the federal budget and r&d funding in 2007 kei koizumi aaas board of directors october 27, 2006...

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The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program http://www.aaas.org/spp/rd See the “What’s New” section for the latest updates; see the “Seminars and Presentations” section for copies of this presentation.

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Page 1: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

The Federal Budget and R&D Funding in 2007

Kei Koizumi

AAAS Board of DirectorsOctober 27, 2006

AAAS R&D Budget and Policy Program

http://www.aaas.org/spp/rd

See the “What’s New” section for the latest updates; see the “Seminars and Presentations” section for copies of this presentation.

Page 2: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

A COMMUNICATION PORTAL FOR THE MACARTHUR INITIATIVE

CONGRESS THIS MONTH

The House and Senate could not finish appropriations by the October 1 start of FY 2007, and have postponed final action.

Only DOD and DHS have their final FY 2007 budgets; other agencies are operating under a CR through November 17.

So far, appropriators have agreed with Administration priorities for ACI, defense, and space, and have added money to other areas (environment, agriculture).

Increases for development are final at DOD, and are on track for NASA and other agencies.

But tight budget targets are forcing an overall cut in domestic spending. As a result, overall federal research spending will almost certainly decline despite ACI gains.

AAAS R&D Budget and Policy Program

Page 3: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

DOD54%

HHS (NIH)21%

NASA9%

DOE7%

All Other4%

NSF3%

USDA1%

DHS1%

Total R&D by Agency: FY 2007 ProposedBudget Authority in billions of dollars

Source: AAAS, based on OMB R&D Budget Data and agency estimates for FY 2006. MARCH '06 REVISED © 2006 AAAS

Total R&D = $136.9 billion

(REVISED)

Page 4: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

-15% -10% -5% 0% 5% 10%

DHS * -22%

NOAA -18%

USDA

DOT

DOD "S&T" *

NIH

DOE defense

EPA

USGS

VA

DOD weapons *

NIST

NASA

DOE energy

NSF

DOE Science +15%

House

request

FY 2007 R&D Appropriations (House vs. Request)Percent Change from FY 2006 (as of June '06)

Source: AAAS estimates of R&D in FY 2007 House appropriations bills. DOD "S&T" = DOD R&D in "6.1" through "6.3" categories plus medical research.JULY '06 PRELIMINARY © 2006 AAAS

Page 5: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

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DHS defense R&D

DOE defense R&D

Other DOD R&D 6.4 -

DOD S&T 6.1-6.3

Trends in Defense R&D, FY 1976-2007 * in billions of constant FY 2006 dollars

Source: AAAS analyses of R&D in AAAS Reports VIII- XXXI. * - FY 2007 figures are latest AAAS estimates of FY 2007 appropriations. R&D includes conduct of R&D and R&D facilities. DOD S&T figures are not strictly comparable for all years because of changing definitions. SEPTEMBER '06 © 2006 AAAS

Page 6: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

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Nondef. R&D minusNIH, DHS

Selected Trends in Nondefense R&D, FY 1976-2007 * in billions of constant FY 2006 dollars

Source: AAAS analyses of R&D in AAAS Reports I- XXXI. * FY 2007 figures are latest AAAS estimates of FY 2007 House appropriations.R&D includes conduct of R&D and R&D facilities.OCTOBER '06 © 2006 AAAS

Page 7: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

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1998 1999 2000 2001 2002 2003 2004 2005 2006 2007

NIAID

Heart Lung Blood

Cancer

Buildings and Facils.

All Other

National Institutes of Health Budget by Institute, 1996-2007 *(budget authority in billions of constant FY 2006 dollars)

Source: AAAS R&D reports from NIH budget documents 1996-2006. * 2007 is latest AAAS estimates of FY 2007 appropriations. Adjusted for inflation using OMB's GDP deflators. JUNE '06 © 2006 AAAS

Page 8: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

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Trends in Research by Agency, FY 1976-2007* in billions of constant FY 2006 dollars

Source: AAAS analyses of R&D in annual AAAS R&D reports. * FY 2007 figures are latest AAAS estimates of FY 2007 House appropriations. Research includes basic research and applied research. 1976-1994 figures are NSF data on obligations in the Federal Funds survey.OCTOBER '06 © 2006 AAAS

Page 9: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

A COMMUNICATION PORTAL FOR THE MACARTHUR INITIATIVE

CONGRESS: WHAT’S NEXT

There are many congressional proposals to address the innovation challenge, most of them on hold, but the problem is finding the resources.

Appropriators are billions of dollars short in finalizing 2007 domestic appropriations because of large increases for defense and a tight overall budget cap.

ACI and other R&D gains could be threatened in November if appropriators shift the money to programs facing steep cuts.

It may be December, or perhaps 2007 before appropriations are finalized in an omnibus bill.

AAAS R&D Budget and Policy Program

Page 10: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

A COMMUNICATION PORTAL FOR THE MACARTHUR INITIATIVE

MEANWHILE, IN OTHER NATIONS…

Japan has begun its 3rd S&T Basic Plan 2006-2010, including increases for R&D spending, especially fundamental research in priority areas.

China’s total R&D grew 25 percent in 2005, including a 17 percent increase in national government R&D.

South Korea’s 2007 proposed budget calls for a 10.8 percent increase in government R&D. South Korea recently surpassed the U.S. in its R&D / GDP ratio.

AAAS R&D Budget and Policy Program

Page 11: The Federal Budget and R&D Funding in 2007 Kei Koizumi AAAS Board of Directors October 27, 2006 AAAS R&D Budget and Policy Program

A COMMUNICATION PORTAL FOR THE MACARTHUR INITIATIVE

FOR MORE INFORMATION…

The AAAS R&D web site is

www.aaas.org/spp/rd

AAAS R&D Budget and Policy Program