the spanish presidency of the council of the european ... · communities: a sea of doubts. dr....
TRANSCRIPT
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The Spanish Presidency of the Council of the European Union and Autonomous
Communities: A Sea of Doubts.
Dr. Susana Beltran, Universitat Autònoma de Barcelona, Mirna Nouvilas and Lucia
Popartan researchers in the University Institute of European Studies (Eureges Research
Group). [email protected]; [email protected]; [email protected]
Table of contents
Introduction
1. Functions of the Presidency of the Council after Lisboan Treaty
1.1. The Council after the reforms of the Lisboan Treaty
1.2. The role of the country who leads the Presidency of the Council: the Spanish
Presidency
2. Spain's process of making decisions in the Council
2.1. CARUE’s role in the process
2.2. The Agreements adopted by CARUE to promote the participation of the
ACs in the Council
3. How the participation of the ACs in the Council is implemented
3.1. Pros and cons of the ACs’ participation
3.2. The State-ACs collaboration when Spain led the Council
A Sea of Doubts....
Introduction
The Spanish state, from January to June 2010, assumed the Presidency of the Council of
the European Union, once the new Treaty of the European Union came into force. The
Spanish system allows the Autonomous Communities (ACs) to participate in the
formation of the Spanish will in the European affairs. In particular, the Conferencia
para Asuntos Relacionados con la Union Europea (Conference on Affairs Related with
the European Union (currently the CARUE) adopted, in December 2004, two
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agreements to regulate the participation of the Autonomous Communities in some of the
Council formations and its preparatory bodies. Thus, we should distinguish, on one
hand, the participation process of the Autonomous Communities in the preparatory
bodies –the Working Groups and the Permanent Representatives Committee, and on the
other hand, the ACs direct representation in the Spanish Delegation in some
configurations of the EU Council. In order to assure the better conditions for the ACs
participation, the Consejería de Asuntos Autonómicos de la Representación Permanente
de España ante la Unión Europea- REPER (Office of Affairs of Autonomous
Communities in the Permanent Representation of Spain to the European Union) was
strengthened and, nowadays, is currently composed by two Counsellors proposed by the
ACs. The application of these agreements has been a little confusing and changing
depending on the configurations of the Council. These problems showed during the
Spanish
Presidency, where the Spanish regions logically wanted to continue participating in the
participation process, but the ACs realized that the Presidency required some attitudes,
for example, the neutrality of Spain in the decision-making process in the Council, for
which they were not prepared. But, at the same time, maybe as a result of the good
disposition in some moments between the Spanish Government and the ACs, the
regions were allowed to participate in the Informal Meetings of Ministers, which was
not planned before the Spanish Presidency. This paper seeks to analyse the lights and
shadows of this period of time, in order to draw some reflection elements and to make
progress in this topic.
1. Functions of the Presidency of the Council after Lisbon Treaty
1.1. The Council after the reforms of the Lisboan Treaty
The Treaty of Lisbon –this is, the new Treaty of the European Union (TEU) and the
Treaty of the Functioning of the European Union (TFEU) came into force the past first
of December of 2009, still under the Swedish Presidency, after overcoming numerous
political and juridical difficulties. The rotating Presidency of the Council of the
European Union responsible for the implementation of the new changes introduced by
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the TEU was the Spanish Presidency, which hold for the fourth time this responsibility
after its accession to the European Communities in 1986. Spain hold the rotating
Presidency of the Council the first semester of 2010, becoming the first Presidency who
work completely in the normative framework of the TEU, with the logical obstacles that
the situation involved, in a learning and transition context (Barbé 2010).
In general terms, the most significant innovations established in the TEU and TFEU are
related to the institutional design and the decision making process in the European
Union, with the aim to make them more efficient, transparent and democratic. To fulfil
all these reforms, the rotating Presidency of the Council will have to take into account
the advice of the General Secretary of the Council. In particular, the advice of the GSC
is fundamental to encourage and consolidate the different changes proposed in the new
Treaty, as well as to give continuity and some uniformity to the agenda of the Council
and its preparatory bodies.
The Spanish rotating Presidency, in the framework of these changes introduced by the
TEU, added for the first time a new and strategically program of work. A new method
of coordination and support to the rotating Presidency was established, consisting in a
presidential troika or ―Triple Presidency‖. The Spanish Presidency worked together
with Belgium and Hungary, the two countries that were supposed to hold the following
rotating presidencies in the second semester of 2010 and the first semester of 2011. A
new program of work for the next 18 months was set up (Council of the EU, 16771/09,
November 2009). This common program with the three presidencies made possible to
provide with more coherence and continuity the work initiated during the Spanish
Presidency. Even if it was considered a positive initiative in general terms, it also meant
a loss of some protagonist role for the Spanish Presidency (Mestres 2010).
After the reforms introduced by the TEU and the TFEU, one of the most evident
changes is the loss of the former role for the rotating Presidency in the European
Council. The Spanish Presidency was the first one to deal with the two new institutional
posts, the permanent President of the European Council and the High Representative of
the Union for Foreign Affairs and Security Policy and Vice-President of the
Commission. They were created in the European Council of 20 November 2009 and
assumed their functions the same day that the new TEU came into force. These two new
posts assume roles of political leadership and foreign affairs, functions that before the
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Lisbon reforms were assigned in part to the six-monthly Presidency. For the first time,
the rotating Presidency in the first semester of 2010 had to give a protagonist role to the
President of the European Council and the High Representative of the Union for
Foreign Affairs and Security Policy. The two people appointed for these posts were
Herman Van Rompuy and Catherine Ashton respectively.
In this sense, and considering the role that the Council is supposed promote for the
institutional balance of the EU, the rotating presidencies of the Council in the post-
Lisbon framework should give special attention to new and relevant aspects. First of all,
the Presidency of the Council must contribute to specify the functions of the permanent
President of the European Council and the High Representative of the Union for
Foreign Affairs and Security Policy. It is necessary to define and articulate the functions
of Van Rompuy y Ashton with the other functions that correspond strictly to the six-
monthly rotating Presidency of the Council. Thus, it is important to mention the fact
that unlike the past functioning of the institutions in the EU, the Presidency of the
Council of Foreign Affairs is not hold for Minister of Foreign Affairs of the country
holding the rotating Presidency of the Council anymore. The Presidency of this
significant and sensitive Council is assigned now permanently to the High
Representative of the Union for Foreign Affairs and Security Policy. The Spanish
Minister of Foreign Affairs was the first one to be displaced of this role for Catherine
Ashton, loosing one of the most visible functions of the rotating Presidency. The
Spanish Presidency had to deal also with clarification and articulation of the functions
and agendas of the Council of General Affairs and Council of Foreign Affairs. At the
same time, it had to begin the general proceedings of coordination regarding to the
foreign representation of the European Union. According to the TEU, the roles are
distributed to the following posts:
- The President of the European Council. This is a permanent post for two years and a
half and the possibility of renewal just once. The former Prime Minister of Belgium
was appointed as the first president. Their functions are set up in the article 15.6 of
the TEU. The President of the EC chairs and drives the work of the institution; it
ensures the preparation and continuity of the work of the European Council in
cooperation with the President of the Commission and on the basis of the work of
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the General Affairs Council; shall endeavour to facilitate cohesion and consensus
within the European Council. As a President, presents a report to the European
Parliament after the meeting of the European Council and ensures the external
representation of the Union on issues concerning its common foreign and security
policy ―(…) at his level and it that capacity, (…) without prejudice to the powers of
the High Representative of the Union for Foreign Affairs and Security Policy‖. (art.
15.6-d of the TEU).
- The High Representative of the Union for Foreign Affairs and Security Policy and
Vice-President of the Commission, appointed by the European Council by a
qualified majority and with the agreement of the President of the Commission, shall
conduct the Union’s common foreign and security policy. He shall represent the
Union for matters relating to both policies. Concerning these matters, he will
contribute to the elaboration of those policies and shall carry out as mandated by the
Council (art.18.2 of the TEU). The High Representative of the Union for Foreign
Affairs and Security Policy ―(…) shall preside over the Foreign Affairs Council―
and ―(…) shall ensure the consistency of the Union’s external action. He shall be
responsible within the commission for responsibilities incumbent on it in external
relations and for coordinating other aspects of the Union’s external action” (art.
18.3 and 18.4 of TEU). He will also ensures the implementation of the decisions
adopted by the European Council and the Council in common foreign and security
policy and shall conduct political dialogue with third parties on the Union’s behalf.
Moreover, it will express the Union’s position in international organisations and at
international conferences (art. 27-2 of the TEU). The person selected for this post –
not without polemic-, Catherine Ashton, shall work with the assistance of the new
European External Action Service to fulfil his mandate (art. 27-3 of the TEU).
- The President of the Council configurations doesn’t change its rotating and six-
monthly term. As the article 16.9 of the TEU states, ―The Presidency of the Council
configurations; other than that of Foreign Affairs, shall be held by Member State
representatives in the Council on the basis of equal rotation, in accordance with the
conditions established in accordance with Article 236 of the Treaty on the
Functioning of the European Union‖. The President of the Council doesn’t hold the
foreign representation of the Union anymore, since it shall be hold by the High
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Representative of the Union for Foreign Affairs and Security Policy for the foreign
and security matters or the President of the European Council. For the rest of
policies, the external representation of the Union will be hold by the President of the
Commission -except for the summits that take place in Brussels, which has shall be
presided just for the President of the European Council-. Thus, if the TEU points out
that the European Council is the formal institution to provide the necessary strategic
impetus for the Union and to define the general political directions and priorities
(art. 15-1 TEU), is logical that the permanent President of this body is the one who
is in charge of carrying out the actuations and statements in this sense. Therefore,
the rotating Presidency of the Council shall exercise basically the legislative,
budgetary and sectorial competences. The Presidency of the Council configurations,
other than that of Foreign Affairs, shall transmit to the rest of Member states the
reports concerning the works of the councils. This should take place in the European
Council. Furthermore, to assure the coherence among the European institutions, the
rotating Presidency and the permanent Presidency shall appear together after the
meetings of the European Council, to avoid possible incongruences in the strategic
lines of the European policies.
In the case of other functions not related to the political leadership and foreign
representation, the reforms of Lisbon also transferred competences from the rotating
Presidency to the permanent Presidency of the European Council and the High
Representative of the Union for Foreign Affairs and Security Policy. The functions of
organization and mediation shall take place in the European Council and the Foreign
Affairs Council respectively.
When the new Treaty came into force, the institutional level was affected by significant
changes. Prominent changes include the decision-making process and the voting
procedure in most of the configurations of the Council, affecting the works of the
rotating Presidency somehow. Even though some of these changes shall take effect on
the 1st November 2014, is important to mention them. Briefly, the novelty in the
institutional framework is a response to the recurrent critics of different political and
civil society groups concerning the democratic legitimacy problem –or the democratic
deficit- in the European institutions. The Treaty has expanded the qualified majority
vote to most of the spheres of the Union, replacing the unanimity as the standard voting
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procedure. Moreover, this qualified majority shall change. A qualified majority will be
reached when at least 55% of the members of the Council, comprising at least fifteen of
them and representing Member States comprising at least 65% of population of the
Union will vote in favour of a proposal. The extension of the ordinary legislative
procedure -the so-called co-decision procedure before the reforms- to new areas of
policy increases the legislative power of the European Parliament. According to the
TEU, ―The European Parliament shall, jointly with the Council, exercise legislative and
budgetary functions‖ (art. 14-1 of the TEU). These reforms allow the Parliament to
intervene increasingly in different policies that require the approval of the representative
institution. During the Spanish Presidency, these new rules for the legislative procedure
had to be implemented for the first time to all the current documents at that moment.
In the same order of institutional changes, it is important to mention the new relations
that can be established between the Council and the Parliament. It is the case of the
introduction of a new category of legislative acts, the delegate acts to the European
Commission. Under the article 290 of the TFEU, ―A legislative act may delegate to the
Commission the power to adopt non-legislative acts of general application to
supplement or amend certain non-essential elements of the legislative act‖. These acts
may enter into force only if no objection has been expressed by the European
Parliament or the Council. The role of the rotating Presidency of the Council is to work
together with the legal services of the Council to contribute to determine the specific
characteristics of these kind of acts and, most of all, to negotiate with the European
Parliament the necessary mechanisms of control.
As it has been mention above, the changes introduced by the new Treaty are not strictly
limited to the functions and responsibilities of the Council and its Presidency, but affect
and have direct consequences to the rest of institutions and bodies of the Union. During
the first semester of 2010, the Spanish Presidency had the opportunity to launch some
new functions for the forthcoming rotating presidencies, in particular the inter-
institutional mediation service and the boost for the creation of the European External
Action Services (EEAS), two of the most successful actions of the Spanish Presidency
(Herranz 2010). The mediation service was fundamental for the approval of the
―SWIFT Agreement between the EU and USA‖ that had been rejected first in the
Parliament, and finally approved thanks to the efforts of the Spanish Presidency to reach
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an agreement with the EP. The agreement establishing the EEAS is considered probably
the major institutional achievement of the Spanish Presidency (Molina 2010). On April
2010, the Council approved a political agreement pointing out the broad lines of these
services, that create the service calls for deploying more than 6,000 people in 138
diplomatic missions around the world over the next five years. The agreement was
based in a draft presented in March 2010 by the High Representative of the Union for
Foreign Affairs and Security Policy. In May and June, Ashton and Miguel Angel
Moratinos, the Spanish Minister of Foreign Affairs, negotiated the rest of issues of
political control, budget and staffing with the main groups in the European Parliament.
An accord was reached in Madrid the 21 June 2010, and then ratified by a plenary
session of the Parliament.
Finally, another example of success during the Spanish Presidency was the regulation of
the European Citizen’s Initiative (ECI). The Presidency worked to press the new
European Commission, not formed until February, to present a draft by the end of
March regulating the ECI. The definitive approval came after the Spanish Presidency,
but had its roots on the first semester 2010.
1.2. The role of the country who leads the Presidency of the Council: The
Spanish Presidency
Since the TEU and the TFEU came into force, the Spanish Presidency not only was the
first one to loose the most visible and attractive functions – to chair the European
Council and the Foreign Affairs Council-, but also had difficulties to lead politically
other sectorial areas, such as agriculture and fisheries, competitiveness, environment,
economic affairs, etc. (Sorroza and Molina 2010). The obligation of the country holding
the rotating Presidency to behave with neutrality to be able to get consensus among the
rest of Member States in the configurations of the Council was the main reason for this
lack of political leadership. Nevertheless, the rotating Presidency of the Council still
holds important functions of administration and management. Fundamental roles of the
daily work of the Presidency can be sum up as the following: to set up the agenda for
nine out of the ten configurations of the Council, the institution who has the last word in
the normative processes of the Union; to work to reach the necessary consensus and
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agreements with the rest of Member States and the rest of institutions –the Parliament
most of all- and to work for the achievement of texts and agreements that reflect the
position of the Union in certain areas are still significant roles in the hands of the six-
monthly Presidency of the Council. Despite the modifications of the new Treaty, it is
possible to state that the four main roles assigned to the rotating Presidency –
organization, agenda setter, mediation and representation- are still the same in essence.
First of all, the function of organization seems to be simplified because of the
decreasing role of the rotating Presidency in the European Council and the Foreign
Affairs Council. Even though that this is the case, the necessity to coordinate positions
with the permanent Presidency of the European Council and the two countries that will
hold the two next presidencies -the ―Triple Presidency‖- add a new management effort.
Secondly, the role of agenda setter is certainly conditioned for the new post Lisbon
reforms. Now the rotating Presidency has to reach a consensus with several new –and
old- actors involved: the two countries conforming the ―Triple Presidency‖, the
permanent Presidency of the European Council, the High Representative of the Union
for Foreign Affairs and Security Policy and the Commission and the General Secretary
of the Council. Despite the obvious limited leeway, the six-monthly Presidency still has
inside information of the rest of actors and could behave as an influent mediator in the
negotiations.
The third function points out the role of mediating, negotiating and conciliating
positions among the different actors of the Union. Before the first semester 2010, the
rotating President of the Council was able to have a substantial role in the achievement
of agreements, consensus and majorities. The reforms limit these former functions,
since the permanent President of the European Council shall assume this mediator role
among the heads of government. To that end is important that the rotating Presidency
could hold a neutral and impartial position, keeping away from the national interest.
Thus, the Presidency of the Council could be considered a valid and legitimate
intermediary and negotiator among the rest of Member States and institutions of the
Union (Sorroza and Molina 2010).
Finally, as it has been mentioned above, the loose of the external representation of the
Union it is a hard and sensitive change for the rotating Presidency. The State holding
this Presidency shall work to have some co-protagonist role in the international summits
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carried out in its own country, the leadership on the rest of configurations of the Council
and in the acts where the head of government will present the priorities of the
Presidency and the reports of the six-monthly outcomes.
The Spanish Presidency was not different than the rest of presidencies planning the
activity of the Council for those six months with a lot of anticipation. The General
Secretary of the Council was as well an essential actor to prepare the rotating
Presidency. Despite the programmed formal meetings and the planned schedule for the
configurations of the Council and its preparatory bodies, other practices are becoming
increasingly common in the daily schedule of the Council. This is the case of the so-
called ―informal councils of Ministers‖. These particular councils were mentioned for
the first time in the agreement of the European Council of Helsinki the 10 and 11
December 1999. These meetings, organized and chaired by the rotating Presidency of
the semester, are useful to exchange different points of view among the Member States
concerning certain sectorial areas. They are usually held in the cities of the state holding
the rotating Presidency. They are not formally sessions of the Council, so in theory they
are not allowed to achieve agreements neither decision-making accords. The informal
councils of Ministers should be an informal discussion forum in a more relaxed
environment, where the sectorial Ministers of the Member States should discuss and
exchange their points of view in order to facilitate later the agreement in the formal
Councils (Ferrer de Martin, available online). Furthermore, the Helsinki agreement
stated that the number of these informal councils shouldn’t be more than five each
semester. In practice it can be observed that the agreement has not been obeyed, in
particular for the number of meetings and the prohibition of achieving accords. As
noted above, the Spanish Presidency lost the leadership role in the European Council
and the Foreign Affairs Council, but still chairs the rest of Councils. This means that the
responsibility to convene the meetings, the agenda setting functions and the
administrative and management capacity are powers of the rotating Presidency. During
the first semester of 2010, the initiative and the political boost of the Spanish Presidency
in the nine configurations of the Council were especially positive. The changing context
of the semester didn’t alter essentially the schedule and the rhythm of work. Around 20
informal meetings of Ministers where hold in Spain, in addition to the scheduled formal
Councils of Ministers held in Brussels. In short, the normal activity of the formal and
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informal Councils was not affected by the reforms introduced by the TEU and the
TFEU.
Despite the fact that some of the functions of the rotating Presidency and the activity of
the Council were not altered during the first semester of 2101, the Spanish Presidency
had to deal with a unique moment of change in the Union. The President of the Spanish
government, José Luis Rodríguez Zapatero presented the main goals of the rotating
Presidency in an act organized by the Association of European Journalist in Madrid, the
12 February 2009. In his ambitious speech, the President pointed out the importance to
be a transformative Presidency, not just an administrative one. This approach had an
implicit prioritization of the political leadership for Spain that at the end it couldn’t be
achieved. The application for the first time of the TEU, the slowly rhythm of the
institutional changes –as the delay in the creation of the new Commission- and some
minor incidents involving a lack of coordination and small clashes in the distributions of
functions among the new actors were obstacles to accomplish the objectives. The
Spanish Presidency became mainly an administrative Presidency, what it has not to be
considered inferior to the political visibility or a non-prestigious function per se. On the
other side, if we consider the Presidency of the Council not only focused in the
administrative functions but also in the international projection that the State could
reach, the Spanish Presidency lacked this kind of symbolic recognition due to the
Lisbon reforms (Mangas Martin, 2010). Moreover, the exclusion of the Spanish
Presidency in some spheres, such us the management of the Greek economic crises, the
environmental international agreements or the significant cancellation of the Summit
EU-USA, among others, are considered a failure in the promoting capacity of the
Spanish Presidency (Barbé 2010). The Spanish press pointed out in some articles the
absence of the Spanish Presidency in the important meetings where the Union dealt with
the austerity budget measures in 2010(Vidal Folch, 2010).
Moreover, the Spanish government prepared the agenda and schedule of the six-
monthly Presidency based in the former model -before Lisbon-. Thus, the Spanish
Presidency was not prepared to face some unexpected situations and scheduled acts
could not take place. It is the case example of the extraordinary summit of Seville in
February 2011. The ―Reflection Group for the future of the European Union 2030‖,
presided by the former Prime Minister Felipe Gonzalez, was supposed to present its
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proposals for the future Union. The act was cancelled because the new President of the
European Council, Herman Van Rompuy, organized an extraordinary Council in
Brussels to discuss about the financial crises.
To sum up, the Spanish Presidency can be seen as an administrative and managing
Presidency, lacking the political leadership and visibility that was set up as an ambitious
main goal. Despite important obstacles, such as the economical problems in Europe and
Spain, the necessary learning period for the implementation of the new Treaty or the
loose of sensitive roles -the external representation and the chair of the Foreign Affairs
Council- the Lisbon reforms began to be applied smoothly and the institutional goals of
the Spanish Presidency were achieved almost completely. The creation of the mediator
service, the European External Action Service, the European Citizen’s initiative or the
fact that the activity in formal and informal meetings didn’t stop are significant
achievements that also have to be considered.
During this period, the role played by the ACs was limited. They collaborated with the
central government before and during the Spanish Presidency of the Council in an
uncoordinated way and not following an action protocol. This fact was highlighted
during the process of making decisions regarding European affairs. According to the
Spanish legal system, the ACs' participation before the Council was specially
constrained by the functions that Spain had to carry out as being the Council’s
president.
2. Spain's process of making decisions in the Council
2.1. CARUE’s role in the process
The Conference on Affairs Related with the European Union (CARUE) was constituted
by law in 1997 (it had already existed since 1988 but its actions were redirected from an
informal collaboration to more officious terrain). It is a forum for cooperation between
the State and the ACs in European Union affairs. Formally, the functions of the CARUE
Secretariat are exercised from the Ministry of Territorial Policy’s Dirección General de
Cooperación Autonómica (General Direction of Autonomous Cooperation), generally
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taking change of monitoring the participation of the ACs in European Union affairs in
collaboration with the Ministry of Foreign Affairs and Cooperation. Therefore, although
the CARUE is an organ for dialogue and cooperation between the State a nd the ACs, it
is linked to the General State Administration and, in whatever case, as the Law itself
declares "it should guarantee the effective participation of the ACs in the phase of
forming the State’s desires in relation to community institutions..."
So, and it is important to mention this, the system for the participation of the ACs that is
developed under this umbrella forms part of the actions of what is understood to be the
State as a whole. It therefore was not designed to be a system to enable collaboration
with central administration in defence of an Autonomous Community’s interest that is
different to what would be the action of the State. An internal cooperation is articulated
to reinforce the unique position of Spain with regard to the institutions of the EU
(Azpitarte: p. 144-147). Therefore, all those claims for the ACs to have more power in
European affairs, whether in determining, in some cases, the final position on a subject
or being developed with the specific character of the Autonomous Community, had no
place in this system of participation. This logic was later transferred to the CARUE
Agreements adopted in 2004 to guarantee the presence of the ACs in the Spanish
Delegation to the Council and its preparatory bodies. In particular, they state that the
whole process is to be governed, among others, by the principle of the "oneness of the
representation of Spain within the European Union". With the CARUE having been
created in view of such cooperation and consultancy between Spain and the ACs, it has
the following functions:
- Inform the ACs of the European process.
- Articulate mechanisms for effective participation in the formation of the State’s
will within the European communities.
- Resolve on the basis of cooperation any aspect related with the EU. Specifically,
there is a need to highlight the authority to cater for the participation of the ACs in
European affairs in which they lack any Sectorial Conference or equivalent.
- Promote the procedure and participation of the ACs in the respective Sectorial
Conferences with respect to community policies that affect the competences of the
autonomous regions and also guarantee that they comply with said functions .
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In order to implement these commitments, the CARUE has at its disposal the Plenary
Conference made up (on behalf of central administration): the Minister for Territorial
Policy, the SEAE and the Secretary of State for territorial administrations; (on behalf of
autonomous administration): the Councillor (equivalent to the regional ministry) who is
designated by each Autonomous Community, depending on the issue at stake. It also
has two supporting bodies, on the one hand, the Commission of Coordinators, formed
by members of all administrations that are General Directors or equivalent. On the other
hand, the working groups, which are constituted within the Commission to prepare
specific questions and that are made up of specialist experts. The Counsellors for
Autonomous Affairs of the REPER are members of the Commission of Coordinators,
and also have the right to attend the Plenary Conference.
Finally, it is important to highlight that the CARUE can adopt agreements, such as those
of December 2004, depending on their internal regulations. The optimum cooperation
between the interlocutors of the CARUE Plenary would make it possible to resolve the
deficiencies that will be exposed in the following paragraphs. In this sense, the Plenary
Conference would have to meet at least twice a year, or whenever deemed necessary, at
the behest of the President or five of its members. However, one of the problems is that
it has not always had the sufficient quorum to be constituted.
2.2. The Agreements adopted by CARUE to promote the participation of the
ACs in the Council
On December 9, 2004, the CARUE adopted various agreements to promote the
participation of the ACs in the EU, and specifically in the Council, Committee of
Permanent Representatives (COREPER) and Working Groups. In order to do this in the
best possible conditions, the figure of the Counsellor for Autonomous Affairs of the
REPER was also strengthened. According to these Agreements, there is a need to
distinguish between, on the one hand, the process for the participation of the ACs in the
preparatory bodies: Working Groups and the COREPER and on the other hand, the
representation of the ACs in the configurations of the Council. In relation to this last
point, the participation of one Autonomous Community representative is expected in the
Spanish Delegation in the following four Council formations: a) Employment, social
policy, health and consumers; b) Agriculture and fishing; c) Environment; d) Education,
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youth and culture. It is important to note that these are formations dealing with issues in
which the ACs have competences.
The method for designating the region representative is to be decided within the
corresponding Sectorial Conferences, which will nominate an Autonomous Community
representative to join the Spanish Delegation to the Council as a member with full rights
in representation of the ACs as a whole. The procedure to be followed is that
determined by each Sectorial Conference on the basis of a previous proposal agreed
only by the ACs. As an illustration, the 2004 Agreements declare that the mandate will
be for duration of at least six months. Once designated, the region representative must
undertake the following actions:
- Coordinate the process prior to the incorporation in the Spanish Delegation
(obtain information, communicate with other ACs…)
- Designate the specialists that will attend the Council’s preparatory meetings, i.e.
those developed within the Work Groups
- Participate through a Councillor from the autonomous governments in the
Spanish Delegation
- Transmit the results to the other ACs and the Counsellors for Autonomous
Affairs of the REPER in all matters concerning this representation both in the Council
and in the Working Groups
- Monitor the evolution of the affairs and the negotiations
When attending the Council with the Spanish Delegation, the Autonomous Community
representative may speak if it affects the competences of the ACs, if there is a common
position and if the head of the Spanish Delegation considers this opportune (which is
not always the case and varies depending on formations). In any case, the 2004
Agreements state that during negotiations the "autonomic position must be duly taken
into account‖ .
Meanwhile, with respect to the preparatory bodies, the CARUE Agreements state that
the ACs should be present in the COREPER and in the Working Groups related with the
configurations of the Council in which the ACs can be represented in the State
Delegation. Curiously, and despite these dispositions, the ACs do no attend the
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COREPER either directly nor through the Counsellors for Autonomous Affairs of the
REPER. However, attendance of the Working Groups has been the focus of special
interest. There are two forms of participation:
- Ordinary: incorporation of Counsellors for Autonomous Affairs of the REPER
in the Spanish Delegation
- Supplementary: incorporation of a specialist from the ACs to exercise regional
representation in the Spanish Delegation
Once the mode of participation has been decided, the regional representative will work
in the Working Groups in the name of all of them, and enjoying si milar faculties to
those stipulated for regional participation in the Spanish Delegation to Council. It
should be stated that in practice, the ACs make more use of the special procedure, even
though the 2004 Agreements considered that the intervention of the Counsellor for
Autonomous Affairs of the REPER was the most feasible system. However, there are
reasons why the scales have been tipped towards the former method.
The formal participation of ACs in the four Council’s configurations open to regional
entities represents a first relevant result which gives visibility and confers a substantive
role to Spanish ACs. It has occasionally been commented that the ACs’ interest in
figuring in the Spanish Delegation and, if possible, having the right to speak, is more
emblematic than effective. However, some believe, with good reason, that it is the result
of efforts that had already begun in earlier phases. If the Autonomous Community
representative who represents the whole ACs has been working since the beginning to
defend the interests of all and has achieved a common position that the Spanish
Delegation then fails to give the due attention, then hasn’t all that effort been in vain?
Nevertheless, not only formal participation in the official Council configurations is
important. Many ACs reassesses the necessity to participate also in the preparatory
sessions of the Council’s Working Groups. Indeed, the ACs have realised that their
effective participation requires them to be present in the phases prior to the decis ion-
making by Council. As is widely known, many of the proposals that are adopted by said
institution have already been discussed and negotiated by the preparatory bodies.
Therefore, it makes no sense to only be present at the final stage when there is nothing,
or very little, that one can do. So, and although the Counsellors for Autonomous Affairs
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of the REPER could represent the ACs in these Groups, these prefer to be implied
directly by undertaking intense activity in this field (Donaire: p.668).
3. How the participation of the ACs in the Council is implemented
3.1. Pros and cons of ACs’ participation
More than six years have passed since the adoption of the 2004 Agreements, a sufficient
amount of time to evaluate the results of the participation.
Positive Aspects:
-In all, this system has energized and increased the awareness of the regional
administrative departments in regards to European issues, and has therefore had an
important educational effect regarding the importance of the European Union nor mative
power and its impact on local politics. From this perspective the participation of the
ACs in European affairs is irreversible.
- The formal participation of ACs in the Council’s configurations is undoubtedly a
positive elements which enhances the Autonomous Communities role in the EU affairs.
- The process of definition of the common position among all ACs to be presented as
part of the position presented in the Council by the Spanish Delegation is also a positive
element since it fosters horizontal cooperation among the ACs, but it is not a
consolidated system in all areas.
Aspects to Improve:
- The Autonomous Community which owns the regional representation must secure a
common position among the ACs both in the Council and in the preparatory bodies,
which is not easy in terms of the subject and the time. In some sectors and subjects it
has been revealed that consensus is more easily reached than in others. In addition, there
is very little time to reach any agreements. There are two ways of seeking the adoption
of a common position: from Spain, on the one hand, and on the other during the
negotiations in the preparatory bodies in Brussels. In the former, the regional
representative, prior to the holding of a Sectorial Conference, meets with the other ACs
in order to establish a position that will later be transferred to the Conference with an
eye to reaching a consensus with the corresponding Ministry of the central
administration. The aim is to transmit the common regional position to the Spanish
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Delegation to Council. The entire exercise has to be positively evaluated as it represents
a monumental effort in synthesizing the 17 different Autonomous Communities
positions.
What can happen here is that the time constraints are extremely severe and temporal
alignment among the correspondent Sectorial Conference, the Council and the Working
Groups is complicate. The obtainment of information in order to be aware of the matters
to be discussed in Working Groups and by the Council is not easy. In fact, it is one of
the biggest battlefields. One of the obstacles resides in the fact that there is no optimal
synchronicity between the designation of the regional representative and the meetings of
the Working Groups and the formation of Council (Beltran: p. 16). During the Working
Groups’ meetings, which are normally attended by a specialist from the Autonomous
Community representing all the others, the drafts are modified in accordance with the
negotiations. Usually, the regional representative has very little time indeed to advise,
negotiate and agree upon a common position at the same time that the negotiations are
going on in the Working Groups. In this respect, some authors have started insisting on
the need to reinforce horizontal cooperation, among the ACs, via the institutionalisation
of instruments such as agreements or others (Castellà: p. 87)
- Some difficulties exist at the moment of coordinating and making beneficial the efforts
between the ACs and the central state’s ministries. As has been explained, one of the
main functions of the Counsellors for Autonomous Affairs of the REPER are to transmit
information both to the ACs and to the Ministry of Territorial Policies. Similarly,
according to the CARUE agreements of 2004, said communication must be fast. In
relation to this aspect, the expeditiousness is justified by the principle of efficacy in
order to be able to adequately intervene in all potential areas of the participation of the
ACs in the EU. This problem is procedural, quantitative and selective (for identifying
important documents).
The channels that are used to receive documentation are not always satisfactory in this
respect. Specifically, the General Secretary of Council transmits the agendas and
documentation to the REPER’s Sectorial Councillors; these, in turn, if the matter is of
interest to the regions, are responsible for passing it on to the ACs. Throughout this
process, it must also be remembered that there is a huge amount of draft texts and
additional or complementary documentation that is handled during Working Group
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meetings and not only must this be received on time but there also has to someone who
selects and identifies the most important documents.
However, even supposing that fast transmission is guaranteed, this would not satisfy the
interests of all of the potentially affected collectives. Some would prefer, indeed, to
receive the information directly from the REPER’s Sectorial Ministries, or directly from
the Council’s Secretary. Ultimately, there is an underlying debate regarding the role that
the Counsellors for Autonomous Affairs of the REPER should play in relation to the
ACs and State Administration: some feel that there is a need to increase the number of
Councillors given that they have far more work than they can cope with; others feel that
this figure adds to the bureaucracy, and that its functions could be exercised directly by
the ACs.
- The lack of a common position of the ACs with the state. If we assume that it was
difficult to have all the 17 ACs reach a consensus among themselves it is easy to deduce
that it will not be easy to transfer it to the State level.
The adoption of a common position rests with the Communities and from this
perspective the intervention of the Minister is unnecessary. However, once they have
adopted a common position they must notify the state so that it take it into account
during the negotiations in which the Spanish delegation takes part. Nevertheless, the
majority of times the ACs agrees on a common position a few days before holding a
Council. After consulting the reports of the Ministry of Territorial Policies on the
implementation of the 2004 Agreements, it was found that the ACs meet approximately
one week, ten days before the Council summit. Therefore, the ACs cannot pass their
opinion to the Spanish delegation in the preparatory Council where the negotiations
actually begin.
- The improvement of horizontal cooperation among ACs requires developed
administrative capacities at the regional level for participation being effective. T he
preparation of personnel for attending preparatory bodies is a delicate question. The
profile required to guarantee an effective regional participation in the Spanish
Delegation that intervenes in the Working Groups is not equally available in all ACs’
administrative staff. Practice shows that this either consists of expert specialists on a
specific subject or otherwise general specialists in European affairs (this is a matter that
is decided by the Autonomous Community chosen as a representative). Sometimes
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even, expert-specialists (not necessarily civil servants) are contracted, or some members
attend from the Autonomous Office in Brussels. In short, the practice is very diverse.
The ACs may reach an agreement that two profiles are necessary: an expert specialist
that understands the subject, and a specialist that knows how to negotiate both in and
outside of the Spanish Delegation (a kind of regional ―diplomat‖). In many cases, it
would be useful for there to be two or more people attending Working Groups, but this
is not viable economically, or in terms of the availability of staff and the modus
operandi. The cost of finding experts and transferring them from Spain to Brussels, and
the time required for the specialists to prepare for and attend meetings to the detriment
of their other designated functions, are not encouraging.
- But it exists a problem more deeply: not all want the same model of participation; not
all want to participate with Spain or under Spain in connection with European Union
This last question became more evident during the Spanish Presidency of the EU
Council.
3.2. The State – ACs collaboration when Spain led the Council
The coordination difficulties between the ACs or the lack of consensus between the
ACs and the central government deepened during the Spanish Presidency of the
Council. Our country was assigned the role of promoting policies, seeking consensus,
while remaining neutral. For this reason, the system of participation of the ACs under
the 2004 Agreements was kept on standby. The ACs could not go against the the
Spanish Presidency’s program as it would have contradicted a text they submitted (as
parts of the Spanish state!). This was the reason why the ACs did not meet to form a
common position prior to the formation of the Council.
The solution would have been that the state had previously discussed with the ACs the
six-month program it was going to present as well as the manner to proceed during that
period of time, but that was not the case in general terms. The state did not articulate
any formal previous mechanism through which the ACs could express their opinions
before submitting their timetable to the national delegations.
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However, the coordinating Autonomous Community continued to serve a dual role:
representing the ACs in the Spanish Delegation before the Council and preparatory
bodies and informing the rest of the regions of the actions of the Spanish Presidency. In
some cases, even the involvement of the Autonomous Community representative was
greater. For example, the Canary Councillor was invited to co-chair the Informal
Employment Council held in Barcelona on 27-28 January 2010. However this visibility
of the participation of the ACs was not equally present in all sectors and was mostly
voluntary.
The second remarkable aspect is that during this period the ACs were paradoxically
allowed, for the first time, to participate in the informal Council meetings. This
possibility was not explicitly stated in the 2004 Agreements, but it was not considered
to be prohibited either. It simply had not been done. Now, this was done without much
coordination as, for example, in the informal Council meetings, were not scheduled in
the territory of the representative Autonomous Community, which would have the most
appropriate if the intention was to strengthen the model of the ACs’ participation
according to the 2004 Agreements.
A Sea of Doubts…
In sum, the representation of the ACs in the Spanish Delegation during the period of the
Presidency was considered a cohesive element of the state by some of the
administration experts we interviewed, due to the fact that the ACs were involved in the
development. On the other hand, others said it was a wasted period of time because the
ACs could not influence the elaboration of European policies and in practice they only
received information. In any case it is a fact that the participation of the ACs before the
Council and their preparatory bodies was passive given that they could not express their
opinion.
For this last reason in particular, it would have been the perfect period to improve the
previously internal participation to try to include the ACs position in the Program of the
Presidency of the Council, but this was not the case. Only during the Spanish
Presidency were reflections made by ACs in some fields, i.e agriculture (Grupo de
Trabajo de las Comunidades Autonomas para la Presidencia española, 2010), but it is
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uncertain whether the central state took that opinion into account. A system doesn't yet
exist to verify it. Moreover the central state is not required to justify its European
position before ACs.
In any case, during this period it was obvious that the role the regions play or could play
before the Council is not independent of the state to which they belong. As has bee n
stated on numerous occasions, this institution exists to defend state interests. The
proposals to better the system of participation of the ACs before the Council should not
forget this premise. From here, strengthening coordination between ACs and between
them and the central state is a claim that demands a certain amount of urgency to engage
–effectively— the ACs in the EU decision-making process. Otherwise, the ACs do not
realistically participate and we remain submerged in a sea of doubts. And finally, Spain
cannot defend its position in the Council in the optimal way.
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