments or other purposes in the Delta or stored near the launch shaft locations.

Forebays

The proposed project would include an Intermediate Forebay and a Southern Forebay. The Intermediate Forebay would provide potential operational benefits and would be located along the tunnel corridor between the intakes and the pumping plant. The Southern Forebay would be located at the southern end of the single main tunnel and would facilitate conveyance to the existing SWP pumping facility and, potentially the CVP pumping facilities. The forebays would be constructed above the ground, and not within an existing water body. The size of the Intermediate Forebay would be approximately 100 acres with an additional 150 acres disturbed during construction for material and equipment storage, and reusable tunnel material storage. The embankments would be approximately 30 feet above the existing ground surface. Additional appurtenant structures, including a permanent crane, would extend up to 40 feet above the embankments.

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The Southern Forebay would be located near the existing Clifton Court Forebay and would be approximately 900 acres with an additional 200 acres disturbed during construction for material and equipment storage, potential loading and offloading facilities, and reusable tunnel material storage. The Southern Forebay embankments would be up to 30 feet above the existing ground surface.

Pumping Plant

The proposed project would include a pumping plant located at the new Southern Forebay and would receive the water through the single main tunnel for discharge in the Southern Forebay. The pumping plant would be approximately 25 acres along the side of the Southern Forebay and would include support structures, with a permanent crane for maintenance as the highest feature that would extend approximately 70 feet above the existing ground surface. The temporary and permanent disturbed area for the pumping plant is included in the Southern Forebay area, described above.

South Delta Conveyance Facilities

The proposed project would include South Delta Conveyance Facilities that would extend from the new Southern Forebay to the existing Banks Pumping Plant inlet channel. The connection to the existing Banks Pumping Plant would be via canals with two tunnels to cross under the Byron Highway. The canals and associated control structures would be located over approximately 125 to 150 acres. Approximately 40 to 60 additional acres would be disturbed temporarily during construction. These facilities could also be used to connect the Southern Forebay to the CVP’s Jones Pumping Plant.

Contract Amendment for Delta Conveyance The proposed project may involve modifications to one or more of the State Water Resources Development System (commonly referred to as the SWP) water supply contracts to incorporate the Delta Conveyance Project. Therefore, if modifications move forward, the Delta Conveyance Project EIR will assess, as part of the proposed project, potential environmental impacts associated with reasonably foreseeable potential contract modifications. PROJECT AREA The proposed EIR project area for evaluation of impacts consists of the following three geographic regions, as shown in Figure 2, below.

• Upstream of the Delta region • Statutory Delta (California Water Code Section 12220) • South-of-Delta SWP Service Areas and, potentially, South-of-Delta CVP Service Areas.

The study areas will be specifically defined for each resource area evaluated in the EIR. Figure 3 shows the SWP South-of-Delta water contractors.

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Figure 2. Project Area

8

Figure 3. SWP South-of-Delta Service Areas

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ALTERNATIVES As described above, the proposed project has been informed by past efforts taken within the Delta and the watersheds of the Sacramento and San Joaquin Rivers, including those undertaken through the Bay Delta Conservation Plan (BDCP)/California WaterFix. As stated in CEQA Guidelines Section 15126.6(a), the “EIR shall describe a range of reasonable alternatives to the project, which would feasibly attain most of the basic objectives of the project but would avoid or substantially lessen any of the significant effects of the project, and evaluate the comparative merits of the alternatives. An EIR need not consider every conceivable alternative to a project. Rather it must consider a reasonable range of potentially feasible alternatives that will foster informed decision making and public participation. An EIR is not required to consider alternatives which are infeasible.” The scoping process will inform preliminary locations, corridors, capacities and operations of new conveyance facilities to be evaluated in the EIR. In identifying the possible EIR alternatives to be analyzed in detail, DWR is currently considering alternatives with capacities that range from 3,000 to 7,500 cfs, with varying degrees of involvement of the CVP, including no involvement. DWR will make its final choice of potentially feasible alternatives to include in the Draft EIR after receipt of scoping comments. POTENTIAL ENVIRONMENTAL EFFECTS DWR as the lead agency will describe and analyze the significant environmental effects of the proposed project. DWR did not prepare an initial study so none is attached; the EIR will include the suite of resource categories contained in Appendix G of CEQA Guidelines. Probable effects may include:

• Water Supply: changes in water deliveries. • Surface Water: changes in river flows in the Delta. • Groundwater: potential effects to groundwater levels during operation. • Water Quality: changes to water quality constituents and/or concentrations from

operation of facilities. • Geology and Seismicity: changes in risk of settlement during construction. • Soils: changes in topsoil associated with construction of the water conveyance facilities. • Fish and Aquatic Resources: effects to fish and aquatic resources from construction and

operation of the water conveyance facilities. • Terrestrial Biological Resources: effects to terrestrial species due to construction of the

water conveyance facilities. • Land Use: incompatibilities with land use designations. • Agricultural and Forestry Resources: preservation or conversion of farmland. • Recreation: displacement and reduction of recreation sites. • Aesthetics and Visual Resources: effects to scenic views because of water conveyance

facilities. • Cultural and Tribal Cultural Resources: effects to archeological and historical sites and

tribal cultural resources. • Transportation: vehicle miles traveled; effects on road and marine traffic.

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• Public Services and Utilities: effects to regional or local utilities. • Energy: changes to energy use from construction and operation of facilities. • Air Quality and Greenhouse Gas: changes in criteria pollutant emissions and localized

particulate matter from construction and greenhouse gas emissions. • Noise: changes in noise and vibration from construction and operation of the facilities. • Hazards and Hazardous Materials: potential conflicts with hazardous sites. • Public Health: changes to surface water could potentially increase concerns about

mosquito-borne diseases • Mineral Resources: changes in availability of natural gas wells due to construction of the

water conveyance facilities. • Paleontological Resources: effects to paleontological resources due to excavation for

borrow and for construction of tunnels and canals. • Climate Change: increase resiliency to respond to climate change • Growth Inducement and Other Indirect Effects: changes to land uses as a result of

changes in water availability resulting from changes in water supply deliveries Where the potential to cause significant environmental impacts are identified, the EIR will identify avoidance, minimization, or mitigation measures that avoid or substantially lessen those impacts. ADDITIONAL BACKGROUND INFORMATION DWR previously studied a similar project through efforts on the BDCP and subsequently the California WaterFix. The proposed Delta Conveyance Project is a new project and is not supplemental to these past efforts or tiered from previous environmental compliance documents. This section provides background on these past efforts. In October 2006, various state and federal agencies, water contractors, and other stakeholders initiated a process to develop what became known as the BDCP to advance the objectives of contributing to the restoration of ecological functions in the Delta and improving water supply reliability for the SWP and CVP Delta operations in the State of California. In December 2013, after several years of preparation, DWR, Reclamation, the United States Fish and Wildlife Service, and the National Marine Fisheries Service, acting as joint lead agencies under CEQA and NEPA, published a draft of the BDCP and an associated Draft EIR/EIS. The Draft EIR/EIS analyzed a total of 15 action alternatives, including Alternative 4, which was identified as DWR’s preferred alternative at that time. In July of 2015, after taking public and agency input into account, the lead agencies formulated three new sub-alternatives (2D, 4A, 5A) and released a Partially Recirculated Draft EIR/Supplemental Draft EIS (RDEIR/SDEIS) for public comment. Alternative 4A, which is known as “California WaterFix” was identified as DWR and Reclamation’s preferred alternative in the RDEIR/SDEIS. On July 21, 2017, DWR certified the Final EIR and approved California WaterFix. Following

11

that approval, DWR continued to further refine the project, resulting in reductions to environmental impacts. These project refinements required additional CEQA/NEPA documentation. On January 23, 2018, DWR submitted an addendum summarizing proposed project modifications to California WaterFix associated with refinements to the transmission line corridors proposed by the Sacramento Municipal Utility District. The Addendum described the design of the applicable modified California WaterFix power features, proposed modifications to those power features (including an explanation of the need for the modifications), the expected benefits of the modifications to the transmission lines, and potential environmental effects as a result of those power related modifications (as compared to the impacts analyzed in the certified Final EIR). On July 18, 2018, DWR released the California WaterFix Draft Supplemental EIR, which evaluated proposed changes to the certain conveyance facilities of the approved project. (No Final Supplemental EIR was ever completed, due to the change in direction dictated by Governor Newsom’s State of the State speech and Executive Order N-10-19.) On September 21, 2018, Reclamation issued the California WaterFix Draft Supplemental EIS, including an alternatives comparison. SCOPING MEETINGS The proposed project is of statewide, regional or area-wide significance; therefore, a CEQA scoping meeting is required pursuant to Public Resources Code Section 21083.9, subdivision (a)(2). Public Scoping meetings are scheduled to take place at the following times and locations:

• Monday, February 3, 2020, 1 p.m. – 3 p.m. California Environmental Protection Agency Building, 1001 I Street, Sacramento

• Wednesday, February 5, 2020, 6 p.m. – 8 p.m. Junipero Serra State Building, 320 West Fourth Street, Los Angeles

• Monday, February 10, 2020, 6 p.m. – 8 p.m. Jean Harvie Community Center, 14273 River Road, Walnut Grove

• Wednesday, February 12, 2020, 6 p.m. – 8 p.m. Santa Clara Valley Water District Board Room, 5750 Almaden Expressway, San Jose

• Thursday, February 13, 2020, 6 p.m. – 8 p.m. San Joaquin Council of Governments Board Room, 555 Weber Avenue, Stockton

• Wednesday, February 19, 2020, 6 p.m. – 8 p.m. Clarksburg Middle School Auditorium, 52870 Netherlands Road, Clarksburg

• Thursday, February 20, 2020, 6 p.m. – 8 p.m. Brentwood Community Center Conference Room, 35 Oak Street, Brentwood

Anyone interested in more information concerning the EIR process, or anyone who has information concerning the study or suggestions as to significant issues, should contact Marcus Yee at (916) 651-6736.

12

WRITTEN COMMENTS This notice is being furnished to obtain suggestions and information from other agencies and the public on the scope of issues and alternatives to consider in developing the EIR. The primary purpose of the scoping process is to identify important issues raised by the public and responsible and trustee public agencies related to the issuance of regulatory permits and authorizations and natural resource protection. Written comments from interested parties are invited to ensure that the full range of environmental issues related to the development of the EIR are identified. All comments received, including names and addresses, will become part of the official administrative record and may be made available to the public. Written comments on this part of the Scoping process will be accepted until 5 p.m. on March 20, 2020 and can be submitted in several ways:

• Via email: [email protected] • Via Mail: Delta Conveyance Scoping Comments, Attn: Renee Rodriguez, Department of

Water Resources, P.O. Box 942836, Sacramento, CA 94236

As required by the CEQA Guidelines, within 30 days after receiving the Notice of Preparation, each responsible and trustee agency is required to provide the lead agency with specific detail about the scope, significant environmental issues, reasonable alternatives, and mitigation measures related to the responsible or trustee agency’s area of statutory responsibility that will need to be explored in the EIR. In the response, responsible and trustee agencies should indicate their respective level of responsibility for the project. PLEASE NOTE: DWR’s practice is to make the entirety of comments received a part of the public record. Therefore names, home addresses, home phone numbers, and email addresses of commenters, if included in the response, will be made part of the record available for public review. Individual commenters may request that DWR withhold their name and/or home addresses, etc., but if you wish DWR to consider withholding this information you must state this prominently at the beginning of your comments. In the absence of this written request, this information will be made part of the record for public review. DWR will always make submissions from organizations or businesses, and from individuals identifying themselves as representatives of, or officials of, organizations or businesses, available for public inspection in their entirety.

Attached: Resolution Number 2020-5 LAIF Authorization Form

DIABLO WATER DISTRICT February 26,2020 Board Meeting

Item Number 10 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Local Agency Investment Fund Authorization Update Attached is the bank required resolution and new authorization form, to reflect the Board’s current President. RECOMMENDATION: Adopt Resolution 2020-05. Dan Muelrath Dan Muelrath General Manager

RESOLUTION NO. 2020 – 5

A RESOLUTION OF THE BOARD OF DIRECTORS OF

DIABLO WATER DISTRICT AUTHORIZING INVESTMENT OF MONIES IN THE

LOCAL AGENCY INVESTMENT FUND

WHEREAS, Pursuant to Chapter 730 of the statues of 1976 Section 16429.1 was added

to the California Government Code to create a Local Agency Investment Fund (LAIF) in the

State Treasure for the deposit of money of a local agency for purposes of investment by the

State Treasurer; and

WHEREAS, the Board of Directors of Diablo Water District do hereby find that the

deposit and withdrawal of money in the LAIF are in accordance with the provisions of Section

16429.1 of the Government Code for the purpose of investment as stated therein as in the best

interests of the District.

NOW, THEREFORE, BE IT RESOLVED that the Board of Directors of Diablo Water

District do hereby authorize the deposit and withdrawal of District monies in the LAIF in the

State Treasury in accordance with the provisions of Section 16429.1 of the Government Code

for the purpose of investment as stated therein, and verification by the State Treasurer’s Office

of all banking information provided in that regard.

BE IT FURTHER RESOLVED that the General Manager and any Board of Director are

hereby authorized to sign any LAIF forms and, that effective February 26, 2020, the following

Resolution 2020-5 Page 2 of 2 District officers or their successors in office shall be authorized to order the deposit or

withdrawal of monies in the Local Agency Investment Fund:

Howard Hobbs, President

John H. de Fremery, Vice President

Daniel Muelrath, General Manager/Secretary

* * * * * * * * * *

I hereby certify that the foregoing is a true and complete copy of a resolution duly

adopted by the Board of Directors of Diablo Water District at a regular meeting thereof, held

on February 26, 2020, by the following vote:

AYES: NOES: ABSENT: DATED:

___________________________

Dan Muelrath, Secretary

California State Treasurer’s Office Local Agency Investment Fund (LAIF)

Authorization for Transfer of Funds

Effective Date Agency Name LAIF Account #

Agency’s LAIF Resolution # or Resolution Date

ONLY the following individuals whose names appear in the table below are hereby authorized to order the deposit or withdrawal of funds in LAIF. This authorization REPLACES AND SUPERSEDES all prior authorizations on file with LAIF for the transfer of funds.

Name Title

Two authorized signatures required. Each of the undersigned certifies that he/she is authorized to execute this form under the agency’s resolution, and that the information contained herein is true and correct.

Signature Signature

Print Name Print Name

Title Title

Telephone Telephone

Please provide email address to receive LAIF notifications.

Name Email

Mail completed form to: State Treasurer’s Office

Local Agency Investment Fund P.O. Box 942809 Sacramento, CA 94209-0001

STO-LAIF-4008 Revised 8/2018

jherrera

Highlight


Item Number 11 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Authorization to Purchase a 2019 F-350 4 X 4 Super Duty Crew Cab Truck.

Staff was able to procure the best pricing on the purchase of a F-350 4 X 4 Super Duty Crew Cab Truck (included in Fiscal Year 2019/20 budget) by soliciting quotes. The best price was through Sonora Ford.

2019 F-350 4 X 4 Super Duty Crew Cab Truck : $50,237.75 RECOMMENDATION: Authorize the General Manager to purchase a F-350 4 X 4 Super Duty Crew Cab Truck, not to exceed $50,237.75. Dan Muelrath Dan Muelrath General Manager

Attached: Resolution Number 2020 – 6


Item Number 12 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Acceptance of Facilities – Emerson Ranch Subdivision 9032 Phase 1

Per the Facilities Installation Agreements with Brookfield Emerson Land, LLC, all District facilities have been completed and are ready for District acceptance. All required tests and inspection have been performed on the following facilities:

1. The water mains, service lines, meters, and appurtenances necessary to extend the District’s water distribution system to the Developer’s land consisting of 331 lots.

These facilities will be accepted via District Resolution Number 2020 – 6 . RECOMMENDATION: Adopt Resolution Number 2020 – 6. Dan Muelrath Dan Muelrath General Manager



ACCEPTING DISTRICT FACILITIES

WHEREAS, Diablo Water District (“District”) and Brookfield Emerson Land, LLC, a Delaware Limited Liability Company, (“Developer”), entered into a Facilities Installation Agreement for Subdivision No. 9032, Emerson Ranch – Phase 1; and

WHEREAS, the Developer has satisfied the requirements for the installation of certain District facilities, appurtenances and easements; and NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of Diablo Water District that the District hereby accepts the following facilities and appurtenances:


* * * * *

I certify that the foregoing is a true and complete copy of a resolution duly adopted

by the Board of Directors of Diablo Water District at a regular meeting thereof, held on February 26, 2020, by the following vote: AYES: NOES: ABSENT: DATED: Dan Muelrath, Secretary



Item Number 13 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Acceptance of Facilities – Emerson Ranch Subdivision 9349 Phase 2A



These facilities will be accepted via District Resolution Number 2020 – 7. RECOMMENDATION: Adopt Resolution Number 2020 – 7. Dan Muelrath Dan Muelrath General Manager




WHEREAS, Diablo Water District (“District”) and Brookfield Emerson Land, LLC, a Delaware Limited Liability Company, (“Developer”), entered into a Facilities Installation Agreement for Subdivision No. 9349, Emerson Ranch – Phase 2A and a portion of 2B; and



* * * * *





Item Number 14 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Acceptance of Facilities – Emerson Ranch Subdivision 9350 & 9351 Phase 2B



These facilities will be accepted via District Resolution Number 2020 – 8. RECOMMENDATION: Adopt Resolution Number 2020 – 8. Dan Muelrath Dan Muelrath General Manager




WHEREAS, Diablo Water District (“District”) and Brookfield Emerson Land, LLC, a Delaware Limited Liability Company, (“Developer”), entered into a Facilities Installation Agreement for Subdivision No. 9350 and 9351, Emerson Ranch – Phase 2B; and



* * * * *




Item Number 15 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: General Manager Items and Reports Items for discussion:

x Water Supply Charts

o Statewide Reservoir Conditions

o Total Water Demand

o Local Well Production

x CSDA Training

o Rate Setting Under Prop 218 and 26 – April 15th (Byron, CA)

Dan Muelrath Dan Muelrath General Manager Attached: 1.) Statewide Reservoir Chart 2.) Water Demand Chart 3.) Well Logs

(This chart does not include Utility Water)

SBX7-7 Water Conservation Compliance (20% by 2020)

Jan Feb March April May June July August Sept Oct Nov Dec AverageTarget 163 163 163 163 163 163 163 163 163 163 163 163 163

3 Year Average 78 79 84 111 164 187 203 202 180 160 115 93 138

Gross GPCD 71 71Million Gallons (MG) Population in 2017 = 41,714 Gallons Per Capita Per Day (GPCD)

SB 1668 Water Management Compliance (Indoor Water Use)

2020 2025 2030Residential

Indoor Target 55 52.5 50

FY 15/16 50.43FY 16/17 49.97FY 17/18 60.28FY 18/19 55.02

DIABLO WATER DISTRICT WATER USE IN MILLION GALLONS

25

50

75

100

125

150

175

200

225

250

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total

2013 3 Year Average 2017-2019 2020

Jul-19 Aug-19 Sep-19 Oct-19 Nov-19 Dec-19 Jan-20 Feb-20 Mar-20 Apr-20 May-20 Jun-201 1.016 1.090 0.851 1.248 1.202 0.585 0.446 0.3162 1.371 1.164 1.500 0.757 0.634 0.742 0.567 0.4543 0.757 1.300 1.018 0.767 0.838 0.348 0.445 0.7694 1.151 0.810 1.358 1.162 1.215 0.555 0.482 0.3465 0.903 1.508 1.055 1.030 0.659 0.502 0.558 0.6936 1.126 1.018 1.340 0.606 0.843 0.482 0.518 0.4517 0.665 1.540 0.945 1.247 0.994 0.666 0.445 0.5228 1.256 1.283 1.275 0.859 0.882 0.243 0.644 0.6889 0.946 0.846 0.845 1.240 0.987 0.934 0.522 0.440

10 1.334 1.489 1.394 0.604 0.791 0.444 0.344 0.68411 1.287 0.550 0.870 1.318 0.884 0.285 0.375 0.52512 0.867 1.697 1.343 0.570 0.909 0.845 0.834 0.87113 1.521 1.127 1.058 1.325 0.951 0.060 0.199 0.24014 0.734 1.172 1.143 0.615 0.735 0.801 0.755 0.00015 1.598 1.211 0.906 1.299 0.821 0.136 0.264 0.00016 0.827 1.222 1.245 0.730 0.625 0.743 0.704 0.00017 1.595 1.080 0.897 0.961 1.020 0.426 0.271 0.00018 0.902 1.080 1.143 0.927 0.808 0.758 0.629 0.00019 1.413 1.462 1.020 0.892 0.869 0.122 0.220 0.00020 0.744 0.895 1.194 1.099 0.901 0.604 0.768 0.00021 1.515 1.537 1.025 0.667 0.704 0.363 0.447 0.00022 0.790 0.904 0.964 1.367 0.854 0.601 0.483 0.00023 1.554 1.409 1.124 0.628 0.600 0.423 0.452 0.00024 1.310 0.902 1.195 1.354 0.917 0.447 0.553 0.00025 1.005 1.220 1.130 0.649 0.792 0.543 0.461 0.00026 1.457 1.201 0.927 1.208 0.720 0.758 0.469 0.00027 0.827 1.252 1.167 0.663 0.777 0.090 0.447 0.00028 1.496 1.087 0.868 1.243 0.213 0.673 0.632 0.00029 1.106 1.406 0.692 0.748 0.916 0.450 0.447 0.00030 1.192 0.847 1.337 1.113 0.473 0.619 0.43131 1.423 1.296 0.608 0.420 0.744

TOTAL 35.6852 36.6035 32.8283 29.5051 24.5325 15.6658 15.5559 6.9974 0.0000 0.0000 0.0000 0.0000Jul-19 to Jan-20 at $2130.00/MG 190.3763 MGFeb-20 to Jun-20 at $2130.00/MG 6.9974 MGGRAND TOTAL: 197.3737 MG

FY 19/20 SAVINGS 420,405.98$ FY 18/19 SAVINGS 614,245.45$ FY 17/18 SAVINGS 634,030.91$ FY 16/17 SAVINGS 444,895.41$ FY 15/16 SAVINGS 397,766.92$ FY 14/15 SAVINGS 580,430.65$ FY 13/14 SAVINGS 509,579.93$ FY 12/13 SAVINGS 382,228.02$ FY 11/12 SAVINGS 637,659.61$ FY 10/11 SAVINGS 590,057.39$ FY 09/10 SAVINGS 496,279.31$ FY 08/09 SAVINGS 371,579.65$ FY 07/08 SAVINGS 486,615.14$ FY 06/07 SAVINGS 326,985.06$

TOTAL SAVINGS IN WATER PURCHASES FROM CCWD TO DATE 6,892,759.44$

WELL WATER BLENDED INTO DISTRIBUTION SYSTEMMILLION GALLONS(MG)

Jul-18 Aug-18 Sep-18 Oct-18 Nov-18 Dec-18 Jan-19 Feb-19 Mar-19 Apr-19 May-19 Jun-191 1.305 1.338 0.925 0.943 0.930 0.229 0.408 0.436 0.228 0.726 0.977 0.4352 1.055 1.026 0.931 0.888 0.872 0.745 0.588 0.405 0.484 0.481 1.212 1.1473 1.358 1.013 0.850 1.027 1.034 0.667 0.587 0.587 0.354 0.265 1.035 0.6914 1.354 0.881 1.084 0.660 0.562 0.435 0.311 0.352 0.646 0.798 0.696 1.0675 0.889 0.876 0.891 0.939 1.553 0.474 0.521 0.087 0.113 0.302 1.162 0.6996 1.359 1.146 0.950 0.660 0.444 0.603 0.537 0.598 0.750 0.471 1.038 1.1577 0.996 1.119 0.819 0.869 1.488 0.395 0.456 0.616 0.034 0.507 0.960 0.7338 1.357 1.005 0.892 0.963 0.839 0.826 0.437 0.106 1.516 0.764 1.064 1.1619 1.096 1.031 0.808 0.912 0.915 0.205 0.538 0.564 0.316 0.543 1.105 0.644

10 1.359 0.911 0.907 0.731 0.695 0.718 0.389 0.492 0.564 0.323 0.481 1.23011 1.356 0.959 1.037 0.749 1.031 0.484 0.451 0.698 0.223 0.832 1.128 1.06712 0.889 0.893 0.975 0.839 0.718 0.511 0.673 0.615 0.400 0.659 0.424 1.27413 1.360 1.026 0.881 0.914 0.961 0.452 0.412 0.000 0.000 0.740 1.200 1.26414 1.352 1.041 1.004 0.567 0.924 0.777 0.318 0.547 0.450 0.916 0.301 0.94215 0.788 1.080 0.743 1.117 0.727 0.162 0.672 0.630 0.315 0.354 0.498 1.08316 1.366 0.761 0.951 0.763 0.746 0.667 0.278 0.312 0.584 0.858 0.325 1.34517 0.993 1.192 0.930 0.810 0.947 0.516 0.506 0.314 0.490 0.765 0.908 1.26118 1.156 1.019 0.785 0.965 0.708 0.617 0.393 0.491 0.741 0.479 0.423 1.22519 1.082 0.857 1.077 1.006 0.690 0.330 0.563 0.600 0.502 1.043 0.654 1.09920 0.755 1.091 0.661 0.846 0.905 0.821 0.627 0.379 0.414 0.708 0.642 0.77321 1.126 1.077 1.111 0.725 0.394 0.189 0.283 0.690 0.671 0.856 0.743 0.70222 1.087 1.166 0.787 0.956 0.924 0.633 0.777 1.205 0.450 0.921 0.378 1.17523 1.082 0.950 0.812 0.718 0.566 0.302 0.455 0.490 0.391 0.833 0.961 0.99324 1.134 0.906 1.082 0.978 0.275 0.738 0.423 0.338 0.518 1.039 0.706 1.44125 1.117 0.768 0.766 0.833 0.000 0.564 0.449 0.585 0.274 0.936 0.647 1.09726 1.123 0.921 1.046 0.975 0.464 0.482 0.463 0.000 0.542 0.911 0.608 1.15827 0.880 1.041 0.869 0.335 0.772 0.267 0.799 0.167 0.244 0.863 0.882 1.14228 1.097 0.894 0.995 0.867 0.262 0.821 0.434 0.667 0.640 1.166 0.909 1.28029 0.818 1.028 0.518 0.885 0.624 0.429 0.272 0.268 0.996 0.855 0.88030 1.230 0.801 1.136 0.921 0.705 0.206 0.566 0.682 0.804 0.544 1.13431 0.781 1.023 0.975 0.725 0.551 0.326 1.150

TOTAL 34.6990 30.8389 27.2187 26.3367 22.6718 15.9902 15.1318 12.9731 14.1285 21.8576 24.6131 31.2939Jul-18 to Jan-19 at $2260.90/MG 172.8871 MGFeb-19 to Jun-19 at $2130.00/MG 104.8662 MGGRAND TOTAL: 277.7533 MG

FY 18/19 SAVINGS 614,245.45$ FY 17/18 SAVINGS 634,030.91$ FY 16/17 SAVINGS 444,895.41$ FY 15/16 SAVINGS 397,766.92$ FY 14/15 SAVINGS 580,430.65$ FY 13/14 SAVINGS 509,579.93$ FY 12/13 SAVINGS 382,228.02$ FY 11/12 SAVINGS 637,659.61$ FY 10/11 SAVINGS 590,057.39$ FY 09/10 SAVINGS 496,279.31$ FY 08/09 SAVINGS 371,579.65$ FY 07/08 SAVINGS 486,615.14$ FY 06/07 SAVINGS 326,985.06$

TOTAL SAVINGS IN WATER PURCHASES FROM CCWD TO DATE 6,472,353.45$

WELL WATER BLENDED INTO DISTRIBUTION SYSTEMMILLION GALLONS(MG)

MONTHLY WELL NUMBERSMillion Gallons (MG)

DATE GLEN PARK STONECREEK02/01/20 0.3160 0.000002/02/20 0.4580 0.000002/03/20 0.7685 0.020102/04/20 0.3503 0.000002/05/20 0.6972 0.020302/06/20 0.4555 0.000002/07/20 0.5220 0.019902/08/20 0.6967 0.000002/09/20 0.4395 0.000002/10/20 0.6979 0.019802/11/20 0.5293 0.000002/12/20 0.8804 0.020302/13/20 0.2446 0.000002/14/2002/15/2002/16/2002/17/2002/18/2002/19/20

02/20/2002/21/2002/22/2002/23/2002/24/2002/25/2002/26/2002/27/2002/28/2002/29/20

Totals 7.0559 0.1004Combined Totals 7.1563


Item Number 16 TO: Each Director FROM: Dan Muelrath, General Manager SUBJECT: Financial Reports Items included for discussion:

x Warrant Register Numbers:

o 2020-01

o ACH and Wire Transactions

x Monthly Financial Statements

RECOMMENDATION: Approve warrant register 2020-01, ACH and wire transactions, and receive the monthly financial statements.

Dan Muelrath Dan Muelrath General Manager Attached: 1.) Warrant Register 2020-01 2.) ACH and Wire Transactions 3.) January 2020 Financial Statements

DIABLO WATER DISTRICT WARRANT REGISTER 2020 - 01

FEBRUARY 26, 2020

CK# PAYABLE TO FOR AMOUNT

50586 ACWA Joint Powers Ins. Authority Workman's Compensation - 4th Quarter 8,589.1850587 All Bay Answering Service Office - Answering Services 162.0050588 Altamont Landscaping Inc Office - Landscaping Services 483.0050589 Antioch Building Material Maint T&D - Cutback Asphalt 407.8150590 AT&T Telephone - Scada 271.2050591 Ardeshir Azmoudeh Refund Over Pay Water Account 14.1150592 Big B Lumberteria Inc GO Supplies CY - Redwood 214.3450593 Diane Bowen Refund Over Pay Water Account 74.4350594 Danny Bowers Retiree Health Benefits 247.2550595 Brentwood Press & Publish Prop 218 Public Notice 120.5050596 CDM Smith Engineering District & Reimb Exp 6013/9503/9516/BIRS 16,649.0250597 Solutions II Inc Consulting Fees - Camera's/Wifi 450.0050598 City of Brentwood Reimb Exp - 9481/HTAV Bacteria Sampling 1,439.0050599 Comcast Delta Coves Internet Service 168.3050600 Credit Consulting Services Office - Collection Expense 70.4150601 EKI Environment & Water Recycled Water Feasability 11,253.8450602 Mamdoh Elawady Refund Over Pay Water Account 76.4550603 Tanya Librero-Ford or Joseph Ford Refund Over Pay Water Account 92.0050604 Hunt and Sons Inc Auto - Gas & Carwash 92.6450605 P&D Ventures Inc Office - Janitorial Service - Carpet Cleaning 385.0050606 Dolores Lerma Refund Over Pay Water Account 4.1550607 Chuck Linn Retiree Health Benefits 247.2550608 Lowe's CY Imp. - Flood Lite/GO Supply CY - Soap Dispenser 571.4450609 Victoria Malik Refund Over Pay Water Account 158.4850610 Eric McManus Refund Over Pay Water Account 120.0450611 Marion Merrill Refund Over Pay Water Account 7.6250612 Mike Nelson Refund Over Pay Water Account 71.9550613 Neofunds By Neopost Office - Postage Meter Monies 400.0050614 Mt Diablo Resource Recovery Go Supplies CY - Garbage Service 329.8050615 Oakley Ace Hardware Corpyard - Caulking/Light Switch/Self Drill/Outlet Box 159.1450616 Pacific Gas & Electric Co Utilities - Office/T&D Electric 4,858.7450617 Paul's Automotive Center Auto - New Battery for 2007 Chevy 240.0050618 Jeffrey D. Polisner Legal - Monthly Retainer 5,001.5650619 Sharon Puccio Refund Over Pay Water Account 79.3950620 Qifeng Qian Refund Over Pay Water Account 41.2950621 Mohammad Rafi Rahimi Refund Over Pay Water Account 54.5950622 Roberts & Brune Co Maint T&D - Copper Tubing/GO Sup CY - Tape Measure 2,527.1450623 Scheer Security Maint CY - Alarm/Monitoring 134.4250624 The Trailer Specialist Field Equipment Purchase - Trailer 9,315.8750625 HD Supply Facilities Main GO Supplies - Meter Tester 841.9950626 Viking Shred Office Maintenance Agreement - Shredding Service 38.9950627 Water Quality Inc Travel & Training for D2 exam - JP/Gino/Chad 1,500.0050628 Christine Belleci Payroll 01/31/2020 7,971.3550629 LaVonda Castor Payroll 01/31/2020 5,968.7050630 Kenneth L. Crockett Payroll 01/31/2020 92.3550631 Chad D. Crawford Payroll 01/31/2020 5,186.1850632 John H. deFremery Payroll 01/31/2020 92.3550633 Hunter J. Dejesus Payroll 01/31/2020 4,685.2150634 Willow Ford Payroll 01/31/2020 3,355.3350635 Jorge R. Gonzalez Payroll 01/31/2020 9,424.5350636 Howard G. Hobbs Payroll 01/31/2020 92.35


FEBRUARY 26, 2020 PAGE 2


50637 John H. Herrera Payroll 01/31/2020 4,607.6250638 Jennifer McCoy Payroll 01/31/2020 8,600.9050639 Michael Lira Payroll 01/31/2020 5,147.4050640 Atanacio Mendoza Payroll 01/31/2020 8,062.5250641 Cheri Milina Payroll 01/31/2020 3,412.0850642 Daniel B. Muelrath Payroll 01/31/2020 11,839.6750643 Gino L. Padilla Payroll 01/31/2020 3,835.2250644 Rebecca Rugroden Payroll 01/31/2020 4,360.1050645 Luis Romero Payroll 01/31/2020 5,692.9950646 Paul S. Seger Payroll 01/31/2020 92.3550647 Wayne A Weaver Payroll 01/31/2020 10,590.5450648 AALR&R Consulting Fees - Voting Districts 81.7550649 ACWA/JPIA Employee Health Payable 39,926.0950650 Air Systems Service Corpyard - HVAC Maintenance 2,374.8850651 AT&T Telephone - Plant/Fire Alarm/Office 444.3650652 AT&T Office - Internet 150.6350653 AWWA Dues - Jen McCoy Annual Dues 105.0050654 Brenntag Pacific, Inc Chemicals - Delta Coves 985.1050655 Brown & Caldwell Scada Upgrades 10,377.7550656 1st Northern Credit Union Credit Union Payable - Employee Deductions 2,000.0050657 Contra Costa Health Services M25 & M27 Health Permits 3,132.0050658 CCWD Water Samples / Randall Bold Operating Costs 119,231.5350659 CCWD Water Purchases for December 2019 216,019.6750660 CDM Smith Replace CY VFD / Facilities Plan Update 2,011.0650661 Credit Consulting Services Collection Expense - Letter Writing Services 200.0050662 Diablo Water District Payroll Tax Deposit 43,977.3150663 East Bay Work Wear GO Supplies CY - Gino Pants Allowance 214.2550664 EKI Environment & Water Recycled Water Feasability 22,720.3650665 Golden State Flow GO Supplies T&D - Water Meters & Link Repair 12,126.0150666 HD Supply Construction GO Sup T&D - Brooms / Field Equip-Generator 1,407.9150667 Hill Brothers Chemical Co Chemicals Blending 1,175.3650668 Hunt and Sons Inc Auto - Gas & Carwash 69.2550669 Infosend Office - Mailing Service & Postage for December Bills 5,673.0250670 I Print Technologies Office Supplies - Toner 442.6450671 Lincoln National Life Insurance Accrued Deferred Compensation - Employee Deductions 4,408.3350672 Lowe's CY Improvement - Ladders 599.0150673 MUNCPAs Final Audit Billing for FY19 - Includes State Controller 2,600.0050674 Pacific Gas & Electric Utilities - T&D Gas/M26/Res 2/Plant 425.6350675 Pacific Gas & Electric Utilities - M25 & M27 400.3850676 Pacific Gas & Electric Utilities - Stonecreek and Glen Park Wells 7,044.98 50677 Paul's Automotive Center Auto - New Wiper Blades 48.0050678 Roberts & Brune Co Maint T&D - Copper Washers/Concrete Lids 1,212.6750679 Standard Insurance Co Employee Life & LDT Payable 1,816.2650680 Staples Credit Plan Office Supplies - Envelopes/Pens/Toner 515.90 50681 Paul Urenda Jr. Retiree Health Benefits 144.6050682 US Bank CalCard Purchases - Trainings/Off Sup/Keyboard/Subscription 2,713.3850683 Verizon Wireless GO Supplies T&D-Cell Phones 839.6550684 Vision Service Plan Employee Health Payable 396.9550685 Watersavers Irrigation Operating Blending - Bushing/Fitting/Sprinkler Riser 8.9450686 Chevron and Texaco Auto - Gasoline 2,884.37


FEBRUARY 26, 2020 PAGE 3


50687 Hopkins Technical Products, Inc Operating Blending - Injection Oil 3,073.99 50688 Kantor's Furniture Office Supplies - 2 Tables for Board Room 749.92

TOTAL WARRANTS 685,802.96

The foregoing Accounts Payable Warrants 50586 through 50688 estimated payroll for January 2020, Federal, State Income Taxes withheld and retirement are hereby approved for payment.

________________________________ ________________________________ General Manager Director

________________________________ ________________________________Director Director

________________________________ ________________________________Director Director

Signatures Required: General Manager and minimum of three (3) Directors

DIABLO WATER DISTRICTBANKING ACTIVITY for JANUARY 2020

February 26, 2020

TRANSACTION TYPE DATE PAYABLE TO FOR AMOUNT

Electronic Debit 01/07/20 Merchant Bankcard Credit Card Processing Fees - Vantiv (December) 46.45Electronic Debit 01/16/20 CalPERS Replacement Benefit Fund Annual Dues 384.96Electronic Debit 01/23/20 Point & Pay Credit Card Processing Fees - PNP (December) 4,768.38Electronic Debit 01/29/20 State EDD State Withholding - January Payroll 7,552.72Electronic Debit 01/30/20 CalPERS CalPERS Retirement Contributions - Jan 2020 Payroll 30,084.27

TOTAL ACTIVITY 42,836.78

The above Banking Transactions for January 2020 were given to the Board of Directors for their review as part of the February 26, 2020 Board Meeting.

___________________________________________ ________________________________Jennifer McCoy Date

Accounting Operations Manager

Jennifer McCoy February 12, 2020

DIABLO WATER DISTRICT MONTHLY FINANCIAL REPORT

FOR PERIOD JANUARY 1, 2020 TO JANUARY 31, 2020

Balance as of December 31, 2019 $12,114,277.21Receipts, January 2020 Operating 918,330.89 Non-Operating (MERA, Admin, Inspection & Eng Fees & Contract Services) 49,599.95 Facilities Reserve 72,582.00

Interest General 2,701.61 MERA 93.92 Facilities Reserve 1,762.03

Investment activity (+ or -) 4,510.64

Disbursements, January 2020 Operating (678,524.53) Facilities Reserve (43,665.94) Quarterly Bank Analysis Charges 0.00

Balance as of January 31, 2020 $12,441,667.78

FUNDS (as of close of business on January 31, 2020) AMOUNT

District General Fund 2,900,000.00 Restricted funds 2013 Series Held in Trust by Union Bank 520,738.08 2019 Series Held in Trust by Union Bank 4,012,223.44 Rate Stabilization Fund 998,711.56 Facilities Reserve 2,662,033.74 Main Extension Reimbursement 145,292.20 South Park Well System 296,491.08 Knightsen Well System (M25) 14,386.31 Beacon West Well System (M26) 50,699.02 Willow Park Marnia Well System (M27) (2,826.41) Rock Island Well System 128,775.26 Customer Deposits 309,015.00 Developer Admin, Inspection & Eng Deposit Totals (214,871.50) Current Active Projects (140,500.79)$ Projects on Hold 13,373.25$ Project for Tracking Purposes Only (14,118.45)$ Accidents Pending Collection (48,664.71)$ Santiago Island Village (24,960.80)$ Accidents Uncollectible -$ Subdivision #4990 Phase 3 Bond Deposit 300,000.00 69 Carol Lane Maintenance Bond 0.00 71 Carol Lane Perform, Labor & Materials Bond 90,000.00 71 Carol Lane Maintenance Bond 15,000.00 Substandard Street Investment Future Relocation of Bethel Island Road Offsite Waterline 192,000.00 Laurel Woods change of street grade 23,470.25 District's Portion of Investment 529.75TOTAL $12,441,667.78

DIABLO WATER DISTRICTMONTHLY FINANCIAL REPORT

FOR PERIOD JANUARY 1, 2020 TO JANUARY 31, 2020PAGE 2

INVESTMENTS/BANK ACCOUNTS(as of close of business on January 31, 2020)

PAR RATE OF MARKETINSTITUTION VALUE INTEREST VALUE

California Local Agency Investment Fund * 1.9670 2,184,033.00

Bank of the West, General Checking Account * 2,686,335.20

UBS EM 01208 - Value with Interest Earnings 511,308.32

MD 08/02/22 795450B61 Sallie Mae Bank UT US/CD 245,000.00 2.30

MD 08/09/22 1404204F4 Capital One Bank VA US/CD 110,000.00 2.35

MD 08/30/22 38148PNS2 Goldman Sachs Bank NY US/CD 145,000.00 2.35

Union Bank - 6712258600 Held Union Bank - Value with Interest Earnings/Res Fund 2019 4,012,223.44

Union Bank 6712258601 Certificate Payment Fund - Series 2019 1.00 Varies

Union Bank 6712258602 Reserve Fund - Series 2019 1.00 Varies

Union Bank 6712258603 Corpyard Project Fund - Series 2019 4,000,000.00 Varies

Union Bank 6712258604 Cost of Issuance Fund - Series 2019 12,221.44 Varies

Union Bank 6712258605 Proceeds Fund - Series 2019 - Varies

Union Bank 6712258701 Escrow Fund - Series 2019 - Varies

MBS RMB-028036 Held Bank of New York - Value with Interest Earnings 2,527,029.74

MD 10/30/24 61765QTY5 Morgan Stanley BK NA MKT LKD INSTL/CD/Callable 125,000.00 2.20

MD 06/05/20 87164WHZ4 Synchrony BK Retail/CD 158,000.00 2.00

MD 08/31/20 33715LCE8 First Technology Federal Credit Union/CD 245,000.00 2.90

MD 05/05/21 981571CE0 Worlds Foremost BK Sydney/CD 200,000.00 1.75

MD 05/25/21 313G3NL5 Federal Natl Mtg Assn NTS - Rated AA+ 400,000.00 1.63

MD 09/07/21 02007GET6 Ally Bk Sandy Utah/CD 240,000.00 3.00

MD 02/24/22 8562846J8 State BK India New York NY/CD 120,000.00 2.35

MD 03/01/22 949763FE1 Wells Fargo BK NA Sioux Falls S D/CD 100,000.00 2.30

MD 04/05/22 02587DN38 American Express Centurion/CD 240,000.00 2.45

MD 11/30/22 62384RAD8 Mtn. Amer Fed Cr Un West Utah/CD 200,000.00 2.40

MD 12/20/22 14042RKZ3 Capital One Natl Assn Mclean VA/CD 230,000.00 2.60

MD 09/07/23 319141KY2 First Bank of Highland/CD 240,000.00 3.30

Multibank Interest, Money Management Fund 6,300.68 Union Bank - 6712029100 Held Union Bank - Value with Interest Earnings/Res Fund 2013 520,738.08 MD 08/29/22 02587CFU9 American Express Fed SVGS BK Instl/CD 200,000.00 2.40

MD 11/29/22 38148PTQ0 Goldman Sachs BK USA NY/CD 100,000.00 2.50

MD 11/23/21 254672T24 Discover BK/CD 205,000.00 2.00

Union Bank of California Money Management Fund Series 2013 9,741.73 Varies

TOTAL $12,441,667.78

* Demand Account

It is expected that there are sufficient funds to meet anticipated expenses for the next 6 months.

ACRONYMS ADMIN - Administration

BK - Bank

CD - Certificate of Deposit

ENG - Engineering

MBS - Multi-Bank Securities, Inc

MD - Maturity Date

MERA - Main Extension Reimbursement Account

Mtg - Meeting

RES - Reserve

UBS - UBS Financial Services, Incorporated

DIABLO WATER DISTRICTMONTHLY FINANCIAL REPORT

FOR PERIOD JANUARY 1, 2020 TO JANUARY 31, 2020PAGE 3

HELD IN TRUST BY DIABLO WATER DISTRICTFor Board of Directors Information Only

(as of close of business on January 31, 2020)

RATE OF MARKETINSTITUTION INTEREST VALUE

Lincoln National, Deferred Compensation Varies 1,041,853.36CERBT Funds (Updated Quarterly) 21.606% year/year 1,083,867.23

TOTAL $2,125,720.59

Deferred Compensation is pre tax money that has been deposited by District employees into theDistrict's 457 Deferred Compensation Plan. All monies in the plan are held in trust by the District forthe exclusive benefit of each employee.

CERBT Funds - California Employers' Retiree Trust Fund is administered by CalPERS. The interestearned on the District's balance in this Trust Fund is used to pay the Diablo Water District portion of retiree medical benefit premiums. CalPERS pays the District each July from the Trust Fund for theprevious year's total cost of retiree medical benefit premiums.

COUNTY WELL FUND BALANCESKnightsen (M25) Expenses Income Total Fund BalanceFY 08/09 (7,727.20) 6,678.44 (24,622.61)FY 09/10 (10,755.47) 6,597.68 (28,780.40)FY 10/11 (14,038.87) 6,436.27 (36,383.00)FY 11/12 (12,396.89) 8,286.50 (40,493.39)FY 12/13 (10,137.89) 8,883.84 (41,747.44)FY 13/14 (6,200.51) 12,272.06 (35,675.89)FY 14/15 (6,932.58) 15,655.41 (26,953.06)FY 15/16 (8,416.99) 16,875.62 (18,494.43)FY 16/17 (8,785.34) 17,273.74 (10,006.03)FY 17/18 (7,922.88) 20,365.36 2,436.45FY 18/19 (11,864.02) 17,841.20 8,413.63FY 19/20 (As of Jan) (6,228.16) 12,200.84 14,386.31

Beacon West (M26) Expenses Income Total Fund BalanceFY 08/09 (14,594.32) 19,911.45 30,455.03FY 09/10 (31,228.25) 20,010.10 19,236.88FY 10/11 (21,189.06) 21,008.74 19,056.56FY 11/12 (26,446.02) 22,161.82 14,772.36FY 12/13 (11,276.42) 22,097.67 25,593.61FY 13/14 (7,640.39) 26,326.16 44,279.38FY 14/15 (8,057.01) 26,427.40 62,649.77FY 15/16 (15,355.08) 26,632.79 73,927.48FY 16/17 (11,263.96) 26,832.38 89,495.90FY 17/18 (155,935.65) 105,994.17 39,554.42FY 18/19 (29,613.20) 26,296.84 36,238.06FY 19/20 (As of Jan) (7.00) 14,467.96 50,699.02

*Borrowed $80,000 from Fac Res

Willow Park (M27) Expenses Income Total Fund BalanceFY 08/09 (22,923.46) 37,741.56 108,407.13FY 09/10 (18,061.81) 36,018.24 126,363.56FY 10/11 (23,516.61) 36,036.01 138,882.96FY 11/12 (24,035.34) 36,667.17 151,514.79FY 12/13 (47,529.75) 34,738.68 138,723.72FY 13/14 (49,171.53) 39,995.81 129,548.00FY 14/15 (13,720.87) 40,031.50 155,858.63FY 15/16 (15,238.28) 40,514.09 181,134.44FY 16/17 (71,763.56) 40,811.23 150,182.11FY 17/18 (127,061.18) 42,658.12 65,779.05FY 18/19 (115,739.39) 44,305.39 (5,654.95)FY 19/20 (As of Jan) (22,511.81) 25,340.35 (2,826.41)

FY = Fiscal Year

Rock Island (RI) Expenses Income Total Fund BalanceFY 08/09 (5,162.99) 31,943.91 155,487.87FY 09/10 (35,354.24) 0.00 120,133.63FY 10/11 0.00 0.00 120,133.63FY 11/12 0.00 370.87 120,504.50FY 12/13 0.00 409.09 120,913.59FY 13/14 0.00 355.75 121,269.34FY 14/15 0.00 370.22 121,639.56FY 15/16 0.00 762.55 122,402.11FY 16/17 0.00 964.64 123,366.75FY 17/18 0.00 1,321.56 124,688.31FY 18/19 0.00 2,396.21 127,084.52FY 19/20 (As of Jan) 0.00 1,690.74 128,775.26

South Park (M24) Expenses Income Total Fund BalanceFY 07/08 (21,865.37) 0.00 (21,865.37)FY 08/09 (8,212.97) 76,068.67 45,990.33FY 09/10 (6,267.75) 53,553.26 93,275.84FY 10/11 (24,731.90) 53,005.86 121,549.80FY 11/12 (18,224.35) 31,507.30 134,832.75FY 12/13 (17,341.44) 41,850.59 159,341.90FY 13/14 (15,339.36) 39,724.90 183,727.44FY 14/15 (18,281.94) 36,995.15 202,440.65 FY 15/16 (31,991.77) 28,678.51 199,127.39 FY 16/17 (16,908.12) 36,153.23 218,372.50 FY 17/18 (19,152.52) 41,858.73 241,078.71 FY 18/19 (18,996.46) 47,701.07 269,783.32 FY 19/20 (As of Jan) (9,736.41) 36,444.17 296,491.08

DIABLO WATER DISTRICTFUNDS AVAILABLE 2019 - 2020

0.00.51.01.52.02.53.03.54.0

JAN FEB MAR APR MAY JUN JLY AUG SEP OCT NOV DEC JANFac Res 3.2 3.3 3.2 3.3 3.2 2.9 3.1 3.2 2.6 2.9 2.5 2.6 2.6Gen Oper 3.5 3.4 3.4 3.5 3.5 3.8 3.8 4.0 3.3 3.5 3.4 3.6 3.9

Million $

General Fund Minimum with Rate Stabilization $3.90 Mil.

Facilities ReserveMinimum $1.80 Mil.

staff recommendation: approve minutes. staff

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