what every usaf laboratorian should know
DESCRIPTION
What Every USAF Laboratorian Should Know. AGENDA (Part I). AFIOH SURVEILLANCE DIRECTORATE CLIP BASICS CAP LAB ACCREDITATION & PROFICIENCY TESTING CPT 101 SENIOR ENLISTED PERSPECTIVES (CMSGT MOORE) BREAK (1500-1530). AGENDA (Part II). LRN (DR. ELIZABETH MACIAS, PH D) - PowerPoint PPT PresentationTRANSCRIPT
What Every USAF Laboratorian Should Know
2I n t e g r i t y - S e r v i c e - E x c e l l e n c e
AGENDA(Part I)
AFIOH SURVEILLANCE DIRECTORATE
CLIP BASICS
CAP LAB ACCREDITATION & PROFICIENCY TESTING
CPT 101
SENIOR ENLISTED PERSPECTIVES (CMSGT MOORE)
BREAK (1500-1530)
3I n t e g r i t y - S e r v i c e - E x c e l l e n c e
AGENDA(Part II)
LRN (DR. ELIZABETH MACIAS, PH D)
PANDEMIC INFLUENZA UPDATE (DR. ELIZABETH MACIAS, PH D)
M1M/JBAIDS PT (DR. KETAN PATEL, PH D)
CLMI & AF LAB STAFFING MODEL
Q & A
4I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
LABORATORY (as defined in 42 CFR 493 and AFIP Pamphlet 40-24)
A facility for the biological, microbiological, serological, chemical, immunohematological, hematological, biophysical, cytological, pathological, or other
examination of materials derived from the human body for the purpose of providing information for the
DIAGNOSIS, PREVENTION, or TREATMENT of any disease or IMPAIRMENT of, or the ASSESSMENT of
health in human beings.
Note: Facilities only collecting or preparing specimens (or both) or serving as a mailing service and not performing testing are not considered laboratories.
5I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
CLIP does not apply to:
Forensic laboratories
Research labs that DO NOT report patient specific results for the diagnosis, prevention or treatment of any disease or impairment of, or the assessment of, the health of individual patients
Labs regulated by DoDI 1010.16 or are certified by the National Laboratory Certification Program (NLCP) of the Substance Abuse and Mental Health Services Administration of HHS in which drug testing is performed which meets HHS guidelines and regulations.
Medical units that may perform limited human testing in a field environment for military training purposes
6I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Deployable medical units must meet the following minimum requirements:
Maintain verification of training and competency or personnel
Maintain a standard operating procedure/operating instruction for each test performed
Maintain and document quality control, quality assurance, and maintenance programs
Validate all procedures with the supporting MTF laboratory
Participate in continuing education offered by the supporting MTF
7I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Types of CLIP Certificates
Certificate of Registration
Certificate for Minimal Complexity Testing
Certificate for Provider-Performed Microscopy
Certificate of Compliance
Certificate of Accreditation
8I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Renewal of CLIP Certificates Not automatic for AF sites Submit renewal application 1-3 months before expiration date
Certificate of Registration is not renewable
Report changes in the following within 30 days Name Location Director
Report changes in test methodologies NLT 6 months (applies to sites with Certificate of Accreditation)
For minimal and PPM certificates, report changes in testing menu that will affect the type of certificate before performing the tests
CLIP registration form located in www.afip.org
9I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP Basics
Complexity Army Navy Air Force
# Certs
# Sites
# Certs
# Sites # Certs # Sites
High 97 138 84 139 83 90
Moderate 77 118 51 65 33 40
PPM 142 220 57 137 97 206
Waived 323 694 57 243 150 381
Svc Tot 639 1170 249 584 363 717
Source: LJWG Meeting, 29 Jan 08, Col Harms
10I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Laboratory director qualifications for sites performing MODERATE complexity tests
Pathologist
Physician (MD or DO) w/ 1 yr directing/supervising non-waived lab or 20 CMEs in lab practice or lab training during medical residency (e.g., hematology or hematology/oncology)
PhD (certified by ABMM, ABCC, ABB, ABMLI)
Master’s degree in chemical, physical or clinical lab science or medical technology w/ 1 yr lab training/experience or both in non-waived testing and 2 yrs supervisory experience in non-waived testing
Bachelor’s degree in chemical, physical or clinical lab science or medical technology w/ 2 yrs lab training/experience or both in non-waived testing and 2 yrs supervisory experience in non-waived testing
11I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Required personnel for sites performing MODERATE complexity tests Technical consultant
Pathologist, Physician w/ 1 yr lab training/experience PhD or master’s degree w/ 1 yr lab training/experience Bachelor’s degree w/ 2 yrs training/ experience
Clinical consultant Must be qualified to be a lab director Physician (MD, DO or Podiatric Medicine)
Testing personnel MD, DO, PhD, Master’s/Bachelor’s/Associate’s degrees Medical Lab Specialists (Military) HS diploma w/ documentation of training for testing
performedNote: The director, if qualified, may perform all duties above, or
delegate to personnel meeting qualifications
12I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Laboratory director qualifications for sites performing HIGH complexity tests
Pathologist Physician (MD or DO) w/ 1 yr lab training during
medical residency (e.g., hematology or hematology/oncology) or 2 yrs directing/supervising high complexity testing
PhD certified by appropriate board (certified by ABMM, ABCC, ABB, ABMLI)
13I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Required personnel for sites performing HIGH complexity tests Technical supervisor
Pathologist Physician or PhD w/ 1 yr lab training/experience (minimum of
6 months high complexity bacteriology, mycobacteriology, mycology, parasitology, anatomic pathology, etc.)
Master’s degree w/ 2 yrs training/experience (Virology—minimum of 6 months experience w/in subspecialty)
Bachelor’s degree w/ 4 yrs training/experience (Virology—minimum of 6 months experience w/in subspecialty)
Military unique (may not be recognized by accrediting agency): Commissioned officer with BS degree and 3 years of lab training/experience and appropriate certification
14I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLIP BASICS
Required personnel for sites performing HIGH complexity tests Clinical consultant (essentially same as lab director) General supervisor
Same as lab director or technical supervisor or Physician or have appropriate doctoral, master’s or bachelor’s
degree w/ 1 yr lab training/experience in high complexity testing or
Qualify as testing personnel w/ 2 yrs lab training/experience in high complexity testing)
Testing personnel MD, DO, PhD, Master’s/Bachelor’s degrees Associate’s degree w/ qualifying number of semester hours
and lab training from accredited organization or 3 months documented lab training in appropriate specialty
Note: The director, if qualified, may perform all other previous duties, or delegate to personnel meeting qualifications
15I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LAB DIRECTOR REQUIREMENTS
(1) For laboratories that perform high complexity testing (as defined under CLIA-88), or for laboratories performing only moderately complex and/or waived testing whose annual test volume exceeds 500,000, the qualifications for the director are equivalent to the requirements for directors of high complexity laboratories under CLIA-88, as follows: The director must:
Be an M.D. or D.O. licensed to practice (if required) in the jurisdiction where the laboratory is located
Be certified in anatomic or clinical pathology, or both, by the American Board of Pathology or American Osteopathic Board of Pathology, or possess qualifications equivalent to those required for certification
OR
16I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LAB DIRECTOR REQUIREMENTS
Be an M.D., D.O. or D.P.M. licensed to practice (if required) in the jurisdiction where the laboratory is located
Have at least one year of laboratory training during residency, or at least two years of experience supervising high complexity testing
OR
Hold an earned doctoral degree in a chemical, physical, biological or clinical laboratory science from an accredited institution
Be certified and continue to be certified by a board approved by HHS
17I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LAB DIRECTOR REQUIREMENTS
(2) Laboratories in which high-complexity testing is limited to a particular specialty (e.g., hematology, dermatopathology, oral pathology, neuromuscular pathology, ophthalmic pathology) may be directed by an M.D. or D.O. who is certified in that specialty by one of the following boards, or who possesses qualifications equivalent to those required for certification*: A board that is a member of the American Board of Medical
Specialties The American Board of Oral and Maxillofacial Pathology An American Osteopathic board
*Specific requirements under CLIA-88 for neuromuscular pathology may be found in 42CFR493.1273(c) (http://www.phppo.cdc.gov/clia/regs/subpart_k.aspx#493.1273).
18I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LAB DIRECTOR REQUIREMENTS
(3) For laboratories in which the annual test volume does not exceed 500,000, and in which testing is limited to moderately complex tests alone (including provider-performed microscopy [PPM], as defined by U.S. federal regulations), or with waived tests, the director must:
Be qualified as in paragraph (1), OR Be an M.D., D.O. or D.P.M., licensed to practice in the
jurisdiction where the laboratory is located (if required), with at least 20 hours of continuing medical education credit hours in laboratory medicine, or equivalent training during medical residency;or with at least one year of experience supervising nonwaived laboratory testing, OR
Be a doctoral scientist with at least one year of experience supervising nonwaived laboratory testing
19I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LAB DIRECTOR REQUIREMENTS
(4) For laboratories in which the annual test volume does not exceed 500,000, and in which testing is limited to waived tests and provider-performed microscopy (PPM) (as defined by U.S. federal regulations), the director must:
Be qualified as in paragraphs (1), (2) or (3), OR Be an M.D. or D.O., or D.P.M., licensed to practice in the
jurisdiction in which the laboratory is located, if required.
Additional qualifications for grandfathered individuals and for the subspecialty of oral pathology may be found in the CLIA-88 regulations
BOTTOMLINE: Lab Director on CAP’s and CCLM’s records NEED TO MATCH
20I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION AND PROFICIENCY TESTING
AF contract with CAP
FA7014-07-D-0002
Period of performance
Proficiency testing orders
Customer Satisfaction Questionnaire
Electronic access and submission of data
Contract modifications
21I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
CAP Unannounced Inspections
6-month inspection window changed to 3
Key Dates Purpose Key events
1-hr security notice
Expect more rigorous inspections
22I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
Phase I Phase II
Section # of Questions % Correct # of Questions % Correct
Lab General 19,210 99.5 58,303 99.3
Hematology & Coagulation 5,949 99.6 14,964 99.6
Chemistry & Toxicology 5,653 99.9 34,542 99.8
Urinalysis 960 99.8 5,579 99.7
Microbiology 9,836 99.7 27,553 99.7
Transfusion Medicine 2,954 99.9 19,968 99.7
Diagnostic Immunology 1,809 100 6,709 99.7
Flow Cytometry 171 98.8 780 100
Molecular Pathology 436 100 1,842 100
Limited Services Lab 14,322 99.9 48,724 99.5
POCT 255 100 7,371 99.0
DoD Consolidated CAP Inspection Outcome CY07
Source: CCLM Briefing at LJWG Meeting, 29 Jan 08, COL Harms
23I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
DoD Consolidated CAP Inspection Outcome CY07
Phase I Phase II
Section # of Questions%
Correct # of Questions % Correct
Anatomic Pathology 3,703 99.8 8,159 99.7
Cytopathology 813 99.6 3,689 99.7
Cytogenetics 19 100 78 100
Clinical Histocompatibility 17 100 195 100
TOTALS 66,107 99.7 238,456 99.5
Note: CAP inspections are focused on compliance with established performance standards and quality improvement. CAP divides their standards into two groups: Phase I and Phase II. Deficiencies on Phase I standards do not seriously affect the quality of patient care or significantly endanger the welfare of a laboratory worker. Deficiencies on Phase II standards may seriously affect the quality of patient care or the health and safety of hospital or laboratory personnel.
Source: CCLM Briefing at LJWG Meeting, 29 Jan 08, COL Harms
24I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE I—TOP ACCREDITATION INSPECTION CITATIONS (AF)
HEM.23430 – Are there checks of patient reports for correct INR calculations, patient values, and reference ranges under the following circumstances (as listed in checklist)?
GEN.20370 – Is there evidence of improvement in objective measures of the laboratory’s quality in the preceding 2 years?
TRM.40850 – Is there documentation that the transfusion service medical director actively participates in establishing criteria for transfusion, reviewing cases not meeting transfusion audit criteria, and monitoring transfusion practices?
25I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE I—TOP ACCREDITATION INSPECTION CITATIONS (AF)
GEN.20372 – Does the laboratory have a procedure for reporting device-related adverse patient events, as required by the FDA?
GEN.70824 – Does the laboratory have a policy to protect personnel from excessive noise levels?
HEM.22830 – Are there documented guidelines for detection and special handling of specimens with elevated hematocrits?
26I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE II—TOP ACCREDITATION INSPECTION CITATIONS (AF)
HEM.36003 – Does the method protocol include adequate controls, normal ranges, and proper reporting procedures?
TRM.42250 – Do the procedures for therapeutic apheresis/phlebotomy provide adequate protection for the patient?
TRM.42300 – Is there a documented request from the patient’s physician for therapeutic apheresis/phlebotomy procedures, and are records maintained of all the following elements (as listed in the checklist)?
27I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE II—TOP ACCREDITATION INSPECTION CITATIONS (AF)
GEN.20368 - Is the QM program appraised at least annually for effectiveness?
LSV.00425 – For tests for which CAP does not require PT, does the laboratory at least semiannually 1) participate in external PT, or 2) exercise an alternative performance assessment system for determining the reliability of analytic testing?
GEN.55500 – Has the competency of each person to perform his/her assigned duties been assessed?
28I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE I—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
FLO.50100 – Is there adequate space for technical work (bench space)?
FLO.50700 – Is temperature and humidity control adequate?
TRM.43612 – Does the facility have a plan to implement ISBT 128 that is in accordance with its blood supplier?
GEN.72075 – Are supplies of acids and bases stored in separate cabinets near floor level?
GEN.20369 – Is there evidence of improvement in objective measures of the laboratory’s quality in preceding years?
29I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE I—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
LSV.37195 – Are there documented guidelines for detection and special handling of specimens with elevated hematocrits?
LSV.38675 – Is there a system to periodically measure the actual platelet concentration of the usual “platelet poor” plasma used for many coagulation tests?
HEM.35851 – Does the laboratory have a documented system to ensure consistency of morphologic observations among all personnel performing microscopic morphologic classification of sperm and other cells?
HEM.37925 – If D-Dimer method is used in the evaluation of venous thrombo-embolism, has the method been validated for this purpose?
30I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE I—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
HEM.22707 – Is there a documented policy regarding clearing (flushing) of the volume of intravenous lines before drawing samples for hemostasis testing?
GEN.41340 – When critical results are communicated verbally or by phone, is there a policy that laboratory personnel ask for a verification “read back” ofthe results?
GEN.20371 – Does the laboratory have a procedure for reporting device-related adverse patient events, as required by FDA?
GEN.70824 – Does the laboratory have a policy to protect personnel from excessive noise levels?
31I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE II—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
POC.08800 – For QUANTITATIVE tests, are control materials at more than one concentration (level) used for all tests at least daily?
POC.07568 – If the laboratory/POCT program uses more than one instrument to test for a given analyte, are the instruments checked against each other at least twice a year for correlation of patient results?
HEM.20143 – Is there documentation of corrective action when control results exceed defined acceptability limits?
GEN.55500 – Has the competency of each person to perform his/her assigned duties been assessed?
32I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE II—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
LSV.00700 – Is there evidence of ongoing evaluation of records of controls, instrument maintenance and function, temperature, etc., for all procedures as required?
LSV.00200 – Does the laboratory integrate all PT samples within the routine workload, and are those samples analyzed by personnel who routinely test patient samples, using the same primary method systems as for patient samples?
POC.08700 – If the lab/POCT program uses more than one instrument to test for a given analyte, are the instruments checked against each other at least twice a year for correlation of patient results?
33I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
PHASE II—TOP ACCREDITATION INSPECTION CITATIONS (Other Services)
TRM.42250 – Do the procedures for therapeutic apheresis/phlebotomy provide adequate protection for the patient?
GEN.26791 – Does the laboratory have a policy that addresses compliance with CAP terms of accreditation?
LSV.01800 – Is there documentation of at least annual review of all procedures by the current laboratory director or designee?
GEN.55500 – Has the competency of each person to perform his/her assigned duties been assessed?
TLC.10400 – If the laboratory director delegated some functions (e.g., review of QC data, procedure manuals, proficiency testing performance, etc.) to others, is there documentation of which individuals are authorized to act on his/her behalf for specific activities?
34I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP LABORATORY ACCREDITATION PROGRAM
CLSI Reference on CAP Checklists
(See MSWord Document)
35I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
DoD Proficiency Testing Statistics
# of PT Challenges
# of Correct Responses
# of Incorrect Responses
Percentage of Correct
Responses
Army 99,203 95,526 3,677 96.3
Navy 73,557 70,529 3,028 95.9
Air Force 80,658 76,372 4,196 94.7
Total 253,418 242,427 10,901 95.7
Note: CAP generally recognizes a PT challenge score of 80% or better as being acceptable laboratory performance.
36I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Air Force CY07 Instances of Unsuccessful Performance (where 2nd or 3rd failure occurred in CY07)
2 out of 3 failures
3 out of 4 failures
Analyte Identified Cause
X Bacteriology Sample mix-up
X Bacteriology Technical error
X PT Reagent error
X CK Transcription error
X LD Transcription error
X Myoglobin Technical problem
X Bilirubin, Direct Calculation error
37I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Air Force CY07 Instances of Unsuccessful Performance (where 2nd or 3rd failure occurred in CY07)
2 out of 3 failures
3 out of 4 failures
Analyte Identified Cause
X Chloride Technical problem
X Cholesterol Technical problem
X CK Transcription error
38I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTINGREPORTED CAUSES OF PT ERROR
SOURCE: SAFMLS CAP BRIEFING, FEB 07
51%
24%
12%
7%5% 1%
CLERICAL
NO EXPLANATION
PT MATERIALS
METHODOLOGICAL
TECHNICAL
OTHER
39I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Clerical Errors Postanalytic phase Same importance as testing errors Examples:
Transcription Method/reagent/instrument codesMissing information (TNP, etc.)
SOURCE: SAFMLS CAP BRIEFING, FEB 07
40I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Technical Issues--directly attributable to human actions: Reconstitution/pipetting/dilution errors Specimen mix-up Improper specimen handling Incorrect instrument set-up Failure to follow testing kit instructions Morphologic misinterpretation
SOURCE: SAFMLS CAP BRIEFING, FEB 07
41I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Mechanical difficulties Instrument software problems Frequency of calibration Inadequate reagent performance Inadequate maintenance/function checks Other instrument malfunction (intermittent
electric problems)
SOURCE: SAFMLS CAP BRIEFING, FEB 07
42I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CAP PROFICIENCY TESTING
Issues with PT testing materials Hemolyzed, contaminated Unstable PT materials Perceived bias Matrix effect incompatible with method Late shipment
SOURCE: SAFMLS CAP BRIEFING, FEB 07
43I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
Evaluate for precision error is evaluated using your internal quality control and calculating the coefficient of variation CV = Standard Deviation divided by the Mean The greater the CV the greater the Precision Error
Review the survey plots and assess for bias error Bias (Accuracy) error is the difference between your mean
and the True Mean For PT the True Mean is defined as the Target Mean
Is more than one results outside the +/- 50% range? Review the survey plots for the last three surveys. Is there more than one survey exceeding the +/- 50%
limits? Evaluate for developing trends If the answer is “yes” to any of the above, this may
identify a gradual long-term trend and potential test instability
44I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
45I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
Review the CAP survey for discrepant results, identified by the X sign. Evaluate the survey for: Transcription, transposition, dilution, method
code, or computer entry errors If none of these conditions exist, look for
specimen handling problems, misinterpretation of results, or reporting of results outside the QC range
Document and take action to prevent recurrence
46I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
If the reason for the discrepant results is still not apparent, evaluate the test system. Are only high or low results affected? Look for a
linearity or calibration problem Is the problem limited to one test on the same
instrument? Are more than one test on same instrument
affected? Are several tests affected from the same PT
sample? -- Could be a problem with the specimen reconstitution or integrity
47I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
Evaluate the status of the discrepant test(s) at the time the survey was performed and also evaluate the present status. Was instrument maintenance performed
appropriately? Were controls in range? Were there shifts or
trends developing? Was the instrument calibrated on schedule? Were reagents and controls in date?
48I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
If possible, retest PT specimens. After rerunning, you find the results are now in range, and: One test or specimen was affected, the error
probably was due to "random analytical error" (i.e., aliquot evaporation, pipetting or dilution error, or instrument instability)
Two or more discrepant results for the same analyte were biased in the same direction, the error could have been due to "short term systematic analytical error" (i.e., improper instrument maintenance, reagent deterioration, or improper calibration)
49I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
If all of the PT errors were explained by the previous points Evaluate patient results during this time period Document all corrective actions taken Take steps to prevent recurrence
Multiple PT failures over several surveys for random or systematic errors could still impact patient results Take action to prevent systematic or random
errors Include retraining personnel on proper
techniques
50I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
If the results of the retest are not in range: Test a new sample of the PT material If necessary perform split sample testing on several
patients
If the new specimens are in range: Problem may be PT material itself (i.e., bacterial or
fungal contamination, damage in shipment due to temperature, hemolysis of the specimen, matrix effect, evaporation of the specimen, reconstitution dilution error, or delay in testing)
Note: Some of these errors are within control of the laboratory
51I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
If the results of this retest are out of range, the problem is most likely "long term systematic errors."
Incorrect calibration - Recalibrate Repetitive procedural error - Examine technique and
retrain staff on proper testing techniques Infrequent performance of the test - Consider
sending out Instrument problem - Get the manufacturer involved Document all actions taken Review patient results performed during this period
52I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Evaluating Proficiency Testing Failures
Repetitive PT failures for the same analytes, even though explained through the steps taken above are reason for concern. Conduct a thorough review of the testing processes Eliminate source of random or systematic errors Seek outside consultation as necessary to evaluate
the complete process, from specimen handling to testing and reporting.
53I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CPT 101
7-Digit Code Base Code is 5 Digits
Pathology is 80000 Series
Last 2 Digits Designates Modifier (Suffix) 00 - Ordered and Performed In-House 26 - Pathologist Interpretation Report 32 - Referred In From Outside Facility 90 - Referred Out to Reference Lab
54I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CPT 101
AMA CPT Book Organized By Specific Sections Example From Book
Indentions New Code Designated by Dot
Unlisted Procedures Codes Ending in 99 Use Sparingly
To Order Call (800) 621-8335 or Visit the AMA Website
http://www.ama-assn.org/ https://catalog.ama-assn.org/Catalog/home.jsp
55I n t e g r i t y - S e r v i c e - E x c e l l e n c e
2008 CPT Update Additions
80047--BASIC METABOL PANEL (CA,IONIZED) THIS PANEL MUST INCLD: CA,IONIZED (82330) CARBON DIOXIDE (82374) CHLORIDE (82435) CREATININE (82565) GLUCOSE (82947) K (84132) NA (84295) UREA NITROG (BUN) (84520)
82610--CYSTATIN C 83993--CALPROTECTIN, FECAL 86356--MONONUCLEAR CELL ANTIGEN, QUANTITATIVE (EG, FLOW
CYTOMETRY), NOT OTHERWISE SPECIFIED, EACH ANTIGEN 86486--SKIN TEST; UNLISTED ANTIGEN, EACH 87500--INFECTIOUS AGENT DETECTION BY NUCLEIC ACID (DNA OR RNA);
VANCOMYCIN RESISTANCE (EG, ENTEROCOCCUS SPECIES VAN A, VAN B), AMPLIFIED PROBE TECHNIQUE
87809--INFECTIOUS AGENT ANTIGEN DETECTION BY IMMUNOASSAY WITH DIRECT OPTICAL OBSERVATION; ADENOVIRUS
88381--MICRODISSECTION (IE, SAMPLE PREPARATION OF MICROSCOPICALLY IDENTIFIED TARGET); MANUAL
89322--SEMEN ANALYSIS; VOLUME, COUNT, MOTILITY, AND DIFFERENTIAL USING STRICT MORPHOLOGIC CRITERIA (EG, KRUGER)
89331--SPERM EVALUATION, FOR RETROGRADE EJACULATION, URINE (SPERM CONCENTRATION, MOTILITY, AND MORPHOLOGY, AS INDICATED)
CPT 101
56I n t e g r i t y - S e r v i c e - E x c e l l e n c e
2008 CPT Changes Deletion
86586 UNLISTED ANTIGEN, EACH Modifications
80048--BASIC METABOLIC PANEL (CALCIUM, TOTAL) THIS PANEL MUST INCLUDE THE FOLLOWING: CALCIUM (82310) CARBON DIOXIDE (82374) CHLORIDE (82435) CREATININE (82565) GLUCOSE (82947) POTASSIUM (84132) SODIUM (84295) UREA NITROGEN (BUN) (84520)
82272--BLOOD, OCCULT, BY PEROXIDASE ACTIVITY (EG, GUAIAC), QUALITATIVE, FECES, 1-3 SIMULTANEOUS DETERMINATIONS, PERFORMED FOR OTHER THAN COLORECTAL NEOPLASM SCREENING
83898--MOLECULAR DIAGNOSTICS; AMPLIFICATION, TARGET, EACH NUCLEIC ACID SEQUENCE
83900--MOLECULAR DIAGNOSTICS; AMPLIFICATION, TARGET, MULTIPLEX, FIRST TWO NUCLEIC ACID SEQUENCES
83901--MOLECULAR DIAGNOSTICS; AMPLIFICATION, TARGET, MULTIPLEX, EACH ADDITIONAL NUCLEIC ACID SEQUENCE BEYOND 2 (LIST SEPARATELY IN ADDITION TO CODE FOR PRIMARY PROCEDURE)
83908--MOLECULAR DIAGNOSTICS; AMPLIFICATION, SIGNAL, EACH NUCLEIC ACID SEQUENCE
CPT 101
57I n t e g r i t y - S e r v i c e - E x c e l l e n c e
2008 CPT Changes Modifications
86885--ANTIHUMAN GLOBULIN TEST (COOMBS TEST); INDIRECT, QUALITATIVE, EACH REAGENT RED CELL
86886--ANTIHUMAN GLOBULIN TEST (COOMBS TEST); INDIRECT, EACH ANTIBODY TITER
88380--MICRODISSECTION (IE, SAMPLE PREPARATION OF MICROSCOPICALLY IDENTIFIED TARGET); LASER CAPTURE
89320--SEMEN ANALYSIS; VOLUME, COUNT, MOTILITY, AND DIFFERENTIAL
89321--SEMEN ANALYSIS; SPERM PRESENCE AND MOTILITY OF SPERM, IF PERFORMED
CPT 101
58I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CPT 101
Validation Validate Monthly Workload Reports
Verify Test Files Have Correct CPT Codes
REMEMBER: Data Is Used for DoD Decisions Through MEPRS and the CLMI Report
59I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Why CLMI? It Provides tools to: Evaluate operational and financial performance Improve utilization of services, productivity, and cost
effectiveness Data Requirements
CLINICAL LABORATORY MANAGEMENT INDICATORS (CLMI)
60I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Manpower Standard for AF Clinical Labs
Formula: X + Y + (R/1100) = Authorizations Reportable Test (R): 1 authorization for every 1100
reportable tests per month. Base Cost (X):
Peer 1a Facilities (</= 12000 enrollees): 2 requirements (open door cost)
Peer 1b Facilities (>/=12000 enrollees): 3 requirements (open door cost)
Peer 2 Facilities (ASU): 4 requirements Peer 3 Facilities (small hospital): 5 requirements Peer 4 Facilities (large hospital): 7 requirements
61I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Manpower Standard for AF Clinical Labs
Additives (Y): Overseas: 1 authorization (overseas readiness
manpower additive) Isolation/BAT: 1 authorization (Biological
Augmentation Team)--deploys to theater of ops and performs bio-defense testing for the area war fighters. Facilities with an HLD and a non-deployable BAT will be given only 1 authorization (i.e., Kunsan, Osan)
HLD: 1 authorization Split Operations: In-house: 1 authorization (open
door cost), maximum of 2 labs
62I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Manpower Standard for AF Clinical Labs
Additives (Y): Shared Ops: 1 authorization (tech commitment to sharing
facility) Free Standing Lab: 2 authorizations (open door cost -
outside main MTF), maximum of 4 labs Consultant/Flt CC/Grp Supt: 1 authorization (activities
must consume >50% of time), maximum 1/MTF Phase II Student Training Program: Utilize the historically,
validated Phase II student training program formula of: -25.02 + 16.91 (X)/(MAF) Where X = maximum student load; MAF = Man-hour
Availability factor. This formula accounts for the maximum student load, as well as course hours. The first requirement earned is the course supervisor, subsequent requirements are course instructors.
63I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CLMI
Phase II Additive Applies to MTFs with Phase II Program with 8 or More Students
Standard Equation Yc = -25.02 +16.91(X)
Yc = Man-hours X = Maximum Student Load (Source: Phase II
Medical Training Quarterly Status Report) # Phase II Trainers = Yc/MAF
MAF = Man-hour availability factor. (Avg number of hours a troop is available in a pay period. Determined by AF. Currently 163 hours.)
64I n t e g r i t y - S e r v i c e - E x c e l l e n c e
BREAK (1500-1530)
65I n t e g r i t y - S e r v i c e - E x c e l l e n c e
WHAT EVERY USAF LABORATORIAN SHOULD KNOW (Part II)
66I n t e g r i t y - S e r v i c e - E x c e l l e n c e
CCLM PROJECTS IN PROGRESS
Newborn Metabolic Screen (DoD)
Feasibility of centrally-funded CLSI Membership (AF)
Electronic requirements on CAP contract (AF)
Lab Director Inter-Service Sharing Agreements (DoD)
67I n t e g r i t y - S e r v i c e - E x c e l l e n c e
WEBSITES EVERY USAF LABORATORIAN SHOULD BOOKMARK
1. CLIPwww.afip.org
2. CLIAwww.cms.hhs.gov/CLIA/--CLIA Overviewwwwn.cdc.gov/clia/regs/top.aspx--CLIA Regulations
3. KXhttps://kx.afms.mil/kxweb/home.do-- Kx Homepage
4. FDAwww.accessdata.fda.gov/scripts/cdrh/cfdocs/cfCLIA/search.cfm--
Test Complexity/Categorization Database
5. CAPwww.cap.org
68I n t e g r i t y - S e r v i c e - E x c e l l e n c e
WEBSITES EVERY USAF LABORATORIAN SHOULD BOOKMARK
6. JCAHO www.jointcommission.org--Main pagewww.jcrinc.com-- Joint Commission Resources
7. CDCwww.bt.cdc.gov/lrn--LRN Informationwww.cdc.gov/od/sap/index.htm--CDC Select Agent Programwww.bt.cdc.gov/agent/agentlist-category.asp--Bioterrorism Agents and
Diseases by Categorywww.phppo.cdc.gov/nltn/--National Laboratory Training Networkwww.phppo.cdc.gov/nltn/selfstudy.aspx--National Laboratory Training
Network Self-Study Courses
8. ASMwww.asm.org/Policy/index.asp?bid=6342--Sentinel Level Clinical
Microbiology Laboratory Guidelines
9. AAAHCwww.aaahc.org/eweb/StartPage.asp
69I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Contact Information
Maj Imelda M. Catalasan
DSN: 662-2582DSN FAX: 662-6022Commercial: 202 782-2582Commercial FAX: 202 782-6022
E-mail: [email protected] E-mail: [email protected]
70I n t e g r i t y - S e r v i c e - E x c e l l e n c e
Contact Information
MSgt Gary S. Brown
DSN: 662-2585
DSN FAX: 662-6022
Commercial: 202 782-2585
Commercial FAX: 202 782-6022
E-mail: [email protected]
Alternate E-mail: [email protected]
Questions?