* The courses have been included in the list of reimbursable courses for Continuing Education Fund (CEF) purpose.

* Only Part I Full Package Classroom ProgramIt is a matter of discretion for individual employers to recognize any qualification to which this course may lead.Non-local course registration no. 361795

www.kaplan.com.hk

+ Terms and conditions apply

* Refer to Page 3

The Global ExpertMore than 1,800 students have completed our course in Hong Kong alone

Top Trainer5.4/6: Average rating for trainer given by students in 2016Former Chief Risk Officer and over 17 years experience in risk managementOne dedicated trainer throughout the course

High Passing Rate* Part I: 83% Part II: 92%

Online Catch Up Video Access course videos for review or make up missed sessions

24/7 Online Course Available

More Materials Huge package of study slides, practice questions and mock examEducation Phase comes with SchweserNotesTM and Practice ExamsAll learning resources are approved by GARP

More Hours and DepthFor both lecturing and review of answers and explanations

Resit Option in the next exam sitting+

Financial Risk ManagerFRM May 2018

The course is well organized,materials are well presented.Online catch-up video is themost useful.

The course is well organized,materials are well presented.Online catch-up video is themost useful.

Flora S.

““

Approved PrepProvider

Education Revision Mock

Simulation and Practice• Concentrate on exam taking

strategies and techniques• Intensive question practice• Additional review of most difficult

and tricky concepts

Performance Measure• Practice the skills and knowledge

required in real exam• Exam-standard questions• Timed condition• Trainer’s post-mock debrief

For more details about the exam, please visit www.garp.org

• Foundations of Risk Management • Quantitative Analysis • Financial Markets and Products • Valuation and Risk Models

FRM® exam day　19 May 2018 (Saturday)

• Passing score on both Part I and Part II exam.• Minimum of two years experience in financial risk management (or other related) field.• Hold active membership with GARP®

FRM certification requirements

Exam topics and weight

Global Association of Risk Professionals™

Exam structure

42 hours 18 hours 2 hours2 hours

Time Line

Online Pre-Course (Part I only)

Start early by watching recorded lectures of the FRM prerequisite curriculum.

Online Catch-up Video+

If you are unable to attend a class, catch up by watching recorded lectures from home or on campus.

Education Program Slide PackAre prepared by our global faculty team, localized to suit HK students- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Practice Questions Exam-standard concept checkers- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Homework AssignmentsExtra questions to consolidate Knowledge

Revision Mind MapsMindmap to summarize key concepts at a glance

--- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Revision Questions BookExam-standard concept checkers

Knowledge Building• Cover majority of GARP’s AIMS and current

assigned readings• Develop good understanding of key topics

and concepts• Access knowledge with concept checking

questions and assignments

Exam-standardMock Exam Questions

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Graded Answer Sheet

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Answers & Explanations Questions fully explained

----- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

Personalised Performance ReportsEvaluate your performance, identify areas for improvement and priorities

+ Terms and conditions apply

Learning Outcomes

Learning Resources

Online Access

GARP®

FRM Program

The FRM Exam is a practice-oriented exam, firmly grounded in the skills and knowledge needed for today's complex financial landscape. Learn about the requirements, format and content of the Exam -- as well as what to expect on Exam day and beyond.

Part I

• Market Risk Measurement and Management• Credit Risk Measurement and Management• Operational and Integrated Risk Management• Risk Management and Investment Management• Current Issues in Financial Markets

Part II

100 multiple-choice questions (4 hours)Part I 80 multiple-choice questions (4 hours)Part II

4-book set of critical information from the FRM curriculum

Education

Revision

Mock Exam& Review

+

+

Allinclusive!

64/61 hoursEither

Classroom Education or eLearning

FULLPackage

February to April April Early May

SchweserNotes™ (eBook) and

Classroom Classroom Classroom

Live mock examLive mock review

Online

2

25%25%

25%15%

14 sessions 6 sessions13 sessions 39 hours

10%

20%20%30%30%

Practice Exams (Online) for May 2018 Exam

Add $900 to upgrade to Schweser Essential Self Study Package

Add $500 to receive both printed and online version

Part IPart II

Required Disclaimer:

GARP does not endorse, promote, review or warrant the accuracy of the products or services offered by Kaplan Financial (Hong Kong) Ltd. of GARP Exam related information, nor does it endorse any pass rates that may be claimed by Kaplan Financial (Hong Kong) Ltd. Further, GARP is not responsible for any fees or costs paid by the user to Kaplan Financial (Hong Kong) Ltd. nor is GARP responsible for any fees or costs of any person or entity providing any services to Kaplan Financial (Hong Kong) Ltd. ERP®, FRM®, GARP® and Global Association of Risk Professionals™, in standard character and/or stylized form, are trademarks owned by the Global Association of Risk Professionals, Inc.

Attend our seminars to understand more about the curriculum and exam tips! Trainer is here to answer your questions.

Trainer

Free Seminars

Visit our website to reserve a seat.https://www.kaplan.com.hk/financial-markets/events

Act now

3

• Over 11 years of FRM Part I and II teaching experience at Kaplan

• Previously taught in local universities

• 5.4/6 average rating given by 2016 students

• Over 17 years of practical experience in banking and finance, with risk management focus

• Former Chief Risk Officer in an international financial institution

• Former Market Risk Head of a commercial bank

• Holder of 4 master degrees, all with distinctions

Specialty

• Market, credit, operational, liquidity and model risks

• Financial products – equities, fixed incomes, foreign exchanges, funds, derivatives

• Valuation and quantitative analysis

• Previously lectured on derivative products and regulatory compliance topics for banks’ in-house training program and under the capacity of consultancy services

• Over 20 years of practical experience in global investment banks and asset management businesses with special focus on complex derivatives valuation and risk modeling from front to back office perspectives

• Former Regional Head of Valuation Control of HSBC HSS

• Former Principal Consultant of a global Consultant Firm

• Holder of Master of Science in Financial Engineering

Specialty

• Financial Products – derivatives across all major asset classes, volatility derivatives, hybrid instrument, illiquid securities (distressed debt & PE)

• Derivatives Valuation, Market Risk Modeling, Independent Price Verification, Model Validation, Regulatory Compliancy, Trading Technologies and Financial Data Capture & Aggregation

“I knew very little about market risk and operational risk before the course. Kenneth provided very concise and informative lectures which helped my understanding in these areas. Thank you!”

“The course materials are excellent, very well organized and easy to understand. The pace was excellent. I learned so much.”

“Thanks Kenneth for his detailed instruction and his prompt reply for my questions through email.”

“I have little knowledge and not familiar with the topic such as quantitative analysis. With the help of Kenneth, I was able to learn and study much easier than on my own.”

“I passed the FRM Part II exam and would like to take this chance to thank Kaplan. The program makes everything so easy to understand and I believe that I could not be able to pass the exam if I didn't join the program.”

“The course structure is well organized, materials are also well presented and quite useful. Online catch-up video for Education Program is the most useful and appreciated. Kenneth's lectures are clear and easy to understand.”

~ K.C. Lee, Kaplan FRM and CFA alumni

“It was great experience learning from Kenneth. With my best effort, I passed the exam in one go.”

~ Christina Chow

~ Patrick Ng

~ Flora Sum

~ Ken Wang

~ K. C. Wong

~ Stanley Yuen

TestimonialsEarly Prep with SchweserNotes TM

We are giving you a set of 2018 SchweserNotesTM (eBook)* and Practice Exams (Online)* as early as you

enroll to our Classroom Full Package, Classroom Education, Blended Full Package or Online Education

Program. This will allow you to start building foundation knowledge up to 2 months before commencement

of the Education Program. Enroll early to gain a head start to your FRM success.

High Passing Rate

Part I: 83% Part II: 92%

Remarks Source: Survey of Kaplan students exam results, FRM Nov 2013 diet for Part I, FRM May 2012 diet for Part II

Mr. Kenneth LeungMSc, CFA, FRM, FCCA

Mr. Thomas WongMSc, CFA, FRM

*For product availability, please stay tuned for more updates in December.

Prep at your own pace through online video course, accessible 24/7,Unlimited review until May 2018 exam day!

• Study in the comfort of your home anytime anywhere by viewing recorded lectures of the Classroom Education Programme

• Access the same quality teaching (trainer’s audio, annotations and visuals) as students do in live lectures

• Enjoy free delivery of course notes to Hong Kong office address at key milestones

• Tap into trainer support via email

Full motion lecture

High quality audio

Scene-based navigation

Annotations of formulaeand calculations

DVD-like controls

Online Education Program

System RequirementVisit goo.gl/CZd8ZP

4

Student Support

Library

Email Support

Study Room

Online/OnsiteCatch-up Video

Send your questions by email. Your trainer is here to solve course related problems.

Private study rooms will be opened around 3 weeks before the exams for current students. Details will be announced via email.

Our Campus library has over 3,000 reference books, is opened to students’ uses. Membership subscription is available at our customer service counter.

Watch recording of classroom education program lecture anywhere with internet access or on-site on campus. Unlimited review till May 2018 exam day. Advance booking can be made via email or phone. Catch-up videos are available for Classroom Education students only.

Protection Scheme

If you didn’t get the result you wanted, all is not lost. We offer a Protection Scheme for candidates studying with us.

Am I eligible?

In order to qualify for the Live Course Protection Scheme you must have:

• Attended Classroom Full Package (including Classroom Education, Classroom Revision and Mock Exam & Review) at Kaplan Financial in the May 2018 exam sitting

• An attendance record of at least 70%, which will be based on your signature on our class attendance sheet

• A copy of your May 2018 failed exam result to send us

What do I get?

In the event you are not successful in the May 2018 actual exam you will be entitled to:

• Resit Online Education Program for the November 2018 exam sitting in the same level

• Resit Classroom Revision Course for the November 2018 exam sitting in the same level

• Receive Kaplan Financial class materials including November 2018 Education Program Slide Pack, Revision Mind Maps and Revision Questions in the same level

• Eligible resitters must make the request by returning the November 2018 Free Resit Request form and May 2018 exam result to usby July 31, 2018.

Optional

A new set of SchweserNotesTM, Practice Exams and and Schweser’s QuickSheetTM will not be provided for the November 2018 sitting. At your discretion, you may purchase the updated Schweser materials at the applicable fees.

Date Day Time

1 Foundation of Risk Management 14 Apr 18 Sat 10:00 - 13:00 __________________________________________________________________________________________________

2 Quantitative Analysis 14 Apr 18 Sat 14:00 - 17:00 __________________________________________________________________________________________________

3 Quantitative Analysis + Financial Markets and Products 21 Apr 18 Sat 10:00 - 13:00 __________________________________________________________________________________________________

4 Financial Markets and Products 21 Apr 18 Sat 14:00 - 17:00 __________________________________________________________________________________________________

5 Financial Markets and Products + Valuation and Risk Models

28 Apr 18 Sat 10:00 - 13:00 __________________________________________________________________________________________________

6 Valuation and Risk Models 28 Apr 18 Sat 14:00 - 17:00

Mr. Thomas Wong Mr. Thomas Wong Mr. Thomas WongTrainer

Online Videos covering critical concepts of the FRM prerequisite curriculum including Time-Value-of-Money, Fixed Income and Derivatives Release date: 5 working days after enrollment

* Online Education Program is a seasonal subscription that expires on 19 May, 2018

Education Program Revision Course

Sessions Topics Date Day Time Release Date

Pre-Course 10 Feb 18 Sat 10:00 - 13:00 22 Feb 18__________________________________________________________________________________________________________________________________

1 Foundation of Risk Management 10 Feb 18 Sat 14:00 - 17:00 22 Feb 18__________________________________________________________________________________________________________________________________

2 Foundation of Risk Management 24 Feb 18 Sat 10:00 - 13:00 06 Mar 18__________________________________________________________________________________________________________________________________

3 Quantitative Analysis 24 Feb 18 Sat 14:00 - 17:00 06 Mar 18__________________________________________________________________________________________________________________________________

4 Quantitative Analysis 03 Mar 18 Sat 10:00 - 13:00 13 Mar 18__________________________________________________________________________________________________________________________________

5 Quantitative Analysis 03 Mar 18 Sat 14:00 - 17:00 13 Mar 18__________________________________________________________________________________________________________________________________

6 Financial Markets and Products 10 Mar 18 Sat 10:00 - 13:00 20 Mar 18__________________________________________________________________________________________________________________________________

7 Financial Markets and Products 10 Mar 18 Sat 14:00 - 17:00 20 Mar 18__________________________________________________________________________________________________________________________________

8 Financial Markets and Products 17 Mar 18 Sat 10:00 - 13:00 27 Mar 18__________________________________________________________________________________________________________________________________

9 Financial Markets and Products + 17 Mar 18 Sat 14:00 - 17:00 27 Mar 18 Valuation and Risk Models __________________________________________________________________________________________________________________________________

10 Valuation and Risk Models 24 Mar 18 Sat 10:00 - 13:00 06 Apr 18__________________________________________________________________________________________________________________________________

11 Valuation and Risk Models 24 Mar 18 Sat 14:00 - 17:00 06 Apr 18__________________________________________________________________________________________________________________________________

12 Valuation and Risk Models 07 Apr 18 Sat 10:00 - 13:00 17 Apr 18__________________________________________________________________________________________________________________________________

13 Valuation and Risk Models 07 Apr 18 Sat 14:00 - 17:00 17 Apr 18

14 sessions | 42 hours 6 sessions | 18 hours

Mock Exam

Classroom Education

Trainer

Trainer

Date Day Time

2 hours 05 May 18 Sat 10:00 - 12:00

Date Day Time

2 hours 09 May 18 Wed 19:00 - 21:00

Mock Exam ReviewMr. Thomas Wong

Date Day Time

1 Market Risk Measurement and Management 15 Apr 18 Sun 10:00 - 13:00__________________________________________________________________________________________________

2 Market & Credit Risk Measurement and Management 15 Apr 18 Sun 14:00 - 17:00__________________________________________________________________________________________________

3 Credit Risk Measurement and Management 22 Apr 18 Sun 10:00 - 13:00__________________________________________________________________________________________________

4 Operational and Integrated Risk Management 22 Apr 18 Sun 14:00 - 17:00__________________________________________________________________________________________________

5 Operational & Risk Management and Investment Management 29 Apr 18 Sun 10:00 - 13:00__________________________________________________________________________________________________

6 Current Issues in Financial Markets 29 Apr 18 Sun 14:00 - 17:00

Mr. Kenneth Leung Mr. Kenneth Leung Mr. Kenneth LeungTrainer

* Online Education Program is a seasonal subscription that expires on 19 May, 2018

Education Program Revision Course13 sessions | 39 hours 6 sessions | 18 hours

Mock Exam

OnlineEducation*

OnlineEducation*

Classroom Education

Trainer

Trainer

Date Day Time

2 hours 05 May 18 Sat 10:00 - 12:00

Date Day Time

2 hours 10 May 18 Thu 19:00 - 21:00

Mock Exam ReviewMr. Kenneth Leung

Part I

Part II

Schedules - Part I & II

5

Sessions Topics Date Day Time Release Date

1 Market Risk Measurement and 04 Feb 18 Sun 10:00 - 13:00 13 Feb 18 Management__________________________________________________________________________________________________________________________________

2 Market Risk Measurement and 04 Feb 18 Sun 14:00 - 17:00 13 Feb 18 Management __________________________________________________________________________________________________________________________________

3 Market Risk Measurement and 11 Feb 18 Sun 14:00 - 17:00 22 Feb 18 Management __________________________________________________________________________________________________________________________________

4 Credit Risk Measurement and 04 Mar 18 Sun 10:00 - 13:00 13 Mar 18 Management__________________________________________________________________________________________________________________________________

5 Credit Risk Measurement and 04 Mar 18 Sun 14:00 - 17:00 13 Mar 18 Management __________________________________________________________________________________________________________________________________

6 Credit Risk Measurement and 11 Mar 18 Sun 10:00 - 13:00 20 Mar 18 Management __________________________________________________________________________________________________________________________________

7 Operational and Integrated Risk 11 Mar 18 Sun 14:00 - 17:00 20 Mar 18 Management __________________________________________________________________________________________________________________________________

8 Operational and Integrated Risk 18 Mar 18 Sun 10:00 - 13:00 27 Mar 18 Management__________________________________________________________________________________________________________________________________

9 Operational and Integrated Risk 18 Mar 18 Sun 14:00 - 17:00 27 Mar 18 Management __________________________________________________________________________________________________________________________________

10 Operational and Integrated Risk 25 Mar 18 Sun 10:00 - 13:00 06 Apr 18 Management__________________________________________________________________________________________________________________________________

11 Risk Management and Investment 25 Mar 18 Sun 14:00 - 17:00 06 Apr 18__________________________________________________________________________________________________________________________________

12 Risk Management and Investment 08 Apr 18 Sun 10:00 - 13:00 17 Apr 18__________________________________________________________________________________________________________________________________

13 Current Issues in Financial Markets 08 Apr 18 Sun 14:00 - 17:00 17 Apr 18

粵64 hours

粵61 hours

Course Fees

Tuition Feefor Classroom Program

Revision Course only

Education Program only- SchweserNotes™ with QuickSheet™ (eBook) and Practice Exams (Online)

Mock Exam and Review

Premier Price(HK$)

$12,400 $13,200 $14,500

$5,100 $5,700 $6,300

$13,300$10,900 $11,800

$1,000$800 $900

Early Bird Price(HK$)

Original Price(HK$)

Part I

Receive both print and online version ofSchweser materials

$900$900 $900

$500$500 $500

Premier Price(HK$)

$13,900 $16,000 $17,900

$6,000 $6,800 $7,600

$16,300$13,000 $14,670

$1,200$950 $1,100

Early Bird Price(HK$)

Original Price(HK$)

Part II

Enroll on or before

$900$900 $900

$500$500 $500

Upgrade SchweserNotes™ to Essential SelfStudy Package (Online)*

Full Package- Education + Revision + Mock Exam and Review- SchweserNotes™ with QuickSheet™ (eBook) and Practice Exams (Online)

Tuition Feefor Online Program Premier Price

(HK$)

$12,000 $12,800 $13,600

N/A $8,700 $11,000

Early Bird Price(HK$)

Original Price(HK$)

Part I

Enroll on or before

Mar 24 ,2018

Enroll on or before

Mar 24,2018

Premier Price(HK$)

$13,100 $14,300 $16,000

N/A $10,980 $12,200

Early Bird Price(HK$)

Original Price(HK$)

Part II

Blended Full Package- Online Education + Live Revision +

Live Mock Exam and Review- SchweserNotes™ with QuickSheet™ (eBook) and Practice Exams (Online)

$900$900 $900

$500$500 $500

$900$900 $900

$500$500 $500

Online Education Program only- SchweserNotes™ with QuickSheet™ (eBook) and Practice Exams (Online)

Only available for Blended Full Package and Online Education Program

Upgrade SchweserNotes™ to Essential SelfStudy Package (Online) +

Receive both print and online version ofSchweser materials

*only available for Full Package and Education Program

Institute Code: 519Course Title: FRM® Financial Risk ManagerCourse Code: 23Z07531-A

(Please obtain “Enrollment Form CC01” to enroll)

Continuing Education Fund• Part I Full Package (Classroom program only) is CEF reimbursable.

• You must achieve 70% attendance record and 50% pass in mock exam to reimburse course fee.

The Schweser Commitment

• Available for May 2018 purchasers of the Essential, Premium, or PremiumPlusTM Packages.• You must answer at least 50% of the available questions from your QBank and Practice Exams.• You must score at least 80% correct on the questions answered.• Your Performance Tracker dashboard will turn from red to green when your Questions Used shows at least 50%, and Your Score shows at least 80%.

• For 2018 purchasers of the Essential, Premuim or PremiumPlusTM Package, who will retake the exam for the same level in 2019 are eligible to receive of 50% off PremiumPlusTM or Premium Package.

PassProtection™ Discount

PremiumPlus™, Premium Instruction orEssential Self Study Package purchasers in May 2017 / Nov 2017

50% off PremiumPlus ™ or Premium Instruction Package

Must attach with order form:1. 2017 receipt from a Schweser authorized source as proof of previous purchase for same level2. 2017 exam fail notice for same level3. Proof of 2018 FRM exam registration for same level

If you don’t meet the above criteria, you can still receive PassProtection™.

To be eligible for the Schweser Commitment, you must meet the following criteria:

We’re so confident that your dedication and our study materials will help you pass the FRM exam, that should you need a second chance, we’ll pay for your entire 2019 exam prep package. Qualifying students can receive the same version of study package FREE of charge.

In enjoy the Schweser Commitment, you must attach the following documents:

2018 receipt from a Schweser authorized source asproof of previous purchase for same level

2018 exam fail notice for same level

2019 exam registration notice for same level

1 2

3 2019 Schweser Commitment Application form4

Enroll on or before

Jan 6 ,2018 Mar 29,2018

Enroll on or before

Jan 6 ,2018 Mar 29,2018

Jan 6 ,2018 Jan 30 ,2018

Enroll on or before

Jan 6 ,2018 Feb 3 ,2018

Enroll on or before

Mar 3 ,2018 Mar 24 ,2018

Enroll on or before

Mar 3 ,2018 Mar 24 ,2018

+

6

7

GARP does not endorse, promote, review or warrant the accuracy of the products or services offered by Kaplan Financial (Hong Kong) Ltd. of GARP Exam related information, nor does it endorse any pass rates that may be claimed by Kaplan Financial (Hong Kong) Ltd. Further, GARP is not responsible for any fees or costs paid by the user to Kaplan Financial (Hong Kong) Ltd. nor is GARP responsible for any fees or costs of any person or entity providing any services to Kaplan Financial (Hong Kong) Ltd. ERP®, FRM®, GARP® and Global Association of Risk Professionals™, in standard character and/or stylized form, are trademarks owned by the Global Association of Risk Professionals, Inc.

Required Disclaimer:

*Access to online products expires on 19 May 2018, Kaplan Schweser releases a new version of products every year as the FRM®curriculum changes.

Products will be timed-release according to a global schedule (subject to change without notice). For product availability, please check on https://goo.gl/HQZFLn

Prepare and practice for the FRM Exam and increase your comprehension of the curriculum with concise study notes that cover every AIM Statement for the FRM Exam. This clearly written 4-book set is the foundation of your FRM study program.

SchweserNotes™

(not for individual sale)

Practice critical concepts, assess your knowledge of the FRM curriculum, and gain confidence to perform your best. Build exams and review hundreds of questions based on personal preference with our flexible, online tools included in the SchweserPro™ QBank.

SchweserPro™ QBank (Online)(not for individual sale)

This late-season guidebook prepares you for FRM Exam success with a review of critical concepts and concise summaries of essential LOs. It is designed to be a companion to more comprehensive study tools. Secret Sauce includes:

• Exam-day tips and strategies • Focused summaries of critical concepts

b) Online Schweser Mock Exam The Mock Exam is designed to familiarize you with the actual FRM Exam and includes:

• Actual FRM Exam length and question count • Online scoring to pinpoint weak areas that require attention before

exam day

c) Online Review Workshop Those last-minute questions can be answered in this live webcast covering the essential curriculum topics. The Online Exam Review Workshop includes:

• 8 hours of review with instant feedback during Q&A session • The opportunity to develop an overall exam-day strategy • Coverage of key concepts and formulas

Online Review Workshop PackageHK$ 2,400

This interactive webcast provides the structure and focus of classroom instruction. Our expert instructors know the FRM® curriculum and how to prepare for the exam. Attend each 3-hour session live to ask questions in real time, or review the archived sessions on-demand, anywhere.Online Weekly Class includes:• 30 total hours of FRM instruction• Ability to review instructor’s slides prior to or after each session• Quizzes, problem solving, and exam strategy

Live Online Weekly Class (not for individual sale)

New and innovative streaming on-demand videos will allow you to start preparing early for the exam with an introduction to the core concepts of the FRM curriculum.

Candidate Resource Library(not for individual sale)

Prepare for the FRM Exam on the go! This compact study tool folds out to 6 pages, providing a quick review of the “must-know” key formulas, definitions, and concepts of the FRM curriculum. The printed QuickSheet is a 6 page, 8½ x 11", laminated tri-fold.

Schweser’s QuickSheet™

(not for individual sale)

Gain the confidence you need to perform your best on the actual FRM Exam. Two complete practice exams will give you an idea of the types of questions you will experience on the FRM Exam.

Schweser Practice Exams(not for individual sale)

Connect with FRM instructor for personal assistance outside of office hoursas you prepare for the exam.

Ask Your Instructor Online access to FRM content experts who provide help and guidance with difficult material and concepts. Sessions to be held once per week starting from 9pm on TBC* (US ET)

*Instructors, dates, and times are subject to change.

Instructor-Led Office Hours

October 2015

This innovative tool takes the guesswork out of creating a prep plan! Prepare with a detailed study plan that shows you how to use your study materials in the most effective way possible.

Schweser Study Calendar(not for individual sale)

For all Schweser Package

add $500 to get both eBook and Print version

We’re so confident that your dedication and our study materials will help you pass the CFA® exam, that should you need a second chance, we’ll pay for your entire 2019 exam prep package.

Qualifying students can receive the same version of study package FREE of charge for the 2019 exam season.

Late Jan 2018

Late Jan 2018

Late Jan 2018

26-27 Apr 2018

13 Feb to 17 Apr 2018

Online: late Jan 2018 Print: early Feb 2018

Online: late Feb 2018 Print: mid Apr 2018

eBook: mid Mar 2018 Print: mid Apr 2018

eBook: mid Dec 2017 to Jan 2018 Print: early Feb 2018

TBC

Online Review Workshop Package

SchweserNotesTM with Quicksheet

Live Online Weekly Class

SchweserProTM QBank (Online)

Candidate Resource Library

Practice Exams

Instructor Support

Schweser Study Calendar

Study Solutions Include

- Online review workshop

- Online Schweser Mock Exam

- Schweser ’s Secret Sauce®

Early Feb 2018

Early Feb 2018

Early Feb 2018

26-27 Apr 2018

15 Feb to 19 Apr 2018

Online: early Feb 2018 Print: late Feb 2018

Online: mid Mar 2018 Print: late Apr 2018

eBook: late Mar 2018 Print: late Apr 2018

eBook: Jan 2018 Print: late Feb 2018

TBC

Part I Part II

* Access to online products/features expires on 30 June 2018. Schweser releases a new version of products every year as the CFA curriculum changes. Product availability dates are subject to change without notice. For product availability, please check on: https://goo.gl/7uEXhm

Kaplan makes every attempt to make our websites and products mobile- and tablet-friendly. However, not all features are compatible with all tablets and phones.

# System Requirements:

• When working on regulated course material, we recommend using a Windows- or Mac-based desktop or laptop computer.

• We recommend the use of Windows 7-10 or Mac OS X operating systems. We also support Windows Vista and Windows XP.

• We recommend the use of Chrome or Firefox browsers. We also support Internet Explorer 8-11. We do not recommend Safari due to limited capabilities with certain features.

• We recommend online learners have the latest versions of Flash and Java installed.

• We recommend online learners have at least a 2MB connection.

Product AvailabilityPremiumPlus™

PackagePremium Instruction

PackageEssential Self Study

Package

HK$5,600 HK$4,300 HK$3,000

Print / eBook / Both

Print / Online

Print / eBook / Both

Online

Online Online Online

Ask Your Instructor

Print / Online / Both

Print / eBook / Both

Ask Your Instructor

Print / Online / Both

Print / eBook / Both

Instructor-Led Office Hours

Print / Online / Both

eBook versions through VitalSource® are available for the SchweserNotes™, QuickSheet and Schweser’s Secret Sauce®. For more information regarding VitalSource®, please visit our FAQ page.

Online exams are available for the Practice Exams. Within each package, please do not mix the print and eBook/online options

a) Schweser ‘s Secret Sauce

Schweser Study Package

These Terms and Conditions set out your entire agreement with Kaplan Financial for the particular course and supersede all previous agreements or understandings made (verbally or in writing) in relation to the course.

The following terms and conditions DO NOT apply to individuals needing reimbursement from the Continuing Education Fund (CEF), who should refer to the Enrollment Form CC01 and its overleaf for CEF-specific terms and conditions.

E-Tech Centre Campus

Tel: (852) 2526 3686Fax: (852) 2501 0589

Email: hkfrm@kaplan.comwww.kaplan.com.hk/financial-markets

G/F to 3/F, E-Tech Centre, Nos 402-406 Hennessy Road, Wanchai, Hong Kong (Causeway Bay MTR Exit A)

Terms and Conditions

TANG LUNG STREET

RUSSELL STREET

WAN CHAI ROAD

LOCKHART ROAD

A

Bowrington

RoadMarket

Times Square

Causeway Bay MTR

Eastern Commercial Centre

E-TechCentre

HENNESSY ROAD

HENNESSY ROAD

TIN LOK LANE

BOW

RINGTO

N ROAD

Wanchai

Fire Station

Plaza 2000

SHARP STREET WEST

CA

NA

L RO

AD

FLYOVER

Enrollment Policy 1. A completed enrollment form/order form must be accompanied by payment in full.2. Prices are subject to change and we reserve the right to charge additional amounts to reflect

any pricing changes taking effect before course commencement date(s).3. Kaplan Financial reserves the right to cancel a course if enrolment is insufficient and/or make

alterations regarding trainers, class locations, class schedules, topic sequence and time allocated to each topic should the circumstances so required.

4. Course administration details including confirmed dates and teaching venue will be emailed to students approximately 1 week prior to course commencement.

Attendance Policy 5. An attendance sheet will be placed either outside or near the entrance of the classroom for

sign-in. It is students’ responsibility to sign for each session, as well as signing-in before students enter the classroom. It is students’ responsibility to sign accurately and on time, as the signatures will be served as the only record of attendance.

6. Courses are not transferable between individuals. Under all circumstances, nobody except the registered students can participate in the registered class or gain access to student services. Kaplan Financial does not accept substitutes, in whole or in part, to obtain services, attend classes and sign on behalves. Regular attendance check, that involves a quick check of valid ID and contact information, will be conducted throughout the course without notice. Once entered into the premises, individuals will be bound by Kaplan Financial’s school regulations.

Cancellation Policy7. 50% course fee is refundable at any time up to 2 weeks prior to the course commencement

date. The full listed price of SchweserNotes will be charged and deducted from the calculated refund. No refund is allowed thereafter.

8. Cost of any course notes, Kaplan Schweser products and financial calculator are not refundable. 9. Cancellations will be subject to an administrative fee of $300 per course. 10. Funds received but not utilized or refunded in accordance with these Terms and Conditions will

be forfeited to Kaplan Financial.11. Refund will only be arranged upon the receipt of all necessary documents and course fee paid

will be refunded to the participant by cheque.12. Any request for refund due to extenuating personal reasons will be considered and determined

on a case by case basis, upon presentation of supporting documentation. The common extenuating reasons are illness, accident, pregnancy and bereavement.

13. The following reasons will not be grounds for refund: students’ financial circumstances, failure to register for an exam, taking the exam in a later exam sitting, not pursuing the designation, change of work circumstances (i.e. job, location, working hours, obligations etc), difficulty level of course not suitable, dislike of trainer’s presentation style.

14. Students must complete the course in the current exam sitting and are not allowed to transfer or defer any portion of the course and fees to the future exam sittings.

Attendance Certificate for CPT Purpose15. For subjects relevant to the individual’s function and which may help to enhance the

performance of their job functions would meet CPT purpose. It is up to the employers or corporations to determine suitability of the course in meeting CPT requirement. Individuals are responsible for verifying with employers using course topics and schedule. It is a matter of discretion for individual employers to recognize any qualification to which this course may lead.

16. Within 2 months from the completion of the course, students may submit a request for certificate of attendance if they have achieved at least 70% attendance. $30 will be charged for successful issuance. Students will be notified to collect the certificate at our centre in 14 working days.

Re-issuance of official receipt17. An administration fee of $30 will be charged for each re-issuance of official receipt.

Alteration of CEF Reimbursement Status Not Accepted18. At the time of registration, students must make final decision on whether or not they will

reimburse course fees from the Continuing Education Fund (CEF). Students are responsible for indicating this on the appropriate enrollment form. Kaplan Financial does not accept alteration of CEF status once enrollment is processed.

Catch-Up Video (available for Classroom Learning – Education Program only)19. Kaplan Financial does not warrant that the catch-up videos will be uninterrupted or error-free.

All catch-up videos are provided on an “as is, as available” basis. A substitute video of another trainer, lectured in a different language and pace might be arranged.

20. Attendance will not be counted for watching of a video for CPT or attendance purpose.21. Campus videos cannot be lent, copied or recorded. Videos will be available for booking 4

working days after the session. Bookings must be made 3 working days in advance and confirmation from Kaplan Financial is required. Reservation will be held for a grace period of 10 minutes. After that, your reservation is automatically cancelled. $100 deposit will be required when you show up for the booking. Please cancel your booking in advance if you cannot come. By using the media lab, you are agreeing to the lab’s term of use.

22. You agree to meet the minimum system requirements set forth for Kaplan Financial’s online requirement. It is a limited license to use the content until May 2018 exam date. All online resources are to be used for the student’s own personal use and benefit. Unauthorized use of the online resources may be subject to legal action.

Online Access23. Online Pre-course and online discussion forum are to be used for students’ personal use and

benefit. Shared use of online service is prohibited. Never share your password with anyone. Access will expire on May 2018 exam day.

Class Materials and Stationery24. Class materials will be distributed on regular intervals – first on the first day of course and also

during the progression of the course. 25. Students must bring stationery and the financial calculator (Texas Instrument BAII Plus or HP

12C) to class. If students have not used HP 12C before, Kaplan Financial recommends Texas Instrument BAII Plus. Students must bring all course notes collected to class. Kaplan Financial does not have spare copies to lend.

Copyright Policy26. All class materials are for the sole use by registered students only. All materials, in whole or in

part, may not be reproduced, shared, rent, copied or transmitted in any format or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without written permission from Kaplan Financial. The unauthorized duplication of class materials is a violation of global copyright laws.

27. Video or audio recording devices are prohibited under any circumstances.

eLearning28. Enrollment to eLearning programmes will only be processed after Kaplan receives the applicants’

signed acknowledgement of having satisfied Kaplan eLearners’ system requirements. The validation aims to give you the opportunity to fully test the technology and ensure satisfactory viewing result before enrollment is processed. Your enrollment and payment will be put on hold until the validation is returned.

29. After the validation is complete, we will acknowledge your successfully enrollment by mailing you the official receipt, arranging one-time delivery of course materials and emailing you the login information within 7 working days.

30. Kaplan offers a one-time free delivery of course materials to a daytime office address in Kowloon or Hong Kong. You are responsible for assuring there is an authorized personnel to receive the materials at time of delivery. Kaplan will not re-ship course materials that are returned to us. You are welcome to collect in person or arrange your own courier services.

31. Kaplan will deliver to most countries, subject to additional shipping charges. You are responsible for any tax and custom duties that may apply. Please contact us for a quotation.

32. It is a limited license to use the content only between the times of access is granted and the exam date for the May 2018 exam. Kaplan bears no responsibility to extend the access period, regardless of students’ actual exam date.

33. For cancellations received in writing 2 weeks prior to activation of online account, 50% of the course fee will be charged. The full listed price of SchweserNotes will be charged and deducted from the calculated refund. No refund is allowed thereafter. Please visit

http://elearning.kaplan.com.hk/user/Indemnity_HK.htm for details.

Kaplan Schweser Purchase34. Sales of all products are final, non-refundable and non-returnable once order is placed and payment

received.35. Schweser study materials are protected by the laws of copyright of the United States and other

countries throughout the world. Unauthorized creation, purchase, photocopy (i.e. pirated, illicit copies), scanning, use and transmitting of these materials, or portions thereof, in any form whatsoever, is a violation of the copyright law. Violators will be reported to the police and HK Customs and Excise Department where they may subject to criminal and civil liability.

36. The Schweser materials purchased are to be used for the purchaser’s own personal use and benefit. Unauthorized commercial resale of Schweser materials is prohibited. Shared use of paper materials, and Online Access is prohibited. All products are non-transferrable. Users must not share the username and password with anyone. Schweser reserves all its rights in the event of a violation of this policy, which may include suspension of purchaser’s privileges and enforcement of Schweser’s right under law and equity.

37. It is a limited license to use the content only between the times of access is granted and the exam date for the May 2018 exam. Kaplan bears no responsibility to extend the access period, regardless of purchasers actual exam date.

38. Schweser does not warrant that Online Access will be uninterrupted or error-free. Online access to www.schweser.com is provided on an “as is, as available” basis. You agree to meet the minimum system requirements set forth for Kaplan Schweser’s electronic products.

39. Date of collection is subject to availability of different materials. Purchasers must present official receipt to collect the materials before 19 May, 2018.

40. Repeating discounts cannot be combined with any other offers, discounts or promotions. Candidates must present the required supporting documents at the time order is placed.

Education Bureau Required Disclaimer41. It is a matter of discretion for individual employers to recognize any qualification to which this

course may lead.

Terms and Conditions are subject to change without notice. Please review the full and most updated version from our website www.kaplan.com.hk/financial-markets periodically. All matters and disputes will be subject to the final decision of Kaplan.