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Landslide Risk Analysis& Assessment
Eric LEROI
PAU / ROQUEVAIREFrance
+33 (0)6 81 95 88 [email protected]
Mountain Risks Research And Training Network& FORM-OSE Post-Graduate Training School
Intensive Course - Barcelona1st –4th September 2008
Fairly good knowledge of phenomenon and their mecanismsHigh capability of calculation and modelling
What are you going to do with all thisscience ?!…
… saving the world ?! …
… not sure !
The more we know …The more efficient the technics is …
… the higher the risk seems to be !
THE PARADOXE OF THE RISK
Who / what is responsible for this situation ?
Science - Climate change – Risk Management … God ?
Political Aspirations
Budget
Other constraints
Social demands
Regulation
Risk acceptance
criteria
ValuesJudgement
R I S K M A N A G E M E N TR I S K M A N A G E M E N T
R I S K A S S E S S M E N TR I S K A S S E S S M E N T
RISK ANALYSIS
Monitor and Review
RISKEVALUATION
RISK MITIGATIONCONTROL OPTIONS & CONTROL PLAN
HAZARD ANALYSIS
DANGERCHARACTERISATION
With landslide risk assessment and management, you enter a new world … you meet the Human Being ! … and even before withinrisk analysis.
Landslide Risk Analysis & Assessment
Single given landslidefor protection or
evacuation
Ranking areas prone to landslides for risk mapping
Tools, financial ressources, available time are different
Landslide Risk Analysis & Assessment
Ranking areas vs risk level
Assessing risk re acceptance criteria
Landslide Risk Analysis & Assessment
Ranking areas vs risk level
Assessing risk re acceptance criteria
Landslide Risk Analysis
What ?
FromWhere ?
To Where ?
What ?
When ?SlopeLithologyVolumeWaterTriggersVulnerability…probability
Classical approach fromEarth sciences and modelling
Landslide Risk Analysis
Hazard assessment mainly relies on empirical / statistical approaches using :
- Long-time series- principle of causality« the past is the key of the future »- Modelling
Is principle of causality still valid, where human impact is high ?
The past is no longer the key of the future …at least, used in a classic way.
The series are not stable !Because the boundaries conditions have changed and still continue to change … because of human activities and interactions.
INTERDEPENDENCE OF ENVIRONMENTS
NATURALENVIRONMENT
CONSTRUCTEDENVIRONMENT
HUMANENVIRONMENT
Naturalenvironment
Constructedenvironment
Humanenvironment
Interactions
Action
Reaction
Reaction
Reaction
What is theprinciple of
action / reaction ?
ACTION
?!
REACTION
!!!
20 – 30 years later …
…Landslides !
YESTERDAYAgriculture …
…control of water.
Today … excessive earth works …
… water no more managed.Slopes are urbanized …Natural drains blocked
MENTONWinter 2000
4000 landslides
10 M€of remedial works
History of the land use and land occupancy as well as theterritory itself have to be better understood
-As stakes for risk analysis-As triggers for hazard analysis-As a system that changes the boundary conditions
-Need for systemic analysis of the territory
Which scale ?
Risk maps
Which scale ?
Which level ?
1/1.000.0001/50.0001/25.0001.10.0001/1.000
PreliminaryAdvancedDetailed
Which mapping ?
PhenomenonSusceptibilityHazardRisk
?
1/1High Sophisticated
INFORMATION
LAND PLANNING
Over estimation : socio-economical consequencesUnder estimation : responsibility
1/100.000Basic
ObjectivesMethods availableData available
ScaleLevel
Mapping
Budget available
ConstraintsConsequences
?/required/required
/requiredSurface to be covered
Type of phenomenon
Results
Choice
InformationLand-planningProtection
NoneRecommandationsStatutory obligations
Expected victimsNone1 victim…>100 victims
Mapping choice (scale, level,type) : A choice on how far we can make mistakes thatare supposed to be accepted by population, basedon the objectives and consequences of the maps
ObjectivesMethods availableData availableType of phenomenon
ScaleLevel
Mapping
Surface to be coveredBudget available
ConstraintsConsequences
InformationLand-planning / FutureProtection / Existing EAR
- population- dwellings- life-lines- Environment
?
ObjectivesMethods availableData availableType of phenomenon
ScaleLevel
Mapping
Surface to be coveredBudget available
ConstraintsConsequences
InformationLand-planning / FutureProtection / Existing EAR
- population- dwellings- life-lines- Environment
1/1.000.0001/50.0001/25.0001.10.0001/1.000
PreliminaryAdvancedDetailed
PhenomenonSusceptibilityHazardRisk
ObjectivesMethods availableData availableType of phenomenon
ScaleLevel
Mapping
Surface to be coveredBudget available
ConstraintsConsequences
InformationLand-planning / FutureProtection / Existing EAR
- population- dwellings- life-lines- Environment
1/1.000.0001/50.0001/25.0001.10.0001/1.000
PreliminaryAdvancedDetailed
NoneRecommandationsStatutory obligations-Negligible (€)-<10% (€)-1 owner (€)-Group of owners (€)-…
PhenomenonSusceptibilityHazardRisk
ObjectivesMethods availableData availableType of phenomenon
ScaleLevel
Mapping
Surface to be coveredBudget available
ConstraintsConsequences
InformationLand-planning / FutureProtection / Existing EAR
- population- dwellings- life-lines- Environment
1/1.000.0001/50.0001/25.0001.10.0001/1.000
PreliminaryAdvanceDetailed
PhenomenonSusceptibilityHazardRisk
1 victim2-5 victims5-10 victims10-100 victims>100 victims
MAPPING
Uncertainty / Principle of precautionQuestion of uncertainty : a scientific problem
For decision-maker, no uncertainty: decision and action
For the judge, no uncertainty: responsibility and decision
Uncertainty is transformedin principle of precaution
Being over-conservative is not acceptable for the society
Mapping choice (scale, level,type) : A choice on how far you canmake mistakes that are supposed to be accepted by population, based on theobjectives and consequencesof the maps
Landslide Risk Analysis & Assessment
Ranking areas vs risk level
Assessing risk re acceptance criteria
Landslide Risk Assessment
Defines the way you use your risk map :
-prohibiting construction-Protecting stakes
Existingbuildings
New dwellings
Which solution for existing buildings?
For each case, solutions are numerous
NET
EARTH FENCE
EVACUATION
DO NOTHING
: Technical choice
PROTECTION
What about the safetybehing the wall ?
PROTECTION
PROTECTION
oversizing
ImpactCost
PROTECTION
Optimization
Résidual RiskP(t)
NEED FOR CRITERIA
The objectives of protection and development have to beclearly defined, both in term of:
-Acceptable and tolerable risk-Acceptable cost
Societal choice
Tolerable risk :• Risk that society can live with• Non-negligible risk• To be reduced further as possible.
Acceptable risk:• Risk which everyone affected is prepared to accept.• Action to further reduce such risk is usually not required
Risk Assessment criteriaTolerable risk / Acceptable risk
•Calculated risk is evaluated against acceptance criteria ; Theymay be related to:
• Loss of life• Financial value• Socio-environnemental value
(individual risk, societal risk, total risk…)(cost to save a life, cost-benefit ratio…)
( frequency of accidents…)
•Should involve owner / regulator / professionals / population…
•Iterative process with risk analysis because of uncertainty
Risk Assessment criteriaTolerable Risk : general principles (IUGS-1997)
• Incremental risk from hazard should be negligible•ALARP (As Low As Reasonably Practicable) principle is generalyused•If possibility of loss of life is high, probability of phenomenonshould be low•Higher risk than acceptable will be tolerated if control or reductionof risk is not possible•Higher risk is tolerated for existing slope than for planned projects
•Higher risk is tolerated for natural slope than for engineered slopes
•Monitored natural slopes are considered as for engineered slopes• Tolerable risk may vary from country to country
NEED FOR CRITERIA
It’s better to define the objectives of protection and development in a quantitative way, else:- Problem of design / studies- Problem of responsibility
The objectives of protection and development can be defined :In a qualitative way : red = no buildingIn a quantitative way : 10-4 is an acceptable risk
Risk Assessment criteriaSocietal Risk (SR): Principles
Untolerable
Tolerable
Acceptable
ALARP
110-8
10 100 10 0001 000
10-4
10-5
10-6
10-7
1 000 000100 000N
F
€?
Risk Assessment criteriaSocietal Risk (SR): Principles
Untolerable
Tolerable
Acceptable
ALARP
110-8
10 100 10 0001 000
10-4
10-5
10-6
10-7
1 000 000100 000N
F
€?
« Normal » life
Risk Assessment criteriaSocietal Risk (SR): Examples
Hong Kong Special Administrative Region Government
1
3
2
1
3
22
1
5000
Risk Assessment criteriaSocietal Risk (SR): Principles
Untolerable
Tolerable
Acceptable
ALARP
110-8
10 100 10 0001 000
10-4
10-5
10-6
10-7
1 000 000100 000N
F
€?
« Normal » life
10-5
10-9
10-2 10-4
10-610-3
10-710-3
10-1
10-510-710-5
10-9
10-2 10-4
10-610-3
10-710-3
10-1
10-510-7
Landslide Risk Assessment & Management are not only scientific problems nor technical ones.
+ Seismic risk
Un territoirecontraint
Environnemental Protections(Loi Littoral Law, ZNIEFF…)
PPR
Flooding
How to develop a territory with such level
of constraints
Costs
FreedomProtection
POPULATION WISHES
LANDSLIDE RISK MANAGEMENT AND MITIGATION
All the solutions have to be included in this global process
LAND-USE MANAGEMENT
SUSTAINABLE DEVELOPMENT
RISK RISK ASSESSMENT ASSESSMENT
&&MANAGEMENTMANAGEMENT
SOCIETALSOCIETALDEMANDSDEMANDS
POLITICALPOLITICALASPIRATIONSASPIRATIONS
REGULATIONSREGULATIONS
FINANCIALFINANCIALRESSOURCESRESSOURCES
RISKRISKANALYSISANALYSIS
OTHEROTHERCONSTRAINTSCONSTRAINTS
MITIGATION MEASURESMITIGATION MEASURESACTIONS ACTIONS –– REMEDIAL REMEDIAL
WORKSWORKS
ACCEPTABLE
SCIENTIFIC RESPONSIBILITY
Scientists vs decision-makers
Model - Past Model - futureUncertainty
LimitationsCommon languageImmediat answer
DecisionTime - Long term series
Scientific languageSuccess
Risk analysis - problems Risk management - solutions
fill the gap
feel the gap
CONCLUSIONS
-Do science you understand
-Go in the fiel / meet people they know-Help decision-makers they decide
Systemic / Intergrated based approach
You are the lonely ones who can fill the gap between the Nature and the Judge
therefore …
10-5
10-9
10-2 10-4
10-610-3
10-710-3
10-1
10-510-710-5
10-9
10-2 10-4
10-610-3
10-710-3
10-1
10-510-7
Do more science but speak less (or differently) about it
Fill the Gap !
You don’t only manage landslides !
You help people improving their life !