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(For Official use only) GOVERNMENT OF INDIA MINISTRY OF RAILWAYS Technical Specification for 3-Coach Diesel-Electric High Speed Self- Propelled Accident Relief Train (HS SPART) with 160km/h MP – 0.24.00.84 (REV – 00) December – 2018 Issued by RESEARCH DESIGNS AND STANDARDS ORGANISATION MANAK NAGAR, LUCKNOW – 226011

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Page 1: Technical Specification for 3-Coach Diesel-Electric High ... SPAR… · ETCS European Train Control System EU European Union FAI First Article Inspection FDR Final Design Review FEA

(For Official use only)

GOVERNMENT OF INDIA MINISTRY OF RAILWAYS

Technical Specification

for

3-Coach Diesel-Electric High Speed Self-Propelled Accident Relief Train (HS SPART)

with 160km/h

MP – 0.24.00.84 (REV – 00) December – 2018

Issued by

RESEARCH DESIGNS AND STANDARDS ORGANISATION

MANAK NAGAR, LUCKNOW – 226011

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ISO 9001 : 2008 Specification no. MP-00.24.00.84 Revision No: 00 Date Issued: Dec’2018

Technical Specification for 3­Coach Diesel­Electric High Speed Self­Propelled Accident Relief Train (HS SPART) with

160km/h

2

Table of Contents 1 GENERAL..................................................................................................... 12

1.1 Introduction.......................................................................................................................... 12

1.2 General Information............................................................................................................. 12

1.3 Vehicle Configuration ........................................................................................................... 14

1.4 Contract Submittals.............................................................................................................. 14

1.5 References to Various Standards......................................................................................... 15

1.6 Engineering Philosophy and Requirements ........................................................................ 15

2 OPERATING & SERVICE CONDITIONS...........................................................17 2.1 Leading Parameters of SPART .............................................................................................. 17

2.2 Payload and Weight Particulars:.......................................................................................... 19

2.3 Gauge and Moving Dimensions ........................................................................................... 19

2.4 Track Parameters.................................................................................................................. 20

2.5 Climatic and Environmental Conditions: ............................................................................. 22

2.6 Station Platforms.................................................................................................................. 23

2.7 Signal and Telecommunication Installations Existing in IR & Requirements: .................... 23

3 TECHNICAL REQUIREMENTS ........................................................................ 26 3.1 Acceleration and Deceleration ............................................................................................ 26

3.2 Kinematic Envelopes ............................................................................................................ 26

3.3 Redundancy Requirements .................................................................................................. 27

3.4 Jerk Limit............................................................................................................................... 27

3.5 Shock and Vibrations............................................................................................................ 27

3.6 Noise Standards.................................................................................................................... 27

3.7 Electro­Magnetic Compatibility Requirements ................................................................... 27

3.8 Route Performance Simulation............................................................................................ 28

3.9 Reliability, Availability and Maintainability ........................................................................ 28

3.10 System Safety ....................................................................................................................... 31

3.11 Fire Safety ............................................................................................................................. 34

3.12 Operational Safety ............................................................................................................... 35

3.13 Required Document List (RDL) ............................................................................................. 37

4 CAR BODY ................................................................................................... 38 4.1 General ................................................................................................................................. 38

4.2 Arrangement ........................................................................................................................ 38

4.3 Physical Requirements ......................................................................................................... 39

4.4 Carbody Materials ................................................................................................................ 39

4.5 Car Body Design.................................................................................................................... 39

4.6 Design Calculation................................................................................................................. 41

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4.7 Car Interiors .......................................................................................................................... 42

4.8 Car Floor................................................................................................................................ 44

4.9 Inter­Car Gangways .............................................................................................................. 45

4.10 Racks and Boxes for Storage ................................................................................................ 46

4.11 Lavatories ............................................................................................................................. 46

4.12 Special Requirements........................................................................................................... 46

4.13 Required Document List (RDL) ............................................................................................. 48

5 COUPLER AND DRAFT GEAR ........................................................................ 49 5.1 General ................................................................................................................................. 49

5.2 Mechanical Coupler.............................................................................................................. 49

5.3 Electrical ............................................................................................................................... 50

5.4 Pneumatic ............................................................................................................................. 50

5.5 Required Document List (RDL) ............................................................................................. 50

6 BOGIES AND WHEELS ..................................................................................51 6.1 General ................................................................................................................................. 51

6.2 General Design Features ...................................................................................................... 51

6.3 Bogie Frame .......................................................................................................................... 53

6.4 Connection Between Wheel Sets And Bogie Frames .......................................................... 53

6.5 Connection Between Car Body And Bogie Frames.............................................................. 53

6.6 Suspension............................................................................................................................ 54

6.7 Wheels, Axles and Roller Bearings ...................................................................................... 55

6.8 Design Validation ................................................................................................................. 56

6.9 Required Document List (RDL) ............................................................................................. 59

7 DRIVING CAB .............................................................................................. 60 7.1 General ................................................................................................................................. 60

7.2 Driver’s Seat.......................................................................................................................... 61

7.3 Dead Man Handle................................................................................................................. 62

7.4 Horns..................................................................................................................................... 62

7.5 Miscellaneous Cab Items...................................................................................................... 62

7.6 Driver Vigilance Device ........................................................................................................ 63

.7 Cab Ergonomics .................................................................................................................... 63

7.8 Visibility and Protection of Cab Staff................................................................................... 63

7.9 Inscriptions and Signs........................................................................................................... 63

7.10 Cab Side Windows ................................................................................................................ 63

7.11 Cab Console .......................................................................................................................... 64

7.12 Required Document List (RDL) ............................................................................................. 66

8 DOORS AND WINDOWS .............................................................................. 67

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8.1 General ................................................................................................................................. 67

8.2 Body Side Doors ................................................................................................................... 67

8.3 Occupant area­to­Cab Door ................................................................................................. 68

8.4 Cab Side Doors...................................................................................................................... 69

8.5 Rescue Door.......................................................................................................................... 69

8.6 Windows ............................................................................................................................... 69

8.7 Required Document List (RDL) ............................................................................................. 70

9 HEATING, VENTILATION AND AIR­CONDITIONING SYSTEM .........................71 9.1 General ................................................................................................................................. 71

9.2 Design Criteria ...................................................................................................................... 72

9.3 Air Conditioning.................................................................................................................... 73

9.4 Heating.................................................................................................................................. 75

9.5 Ventilation ............................................................................................................................ 75

9.6 Controls................................................................................................................................. 75

9.7 Air Ducting and Diffusers ..................................................................................................... 76

9.8 Driving Cab Air­Conditioning ............................................................................................... 76

9.9 Special Conditions with regard to the Medical Van ............................................................ 77

9.10 Required Document List (RDL) ............................................................................................. 77

10 PROPULSION AND DYNAMIC BRAKES .........................................................78 10.1 General ................................................................................................................................. 78

10.2 Diesel Engine for Traction Power......................................................................................... 78

10.3 Diesel Electric Drive .............................................................................................................. 83

10.4 Required Document List (RDL) ............................................................................................. 89

11 BRAKING SYSTEM .......................................................................................90 11.1 General ................................................................................................................................. 90

11.2 Requirements of Braking System......................................................................................... 91

11.3 Brake performance............................................................................................................... 93

11.4 Service Brake ........................................................................................................................ 93

11.5 Dynamic Brake Interface / Blending .................................................................................... 94

11.6 Emergency Brake .................................................................................................................. 94

11.7 Parking Brake........................................................................................................................ 94

11.8 Brake Pipe (BP) Controlled Back­Up System ....................................................................... 95

11.9 Disc Brake Equipment .......................................................................................................... 95

11.10 Load Compensation.......................................................................................................... 95

11.11 Friction Brake Propulsion Interlock ................................................................................. 95

11.12 Wheel Slide Detection/Correction Control ..................................................................... 95

11.13 Sanding ............................................................................................................................. 96

11.14 Air Compressor ................................................................................................................. 96

11.15 Controls............................................................................................................................. 96

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11.16 Required Document List (RDL) ......................................................................................... 97

12 TRAIN CONTROL AND ELECTRICAL ............................................................. 98 12.1 Train Control ......................................................................................................................... 98

12.2 Electronic Design Standards................................................................................................. 98

12.3 Control Equipment ............................................................................................................... 99

12.4 Electrical ............................................................................................................................... 99

12.5 Train­line Electrical Connections ......................................................................................... 99

12.6 Wires and Cables ................................................................................................................ 100

12.7 Indication Circuit ................................................................................................................ 100

12.8 Circuit Protection and Earthing System ............................................................................. 101

12.9 Lighting System................................................................................................................... 102

12.10 Required Document List (RDL) ....................................................................................... 106

13 AUXILIARY POWER SYSTEM ...................................................................... 107 13.1 General ............................................................................................................................... 107

13.2 Auxiliary Power Requirements .......................................................................................... 107

13.3 Auxiliary Power Supply ...................................................................................................... 107

13.4 Low Voltage Power Supply (LVPS) ..................................................................................... 108

13.5 Convenience Outlets .......................................................................................................... 108

13.6 Emergency Power............................................................................................................... 108

13.7 Low Voltage Train­line ....................................................................................................... 109

13.8 Battery ................................................................................................................................ 109

13.9 Protection ........................................................................................................................... 110

13.10 External Auxiliary Supply ............................................................................................... 110

13.11 Insulation System ........................................................................................................... 110

13.12 Required Document List (RDL) ....................................................................................... 111

14 Train Integrated Management System (TIMS) ........................................... 112 14.1 General................................................................................................................................ 112

14.2 TIMS Architecture............................................................................................................... 112

14.3 Microprocessor Control and Diagnostic System ............................................................... 113

14.4 TIMS Software .................................................................................................................... 113

14.5 TIMS Labeling ..................................................................................................................... 113

14.6 Driving Console................................................................................................................... 113

14.7 Required Document List (RDL) ........................................................................................... 114

15 COMMUNICATIONS EQUIPMENT .............................................................. 115 15.1 General ............................................................................................................................... 115

15.2 Public Address .................................................................................................................... 115

15.3 Crew Intercom System ....................................................................................................... 116

15.4 GPS ...................................................................................................................................... 116

15.5 Required Document List (RDL) ........................................................................................... 116

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16 TESTING .................................................................................................... 117 16.1 General ............................................................................................................................... 117

16.2 Test Plan ............................................................................................................................. 117

16.3 Test Reports........................................................................................................................ 118

16.4 Required Testing................................................................................................................. 118

16.5 Required Document List (RDL) ........................................................................................... 123

17 MATERIALS AND WORKMANSHIP ............................................................. 124 17.1 General ............................................................................................................................... 124

17.2 Prohibited Materials .......................................................................................................... 124

17.3 Joining and Fastening ......................................................................................................... 125

17.4 Stainless Steel ..................................................................................................................... 126

17.5 Structural Castings.............................................................................................................. 126

17.6 Elastomers .......................................................................................................................... 126

17.7 Rubber Floor Covering........................................................................................................ 127

17.8 Wood and Panels................................................................................................................ 127

17.9 Wires and Cables ................................................................................................................ 127

17.10 Painting ........................................................................................................................... 128

18 PROJECT MANAGEMENT ........................................................................... 129 18.1 General ............................................................................................................................... 129

18.2 Management Plans............................................................................................................. 129

18.3 Project Management Plan ................................................................................................. 129

18.4 Quality Assurance Program ............................................................................................... 134

18.5 SOFTWARE MANAGEMENT AND CONTROL ...................................................................... 139

18.6 Required Document List (RDL) ........................................................................................... 142

Annexure A ..................................................................................................... 143

Annexure B ..................................................................................................... 144

Annexure C ..................................................................................................... 148

Annexure D..................................................................................................... 156

Annexure E ..................................................................................................... 168

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Abbreviations

Abbreviation Description

AAR Association of American Railroads

AC Alternating Current

AF Audio Frequency

APS Auxiliary Power System

APTA American Public Transport Association

ART Accident Relief Train

ASHRAE American Society of Heating, Refrigerating, and Air­Conditioning Engineers

ATC Automatic Train Control

ATO Automatic Train Operation

ATP Automatic Train Protection

BCS Battery Charging System

BCU Brake Control Unit

BP Brake Pipe

BS British Standards

BSFC Brake Specific Fuel Consumption

CAN Controller Area Network

CBC Centre Buffer Coupler

CEM Crash Energy Management

CFC Chloro­Fluoro Carbon

COP Coefficient of Performance

CPM Critical Path Method

CSS Cab Signaling Systems

DC Direct Current

DIN (Deutsches Institut für Normung ) German Institute for Standardization

DMU Diesel Multiple Unit

EBD Emergency Braking Distance

ECU Electronic Control Unit

EEPROM Electrically Erasable Programmable Read­Only Memory

EER Energy Efficiency Ratio

EMC Electromagnetic compatibility

EMI Electro­magnetic Interference

EN European Standards

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EP Brake Electro­Pneumatic brakes

EPA Environmental Protection Agency

EPA Environmental Protection Agency

ERTMS European Rail Traffic Management System

ETCS European Train Control System

EU European Union

FAI First Article Inspection

FDR Final Design Review

FEA Finite Element Analysis

FFT Fast Fourier Transform

FMECA Failure Modes, Effects, and Criticality Analysis

FTA Fault Tree Analysis

GPS Global Positioning System

GSM Global System for Mobile

HCFC Hydro Chloro­Fluoro Carbon

HEPA High Efficiency Particulate Air

HSLA High Strength Low Alloy Steel

HVAC Heating, Ventilation and Air Conditioning

ICF Integral Coach Factory

IDR Intermediate Design Review

IEC International Electrotechnical Commission

IEEE Institute of Electrical and Electronics Engineers, USA

IGBT Microprocessor­Controlled, Insulated­Gate, Bipolar­Transistor

IR Indian Railways

IS Indian standards

ISO International Organization for Standardization

Kmph Kilometers per hour

LCD Liquid Crystal Display

LED Light­Emitting Diode

LRU Line Replaceable Units

LVPS Low Voltage Power Supply

MCB Miniature circuit breaker

MDBF Mean Distance Between Failures

MDBSF Mean Distance between Sub­System Service Failures

MMD Maximum Moving Dimension

MPR Monthly Progress Report

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MTBF Mean Time Between Failures

MTBO Mean Time Between Overhaul

MTTR Mean Time to Repair

MVB Multifunction Vehicle Bus

NDT Non­Destructive Testing

NFPA National Fire Protection Association of united states

NF Norme Française (French Standard)

NTP Notice to Proceed

OHE Over Head Electrification

OSR(S) Operational Safety Report (Software)

PA Public Address

PCB Polyvinyl Chloride­Bromide

PDR Preliminary Design Review

PEA Passenger Emergency Alarm

PEI Passenger Emergency Intercom

PHA Preliminary Hazard Analysis

PQAP Project Quality Assurance Plan

PTC Positive Train Control

PTU Portable Test Unit

PVC Poly Vinyl Chloride

QA Quality Assurance

RAMS Reliability, Availability, Maintainability and Safety

RDL Required Document List

RFP Request for Proposal

RDSO Research Designs & Standards Organisation

RI Ride index

SECP Software Engineering Change Proposal

SOD Schedule of Dimension

SIL Safety Integrity level

SV Supervisor’s Van

TC Trailer Car

TCMS Train Control Management System

TIMS Train Integrated Management System

TPWS Train Protection and Warning System

TSFC Traction Specific Fuel Consumption

TSI Technical Specification For Interoperability

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UHF Ultra High Frequency

UIC International Union of Railways

VDE Verband der Elektrotechnik, Elektronik und Informationstechnik (German

standard)

VHF Very High Frequency

VVVF Variable­Voltage, Variable­Frequency

WSPS Wheel Slide Protection System

WTB Wire Train Bus

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Definitions

Definitions

Description

C&M Volume 1

Shall mean Civil and Mechanical Engineering Report Number1 Volume

1, issued by RDSO

Contractor

The Company/firm who shall design, manufacture, test and deliver the

SPART

L10

Shall mean life of bearing in accordance with ISO 281;

Married consists

Shall mean Distributed power arrangement

MC

Shall mean Motor Car

MV

Shall mean Medical Van

OT

Shall mean Operation Theatre

RDL

Shall mean Required Document List

SPART

Shall mean Self Propelled Accident Relief Train

SV

Shall mean Supervisor’s Van

TC

Shall mean Trailer Car

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CHAPTER 1

1 GENERAL

1.1 Introduction

1.1.1 Indian Railways have decided to induct Self Propelled Accident Relief Trains (SPART) with

speed potential of 160 kmph, with a view to putting in place a fast and reliable disaster

management system.

1.1.2 SPART are trainsets required to proceed to accident sites and are located at important

yards and stations on Indian Railways (IR) at vantage locations so as to be able reach the

accident spot for rescue and relief work at very short notice.

1.1.3 This specification outlines the requirement for SPART to be procured for Indian Railways.

The Contractor shall design, manufacture, test and deliver the SPART as described by this

specification.

1.2 General Information

1.2.1 Accident Relief on IR

1.2.1.1 The Indian Railways is having an organized system of relief for managing accidents with its

own resources. In most of the countries in the unfortunate event of Railway accident, relief

and rescue work is spearheaded by civil authorities as in case of road accidents. However,

on Indian Railways, all the rescue and relief work is carried over by Railways.

1.2.1.2 Presently, 161 ARMVs (Accident Relief Medical Van) and 206 ARTs, (Accident Relief Train)

are positioned at strategic locations which cover the entire rail network of Indian Railways

for rushing to accident sites on top priority, along with doctors, para­medical staff, rescue

workers and engineers. Many ARTs also have 140 Ton Diesel Hydraulic crane attached to

them.

1.2.1.3 The accident is reported by the guard or loco pilot of the train to the nearest station or

divisional control room and the nearest railway stations, through telephone sockets

provided at the poles alongside the railway track. The control gauges the extent of

requirement of relief operations and dispatches the ART and ARMV as per requirement.

Effective communication and response time is of essence. The idea is to reach the spot as

early as possible so as to provide medical relief in the 'Golden Hour'. The existing layout

has provision of 22 berths in the supervisor van however the Indian Railway guidelines say

that as many trained staff are to be sent with the relief train as possible. Staff would

include team of doctors and paramedics like stretcher bearers, dressers, assistants for

boiling instruments in water to keep in readiness etc.

1.2.2 SPART Requirement

1.2.2.1 For faster initial response and for providing quickest possible medical attention and

restoration, it is planned to induct Self Propelled Accident Relief Trains (SPART) capable of

160 kmph speed on IR system.

1.2.2.2 These will be located at strategic locations so as to cover an area not beyond a distance of

150 to 200 kms within 1 to 2 hours normally.

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1.2.2.3 On receiving information of an accident, SPART will be dispatched to the accident site

along with personnel trained in rescue and relief operations. Target time for dispatch of

SPART is a maximum 20 minutes from their ordering.

1.2.2.4 The function of the SPART is to carry medical equipment to the accident site so that

prompt medical aid could be rendered and injured persons transported expeditiously to

the nearest hospitals.

1.2.2.5 The SPART will have provision for emergency tools for extricating passengers from debris.

Hydraulic Rescue Device (HRD) like Cutters with accessories, Hydraulic pump with

generator, Manual pump, hoses etc. ; Hydraulic Re­railing Equipment (HRE) like Jacks with

hoses, Re­railing bridges and other Equipment like Ladders, Gas Cutters, Lights, Misc. tools,

Inflatable Air Bag etc. are provided in Tool Van (Detail tool list provided at Annexure E ). .

1.2.2.6 Operation Theatre in medical van is provided for emergency surgery with facilities for

tracheotomy, venesection, amputations and other life saving procedures. It also has a state

of the art anesthesia apparatus, defibrillator, pulse oxymeter and a cautery. Sterilized

dressing material, splints, firstaid, haversack, blankets and clothing for the injured and

emergency medicines are also provided. Facility for autoclaving, and sterilization, oxygen

supply, artificial respiration equipment and resuscitation kit are also provided (Medical

equipment list at Annexure D).

1.2.2.7 Supervisor Van will have berths for rescue team. It should also carry adequate supply of

drinking water and provision for tea, coffee and light refreshment to be served to affected

passengers for which a kitchen is provided in SPART.

1.2.2.8 SPART shall be readily available at all times on a stabling siding set apart exclusively for this

purpose, preferably with double exit.

1.2.2.9 With a view to test the readiness and quick turn out of SPART, it is required to have

periodical drills once in every quarter. SPART will proceed upto the mock accident site.

1.2.3 Accidents Covered

1.2.3.1 SPART will be sent for rescue operation for consequential train accidents. On IR system,

consequential train accidents include train accidents having serious repercussion in terms

of loss of human life, human injury, loss to railway property or interruption to rail traffic.

Train accidents under following classifications will be termed as consequential train

accidents:

a) Collisions: This refers to the impact of a train against another train or vehicle. It includes

head­on collision, rear collision and side collision.

b) Fire in Trains: A fire in a train should be treated as a train accident only when it results

in death or physical injury or loss (damage) of railway property with a value of Rs.

50,000 and above.

c) Accidents at Level Crossings: This refers to a train running into road traffic, and / or

road traffic running into trains at level crossings. Level crossing is the intersection of the

road with railway track at the same level.

d) Derailments: This refers to the off­loading of wheel or wheels from the track causing

detention or damage to rolling stock / permanent way.

1.3 Vehicle Configuration

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1.3.1 SPART shall be a Diesel Electric Multiple Unit, with speed potential of160 kmph, on Indian

Railways tracks as mentioned in this specification.

1.3.2 It is intended to use these self propelled trains in train length of three cars in bi­directional

operation. Each train consist shall be able to couple with similar train consists (SPART) to

make a six/car long train configuration, if needed.

1.3.3 Each SPART trainset shall typically consist of three vehicles (Driving car cum Tool Van, a

Medical van, and Driving car cum Supervisor's Van) and shall have driving cab at each end.

SPART will be equipped with following items depending on type of car:

a) Tool Van

– Set of Hydraulic Rescue Device (HRD)

– Set of Hydraulic Re­Railing Equipment (HRE)

– Other cutting tools & lighting provisions

b) Medical Van

– Medical Equipment and Supplies

– Operation Theatre and ward for injured passengers

c) Supervisor Van

– Kitchen

– Berths for Supervisors

Contractor will provide SPART fully furnished and fully loaded with equipment for tool van

(Annexure E), operation theatre with medical equipment for medical van (Annexure D) and

kitchen with cooking equipment for supervisor van. The equipment shall be state of the

art, being used in rescue operations

1.3.4 Presently, on Indian Railways the SPART are running in 3 coach formation. The length of 3­

coach formation SPART presently running on Indian Railways is 66.6 meter (approx.)

Layout drawings of existing three coach SPART is available at Annexure B.

1.4 Contract Submittals

1.4.1 This specification requires the submittal of drawings, documents, system descriptions,

design calculations and analysis, 3­D models and FE analysis, test results, manuals and

similar information for review by IR to verify compliance with requirements specified in this

specification and for after­delivery support of the vehicles. Submittal requiring approval

are identified in each section. Typically, the RDL (Required Document List) submittals relate

to the design requirements in any given sections. Unless otherwise specified herein, the

Contractor shall submit all analyses, reports, etc even if they do not appear in the RDL.

1.4.2 The Contractor shall submit for review and approval, a Required Document List [RDL 1­1].

The first draft shall be due as part of the Monthly Progress Report (MPR) within 30 days of

NTP. The RDL Status Report shall provide submittal dates and current status of all Contract

Deliverables. It shall be structured chronologically such that those deliverables required

first are at the top of the list.

1.5 References to Various Standards

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1.5.1 The standards applicable and relevant to the complete SPART and to the various sub­

systems and systems shall be;

a. IEC publications

b. EN

c. UIC

d. AAR

e. IEEE

f. BS

g. IS and /or

h. Other standards referred to in Specification and Standards.

In the event of any contradiction in the aforesaid standards, the following standards shall

have priority in the order listed:

i. Standards mentioned in these Specification and Standards set forth herein

ii. EN/IEC/UIC/AAR

iii. IS

For avoidance of any doubt, in case of any conflict between the requirements of these

standards, the stipulations in this Specifications and Standards shall have precedence.

1.5.2 The SPART and their sub­systems and systems thereof shall comply with the relevant

standards as mentioned in this specification.

1.5.3 Latest version of the standards as issued up to 60 (sixty) days before the date of issue of

RFP shall be considered for technical evaluation.

1.5.4 The requirements listed in these Specifications and Standards are the minimum. The

Contractor may adopt alternative internationally recognized codes, standards and

specifications if it can be demonstrated to IR that such alternative is superior or more

pertinent to the SPART than the standards specified in these Specifications and Standards.

The Contractor shall seek the prior approval of IR for any alternate standards proposed to

be used.

1.6 Engineering Philosophy and Requirements

1.6.1 The Contractor shall develop the design based on these Standards and Specifications and in

accordance with sound proven and good industry practice.

1.6.2 In developing the detailed design, the Contractor shall fully acquaint self and take note of

the Group A and Group B train routes of IR and the environmental and operating

conditions prevalent therein, especially the monsoon and dusty atmosphere. Operating

conditions are described in Chapter 2.

1.6.3 The SPART design and construction must be of the highest quality. It must be reliable in

performance and economical in operation. Its design must provide for ease of inspection

and for convenience of maintenance and repair. All wearing parts shall be easily accessible

and readily removable to facilitate maintenance. Identical Similar components shall be

completely interchangeable.

1.6.4 SPART shall be designed for a life of not less than 36 years. SPART shall not require major

unscheduled repair or replacements of components during normal operation of SPART.

1.6.5 Name brands, specific equipment, or specific materials may be referenced in this

specification. Such references shall not be interpreted as pre­approval of any brand,

equipment, contractor designs or application. The Contractor shall be responsible for the

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selection, application, and integration of equipment and materials as necessary to comply

with the specified requirements.

1.6.6 The SPART shall be employed for short distance service as well as medium distance

service on the existing track and signaling of IR and shall be designed to meet the

performance requirements enumerated in chapter 3.

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CHAPTER 2

2 OPERATING & SERVICE CONDITIONS

2.1 Leading Parameters of SPART

Dimensions of Car shall be governed by the provisions under Chapter IV (A)­Rolling Stock

(Carriage and Wagon) of Indian Railway Schedule of Dimension (SOD) 1676mm gauge (BG)

revised 2004 (with latest amendments) and Maximum moving dimensions shall conform to

diagram 1D of Indian Railway Schedule of Dimension (SOD) 1676mm gauge (BG) revised

2004 (with latest amendments).

S.No. Parameter Values

1. Track gauge 1676 mm

2. Schedule of dimensions Indian Railways Schedule of

Dimensions for Broad Gauge

(1676mm). Revised, 2004

(with latest amendments)

3. Maximum Moving Dimension (MMD) Maximum Moving

Dimensions 1D of Indian

Railways Schedule of

Dimension­1676mm gauge

revised 2004 with latest

amendments (Annexure­ A)

4. Maximum width over body side 3250 mm

5. Maximum permissible axle load 17 tonnes

6. Maximum height above rail level for centres

of buffers for unloaded vehicles 1105mm

7. Minimum height above rail level for centres

of buffers for fully loaded vehicles 1030mm

8. Maximum length of body or roof for: Bogie

vehicles

Note :

(i) Maximum length of body or roof of

bogie vehicles can be upto 23540mm,

subject to tapering of the ends in a manner

that the end throw, when calculated as per

Appendix, is same as that for ICF coach of

21340mm length and within this Schedule

of Dimensions.

(ii) A cornice may project beyond the

maximum permissible length of the roof up

21340mm

23540mm [As per Note (i)]

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to 51mm in the case of 4­wheeled vehicle

above, beyond each end of the vehicle.

(iii) Fittings on the end of a vehicle, such as

step iron, vacuum brake piping, electrical

connections, vestibule etc., need not be

kept within the prescribed maximum

permissible lengths for bodies of vehicles,

but may project beyond the end of the

body to a reasonable extent.

9. Maximum length over centre buffer couplers

or side buffers : Bogie vehicles

Note : Maximum length over the centre

buffer couplers or side buffers can be

24000mm for Bogie Vehicles, having

maximum length of body or roof as

23540mm. However, the maximum length

over the centre buffer couplers or side

buffers for longer coaches as per above

shall be so arranged that difference

between length over side buffers and

length of body or roof is not less than

460mm.

22300 mm

24000mm [As per Note]

10. Maximum Distance apart between any two

adjacent axles. 12345mm

11. Maximum distance apart of bogie centres for

bogie vehicles 14900mm

12. Test speed 10 % more than maximum

service speed

13. Minimum clearance of all items except wheel

from rail level in with payload as per clause

2.2.1 of these Specifications and Standards

and with fully worn wheels

102 mm

14. Minimum clearance for the body mounted

under slung equipment under tare condition

with fully worn wheels

215 mm as per sod

15. Height above rail level for high passenger

platform 840 mm (maximum) as per

sod

760 mm (minimum)

16. Maximum height above rail level for low

passenger platform 455 mm

17. Floor height 1282mm

2.2 Payload and Weight Particulars:

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2.2.1 The fully equipped SPART train will be required to carry a payload of staff/equipment as

given below. The floor area and space for men and equipment as required in the drawing

(Annexure B) will be considered as the minimum that the contractor will need to design

for. (Note: reference of above drawing is only for provision of minimum floor area and

space requirements for the design by contractor. Any other information in the drawing is

only for general information about conventional/existing three coach SPART).

Crew space:- two tier/3 tier

:22 berths/seats,

Kitchen,

Tool storage space: 8.10 m2

Lavatories: 2 nos.

Pay load: 5 t (crew plus

storage equipment)

Driving cum Supervisor Van

Ward compartment

No. of Berth:­ 12 berths

Operation Theatre, Doctor

room, Entry lobby+storage

Storage space: 9.45 m2

Lavatory: 1 no.

Pay load: 5 t

Medical Van

Tool storage space: 44.95 m2

Pay load: 5 t

Driving cum Tool Van

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These are indicative and can be redistributed over the total train length subject to suit

requirement of payload and Crew to be carried. Facilities on the existing ART are the

minimum requirement and may be seen in the drawings attached at Annexure B.

This is only for guidance and contractor is expected to develop his own layout.

2.2.2 Weight Distribution

2.2.2.1 The equipment shall be so designed that the total overall axle load of the driving coach or

motor coach or trailer coach, fitted with electrics and/or complete hydraulics and other

accessories does not exceed maximum permissible axle load capacity as given in clause 2.1

of this Specifications and Standards after taking into consideration the payload as per

clause 2.2.1.

2.2.2.2 The weight calculation should be done according the standard EN 15663.

2.2.2.3 Axle load limitation shall be taken into account while finalizing and designing the

equipment layout giving due consideration to weight unbalances during tare and payload

as per clause 2.2.1 of these Specifications and Standards.

2.2.2.4 The power equipment viz. engine, traction alternator, auxiliaries etc. shall be distributed

amongst motor and trailer coaches for optimized weight distribution and axle load within

the unit. The tolerance of the axle loads is defined in the standard EN 15827, Section

G.2.3.2 table G.3.

2.3 Gauge and Moving Dimensions

2.3.1 The SPART coaches shall conform to maximum moving dimensions to diagram no. 1D

(EDO/T­2202) 1676 mm gauge of Schedule of Dimensions, Revised 2004 with latest

amendments.

2.4 Track Parameters

A. The track parameters shall be the following:

Gauge Broad Gauge 1676mm

Schedule of dimensions Indian Railways Schedule of Dimensions for

Broad Gauge (1676mm). Revised, 2004

Sharpest curve to be negotiated Horizontal­175 m radius;

Vertical ­ 4000 m for group A routes

­ 3000 m for group B routes

­ 2500 m for group C, D and E routes

Sharpest reverse curve to be

negotiated 175 m radius (horizontal) back to back with or

without any straight portion in between

Sharpest turnout to be negotiated 6400 mm overriding switch (curved) BG (1673

mm) for 60 kg (UIC) or 52 kg rail for 1 in 8½

(crossing angle, tanθ) turnouts on pre stressed

concrete sleepers

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Permissible speed at turn outs 1 in 8½ curved switch 52/60 kg on PSC sleepers ­

15 kmph

1 in 8½ symmetrical split with curved switches

52/60 kg on PSC sleepers­30 Kmph

1 in 12 curved switch 52/60 kg on PSC sleepers­

30 Kmph

Maximum Super elevation 165 mm for group A, B and C routes

140 mm for group C,D and E routes

(in special case 185 mm for group A routes)

Maximum cant deficiency 100 mm for group A and B routes

75 mm for group C.D and E routes

Contractor to also provide speed potential with

cant deficiency of 125 mm. .

Maximum Gradient 1:37

Gauge widening:

On curves of > 350m radius ­5mm to +3mm

On curves of < 350m radius Up to +10mm

B. Permissible Track Tolerances:

Indian Railways track is classified in two categories:

� Main line track ­ fit for operation less than 110kmph, and

� High speed (C&M1 volume 1) track ­ permitted operation upto 140kmph

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Peak based tolerances as per Para 607(2) of Indian Railways Permanent Way Manual

(Reprinted, 2004) and C&M 1 volume 1.

Parameter Track Tolerances Indian Railways

Permanent Way C&M 1 volume 1

Alignment

(versine measured

on

7.5m chord under floating

conditions)

(Total change of versine

from chord to chord

should not exceed 10mm)

Straight

Track 5mm; values upto

10mm could be

tolerated at few

isolated locations

5mm; values upto

10mm could be

tolerated at few

isolated locations

Curved Track ±5mm over the

average

versine, Values up to

±7mm could be

tolerated at few

isolated locations

±5mm over the

average

versine, Values up to

±10mm could be

tolerated at few

isolated locations

Cross Level No special tolerances. The track should be maintained to

standards generally superior to that at present available on

mainline track on which unrestricted speeds upto 100kmph

are permitted.

Twist

( measured on 3.5m base)

On straight

and curve

track, other

than on

transitions

2mm/metre except

that at isolated

locations,

this may go upto

3.5mm/metre

2mm/metre except

that at isolated

locations,

this may go upto

3.5mm/metre

On

transitions of

curves ­

Local defects

should not exceed

1mm/metres, except

that at isolated

locations this may go

upto 2.1 mm per

metre

Local defects

should not exceed

1mm/metres, except

that at isolated

locations this may go

upto 2.1 mm per

metre

Unevenness Rail

Joint depression

(Measured on 3.5m base)

10mm in general and

15mm for isolated

locations

6 mm in general

and 10mm for isolated

locations

Gauge

(No special specification,

max limit for tight and

slack gauge indicated in

Para 224(2)e of Indian

Railways Permanent

Way Manual)

Straight Track ­6mm

+6mm

Curved Track with more

than 350m

radius

­6mm

­15mm

Curved Track

with less than

350m radius

Upto +20mm

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C. Track Classification

The train speed limit is regulated in accordance with the classification of routes having a

particular type of track structure. The broad gauge (BG) lines on Indian Railways have been

classified into six groups, ‘A’ to ‘E’ on the basis of the future maximum permissible speed.

(Indian Railways Permanent Way Manual)

Group 'A' ­Speeds up to 160 kmph

Group 'B' ­Speeds up to 130 kmph

Group 'C ­Suburban Sections Of Bombay, Delhi and Calcutta

Group 'D' ­Sections where the sanctioned speed is 100 kmph at present

Group 'E' ­Sectional and branch line with the present sanctioned speed less than 100 kmph

The track structure for various routes is described below:

1) Group `A' ­ For a sanctioned speed of 160 km per hour.

� The minimum rail section to be adopted will be UIC 60 kg in sections having a

traffic density of over 20 GMT and UIC 52 kg in other sections.

� The minimum sleeper density shall be 1.660 numbers per km.

� The ballast cushion shall be 30 cm.

2) Group `B' ­ For a sanctioned speed of 130 km per hour.

� The minimum rail section to be adopted will be UIC 60 kg in sections having a

traffic density of over 20 GMT and UIC 52 kg in other sections.

� The minimum sleeper density shall be M+7.

� The ballast cushion shall be 25 cm.

2.5 Climatic and Environmental Conditions:

Atmospheric

Temperature Maximum ambient temperature: 50 °C

Maximum temperature of metallic surface under the

Sun: 75 °C and in shade: 55 °C

Minimum temperature: ­10 °C (Also snow fall in certain

areas during winter season)

Humidity 100% saturation during rainy season

Altitude 1776 m above mean sea level (For avoidance of doubt

it is clarified that the ambient temperature of 50 °C

may not happen at the altitude of 1776 m.)

Rainfall Very heavy in certain areas (up to 2500mm during

rainy season).

Flood Level

In the event of flooding at a height between Rail Level and

203 mm above Rail Level, the Train shall operate in full

compliance with these Specification and

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Standards with the exception that it is permissible to

restrict the operation of the Train to a maximum of 8 km/h.

Atmospheric

conditions Extremely dusty and desert terrain in certain areas.

The dust concentration in air may reach a high value of 1.6

mg/m3. In most of iron ore and coal mine areas, the dust

concentration is very high affecting the filter and air

ventilation system.

Solar Radiation 1 kW/m2

Coastal area Humid and salt laden atmosphere with maximum pH

value of 8.5, sulphate of 7 mg per liter, maximum

concentration of chlorine 6 mg per liters and

maximum conductivity of 130 micro Siemens /cm

Vibration The vibration levels at some intermittent points on

the track may be higher than those specified by the relevant

IEC publication. All the equipment and their mounting

arrangement shall be designed to withstand vibrations and

shocks as specified in IEC­

61373. The suspension system and the mounting

arrangements shall be so designed that the

equipment’s performance is not adversely affected due to

such high vibrations and shocks and shall withstand

satisfactorily in service as indicated below. The equipment

and their mounting arrangements shall withstand

satisfactorily the following

Max. Vertical acceleration 3.0 g

Max. Longitudinal acceleration 5.0 g Max.

Transverse acceleration 2.0 g (‘g’ being

acceleration due to gravity)

Wind speed Wind pressures as per IS 875

2.6 Station Platforms

Indian Railways has platforms of various heights indicated below:

(i) Other high level platforms having platform height in the range of 840mm –

760mm above Rail Level.

(ii) Low level platforms having platform height below 455mm up to Rail Level.

2.7 Signal and Telecommunication Installations Existing in IR & Requirements:

2.7.1 Signal System

2.7.1.1 Single/double distant colour light signaling system with relay / electronic interlocking is

currently employed on Indian Railway.

2.7.1.2 The tracks over which the Train shall work may be equipped with AF (Audio Frequency)/

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DC track circuits and AC track circuits at 83.33 Hz and at higher frequencies. Similarly, other

devices like axle counters, block instruments, point machines, Audio Frequency Track

Circuits up to a maximum frequency of 20.7 kHz, AWS, Line side signals with or without

automatic colour light signaling systems with relay and/or electronic interlocking, Train

Protection and Warning System (TPWS)/ Train collision avoidance system, GSM­R,

Telephone circuits, Digital Axle Counters (up to frequency of 250 kHz) may also be used. On

the communication network, control circuits and tele­printer circuits, VHF/UHF and

microwave circuits are used.

2.7.2 Telecommunication System

2.7.2.1 Telecommunication Cables Based Systems

2.7.2.1.1 Armored Optical Fibre Cable (as per IRS TC 55­2000) Rev.1 with Amendment No.2 using

mono­mode fibres in 1300 nm to 1550 nm band is laid along the track. Analog circuits are

worked by converting analog information into digital (by using Primary Digital Multiplexers)

and transmitting the information on OFC using STM­1 (SDH hierarchy) OFC cable is used for

telecommunication networks.

2.7.2.1.2 Following important circuits are provided on the OFC:­

• Various Control Circuits for Train Operation

• PRS UTS FOIS and Railnet circuits

• Inter Exchange connectivity/Extension of Auto­Telephone to stations

• Axle Counters in certain sections for BPAC/IBH

• Hot line for Block between adjacent stations.

• Connectivity for data loggers

• Connectivity between Station/locations for carrying information for functioning of TMS

on Western Railway.

2.7.2.1.3 In certain sections, Composite RE cable (Aluminium Sheathed Main Telecom Cable) as per

IRS: TC 14­75) which was laid along the track is still being used to carry circuits. RE cable

circuits are in voice band from 0.3 to 3.4 KHz RE cable is presently being also used in

addition to OFC in some of the sections on IR.

2.7.2.1.4 Underground Railway Jelly Filled Quad Cable (as per IRS: TC 30­05 Amendment –

IV/RDSO/SPN/TC/72/2007 Rev.0. Amendment ­1) laid along the track for providing circuits

Quad cable can be used in band from 0.3 to 150 KHz Quad cable is also available on IR.

Following important circuits are being operated on RE Quad/Cable:

• Emergency Control Circuits

• LC Gate Telephones

• Block Circuits

• BPAC (Block Proving by Axle Counter)

2.7.2.2 Radio Communication Based Systems

SYSTEM FREQUENCY RANGE REMARKS GSM­R 876­880 (uplink)

921­925 (dnlink) Provided or being provided

in various sections on IR. VHF­Walkie­Talkie Set 136­174MHz For Driver­Guard

communication

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Digital Microwave 7125­7425 MHz Few may be existing Locotrol/EOTT etc. 452­458 MHz Future system Real Time Train

Information System

(a) Radio

Frequency

(b) GSM/CDMA

Frequency

2.4 GHz

850/900/1800/

1900/2100 MHz

Future system

Further, the Train shall not interfere with PA system or Wi­Fi system (in license free band).

In addition various systems like IP based video surveillance system and various passenger

information systems are provided on station platforms. The Train shall not interfere with

them.

2.7.2.2.1 Driving Cab of Train should be equipped with Cab radio for operation in sections provided

with GSM­R.

2.7.2.2.2 Electromagnetic compatibility of the entire Train equipment as well as track side

equipment including interlinking cables shall comply with latest version of European

standards EN 50121 for Railway Applications – Electromagnetic Compatibility, as

applicable and Train equipment shall also comply with EN 50238, Part­1, 2 & 3 for

Railway Applications­ Compatibility between rolling stock & train detection system & IEC

62427 as applicable.

2.7.2.2.3 The permitted transient surges shall be as per relevant Clause of IEC 60571.

2.7.2.2.4 The functioning and performance of any existing signaling gears installed in the section

where Train is proposed to be operated shall not be affected. Necessary trials and ways

for verification for such non­interference shall be arranged by the Company.

2.7.3 Train Protection System

2.7.3.1 TPWS shall generally conform to latest approved Functional Requirement Specification &

System Requirement Specification for ETCS/ERTMS level­1. It shall work on the principle of

target distance and target speed.

2.7.3.2 The TPWS specification RDSO/SPN/183/2012 Ver. 2.3 may be referred for guidelines.

2.7.3.3 The dimensions of the on­board equipment shall be finalised at design stage.

2.7.3.4 The Company shall coordinate with the OEM of TPWS for suitable arrangement/interface

for Brake interface arrangement and interface of track side equipment in signalling

arrangement.

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Chapter 3

3 TECHNICAL REQUIREMENTS

3.1 Acceleration and Deceleration

The equipment shall be designed for the following operational parameters at payload as

per clause 2.2.1 of these Specifications and Standards with half worn wheels.

S.No. Parameter Values

1. Starting acceleration at full load (up to 50 kmph) 0.8 m/s2

2. Acceleration (residual) at maximum permissible speed 0.08 m/s2

3. Deceleration (from maximum speed to 50 kmph) 0.8 m/s2

4. Deceleration (from 50 kmph to 0 kmph) 1.0 m/s2

5. Emergency braking distance with payload as per clause

2.2.1 of these Specifications and Standards at 160 kmph 1100 m

3.2 Kinematic Envelopes

3.2.1 The Contractor shall develop and furnish a typical family of Kinematic Envelopes using

calculation methodology provided in UIC 505 to define the Cars behavior on the lines.

The configuration of the vehicle, length of element, distances between bogie pivots, face

profiles, swept envelope shall be adapted to the characteristic of the line, infrastructure

structural gauge and passing clearances.

3.2.2 The Kinematic envelope shall be calculated taking into account the permissible track

construction and wear tolerance. Cars shall provide the same kinematics performance in

either direction of travel.

3.2.3 The Contractor shall develop and furnish calculations showing lateral and vertical shifts due

to each factor separately and Kinematic Envelopes of the proposed Cars for both inflated

and deflated conditions of springs, taking into account all Car displacements resulting from

the simultaneous occurrence of all normal conditions specified and any one abnormal

condition specified below. Track curves and tolerance shall be taken into account.

3.2.4 Normal Conditions:

� All vehicle speeds up to design speed

� All vehicle loads between tare and crush load.

� Any degree of vehicle wheel wear between new and fully worn.

� Any degree of vehicle suspension, wear or adjustment from new to fully worn,

including all service tolerances and potential variations in setting.

� Maximum cant deficiency.

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� Maximum cant excess.

� Vehicle lateral and rolling movements due to wind forces.

� Vehicle yaw and vertical movements.

� Track tolerances

3.2.5 Abnormal Conditions:

� Any combination of bogie air spring deflated ( for air spring) or broken spring (for

helical spring)

3.3 Redundancy Requirements

3.3.1 All important traction systems should have suitable redundancy so that In the event of

failure, the SPART shall be able to complete journey up to destination.

3.4 Jerk Limit

3.4.1 Under all normal operating conditions, the rate of change of coach acceleration or

deceleration shall be less than 0.7 m/s³. Failure of the jerk limiting system shall not limit

braking effort. Emergency brake applications and any associated ramp down of tractive

effort shall not be jerk limited. For all brake applications the commanded deceleration shall

be reached within 1 second.

3.5 Shock and Vibrations

Shocks and vibrations should be evaluated as per IEC 61373.

3.6 Noise Standards

Noise levels shall comply with COMMISSION REGULATION (EU) No 1304/2014 of 26

November 2014 on the technical specification for interoperability (TSI) relating to the

subsystem ‘rolling stock — noise’' for stationary noise, starting noise, pass­by­noise and

driver's cab interior noise. For interior noise in cars, equivalent sound level should be less

than 68 dB(A) as per EN ISO 3381:2011.

3.7 Electro­Magnetic Compatibility Requirements

3.7.1 All components on the SPART coaches shall be designed and constructed to fulfill the

requirements of EN 50121­3­2.

3.7.2 The tender shall supply an EMC plan as part of the tender which describes how EMC will be

handled and proved throughout the project. This EMC plans shall contain at least following

subjects:

� Analysis of electromagnetic interference of vehicle equipment

� Analysis of electromagnetic interference between the vehicle and the lineside

equipment

� Proof of compatibility between the vehicle and lineside signalling equipment

(requirements must be defined in this specification)

� EMC test plan for compliance with EN 50121 on apparatus level and on train level

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3.8 Route Performance Simulation

3.8.1 Contractor to provide Simulations for fully loaded consist, traveling the whole alignment from

to for reference. The simulated alignment must be based on the latest grade,

curvature, and speed limit data made available by IR. Simulation results, including fuel

consumption calculations, shall be submitted to IR for review (RDL 3.01). Track data file will be

provided by IR.

3.8.2 Operation in Maximum Gradient: The SPART shall be able to start from the rest in 1:37 up

gradient. It shall be able to remain at rest with brakes applied in DPC (one coach) only. The anti

rollback prevention shall work in this gradient to prevent rollback. The manufacturer shall

provide simulation results for the balancing speed in 1:37 up­gradient and down­gradient and

the EBD calculations for down­gradient. Manufacturer shall also provide controllability

simulation results for maintaining balancing speed at down­gradient. SPART shall be able to

stop in down­gradient within safe distance.

3.9 Reliability, Availability and Maintainability

3.9.1 General

3.9.1.1 Reliability, Availability and Maintainability (RAM) requirements and goals shall be developed in

terms of Mean Distance Between Failures (MDBF), percentage Availability and Mean Time to

Repair (MTTR).

3.9.1.2 The Contractor shall submit Reliability, Availability and Maintainability Plan as per requirement

of EN 50126. The Contractor shall verify, after system design have been completed, that the

reliability, availability and maintainability requirement will be met.

3.9.2 Reliability

3.9.2.1 The reliability of the SPART DMU shall be (under the condition, that the maintenance is

performed in accordance with the maintenance manual) as an average over the fleet per

500000 km per unit:

a) 1 complete failure of a unit (unit should be towed to the workshop)

b) 5 failures of part of the traction system including propulsion, engine, transmission and

control, unit can finish the mission

c) 5 failures of the HVAC in one unit

d) 5 failures of a toilet in one unit (toilet must be taken out of service)

3.9.2.2 The Contractor shall demonstrate by quantitative methods achievement of the specified levels

of reliability for SPART and specific individual items of equipment.

3.9.2.3 An evolving reliability model consisting of reliability block diagrams and probability of success

equations shall be developed and submitted for acceptance.

3.9.2.4 Reliability apportionment and prediction analysis shall be in accordance with established

techniques or standards, which will be submitted for acceptance. The analysis shall provide

predictions for each major equipment and sub­system. The relevant apportionment and

prediction figures shall be part of the design submission documents for the individual

equipment, sub­system and system.

3.9.2.5 The contractor will submit MDBSF of major systems as listed below:

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MDBSF of one Sub­system

MDBSF in km

Propulsion System

Friction Brakes

Auxiliary Electrical Systems and Controls

Door Actuators and Controls

HVAC System

Bogies

All other Sub­Systems aggregated

3.9.2.6 A reliability demonstration plan shall be developed by the Contractor for approval by IR

prior to the start of actual service. The plan shall record all vehicle failures during the

demonstration period and establish the numerical reliability values for each system. The

plan shall include methods of collecting failure data, analysis of failures, assignment of

failures to the appropriate system, corrective action processes, and similar processes. The

plan shall also identify the processes by which corrective actions are applied to systems

which fail to meet reliability goals.

3.9.3 Availability

The daily availability of the fleet of SPART DMU’s shall be better than 98 %, the average,

determined over one month shall be better than 99 %. The availability is calculated as

follows:

Availability (entire fleet in %): A = number of units in operation / total number of units *

100

Number of units in operation:

All units, with exception of the units which are taken out of service for the following

activities:

a) taking out of service for repairs (including transition time to workshop)

b) taking out of service to perform warranty (including transition time)

c) taking out of service for preventive maintenance of more than 2.5 hours working

time

d) taking out of service for reprofiling the wheels, inclusive of the transition time to the

respective workshop

Taking out of service is calculated at 0.5 days minimum.

Transition to a workshop has to be taken into account if the unit has to be specially

transferred. The transition time has to be globally considered with 0.5 days.

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The respective work in the workshop starts within 1 day.

Service and maintenance requiring less than 2.5 hours are planned into the revenue service

and to not have to be considered in the availability calculation.

3.9.4 Maintainability

3.9.4.1 The Contractor shall submit a maintenance program detailing all schedules and activities

for the car's corrective and preventive maintenance. This plan shall be submitted to IR for

review. The plan shall outline each maintenance task, time schedules, recommended tools,

personnel, and skill levels required. These recommendations shall be based upon those of

the Contractor and of the equipment suppliers. Periodic updates shall be submitted as

required.

3.9.4.2 The following general rules are to be followed:

• All components shall be designed in order to achieve a running distance of > 300000

km or 6 years without special maintenance. No component shall require

maintenance below 50000 running kilometers or one year.

• Components and wear­parts shall be installed easily accessible. Identical parts must

be interchangeable, similar parts, which are not interchangeable must be keyed, so

that they cannot be misplaced (e.g. printed circuit boards).

• Functional units shall be designed as easily exchangeable modules.

• The exterior design of the vehicle shall take into account the automatic cleaning in

the car washer.

• In the interior design the resistance of the material against graffiti and tampering

shall be considered.

• Easy fault monitoring and identification is of essence. An integrated state­of­the­art

"health" monitoring and failure detection system, utilizing all available sensors on all

vital subsystems, shall be provided.

3.9.4.3 The Contractor shall submit the expected MTTR of key systems as listed below:

MTTR of one Sub­system MTTR (hours) Maintenance

Time (Hours) Mean time

Between

Repair

Propulsion System

Friction Brakes

Auxiliary Electrical Systems and

Controls

Door Actuators and Controls

HVAC System

Bogies

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Car Body

Communication

All other Sub­Systems

aggregated

3.10 System Safety

3.10.1 General

3.10.1.1 The objectives of the system safety design shall be to ensure that no failure or deficiency

shall result in a catastrophic or critical accident and that a hazard control program (as part

as the system's operational procedures) will be maintained to ensure the optimum level of

safety for:

i. Staff and Occupant.

ii. IR personnel who are operating, maintaining or testing the vehicle.

iii. The vehicle, its equipment and supporting facilities.

iv. Wayside personnel, equipment and facilities.

3.10.1.2 The following accident categories shall be used in assessing hazard impacts on the system:

(i) Category I ­ Catastrophic: May cause one or more fatalities and/or loss of major

portion of the system.

(ii) Category II ­ Critical: May cause serious or multiple injuries and/or may require

immediate corrective action to prevent fatalities or major system loss.

(iii) Category III ­ Marginal: May cause minor injury or system damage and/or may cause

lengthy service interruption.

(iv)Category IV ­ Minor: Will not result in injury, system damage or lengthy service

interruption, but may require non­routine repair service and/or operational

procedure.

The vehicle system shall be designed, so that a second order failure (i.e. two failures

superimposed) does not cause a category I or II hazard.

3.10.2 Hazard Analyses

The design of the vehicle, its subsystems and components shall be done according to

internationally accepted practices with regard to systems safety. The safety analysis shall

be performed by the Contractor on a regular basis, and shall be presented to IR at design

review meetings. The safety analysis shall specifically include:

a) Identifying by analytical techniques the sources of functional failures in vehicle

equipment, arrangements and operating controls which can result in catastrophic or

critical accidents. Particular attention shall be given to accidents involving:

• Collision or Derailment

• Fire/Explosion

• Electrocution

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• Entrapment/Crushing

• Falls/Contusions

b) Demonstrating that sources of these functional failures are eliminated and/or,

c) Demonstrating how the consequences of these functional failures are controlled to

attain the program objectives.

Safety information and procedures shall be developed for inclusion in operations, training

and publications. These shall include, but not be limited to, normal and emergency

operations and the use of protective devices and emergency equipment by operating and

maintenance personnel. The emergency procedures shall be demonstrated as part of the

training program.

a) Preliminary Hazard Analysis

The Contractor shall perform a Preliminary Hazard Analysis for all Hazard Severity Category

I, II, and III hazards. The PHA is due within 90 days after NTP, in time for the Preliminary

Design Review.

The PHA shall be an initial assessment of hazards which identifies potential provisions to

control hazards. The PHA shall consist of a general description of the hazard; assessment of

potential causes and effects of the hazard, including an estimation of the hazard severity;

and a list of potential corrective actions that the Contractor, its suppliers, and other project

participants might take to eliminate or control the hazard.

b) Fault Tree Analysis (FTA)

The Contractor shall perform a Fault Tree Analysis for all Hazard Severity Category I and II

hazards. The initial FTA is due within 180 days after NTP.

The Contractor shall perform the FTA .The Contractor shall develop a fault tree for each

top­level Category I and II hazard identified in the PHA, investigating all significant causes,

conditions, and mitigations related to the hazards.

The Contractor shall tabulate all bottom­level events from the fault trees in a Basic Events

Table. The Basic Events Table will include:

• Event ID number

• Event description

• Event frequency

• Event responsibility

• Remarks, including cross­references to FMECA and OHA items

• Action required

c) Failure Modes, Effects, and Criticality Analysis (FMECA)

The Contractor shall perform a FMECA for all equipment in all SPART systems. The initial

FMECAs are due within 180 days after NTP. The FMECAs will systematically analyze each

potential equipment failure mode of each equipment item, and for each failure mode,

determine the hazard severities, failure rate, failure effects, means of failure detection, and

failure management strategies. The Contractor shall update and review the FMECAs on a

periodic basis including in conjunction with the Final Design Review, to ensure that

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necessary design modifications are made and that these do not introduce new safety­

critical failure modes.

Critical hazardous events identified in the FMECAs will show as basic events in the fault

trees.

FMECA data shall be a key input to the maintenance manuals and training program.

The FMECAs shall provide:

� Identification of single failure points critical to proper SPART performance and

human safety

� A basis for selecting the location and coverage of performance monitoring and fault

sensing devices and other built­in automatic test equipment

� Design engineers with a method of selecting a design with a high probability of

operational success and safety

� Early visibility into potential SPART interface problems

� A list of possible failures which can be ranked according to their category of effect

and probability of occurrence

� Early criteria for test planning A tool which helps evaluate proposed design,

operational, or procedural changes and their impact on SPART performance or

safety.

3.10.3 Software for Safety­Critical or Vital Systems

The functional safety of the software for safety­critical and/or vital system shall comply

with SIL 4, according to IEC 61508:2010 “Functional safety of

electrical/electronic/programmable electronic safety­related systems”.

The aspects of the hardware safety integrity and the systematic safety integrity have to be

taken into account.

3.10.4 Vehicle Safety Provisions

3.10.4.1 Markings and Emergency Signage

All interior and exterior markings, decals and labels shall conform to the following:

� The Contractor shall clearly and permanently label (no decals) or tag each air line, hose,

and valve; each electrical jumper, breaker, and receptacle; each electrical box, locker,

and panel; each equipment box, locker, and compartment; and each item inside each

box, locker, panel, and compartment. The labels shall be made from stainless steel.

Labels and tags shall be applied proximate to the item when the label or tag is not part

of the item assembly and the item is subject to replacement during unscheduled or

scheduled maintenance. Labels and tags shall be affixed with mechanical fasteners.

� Decals for the various system functions and instructions shall be applied where

applicable. All decals shall be edge sealed.

� Permanent metal "Danger ­ XXX Volts" tags to warn of voltages above battery voltage

and other warning tags shall conform to ISO­3864. Self­adhering tags shall not be

utilized. Metal tags and their fasteners exposed to electrical equipment shall be covered

with insulating paint.

� Embossed or intaglio metal tags shall be provided to identify all electrical and

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mechanical (including valves) components. Plastic, self­adhering tags shall not be

utilized.

� Interior "No Smoking", "Emergency Exit" and "Caution" signs, and other permanent

directional or advisory signs for passengers and/or crew members, shall be as directed

by the Engineer.

� Signage and locators showing the location of emergency exits and instructions on their

operation shall be provided in each car

3.10.5 Safety Measures

3.10.5.1 All exterior components including under slung equipments shall be attached with use of

secondary restraints, redundant fixings or secondary latches as appropriate to ensure that

no single point failure shall cause equipment to either physically detach or protrude out of

gauge.

3.10.5.2 Standard protective systems shall be provided, in accordance with the Good Industry

Practice, for protection of the electrical equipment against abnormal currents, excessive

voltages, etc., with indicating facilities, so as to ensure safe and correct operations. All

equipment shall be adequately earthed, insulated, screened or enclosed and provided with

essential interlocks and keys as may be appropriate to ensure the protection of the

equipment and safety of those concerned with its operation and maintenance.

A sensitive and reliable protection arrangement against earth fault shall be provided in

each circuit group.

Relevant provisions stipulated in Indian Electricity Rule 1956 (or latest) shall strictly be

followed in the interest of safety of passengers/staff as well as for equipment/instruments

provided in the SPART coaches.

3.11 Fire Safety

3.11.1 General requirements

i. The equipment shall be designed to minimize the risk of any fire.

ii. The cars shall be designed and constructed in accordance with EN 45545­4 .

iii. Materials used in the manufacture of equipment shall be selected to reduce the heat

load, rate of heat release, propensity to ignite, rate of flame spread, smoke emission

and toxicity of combustion gases.

iv. Fire testing shall not be required on materials used for internal fittings with a total

combined mass of less than 100 g. The mass of materials is combined if they are

located within a cubic space whose sides measure 200 mm.

v. Each self­propelled unit must have at least two extinguishers for each driving cab, at

least one of which must be inside the cab, and the other must never be in the engine

room. Furthermore, no extinguishers shall be located more than 15 m away from

any occupant or crew member.

vi. The general design criteria for rolling stock, such as partitions, capacity for passing

through very long tunnels and systems for evacuation, extinguishing and alarms,

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must comply UIC leaflets 642 and 564­2.

vii. All safety features in design, construction and materials used shall conform to the

best safety standards and shall in particular prevent fires in SPART in accordance

with Good Industry Practice.

3.11.2 Fire Safety Plan

The contractor shall draw up a fire safety plan covering the following points:

A. Prevention:

i. Fire performance of components and materials.

ii. On­board fire detection systems.

iii. General design measures of rolling stock.

iv. Supervision and diagnosis concepts.

B. Mitigation:

i. Means of communication in the rolling stock (between occupants, crew and

cab).

ii. Additional measures for improving running capacity.

iii. Passenger alarm system.

iv. Firewalls in rolling stock, partitions and cavities.

v. Emergency lighting system in rolling stock.

vi. Shutting down forced ventilation in rolling stock.

vii. Extinguishing systems.

C. Evacuation and rescue:

i. Emergency exits for passengers.

This plan may be submitted for approval to IR.

3.12 Operational Safety

3.12.1 Spin Slide Control

A system shall be provided to detect and correct wheel spin and slide on each car whether

random or synchronous on an individual bogie basis, both in acceleration and braking.

Vehicle speed shall be calculated based on all axle speeds in a vehicle.

3.12.2 Sanding

Sanding shall be applied automatically during correction of major spins and slides. Sanding

shall be cancelled at no­motion or if the spin/slide condition is corrected.

3.12.3 No­Motion Detection

A system to detect zero speed shall be provided to be used in conjunction with the door

control system for the purpose of preventing the opening of train doors while the train is in

motion. The system shall follow fail safe principles and detect vehicle speed down to at

least 2.5 kmph.

3.12.4 Roll Back Prevention

The roll back prevention shall avoid unintended rollback motions on a gradient. If the

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commanded start up torque is too low, the torque shall be increase by the controls,

overriding the command value, to prevent a roll back condition.

3.12.5 Roll Back Protection

The propulsion and braking systems shall prevent the vehicle from rolling in a direction

opposite to that selected by the reverser at any point of the alignment. When moving the

Master Controller to a coast position from motoring, the vehicle shall detect and prevent

rollback by applying friction brakes upon detection of reverse motion. In either

configuration, a fully loaded vehicle shall not roll backwards at speeds > 1.5 kmph or more

than 5 m on any specified grade.

3.12.6 Overspeed Protection

Vehicles shall be prevented from exceeding a maximum track speed. The speedometer in

the active cab shall give visual and audible warning to the operator if the overspeed limit is

reached. If the operator does not reduce speed within a fixed amount of time, consist

tractive effort shall be cut and a penalty brake automatically applied. Overspeed setting

shall be limited by hardware or software keys/passwords.

3.12.7 Speed indicating and recording equipment

3.12.8 The speed indicating­cum­recording equipment shall be provided in each driving cab of

SPART. The speed indicating­cum­recording equipment with electrical/electronic type shall

be used. The equipment shall also incorporate the feature of indicating and recording

kilometers traveled by the SPART.

3.12.9 Event recorder

The event recorder shall monitor and record various events so that data is available for

analysis to assist in determining the cause of accident, incident or operating irregularities.

The equipment shall be designed in such a way so as to provide an intelligence based

recording of the following suggested parameters against the time axis (time interval shall

be decided by recorder itself whenever there is a change in the respective parameter).

Maintenance related data to be stored and downloaded in the depot, while data for

accident investigations be stored for last 30 minutes in loop form. Suggested minimum

data for storage is given below.

The following parameters shall be recorded:

� Speed in kmph;

� engine RPM;

� Traction alternator voltage and current;

� tractive/braking effort;

� battery voltage;

� brake pipe pressure;

� status of main circuit breaker i.e., open/close;

� mode of operation i.e., traction mode/braking mode;

� direction of travel i.e., forward/reverse with respect to activated cab;

� head light status on/off;

� flasher light status on/off;

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� horn status on/off;

� status of penalty brake application;

� wiper on/off; and

� any other parameter considered necessary.

� The event recorder shall be designed to:

� Permit rapid extraction and analysis of data for the purpose of monitoring driver or

SPART system ;

� assist retrieval of data after an incident or accident; and

� mitigate the effects on recorded data of foreseeable impact or derailment.

3.13 Required Document List (RDL)

Following Submittals are required:

RDL Description

3­01 Route Performance Simulation Report

3­02 RAM Plan

3­03 Hazard Analysis Report, Fault Tree Analysis Report, FMECA Report

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CHAPTER 4

4 CAR BODY

4.1 General

4.1.1 Each car body of the trainset shall consist of the roof, the side frames, the underframe, and

the end frames. The underframe shall consist of two end underframes, two side sills, body

bolsters, and floor beams. Center or intermediate sills may be used in the underframe if

necessary.

4.1.2 The carbody structure shall meet the crashworthiness, dynamic, and static strength

requirements stated in this Section.

4.1.3 The cars shall have a suitable gangway connecting to the adjoining coaches excluding the

driving cab. The gangways shall be completely weather and draught proof. The floor plate

in the inter­coach gangway shall be maintained as nearly as possible at the same height as

the rest of the coach floor. The height difference shall be kept to a minimum, and shall not

exceed 20 mm during stationary condition or while on run. Height changes shall be suitably

ramped so as not to cause inconvenience to occupants.

4.1.4 The design of the car exterior shall generally be aesthetically pleasing, and shall minimize

the buildup of dirt. Any surface preparation and wall thickness of roof, sides and end

panels shall be without bulges or depressions and shall also not deform during service

according to conditions specified herein.

4.2 Arrangement

4.2.1 The carbody structure shall be designed and manufactured to provide for the mounting

and functioning of all the elements/features defined in this Specification, including:

� Occupant seating and related convenience features

� Doors, passageways, windows, and emergency exits

� Mechanical elements such as bogies, brakes and HVAC

� Electrical elements such as lighting, communications, and control lines

� CEM features as defined in this specification

� Medical facilities, such as OT in Medical Van

� All ancillary equipment

4.2.2 Apparatus requiring frequent inspection or attention, including any element of the CEM

system that requires periodic inspection to confirm serviceable condition, shall be readily

accessible and replaceable. The frequency of required service shall govern the degree of

accessibility. Apparatus requiring attention frequently, or in emergencies, shall be

accessible from the side of the car or from the inside of the car unless specifically approved

by the IR. All other underfloor apparatus shall be arranged to provide ready access from

maintenance pits and/or from the side of the car. Large apparatus shall be capable of ready

replacement by forklift bogie from the side of the car, or by overhead crane through

appropriately sized roof access panels.

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4.2.3 The general arrangement of car shells, layout/mounting of the subcomponents, and

equipment access setups shall be approved by IR during the mockup and design review

process.

4.3 Physical Requirements

4.3.1 The carbody structure shall be designed to prevent water or dust ingress when operating

at any permissible speed under all weather conditions consistent with the worst case

climatic data as specified in this specification.

4.3.2 The carbody shall be designed to be watertight for a service life of at least 36 years,

without maintenance. Housings for externally mounted equipment shall be completely

watertight when covers are in place, excluding battery boxes which are ventilated. Drain

holes shall be provided to prevent the accumulation of water.

4.3.3 The carbody shall be designed for ease of accident repair, including replacement of CEM

components. The Contractor shall review these and other aspects of the carbody design

with the IR during the design review process.

4.4 Carbody Materials

4.4.1 Materials used in carbody construction shall be in accordance with the appropriate

Standards and the requirements of this Specification. The carbody shall be constructed of

Austenitic stainless steel/ Aluminium. Acceptable steel grades are 1.4301, 1.4310, 1.4318

or 1.4372 as defined in EN 10088­1:2014. Where dissimilar materials are used, measures

shall be provided to mitigate corrosion in the body due to electrolytic action.

4.4.2 All welding and fastening shall conform to the requirements of this specification. Other

alternate materials and fabrication techniques providing equivalent strength and

performance goals may be proposed by the Contractor for IR approval.

4.4.3 The Contractor shall submit for IR approval the types of materials and their respective

locations to be used in the components of the carbody.

4.4.4 The method used by the Contractor to prevent corrosion from the inside surfaces of closed

structural sections (i.e. inside of tubular sections) shall be identified at the design review.

At a minimum, each such element shall include a drain hole.

4.4.5 There shall be no corrosion that reduces the load carrying ability below the design strength

requirements for the design life of the vehicle. This can be met by material selection,

coating or corrosion allowance and shall be submitted for review and approval at the

design review.

4.5 Car Body Design

4.5.1 General

4.5.1.1 The coach body shall be lightweight and corrosion resistant. The coach body shall conform

to ‘EN 12663– Railway applications – Structural requirements of railway vehicle bodies’ or

any other standard as applicable to trainsets of an intercity rail transport system with end

sill compression load of 1500 kN (P­II vehicle ).

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4.5.1.2 The design of the coach body shall be such as to ensure that under fully loaded condition

the maximum vertical deflection of the structure shall be less than 1/1000 the distance

between two bolster.

4.5.1.2 The coach body shall be of an integral design, where body and under frame (chassis) shall

be integrated so that the body structure contributes to strength of under frame and the

unit as a whole behaves as a rigid tube in its ability to withstand loads. The body ends of

the coach shall incorporate an anti­telescopic feature.

4.5.1.3 Verification of welds and Dimension checks shall be used for verification of construction of

car body. Verification of welds on the car body shall be done as per standard EN 15085­5

(visual inspection and inspection using non­destructive testing methods).

4.5.2 Underframe

4.5.2.1 The underframe ends shall be designed to distribute coupler as well as buffing loads

evenly into the car structure. Vertical collision posts shall be installed on both ends for

maximum protection of the passengers, staff and the operators. Attention shall be given to

the crash­worthiness of the design.

4.5.2.2 Buffers shall be provided at both ends of the vehicle to carry horizontal loads, e.g. from

impact with stationary or moving objects.Side Buffers shall be provided at the leading and

trailing end of Driving Cum Supervisor Van and Driving cum Tool Van. These buffers shall

be designed with energy absorbing elements and shall be easily replaceable. These buffers

shall be mounted on the same height as on the existing vehicles and shall feature anti­

climbing functions.

4.5.3 Sides

4.5.3.1 The car sides shall be designed to be fully integrated in the carbody structure and utilised

as load carrying elements.

4.5.3.2 Door and window corners shall be designed to avoid fatigue cracks in these areas.

4.5.3.3 Skirts shall extend the sidewalls below the underframe. These skirts can be removable

metal or fibreglass panels or can be designed as equipment covers. In addition to the

improvement of the car aesthetics, these skirts protect the underframe mounted

equipment and reduce the exterior noise level of the vehicle.

4.5.4 Roof

4.5.4.1 The roof shall be adequately stiffened in order to carry the respective equipment (if any).

The roof shall be able to carry two men with their equipment without permanent

deformation. Anti­slip coverage shall be provided on top and insulation on inside.

4.5.4.2 Water­deflecting gutters shall be installed on the roof along the entire side of the car, and

over the cab windows and body end doors. The gutter shall discharge at each side of each

side doorway, clear of the doorway, adjacent windows, indicator lights, loop steps, and

handholds.

4.5.5 Cab-end structure

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4.5.5.1 The cab­end structure shall meet the requirements for crash­worthiness. Adequately

dimensioned collision posts shall avoid the shearing­off of the front portion of the carbody

structure.

4.5.5.2 A cattle guard (obstacle deflector/ pilot ) shall be provided under the cab end of eachvehicle.

The cattle guard shall resist at speed of 160 kmph, a static load of 300 kN at centre line and

also a static load of 250 kN applied at the 750mm lateral distance from centre line (as per

requirement of EN 15227). A stress analysis of the pilot shall be submitted for approval [RDL

4­02].

4.5.5.3 Non­load carrying fibreglass /composites/metallic car­ends may be provided. The

connection of the fibreglass / composite/metallic part to the carbody structure shall be

durable and water tight.

4.5.6 Jacking and Hoisting:

4.5.6.1 The carbody structure shall be designed so that jacks or cradles may be used for lifting the

car at the jacking pads. Eight / four jacking pads per car shall be installed on the side sill in

approved locations, to prevent damage to the carbody structure when lifting a car. The

bottom of all jack pads shall have a non­skid surface to provide frictional resistance against

incidental horizontal loading between the jack pad and jack head.

4.5.6.2 There shall be no permanent deformation when the car is symmetrically jacked from any

combination of pads with the car in empty condition with the bogies attached. The empty

carbody, with bogies attached, shall be capable of being lifted on the outboard most

diagonally opposite jack pads without resultant permanent deformation on any element of

the carbody structure. Lifting lugs capable of being used to right an overturned vehicle

shall be provided.

4.5.7 Design CalculationStress Analysis:

4.5.7.1 A stress analysis shall be performed showing compliance with the structural requirements

of EN12663/ UIC 566 standards.The analysis shall be submitted for approval prior to the

start of construction [RDL 4­01]. Finite Element Analysis (FEA) software shall be utilized as

the main analysis tool. The stress analysis shall also show compliance with the jacking and

hoisting requirements.

4.5.7.2 Critical connections which cannot be adequately analyzed shall be prototyped and tested

to demonstrate compliance with the requirements of the design and the Specification

4.5.7.3 The stress analysis shall show the calculated stresses, allowable stresses, and margins of

safety for all elements for all specified loading conditions. The stress analysis shall include

calculations of stresses in joints, joint elements, and other important elements.

4.5.7.4 Approval of the stress analysis shall be a prerequisite for approval of the structural test

procedures and structural drawings required by this Specification, and shall be used as an

aid in determining strain gage locations for use during the tests.

4.5.8 Natural Frequency (Modal Analysis)

4.5.8.1 Sufficient decoupling between the carbody and bogie shall be attained to prevent carbody

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excitation in the vertical direction at its natural frequency due to the bogie’s natural pitch

frequency input.

4.5.8.2 The natural modes of vibration of the vehicle body should be separated sufficiently,

or otherwise decoupled, from the suspension frequencies, so as to avoid the

occurrence of undesirable responses and to achieve an acceptable ride quality.

4.5.9 Fatigue Strength

4.5.9.1 Fatigue strength of Car body should be demonstrated as per EN 12663.The carbody shall

be designed to permit operation under nominally expected operational loads in the three

orthogonal directions and about the torsional axis, for the design life of the car without

fatigue cracks/issues.

4.5.9.2 Fatigue critical joints and members shall be identified using an appropriate analytical

method such as finite element analysis (or alternate method to be approved by IR). The

key load cases from a fatigue consideration are:

• Vertical loads from car weight and passenger loads

• Load input at the carbody/bogie interface due to vehicle­track interaction

• Load input at the coupler interface due to traction and braking

4.5.10 Crashworthiness

4.5.10.1 Crashworthy features of carbody must be compliant with the standard EN 15227.

4.5.10.2 The structure and its supplemental energy absorption devices shall be designed to

minimize accelerations transmitted to passengers by absorbing collision energy, whilst not

permitting one vehicle to over­ride another nor to telescope one into another.

4.5.10.3 At high energy levels it shall ensure that collision energy is absorbed by progressive

deformation of the vehicle end structure, thereby protecting the passengers and passenger

area in the coach. There shall be least deformation between the body bolsters.

4.5.10.4 Of particular concern is the cab front structure, which is required to protect the driver and

vital control and communications equipment in the event of impact with an obstruction

after a collision.

4.6 Car Interiors

4.6.1 Interior Linings and Finishes

4.6.1.1 The interior of the vehicle shall be pleasing in appearance, and shall be free of sharp

corners or edges to reduce the possibility of injury in either normal operation or collision.

The car interior shall be resistant against tampering.

4.6.1.2 The Contractor shall co­ordinate the overall appearance of the SPART in consultation with IR.

4.6.1.3 The approval of car interior shall be based on a mock­up or similar existing vehicles as well

as on the drawings, artist’s views and material samples.

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4.6.1.4 Materials used in the car interior design must meet the following requirements:

• long life

• no deterioration due to normal use (passengers, cleaning materials etc.)

• no discoloration due to light impact (ultraviolet radiation)

• non­combustible or self­extinguishing and producing a minimum of toxic fumes,

meeting the relative requirements

• non­splintering

4.6.1.5 The installation of the interior linings and fixtures shall be by:

• quick disconnects (tamper­proof), where accessibility to components or equipment

is necessary

• square­key type locks for maintenance access panels

• minimum number of screws

• visible screws only where unavoidable

4.6.1.6 With regard to fittings and attaching hardware (nuts and bolts) only non­corroding

materials are acceptable. The use of self­tapping screws shall not be acceptable. Careful

attention shall be paid to possible injury of occupants or staff members, in either normal

operation or collision, by the deletion of sharp corners or edges.

4.6.1.7 If shadow gaps are going to be used in the connection and installation of the interior

linings care has to be taken to equalize their width and to make sure, that these gaps

remain parallel.

4.6.1.8 The Contractor shall optimize the interior of the Supervisor Van from the point of view of

the acoustics by adding acoustically soft materials to reduce reverberation.

4.6.1.9 Sufficient storage area / cupboards for the personal belongings of the staff shall be

provided.

4.6.1.10 If equipment boxes have to be placed into the saloon area, they shall be integrated into

the aesthetic design. They shall be constructed in order to avoid any potential hazard to

occupants and shall allow leaning against them.

4.6.2 Side linings

4.6.2.1 The interior of the car sides as well as the front and the rear shall be covered with

laminated plastic linings having an integrally coloured melamine facing. As alternative

moulded fibreglass reinforced plastic linings, thermally formed plastic linings or melamine

faced aluminium panels may be proposed.

4.6.2.2 They shall be applied and fastened in a manner to permit ready removal for maintenance.

Appropriate methods to avoid squeaking shall be utilised.

Parts of the interior lining, covering apparatus like door operators, shall be hinged and held

in place by tamper­proof quick­release fasteners.

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4.6.3 Roller blinds

4.6.3.1 Roller sun blinds shall be provided on each window in the S­SV and the MV. The roller

blinds shall preferably be integrated (with easy maintenance access) into the side wall

lining above the windows. They shall be designed in a way to allow stopping and holding

the roller blind in every position.

4.6.4 Ceiling

4.6.4.1 The ceiling of the cars shall be of laminated plastic sheets with melamine facing, fibreglass

panels or melamine faced aluminium sheets. It shall be integrated with the interior

lighting, the loud­speakers of the public address (PA) system (if provided) as well as the

diffusers of the air­comfort system. The ceiling panels shall be applied and fastened in a

manner to permit ready removal for maintenance.

4.6.5 Partitions

4.6.5.1 Partitions shall be covered with laminated plastic linings having an integrally coloured

melamine facing. As alternative moulded fibreglass reinforced plastic linings, thermally

formed plastic linings or melamine faced aluminium panels may be proposed.

They shall be applied and fastened in a manner to permit ready removal for maintenance.

Appropriate methods to avoid squeaking shall be utilised.

4.6.6 Stanchions and Windscreens

4.6.6.1 An adequate number of vertical stanchions grab handles and handrails shall be provided.

The decision on the final arrangement will be taken based on the mock­up or based on actual

vehicle designs.

4.6.6.2 The material, used for the stanchions and brackets shall be resistant to mechanical

damage, scratch proof and easy to clean.

4.6.6.3 The attachment of stanchions, windscreens and any associated handholds shall be

mounted to the carbody so as to resist all the forces which may be applied to them by

passengers, and to prevent squeaks and rattles; they must also be easily removable.

Attachment shall be by means of approved fittings and shall allow flexibility for latter

modifications such as seating rearrangements or installation of additional stanchions. The

mounting of the stanchions and handholds to the seats shall be by an integral design

(support is part of the seat­back).

4.7 Car Floor

4.7.1.1 The non­skid floor structure shall be designed to minimise the life cycle cost of the floor

over 35 years.

4.7.1.2 The floor, and its mounting structure, shall be designed to withstand any loads that may be

applied over 35 years in normal operation of SPART.

4.7.1.3 The floor structure shall provide a high resistance barrier to fire and to noise

generated beneath the vehicle. At all door openings, the floor shall make a weather­tight

connection. No opening in the sub­floor is permitted.

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4.7.1.4 The floor covering shall be waterproofed and sealed, resistant to staining, and shall be

easily cleaned using conventional floor cleaning methods and media.

4.7.1.5 The floor design shall allow the floor covering to be removed without damage to the floor

substructure.

4.7.1.6 The sub­floor shall be insulated for anti­drumming and noise suppression.

4.7.1.7 The floor covering shall be according to UIC Leaflet 567­2 OR par.2.16 and shall be of a high

performance, resilient, rubber material resistant to damage and wear, and shall be

securely bonded to the floor with a thermosetting adhesive recommended by the floor

covering manufacture. Joints shall be watertight and minimized. Floor covering designs and

materials shall be provided for IR approval [RDL 4­03].

4.8 Inter­Car Gangways

4.8.1.1 The gangways, when coupled shall be completely weatherproof and draught proof.

4.8.1.2 The gap between the station platform edge and the exterior of the inter­car gangway shall

be minimized.

4.8.1.3 All inter­car gangway structures shall be totally interchangeable with one another.

4.8.1.4 To protect the interior of the vehicles when stabled as units, (i.e. not as a complete

trainset), from rainy weather, temporary gangway end covers shall be provided. The

covers shall be sufficiently robust to provide good protection, but sufficiently light

weight to permit fitting and removal by one person. The covers shall be lockable in

position to withstand high wind conditions.

4.8.1.5 The headroom in the inter­car gangway area shall be at least 1900mm, and the clear

width through at least 1400mm.

4.8.1.6 The floor through the inter­car gangway shall be maintained as nearly as possible at the

same height as the rest of the car floor. The height difference shall be kept to a minimum,

and at no point shall it exceed 20mm difference from the remainder of the floor. Height

changes shall be ramped so as not to cause inconvenience to passengers.

4.8.1.7 Sealing of the gangway shall eliminate leakage of water into the car area.

4.8.1.8 The elements of the gangway shall give a service life of fifteen years excepting

those susceptible to deterioration, such as gangway flexible elements, which shall give a

service life of 7.5 years.

4.8.1.9 Gangway Strength

a) The gangway floor shall be designed to meet the same strength requirements as the

rest of the car floor.

b) The gangway shall withstand without permanent deformation the following loads:

� A differential pressure between inside and outside of the gangway of 2.5kN/m2.

� A concentrated perpendicular load, acting from within the gangway, of 1000N

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applied over an area of 0.1m 2

anywhere on the surface of the side walls

c) The gangway shall be provided with sufficient thermal and acoustic insulation.

4.9 Racks and Boxes for Storage

4.9.1 For the purpose of storing medical equipment, drugs, consumables tools and other

miscellaneous items following types of storage arrangement are required:

i. 2­Tier/ 3­tier Racks

ii. Enclosure with sliding door and rack

iii. Cupboards

iv. Locker

v. Underslung multipurpose box

Layout of storage arrangement to be submitted for approval [RDL 4­05]

4.10 Lavatories

4.10.1 Lavatory shall be provided along with all other standard fittings such as mirrors,

washbasins, toilet paper holder, liquid soap dispensers and litter bin. The toilets shall be

designed in such a way as to permit the wheel chair users to use them conveniently.

Lavatory engaged / free indication light shall be provided inside the coach at convenient

location.

4.10.2 The Coaches shall be provided with modular lavatory module including all passenger

amenities and shall be no direct discharge on the track.

4.10.3 Roof mounted or under slung water tanks of not less than 455 litres capacity per lavatory

shall be provided. The tank shall be mounted so as to be readily removable for repairs. Side

filling arrangement only shall be provided for filling water.

4.10.4 Natural/forced air ventilation shall be provided at convenient location in lavatory module to

remove the foul smell.

4.11 Special Requirements

4.11.1 Medical Van

4.11.1.1 The medical facilities shall include, among other things, an operation room and a ward.

The interior lining in the Medical Van shall comply with the respective hygienic

requirements. The floor shall be coated with antibacterial, washable and nonslip materials.

4.11.1.2 A separate fresh water supply with a capacity of atleast 500 liters shall be installed for the

medical facilities. This water supply must comply with the hygienic requirements.

4.11.1.3 The Medical Van shall be designed pressure­tight, during transit and during the rescue

mission on site a constant over­pressure of 0.1 bars shall be maintained within the patient

and examination section and the operating theater. The air conditioning system shall be

equipped with the necessary control system; air­intake HEPA filters shall be installed in

order to guarantee a hospital type clean and sterile environment.

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4.11.1.4 For operation theatre room:

� The floor mat marking the surgical site should be a uniform colour and with a

contrast color to make it easy to see particles and spills on the floor (danger of

slipping or contamination).

� The lighting in the OR should fulfill the requirements of clean­room luminaires in

protection class IP65. These luminaires have a high efficiency rating and will help to

prevent glare on monitors used in the OR. In addition, no dust, pollen, bacteria or

viruses in the air are collected in or on lights. The surgical lights have a light

intensity of up to 100 000 lux.

� The side walls should be painted or laminated with color that can withstand

repetitive wet cleaning and spot disinfection. The painted surface may not form

pits / orange peel, in order to minimize the surface area for bacterial growth. The

floor covering should extend at least 300mm up on the wall and should cover bases

under cabinets. This way of installation of the floor covering protects damages

from the low wheeled carts on the vulnerable floor coverings in the operating

room, disinfection room etc.

4.11.1.5 Medical Van will include one lavatory with universal WC (accessible for wheel chair user).

4.11.2 Tool Van

4.11.2.1 The entrance to the main compartment shall be via a wide tool van door with a free

opening of approx. 3000 mm, in order to get enough space to manage equipment.

4.11.2.2 A suitable mechanical arrangement shall be proposed for fast loading or unloading of

heavy equipment.

4.11.2.3 Sufficient heavy duty equipment cabinets shall be located within the tool van. The

equipment cabinets shall be equipped with the necessary receptacles for a safe storage of

the respective equipment.

4.11.2.4 The Tool van coach should be divided into these following compartments:

� Storage for fuel and lubricants combined with electrical cubicle.

� Cubicle for rescue equipment, cubicle for hydraulic hoses.

� Storage room for ladders, hydraulic rescue tools, re­railing bridge, ropes, tents, etc.

Vestibule combined with storage for rescue equipment.

� Capacity generator room. Generator set sufficiently dimensioned to supply the

auxiliary power for the entire SPART unit

� Driver´s cab including driver´s desk, driver´s seat and electrical cubicle.

4.11.3 Supervisor Van

4.11.3.1 The Supervisor Van features, in addition to the facilities for the transport and the

accommodation of the staff during transit and during the rescue mission, the following:

� Kitchen for the preparation of the meals for 200 persons

� Cabinets for the personal belongings of the staff

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� Office with the necessary equipment (such as telecommunication, computers,

printers) for the supervisor

� Auxiliary generator room with a power generator set, sufficiently dimensioned to

supply the auxiliary power for the entire SPART unit

4.11.4 The Kitchen provided in supervisory van shall have provision of cooking and serving food to

at least 200 persons. Flooring in kitchen area will be provided with 3 mm stainless steel

chequered plate or with 3 mm aluminum chequered plate laid over PVC sheet on the floor.

The Kitchen shall have the following minimum amenities:

� 3 burners for cooking

� Electrical power points for induction plate and microwave

� Refrigerator of minimum 400 litres capacity

� Dish washing Machine

� Water cooler with provision of additional tap outside the coach body for drinking.

� Water purifying equipment like Aqua Guard

� Hot box to store cooked food

� Exhaust fan

� Stool for cooks

� Vegetable cutting space

� Roti Tawa with small burners below

� Electrical power points for emergency cooking

� Water tank(s) with minimum 1000 litres capacity

� The electrical power required for the kitchen equipment shall be taken from

Auxiliary DA set.

4.12 Required Document List (RDL)

Following submittals are required:

RDL Description

4­01 Analysis Report for Static strength, Modal Analysis, Fatigue Strength and

Crashworthiness

4­02 Cattle Guard (Pilot) stress analysis

4­03 Floor covering samples

4­04 Interior material data sheets

4­05 Layout of Storage arrangement

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CHAPTER 5

5 COUPLER AND DRAFT GEAR

5.1 General

5.1.1 The cars shall be provided with automatic tight lock centre buffer couplers with transition

coupling and semi permanent couplers. The automatic coupler shall in conjunction with

draft gear automatically permit mechanical, electrical and pneumatic coupling.

5.2 Mechanical Coupler

5.2.1 Between non­cab ends semi­permanent couplers is to be used and at both cab ends AAR

'H' type tight lock coupler fitted with transition screw coupling and side buffers are to be

provided. Also pneumatic coupling compatible with locos to be provided at the cab ends.

Uncoupling device and supporting arrangement should be provided at both cab ends with

AAR­H type tight lock couplers.

5.2.2 Coupler system would allow the coupler to “push back” during a medium to high speed

collision. The push­back coupler/draft gear system shall also have energy absorbing

elements that engage during such a collision. Couplers should have anti climbing feature

and suitable for crashworthiness requirements in reference to EN15227.

5.2.3 The elastomeric draft gear elements shall be capable of withstanding loads, in both draft

and buff directions. Draw and buffing gear provided between vehicles shall resist locking.

Draw and buffing gear systems shall resist over riding and relative rotation to keep vehicles

upright.

5.2.4 The Contractor shall prepare and submit for review and approval calculations and/or

supporting test data which demonstrate the tensile, buff, lateral, vertical load, and draft

gear energy absorption capability of the coupler system [RDL 5­01].

5.2.5 The CBC shall, in conjunction with the draft­gear automatically effect mechanical coupling

in straight lines, curves and also (with some limitations) in transition between straight lines

and a curve. It shall permit separation of cars manually from the track.

5.2.6 The CBC and draft­gear shall be capable of gathering, engaging and coupling units on all

track conditions detailed in this specification. Under these track conditions, coupling shall

be achieved with the most adverse mismatch of car heights, caused by wheel wear,

passenger loading, air spring deflection, and service tolerances.

5.2.7 Semi Permanent coupler shall be equipped with a self­centering device to prevent the

coupler from swinging transversely when uncoupled. The couplers shall care for all

suspension conditions and dynamic movements encountered during operation, including

complete suspension failure

5.2.8 The couplers shall be easily replaceable in the event of becoming damaged and shall not

impede the anti­climbing feature in the event of a collision.

5.2.9 The couplers shall provide jerk free operation and incorporate longitudinal resilience

sufficient to absorb shock loads during the transmission of traction and braking forces. The

longitudinal stiffness characteristic of all couplers shall be identical.

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5.2.10 Required type test for couplers and draft gear to be conducted as per the latest

international standards with the test plan being submitted for approval of IR.

5.2.11 The Contractor shall prepare and submit for review and approval drawings of all coupler

system assemblies and components [RDL 5­02].

5.3 Electrical

5.3.1 Couplers shall have an electric coupler portion for capable of making all necessary low

voltage electrical connections between adjacent cars to permit normal control of all cars in

a train. Circuit requirements shall be determined by the Contractor. Minimum train­line

controls shall include propulsion commands, car­to­car communications, and door

controls.

5.3.2 The electric coupler shall be supported and mechanically aligned by the mechanical

coupler, using hardened pins and bushings, or other approved means. The electric coupler

shall be designed to ensure positive contact under all conditions and to withstand all shock

and vibration loads imparted to it by the mechanical coupler in normal revenue service.

5.4 Pneumatic

5.4.1 The coupler shall be capable of making all necessary connections for trainlining the main

reservoirs and the control pressure (brake pipe) if applicable.

5.4.2 To prevent debris from entering the pneumatic train­lines, a tappet valve shall be provided

in the face of the coupler for each pneumatic train­line. The tappet valve shall

automatically open upon mechanical coupling and automatically close upon mechanical

uncoupling.

5.5 Required Document List (RDL)

Following submittals are required:

RDL Description

5­01 Calculations and/or supporting test data which demonstrate the tensile, buff,

lateral, vertical load, and draft gear energy absorption capability of the coupler

system

5­02 Coupler system design with Drawings of all coupler system assemblies and

components

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CHAPTER 6

6 BOGIES AND WHEELS

6.1 General

6.1.1 The rolling assemblies shall be based on 2 axle bogies and there shall be two bogies per

car. Bogie weight shall be kept to a minimum consistent with the strength, performance,

and maintenance accessibility requirements of Design Criteria.

6.1.2 The bogies shall be of proven design and shall provide the required riding comfort, as set

out in this Standards and Specifications. The suspension shall give a low transmissibility of

vibration to the bogie and the coach body and shall minimise impact, vibration and noise to

support safe, comfortable and stable riding at all speeds as described in the performance

section. Suspension characteristics shall be selected so as to avoid resonance.

6.1.3 Primary and secondary suspensions shall be designed to be compatible with vehicle

weight, track characteristics, ride quality requirements, and level boarding requirements.

Power car bogies shall be specifically designed to accommodate the specified propulsion

equipment, with a strong history of commuter rail service.

6.1.4 Bogies shall be suitable for operation at speeds up to 160 kmph, over the entire range of

wheel wear. Bogies shall be designed to operate under the environmental and operating

conditions identified in this Standard and Specification. Bogie design shall prevent

“hunting” of the bogie at all speeds, while at the same time allowing the cars to negotiate

the curves specified in this Specification without causing excessive flange or rail wear.

6.1.5 The bogies shall be designed to accommodate the friction brake equipment.

6.2 General Design Features

6.2.1 The bogie shall meet the requirements of EN 15827 or UIC 615­0 for powered bogie and

UIC 515­0 for non­powered bogie. The powered bogies and the non­powered bogies shall

be based on the same concepts and utilize a maximum of identical components (such as

axle box and primary suspension, secondary suspension). Similar type of bogies must be

interchangeable without any adjustment

6.2.2 Car shall have bogies of fabricated or cast design suitable for taking brake gear, motor

suspension unit, 2­stage suspension etc. and capable of withstanding the maximum static

and dynamic load conditions as per UIC / EN standards. Maximum permissible axle load

shall be 17t and shall be designed for commercial speed of 160 kmph.

6.2.3 Design of the bogie shall be maintenance friendly and permit easy access to running gear

and brake gear in the case of motor bogie as well as trailer bogies. Bogies shall have

provision for jacking the assemblies safely, jacking pads shall be provided for use during

maintenance and re­railing. Jacking pads shall have an anti­slip finish. Lifting eyes shall also

be provided to permit bogie assemblies to be lifted once removed from beneath the car.

Appropriate means shall be provided to prevent primary or secondary suspension

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elements from over­extending during jacking or lifting actions. Bogie assemblies shall be

easily removable from the car body for maintenance.

6.2.4 The bogies shall be designed in such a way that, when fitted to the body frames for which

they were intended, the vehicles thus formed satisfy Braking and load gauge requirements.

6.2.5 The bogies shall be designed to enable the vehicles to which they are fitted to run at the

maximum speed indicated, while fulfilling the stipulated safety and ride quality conditions.

6.2.6 Bogie Mounted Equipment

a. Equipment mounted on bogie frame shall withstand without permanent deformation

the loads associated with the following accelerations acting on the mass of the item of

equipment:

i. Vertically 10g

ii. Transversally 3g iii.

Longitudinally 5g

b. Equipment mounted on bogie frame shall have a fatigue life of not less than 107

cycles

under loads associated with the following accelerations acting on the mass of the item

of equipment:

i. Vertically ± 5.0g

ii. Transversally ± 1.5g

iii. Longitudinally ± 0.2g

c. Equipment mounted on the axle box shall withstand without permanent deformation

the loads associated with the following accelerations acting on the mass of the item of

equipment:

i. Vertically 25g

ii. Transversally 5g

iii. Longitudinally 5g

d. Equipment mounted on the axle box shall have a fatigue life of not less than 107

cycles

under the loads associated with the following accelerations acting on the mass of the

item of equipment:

i. Vertically ± 10.0g

ii. Transversally ± 3.0g

iii. Longitudinally ± 0.5g

The acceleration level specified in paragraphs (a) & (b) above will be reviewed by the IR,

based upon International Standards or Norms followed by reputed railways.

6.2.7 The bogie shall be compatible with the track parameters specified in clause 2.4 of this

Standard and Specifications. The bogie shall be capable of safe operation keeping the

damping values positive, at all permitted combinations of track condition, vehicle speed,

equivalent conicity, co­efficient of friction, operating conditions, maintenance condition,

and loading. The suspension system shall prevent excessive forces transmitted by wheels

leading to track damage/derailment and/or unloading of wheels leading to risk of

derailment. The axle yaw stiffness and the rotational resistance of the complete bogie shall

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be such that lateral flange forces generated when negotiating the track alignments shall

not cause excessive rail wear and flange wear, but shall be sufficient to obviate bogie and

wheel set hunting.

6.3 Bogie Frame

6.3.1 The bogie frames shall be of a service­proven, weld­fabricated steel, cast steel, or cast­

weld steel design. The frame shall be of copper bearing steel plates of approved quality.

Any alternative, steel equivalent to Copper bearing steel with chemical composition and

better mechanical properties as regards to strength and corrosion resistance may be used

by the supplier only with prior approval

6.3.2 The structural design of the bogie frame shall conform to EN 13749:2005 –‘Railway

applications – method of specifying structural requirements of bogie frame’ or UIC 615 ­4

Motive Power Units – Bogie and running gear – Bogie frame structural strength test’ for

powered bogie and UIC 515­4 ‘Passenger rolling stock – Trailer bogies ­­Running gear –

bogie frame structural strength test for non­powered bogie.

6.3.3 Verification of welds on the bogie chassis shall be done as per standard EN 15085­5 (visual

inspection and inspection using non­destructive testing methods). Critical areas of all welds

shall be magnetic­particle inspected as per ISO 17638, radio graphically inspected as per

ISO 17636 and ultrasonically inspected as per ISO 17640.

6.4 Connection Between Wheel Sets And Bogie Frames

6.4.1 Connection between wheel sets and bogie frames shall be in line with EN 13749 Railway

applications – Wheelsets and bogies – Method of specifying the structural requirements of

bogie frames..

6.5 Connection Between Car Body And Bogie Frames

6.5.1 Mechanical safety connections shall be provided between the coach body and bogie to

meet design load transfer requirements. A positive means shall be provided such that the

bogie can be raised with the coach body when the coach is lifted.

6.5.2 Connection between car body and bogie frames shall be in line with with EN 13749 Railway

applications – Wheelsets and bogies – Method of specifying the structural requirements of

bogie frames.The car body centre pivot shall be capable of permitting the full range of

bogie movements without excessive restraint.

6.5.3 Traction linkage(s) shall be provided, and located such that the ride characteristics of the

vehicle are devoid of any pronounced fore and aft pitching motion

6.5.4 The car body to bogie connection shall withstand the following loads without permanent

deformation:

� A vertical load of 0.75 times the fully loaded weight of the car body (existing bogies).

� A lateral load of half fully loaded body weight subjected to an acceleration of ±1.1g.

� A longitudinal load equivalent to the bogie mass subjected to an acceleration of

±3.0g.

6.5.5 Bogie and car body connection shall be designed to minimize the transmission of noise and

vibration.

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6.6 Suspension

Each bogie will have primary and secondary suspensions. Suspension components shall

have characteristics optimized to perform with the track geometry as defined in this

technical specification and shall achieve the ride quality identified in this specification

without causing undue rail, wheel, or car component wear.

6.6.1 Primary Suspension

6.6.1.1 Primary suspension shall be metal bonded conical rubber spring.

6.6.1.2 The primary suspension may consist of elastomeric elements designed for a minimum

functional service life of eight years. The primary suspension shall be capable for sustaining

track perturbations under given vertical and lateral load conditions up to a maximum

frequency of 12.0 Hz.

6.6.1.3 The resonance frequencies of the primary suspension system shall not cause resonant

vibration with carbody, or bogie components.

6.6.1.4 Rubber springs, if used, shall have a minimum amount of "creep". Elastomeric springs shall

be subject to an approved program of preloading or exercising at assembly of the bogie to

compensate for the deflection caused by initial "creep" of the elastomer. Provision shall be

made in the bogie design to compensate for "creep" and keep the bogie properly levelled

and trammeled.

6.6.2 Secondary Suspension

6.6.2.1 The bogie bolster shall support the carbody by a secondary suspension system consisting

of air springs designed to also resist the lateral forces to be expected in rail service. The

springs shall be augmented by elastomeric stops to support the car body in the event of

failure. Safe operation of the vehicle shall be assured at all speeds when any or all springs

are inoperative. Air springs shall be capable of easy replacement and maintenance.

6.6.2.2 Secondary suspension (including the emergency springs) shall ensure a constant height of

the carbody relative to the top of the rail. The secondary air suspension should offer

maximum running qualities and safety even if a component fails.

It must be possible to adjust the suspension height in a simple manner. Two air­bellows

shall be used in one bogie; they shall be in accordance with EN 13597. A four point air

spring control system shall be used i.e. 04 levelling valves with 04 numbers air spring in

one car, in accordance with EN 14817 shall be used in order to minimize the air

consumption. The supply of the air­suspension shall be directly from the main supply pipe

through air reservoir of suitable capacity. In case of Air Spring failure FIBA (Failure

indication cum brake application device) should operate. SPART should be capable of

running at 110 kmph in deflated mode of air spring.

6.6.2.3 The anti roll bar mechanism can be incorporated to prevent excessive rolling of car body in

accordance with EN 15049. The value of roll coefficient shall meet UIC 515/4 and 615/4

requirements.

6.6.2.4 The powered bogies shall be of similar performance as EN 13104:2009 – ‘Railway

applications – Wheel sets and bogies – Powered axle design method’ or UIC 615 ­4 Motive

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Power Units – Bogie and running gear – Bogie frame structural strength test’

6.6.2.5 The non powered bogies shall be of similar performance as EN 13103:2009– ‘railway

applications – wheel sets and bogies – non­powered axle design method’ or UIC 515­4

‘Passenger rolling stock – Trailer bogies ­­Running gear – bogie frame structural strength

test’.

6.6.3 Damping

6.6.3.1 Lateral and vertical motion of the bogies and carbody shall be damped by the use of shock

absorbers and/or air orifices (if air suspension is used).

6.6.3.2 Sufficient vertical damping shall be provided between the bogie frame and the carbody to

comply with the ride quality standards defined this specification. It is preferred that

hydraulic shock absorbers be used, but other solutions can be used with approval.

6.6.3.3 A hydraulic shock absorber shall be mounted between the bogie bolster and the carbody

to damp lateral movement and ensure that specified ride quality is attained. This shock

absorber shall not prevent the carbody from centering on the bogie after a lateral

movement. The mountings for the shock absorber shall be sufficiently resilient to provide

sound and vibration isolation between the bogie and the carbody

6.7 Wheels, Axles and Roller Bearings

6.7.1 The wheel and axle shall be designed as per EN 13979 specification for the service condition

covered in this specification. These shall be manufactured as per EN 13262 specification. If the

manufacturer supplies the wheels complying with specification other than these, then the

details need to be submitted.

6.7.2 The non –powered axle shall be designed as per Annex­B of EN 13103 for use on trailer car

and powered axle shall be as per Annex­B of EN 13104 specification for use on powered car

for the service condition covered in this specification. These axles shall be manufactured as

per EN 13261 specification. If the manufacturer supplies the axles complying with

specification other than these then the details need to be submitted

6.7.3 Wheel and axles dimensions shall meet the requirements of Indian Railways Schedule of

Dimensions, 1676 mm gauge.

6.7.4 Wheel set bearings shall be able to withstand and cater to service condition covered in this

specification and shall confirm to EN 12080 or UIC 515­1 and UIC 515­5. The wheel set

bearing must provide the following performance:

� Interval for additional lubrication, inspection and operating safety not be less than

1.2 million kilometre.

� Service life shall not be less than 3.0 million kilometer when computed as per

method given in ISO Standard ISO 281/1.

6.7.5 To protect rails and wheels against excessive wear, particularly on curves, self­propelled

units must be fitted with wheel­flange lubrication, at least on the front axle. Following

lubrication, the contact area between the bearing surface and the rail must not be

contaminated. Lubrication must comply with the specification EN 12081

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6.7.6 Assembled axle boxes shall comply with specification EN 12082.The axle­boxes shall be

electrically insulated as well as possible; earthling contacts with resistors connected in

parallel as per UIC 522 shall be provided for the return current.

6.8 Design Validation

6.8.1 Approval of Design Data

6.8.1.1 The Contractor shall submit the design data and calculations for approval for all bogie

components not limited to the bogie frame, wheel/axle sets, bearings, and the primary and

secondary suspension systems. The data shall include a general description of system,

operation, drawings and layouts with components clearly identified. The type test reports

of critical components and assemblies shall be submitted.

6.8.2 Stress Analysis Requirements

6.8.2.1 A structural finite element analysis of the proposed bogie design, including bogie frame,

radius rods and their attachments, shall be submitted for review. This shall include data on

stresses under static and dynamic conditions. Allowable stress values including, endurance

limit data for base material and connections shall be clearly identified for the material

proposed. The stress analysis shall demonstrate that the bogie frame members and

structural connections comply with the requirements of specifications and shall be

submitted for approval before bogie production commences.

6.8.2.2 The basis for determining maximum load variation will be a per the standard EN 13749

which defines the load assumptions and shall include forces resulting from passenger load,

track shocks, tractive effort, friction brakes, and any possible combination of these forces

when operating under all possible conditions of track.

6.8.2.3 The stress analysis shall show the calculated stresses, allowable stresses, and margins of

safety for all elements for all specified loading conditions. The stress analysis shall be

carried out on finite element analysis (FEA) software such as NASTRAN, ANSYS, ABAQUS, or

approved equivalent, supplemented as necessary by manual or computerized calculations.

6.8.2.4 The Contractor shall submit and receive approval of its finite element model prior to

performing the FEA parts. The element grid, all assumptions, and all input data, such as

loads, section properties, boundary conditions and material properties, shall be included as

part of the preliminary submittal and again as part of the complete analysis.

6.8.2.5 The analysis shall also include at least the following:

� A structural diagram (layout) of the bogie frame and bolster showing all member

locations and shapes, and indicating the material and thickness of each. The

methods of joining shall be completely defined.

� Diagrams displaying external loads applied to the bogie frame and bolster.

� A summary of the results of calculations of stresses in all members. The locations

where calculated stress levels equal or exceed 85% of the allowable stress criteria

shall be shown in a separate table along with the design or operating conditions

(loads) which cause them.

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� Calculated stresses shall be supported, where available, by the results of actual tests

of bogies of identical design.

� An analysis of all critical connections of the bogie frame and bolster major structural

elements under all specified loading conditions.

� A tabulation of the Contractor's selection of allowable bogie frame and bolster static

and fatigue stresses and assumed applied fatigue stress ranges for the bogie frame

and bolster members which are fatigue critical. Allowable shall be substantiated by

the Contractor's test data or by citing published sources.

� Critical welds shall be as identified by the bogie manufacturer and shall include, at a

minimum, all welds or portions of welds which, based on the results of the stress

analysis and/or bogie tests, are expected to be critical in fatigue.

For those portions of the proposed design which are based on a service­proven bogie, the

Contractor may, with IR approval, provide data from previous tests, historical data from

operations, or stress analysis, as required above, to satisfy the corresponding portion of

these requirements.

The information derived from the analysis shall be used to determine strain gauge

locations and other criteria for the bogie tests. The analysis shall be updated as the vehicle

design proceeds.

6.8.2.6 The bogie structural test results shall be compared with the corresponding stress analysis

results. The information shall be tabulated and submitted as a part of the bogie structural

test report. The tables shall compare strains measured from the tests and the FEA results.

The test procedure tables shall include the strain gauge number, FEA element number,

location and predicted strain values from principal stress output from FEA. The procedure

shall also include plots of the FE mesh with all strain gauge locations and dimensions. In

the event that the test values and the FEA values do not agree within 15%, a detailed

explanation of the reasons for the excessive variance shall be included in the test report.

6.8.3 Prototype Bogie Frame Stress and Fatigue Testing and Inspection:

6.8.3.1 Prototype Bogie frame shall be used for the bogie fatigue load tests and shall be performed

as per EN 13749 or UIC­515­4 and 615­4. Fatigue test shall be witnessed by IR official. After

the test this frame shall not be used in any case and shall be discarded or destroyed. The

mechanical strength of the bogie frame shall comply with the requirements of UIC 615­4,

UIC 515­4 for static test under exceptional loads and fatigue tests. The dynamic effects due

to the inertia of the motors and transmission shall also be simulated along with traction

and braking forces.

6.8.4 Dynamic Modeling and Vehicle Dynamic Simulation

6.8.4.1 The Contractor shall submit a detailed dynamic model to demonstrate the running

behavior and performance characteristics of the proposed service proven bogie design.

6.8.4.2 It is mandatory for the supplier to conduct vehicle dynamic simulations on the coach bogie

in following domain of analysis and submit the results in the form of a report to the

engineer, before finalizing optimized suspension design of coach bogie.

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� Frequency domain analysis for evaluating critical speeds.

� Time domain analysis –for evaluating riding quality and safety against derailment

on given BG mainline track up to maximum test speed (10% higher than operating

speed) as per UIC norms.

6.8.4.3 The simulation results shall exhibit satisfactory riding and stability performance up to

maximum test speed. The vehicle dynamics software package used for conducting

simulation studies should be specified in the report.

6.8.4.4 The natural frequencies of vehicle suspension in bouncing, pitching and rolling mode under

tare and gross load condition as obtained by simulation / calculation along with damping

factor is to be furnished by the supplier

6.8.4.5 Derailment Quotient (Y/Q) shall be demonstrated to be less than 1.0 under the most

adverse conditions through calculations/simulations where Y & Q are the instantaneous

lateral force on the wheel flange and the instantaneous vertical load on that wheel tread

respectively under the most adverse conditions.

6.8.4.6 The bogie suspension, in conjunction with the car body, shall be designed to enable cars to

operate satisfactorily on track with the maximum specified track twist. The maximum off

load of wheels shall not exceed 50% of nominal wheel loads in inflated up to maximum

permissible speeds and shall not exceed 50 % of nominal wheel in deflated conditions up

to maximum permissible speeds during on track ( Oscillation Trial) tests.

6.8.4.7 The bogie rotational resistance (X factor) test under inflated and deflated air spring

conditions would be carried out at the manufacturer's works under tare conditions, at

rotational speed of 0.8 degrees/second. Analysis of track twist performance shall also be

done for the leading wheel set using the wheel unloading factor ΔQ/Qo. The procedure

shall be as detailed in EN14363.The rotational resistance shall neither cause excessive

flange wear nor cause any possibility of flange climbing but shall be adequate to avoid

bogie hunting on straight track. The Contractor shall show by analysis that no flange

climbing occurs on any curve and moving at all possible speeds.

6.8.4.8 The Dynamic Analysis, to evaluate the running behaviour of the cars with the proposed

bogie design, shall be carried out by means of theoretical calculations applying multi­body

simulation techniques. The following parameters, at a minimum, shall be evaluated /

analysed and submitted.

i. Natural frequency of the suspension

ii. Stability of the car

iii. ΔQ/Q for the track twist

iv. Bogie rotational resistance (X – factor )

v. Wheel wear index at the tread and flange

vi. Derailment quotient Y/Q

vii. Car body accelerations

viii. Curving capability and any tendency to hunt

ix. Ride index lateral and vertical

6.8.4.9 The Supplier shall submit a proposal covering the scope of the analysis and the model for

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review by IR.

6.8.4.10 The axles yaw stiffness and the rotational resistance of the complete bogie shall be such

that the lateral flange forces generated when negotiating the track alignments for the

route specified are not so high as to lead to excessive rail wear and wheel flange wear, but

shall be sufficient to obviate bogie or wheel hunting.

6.8.4.11 For IR network, RDSO has a Standing criteria committee, which deliberates over the criteria

to be met by Rolling Stock, and other issues related to performance of vehicles on rails

with respect to Ride Quality and / or stability. Assessment of Stability/Riding of Rolling

stock are provided in this report: "3rd Report of the Standing Criteria

Committee"(Annexure C). Ride Index shall be taken as " Sperling Ride Index", calculated in

time domain and shall not be greater than 3.5.

6.9 Required Document List (RDL) Following submittals are required:

RDL Description

6­01 Bogie Design Detail

6­02 Bogie Stress Analysis

6­03 Bogie Dynamic Simulation/Calculations

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CHAPTER 7 7 DRIVING CAB

7.1 General

7.1.1 A cab shall be provided at each end of the SPART trainset with provision for adequate

forward visibility. The cab shall be adequately insulated against noise, vibration and heat

and ingress of water and dust. Driving cabs shall be adequately reinforced and connected

with the main under frame at the cab ends. The cab shall be ergonomically designed for

convenience and to minimize fatigue of the driver. The visibility diagram shall be in

accordance with UIC 651.

7.1.2 For the design of the driver’s cab, the requirements of UIC leaflet 651 “Design of driver’s

cabs for locomotives, motor coaches, multiple units and driving trailers” have to be

complied with. There will be two seats in driver's compartment. Furthermore the

ergonomic requirements stated in UIC­data sheets 617­5, 617­6, 625­2 und 625­5 have to

be taken into account. Cab shall be fully functional in either the partial­width or full­width

configuration. Alternative cab configurations may be proposed if the basic functionality of

the Operator’s cab is preserved with a lockable door between the Operator’s cab and the

occupant space.

7.1.3 The cab shall contain all controls and apparatus necessary for operating the train.

7.1.4 Two seats shall be provided in each driver's compartment, one for the driver behind the

controls, and the other for the guard behind the other glazed window. The cab shall have a

fixed side window as well. All controls and panels shall be sufficiently compact to enable

the driver freedom to move about the cab with minimal restriction. The Driver's control

area panels, switches, and displays shall be organized in a logical and ergonomic manner

7.1.5 There shall be provision of air conditioning including cooling, heating and ventilation

arrangement in the cab space. The air conditioning and heating system shall maintain

temperature as per UIC 651, during summers, by compressor cut in/ cut out and between

23­25 °C, during winters and humidity between 40% ­60%. In addition, provision of two cab

fans shall also be made. Temperature and humidity indicators shall also be provided in the

cab.

7.1.6 All windows, rearview mirror (if feasible) and door glasses shall be of shatterproof type

laminated glass, set in sun and heat resisting synthetic rubber sections. Electric or electro

pneumatic or pneumatic windscreen wipers with washers shall be provided on the lookout

windows with foolproof drive arrangement and emergency manual control. Rolling blinds

and sun visors shall be provided on the windscreens. The front look out glass shall be

plastic laminated.

7.1.7 The layout of the driving cab and the driving position shall be ergonomically sound,

enabling the driver in the interest of safety, to concentrate his attention outside of the cab

to observe line side signals and instructions as applicable. The driver shall be able to

undertake this task in both seated as well as standing position. A suitable adjustable seat

shall be provided for the driver. All necessary controls and instrumentation shall be

presented in a manner that shall aid the correct reflex action from the driver in both

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normal and emergency situations. The driving position shall be on the left­side of the

driving cab and the brake handles shall be located on the left­hand side of the driver in the

running direction. The relative positions of cab equipment shall be similar to those

available on existing SPART. The Car Builder shall submit drawings of the cab identifying all

controls and ergonomic considerations for review and approval by IR [RDL 9­01].

7.1.8 Access to the cab shall be from either side of the cab by means of sliding or inward opening

doors having minimum height of 1900 mm and minimum width of 650 mm. The door

leading to occupant area from cab shall open into the passenger area. The cab access doors

shall be provided with lock and key. The position of hand holds provided for cab entry shall

be so as to enable the climbing into the cab from ballast level.

7.1.9 Hinged grill for prevention of damage to the front glass panel of the windscreen shall be

provided.

7.1.10 The interior of the cabs shall present a clean, pleasing appearance and shall be free of

sharp edges and protrusions.

7.1.11 Primary console features shall be positioned to be accessible and functional from the

driver’s seated position with all primary operating controls and displays mounted within

the Driver’s console desk. Normal operation shall not require awkward or unnatural

positioning, extension, or excessive movement by the Driver. Secondary controls, switches,

and features, not used for train operation, shall be placed on panels more remote but

accessible to the Driver. Electrical and control enclosures shall be designed to preclude the

intrusion of water and dust. The cab must be designed and constructed such that it can be

cleaned regularly without damage to electronic equipment. To the extent possible,

indicator lights shall be grouped together in a panel with a single push­to­test button. The

use of quick disconnects shall be maximized to facilitate removal and replacement of

components.

7.1.12 Any pneumatic component mounted in the cab or cab area shall vent outside of cab or

passenger compartment.

7.1.13 Details of the design and arrangement of the cabs shall be submitted to IR for review and

approval. Both soft and hard mock­ups of the cab layout shall be provided by the

Contractor

7.2 Driver’s Seat

7.2.1 A heavy duty, upholstered, adjustable Operator’s seat shall be installed in the Operator’s

cab. The seat shall be fastened to the cab floor in a manner approved by IR. The seat shall

be designed to provide satisfactory comfort, proper access to all operating apparatus, and

good visibility.

7.2.2 The armrests, cushioned back panels seat cushions, upholstery materials, and any other

combustible materials used in the operator’s seat shall meet the requirements of fire

safety laid down in this specification.

7.2.3 The cab seat shall be designed and tested to demonstrate compliance with the static load

tests, dynamic load tests, cushion durability tests, and life cycle tests as defined in UIC 566

or APTA STD SS­C&S­011­98

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7.3 Dead Man Handle

There should be provision of Dead Man’s handle which is an emergency safety device fitted

in the handle of a master controller which when released, automatically cuts off the supply

of electrical energy to the traction motors and applies brakes.

7.4 Horns

7.4.1 Dual tone (low tone and high tone) pneumatic horns without rubber parts shall be

provided facing outwards at each driving cab. The horn, operable from the driver’s console

shall be provided, located at the front end of the cab, facing forwards. It shall be in

accordance with the requirements of EN 15153­2 or latest international standards. Details

of the loudness, tone and pitch shall be subject to review by IR

7.5 Miscellaneous Cab Items

7.5.1 In addition to above, each driving cab shall be provided with the following:

a) Two cabinets in the rear and locker for toolbox;

b) Two fire extinguisher;

c) One LED based rechargeable torch with socket and charger;

d) Space / room for installation of wireless set and automatic train protection/auxiliary

warning system/ train protection warning system equipment;

e) Suitable trays with clamps for working time table, caution orders, walkie­talkie etc;

f) Suitable LED based lighting in cab. Lighting on the driver’s console shall not be less

than 60 lux measured at the console. The cab shall be provided with ceiling lights

designed to provide 200 lux at 1 meter above floor level. There shall also be

provision that during running of the SPART only driver desk, timetable and caution

order area shall be illuminated without causing any hindrance to the visibility of

drivers. Interior ceiling cab lights shall operate by means of a switch mounted on

each control console.

g) SPART train indicator (head code) shall be provided on the driving coach face. The

head code box shall be behind the lookout glass and flushed with the driver cab

interior. The indicator shall have IP65 protection.

h) Red and white classification/buffer lights, mounted at approximately deck level at

both ends of unit. White light is for lead position and red light is for trail position. A

3­position selection switch shall be provided to select either color or OFF.

i) Driving Cab underframe cable theft prevention feature. A lightweight sheet steel

shield and grill to cover the traction motor cables along the underframe shall be

provided.

j) Fans ; Two cooling fans shall be provided within the cab

k) A tool storage compartment. The compartment shall be approximately 9” by 15” by

6” deep to contain a customer supplied hammer and spanner.

7.6 Driver Vigilance Device

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7.6.1 A microprocessor controlled modern vigilance device of proven design having an interface

with several driver's controls such as throttle, electric brakes and horns, etc., shall be

provided. Details of all safety devices shall be furnished. Vigilance device should also have

interface with pneumatic brake in addition to electric brake. It shall be possible to delete

the vigilance device, if not required, through a different version of software.

7.6.2 The train shall have a vigilance device compliant with UIC leaflet 641 and Section

4.3.2.6 of UIC leaflet 651.

7.7 Cab Ergonomics

7.7.1 The ergonomics of the driving cab (cab layout, accesses, internal lighting, field of vision,

hearing, internal cab noise) must be compliant with UIC leaflet 643 (Section 1), UIC leaflet

651, Sections 5 and 7 of standard EN 13272 for internal cab lighting. The methods for

measuring lighting inside the cab are set out in Section 6 of standard EN 13272

7.7.2 Interior armrests and water bag hooks shall be provided on both sides of the cab interior

below or on the side sash.

7.8 Visibility and Protection of Cab Staff

7.8.1 Driving cabs must comply with the staff­safety requirements of UIC leaflet 651.For

conventional self­propelled units, driving cabs must meet the visibility requirements of UIC

leaflet 651.

7.8.2 Driving­cab windscreens must comply with the requirements of standard EN 15152.

Demisting shall be by an appropriate electrical heating.

7.8.3 The doors to the electrical control cabinet in the cab shall have provisions for padlocks. The

access door for the circuit breaker panel is not lockable.

7.8.4 Lugs shall be provided around the front windows (4 lugs per window) the outside of the

cab to allow for customer fitment of front window grills.

7.9 Inscriptions and Signs

7.9.1 The inscriptions and signs in driving cabs must comply with UIC leaflet 640 (Sections 3, 4

and 5). Inscriptions and signs must be in English/Hindi/Regional Language and magnitudes

shall be expressed using the decimal metric system.

7.10 Cab Side Windows

7.10.1 A cab side window shall be provided on both sides of the drivers cab. It can be a window in

the carbody structure, a window in the cab entrance door or both alternatives. If both

windows are provided per side only one of them shall feature the opening function.

7.10.2 The side windows shall be located and dimensioned such that they allow communication

with the personnel on the platform and unrestricted observation of the train when

opened.

7.10.3 Opening and closing of the side windows must be possible with one hand. Locks must be

unlocked and locked automatically by opening and closing the window. Operation forces

for opening and closing of the side windows must not exceed 80 N in any case even after

prolonged operation and shall be at most 50 N in average. It shall be possible to latch the

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side windows in open position (continuous or with several steps).

7.10.4 The door windows shall be designed as sash windows und they shall be dimensioned for an

operation frequency typical in commuter traffic.

7.11 Cab Console

7.11.1 General

7.11.1.1 Driver's console shall be provided in each Driver’s cab. The console shall include switches,

indicators, card/key reader, the communications control panel, the reverser, the Master

Controller, an alerter control acknowledge switch, and audible and visual warning

indicators.

7.11.1.2 The arrangement of controlling devices and displays on the driver’s desk has to be divided

into areas of different importance and functionality according to UIC 651.

7.11.1.3 The console may be of a light color compatible with the rest of the interior color scheme.

The console display panel shall be shaded against direct sunlight. The console shall be

ergonomically compatible with Indian adults from the 5th­percentile female to the 95th­

percentile male. All operating controls shall be placed within the normal reach of the

Driver in the seated position.

7.11.1.4 The cab console shall be illuminated for day and night operation without causing

reflections on the windshield.

7.11.1.5 All controls and indicators located in the Driver's cab shall be arranged in a logical and

orderly manner.

7.11.1.6 The Contractor shall submit renderings of at least three unique designs of cab console

layouts. Details of the design and arrangement of the console shall be incorporated into

the cab mock­up and shall be approved by IR per the mockup requirements [RDL 09­03].

7.11.1.7 A writing surface and clip for retaining papers on the writing surface shall be provided on

each control console.

7.11.1.8 All driving cabs must have at least the following equipment:

i. Control, traction and braking elements (including emergency button).

ii. Measuring devices (pressure gauges, speedometers, voltmeters, etc.).

iii. Display devices for vehicle parameters and diagnosis.

iv. Control and command devices (at least radio telephony, driver vigilance device,

door control and as applicable ASFA, ERTMS/ ETCS, LZB, etc.).

7.11.2 Speed indicator

Speed indicating and recording equipment of 0 ­240 km/h range, shall consist of an axle

box mounted opto­electronic speed sensor, one junction box and one recorder cum

indicator unit with micro controller containing FLASH EEPROM internal memory for

calculating and recording the journey data. A portable FLASH memory card shall be used

for external memory.

7.11.3 Gauges

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7.11.3.1 Adequate control equipment including gauges, instruments and cab safety devices shall be

provided for safe and satisfactory operation of the Power car and the Driving trailer car. All

gauges shall be of proven and reliable design. Graduations of all gauges shall be in metric

units. Following gauges shall be provided in the cab: ­

i. Local engine starting switch/push button

ii. Battery charging/discharging ammeter

iii. Local engine stop switch/push button

iv. RPM meter

v. Diesel engine lube oil pressure gauge.

vi. Cooling water temperature gauge (Electronic).

vii. Fuel oil pressure gauge.

viii. Traction motor load Ammeter.

ix. Air brake gauges.

x. Battery charge and discharge ammeter.

xi. Water level indicator (Electronic)

xii. Speed indicator cum recorder.

7.11.3.2 The following audio­visual signals or reference panel lights shall be provided in the cab for

single and multiple operations of the Power cars: ­

i. Low lubricating oil pressure.

ii. Radiator water temperature too high.

iii. Cranking contactor welding indication

iv. Traction control supply ON

v. Rectifier fuse failure

vi. Rectifier cooling fan failure

vii. Aux. alternator failure

viii. Motor overload failure

ix. Motor earth fault

x. Parking brake applied xi.

Drive function released xii.

Common annunciation xiii.

Train parting indication

xiv. Multiple operation status

7.11.3.3 The following safety devices, inter alia, shall be provided:

i. Water temperature too high ­ Transmission cut­off and engine will return to idle.

ii. Low water in radiator ­ Power to transmission cut­off and engine shut down.

iii. Low lube oil pressure ­ Power to transmission cut­off and engine shut down

iv. Engine speed too high (Over speed trip) ­ Power to transmission cut­off and

engine to shut down.

v. Adequate protection of an approved design shall be provided against electrical

overloads and grounding.

7.11.3.4 The following minimum operating controls for multiple unit operation of all Power cars

from any cab of Power or Driving trailing unit shall be provided: ­

i. Notch control

ii. Brakes

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iii. Forward and reverse movement control

7.11.3.5 Safety interlock shall be provided to prevent Power cars in multiple operations from being

moved when all the Power cars are not set for propulsion in the same direction.

7.12 Required Document List (RDL)

Following submittals are required:

RDL Description

7­01 Cab Layout depicting all features required in this Section

7­02 Operator’s Seat Design Details

7­03 Cab Console Design

7­04 Layout and Functionality of Controls

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CHAPTER 8

8 DOORS AND WINDOWS

8.1 General

8.1.1 SPART shall have following types of doors:

i. Body Side door: Sliding Plug type door for medical van, Single leaf plug type for

Supervisor van and Sliding type door for tool van

ii. Cab Side door: Hinge type swinging inside

iii. Internal door: Sliding type door in Medical Van and Swing hinge type for other

coaches.

iv. Rescue Door: at Front Cab end of SPART

8.2 Body Side Doors

8.2.1 General Requirement

8.2.1.1 Each car shall have four door openings, two on each side of the car, apart from those in the

driver’s cab. Doors may be of the sliding pocket/plug type/ swing type depending on the

requirement, covering the entire height of the door opening. Doors wider than 1200 mm

shall be of sliding type. Drawings of existing doors on SPART may be seen for guidance.

Drawing to be submitted for approval.

8.2.1.2 The design, operation, installation, arrangement, and signage of the door system shall

comply with EN 14752 or UIC 560.

8.2.1.3 Door opening and closing shall be interlocked with the no­motion circuits.

8.2.1.4 The door panels, door mechanisms, door controls, and equipment shall be based on,

nearly identical to, a service proven design.

8.2.1.5 The door controls and all door equipment shall be interchangeable, from one location to

another, and car to car, as far as possible.

8.2.1.6 No single point failure of the door system shall cause,

� Any door to unlock or open

� A door open command to be transmitted or responded to when the train is in

motion

� A door closed indication to be transmitted when any door is unlocked or open

� A traction interlock OK status when any door is unlocked or opened

� A door closed indication to be transmitted when an unlock or opening command is

stored anywhere in the system

8.2.1.7 Details of the design, hardware, relays, control circuits, software, diagnostics, usage,

arrangement and location of the Door System shall be submitted for review and approval

8.2.2 General Design Feature

Body side doors shall meet the following requirements:

i. The free passing through height of open door shall be 1900 mm minimum;

ii. The access doors shall be electrically controlled as defined in EN 14752.

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iii. The doors shall be suitable for air conditioning and provided with suitable sealing

arrangement;

iv. The doors shall be vibration free and insulated against heat and sound transmission.

The doors shall be sealed against draughts and water. Any ingress water shall drain

rapidly without affecting surrounding equipment or systems. The doors shall be as

light and rigid as possible;

v. The passenger body side door shall fully open in not greater than 4.5 (four point five)

seconds and shall close within 6 (six) seconds from the instance the driver operates

the door. The door mechanism shall have safety provision whereby the SPART cannot

start unless all doors have been closed and electrically locked;

vi. the doors shall be designed so as to retain the occupants during all service conditions

and shall minimise risk in the event of an accident;

vii. the strength of the sliding doors shall be as per EN 14752 and the doors shall be able

to resist the loads without deformation or damage; and

viii. the doors shall have following additional safety features:

� Obstacle detection and preventing the SPART from starting in case of

obstruction;

� An Interior and exterior manual (Emergency) door release mechanism shall be

provided for each side door, permitting the doors to be opened locally, without

the use of electric power

� Door closing warning by audible and flashing light indication

� visual door open indication; and

� monitoring from the driver’s cab.

ix. Provision shall be made for passengers to open SPART doors to permit evacuation

from a stopped SPART in an emergency.

x. Bypass devices shall be provided to circumvent specific door system faults, so that the

train can, continue in service, be removed from service and returned to the

maintenance facility, or moved to clear the line. The activation of the bypass shall be

indicated on the vehicle diagnostic panel and shall also be indicated to the driver.

8.2.3 Door Functional Requirements Door system design should take into account following requirements:

i. Ingress/Egress of occupants on main track level while attending accident site

ii. Movement of stretcher or wheel chair in or out of coach

iii. Fast movement of medical and rescue equipment out of coach

To fulfill above requirement, door system can have pneumatically operated folding steps

(fitted on doors and open simultaneously with it), stowable ramps or any other better

proven arrangement.

8.3 Occupant area­to­Cab Door

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8.3.1 There shall be a solid door between the saloon and the cab. The clear door opening shall

not be less than 1100 mm wide.

8.3.2 In normal operation opening the door from the saloon shall require the use of a special key

Opening the door from the cab shall only require the train operator to operate a handle

and no key shall be required.

8.3.3 A visual and audible alarm shall be activated in the event that the car­to­cab door in the

unoccupied cab is opened

8.4 Cab Side Doors

8.4.1 There shall be a cab side door on both sides of the cab. The doors shall be manually

operated doors. It shall be possible to lock, unlock, open and close the cab side doors from

track level.

8.4.2 The cab side doors shall be lockable from inside without the use of a key.

8.4.3 The cab side door shall be positively retained in the closed position under all

operating conditions.

8.4.4 The assembly of the cab side door, including the mounting tracks, door retaining

mechanism, cushioning bumper, stopper, etc., shall be of a robust design that can

withstand rough handling including slam­open and slam­close by operation and

maintenance personnel.

8.4.5 The doors shall be sealed against draughts, noise and water.

8.4.6 The door shall be positioned such that access to the cab is free from obstructions.

8.4.7 The clear door opening width shall be 650mm +­ 50mm.

8.4.8 Heavy duty locks with proven record in railway applications shall only be used.

8.4.9 The open/close and lock/unlock status of the cab side doors shall be monitored using

reliable & suitable sensors. The train control logic shall be designed so that the train shall

not be able to move unless all the car doors and cab side doors are proved, closed and

locked.

8.4.10 The open/close and lock/unlock status of the cab side doors shall also be used to provide

the status to TIMS and also to actuate the cab lights.

8.4.11 Each cab side door shall contain a fixed window, which shall be flat and positioned to avoid

stress points resulting from any change in angle of the body side.

8.5 Rescue Door

8.5.1 Rescue doors for rescue of entire crew and driver shall be provided at the front cab end of

the SPART

8.6 Windows

8.6.1 Windows shall meet the following requirements:

i. All windows of air­conditioned coach shall be doubled sealed, flush with the exterior

of the coach and shall normally be provided with double­glazed, toughened and

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laminated glass to the appropriate standard. The glazing shall have resistance to

breakage and shall minimise danger on breakage, especially from objects hitting it,

taking into account the speed of the SPART. The exterior glazing shall withstand aero

dynamic forces. Windows seals shall be designed to prevent ingress of water. Use of

rubber extrusions is preferred to make mounting watertight. The sealing material

shall be so selected that it lasts at least for the interval between major overhauls of

car body.

ii. Each coach shall have emergency exit windows, two on each side in accordance with

UIC 560, UIC­564 and UIC 567.These shall use toughened glass for both the inner and

outer panes so as to allow the windows to be broken by passengers in an emergency

iii. All windows shall be highly resistant to acts of vandalism involving the etching or

scratching of the glass and shall be easily cleaned. It shall be impervious to and

chemically unaffected by water, paint, human waste, graffiti removers, wash plant

solutions, cleaning solutions, food and drink spills.

iv. All windows shall be highly resistant to damage arising from the impact of ballast up

to 75 mm at speed of up to 160 Kmph.

8.6.2 Side windows in occupant compartments that are not emergency windows must meet

following requirements:

i. Flatness: The flatness of laminated glass corresponds to the flatness of its

component materials, although the maximum admissible bow measured in the least

favourable direction must not exceed 3 mm/m.

ii. Transparency: Transparency must not be less than 70% of ordinary glass of the same

thickness. Windows must be flat and smooth enough that objects seen through

them at a distance of 0.25 m at an angle of 20° do not appear deformed. Objects

seen through reflection or refraction must also not appear deformed. Transparency

characteristics shall be checked for each type of glass.

8.6.3 All internal windows not covered by other parts of this technical approval specifications

must comply with the requirements of UIC leaflets 564­1 and 651.

8.6.4 Cab Side Window

The driver's side windows shall be fitted with a sliding part, so that they can be opened by

the driver to:

• communicate with anyone outside the car

• provide ventilation

• adjust the exterior side mirrors

The windows shall include a latch and lock to secure them in the closed position.

8.7 Required Document List (RDL)

Following submittals are required:

RDL Description

8­01 Body Side Door System Design

8­02 Car­to­cab door System design

8­03 Cab Side Door System design

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CHAPTER 9

9 HEATING, VENTILATION AND AIR­CONDITIONING SYSTEM

9.1 General

9.1.1 The Heating, Ventilation and Air­conditioning (HVAC) System shall be installed on all three

cars viz. Tool Van, Medical Van and Supervisor Van, to provide full control of interior

temperatures automatically, over the full range of heat loads associated with occupants,

miscellaneous electrical equipment, lighting, heat transmission and solar gain.

9.1.2 Each single car shall include two separate, unitized, roof­mounted packaged HVAC. The

HVAC system shall be service proven in a rail-borne application, and shall achieve a reasonable degree of comfort for minimum weight and life cycle cost.

9.1.3 HVAC system shall be as per UIC 553 OR/ EN13129.

9.1.4 The units shall continue to operate at maximum capacity at condenser inlet temperatures

up to 50°C and derated capacity up to 58°C.

9.1.5 The refrigerant used in the air­conditioning system shall be in accordance with the

requirements of the Montreal Protocol. Environment­friendly R407C or any other eco­

friendly refrigerant having zero ozone depletion potential and A1 safety category as per

ASHRAE standard.

9.1.6 All HVAC units shall be identical and interchangeable on the same car and between all cars

of SPART. Equipment design and installation shall provide full accessibility for maintenance,

troubleshooting, and minor repairs without interference with other systems. Each of the

entire HVAC units shall be removable, with the use of an overhead crane, without any

disconnections of refrigeration piping.

9.1.7 Temperature control shall be provided by a microprocessor based integrated HVAC control

system that monitors outside and inside temperatures and adjusts the system’s cooling

and heating functions to maintain a comfortable inside temperature and humidity level

throughout the range of environmental and climatic conditions.

9.1.8 Each HVAC unit shall have its own controls, including a complete set of temperature

sensors and microprocessor logic controllers, and it shall be able to function independently

in the event of failure of the other unit on the same car. A communication link shall be

provided between the units on the same car, such that when both units and their controls

are operational they should operate in the same or adjacent modes in the control scheme.

In the event of one control unit failure, the other functional controller shall operate both

HVAC units in the same control mode. The HVACs shall be integrated in the train control

and monitoring system via the MVB/WTB.

9.1.9 Heating shall be provided by the overhead heaters supplied as part of the unitized HVAC

equipment.

9.1.10 Air ducting shall be arranged such that each HVAC unit will provide its portion of the

conditioned air to the entire vehicle in case of the other unit failure, with the possible

exception of the area immediately below the failed unit.

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9.1.11 Each car shall have a layover heating and cooling mode operated from 415V AC, 3­phase,

50 Hz wayside power, which is capable of maintaining vehicle conditions during extended

layovers.

9.1.12 A switch shall be provided in the cab to enable the layover operation. All system

components shall be supported by design and test data that is adequate and acceptable to

IR that will demonstrate compliance with the specified requirements. The HVAC system

shall be designed and constructed to operate under the shock and vibration conditions

specified in this specification. The HVAC system shall not impose vibrations greater than

those specified in this specification to the carbody in any mode of operation. Interior and

exterior sound levels shall meet the requirements of this specification.

9.1.13 Dampers on the fresh air intake vents shall control the amount of outside air taken in by

the HVAC system. Fresh air should be filtered in accordance with internationally accepted

norms.

9.1.14 Details of the system capacity and performance calculations, design, arrangement,

installation, and operation of the HVAC system shall be submitted for review and approval

[RDL 11­01]. The specific measures taken to minimise energy consumption of the HVAC

unit shall be detailed in the submittal. In order to minimize energy consumption, load

weigh signal shall be used for controlling the performance of HVAC system.

9.1.15 The design of the ventilation unit shall be such that CO2 level inside the coach with payload

shall not exceed the permissible threshold limit of CO2 concentration in air compared to

outside the coach.

9.2 Design Criteria

9.2.1 A comfort control system shall be designed to automatically provide the specified control

of car interior temperatures with any ambient temperature from 4°C to 50°C at the

specified wet bulb conditions, with or without or partially without variable internal heat

loads such as passengers, motors, lights and solar gain, at the nominal applied voltages.

The cooling system shall also remain in operation, at reduced capacity if necessary, should

the design cooling conditions be exceeded.

9.2.2 The average temperature throughout the passenger area shall be maintained at the

following temperatures for the respective ambient temperatures:

Exterior Ambient Interior Ambient

50°C DB, 25°C WB (Dry

Summer) 23°C ­ 25°C (DB), 40­60%RH

40°C DB, 28°C WB (Wet

Summer) 23°C ­ 25°C (DB), 40­60%RH

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4°C DB 19°C ­ 21°C (DB)

9.2.3 The interior relative humidity shall not exceed 60% at any time when the HVAC system is

operating in the cooling mode.

9.2.4 Failure of one of the HVAC units on a car shall not adversely affect operation of the other

unit. The Contractor shall submit calculations for the inside conditions with one HVAC unit

out of operation.

9.2.5 The HVAC system shall be designed to achieve the following:

i. Air Discharge Velocities: The air discharge velocities at any outlet grille shall not

exceed 4m/s. The air velocities at specified points in the car, as proposed by

contractor, shall not exceed those set out in EN13129. The air velocity at any point in

the car shall not exceed 0.75 m/s. The air velocity within ducts shall not exceed

8m/s, shall not cause noise or air movement discomfort to passengers, and shall

generally follow internationally accepted practices. The air intake velocity at the re-

circulation and exhaust grilles shall not exceed 3m/s. Details of the Contractor’s proposals shall be submitted.

ii. Temperature Distribution: Temperature difference among all points in the same

horizontal plane over full car length shall commensurate with best international

practices. The Contractor shall submit proposal for review.

iii. Saloon Pressure: The ventilation shall pressurize the car with all doors closed and car

stationary. The proposed value of pressure shall be submitted.

9.2.6 In the event of the failure of both HVAC on a car, an emergency ventilation system

shall operate automatically to admit fresh air directly into car to maintain the required

oxygen level in the fully laden car, in accordance with ASHRAE. Contractor shall submit

minimum fresh air required as per ASHARE. The emergency ventilation fans in the saloon

shall be fed from the 110V D.C. supply in the event of non­availability of 415V A.C.

supply.

9.2.7 Provision shall be made to shut off the fresh air intake and re­circulate the internal air of

the saloon, during an emergency condition, such as fire outside the train causing excessive

heat and smoke to be drawn into the vehicle. Operation of such provision shall be made

from the operative driving cab. Full details of the system proposed shall be given. Provision

shall be available to bypass the fire detection control unit though TIMS.

9.2.8 Contractor shall furnish energy efficiency ratio (EER) for the offered system. In cooling

mode the Coefficient of performance (COP) of HVAC shall not be less than 2.5 for both

summer and monsoon outdoor and indoor conditions specified in table above. The COP

shall be validated as per ASHRAE standard. The contractor shall submit the record of

proven system already functional in other railways with the specified COP

9.3 Air Conditioning

9.3.1 Air­conditioning in coaches shall conform to EN13129 or equivalent and to internationally

accepted standards and practices. The air conditioning units shall be fed from auxiliary

supply.

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9.3.2 The vehicles shall be cooled using electromechanical equipment that has been proven in

rail service. Self­contained, hermetically sealed, roof­mounted HVAC units shall be

provided. The HVAC units shall all be identical. All components within the unit, such as

seals, shall be compatible with the refrigerant and its associated lubricants.

9.3.3 The roof mounted units shall be supplied with a stainless steel or aluminum housing and

shall be mounted in water­tight recesses on the main carbody structural roof. There shall

be a removable hatch over each unit that shall be of the appearance and contour that

generally match the main structural roof. There shall be no handles, flanges or other drag

or noise inducing features on the hatch covers which project above the basic contour of

the unit

9.3.4 Each occupied area of the DMU car shall be supplied by two HVAC units arranged so that

conditioned air will be evenly distributed to all areas in the event of a failure of one of the

HVAC units.

9.3.5 Each HVAC unit shall be self­contained, easily removable, and shall consist of one or more

compressor/condenser sections and one or more evaporator sections with electric heating

units.

9.3.6 The refrigerant compressor(s) shall be a hermetic scroll type, suitable for transportation

application. The HVAC compressor(s) shall be powered from the 415 VAC supply. The

condenser fan(s) shall be driven directly by 415V AC, 3­phase, 50 Hz motor(s).Scroll

compressor shall be suitable for operation at high ambient temperatures upto 50°C.

The details of the drive for the compressor shall be provided. Full details of the

compressor and its experience in Rail application, particularly in high temperature,

dusty and humid environment shall be furnished.

9.3.7 The condenser and evaporator coils shall be of copper with copper fins . Condenser

fins spacing shall be no closer than 3mm to prevent dirt/dust build up. The coil assembly

shall be mounted in a stainless steel / copper alloy frame. Cleaning of condenser and

evaporator coils should not be required earlier than 1.5 lakhs KM running.

9.3.8 Rooftop mounted HVAC units require that a condensate drain pan be provided beneath the

evaporator coil, headers, thermal expansion valves and coil U bends to collect moisture

from the evaporator components subject to sweating. The condensate drain pan shall be

made of stainless steel, with stainless steel or copper alloy fittings and shall discharge into

the drain pan.

9.3.9 Quality of HVAC copper tubing and joints shall be of a very high order so as to

minimize chances of refrigerant leakage.

9.3.10 The refrigerant piping shall be of copper with suitable non­ferrous fittings. All

connections between the piping and equipment shall be made using either capillary fittings

or brazed joints

9.3.11 In the event of failure of air­conditioning unit/units, harmful quantities of the refrigerant

shall not be released inside the compartment and there shall be an arrangement for forced

ventilation of the coach/coaches.

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9.3.12 The air­conditioning system shall provide a high rate of renewed air, maintenance of

constant temperature and take into account, frequent door opening and high User density.

The units shall be compact; roof mounted and of low power consumption.

9.4 Heating

9.4.1 The cars shall be electrically heated by a thermostatically controlled system, using

overhead heat from the heater elements, supplied as part of the unitized HVAC system.

9.4.2 The system shall be designed to provide an inside temperature of 19°C­21°C with an

external ambient temperature of 4°C.

9.4.3 The overhead heater coils shall have sufficient capacity to heat the total input of fresh air

from 4°C to 19°C­21°C at 415V AC, 3­phase, 50 Hz.

9.4.4 Overhead heaters shall be supplied within the evaporator compartment to provide

tempering for fresh air and for reheat to maintain humidity control under partial cooling

operation of the air­conditioning apparatus. The heater elements shall be located

downstream from the cooling coils. The heaters shall be powered from the nominal 415V

AC, 3­phase, 50 Hz supply and their power shall be variable to match the thermal and/or

reheat loads as required in order to maintain the specified interior temperature and for

energy efficiency.

9.4.5 There shall be no exposed, un­insulated, or unprotected high voltage components, wiring,

or terminal connections in the heater area, except the heater element coils

9.4.6 The overhead heater circuit(s) shall be protected by dedicated circuit breaker(s). Each

stage of overhead heat shall be switched by a solid­state contactor. Three (3) stages of

overhead heater protection shall be provided. The details of the overheating protection

shall be submitted to for approval [RDL ­11.02].

9.5 Ventilation

9.5.1 Ventilation of the car shall be accomplished by centrifugal fans supplied as part of each

HVAC unit. The evaporator blowers, and the fresh air fans if provided, shall operate to

ventilate the car whenever the HVAC system is energized, including conditions when

heating and/or air­conditioning functions have failed. The fans shall be powered from the

415V AC, 3­phase, 50 Hz

9.5.2 Fresh air shall be drawn into each air conditioning unit through a screened, weather­

protected air intake grill and shall be filtered. The design shall preclude wind­driven rain or

snow from accumulating and leaking into the vehicle interior and to ensure no moisture

traps or collection points exist.

9.5.3 Fresh and return air shall mix such that the mixed air entering the evaporator coil is at a

uniform temperature. Air flow velocity shall be uniform across the entire face of the filters

and evaporator coils.

9.6 Controls

9.6.1 The vehicle shall be provided with an automatic control system, including the necessary

thermal sensors (if required). A manual control shall allow the operator to set certain

operation modes in case of system malfunctions.

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The air conditioning system and its controls shall be integrated into the SPART DMU

diagnostic system.

9.6.2 The main operation modes of the HVAC control shall be:

• pre­conditioning (heating and cooling)

• regular HVAC mode

• external power supply

• Parking mode (hold interior temperature on pre­selected value, i.e. 10°C in winter

and 30°C in summer) with existing power supply.

The control system shall include a self­test mode.

During pre­cooling or pre­heating the HVAC system operates with return air only, for all

other modes with mixed air. The pre­conditioning period lasts until the climate in the

passenger areas is suitably conditioned.

9.6.3 The control of the HVAC system shall be designed to automatically maintain the car interior

temperature at the specified conditions, with or without variable internal heat loads such

as passengers, motors, lights, and solar gain. The final selection of temperature control

location and arrangement shall be submitted for approval [RDL.11.03].

9.6.4 The control system shall include, at a minimum, the following components and features:

� Temperature control panel

� Temperature sensors

� Motor starters

� Motor protective devices

� Heater switching devices

� Pressure transducers

� Diagnostics and test capabilities

9.7 Air Ducting and Diffusers

9.7.1 For air ducting due consideration to be given to but not limited to thermal insulation

performance as required to prevent condensation on the exterior of the duct under all

conditions, acoustic insulation such that the interior noise requirements are met, weight,

appearance, and ability to repair.

9.7.2 Continuous linear slot diffusers shall be provided throughout entire passenger area of the

car.

9.7.3 The air ducting arrangement and materials shall be submitted for review and approval [RDL

11.04].

9.8 Driving Cab Air­Conditioning

9.8.1 The driving cab shall have a special package HVAC unit in accordance with EN 14813

capable of maintaining inside conditions at less than 25°C, 60% RH. The temperature shall

be easily adjusted by the operator.

9.8.2 In case of the failure of cab air­conditioning, it shall be possible for car cooling air to be

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supplied to the cab.

9.8.3 A suitable diffuser, adjustable in both vertical and horizontal directions shall be provided.

9.8.4 Manual On­0ff and two­speed controls shall be provided for fan operation.

9.8.5 The other requirement shall generally be same as for HVAC units for occupant cars.

9.8.6 The design shall ensure changing of filters from inside the cabs.

9.9 Special Conditions with regard to the Medical Van

9.9.1 The air conditioning system in the Medical Van shall be amplified to fulfil the necessary

hygienic and sterility requirements:

� Necessary power to create a constant internal overpressure in the various rooms,

especially in the operations theatre, the examination room and the patients' areas.

� Additional hospital type HEPA intake filters

9.10 Required Document List (RDL)

The following submittals are required:

RDL Description

9­01 Details of the system capacity and performance calculations, design,

arrangement, installation, and operation of the HVAC system

9­02 Details of the overheating protection

9­03 Selection of temperature control location and arrangement

9­04 Ducting arrangement and materials

9­05 The following drawings shall be submitted, as a minimum:

• General views of the HVAC unit and all types of heaters

• Detail drawings of major components

• Installation details and interfaces

• Electrical and piping schematics

• Assembly details

• Controls assembly drawings

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CHAPTER 10

10 PROPULSION AND DYNAMIC BRAKES

10.1 General

10.1.1 The SPART propulsion system shall be diesel engine based with, electric drive system. IR

has no preference as to the propulsion system configuration as long as it is a proven design

and meets the minimum performance requirements of these design criteria.

10.1.2 The section describes the diesel engines, generators, inverters, transmission units, final

drive gear units, control logic, friction brake interface, all accessories necessary to meet the

specified propulsion and dynamic braking requirements. The diesel drive train shall be

redundant so that the vehicle can still be operated, presumably at reduced power, if one

drive train is not fully functional. It is intended to operate these self­propelled trains in

minimum train lengths three cars in bi­directional operation..

10.1.3 The propulsion system shall interface with several vital car systems. Traction shall be

inhibited unless all doors in the train consist are safely closed and the friction brake system

is sufficiently charged and operational. Each propulsion engine shall have an automatic fire

detection and suppression system that interfaces with the operator cab, the propulsion

control system, and the friction brake system.

10.2 Diesel Engine for Traction Power

10.2.1 General Requirements

10.2.1.1 All traction power diesel engines shall be of a service­proven design. They shall be identical

and fully interchangeable with one another. The diesel engine shall deliver sufficient power

to meet the performance requirements of these design criteria.

10.2.1.2 The diesel engines shall have the following basic design features:

i. Water cooled

ii. Turbocharged

iii. Electronic fuel injection

iv. Self protection

v. Low temperature starting capability if required to meet climatic conditions mentioned in

clause 2.5

vi. Shall comply to European Union (EU) Euro Stage II certification or better

vii. The engines shall conform to UIC 623­1 OR, 623­2 OR and 623­3 OR

viii. The minimum engine performance requirements should be:

a. MTBF 5,000 operating hours

b. MTBO 12,000 operating hours

10.2.1.3 Contractor will provide detailed engine performance curves which are required for traction

and braking performance in comparison with a stated maximum adhesion coefficient. This

has to be submitted to IR for approval.

10.2.1.4 Each diesel engine and associated traction power equipment shall be either directly

mounted under the car frame or a sub frame for modular removal from the car. The engine

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shall be resiliently mounted. The mounting system shall meet the shock and vibration

criteria stated in this specification while minimizing noise and vibration transmitted into

the occupant areas.

10.2.1.5 The diesel engines shall not require a major overhaul (engine disassembly) within fewer than

12,000 service hours. Oil change shall not be necessary more often than every 1000 service

hours or 180 days. similar to existing engines fitted in 2 Coach SPART/SPARMV and 3 Coach

HS SPART with 120kmph.

10.2.1.6 The engine shall be packaged to allow easy access to all elements without dismounting

scheduled for service less than or equal to every 180 days. Here, easy access shall be

defined as not requiring the removal of any belts, fluid­containing elements, or exhaust

system components not directly related to the scheduled maintenance task.

10.2.1.7 Engine compartment access shall be provided through removable access panels. Test ports

shall allow service personnel to collect samples of engine oil and coolant easily. Filling,

draining, and checking all polluting components such as oil, grease, and coolant shall be

done from the outside of the car passenger area. At a minimum, the following items shall

be easily serviced through side access doors:

� All fuel, engine oil, and associated filter elements;

� Engine oil level dip stick or sight glasses, oil fill port, and drain ports;

� Engine start panel;

� Water and lubricating oil pumps;

� All visual indicators, gauges, protective devices and test connection points for engine

coolant, lubricating oil, fuel oil, and combustion air.

10.2.1.8 The Contractor shall submit a maintainability study to the IR to show that access is

ergonomically appropriate to frequent service points on the engine cradle. [RDL 10­01] It

shall show the path through which parts will be visually inspected or removed and replaced

during scheduled maintenance activities. It shall also list the frequency of required access

or removal.

10.2.2 Fuel Consumption Brake specific fuel consumption (BSFC) of the diesel engine at rated outputs under

standard AAR conditions and the traction specific fuel consumption (TSFC) value at

standard AAR conditions and at full power shall be quoted by the contractor and these will

be demonstrated to IR by contractor as part of prototype tests. The specific fuel

consumption figures and curves shall be computed on the basis of a fuel with lower

calorific value of 10000KCal/Kg.

10.2.3 Lube Oil Consumption

Average lube oil consumption at rated outputs will not be higher than 0.5% of the fuel oil

consumption of the engine.

10.2.4 Engine Starting System 10.2.4.1 All on­car diesel engines shall be equipped with electric starter motors, preferably

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operating at nominally 24VDC. Pneumatic starters are not acceptable. An independent

battery system shall be provided for diesel engine starting. Batteries may be nickel

cadmium. Starting the engines shall not impact the vehicle low voltage control power

supply.

10.2.4.2 The starter batteries shall have the capacity to start the propulsion engine(s) and auxiliary

power generator (if applicable) sequentially. If the car is equipped with multiple engines,

each engine shall have some means, preferably an alternator, to charge the engine starter

batteries such that any one engine can replenish the starter battery system. Starter battery

capacity shall not be dependent on engine start order, specifically starting an auxiliary

power generator before starting the propulsion engine(s).

10.2.4.3 Engine start batteries shall be capable of supplying engine starting current, as defined by

the engine supplier, over the full range of environmental conditions defined in this

specification. Batteries shall be sized to allow one diesel propulsion engine to be cranked

for 10 seconds, rested for 20 seconds, cranked for 10 seconds, rested for 20 seconds, and

cranked for 10 seconds without being recharged during this time.

10.2.5 Engine Cooling System 10.2.5.1 Each engine shall have its own cooling system.. The cooling system shall consist of the

radiators, expansion tank, temperature sensors, controllable valves, and fans to regulate

the cooling air volume. The cooling controls shall keep the engine temperature in the

specified optimum operating range under all operating conditions. The radiators shall be

mounted on the roof for maximum access to clean, ambient air.

10.2.5.2 The cooling equipment for diesel engine shall be required to work efficiently under climatic

conditions specified under Chapter 2. Apart from meeting the cooling requirement of

diesel engine including after cooler, the cooling equipment shall be required to dissipate

heat of Iube oil, with 30% chocked condition of radiator. Airflow required for the radiator

fan shall be at least 15% more than actually required to make up for any reduction in air

flow due to train movement.

10.2.5.3 The cooling media shall consist of a mixture of water and corrosion inhibitor/antifreeze.

The media shall be captive, with no automatic drain valves as might be found in

locomotives. The coolant shall provide freeze protection over the range of environmental

conditions described in this specification. The coolant shall provide boiling protection over

the anticipated range of operating temperatures.

10.2.5.4 Coolant shall flow in stainless steel, copper, or brass piping. No flexible hoses shall be used

except for direct connection to the engine and radiator to provide dielectric isolation and

allow limited relative component movement. Swivel­threaded, hydraulic­type hose

assemblies shall be used for such applications. System filling and draining valves shall be

easily accessible.

10.2.5.5 Expansion tank shall be provided at a suitable location for ease of maintainability. It shall

be provided with glow type sight glass marked with high & low level. Water level indicator

shall be provided on radiator top tank and it should be easily visible and readable. Also, the

capacity in liters may be indicated on tank itself. Its filling point shall be provided with

pressurized cap & strainer & pressure relief valve. There shall be provision to see the water

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level on driver’s control desk provided in driver’s cab.

10.2.5.6 The radiators shall be of service proven design, made of either copper/redbrass or

aluminum compatible to the corrosion inhibitor/coolant used in engine cooling system.

Connections shall be provided with couplings to facilitate easy removal and replacement.

10.2.5.7

The cooling system shall be designed to work in the range of environmental conditions

described in Chapter 2. The cooling system shall be with excess capacity of 30% towards

choking. The contractor shall submit cooling system thermal capacity design calculations for

approval [RDL 1002]. Calculations shall include propulsion loads, dynamic braking loads, and

engine intake manifold air temperatures. The Contractor shall submit following details and

calculations for the offered cooling system.

� Cooling requirement for all sources of heat (with break up)

� Heat dissipation characteristics of the radiator and its resistance characteristics.

� Radiator fan characteristics curve showing the air flow Vs total heat at different

speeds and power consumption.

� Cooling system­matching calculations and heat balance sheet at maximum

output.

� Schematic cooling circuit diagram showing water, oil and airflow.

� Installation drawing of radiator, fan assembly for both cooling and ventilation

arrangement shall be provided.

� Cooling proving trial including testing of hydraulic oil cooler, shall be conducted at

contractor’s premises to prove adequacy of the offered cooling system for

prototype. The maximum temperature of hydraulic oil shall not exceed 70 ºC.

10.2.5.8 Sufficient airflow over the engine block shall be provided to comply with the engine

manufacturer’s recommendation for convective cooling, accounting additional heat from

proximate equipment that may include the exhaust system and charge air cooler. Ambient

temperature near the engine shall be monitored and the operator warned if allowed to

exceed the lesser of the engine supplier’s recommendation or 93°C.

10.2.6 Preheating

A preheat unit shall heat the cooling media to the temperature needed to start the engine

safely, as specified by the engine supplier, if required.

10.2.7 Charge Air Cooling

� An air­to­air charge air cooler shall be used, designed to meet the engine cooling

requirements and the environment conditions as described in Chapter 2. The cooling

surface shall be sized for at least 25% contamination.

� The cooler and the turbo charger connections shall be equipped with service proven

flexible connections which shall provide vibration isolation through the range of the

charge air pressure.

10.2.8 Engine Exhaust System

10.2.8.1 Each engine shall be equipped with a silencer to reduce engine noise to be in compliance

with noise standard specified in this specification. Engine operation with the silencer shall

comply with noise levels defined in Chapter 4.

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10.2.8.2 The exhaust piping system shall allow for heat expansion. All connections shall allow an easy

exchange of the exhaust system parts. Exhaust piping shall be designed in such a way to

reduce number of curves.

10.2.8.3 Approved non­asbestos high­temperature insulation shall be applied, where required, to

minimize thermal radiation to heat­sensitive equipment or where the exhaust tubes may

present a safety hazard to passengers, service personnel, or equipment. Exhaust piping

shall be properly insulated to avoid water condensation that may trap unburned fuel/oil.

10.2.8.4 The exhaust gases shall be released to the environment in a suitable location on the roof.

Exhaust gases shall not interfere with any fresh air intake under all car­operating

conditions.

10.2.9 Fuel System

10.2.9.1 The fuel system shall consist of a fuel tank, common to all engines on one car, two fuel

filler pipes (one on each side of the car), equipped with IR­approved fuel level switches

for the automatic fuel pump shut­off valve, two analogue fuel level gauges (one per

side) adjacent to the filler pipe, fuel filters, and interconnecting pipes or hoses. The fuel

system shall be primarily separated from the engine cradle(s).

10.2.9.2 The fuel tanks shall be made of stainless steel with separation areas inside. The tanks

shall be attached to the underframe with side skirts and a protective stainless steel grid

below the tank having impact resistance against stones, metal pieces etc. in accordance

to UIC 566

10.2.9.3 Fuel lines shall be fabricated from stainless steel tubing with minimal use of reinforced,

fuel­rated flexible hose, limited to transitions between tubing, filters, the engine, the

fuel tank. The Contractor shall only use swivel­threaded hose assemblies for such

applications.

10.2.9.4 The fuel tanks and fuel system shall be designed according to standard EN 45545­4 and

EN 45545­7

10.2.9.5 High speed diesel fuel oil to IS:1460 Grade “a” shall be used in IR. Fuel sulfur content

normally varies between 0.25% to 0.8% with an average of 0.6%. On occasions sulfur

content of upto 1% may be encountered.

Note: As per BS IV the Sulphur content in HSD oil varies from 50 ppm to 350 ppm

10.2.9.6 The fuel tank capacity shall be sufficient to ensure continuous operation in IR service, as

defined in these design criteria, for at least one full day before refueling. The Contractor

shall submit calculations supporting the fuel tank sizing. [RDL 10­03]

10.2.9.7 An emergency fuel shut­off system shall be provided. The fuel line shall have a safety

cut­off device that—

a. Is located adjacent to the fuel supply tank or in another safe location;

b. Closes automatically when tripped and can be reset without hazard; and

c. Can be hand operated from clearly marked locations, one inside the cab and one on

each exterior side. They may be protected by skirts, but shall be easy accessible.

d. An activated emergency fuel shut­off shall be displayed at the driver’s desk

10.2.9.8 Fuel level shall be monitored by the TCMS. The fuel tank and refilling system shall be

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provided of:

­ one fuel stop ElectroValve to avoid overfilling.

­ two air venting valves but holding the fuel to avoid overpressure.

10.2.10 Engine Control System

10.2.10.1 Engine operation shall be controlled by an electronic control unit (ECU). The control unit

shall have a connector for a portable test unit (PTU) to permit static testing, access to

diagnostics, and monitoring of the traction system during car operations. All major

operating parameters, such as engine temperature, speed, and fault conditions, shall be

reported to the car monitoring and diagnostic system.

10.2.11 Fire Protection System

10.2.11.1 Temperature sensors near the engine/engines shall detect excessive heat levels. If the

trip level is reached, an automatic fire suppression system shall get activated. . Upon

fire detection, all engines on the affected car shall be immediately shut down and the

fuel supply stopped at the fuel tank. A train­lined fire alarm shall be displayed in the

active cab.

10.2.12 Emission Control 10.2.12.1 Exhaust gas emissions from the diesel engines are expected to comply with European

Union (EU)Euro Stage IIIA or better levels.

10.2.12.2 The Contractor shall submit a letter documenting the emissions compliance of the

proposed engine. [RDL 10­04]

10.3 Diesel Electric Drive

10.3.1 The traction power diesel engine shall be coupled to a matching alternator. The alternator

shall provide electric power to traction inverters and potentially an auxiliary inverter. The

traction inverters shall provide a variable­voltage, variable­frequency (VVVF) output to

drive the traction motors. Each VVVF output may drive one or more traction motors in one

bogie.

10.3.2 The alternator, rectifier, auxiliary machines, traction motors, inverters and control system

shall be designed to withstand Indian ambient conditions indicated in Chapter­2, without

any harmful effect after sustained working at 100% load factor.

10.3.3 The components test schedule followed by IR is given below for guidance.

Equipment Test Specification

1. Traction Motor IEC 60349­1

2. Auxiliary Machines IEC 60034­1

3. Power Rectifier IEC 60411, 60571

4. Relays & Contactors IEC 60947­4­1, 60947­5­1, 60947­2, 61095

5. Control Cubicle IEC 60068­2­14

6. Traction Alternator IEC 60349­2

7. Control Electronics IEC 60571

8. Companion Alternator IEC 60349­2

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9. Equipment Blower BS 848

Contactor will provide corresponding test procedures following during the production

testing of those components. The test procedures so provided are equivalent to the

specifications mentioned above and fully comply to the internal design specifications.

Electrical equipment shall comply with relevant IEC/AAR/IEEE/DIN/ VDE standards. The

temperature rise limits given in the IEC/IEEE Publication shall be reduced by 30 ºC to work

out the applicable limits for alternator, traction motor and other machines to account for

higher ambient temperatures in India

In the selection of insulating material for electrical equipment, the tropical humidity

weather conditions prevailing in India shall be kept in view. The contractor shall furnish full

information regarding suitability of the selected material under various climatic conditions

referred to in Chapter 2 of this specification.

Detailed information about traction machines and equipment will be provided by the

contractor before the trainsets are inspected. This information shall, inter alia, include

alternator voltage / current (notch wise), alternator efficiency plotted against speed

(full power),and inverter input current / voltage, inverter output current / voltage, and

frequency plotted against speed (full power). IR will attend the validation tests and

combined tests at the test bench of the supplier of the traction propulsions system.

The insulation system of all the auxiliary machines shall be class F or higher. Vacuum

pressure impregnation of the stator winding is preferred.

10.3.4 Alternator

10.3.4.1 The alternator unit shall consist of the excitation circuit, output rectifier, protection

circuits, and the corresponding controls. The excitation shall be provided by a car battery,

at 24VDC nominal, and shall be functional over the full battery voltage range but not less

than +25% ­30%.

10.3.4.2 The alternator controls shall be part of the car controls to allow an optimum control of the

power generation, as needed by the traction and auxiliary inverters.

10.3.4.3 Any fault conditions or irregularities shall be reported to the train controls and

management system.

10.3.4.4 Asynchronous generator may be proposed.

10.3.4.5 If the alternator is not close­coupled to the traction engine, then it shall be resiliently

mounted to a sub frame and the sub frame resiliently mounted to the car in a similar

manner as the engine. The mounting system shall meet the shock and vibration criteria

stated in this specification while minimizing noise and vibration transmitted into the

passenger areas.

10.3.5 Inverter

10.3.5.1 Power modulation in both propulsion and dynamic braking shall be accomplished by

microprocessor­controlled, insulated­gate, bipolar­transistor (IGBT) VVVF inverters. The

inverter shall power up to two self­ventilated traction motors in parallel in each power

bogie. Each inverter shall be completely independent and shall allow continuous operation

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of one power bogie if one inverter is cutout.

10.3.5.2 The Contractor shall have responsibility for the complete sizing, coordination and

integration of the inverter system with the diesel generator, controls, input filtering, loads,

load management, fault condition control and annunciation and fault protection.

10.3.5.3 Inverter unit cooling shall be accomplished by passive means or forced air­cooling. No

external air shall pass over energized surfaces.

10.3.5.4 Each inverter shall protect itself from over temperature by performance reduction such as

cutting out dynamic brakes. If the overheat conditions persist, the inverter may shut itself

down completely and signal “Inverter/ failure" to the monitoring and diagnostics system.

10.3.5.5 The inverter drive control system shall be a modern vector control system, with sufficient

accuracy to provide stable operation at any speed, including standstill.

10.3.5.6 Inverters shall comply with IEC 61287­1 and operate over the full range of the intermediate

DC link voltage.

10.3.5.7 Power semi­conductor devices, their drivers and associated assemblies shall be grouped in

readily removable phase modules that are designated as line replaceable units (LRU). The

IGBT module shall be the LRU.

10.3.5.8 The inverter controls shall be fully integrated into the train control & management system.

The inverter construction will be highly modular. High ambient temperatures and

dusty environment will be taken into account by providing well sealed enclosure for the

inverter interconnecting hardware, gate drive electronics and the traction control

computer. This enclosure will be pressurized with paper filtered air provided by the

traction motor blower. Filter replacement interval will be no more frequent than one year.

Power semiconductors are will be protected from dust in hermetically sealed phase

modules.

10.3.6 Traction Motors

10.3.6.1 All traction motors shall be identical and applied one per powered axle as necessary to

achieve the vehicle performance requirements of this specification. Traction motors shall

be fully suspended.

10.3.6.2 The traction motors shall be three phase, squirrel cage induction motors, with welded

copper cage, and form­wounded stator coils. Motors shall be self­ventilated, insulated with

IEC Standard 60349­2, Class C, but dimensioned for one class less based on the duty cycle

specified in this specification. The motor enclosure and ventilation system shall be

designed for potential undercar environmental conditions and water spray. Traction

motors shall be of a service­proven design with a strong history of commuter rail service.

10.3.6.3 Applicable Motor Standards are IEC 60349 or IEEE Standard 11.

10.3.6.4 Following requirements to be followed for traction motor:

A. Design parameters of traction motor

(i) The manufacture of the motor shall be of highest standard in accordance with

modern traction practices and the design shall include all those features which are

known to have worked well in hot and tropical climatic conditions.

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(ii) The motor shall be liberally rated as per the trainset performance requirement for

the most severe normal service.

(iii) The motor shall be capable of withstanding transients such as voltage fluctuations

and other conditions caused by stalling and wheel slip under difficult operational

conditions.

(iv) The following operational and environmental factors shall be specifically kept in

view and design changes made if felt necessary:­

a) Excessive vibrations that are experienced because of average track conditions.

b) Prevalence of high temperature and humidity for most part of the year.

c) Operation for long periods over terrain in which the climate will vary from

excessive dry heat at one end to high humidity at the other end or during

winter months from very cold to moderately warm and humid conditions.

d) Operation under a highly dusty environment.

B. Insulation system for traction motors

The basic insulation systems used in traction motor is designed for operating at current

levels that are slightly higher than current levels proposed in this application. Consequently

the overall traction motor temperature as well as hot spot temperature will be

approximately 20° ­ 30°C below the design limits of the equipment.

The contractor shall provide test procedures adopted during production testing of traction

machines. The traction motor testing will be done according to IEC 60349.

� Imperviousness to moisture and insulation aging tests of the class 200 insulation system

shall be performed according to IEC 60034­18. which includes subjecting the test models

to humidity, high temperature, vibrations and high potential.

� Various aging parameters, such as heat, vibration, mechanical/ compressive stresses,

special environmental effects of humidity, dust, metallic dust from brake shoes etc.,

shall be incorporated to simulate actual working conditions as closely as possible.

� The temperature at which an extrapolated life of 20,000 hours is obtained shall be

treated as the thermal endurance limit (Temperature Index) of the insulation system.

� The `hot spot' temperature under any condition of loading in any winding (armature,

stator, rotor or field) shall not exceed average temperature of that winding

(measured by resistance method) by more than 30°C.

� The temperature rise of the traction motors during type/routine tests shall be linked

with the temperature index of the insulation system, which shall be adjusted suitably for

the ambient temperature (50 °C) and hot spots. The temperature rise limits so worked

out shall be furnished.

C. Ripple / Harmonic Factor

The traction motor will operate over the entire range of loading with ripple/harmonic

current imposed from the supply system (comprising of alternator, rectifier & inverters)

both during motoring and braking conditions.

The torque pulsations of traction motors arising out of imperfections in wave form will be

controlled to provide constant and high adhesion between wheel and rail throughout the

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operating speed range of the locomotive.

Traction motor will be of high voltage / low current compact design that satisfies Class 200

insulation is used in construction of traction motor windings.

D. Traction control computers

(i) Traction control computers will control the individual inverters. They directly control

the firing of IGBTs’ to control the voltage and the frequency for the AC traction

motors. They will also provide failure detection and protection for the individual

inverters.

(ii) Traction control computers communicate with the trainset control computer to

receive the operating conditions that they have to maintain and to feed back the

actual operating conditions of the traction motors.

(iii) Traction computers will provide the trainset computer with fault information to be

displayed on the trainset display and to be archived in the computer memory.

10.3.6.5 Gear Drive

10.3.6.5.1 Support and torque reactions of the gear unit and traction motor shall be transmitted to

the bogie frame through resilient mounts which shall not restrict the movements

allowed by bogie frame.

10.3.6.5.2 Bearings shall have an L10 rating life equivalent to 1.2x106

km or more of service.

10.3.6.5.3 Gears shall be designed and applied to require inspection and adjustment no more

frequently than once in every 450,000 km and have a life of at least 900,000 km.

10.3.6.5.4 Gear units shall be oil lubricated and provided with sufficient baffles, dams, and

passages to ensure an adequate flow of lubricant to bearings and gears under all

conditions of speed, load, temperature, and weather, including continuous operation in

either direction at maximum speed. Gear units shall be designed to prevent infiltration

of moisture into the lubricant from any and all sources. The gear units shall have a

minimum oil level check interval of 48,000 km and a minimum oil addition interval of

96,000 km. They shall not require replenishment of oil at a rate in excess of one liter for

every 160,000 km. Gears will be oil lubricated and will require oil topping only every

92 days.

10.3.6.6 Gear Case

10.3.6.6.1 The gear case offered is of the sturdy but light weight design as used on US locomotives.

Top half will be made of aluminum for lower weight and better heat transfer. Bottom

half will of fabricated steel that provides the needed sturdiness but will also repairable

in case of physical damage.

10.3.7 Dynamic Brake System

10.3.7.1 The car shall have a dynamic brake system. Dynamic brakes shall be automatically blended

with the friction brakes to minimize use of friction brakes while producing the required

service braking rates as specified in Chapter 3.

10.3.7.2 The dynamic brake resistors shall have sufficient capacity to provide full power dissipation

during operation at full service braking over the specified profile and at maximum payload.

10.3.7.3 Resistor grids shall be electrically isolated from their frames, and the frames electrically

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isolated from the car body. Provision shall be made for grid expansion to prevent warping.

The resistor grids shall be convection ventilated and roof mounted. Screens shall protect

resistors from damage.

10.3.7.4 The brake resistors and the wire routing to the resistors shall not cause electromagnetic or

acoustic emissions during dynamic braking.

10.3.7.5 Resistor grid and all metallic frame materials shall be stainless steel.

10.3.7.6 It shall be possible to cut out the dynamic brakes by means of a sealed switch.

10.3.7.7 The dynamic brake shall be able to provide power to the auxiliaries through regenerative

braking. As an option the car builder shall investigate the viability of onboard energy

storage to recapture most of the brake energy.

10.3.8 Environmental Sustainability

10.3.9 IR is committed to environmental sustainability, whereby rail construction and transit

equipment shall comply with all applicable current environmental regulations and work to

embrace new regulations, standards, and technologies as they are developed and

implemented. The diesel traction power equipment shall comply with regulations in place

at the time of first car delivery. System design and packaging shall also look at the next

generation of technology and provide enough flexibility and/or packaging volume to allow,

to the extent possible, retrofitting as these technologies are brought to market. This shall

include, at minimum, progressions in fossil fuels, progressions in renewable bio­fuels,

independence from foreign energy sources, reduced tailpipe emissions, exhaust after­

treatments, reduced system noise emissions, alternative engine control schemes, and on­

board energy recovery, storage, and reuse. IR will give strong preference to diesel power

generation equipment that addresses progressive technology improvement in a changing

environmental policy and energy economy.

10.3.10 The Contractor shall propose an emissions compliance plan [RDL 10­05] for the first 15

years of car operations. This shall include anticipated dates of propulsion engine rebuild or

repower. At each major engine maintenance interval, the Contract shall state the expected

applicable emissions regulations and any emissions control system modifications required

to maintain propulsion engine compliance. Through this plan, the Contractor shall

anticipate any significant changes in the propulsion and exhaust system packaging and

provide reasonable space allowance for such future modifications.

10.3.11 Maintenance procedures shall minimize waste and especially the discharge of hazardous

materials. Maintenance procedure considerations shall include sight glasses in favor of dip

sticks, drain and sampling ports that provide clear access to containers to minimize spilling

and dripping, fill ports that allow quick and clean access from bulk containers, and the

maximization of shop power during cleaning, maintenance, and warm­up.

10.4 Required Document List (RDL)

The following submittals are required:

RDL Description

10­01 Maintainability Study

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10­02 Cooling System Thermal Capacity Calculations

10­03 Fuel Tanks Sizing Calculations

10­04 Engine European Union (EU)Euro Stage IIIA or better Certification Letter

10­05 Emissions Compliance Plan

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CHAPTER 11

11 BRAKING SYSTEM

11.1 General

11.1.1 The SPART shall be equipped with a friction brake system and a dynamic brake system

which shall be incorporated as a part of the propulsion system. The service brake rate shall

be maintained whether achieved through friction braking or a blend of friction and

dynamic braking. The primary brake shall be a wear free dynamic brake. The brake system

shall consist of:

• Dynamic Service Brake.

• Friction Service Brake. (Electro­Pneumatic brakes)

• Emergency brake (Pneumatic)

• Parking Brakes ( Spring applied, pneumatic release brakes)

• Brake pipe Controlled back­up system

11.1.2 Contractor will provide details of brake system for IR approval [RDL 11­01]

11.1.3 The Contractor shall ensure proper integration of the propulsion, wheel slide protection,

air supply, and friction brake systems such that they work together to meet all of the

requirements of Technical Provisions. Brake system shall comply with following

requirements:

� As brake system shall include both friction braking and dynamic braking, in normal

operations, the friction and dynamic braking systems shall blend, with dynamic

braking taking precedence, to share duty and energy dissipation. The service friction

brake shall normally be used during deceleration to supplement dynamic brake at

high­speed, high­load conditions, and below the dynamic braking fade­out point.

However, the friction brake system shall be designed to provide 100% braking effort

in the event of partial or complete dynamic brake failure.

� The friction brake system shall use axle­mounted disc brakes as the main braking

device and shall be as per RDSO Specification No. RDSO/2011/CG­04 Rev.1.

� In this section, dynamic brake shall mean a wear­free electric brake.

� Adequate safety straps shall be provided below the moving components of brake

rigging to prevent falling on the track in the event of failure of any component.

� All piping shall be of stainless steel with flare less compression fittings for tropical

conditions.

� The friction brake system shall be pneumatically actuated. Brake pipes shall allow air

connections through the automatic couplers on the F/E of the vehicles in a consist

and through inter­car connections of the married pair.

� Control of the friction brake pressure shall be through electrical or /and pneumatic

train­lines.

� Emergency braking shall be friction only and pneumatically controlled.

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11.2 Requirements of Braking System

11.2.1 Brake Design

11.2.1.1 Compressed­air braking units shall be compliant with UIC leaflet 540 “BRAKES­ Air brakes

for Freight Trains and Passenger Trains”. The different elements that make­up the

compressed­air braking system must be compliant with UIC leaflets 541 to 547.

11.2.1.2 Air reservoirs shall be compliant with standards EN 286­3 for steel reservoirs and EN 286­4

for aluminum­alloy reservoirs.

11.2.1.3 The braking circuit shall have its own air reserve for application. Use of air from the braking

circuit for other applications shall not be permitted.

11.2.1.4 If the brake friction elements are not visible externally, a device must be provided to

indicate their operating state. In any case, the friction elements must be shearable from

the wheel. Solutions that differ from conventional brake design shall be admitted if an

equivalent level of safety can be demonstrated.

11.2.1.5 The complete­vehicle type and duplicate tests shall include a static brake protocol in

accordance with the specifications of UIC leaflet 547.

11.2.2 Braking System Requirements

11.2.2.1 The requirements set out below shall apply to all SPART units, although alternatives

providing demonstrably equivalent or better safety levels shall be admitted:

� “In service brake, the air pressure in the automatic­brake piping of the compressed­air

service brakes must be adjustable between 5 and 3.5 kg/cm2 on application and 3.5 and

5 kg/cm2 on release. To take care of the difference in mass when empty and loaded, the

system must be fitted with a brake power changer to compensate the pressure values in

the brake cylinders (UIC leaflets 540 to 543).”

� The brake control valve must be compliant with UIC leaflet 541­03.The driver must

have access to two emergency brake controls. There must be at least one

mechanical control that acts directly on general ducting, and the other must provide

an equivalent level of functionality. Connections between the general ducting and

the atmosphere must be provided by means of apertures with a diameter of at least

25 mm.

� Trains must be fitted with a device that immediately cuts out the tractive force in

the event of service or emergency braking.

11.2.3 Service Braking Requirement

11.2.3.1 The SPART trains shall achieve deceleration as per requirements in Chapter 3, subject to

the requirements with respect to jerk rate, also specified in Chapter­3.

11.2.3.2 The SPART shall have load compensated braking effort control.

11.2.3.3 Specified brake performance shall also be achieved in case of failure of dynamic braking.

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11.2.3.4 The supplier shall submit design calculations for the safe braking distances for both dry and

wet conditions as per UIC 544­1 or EN: 13452

11.2.3.5 The compressed­air braking systems must satisfy the minimum requirements set out in the

general traffic regulations (RGC) for multiple unit train type, determined as per UIC leaflet

544­1.

11.2.3.6 The following shall be taken into account for complete­vehicle tests:

� Type test: The entire test shall be carried out in accordance with UIC leaflet 544­1.

� Duplicate test: Tare­weight test braking shall be carried out to check that

performance is consistent with the results obtained in the type test.

11.2.4 Emergency Braking Requirement

11.2.4.1 The emergency brake rates shall be met with all wheel diameters from new to fully worn

wheels on dry, level, tangent track. Emergency braking shall not be jerk­limited and shall

be irretrievable down to the no­motion detection speed. For emergency brake

calculations, the train consist may not benefit from train resistance forces.

11.2.4.2 The emergency brake control system shall be designed in a fail­safe manner. If applied,

consist tractive effort shall be vitally cut.

11.2.4.3 The SPART shall be fitted with an emergency brake which can bring the train with train

load as specified in Chapter 3, to stand still position The supplier shall submit design

calculations for the Emergency braking distances for both dry and wet conditions as per

UIC 544­1 or EN: 13452

11.2.4.4 The braking distance must be respected using the UIC pneumatic brake or braking systems

with an equivalent safety level.

11.2.4.5 Dynamic, electromagnetic eddy­current or any other brake that works by friction on the

rail shall be permitted as emergency brakes provided they provide a level of safety

equivalent to the UIC pneumatic brake.

11.2.4.6 SPART units must comply with the provisions of the general traffic regulations (RGC)

depending on speed and track type, and in accordance with the criteria of UIC leaflet 544­

1.

11.2.4.7 The following shall be taken into account for complete­vehicle tests:

� Type test: The entire test shall be carried out in accordance with the UIC leaflet 544­

1.

� Duplicate test: Tare­weight test braking shall be carried out to check that

performance is consistent with the results obtained in the type test.

Tests must check different scenarios involving the loss and failure of a brake type and

transition to the pneumatic brake.

11.2.5 Maximum braking adhesion

� SPART units must comply with the provisions of Annex I.4 of UIC leaflet 544­1.

11.2.6 Slide Protection Systems and Locked Axle Detectors

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11.2.6.1 SPART units must be fitted with anti­lock systems in accordance with UIC leaflet 541­05.

11.2.6.2 The complete­vehicle type test for the anti­lock system shall be as specified in UIC leaflet

541­05.

11.2.7 Automatic Play Recovery System

11.2.7.1 Braking units must have an automatic device for compensating play caused by wear.

11.3 Brake performance

11.3.1 Service Brake Performance

11.3.1.1 The service brake must be progressive in application and release over a range from the

minimum force corresponding to the first braking stage to the maximum braking force

available on the train.

11.3.2 Parking Brake Performance

11.3.2.1 SPART units must be fitted with a parking brake compliant with Point 8 of UIC leaflet 544­1,

depending on the maximum inclines on the track it will be running on.

11.3.3 Thermal Performance of Brakes

11.3.3.1 The thermal performance of brakes must allow fully loaded SPART units to run on the

maximum incline on the line they will be running on, at a speed of at least 90% of their

maximum speed.

11.3.3.2 In all cases, this thermal performance shall be used to determine which lines the SPART

unit is authorised to run on, or the running conditions as a function of the specific

characteristics of the line.

11.3.3.3 Notwithstanding the above, the components of the braking system must be designed to

withstand at least two consecutive emergency brake applications from the top speed of

the SPART unit.

11.3.3.4 The requirements set out above shall be checked during the complete­vehicle type test.

11.4 Service Brake

11.4.1.1 The service braking system shall be designed and built to perform the requirements of EN

15179 or UIC546. The pneumatic brakes shall be designed as a load dependent system, in

accordance with UIC541­04, in order to cover the weight differences between empty and

loaded cars.

11.4.1.2 Service Friction Braking shall be controlled on a per­bogie basis in response to train­line

commands, the brake blending control, and the requirements in this Specification.

11.4.1.3 The brake control units (BCU) shall calculate the required level of friction braking per

bogie, based on the train­line command signals, dynamic braking effort; wheel slide control

status and load weigh signals. The primary service brake shall be the dynamic brake.

11.4.1.4 Instantaneous brake rate will not vary from average brake rate by more than +/­ 10%. A

brake performance diagram including blended braking shall be provided. [RDL 11­02]

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11.4.1.5 All brake modes shall be load compensated by a load weight signal on a per bogie basis.

Tractive effort may be load compensated up to maximum engine power.

11.5 Dynamic Brake Interface / Blending

11.5.1.1 A dynamic brake signal from the propulsion system, proportional to the achieved dynamic

braking effort shall be utilized by each BCU to modulate disc brake effort in response to the

dynamic braking effort on that bogie, such that the requested brake effort is provided

regardless of the status of dynamic braking.

11.5.1.2 The dynamic brake shall be the primary brake and provide most of the brake power. The

car­builder shall provide a brake performance diagram, identifying the maximum dynamic

brake effort as well as the total braking effort over the whole speed range for a vehicle

load of Exceptional Load. [RDL11­02]

11.6 Emergency Brake

11.6.1.1 Emergency braking shall be pneumatically­operated, friction­only, and controlled on a per­

car basis in response to venting of the brake pipe. Propagation of an emergency brake

command shall be both pneumatic (via the vital brake pipe) and electro­pneumatic (via the

emergency brake train­line in conjunction with emergency magnet valves).

11.6.1.2 Upon detection of brake pipe pressure falling below an approved threshold value each BCU

shall apply a load compensated emergency brake cylinder pressure to its respective bogie.

Emergency brake application shall be irretrievable before zero speed.

11.6.1.3 The pneumatic controls shall be configured such that an emergency brake command takes

precedence over any service friction brake command then in effect.

11.6.1.4 It shall be possible to apply emergency brake from the drivers control position. The

emergency braking system shall be designed to optimize the train retardation and shall not

be degraded by wheel slide protection equipment if provided. If a door opens when an

SPART is in motion, emergency brake shall be applied to bring the SPART to a standstill.

11.6.1.5 SPART shall be provided with self­check method to ensure completeness of the train in all

respects before emergency brake can be released.

11.6.1.6 In emergency brake where the air pressure in automatic brake piping of the compressed­air

service brakes is fully evacuated during brake application i.e. 5 and 0 kg/cm2 on application

and 0 and 5 kg/cm2 on release. Brake system should also have feature of graduated

application and release.

11.7 Parking Brake

11.7.1.1 The parking brake shall be automatic and shall be designed to hold an SPART with payload

as mentioned in Chapter 2 of this Specifications and Standards on the gradient of 1 in 37 in

the wind condition, in accordance with clause 2.6 of these standards and Specifications, for

unlimited time. The parking brakes in accordance with the provisions of UIC543, paragraph

2.2 and UIC544­1 shall be of the spring­applied, air­released type. A manual release

override shall be provided from both sides of coach. The Contractor shall indicate the

number of axles to be braked by the parking brake.

11.7.1.2 All cars are equipped with a spring­applied, air­released parking brake. It operates on both

axles of the trailing truck.

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11.7.1.3 The parking brake system shall apply in a fail­safe manner whenever the direction

command is removed. A means to activate or deactivate the spring applied parking brake

shall be located in the Driver Cab. The spring applied parking brake arrangement and grade

calculations shall be provided for review and approval. [RDL 11­04]

The parking brake control signal shall be configured to release the parking brakes when

energized.

11.8 Brake Pipe (BP) Controlled Back­Up System

11.8.1 A brake pipe controlled back­up brake system shall be provided, allowing the brakes on

each Car to be controlled by the pressure in the brake pipe, irrespective of the presence of

electrical power on any Car. This system shall operate in parallel with the

electropneumatically controlled brake and the overall retardation achieved shall be the

greatest of that demanded via the electro­pneumatic control and that demanded via the

brake pipe.

11.8.2 The brake pipe pressure shall be controlled by means of a separate control unit

ergonomically placed on the Driver’s console and having three positions for application,

charging and lap modes.

11.8.3 This system shall also be used to control brake system of dead Train during rescue by a

healthy Train, transit of Cars and shunting operation.

11.8.4 During the operation of this mode, dynamic brakes shall be isolated and the pneumatic

brake application shall be resorted.

11.9 Disc Brake Equipment

11.9.1 Disc braking shall be provided for each axle. Disc braking shall be air­apply, spring­release.

Calipers shall utilize automatic slack adjusters. The slack adjusters shall not require

additional pneumatic air lines to function. They shall be manually adjustable to facilitate

adjustment when replacing shoes and pads.

11.9.2 The disc brake arrangement shall have adequate thermal capacity to meet the requirement

of this specification and also to prevent thermal damage to the wheels, discs, brake friction

material, or other equipment under any operating condition.

11.10 Load Compensation

11.10.1 The braking system shall automatically adjust the brake force to compensate for varying

passenger loads. Weight sensing shall be independent for each bogie. Weight signals shall

be shared with the propulsion system. The load compensation scheme shall be provided

for review and approval.[RDL 11­05]

11.11 Friction Brake Propulsion Interlock

11.11.1 The friction brake system shall be interlocked with the traction system such that traction

power for the entire train is removed if any friction brake remains applied on any bogie in a

train, including parking brakes, for more than 5 seconds after the application of tractive

power.

11.12 Wheel Slide Detection/Correction Control

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11.12.1 A Wheel Slide Protection System shall be provided on each car to protect against

synchronous and differential wheel slide in traction and braking, respectively.

11.12.2 The wheel slide protection system shall detect all spins and slides, whether they are

random or synchronous, under all adhesion conditions and speeds. Its requirements shall

apply to blended braking and friction­only braking (including emergency braking), and shall

be met for all wheel diameters from new to fully worn.

11.12.3 Physically, the WSPS shall be a distributed system using both propulsion and friction brake

system devices and subsystems.

11.13 Sanding 11.13.1 Pneumatic sanding shall be provided for the leading axles of each bogie and shall be

effective in either direction of travel. There shall be provision in the wheel creep control

system for automatic sanding during wheel slip.

11.13.2 Sand pipe nozzles shall be located at a height of 50 mm from rail level with new wheels.

11.13.3 The sand boxes shall be underframe mounted and shall be easily accessible for filling from

outside.

11.13.4 The sand box lids shall be so designed as to avoid water entering the boxes and prevent

clogging of the injector inlet.

11.13.5 The sanding gear shall be capable of functioning properly in the tropical humid climate

where the sand does not remain dry and also gets moisture from the compressed air.

11.14 Air Compressor 11.14.1 Main reservoir pressure shall be train­lined. Each car shall supply clean, dry, cool, oil­free

air to its local brake system and, to the entire consist. The air supply system and reservoirs

shall be sized to support the local married pair or car and one additional married pair or car

of equal size, with an interoperable air supply system. The start of all air compressors in a

consist shall be synchronized to avoid overloading a single compressor.

11.14.2 The air supply system shall be modular and interchangeable between vehicles. The system

shall be service proven or built of service­proven components.

11.14.3 The air compressor and filter/dryer shall be operated by the 415VAC, 3­phase, auxiliary

power supply.

11.14.4 Electric motor driven compressor of proven design shall be used. The Air Compressor

should be of adequate capacity to meet air requirement at idle rpm of engine. The

Contractor will provide details of Air Compressor for approval by IR

11.14.5 The compressor shall be capable of operating efficiently in spite of dust. dirt, mist,

torrential rain, salt taken in coastal area, heavy sand or snow storms, presence of oil

vapours and radiant heat etc. to which rolling stock is normal exposed in Indian railway

service.

11.14.6 The Contractor shall provide Schedule and maintenance manual for compressor.

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11.15 Controls 11.15.1 The friction brake system shall include microprocessor­based controls (Braking Control

Unit, or BCU) on a per­bogie basis. Each BCU shall independently interpret master

controller and other signals from the controlling cab and apply the requested brake effort,

augmented by the dynamic brake signal from the propulsion ECU.

11.15.2 Each BCU shall provide system status and fault logging, and shall connect to the vehicle

data network.

11.15.3 Emergency braking shall be initiated directly by hard­wired signals from the cab console

and the control pipe pressure drop to all brake control valves, and sanding controls, and

shall not be processed by the BCU, except for monitoring purposes.

11.16 Required Document List (RDL) Following submittals are required:

RDL Description

11­01 Friction brake system overview components and operation

11­02 Brake performance diagram

11­03 Emergency brake performance diagram

11­04 Parking brake arrangement and grade calculations

11­05 Load Compensation scheme

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CHAPTER 12 12 TRAIN CONTROL AND ELECTRICALS

12.1 Train Control

12.1.1 A modern ergonomically designed console located between the train operator’s seat and

the cab front end structure shall be equipped with vital train­operation controls

mainly master controller, back­up brake control, door controls, gauges, indicators,

push buttons etc. In addition to the above direct controls, an indirect access to

miniature circuit breakers, fault indicator lights, sealed switches shall also be

provided. The console shall also be provided with TIMS, VDU and ATP/ATO displays.

Suitable ventilation shall be provided by the Contractor at the backside area of the console.

12.1.2 The control and operation shall be based on the optimized combination of the

following principles:

(i) Maximum safety

(ii) Maximum reliability and availability

(iii) Operator convenience and ergonomic design

(iv) Adequate redundancy

(v) Energy efficiency

(vi) Maintenance support

12.1.2.1 The control logic shall ensure that the vital train control functions (such as Couplers,

door system, brakes, propulsion power removal, etc.) are executed using conventional

relay control and dedicated hardwired train line signals. All vital circuits not totally within

the system apparatus enclosure, shall be double wire, double break, with the exception of

connections to non­vital circuits. The identified safety critical signals shall be carried using

redundant train line pairs.

12.1.2.2 Warnings and indications that are necessary for safe operation of the train shall be

indicated by means of LED lights and shall also use hardwired system.

12.1.2.3 TIMS link shall be used to execute non­vital commands and controls of the train. In

addition, TIMS link shall also be used for the identified non­vital control functions through

VDU interface. TIMS link shall be designed to provide back­up signals of certain identified

vital commands.

12.1.2.4 The Contractor shall develop overall control logic and submit for review of the IR.

The proposed equipment shall be service proven and reliable.

12.2 Electronic Design Standards

12.2.1 The electronic systems shall be designed in accordance with IEC 60571. All electronic units

shall conform to IEC 60571. Electronics boards shall be mounted in suitable EMC­proof

racks or housings. Different boards must be prevented from being confused. All electronic

control equipment shall comply with the requirements of IEC 60571, for Electronic

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Equipment Used on Rail Vehicles, or IEEE Std 16, IEEE Standard for Electrical and Electronic

Control Apparatus on Rail Vehicles, latest revision, EN 50125 Railway applications –

Environmental conditions for equipment, EN 50124 Railway applications – Insulation

coordination, EN 50155 Railway applications – Electronic equipment used on rolling stock

12.2.2 Control and auxiliary relays and miniature circuit breakers shall be of the plug­in type, rack

mounted or rail­mounted. Relays shall be provided with cable connection sockets and

anchored by quick fastening vibration­proof devices. The rated trip current and other

characteristics of miniature circuit breakers shall be clearly marked on the rack or rail.

12.2.3 The rated trip current and other characteristics of fuses shall be clearly marked on the rack,

rail or panel. Non­resettable fuses should not be used. Exceptions are possible for the

protection of the battery and the electromagnetic track brake.

12.2.4 All control and low voltage connections to pre­mounted devices are done via plug­in

contacts.

12.3 Control Equipment

12.3.1 The control equipment relays and switches and such other devices shall be of

proven technology established under the most severe operating conditions with

particular regard to reliability.

12.3.2 Wherever considered necessary by the Contractor, contacts shall be duplicated to

provide redundancy. Inter­vehicular control couplers and data transmission pairs shall be

duplicated to ensure reliability of operation.

12.3.3 Interlocks and auxiliary contacts connected with important protective operation,

control, auxiliary and safety circuits will be housed in dust proof enclosures either by

providing the complete equipment in dust­proof cabinets and/or pressuring the cabinets

or by covering the contacts only by dust­proof covers of a satisfactory design in accordance

with IEC 60529 (Degrees of protection provided by enclosures (IP Code)).

12.3.4 The voltage range of all relays and contactors will be 77 to 138 V dc (110V d.c. –30%,

+25%,in accordance with IEC requirements). These devices will work within this voltage

range properly under their rated temperatures and contact pressures. The contact

pressure will be adequate to ensure satisfactory operation under most severe working

conditions.

12.4 Electrical

12.4.1 On­train electrical equipment and control circuits, other than those for the propulsion

system, shall use one or more of the following power sources:

� 415V AC, 50 Hz, 3φ, 3 wire

� 230V AC, 50Hz, 1φ

� 110 V AC 1φ

� 110V DC

� 24 V DC

12.5 Train­line Electrical Connections

12.5.1 Electrical contact blocks, mounted on the semi­permanent or automatic coupler shall

be provided. When the automatic couplers are mechanically coupled, automatic pneumatic

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and electrical coupling shall be effected between the mating couplers. When the

automatic couplers are uncoupled, the electrical contact blocks shall be automatically

retracted and protected by covers with adequate weather protections. Electrical

connectors for the semi­permanent couplers shall be mechanically secured together.

12.5.2 The Contractor shall submit details for inter­car and inter–unit connections to meet

the necessary train operation requirement. Adequate number of spare connection pins

shall also be provided.

12.5.3 The free end of the cabling from the electrical connector shall be terminated in a multi­pin

plug (s) with compatible socket(s) at the interface with the car wiring.

12.5.4 All exposed cables at the exterior including the inter car jumper cables, if any shall

have suitable mechanical protection.

12.6 Wires and Cables

12.6.1 All wires and cables shall be installed as per EN 50343 and shall be adequately protected

for the maximum design and fault currents, and designed for minimum voltage drop.

12.6.2 The insulation of all wires and cables including those used within equipment / subsystem

shall be halogen­free flame­ retardant and formulated to minimise generation of

smoke, noxious emissions and corrosive fumes, in the case of overheating or fire. Cables

shall all comply NF F 63­808 (for low voltages) and NF F 63­826 (for high voltages) or other

international standards like EN 50264.

12.6.3 Fire resistant cables shall be proposed for circuits, which should survive for long periods

during fire as per EN 50200 or other applicable international standards.

12.6.4 The system adopted to rate cable shall be fully specified for review. All de­rating factors

shall be applied, together with the maximum permissible conductor temperature for

the particular insulation type. In no case shall the conductor continuous temperature

exceed 90°C .The maximum short circuit temperature shall not exceed 250°C. The

cable insulation shall be capable of withstanding these temperatures. The requirements of

EN 50343 shall be followed.

12.6.5 The minimum cross sectional area of control cables for connections between equipment

shall preferably be 1.5 mm 2. Smaller cable sizes may be used inside equipment cases. Any

deviation from this requirement, in exceptional cases, will be subject to review by IR in

design stage.

12.6.6 The proposed cables shall be proven on main line Rolling Stock. The Contractor shall

submit the voltage grade, size and type of cable for different applications along with

the proposed specification for the cables for review.

12.7 Indication Circuit

12.7.1 All hardware indications shall be with LED type. Failure of a single LED shall not cause

incorrect indication. Individual cars shall have local indication of the operating status

of the equipment, being remotely indicated in the VDU display, through TIMS.

12.7.2 Backup LED indication for critical function shall also be provided in the Driving Car. In

addition to VDU display the indications provided shall be for train and car level. All

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indications shall be provided either on the driver’s console or on the panel behind

and adjacent to the driving position. The contractor shall furnish a list of indicators

including function, control and display format for review.

12.8 Circuit Protection and Earthing System

12.8.1 All electrical circuits shall be protected by fast acting, 10kA fault current rated

MCB’s. The Contractor shall propose a protection scheme for review. The Contractor

shall submit a detailed protection scheme including calculations to demonstrate

proper segregation and discrimination between the cables, fuses and the traction

substation circuit breakers. Calculations shall be submitted to verify proper discrimination

between different levels of the protection system.

12.8.2 All equipment will be adequately earthed, insulated, screened or enclosed and provided

with essential interlocks and keys as may be appropriate to ensure the protection of the

equipments and safety of those concerned with its operation and maintenance.

12.8.3 All equipment on the vehicles, except the battery boxes shall be safety grounded to

the carbody structure. The safety grounding shall be distinct from power return grounding.

Safety grounding points shall be of tinned copper, clean, free from paint, and of a sufficient

area to ensure proper electrical contact for the grounding cable fasteners. Untinned

bronze grounding points and austenitic grade stainless steel grounding points are also

considered acceptable.

12.8.4 The area of any weld joining the grounding pad to a surface shall be at least equal to the

cross­sectional area of the grounding cable. Grounding points will have either a tapped

hole or, preferably, a clearance hole (with access to both sides) suitably sized for the lug

attachment fasteners. Minimum grounding cable size will be 6mm 2.

12.8.5 An earth fault detection system shall be proposed by the Contractor for review.

Protective devices shall also prevent fires resulting from short circuits, or other electrical

defect.

12.8.6 The Earth Concept shall be such that requirement of audio frequencies used in

signaling track circuits is met.

12.8.7 All electrical circuits shall be fully insulated from the superstructure on both the positive

and negative sides and the super­structure shall not be used as any portion of an

earth return circuit.

12.8.8 Earth fault protection shall be provided on control, auxiliary and traction power circuits, so

that it shall be possible to continue operation for a limited period even when there is one

earth fault on the circuit. For this purpose the earthing of the circuits may be provided

through the coils of earth fault detection relays and the supply battery.

12.8.9 All electrical and electronic equipment shall be protected against surge or transient

voltages caused by switching (internal or external to the rolling stock), lightning

discharges and line voltage disturbances by the provision of suitable filters or surge

suppressors.

12.8.10 Driving cars shall be provided with a manually operated two position earthing

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switch. The operation of the switch shall enable earthing of the power circuit of the

motor cars. The HT equipment shall be safeguarded by a system of interlocked keys in a

receptacle associated with the earthing switch. (Annett’s or Castell Key or similar).

12.8.11 Fuse Protection

12.8.11.1 Adequate fuse protection for all electrical circuits shall be provided. The Contractor shall

propose a protection scheme for review. The Contractor shall submit a detailed

protection scheme including calculations to demonstrate proper segregation and

discrimination between the cables, fuses and the traction substation circuit breakers.

Calculations shall be submitted to verify proper discrimination between different levels of

the protection system.

12.9 Lighting System

12.9.1 General

� The interior lighting for the passenger areas and in the tool van shall be in

accordance with EN 13272.

� It shall be possible to individually dim the lights in the passenger area and the

sleeping compartments of the S­SV as well as in the patient area of the MV.

� Supply of the lights shall be from the auxiliary power supply system.

� Emergency lighting shall be supplied directly from the battery.

� The design of the head and tail lights shall be in accordance with UIC leaflets 534 and

651

12.9.2 Exterior Lighting

12.9.2.1 Exterior lights lens assemblies shall be sufficiently robust to resist the impacts of flying

ballast.

12.9.2.2 The IP protection shall be IP65, when fitted on the carbody.

12.9.2.3 Individual power LED clusters used as exterior lights shall be able to be replaced easily

from track level. Replacement of individual cluster shall be possible in depot without

disturbing the functioning of the light.

12.9.2.4 Access for cleaning and the replacement and adjustment shall be possible.

12.9.2.5 Complete lighting system(s), their components shall generally conform to relevant

ENs/IECs applicable for railway applications and shall be type tested.

12.9.3 Head and Tail Lights

12.9.3.1 Power LED based Head and tail­lights in watertight sealed, vermin­and­insect proof

integrated housings. These may be placed at approximately 3m centres and 1.5m above

top of rail datum, beneath the windscreens, or any other suitable location meeting the

operating requirements. The units shall be "handed", left and right, so that the taillights

are outboard of the headlights.

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12.9.3.2 The two power LED based white light, with provision for dipper shall be mounted at the

front of the driving end of the Car, to provide even illumination of the tunnel bore,

track bed and track side signal posts. The illumination level of the head light shall be as

per the international norms. Replacement of individual cluster shall be possible in depot

without disturbing the functioning of the light. Each beam shall be separately

adjustable both horizontally and vertically. The On/Off and Beam controls shall be

switched from the train operator's console.

12.9.3.3 Two bi­ colour power LED based marker lights (tail lights) shall be provided which may be

lit in both active and non­active cab. The taillights shall be LED type. Each LED shall be dual

colour of white and red which shall be selectable from cab. Alternatively white & red

LEDs may be provided within the same block/fitting and be used accordingly. In active cab

the marker lights shall be white and in non­active cab it should be of red colour. During the

normal train operation, white front lights shall glow and rear shall be red. However, in case

of a stationary train in siding or depot , both front and rear lights shall be red.

12.9.3.4 The taillights shall be sufficiently large and bright, to enable the lamp to be seen and acted

upon by a train operator within the stopping distance of the consist travelling at maximum

speed.

12.9.3.5 When a driving cab is activated by a Train Operator, in the occupied cab either the head

lights shall be lit and the tail lights shall be switched off or only tail lights (white colour)

shall be lit; while in the non­active cab the head lights shall be switched off and tail lights

(red colour) shall be lit.

12.9.4 Flasher Light

12.9.4.1 In order to attract the attention of the train operator of the following train or a train

approaching from the opposite direction, in emergency, a 'powerful flashing amber tight in

addition to the tail lamps shall be provided in the front panel of each driving car. This light

shall be switched ON by the train operator in case of emergency.

12.9.4.2 Flasher light when lit and flashing shall be able to attract attention at a distance of 300

meters under clear sunny day light.

12.9.4.3 Algorithm for Auto Flasher Operation based on the Air Flow sensor as per applicable CCB

(Computer Controlled Brake system) Specification no MP.0.01.00.24 (latest revision)

subject to availability of air flow sensor signal from CCB to control system.

12.9.5 Door Indicator Lights

12.9.5.1 An amber indication lamp (power LED based) shall be located at an appropriate location

both outside and inside near each door.

12.9.5.2 The lamp shall be illuminated when the door is in open condition or unlocked, or

when the locking mechanism has failed to register. In this condition the traction shall be

not allowed. Only when all the train external doors are closed and locked the traction shall

be allowed. This information shall be provided also to the driver on the driver desk via

train wire in a safety manner.

12.9.6 Call-On Light Switch

12.9.6.1 A Call­On Switch shall be provided in the train operator's cab, to cater for Emergency Push­

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Out situations. Operation of the switch on a failed train, with the Mode Selector in OFF,

shall cause the tail lights at the rear of the failed train to flash on and off, indicating to the

train operator of the rescuing train that he may proceed to effect coupling.

12.9.7 Interior Illumination System

12.9.7.1 Interior Lighting system may comply with following requirements:

(i) The lighting system shall generally conform to EN13272. The system shall be base on

power LEDs and should meet following requirements in general.

(ii) The guaranteed life of the LEDs with their control system and optics/luminary shall

not be less than 60000 burning hours.

(iii) The specified illumination level shall be met till at the end of the life of 60,000 hours

when the illumination is not less than 70% of their original illumination level.

(iv) The colour of the LEDs shall be warm white (temperature 4000K­5000K). It shall be

ensured that all LEDs are selected from same bin to avoid any difference in colour

and performance.

(v) Complete light and energy simulation calculations shall be provided during design to

prove validity of the proposed solution.

(vi) The system shall be designed to limit glare and ensure no glare by night time

reflections in windows. Luminaries shall be designed to conform relevant

international standards.

(vii) The change of chromaticity over the lifetime of the product shall be within

0.007 on CIE 1976(u',v') diagram or equivalent.

(viii) Luminaire efficiency inclusive of LEDs/control gears & optics etc. shall not be less

than 100 Im/W at the working junction temperature; higher values shall be

preferred.

(ix) Design layout of LEDs & their strings/blocks should be such that the failure of one

LED should not cause isolation of complete string/block. Similarly failure of one

controller on one string/block should not adversely affect other strings/blocks.

Details shall be finalized during design stage.

(x) Coaches may remain unpowered in open sun and internal temperature may go upto

70°C. Suitable protection measures shall be taken to ensure that this does not

adversely affect the performance, reliability or efficiency of the lighting system

and its components. Verification/validation to the above shall be proposed by

the contractor during design.

(xi) Illumination within saloon with LED luminaires shall be designed so as to

ensure that the desired maximum illumination level is achieved with LEDs operating

at approximately 50% of its rated capacity. However, driver/control unit/optics etc.

shall be designed for full rating of the LEDs.

(xii) All luminaires shall be of LED type and fitting shall be protected and diffused. No

exposed light sources will be accepted.

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(xiii) LED luminaires and control gears shall be sealed to IP 52 and IP 54, BS EN

60529:1992, respectively to prevent the ingress of dirt and foreign objects.

(xiv) After one year, two year and 60,000 operation hours, the colour temperature s all

be within ±5%, ±8% and ±10% of the initial value respectively.

(xv) LED luminaries shall be designed to withstand switch cycles of 1,00,000 and

tests shall be conducted to prove the compliance.

(xvi) The contractor shall replace all the LED lighting with a newly improved LED lighting if

a) The total cumulative failure rate of the LED luminaries and control gears

within DLP exceeds 5% with 20% of LEDs failed in a LED luminaire is

constituted as a failure of the LED luminaire;

(xvii) Since LED technology is fast evolving and the rolling stock supply is a long drawn

process , sub­supplier shall commit to supply new generation of improved LEDs

progressively and which should be compatible with the luminaries already supplied

and installed. The contractor shall regularly update IR on this aspect during the

manufacture.

(xviii) LEDs manufactured by reputed manufacturers shall only be used after taking

the prior approval of the Engineer during Design Review.

(xix) LED(s) shall have lumen rating as 100 lumen/LED or above.

(xx) Maximum number of LEDs which a driver/power supply can feed shall not exceed 60

LEDs.

(xxi) During commissioning and subsequently, it may be desirable to adjust the lux level

to 250/200 in the saloon. Provision shall be made for adjustment of the lux level

within saloon. At least three levels of adjustments i.e. 200 lux/250 lux/300 lux

shall be provided in the saloon illumination design as a minimum. Details shall be

discussed during design review.

12.9.8 Emergency Lighting

12.9.8.1 Each car shall be provided with emergency lights in the occupant areas and in the

vestibules The battery systems shall have sufficient capacity to operate all emergency

lights for at least 90 minutes. Emergency lighting shall be evenly distributed throughout

the car interior, including the car door areas.

12.9.8.2 The quantity and location of the emergency lights, emergency lighting arrangement, and

operation shall be submitted to IR for review [RDL 14­02].

12.9.8.3 The emergency lights shall be wired with cables according the standard EN 50200 in order

to guarantee the functionality of the system while fire on board of the train for at least

15min.

12.9.8.4 Photo luminescent elements must be placed along the evacuation routes and at the

emergency exits to enable the safe and efficient evacuation of occupants and crew. The

signing of safety elements and emergency devices, such as extinguishers, shall also be

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photo luminescent. The materials used in photo luminescent elements shall comply with

standards UNE 23035­1 and UNE 23035­2.

12.9.8.5 The following shall be taken into account for complete­vehicle type tests:

� The lighting measures adopted for emergency lighting shall be compliant with

Section 6 of standard UNE­EN 13272.

� The placement of the photo luminescent elements shall be checked to make sure

they enable evacuation routes, safety elements and emergency devices to be

identified.

� Duplicate testing must check that the placement of the photo luminescent elements

enables evacuation routes, safety elements and emergency devices to be identified.

Moreover, the corresponding pictograms shall be checked to ensure that they are

correctly placed.

12.10 Required Document List (RDL)

Following submittals are required:

RDL Description

12­01 Lighting Design, Arrangement and Installation

12­02 Emergency lighting arrangement, quantity and location

CHAPTER 13

13 AUXILIARY POWER SYSTEM

13.1 General

13.1.1 All electrical systems shall conform to basic IEC and IEEE standards. Rotating electrical

components shall conform to IEC 60349 or IEEE Std 11­2000 for rail vehicles. Electrical and

electronic control apparatus shall conform to IEC 60571 or IEEE Std 16­2004 for rail

vehicles.

13.1.2 Design review packages shall be provided for each major component of the auxiliary power

system:

� Auxiliary Power Supply: [RDL 13­01]

� Low Voltage Power Supply: [RDL 13­02]

� Main Battery and Charger: [RDL 13­03]

� Engine Starter Battery and Charger: [RDL 13­04]

The design review packages shall include functional specifications, design descriptions,

circuit schematics, parts lists, and mechanical drawings.

13.2 Auxiliary Power Requirements

� 415 V +/­ 10%, 3­phase, 50 Hz AC supply is required to run the motors of the air­

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conditioning compressors, condenser and evaporator fans. 230 V AC or 110 V AC

Single Phase is required for convenience outlets and other possible single phase AC

appliances.

� 110 V DC is required for controls and lighting.

� For engine staring, a 24 V battery may be used.

� A 110 V battery may be used for emergency requirements.

13.3 Auxiliary Power Supply

13.3.1 The auxiliary power system (APS) shall comply with IEC 60287, IEC 60571, and IEEE Std

1476­2000. All auxiliary motors shall be of a brushless design.

13.3.2 The SPART trainset shall be provided with two 400 KVA Auxiliary DA set, of which one will

be standby. Both the DA sets will be required to work at accident site and the controls shall be

accordingly provided so that these can be worked as single or a combined unit.

13.3.3 The following electrical loads will be catered by the auxiliary DA set:

S.No. Description

1. WRA pump – 2 Nos. (only 1 work at a time) 2. Fans – 0.84 kW per coach for 3 coaches 3. Lights – 1.2 kW per coach for 3 coaches 4. Boyle’s Apparatus 5. Suction Apparatus 6. Electric Cautery 7. Pulse Oximeter 8. Autoclave 9. Water sterilizer 10. Refrigerator 11. Kitchen load 12. Headlight – 2 Nos., Marker light, Tail light,

Flasher light 13. 110V Battery Charger 14. AC Units

13.3.4 Contractor to submit calculations showing assessment of power rating of Auxiliary DA.

13.3.5 Auxiliary diesel engine shall be operationally independent of all other diesel engines and

power generating equipment and may share starting batteries and a fuel tank with the

main propulsions diesel engines on the same vehicle. The auxiliary diesel engine shall

comply, to the extent practical, with the propulsion engine technical provisions defined in

this specification.

13.4 Low Voltage Power Supply (LVPS)

13.4.1 The 110V DC low­voltage system shall supply: the marker, emergency and vestibule lights,

headlights, communicating signal, Public Address system, radio and intercom

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communication, door operators, traction and brake control units etc.

13.4.2 The LVPS shall be powered from the 415VAC supply. It shall be possible to start the LVPS

upon establishment of the 415VAC in the absence of battery voltage

13.5 Convenience Outlets

13.5.1 230 V or 110 VAC convenience outlets shall be provided for use by crew and occupants.

13.5.2 One circuit shall feed duplex outlets on each side of the cab.

13.5.3 A second circuit shall feed duplex outlets on the sidewall of cars to power laptop

computers, mobiles or other utility devices. These outlets will be used for giving power

supply to medical equipment.

13.5.4 Outlets for passenger use shall be limited to a maximum output power of 150W.

Differential Magneto Thermal Circuit Breakers should be used to protect outlets. After

each circuit breaker an high voltage transient peak suppressor should be installed. Ground

fault shall be limited to 30mA.

13.5.5 110 VAC convenience outlet locations shall be submitted to IR for review and approval.

13.6 Emergency Power

13.6.1 Emergency low voltage power shall be provided by the batteries. The batteries shall have

the capacity to supply all emergency loads as indicated below. The list is not exhaustive

and Contractor may supply list of emergency loads as required.

System Time Emergency ventilation 90 minutes after the loss of power

Emergency lighting 4 hours after the loss of power

Door release of alternate doors on either side 4 hours after the loss of power

Train controls (full load) 4 hours after the loss of power

Communication (PIS and PA system) 4 hours after the loss of power

Fire detection system 4 hours after the loss of power

13.7 Low Voltage Train­line

13.7.1 A low voltage train­line shall be provided to transmit emergency control power through the

train using contacts in the automatic coupler electric portion. The purpose is to permit a

car with a functioning low voltage system to power critical control loads on a car with a

non­functioning low voltage system. This is so that critical train control and

communications circuits can function, allowing the train to be driven from the cab in either

car. Logic and power switching shall be provided to shed non­essential loads. This train­line

shall not be used to charge batteries.

13.8 Battery

13.8.1 24 V nickel cadmium battery that comply with the applicable requirements of IEEE Std

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1536­2002 .

13.8.2 110 V nickel cadmium battery for emergency lighting and controls. It will provide backup

low voltage power in the event of LVPS failure. Emergency low voltage power shall be

provided by the batteries. The batteries shall have the capacity to supply all emergency

loads.

13.8.3 The batteries shall use proven non­combustible transparent or translucent cases which

comply with NFPA 130 and NFPA 70. The load cycles shall be based on an ambient

temperature mentioned in this specification. Batteries shall be rated for the indicated

operating environment over a normal service life of not less than 10 years.

13.8.4 The battery charge may be a separate device powered from the 415VAC circuit or it may be

a function that is provided by the LVPS. The battery charger shall provide power switching

to connect the battery to the vehicle low voltage bus if the battery charger is not

functioning and shall provide current limited temperature compensated battery charging

current to the batteries when the battery charger is functioning. The charging voltage,

current and temperature compensation shall be as recommended by the battery supplier

as approved by IR.

13.8.5 Thermal switches mounted in the battery box shall be provided to indicate battery over­

temperature to the battery disconnect circuit breaker shunt trip circuit.

13.8.6 The battery pack shall have an automated water level topping up system. The battery

compartment shall be sealed towards the vehicle interior and be adequately ventilated

towards the exterior.

13.8.7 A two­pole battery disconnect circuit breaker, breaking both the battery positive and

negative, shall be provided for each battery. The circuit breaker shall be explosion proof if

mounted in the battery box.

13.9 Protection

13.9.1 Circuit Protection: Circuits and apparatus shall be protected against damage by

overcurrent, overvoltage, overheating, voltage transients, and electromagnetic

interference. Each circuit shall be protected by circuit breakers to protect the wiring and

load devices. Contractor may follow requirements of IEC 60364­4.

13.9.2 Source Overvoltage and Over­current Protection: The auxiliary power supplies, low voltage

dc supplies and battery chargers shall provide automatic overvoltage and current limiting

for both device and load protection. Contractor may follow requirements of IEC 60364­4.

13.9.3 Ground Fault Protection: Circuits shall be provided with ground fault detection circuits.

Detection of an excessive level of current to ground shall cause the appropriate circuit

breaker to be tripped open. Contractor may follow requirements of IEC 61991.

13.9.4 Transient Protection: All equipment shall be protected against damage and malfunction by

transient voltages. Equipment that is capable of generating electrical transients shall

include suppression devices to reduce transient voltages to an acceptable level. Contractor

may follow requirements of IEC 61000­Part 4­4 Electrical fast transient/burst immunity test

and IEC 61000­Part 4­5 Surge immunity test

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13.9.5 EMI Protection: Shielding and filtering shall be provided to both protect the equipment

from damage by externally generated EMI and to prevent it from transmitting EMI.

Contractor may follow requirements of IEC 61000­4 about EMC and IEC 62236­3­2 .

13.9.6 Low Voltage DC Circuit Isolation: The low voltage system shall not be grounded. Contract

may follow requirements of IEC 60664­1.

13.9.7 The auxiliary power supply, low voltage power supply and battery charger shall each

incorporate a local diagnostic and test system

13.10 External Auxiliary Supply 13.10.1 A weatherproof external auxiliary supply receptacle shall be provided on each side of the

vehicle at a convenient location to permit an external 415VAC, 50 Hz, 3­phase supply to be

connected to the auxiliary system. The receptacle shall include interlock contacts to control

switchgear on the vehicle and in the external power supply, and shall be accessible from

the side of the vehicle from rail level and from high platform level.

The 415VAC shop power / layover power supply shall provide power to the low voltage

system and vehicle / starter battery chargers.

13.11 Insulation System 13.11.1 The insulation system to be employed shall be particularly designed to withstand the

adverse climatic and environmental conditions specified in these Specifications and

Standards and as per IEC 60721. Imperviousness to moisture shall be ensured.

13.11.2 The evaluation of the insulation system for thermal endurance shall be with fabricated test

models by way of accelerated ageing tests based on the test programme drawn up in

accordance with the norms specified in IEC: 60034­18. Evaluation of the insulation system

shall be done according to IEC 60034­18, IEC 60664­1 and IEC 60071­1.

13.11.3 Ageing parameters of heat, vibration, mechanical/compressive stresses, special

environmental effects of humidity, dust and metallic dust from brake shoes shall be

incorporated to simulate the actual working conditions as closely as possible. Contractor to

follow requirements of IEC 60587.

13.11.4 The temperature at which an extrapolated life of 20,000 hours is obtained shall be treated

as the thermal endurance limit (Temperature Index) of the insulation system.

13.11.5 With regard to the system of insulation adopted and the climatic and environmental

conditions, the Contractor shall provide maximum possible margins in the temperature

rise, for prolonged life of the traction motors.

13.12 Required Document List (RDL) Following submittals are reuired:

RDL Description

13­01 Auxiliary Power Supply

13­02 Low Voltage Power Supply

13­03 Main Battery and Charger

13­04 Engine Starter Battery and Charger

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CHAPTER 14

14 Train Integrated Management System (TIMS)

14.1 General

14.1.1 The Train Integrated Management System (TIMS) shall be of the latest version, complete

integrated system for the control and monitoring of train functions, systems and sub­

systems. The system shall provide for real­time distributed control and modular processing

of sub­systems in a redundant manner with high reliability and availability in the

adverse operating environment of a railway.

14.1.2 It would be desirable for the train control data bus and the control processor to be

duplicated.

14.1.3 The contractor shall provide the preliminary functional specification of the train including

diagnostic functions for review to IR.

14.1.4 The design shall consider the train as a complete system. The train shall monitor all its

subsystems’ operation and fault status, fault data logging, incident investigation and

reporting. Real­time diagnostic information shall be accessible on the console display to

assist drivers to operate the train safely, quickly, efficiently, and to rectify faults or failures

that are resettable. A proven train data communication link, which is immune to EMI and

harmonics generated by traction equipment, will be provided between the cars. The

contractor shall list the subsystems that are to be monitored or controlled by the TIMS

with their interface details.

14.1.5 The scheme proposed shall differentiate between faults which are not potentially

life threatening, (e.g. air conditioning failure), and other system faults which could

be life threatening (e.g. failure of the brake system).

14.1.6 Contractor shall provide a preliminary safety concept with a list of safety and non­safety

function for review to IR.

14.2 TIMS Architecture

14.2.1 The system shall be made up of subsystem processing nodes interconnected through a

train data communication link. Both subsystems processing nodes shall be redundant to

increase system reliability and availability. Diagnostic capability incorporated in the system

shall detect node or line section failure rapidly to ensure no impairment of normal control

and monitoring functions. The contractor shall submit proposed system architecture.

14.2.2 The TIMS shall be of a fault tolerant distributed control system architecture.

14.2.3 The TIMS shall be modular in functional design at all levels with at least 10% spare capacity

for expansion.

14.2.4 The TIMS unit shall incorporate built­in self­test diagnostic functions.

14.2.5 The hardware system shall conform to IEC 60571

14.2.6 Data protocols and standards should be to international and railway industry standards.

The contractor shall advise the standards he intends to apply, for review to IR.

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14.3 Microprocessor Control and Diagnostic System

14.3.1 A Microprocessor/Micro­Controller based control system shall be adopted to cover

control, protection, fault diagnostic display and data acquisition requirements.

14.3.2 A suitable physical bus interface, to ensure error­free and high speed data transmission

shall be provided. It is desirable that the majority of control and monitoring

functions are implemented by software, so as to reduce hardware and cables.

14.3.3 The microprocessor should perform the task of fault diagnostics and display, in

addition to performing the control task. The microprocessor should be capable of

monitoring the status of the equipments continuously and occurrence of faults. The

microprocessor should also cause appropriate action to be taken, and wherever necessary

shut down equipments.

14.3.4 The fault data reading system shall be connected to the Train Integrated Management

System (TIMS) via the Car Data Bus and Inter­Car Data Bus. Fault data shall be displayed in

the “live” driving console on a VDU.

14.3.5 Fault occurrences should also be stored in the memory of the microprocessor and it should

be possible to transmit the output by means of a serial interface to a printer or a

personal computer. The various important parameters of the equipments at the time of

occurrence of faults should also be recorded with a view to enabling proper fault

analysis. Adequate redundancy should be built into the microprocessor.

14.3.6 The contractor shall furnish detailed technical features of the control system

including control methods and strategy adopted in the design.

14.3.7 User Settable parameters / Settings:

14.3.8 For flexibility of operation, it is desirable to provide user configurability for various control

parameters like currents, voltages, horse powers, temperatures, pressures, tractive effort

on locomotives and speed (Auto Emergency brake feature) of the traction equipment. It

shall be possible to configure these parameters through a laptop. A menu driven easy to

use application software shall be provided for loading on the laptop for this purpose.

Password protection shall be provided to safeguard against misuse.

14.4 TIMS Software

14.4.1 The software and communication protocols used throughout the TIMS and the

interfaces to subsystems shall be to a common standard or standards.

14.5 TIMS Labeling

14.5.1 The type, location and identification of all hardware, software interconnections,

cabling and terminals shall be determined on a coherent hierarchical system basis.

Labelling or identification shall use appropriate English language based mnemonics or

abbreviations. The Contractor shall submit proposal for review.

14.6 Driving Console

14.6.1 Each Driving Console shall be provided with a VDU to display real time information

to the driver. The display screen shall be of the liquid crystal display (LCD) type. The

VDU shall display information of equipment operating status, faults and failure of

both auxiliary and control functions. The VDU shall also display recommended remedial

actions in the event of alarms or faults occurring on the train.

14.6.2 A communication port on each car to interface with a notebook computer shall be

provided and all information on the VDU shall be accessible on the notebook computer. In

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addition, other diagnostic access by maintenance staff via the notebook computer shall

also be provided.

14.6.3 The notebook computer shall provide full testing of and interaction with the on­board

TIMS at both train and car level.

14.6.4 The following minimum capabilities shall be provided:

i. System monitoring, fault data retrieval and analysis.

ii. Viewing and processing of logged TIMS data.

iii. Uploading facilities for new operating software and parameters.

iv. Uploading facilities for new train configuration data (e.g. wheel diameters, etc.).

v. Downloading of fault and usage information in Depot.

vi. Exercising and checking of digital inputs and outputs.

vii. Checking of train and subsystem serial links.

viii. Checking of train data bus set­up and configuration.

ix. Retrieval of equipment identification numbers.

x. Initiating function testing of onboard equipment.

14.6.5 A seven­digit odometer display shall be incorporated into the VDU display on each

driving console. It shall record cumulative distance run, irrespective of direction, and

shall be non­resettable.

14.7 Required Document List (RDL)

Following submittals are required:

RDL Description

14­01 TIMS architecture

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CHAPTER 15 15 COMMUNICATIONS EQUIPMENT

15.1 General

15.1.1 The Contractor shall provide a complete and functional communication package for each

car. Each communications package shall be comprised of the following units:

• Public Address System

• Crew Intercom System

15.1.2 The communications system shall permit the train crew to make announcements, contact

passengers, and other train crew members. It shall:

• Permit two­way intercommunication, cab­to­cab, between any two or more

communication panels within the train, or consist.

• Provide for a transfer of data between the train and wayside installations, using a

wireless data link.

15.1.3 The communications system functions that require data transfer between cars, or

components within a car, shall utilize an Ethernet network. The communication controls

shall incorporate a local diagnostic and test system that interfaces with Train control and

management system.

15.1.4 The communication package shall operate efficiently and effectively for all possible consist

combinations without adjustment. An inoperable communication system on one or more

cars in a consist shall not adversely affect the operation of the communication systems on

the rest of the cars in the consist. The communication package equipment shall not pose

any health hazard to the public, passengers, and train crew.

15.1.5 Exposure to RF emissions shall conform to IEEE C95.1, Table 2. The equipment shall be in

accordance with IEEE STD 1477, latest revision, where the requirements do not conflict

with the Technical Specification.

15.1.6 Details of the design, hardware, software, equipment arrangement, location and usage of

the Communication Package shall be submitted for review and approval [RDL­15.01].

15.2 Public Address

15.2.1 The Public Address (PA) System shall provide the function of making audio

announcements, via the interior and/or exterior speakers. Audio announcements may be

made by either the train crew.

15.2.2 The PA system shall provide, clear intelligible audio, with a constant audio level regardless

of the position of the audio source within the train, incorporating an automatic volume

adjustment feature to compensate for ambient noise conditions. The PA system shall

include microphones, amplifiers, speakers, associated wiring and circuits.

A boom style or gooseneck, noise­cancelling, dynamic, microphone shall be provided in

each cab, usable for all PA, cab­to­cab, and PEI modes. The PA amplifier power shall be

sufficient to drive interior and exterior speakers at maximum levels, simultaneously,

without audible distortion.

15.2.3 A minimum of eight internal speakers shall be installed per car, providing an even,

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comfortable, sound distribution, and intelligible audio, at all seating locations, within 3 dB,

under all operating conditions. Four speakers, suitable for exterior operation, shall be

mounted on the exterior of the car, two per side, near the side doors. All speakers shall be

arranged to eliminate feedback from any audio input source. The location and number of

speakers shall be subject to the approval of IRA

15.2.4 The frequency response of all audio circuits, from signal origin to output signal at the

speaker shall be 150 Hz to 6 kHz, ± 1 dB at all power levels. Total harmonic distortion of all

circuits, without compression circuits, shall not exceed 1% at 1 kHz, full output.

15.3 Crew Intercom System

15.3.1 The Crew Intercom system shall permit the train crew to communicate privately by

individually selecting the intercom transmission mode. The intercom system shall permit

two or more members of the train crew to communicate simultaneously.

15.4 GPS

15.4.1 A GPS system shall be provided for use by the monitoring and diagnostic system, and other

systems on the car that require position and time information. The GPS shall provide the

vehicle/train time which shall be passed on to all relevant vehicle control electronics.

The GPS antenna shall mount on the roof, or other location, optimized for satellite access.

The antenna location shall be coordinated with the radio antenna to avoid interference.

15.5 Required Document List (RDL)

Following submittals will be required:

RDL Description

15­01 Communication package design details

15­02 Location and number of speakers

15­03 Radio type, function and location

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CHAPTER 16 16 TESTING

16.1 General

16.1.1 The Contractor shall carry out a comprehensive testing program to demonstrate that the

cars meet applicable requirements, standards, and codes, consistent with the

requirements of design criteria.

16.1.2 All the tests shall be carried out at the contractor’s cost, wherever performed, in the

presence of and to the satisfaction of the IR, who reserves the right to witness any or all of

the tests and to require submission of any or all test specifications and reports.

16.1.3 Complete trainset or individual cars will be tested as per EN 50215 or IEC 61133 or other

equivalent international standard.

16.1.4 Wherever any equipment, system or sub­system is not specifically covered by an

internationally recognized specification or test procedure, or where the type and routine

tests prescribed by other international standard do not adequately cover the requirement,

tests which are acceptable both to the contractor and to the IR, shall be devised.

The IR reserves the right to call for additional tests as may be considered necessary.

16.1.5 Type tests for certain equipment may be waived if these were carried out earlier on

equipment of identical design, witnessed by a reputed organization, and the service

performance of such equipment was found to be reliable. The Contractor shall submit a

proposal in this regard to IR for review. The waiver of Type Test is entirely at the discretion

of IR.

16.1.6 All appropriate testing documentation shall be prepared and submitted to IR for approval

no later than 90 days in advance of the start of the test program.

16.2 Test Plan

16.2.1 General

16.2.1.1 Contractor shall develop Test Matrix, Test Schedule and Test Procedures as part of Test

Plan[RDL 16­01].

16.2.1.2 Tests shall be grouped in the following categories:

i. Component or System type tests

ii. Car Level type tests

iii. On­line type test

iv. Pre­delivery Car routine tests

v. Acceptance tests

16.2.2 Test Matrix

16.2.2.1 During the design phase, the Contractor shall develop test matrix listing tests to be

performed during the test program. This test matrix shall be approved by the IR before test

scheduling may begin. The test matrix shall be updated regularly to accurately capture any

changes to program scope or direction.

16.2.3 Test Schedules

16.2.3.1 Test schedules shall be prepared during the design phase for all tests listed in the test

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matrix. Test schedules shall be submitted for review and approval by the IR. The schedules

shall be updated regularly (at least monthly) once testing has commenced. The schedules

shall identify the type of testing to be performed, the location and date of the testing, the

status of the applicable test specification, and the representation required at the test (e.g.

vendor, Contractor, IR, etc).

16.2.4 Test Procedures

16.2.4.1 The Contractor shall prepare a test procedure in advance of each test for review and

approval by IR. The plan test procedures shall include the following information:

i. Relevant specification applicable to each of the tests.

ii. Type, routine and special tests to be carried out.

iii. Description of the tests, scheduled dates, and locations of the tests.

iv. Test parameters to be measured.

v. Constraints to be applied during the test.

vi. Defined pass/fail criteria.

vii. Facilities, equipment, and test and measurement tools.

16.2.4.2 Test procedures may be amended, as required throughout the duration of the Contract, to

reflect changes in system design or the identification of additional testing requirements.

16.2.4.3 No test shall be performed by the Contractor or any Subcontractor without a test

procedure that has been approved by IR. The Contractor shall submit one test procedure

for each unique test, recorded as a unique Contract Deliverable. The Contractor shall

develop a numbering scheme (ie. RDL 16­03A, 16­03B, …) to accurately track test

procedure submissions and allow one test to be closed out without unnecessary

dependence on other tests.

16.3 Test Reports

16.3.1 For each test performed, a test report shall be prepared, regardless of the outcome of the

test, and submitted to IR. [RDL 16­04]The Contractor shall submit one test report for each

unique test, recorded as a unique Contract Deliverable. The Contractor shall develop a

numbering scheme (ie. RDL 16­04A, 16­04B, …) to accurately track test report submissions

and allow one test to be closed out without unnecessary dependence on other tests.

A register of all test reports shall be submitted on a monthly basis. [RDL 16­02]

16.4 Required Testing

16.4.1 Component and System Type Testing

1. Carbody Interior Materials Tests

2. Window Tests (including Emergency Windows)

3. Flammability, Smoke and Toxicity Emission Tests

4. Door Panel

5. Door System Endurance Test

6. Heating, Ventilation and Air Conditioning

7. Coupler, Drawbar, and Draft Gear Tests

8. Auxiliary Power, LVPS, Battery and Battery Charger

9. Bogie Frame Static Load Test

10. Bogie Frame Fatigue Test

11. Bogie Frame Weld Inspection

12. Bogie Primary Suspension and Secondary Suspension (Air Spring) Tests

13. Carbody Static Structural Tests

14. Operational Safety Testing

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15. Seat Frame and Cushions

16. Electrical Interference Tests (EMI)

17. Diesel Engine Tests

18. Propulsion Equipment Tests

� Diesel electric: alternator, inverter, traction motor, gear drive

The Contractor shall define the scope and magnitude of these tests in order to fully

demonstrate compliance with the requirements of the design criteria. However the tests

mentioned below shall be part of test program.

A. Material Test

All materials used in the production of the vehicles shall be tested to verify conformance

with all applicable standards, regulations and specifications, and to ensure that the

material performs as specified. However, testing will not be required for materials supplied

with test certification. At a minimum, the following materials unless provided with material

test certification, shall undergo material testing:

i. All interior materials shall be certified to meet smoke, flame and toxicity

requirements.

ii. All subfloor panels shall be certified to meet strength and impact resistance

requirements.

iii. All materials used in production of the carshell shall be certified to meet material

strength, composition and performance characteristics.

iv. All components used in the manufacture of bogie, suspension and coupler

assemblies shall be certified to meet all applicable strength, composition and

performance requirements.

v. All insulation materials shall be certified to meet applicable insulation performance

standards.

vi. All emergency power sources and all emergency equipment shall be certified to

meet relevant standards.

vii. All exterior graphics components, including paint, decals and hardware, shall be

certified to meet all applicable performance requirements including environmental

and air quality requirements, durability in accordance with environmental and

climatic conditions.

B. The car body structural test

i. A static compressive end­load test, and a lifting test shall be performed in

accordance with EN 12663 or UIC 566, under a simulated load as specified in Chapter

2, as a type test.

ii. The strength of the car side wall windows and of those in the doors shall be

performed in accordance with EN 12663 or UIC 566, as a type test.

iii. The strength of the cab windscreen shall be tested in accordance with the

requirements of both UIC 651 and EN 15152:2014, also as a type test.

C. Bogie Frame Stress and Fatigue Testing

iv. The bogie shall be subject to static as well as fatigue tests in accordance with EN

13749 or UIC 615­4, with the payload as specified in Chapter 2. This shall be a type

test.

v. Tests for clearances in the bogie, and between bogie and body shall also be carried

out by rotating the bogie to simulate a 150m radius curve. This shall be a type test.

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vi. The Contractor shall perform a wheel unloading test to verify the calculations

submitted. The test shall be conducted in the most disadvantageous combination of

unloading and suspension conditions.

vii. A load deflection test and accelerated ageing tests shall be performed to

demonstrate that the spring rate of the primary suspension system and the creep

rate for the materials used are within the design limits. These tests shall prove that

the primary suspension system behaves as predicted and will notresult in excessive

deflection or a decrease in bogie clearance above top of rail to less than the

minimum specified herein.

D. Body Side Door

i. The body side doors shall be tested for strength in accordance to UIC 566 or relevant

standard.

ii. The following type test shall be carried out on a complete door and operating

assembly equipment with its control gear.

a. Endurance ­One Lakh (100,000) operations shall be performed. A record of the

velocity profile shall be taken at the beginning and the end of the test. It should

also be demonstrated that no undue wear or compression of seals has occurred.

b. Vibration Tests­ Vibration test shall be carried out as per IEC 60077 or EN 61337

standard.

E. Interior Doors (Compartment Door, Vestibule Door and Lavatory Door) i. The Prototype Compartment Door, Vestibule Door and Lavatory Door shall be

subjected to an endurance test of One Lakh (100,000) operations, during which it

shall be demonstrated that no component fails.

F. Seats/Berths

i. The Seat/Berths assembly shall withstand without permanent deformation with

type test strength requirements based on international recognized standards,

subjected to mutual agreement (UIC 566 ).

G. Water Tank

Testing of the water tank shall be done in the same condition as fixed in the cars. Following

test shall be applied to water tanks:

i. Dimensional Checking.

ii. Water Tightness.

iii. Air tightness with a air pressure of 50000Pa for underslung water tanks.

iv. Strength requirement according to Para 1.1.4 of UIC566 or equivalent standard.

v. Complete weight of the entire tank types and suspension.

H. Fire Performance Verification:­

i. Type tests according to the relevant standards shall be undertaken to establish fire

ratings for all materials proposed. However, test certificates from any Testing Agency

of international repute may be accepted in lieu by the IR at his sole discretion.

16.4.2 Car Level Type Testing

1. Clearance Tests

2. Door Operation Tests

3. Heating, Ventilation and Air Conditioning

� Fresh Air Duct Watertightness Tests

� System Air Flow Tests

4. Lighting Tests

5. Brake Shoe and Disc Pad Force Tests

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6. Parking Brake Tests

7. Bogie Equalization and Stability Tests

8. Electromagnetic Emissions Tests and Limits

9. Auxiliary Power System/LVPS/Battery

10. Operational Safety Systems Test

16.4.2.1 The Contractor shall define the scope and magnitude of these tests in order to fully

demonstrate compliance with the requirements of the design criteria. However the tests

mentioned below shall be part of test master plan.

A. Brake Equipment Type Tests

For Disc brake following Tests shall be carried out:

i. Functional checks such as working stroke, slack adjuster operation and parking brake

action.

ii. Recording of the relationship of disc brake pad force to cylinder pressure over the

full working range.

iii. Plotting of brake force against pressure curves in all conditions of operation of brake

cylinder and parking brake.

iv. Vibration test as defined in IEC 61373.

v. Air leakage test

16.4.3 On­line Type Test

1. Noise and Vibration Tests

2. Performance Tests

3. Acceleration Tests

4. Friction Brake Deceleration Tests

5. Dynamic Brake Deceleration Tests

6. Blended Brake Tests

7. Wheel Slip Tests

8. Route Performance

9. Ride Quality Tests

10. Communication System Tests

11. Operational Safety Systems Test

The Contractor shall define the scope and magnitude of these tests in order to fully

demonstrate compliance with the requirements of these design criteria. However the tests

mentioned below shall be part of test program.

A. Noise and Vibration Type Test

(a) The Contractor shall perform noise and vibration type tests to demonstrate

compliance this document. The measurement of Noise level of rail bound vehicle shall be

carried out as per BS EN ISO 3381. All test procedures, data and results shall be submitted to

the IR for acceptance.

B. Complete Brake System, Type Tests

A complete set of brake equipment comprising all items of equipment forming the Brake

System shall be assembled. The contractor may submit a proposal to combine the test of

individual items with the system test if agreed by for review and acceptance of the IR.

Instrumented tests shall be carried out at train level both in tare and loaded condition, to

establish designed performance of braking. Similarly emergency braking distance tests shall

be carried out in tare and loaded condition under dry and wet rail conditions. Wheel Slide

Protection system shall be tested under and wet rail conditions.

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The prototype train shall be used for carrying out emergency braking distance trials under

tare and loaded conditions of the train as per EN 50215 or IEC 61133.

16.4.4 Pre­ Delivery (Car Routine) Tests

1. Water tightness Tests

2. Weight

3. Piping Tests

4. Car Wiring Tests

5. Wiring Continuity Test

6. Insulation Resistance Tests

7. High Potential Tests

8. Grounding

9. Train­line Tests

10. Low Voltage DC Supply Tests

11. Primary Power System

12. Door Tests

13. HVAC Tests

14. Headlight, Marker Light, and Auxiliary Light Tests

15. Communication Systems Tests

16. Pneumatic System and Friction Brake/Parking Brake Tests

17. Leveling Tests

18. Lubrication Checks

19. Safety Devices

20. Propulsion Control Systems

21. Operation Safety Testing (Alerter, Event Recorder)

22. Load Weigh System

23. Monitoring and Diagnostics Systems

The Contractor shall define the scope and magnitude of these tests in order to fully

demonstrate compliance with the requirements of these design criteria. However, the

tests mentioned below shall be part of test program.

A. Car Weight

The Contractor shall weigh each complete car and the weight of each car shall not differ by

more than 5% of design load. In addition, bogies of cars shall be weighed separately.

Certified weight shall be submitted to the IR and copies thereof included in the car history

book.

B. Body side Entrance Door, Routine Tests

These will comprise functional test to verify that performance is consistent with accepted

type test results, and shall include tests to relevant specifications for the electrical portion.

C. Complete Brake System, Routine Tests

All reservoirs shall be tested to an appropriate international pressure vessel standard and

necessary test certificates shall be provided from a recognized test agency.

16.4.5 Acceptance Tests

A. Service Trials

The cars shall be subjected to pre­revenue Service Trials. Service trials are intended to

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prove not only the satisfactory running performance of the cars, but also to enable

practical evaluation of their reliability in service, ease of maintenance and operation, in

parallel with the work of other Designated Contractors, and adequacy of the cars and

equipment for all performance requirements envisaged in the specification.

The prototype train shall be evaluated by the Indian railways during operation for the first

45,000Kms (the “Service Trials”). Service trials shall include load haulage tests under

payload, on different sections with different gradients at different speeds to evaluate the

performance of occupant train in compliance with the specifications.

Before initiating service trials, the prototype Railcars will be subjected to certain other

tests, mainly to satisfy the Indian Railways regarding operational performance, capability

and safety. The following tests shall be conducted in this connection on prototype railcars

of a particular design.

a) Oscillation Test

Oscillation trials shall be carried out as per the Third Report of Standing Criteria

Committee enclosed as Annexure­C along with latest amendment, for evolving Criteria

for Assessment of Stability of Rolling Stock on Indian Railways. Oscillation trial to be

carried out using measuring wheel which shall be provided by the contractor.

b) Emergency braking distance trials (EBD)

The measurements shall be recorded in accordance with the test scheme prepared by

IR.

c) Rating and Performance/Service Trials

The train shall be inducted into Revenue Service only after statutory certification by the

authority after Service Trials to ensure that functions and operations of various systems

are satisfactorily integrated and permit all the technical systems to stabilize.

Before the commencement of Service trials the contractor shall submit a statement

confirming that the rolling stock is safe and ready for the same.

16.5 Required Document List (RDL)

The following submittals are required:

RDL Description

16­01 Test Plan comprising of Test Matrix, Test Schedules and Test Procedures

16­02 Test Reports

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CHAPTER 17 17 MATERIALS AND WORKMANSHIP

17.1 General

17.1.1 General workmanship shall be of the highest quality and manufacture shall follow best

modern practice for high grade equipment. Parts shall conform to the dimensions shown

on, and shall be built in accordance with approved drawings. The surface finish of parts and

components shall be in conformity with the respective strength, fit and service

requirements. Adjoining surfaces shall be worked to ensure proper alignment and

matching. Holes for bolts shall be drilled and accurately located by templates. Joints,

datum surfaces and mating components shall be machined and all castings shall be spot

faced for nuts. Machined finishes shall be shown on the approved drawings.

17.1.2 In order to be able to freely exchange parts and components during the vehicle

maintenance, the individual fitting of parts during manufacturing shall be avoided. All fits,

bolt­hole patterns etc. have to be performed with the use of appropriate jigs and

templates. The ISO­System for fits shall be adopted.

17.1.3 Materials and finishes selected for equipment shall be suitable for the purpose intended

and for the environment conditions under which the equipment is to operate. The use of

other materials may be permitted where the equipment is hermetically sealed. Where the

Contractor proposes to use stock material not manufactured especially for works under

this Contract, he shall submit to the Engineer proof that such material complies with an

approved standard, that the quality of such material is adequate for the intended use and

that an acceptable quality control system is in operation. Substitution of specified

materials is only acceptable if approved by the Engineer. Substitutes will have to be

suitable for the purpose intended and have similar physical and chemical properties as the

specified material. When selecting materials as well as combinations of materials, the

Contractor shall follow the guideline as given below:

� consistent utilisation of light weight design principles (form and material)

� reduction of flammability

� minimum maintenance

� reduction of human impact during manufacturing (dust, toxic fumes, asbestos etc.)

17.1.4 The application notes and manufacturing prescriptions of the material suppliers have to be

followed strictly.

17.2 Prohibited Materials

The following materials shall be prohibited from use on the cars:

• PVC

• Asbestos

• Cadmium (except for battery)

• Lead, all applications including in paint and coatings, except for electronics solder

and diesel engine starting applications

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• PCBs

• Carcinogenic materials as listed by current Publication of the American

• Conference of Governmental Industrial Hygienists (ACGIH)

• All CFC and HCFC compounds

• R­22 refrigerant

• Urethane foam

17.3 Joining and Fastening

17.3.1 General

17.3.1.1 When it is necessary to use dissimilar metals in contact, these shall be so selected that the

potential difference between them in the electro­mechanical series is not such as to cause

galvanic corrosion. If this is not possible, the contact surface of one or both of the metals

shall be electroplated of otherwise finished in such a manner that the potential difference

is reduced within the required limits or, alternatively, the two metals shall be insulated

from each other by a suitable material or a coating of varnish compound. For joints

between aluminium parts or aluminium and steel, the relative prescription of the

aluminium supplier shall be followed strictly. The connection of subassemblies and

components, especially at the bogies, shall be designed in a way, that dismounting is

possible also after many years of revenue service.

17.3.1.2 Plain pins in the relative connections (e.g. for silent blocs, brake hangers etc.) shall be

manufactured with a greasing groove in order to allow greasing and to avoid contact

corrosion. Moving connections must be provided with facilities for greasing during vehicle

servicing and maintenance.

17.3.2 Bolted Connections

All bolts, studs and nuts shall be to an approved standard and to metric dimensions, and

shall generally be of steel with a minimum quality of 8.8 (diameter > M6). Different

materials for nuts and bolts might be appropriate for specific applications; such deviations

are subject to the approval of the Engineer. Bolted connections under high static and/or

dynamic load shall be subject to a stress analysis. The tightening moment has to be

prescribed for high loaded and safety­relevant connections. Locking of bolted connections

shall be by means of approved elements such as tension­washers (e.g. NORDLOCK). Locking

by means of adhesives ("Loctite") and by self­locking nuts is subject to approval by the

Engineer. Crown­nuts are not considered to be an approved locking device and shall be

avoided. If bolts pass through hollow sections, the section has to be stiffened by means of

a welded­in tube. All bolts, studs and nuts shall be properly corrosion protected. Elements

which are visible or which are subject to frequent adjustment or removal shall be made of

stainless steel.

17.3.3 Bonding

17.3.3.1 Bonded connections shall withstand all operational loads. The adhesives selected shall be

appropriate for the purpose and keep the integrity of the element within the operational

temperature cycles and also under the influence of humidity. When selecting the

adhesives, the requirements with regard to flammability and the production of toxic fumes

have to be considered.

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17.3.4 Welding

17.3.4.1 All welding procedures shall be documented by the Contractor. Approval of the welding

procedure shall be as required by EN 15085 Part 1­6.

17.3.4.2 Approval of the welder shall be as required by BS EN 287­1 : Specification for Approval

Testing of Welders Working to Approved Welding Procedures, or equivalent.

17.3.4.3 Arc welding shall be performed by the MIG process and in all cases complete and adequate

fusion with the base material shall be ensured.

17.3.4.4 The Contractor shall provide details of all preparatory and post­welding procedures to be

undertaken during the process of spot welding. Spot welding of components which carry

structural loads shall be performed using equipment fitted with time, current and pressure

control.

17.3.4.5 The Engineer or Inspector reserves the right to verify the quality of welds, particularly in

critically stressed areas, by appropriate non­destructive testing methods (NDT).

17.3.4.6 Welding of important highly stressed components shall be subject to radiographic or

ultrasonic examination

17.3.4.7 The design of welded joints and connections, and the fabrication of welded steel parts,

shall conform to the requirements of an approved code for structural steelwork, such as

EN 15085

17.4 Stainless Steel

17.4.1 Stainless steel shall comply with EN 10088­3

17.4.2 Stainless steel shall have good arc­welding properties. Stainless steel adversely affected by

welding shall not be used.

17.5 Structural Castings 17.5.1 All steel casting and forgings shall conform with the chosen standard. Cracks or other

defects disclosed during cleaning or machining operations shall be chipped or grooved out

by carbon­arc air process to sound clean metal, and the inspected by appropriate non­

destructive methods. Repairs by welding on steel castings and forgings shall be undertaken

only by properly qualified welders and in full accordance with an approved procedure. All

such repairs shall be subject to stress relief.

17.5.2 Cast iron shall not be used for systems containing air, oil or water or for any components

subject to tension or impact stresses. Where cast iron is used, the quality shall be in

accordance with the chosen standard. If not otherwise specified it shall be of the

spheroidal graphite type.

17.5.3 Decorative Aluminum Parts

17.5.3.1 Decorative aluminium parts such as trimming shall be made from alloys best suited for the

purpose. Surface treatment shall be by anodising or by epoxy powder­coating.

Flammability Requirements: Special care has to be taken in the selection of the light metal

alloys in regard to flammability.

17.6 Elastomers

17.6.1 Elastomers should be defined by the suppliers. The elastomer shall have no toxic element

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and shall be fulfil the fire protection requirements according standard EN 45545 1­6.

17.7 Rubber Floor Covering

17.7.1 Neoprene and similar synthetic compounds shall be age­resistant and not be subject to

deterioration due to climatic conditions. Applicable standard area e.g. UIC 844­3 and 844­

4. All plastic material has to be tested in regard to flammability and production of toxic

fumes. They have to be in accordance with the latest standards in regard to fire prevention

in rail vehicles. Rubber parts, especially those utilised for window and door sealing, shall

conform to DIN 22103 or approved equivalent. The material has to be resistant to the

cleaning chemicals (for inside and outside cleaning) and shall not produce any staining on

the passengers' clothes.

17.7.2 Plastics, used as seals and fillers shall be of a quality which allows the application of the

painting system. After removal of seals and gaskets (also after an extended period) no

residues shall remain which would inhibit the further use of the assembly.

17.8 Wood and Panels

17.8.1 As far as possible the use of wood shall be avoided. When used, woodwork shall be of

approved hardwood resistant to fungicidal decay and entirely free from knots, splits, sap,

warp and other defects. All woodwork shall be appropriately treated in approve manner to

protect it against the ingress of moisture, termite attack, growth of fungus or other forms

of deterioration and it shall be fire resistant. Plywood shall be "weather resistant"

according to DIN 68 705, AW 100 or approved equivalent. Special care has to be taken with

respect to the selection of the glue, which shall, when cured, be fire resistant and shall not

produce toxic fumes. The edges of plywood plates have to be properly sealed. Only

corrosion resistant screws are allowed in combination with wood. Nails, clamps and staples

are not permitted in conjunction with wood.

17.9 Wires and Cables

17.9.1 All wires and cables shall be adequately protected for the maximum design and fault

currents, and designed for minimum voltage drop.

17.9.2 The insulation of all wires and cables shall be halogen­free flame­ retardant and formulated

to minimise generation of smoke, noxious emissions and corrosive fumes, in the case of

overheating or fire. Cables shall all comply NF F 63­808 (for low voltages, and NF F 63­826

(for high voltages) or other international standards approved by the Engineer.

17.9.3 The system adopted to rate cable shall be fully specified for review. All de­rating factors

shall be applied, together with the maximum permissible conductor temperature for the

particular insulation type. In no case shall the conductor continuous temperature exceed

90° C. The maximum short circuit temperature shall not exceed 250°C. The cable insulation

shall be capable of withstanding these temperatures.

17.9.4 All cables and pipes shall be cleated at frequent intervals to avoid vibration leading to

abrasion or fracture. All holes through which cables pass shall be fluted, or bushed, to

prevent chafing and damage to insulation.

17.9.5 High and low voltage cables shall, wherever possible be kept separate. Where cables

carrying voltages of greater than 200V between conductors are carried in the same jumper

as other cables, they shall be run together only as far as the nearest junction box. Any such

arrangement shall be submitted to the Engineer for review.

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17.9.6 All cable runs in exposed locations, such as on the bogies or underframe, and therefore

potentially vulnerable to damage shall be in conduits of stainless steel. Where such

exposure is not a problem, cables shall be run in enclosed waterproof and dust­proof

ducting.

17.10 Painting

Environment friendly Waterborne paint shall be used. All painting processes shall be

proven in railway applications, and suitable for the local climate, and shall be subject to

review. Such processes shall include surface preparation suitable for the material,

corrosion preventative priming and high durability finish. Exterior stainless steel,

aluminium or their alloys shall not be painted. Bogies shall be treated with primer and an

internationally accepted finishing paint. All steel which will be hidden, except stainless

steel, shall be treated with primer and an accepted rust preventative before being

concealed. The treatment of copper bearing structural steel shall be subject to acceptance

by the Engineer.

17.10.1 Metallic Coats

Metallic protection such as anodising, chrome plating, nickel plating or zinc plating shall be

performed with adequate thickness. The thickness shall be determined in consideration of

the specific application.

17.10.2 Corrosion Protection and Painting

Every component and connection between elements shall be corrosion protected

according to the state­of­the­art. Hollow spaces in conjunction with corrosion­prone

material shall be treated and sealed. Approved procedures and protection materials shall

be utilised. The corrosion protection of the entire vehicle shall be in accordance with an

approved method (such as e.g. the latest edition of TL 918 300/6 of the DB German Federal

Railways).

17.10.3 Noise and Thermal Insulation

Noise and thermal insulation materials shall be applied on the painted surfaces in

accordance with approved methods. The selection of noise and thermal insulation

materials shall be in accordance with the requirements of fire protection.

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CHAPTER 18

18 PROJECT MANAGEMENT

18.1 General

18.1.1 This section covers project management related requirements viz, Management Plans,

Submittal requirements, Design Reviews, Quality Assurance etc., which are necessary for

smooth execution of the contract.

18.2 Management Plans

18.2.1 For satisfactory execution of the contract, following Management Plans shall be developed

and submitted by the Contractor for review:

(i) Project Management Plan

(ii) Quality Assurance Plan

(iii) System Safety Assurance Plan

(iv) Reliability, Availability and Maintainability Assurance Plan

(v) Software Quality Assurance Plan.

18.2.2 The respective Plans shall be submitted as per the submission schedule furnished in table

below:

S.No. Plan Submission Time

1. Project Management Plan 30 days after issue of NTP 2. Quality Assurance Plan 30 days after issue of NTP 3. System Safety Assurance Plan* 90 days after issue of NTP 4. Reliability, Availability and

Maintainability Assurance Plan* 90 days after issue of NTP

5. Software Quality Assurance Plan 75 days after issue of NTP

* System Safety Assurance plan and Reliability, Maintainability & Availability Assurance

Plan will be submitted as per requirements in Chapter 3.

18.3 Project Management Plan

18.3.1 General

18.3.1.1 The Contractor shall develop a Project Management Plan [RDL 18­01] and submit to IR for

review and approval. The Project Management Plan shall be submitted within prescribed

time. The Project Management Plan shall include, but shall not necessarily be limited to:

(i) Organization Structure specific to contract

(ii) Program Schedule showing key milestones and events

(iii) Submittal approval schedule

(iv) Design Review

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18.3.1.2 The project management plan shall have a live document status. All changes must be

submitted to the IR during the next monthly progress report covering the time period the

change took place. Changes will be subject to approval by the IR.

18.3.1.3 The Contractor shall submit a monthly progress status report in the form of updated

computer printouts and narrative reports. In the narrative report, the Contractor shall

state the percentage of work physically completed and include a description of the physical

progress during the report period; plans for the forthcoming report period; problem areas,

current and anticipated; delaying factors and their impact; and an explanation of corrective

actions taken or proposed. This report shall also include the work done by major suppliers

and subcontractors

18.3.2 Organization Structure

18.3.2.1 The Contractor shall establish an organization to properly manage this contract. The

organization shall be highly responsive to the needs of SPART as required in this manual of

standards and specification. Contractor will submit:

(i) An Organization Chart specific to the contract, defining the responsibilities and

qualifications of all personnel, including contact details for Contractor,

subcontractors, and major equipment suppliers

(ii) Resumes of key executives and supervisory and engineering staff to be employed

full­time for the works, for both principals and sub­contractors. Resume should

be current and shall include qualifications, brief summary of experiences,

technical skills and other relevant information.

(iii) The internal methods and communications to be used to control the work

schedule. The contractor will nominate a suitably qualified and experienced

Project Manager having good working knowledge of English

18.3.3 Program Schedule

18.3.3.1 The Contractor shall develop and submit a Program Schedule for review within prescribe

time. For Program Schedule, the Contractor shall use an industry standard computer driven

Critical Path Method (CPM) to schedule all activities related to this contract, including its

work, and the work of its subcontractor's and major supplier's work. The CPM system shall

be approved by the IR. The CPM shall have a precedence­type network.

18.3.3.2 The Program Schedule shall include all of the Contractor's work activities with sufficient

detail such that all interfaces with all direct and related parties of the project are

highlighted. The work of subcontractors and suppliers shall be shown on the schedule,

being supplied by them and updated whenever necessary. In CPM network every

milestone listed in the contract will be included and shall be shown in proper logical

sequence.

18.3.3.3 The Schedule shall be accompanied by a narrative statement that shall describe project

activities, assumptions and logic, and highlight the Contractor's perception of the major

constraints and critical areas of concern in the design, organization, manufacture, supply,

testing, commissioning and completion of the Works. This narrative statement shall also

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indicate proposed location of each work where it will be carried out, the facilities available

and any third party undertaking the Contractor may have in this regard.

18.3.3.4 The Program Schedule shall be monitored and controlled by the Contractor's management

team responsible for all management functions and shall be updated and submitted to IR

for review and approval at least monthly during the design, production, and acceptance

phases of the Contract [RDL..] The initial baseline schedule shall be maintained for the

duration of the contract for review

18.3.3.5 Major procurement activities shall be indicated, including submittal and approval of

drawings and delivery of all material. A complete RDL list with proposed delivery dates

shall also be provided.

18.3.3.6 Scheduling Software and relevant instruction manuals, licensed for use in connection with

the contract, shall be provided by the contractor.

18.3.4 Submittals Approval

18.3.4.1 Contractor will submit a schedule identifying all elements of design and manufacture

requiring approval or otherwise deliverable under the terms of the Contract, indicating

when and for which items the IR approval is required, to the level of the individual item

submittal.

18.3.4.2 IR will review those Contract submissions which require their acceptance and shall give

their acceptance or otherwise within 30 days. The Contractor shall re­submit his

submission within 14 days if any changes are suggested.

18.3.4.3 IR will endeavor to review and respond to the Contractor on the adequacy and

acceptability of the Contractor's submissions and re­submissions as soon as reasonably

possible but the Contractor should always allow for a 30 day review period.

18.3.4.4 Unless otherwise specified, the Contractor shall allow in his programme a 30­day review

period for all submissions to IR.

18.3.4.5 Submittals requiring the approval prior to implementation shall be reviewed and classified

as follows:

• Approved –– IR concurs with the information in its submitted form. The material

may be incorporated into the program.

• Conditionally Approved –– IR conditionally agrees with the submitted information in

principle, but insufficient information was provided to allow a complete review, or

some details must be revised to make the information fully approved. The material

must be resubmitted in revised form for approval.

• Disapproved –– Means the IR does not concur with vital details. The Contractor shall

not incorporate the material into the program. IR objections must be reconciled,

and the material must be resubmitted in revised form for approval

18.3.4.6 An approval shall not be construed as:

• Permitting any departure from the Contract requirements; or

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• Relieving the Contractor of the responsibility for any error including details,

dimensions, materials and calculations.

18.3.5 Design Review Process

Three types of design reviews will be conducted depending on the status of the designs;

Preliminary Design Review (PDR), Intermediate Design Review (IDR), and Final Design

Review (FDR).

18.3.5.1 Preliminary Design Review (PDR)

Preliminary Design Review (PDR) shall include a review of the design concept, written

descriptions of the functionality, schematics of the system wiring, and drawings of each

component showing dimensions and structural elements. IR retain the right to redline,

comment, and request changes to improve design and/or functionality.

PDR submittals and activities shall comprise but are not limited to the following:

• Program Schedule –– The Contractor shall submit a Program Schedule in accordance

with specification requirements giving particular attention to the entire design

review program portions of the procurement. The CPM is to be updated by the

Contractor every 30 days.

• Compliance Matrix –– The Contractor shall provide a matrix showing all technical

requirements, the Contractor’s proposed design and/or vendor and a determination

as to whether the proposed design is compliant with the specification or not.

• Drawing Schedule –– A drawing schedule for all distinct releases covering the design

of all areas and subsystems of the cars in conformance with the Contractor's

configuration management plan shall be prepared at the start of the PDR and

submitted for approval. Each release shall be given a proper title for the top drawing

and a drawing number. Arrangement drawings to be developed during the PDR shall

also appear on this schedule with a title and number. The drawing schedule shall be

immediately updated to reflect any revisions.

• Arrangement Drawings and Related Documents –– During PDR arrangement

drawings and related documents of the cars and all major subsystem hardware items

shall be submitted for review and approval.

• Detailed Technical Specification –– Within 60 days following the start of the design,

the Contractor shall submit detailed technical specifications for all major systems

and components.

• Weight Analysis –– After receipt of the approved minutes of the first design review

meeting, and then monthly until the complete weighing of the pilot cars the

Contractor shall submit a report on the estimated car weight. This shall include the

most recent weights for the carbody without bogies, each bogie and the complete

car. It shall also include a list of weights for every subsystem on the car, indicating its

percentage of the total car weight, and if these subsystem weights are based on

actual scale weights of complete equipment. The Contractor shall make scale

weighings of all components as early as possible. Contractor shall follow the

requirements of standard EN 15663.

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18.3.5.2 Intermediate Design Review (IDR)

Intermediate Design Review (IDR) shall represent an advancement of the design of the cars

from the preliminary design stage to development of draft production drawings,

arrangements, component and material specifications and schematics for all systems,

subsystems and components on each car type, which will be used by IR to evaluate the

proposed design of the car to a level of detail sufficient that the Contractor shall be able to

proceed with the development of the car design.

Storyboard palettes shall be provided proposing a variety of interior decor schemes for

fabrics, patterns and colors to be used throughout the car.

IR comments from the PDR stage shall be reviewed, and the Contractor shall provide

documentation that the previous comments were incorporated into the car design. All

drawings, specifications, schematics and other project documentation shall be updated for

the IDR.

Once reviewed, the drawings and designs shall be updated to incorporate IR comments.

The Contractor shall prepare full­size hard mockups or computer generated 3D Models of

the following areas and systems of the cars; according to the drawings as reviewed and

approved, for IR review and comment:

� Operation Theatre in Medical Van

� Ward room showing berths layout for patients in Medical Van.

� Storage arrangement for Tool van

� Door system and loading & unloading

� Sample compartment for Supervisor Van

� Kitchen in Supervisor van

� Toilet

� Cab showing location and arrangement of all controls

All mockups shall be constructed of materials with sufficient strength so that they can be

evaluated safely and thoroughly by IR. This includes the ability to sit on seats, lean on

countertops, open and close doors, simulate operation of controls, appliances and

equipment; and view the mockup from a variety of angles. The mockups shall include all

finishings, colors, patterns, textures, fasteners and hardware as designed.

The mockups shall be built at the Contractor’s facility, or the facility of subcontractors or

other locations as determined by the Contractor. Comments from the mockup review shall

be incorporated into the car design and presented to IR at the final design review.

The Contractor may build additional mockups for IR review at different points in the design

review process, to assist in the development of the car design.

18.3.5.3 Final Design Review (FDR) The FDR shall include a review of all documents and plans for the design as revised,

including the written descriptions of the functionality, schematics of the system wiring,

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drawings of each component showing dimensions and structural elements.

Redlines and comments from the IDR and mockup review shall be reviewed. IR retain the

right to provide additional comments during this process as production progresses and

concerns are brought to the attention.

FDR submittals and activities shall comprise but are not limited to the following:

• The continuation and updating of all activities specified as ongoing in the PDR and

IDR review, i.e., Program Scedule, weights analysis, detailed technical specification,

car functional analysis, drawing schedule, arrangement drawings and supplier

identification.

• Detailed Drawings and Related Documents –– The Contractor shall submit as a

minimum the following detailed drawings and related documents to IR for review

and approval:

• All top and associated sublevel release drawings, properly dimensioned,

detailed, to scale and in accordance with the approved drawing schedule.

• Single line control schematic and functional block diagrams for each subsystem,

and electrical wiring diagrams and schematics for all electrical circuits.

• A complete set of drawings related to clearance. These shall include static and

dynamic envelopes relative to the wayside allowances, including clearances for

all parts of the truck, and general arrangement drawings with all static

dimensions including camber, low level platforms, high level platforms, curves,

etc.

• Single line piping and flow diagrams for all pneumatic circuits, displaying all

valves and control components. All test points shall be displayed.

• Graphs and curves giving response and functional characteristics of the car,

subsystems and major items.

• Manufacturer's data and specification sheets on all control items.

• Maintenance requirements and necessary procedures for all equipment in each

subsystem. These shall be listed from daily inspection to complete overhaul,

with frequency and time needed to service being tabulated.

• Stress Analysis –– A stress analysis of the carbody, bogie frame and wheelset

shall be submitted for approval.

18.4 Quality Assurance Program

18.4.1 General

18.4.1.1 The Contractor shall establish and maintain a Quality Assurance (QA) Program that

complies with ISO 9001:2015 or approved equal. Subcontractors, manufacturers, and

suppliers selected by the Contractor, whether foreign or domestic, shall also comply with

this requirement.

18.4.1.2 The QA Program shall assure that all aspects of the Contract are in conformance with the

design, materials and workmanship requirements provided in this specification.

18.4.1.3 The approved QA Programs of the Contractor, subcontractors, manufacturers, or suppliers

shall not be changed without IR concurrence.

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18.4.1.4 IR may verify implementation of any aspect of the Contractor’s operation as it relates to

Quality Assurance or the QA Program at any time.

18.4.1.5 The Contractor shall perform all work required by its Quality Assurance program and

conduct regular quality program audits. IR may conduct an initial audit of the Contractor's

QA Program prior to issuance of the Purchase Order for this Contract.

IR may suspend the work if the Contractor fails to promptly correct deficiencies identified

by IR via corrective action requests, failure analysis reports, non­conformance reports, or

other contractual communication.

18.4.2 Quality Assurance Plan

The Contractor shall submit a Project Quality Assurance Plan (PQAP) [RDL 18­02]

conforming to the requirements of ISO 9001:2015 for review and approval within

prescribed time schedule.

This plan shall identify the controls, resources, and skills the Contractor will apply for the

duration of the Contract to satisfy project quality system requirements.

The PQAP shall address each of the clauses in ISO 9001:2015 and provide the following:

� Control of Quality Records

� Document and Data Control

� Management Responsibility for QA Program

� Quality Assurance and Training

� Contract Review

� Configuration Management

� Manufacturing Plan: Customer­witnessed and hold­point verification lists shall be

submitted to IR for approval.

� Modification Plan

� Test and Inspection Plan: Test and inspection procedures shall be subject to IR

review and approval.

� Design Control Plan

� Control of Purchased Items and Services

� Product Identification and Traceability

� Control of Inspection, Measuring, and Test Equipment

� Handling, Storage, Preservation and Delivery

� Warranty Plan

� Control of IR­Supplied Products

� Internal Quality Auditing

� Controlling Nonconforming Products and Services

18.4.3 Subcontractor Quality Assurance Requirements

18.4.3.1 The Contractor shall require that each subcontractor establish and maintain a QA program

acceptable to the Contractor and IR for the services and items it supplies. The Contractor is

responsible for all subcontractor and supplier quality and performance.

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18.4.3.2 The Contractor shall survey, audit and periodically review each subcontractor and their

facilities to assure adequate capabilities to perform subcontracted efforts in compliance

with the Contractor’s QA program.

18.4.3.3 Each subcontractor or supplier shall have a QA system that is approved by the Contractor

and fully implements the QA plan of the Contractor as it applies to the subcontractor or

supplier’s scope of work.

18.4.4 Quality Assurance Assessments

18.4.4.1 IR shall have the right to visit all facilities of the Contractor, subcontractors and suppliers

associated with this Specification to conduct initial and on­going assessments of their QA

programs to determine if the QA programs are capable of assuring product compliance

with the requirements of this Specification. During these assessments, the Contractor shall

provide IR personnel reasonable assistance as they inspect production facilities, examine

operations in progress and review documentation. If any deficiencies are noted, the

Contractor shall ensure that the deficiencies are properly documented and the necessary

corrective action is promptly implemented.

18.4.4.2 For on­going assessments, IR shall have free access to the production facilities of the

Contractor and his Subcontractors. The Contractor shall perform periodic quality assurance

audits and inspections during the execution of the car contract to ensure that all QA

program obligations are being fulfilled and that all deliverables meet the requirements of

the Technical Provisions and all approved drawings and procedures. Customer audits and

monitoring will be performed independent of and in addition to the Contractor’s quality

assurance function, but will in no way replace, negate, override or lessen the Contractor’s

QA obligations.

18.4.5 Quality Assurance Audits

18.4.5.1 The Contractor shall maintain adequate records of compliance with the QA program plan

for the life of the contract and subsequent warranties are in force. These records shall be

made available to the Customer representative on demand, and a complete set of records

shall be submitted to the Customer at the end of the warranty period.

18.4.6 Corrective and Preventive Action

18.4.6.1 The difference between corrective and preventive action procedures shall be clearly

expressed in the Contractor’s PQAP. Corrective action procedures shall address actual

nonconformities that have occurred. Preventive action procedures shall address the

potential for nonconformity.

18.4.6.2 The Contractor shall establish and maintain procedures for taking corrective and

preventive actions that address the entire scope of the problems encountered and take

their risks into account.

18.4.6.3 For failure of any kind in systems, devices, apparatus, components and parts, the

Contractor or its subcontractor, supplier, or manufacturer shall perform a documented

failure analysis to determine the root cause of the failure and corrective action(s) to

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eliminate the problem and cause of failure.

18.4.6.4 Corrective action procedures shall be effective in handling complaints from

nonconformance reports and as reported from each source, including IR.

18.4.6.5 Methods shall include root cause investigation, problem analysis, recording results,

determining the most effective corrective action, verifying that corrective actions have

been taken, and that they are effective.

18.4.6.6 Preventive action procedures shall require use of all available information to eliminate

potential sources of nonconformity. Methods shall include data and information analysis,

determining the best approaches to preventing nonconformity, implementing and ensuring

effectiveness of preventive action plans, and forwarding significant details of actions taken

for review by the Contractor’s management.

18.4.7 Use of Statistical Techniques

18.4.7.1 The Contractor’s PQAP shall identify specific needs and requirements for statistical

techniques in controlling production processes. Statistical quality control application

software program(s) used in acceptance of parts, materials, or processes by the Contractor

or its suppliers shall be documented and based on recognized and accepted statistical

quality control methods. Statistical quality control application software program(s)

intended for use on the project shall be defined and submitted to IR for approval along

with the PQAP.

18.4.8 First Article Inspection (FAI)

18.4.8.1 General

18.4.8.1.1 The Contractor shall submit a FAI Plan that includes a list and schedule of FAIs to THE

CUSTOMER for review and approval not later than 120 days after Notice to Proceed.

18.4.8.1.2 Before the performance of any FAI, the Contractor shall prepare and submit an FAI Log

detailing relevant information for FAIs included in the plan. The log shall include FAI

status, pre­FAI submittals, corresponding letter numbers (both submittals and

responses), and FAI report status. The Contractor shall keep the log current and submit it

to the Customer at least once per month until the FAIs are completed.

18.4.8.1.3 Equipment shall be shipped from the point of manufacture only after an FAI has been

offered, performed, passed and approved by the Customer.

18.4.8.1.4 IR reserve the right to participate or waive its participation in any FAI.

18.4.8.1.5 The Contractor shall perform independent pre­FAIs to ensure readiness for formal FAIs.

18.4.8.1.6 The Contractor shall perform FAIs on components built using approved production

processes and tooling, and jointly with the Customer shall establish the level of quality of

workmanship for the balance of like components.

18.4.8.1.7 First Article Inspection will not be conducted until the design drawings of the article have

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been approved and all open issues from design reviews are resolved. Conditionally

Approved drawing status may be considered acceptable for conducting the FAI provided

that the Contractor assures the Customer that the drawing review comments will be

resolved as agreed with the Customer and solutions included in the FAI item and verified

by the Contractor during its pre­FAI.

18.4.8.1.8 The Contractor shall not conduct the FAI until the Customer has approved the FAI

package. Conditional Approval status will be considered with the same stipulations as

applied to Conditionally Approved drawings as mentioned above.

18.4.8.1.9 In the event the Contractor schedules Type tests immediately following an FAI or in

conjunction with the FAI, the Type test procedures must be submitted to the Customer

for review and approval prior to testing. Prior to conducting any Type test, the Contractor

shall conduct a FAI of each component.

18.4.8.1.10The Contractor shall provide an individual notice to the Customer for each FAI at least 30

calendar days prior to the FAI. The Contractor shall not schedule more than two FAIs on

the same date or two FAIs in different locations within the same work week without prior

approval by the Customer.

18.4.8.2 FAI Components, Equipment, and Apparatus

18.4.8.2.1 The Contractor shall perform FAIs for all components, equipment, and apparatus at the

source of manufacture or assembly.

18.4.8.2.2 Inspected “First Articles” (components, equipment, and apparatus) shall be retained for

the duration of the manufacturing period and stored in a secure area at the Contractor's

facilities. These items shall be made available for inspection and comparison at the

request the Customer. These items may be utilized for production of the last cars with

prior approval by the Customer, and provided these items conform to the latest, current,

approved configuration.

18.4.8.2.3 In addition to the at­source components, equipment, and apparatus, FAIs shall be

conducted for the following:

� Complete car underframe structure

� Side frame structure

� Roof structure

� End structure

� Floor structure

� Complete assembled carbody structure

� Complete underfloor equipment installation

� Complete assembled and integrated cabs

� Complete assembled bogie

� Exterior paint, decal, and finish scheme

� Each Pilot Car type with vehicle systems fully assembled, integrated into the car, and

fully operational.

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18.4.9 FAI Package Requirements

18.4.9.1 At least 30 days before conducting each FAI, the Contractor shall submit to the Customer a

FAI package for review and approval. The Contractor shall submit a FAI package to the

Customer in advance of the FAI to provide the following:

� Schedule and agenda of inspection

� Vendor name

� Vendor address

� Vendor phone number

� Vendor contact

� Component list with latest drawing status for the equipment to be inspected

� Contractor inspection plan.

� Participating Contractor representatives

� A complete set of approved or conditionally approved drawings and software

documentation (with the Customer comments) for the item to be inspected.

� For purchased items, a copy of the vendor's purchase order with commercial items

excluded.

� Completed vendor inspection forms that control and document acceptance of in­

process work.

� Completed vendor and Contractor final inspection reports and applicable

certification(s).

� Completed test documents that reflect that the unit has passed the Type Test(s).

� Inspection work space that provides the proper environment for inspection of the

piece part, subassembly, or car.

� Inspection tooling and test and measurement equipment

� Performance of routine test to the approved test procedure.

18.5 SOFTWARE MANAGEMENT AND CONTROL

18.5.1 General 18.5.1.1 The Contractor shall submit a Software Assurance Plan within prescribed time schedule, for

review by IR

18.5.1.2 All software to be developed or modified (re­engineered software) shall follow the

standardization requirements of EN 50128 (Railway Applications: Software of Railway

Control and Protection Systems). The contractor shall define within the Software Quality

Assurance Plan what techniques and measures are to be applied for software

development.

18.5.1.3 The Plan shall require the Contractor to provide all changes, bug fixes, up­dates,

modifications, amendments and new versions of the programmes, as required by the IR.

18.5.1.4 The Contractor shall provide all tools, Laptop or any special device to upload / download

the software, manuals and training necessary for the Customer to maintain and re­

configure all software provided under this Contract The documentation of software may be

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supplied after the expiry of the warranty period, under terms and conditions to be

mutually agreed at Contract pre­award stage.

18.5.1.5 When a fault is discovered in delivered software, or an error in the associated

documentation, the Contractor shall take the necessary steps to rectify such faults and

errors at the earliest opportunity. The Contractor shall supply to the Customer, full details,

in writing, as to the nature of the corrective action proposed or taken. These changes shall

be documented in the form of Software Engineering Change Proposal (SECP), which shall

be got approved from Customer.

18.5.1.6 It will be incumbent upon the Contractor to take responsibility for any changes required to

software.

18.5.2 Software Framework

18.5.2.1 As defined in EN 50128, all software produced or supplied for the Project shall be subject

to a defined quality framework. ISO 90003:2014 shall be considered appropriate for low

criticality software (safety integrity level 0 or 1) whilst the application of a more stringent

framework shall be required for higher criticality software (safety integrity level 2 or

above). The quality framework requirements for safety integrity level 2 and above are

supplementary to the requirements of EN 50128.

18.5.2.2 SIL level of all software used in different sub­systems shall be defined and certified.

18.5.3 Auditing

18.5.3.1 The Customer shall carry out an audit of the Software. Further external independent audits

may also be arranged at the Cutomer's discretion.

18.5.4 Software Acceptance

18.5.4.1 The Contractor also shall submit an Operational Safety Report (Software) for software

acceptance by the Customer.

The Operational Safety Report (Software) shall include, as a minimum

(i) OSR(S) ­ Introduction: Shall describe the nature of software sufficiently to ensure

that the Engineer is given a comprehensive overview of primary characteristics such

as structure, functions, criticality, volume and language.

(ii) OSR(S) ­ Evidence of Quality Management: Shall provide evidence to demonstrate

that the software development has been subject to acceptable quality assurance.

(iii) OSR(S) ­ Evidence of Safety Management: Shall provide evidence to demonstrate

that the software development has been subject to acceptable safety management.

(iv) OSR(S) ­ Technical Report: Shall describe how software integrity has been achieved.

(v) OSR(S) Operation and Maintenance Report: Shall describe the Software operation

and maintenance characteristics.

(vi) ORS(S) ­ Restrictions for Use: Shall define what restrictions are applied to the use of

the software.

18.5.5 Availability of Complete Documentation And Development Tools

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18.5.5.1 With the exception of commercial, “Off The Shelf" Software, the Customer shall be

provided with full access to application software(s) and any other software /hardware

tools which may be specifically required for the intended purpose specified in this

specification. For commercial software the Contractor shall provide all available

documentation for the application and maintenance of that software. In case any

commercially available software has been modified for being used in the train, the same

shall be supplied.

It shall be possible for Customer to modify/change various parameters used in the

software.

Complete set of parameters along with necessary changes that may be required to be

made in the supplied software shall be furnished so that different makes of equipments if

need be, can be integrated.

18.5.5.2 After loading, and the satisfactory functioning of the software, the Contractor shall supply

two back­up copies of the software, including any new versions adopted. The

documentation of software shall be supplied before the expiry of the warranty period.

18.5.5.3 All software(s), irrespective of contractor’s own software or of sub­suppliers, shall be

compatible with latest version of Windows Operating software and shall also have upward

compatibility. In case, the compatibility of installed software(s) with latest version of

Windows is not available, the contractor shall replace the installed software(s) that are

compatible with latest version of Windows O.S. without downgrading the train

performance. Contactor shall commit to support and supply free of cost any special

hardware/software required for ensuring compatibility with new version of Windows for at

least a period of 5 years beyond DLP of the last train.

18.5.5.4 Beyond this period, in case of obsolescence suitable alternatives solutions shall be

implemented (at mutually agreed terms and conditions) and full support shall be provided

by the contractor so as to ensure that train performance are not affected adversely.

18.5.5.5 Diagnostic tools to be provided as per the contract shall include all hardware/software

required for the purpose of

(i) Uploading/downloading of all software’s used in the train/system/sub­systems,

(ii) Downloading of faults and any other information required for trouble shooting and

diagnostic purpose.

(iii) Data analysis and Investigation tools for real­time downloads on the nominated

server.

18.5.5.6 Software Rights

18.5.5.6.1 The Contractor shall ensure that the Customer is granted all necessary rights to use

Software embodied in the equipment and there are no restrictions attached to the use of

any information supplied by the Contractor which might later prevent or hinder the

Customer from modifying or adopting or extending the system. The Contractor shall

indemnify the Customer against claim of any party, sub­contractor for the unauthorised

possession or use of the software supplied.

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18.6 Required Document List (RDL)

The following submittals are required:

RDL Description

18­01 Project Management Plan consisting of Program Schedule

18­02 Quality Assurance Plan containing manufacturing Plan, Testing Plan, etc.

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Annexure A Maximum Moving Dimension

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Annexure B

Existing Three Coach SPART Layouts

1. Layout of SPART

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2. Layout of Supervisor Van

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3. Layout of Medical Van

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4. Layout of Tool Van

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Annexure C

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Annexure "A" of Annex. C

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Annexure D

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Annexure E

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