Repot, Rcq,,i,’ed~y theFINANCIAL DISCLOSURE REPORT.~o ~0 in Government Act of 1978t ne~. t!2om FOR CALENDAR YEAR 2009 t~ u s.c. app. ~,.~ to~-t

I. Person Reporting (la.~t name, first, middle initial)

IIEARI FIELD, TIIAD

4. Title (Article Ill judges indicate active or ,~cnior status.: magic’.rate judges iedicate full- or part-lime)

DISTI~’ICTCOURTJUDGE(SENIOR)

7. Chambers or Office Address

300 WILLOW STREET. RM. 212BEAUMONT, TEXAS 77701

Z. Court or Organizati,~n

U.SD.C. (TEXAS EASTERN)

5a. Reporl Type tchcck appropriate t’,Te)

] Norninatiun, [)ale

[] Initial [] An,:ual [] Final 12/31/2009

5b. [] Acncndcd Report

8. On the basis of the information contained in this Report and an? n odifications pertaining ’~bereto, it is, in my opinion, in compliance ~.,ith applicable Iw~s and regulations.

Re~ie~*ing Officer_ __ __ Date

3. Dare or Report

05/13/2010

6. R~:porting Period

01/01/2009 tv

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on laat page.

I. POSITIONS. ~,o~,.~.~ t~divid.M only; ~,e pp. 9-13 of filing

~ NONE (No reportable positions.)

~~ NAblE OF ORGANIZATION/ENXITY

I.

2.

II. AG RE E MENTS. m,.~,o,,i,g indi,.iduM only; see pp. 14-16 of filing

NONE bVo reportahle a,~,reements.)

PART1ES AND TERMS

I.

Heartfield, Thad

FINANCIAL DISCLOSURE REPORT Page 2 of 9

N ....of Per,on Reportinil

IIEARTFIEI.D, TI{AD

D~tle of Report

05t13/2010

III. NON-INVESTMENT INCOME. �~,o,,i~ individual and spo~e; see pp. 17-24of filing instruc&,ns.)

A. Filer’s Non-lnveslment Income

NONE (No reportable non-investment income.)

~ SO~!RCE AND TYPE

I.

~ (~ours, not spo~e’s)

3.

4.

B. Spouse’s Non-Investment Income -tf j,ou we,e married during an),por~ion of the reportlng year, complete

(D~;lA~r om~unt not required ~¢c~t ~r honor~ria )

~ NONE (No reportable non-im,estment income.)

~ SOUgCg AND TYPE

1.

2.

3.

4.

IV. REIMBURSEMENTS --,,a.,~po,,o,i,,,, IodL’ing. food, entertai ....

(Inch~des Iho~¢ to apm~c u,td &’lw,dcm childrot." sec pp. ~5-. 7 *filling in.~tructi~m~ ~

NONE (No r~Tortable reimbursements.)

~ ~ LOCATION

1.

PURPOSE ITEMS PAID QR PROVIDED

3.

4.

5.

~ ....~P ..... R,~port~.g Da,eofR,p,.r,FINANCIAL DISCLOSURE REPORT Page 3 of 9 HEARTFIELD, THAD 05/13,’~M 0

V. G I FTS. a,,,.i,,a~.~ a,,,~, t,, ~,~,.~, ,,ha a,.p,.,,,~,.,,,,:~,itd,~n,- s,:~ pp. ,_s.~t of filing instruction~.)

NONE (No r~Tortable g~s.)

~ DESCRIPTION _VALUE

I.

3.

4.

5.

VI. LIABILITI ES. a,,,’l,,d,’, ,ho.,e oy sr ...... a dependent children: see pp. 32-33 of filing instruction*’.)

NONE (No reportable liabilities.)

CRI~DITOR DJ~SCRIPTION VALUE CODE

3.

4.

5.

of Prrson R~porling D~t¢ of ReportFINANCIAL DISCLOSURE REPORT I~amePage 4 of 9 05/13~2010

[ ilEArT~’IeLD, TliAD

VII. INVESTMENTS an d TRUSTS -- i ....... ague, t ...... ’lions <Includes tho.~� of sp ...... d dependent children; see pp. ~4-60 of filing imtr~¢tions

NONE (No reportable incotnc~ ~s’sels, or transactions.)

~ Dcscriptio~ of Assets [ Income durirg i Gross value at �~d ] Transactions dunng re~rti~g period (includiag trust assets)

’* Place"(X)"aftcrcach~set Amount~ Ty~(cg, Value ~alue ~l Ty~(e.g., Idcnti~ofi Date ] Vzlue ~ Gaini exempt from prior disclosure ~ Code 1 ~ d~v., rcn~. Code 2 Melhod buy, sell, Im~a,’d~U~’ i Code 2 ] Code I buyer/seller ~ ~ IA-H) t or int.) (-P) Code 3 mdcmpt~o~) . , (J-P) (A-H) . ifpr v~te

I. Western National Life Ins. Co. A Inlerest J T

~ Western National Lil~ Ins. Co. A Interest J

3. Wachovia Bank, Checking A Interest K T

~. Wachovia Bank, Checking A Interest J T

~. Wachovia Bank, Checking A Interest J T

6. Anadarko Petroleum Co~. A Royally J T

General American Universal Life A Distribution K T

. UBS RMA A Dividend L T

9. UBS IRAQI Money Malket A Dividend L T

10. U,S. Treas sttps 5115/09 None Redeemed 05/I 5/09 L F

1 I. Fed I lome Loan Bank 569 4/27/09 A Interest Redeemed 4/27/09 K A

12. F|ILMC Mtn Callable 5.0 1/30q4 A Intercs! Redeemed 1/7/09 K A

13. FI !I,B Callable 5.0 6/2(,/18 A Interest Redeemed 03/26/09 K A

14. FNMA Call 5.4 2/23/I 7 B Interesl Redeemed 04/06/09 K A ,

15. Alliance Bcmstcm Grlh & Inc A I)ividend Sold 02/19’00 J A

16. MS Equally Weighted S&P 500 I,’u.d

t A Dividend Sold 02/19,’09 J A

17. Oppenheimer Slralegic Income I’ TD Dividend I,

-,

Name of Person Reporting Date or ReportDISCLOSURE REPORT PageFINANCIAL5 of 9 ilEARTFIELD, TltAD 05/13t2011)

VII. INVESTMENTS and TRUSTS - i~ ...... ,.t~, t ..... tions (lnclude~ those of ~p ....... d dependent children; seepp. 34-60 of filing instr~,’tions.J

NONE (No reportable income, assets, or tra/~actions.)

: A.

Description of Assets (inchading tnmt assets)

i B. Income duriog

repo:ting period i I

C. Gross value at end of reporting period

~ ! [ ,

Place "IX)" after each asseit exempt from prio~ disclosure

Am,c~unt ’. Type (e.g,~ Code l ~ div., rent, ] (A-H) ~ or int.)i : .....

Value Code 2 (J-P)

] Value

i Method Code 3 (Q-W)

18. Federated Bond Fund D Dividend L T

19. Davis New York Venture A Dividend Sold 02/19/09 K A

20. Pimco Total Return Fund D Dividend M T

""1. Bond Fund of America C Dividend L T

22. EuroPacitic Growth A Dividend Sold 02119/09 L A

~3. Growth Fund of America A Dividend Sold 02/I 9./09 K A

24. Investment Co. of America A Dividend Sold 02/19/09 L A

,2’5. Greenwood Trust CD 7.0(~’CPN I126/10 A Interest J T

26. Discover P, ank CD’6.95 8/9/10 A Interest J T

27. Discover Bank �I) 6".’8 9/7/10 A Interest J T

28. Pruvidian Nat’l CD 6.10 3/7/I I B Interest K T

29. I~TF Amer Growth Fund None L T

30. tlTF American Grth & Income None K T

3 I. 11TF American Global Grd~ None L T

32. HI’T I-’rankli~ Mutual Shares None K T

33 Amer Funds Itlgh Income D Dividend M T

__

s,m, of P ..... RepartingFINANCIAL DISCLOSURE REPORT [ Date of Re|mr!

Page 6 of 9 u ~:AWr~IELX~, "nlAO 0S!~ 3~:0~ 0 I

VII. ! NVESTMENTS an d TRUSTS - i ............ .~t~, t ....... rio,., ~/,,d, ae~ t~os~ ,ff ~ ....... a a,,p,,,a~t ,~ita~,: ,e~m,. 3~-~o vf filing instrmtio~¢.)

NONE (No reportable income, assets, or transactions.)

Description of Asse~ lncmne ~urtng Gross ~alue at end Transactions daring reporting period(including t~t asse~)

Place "(X3" aftcr each asse~ ’Amount T>~ {e g., Value Value Type (c g.. Date [ValueCode Iexempt from prior disclosure div., rcnL Cc~c 2 Meth~ bay, sell, ~ m~.’d~y

~ (A-H) t~r inL) (J-P) ~ Code 3 ~dcmption) I (J-P) ’. (A-I[) (if private’ ~ ~Q-W] ~ transaction)

35. Vanguard REIT ETF D Interest M T Buy 4122/09 L

36. Dotal Bmk Catano PR 2.80 7/9]12 A Interest K T Buy 6~29/09 K

[’37. CIT BK Salt Lk 3/25 718/13 A Interest K T Buy 6/30?09 K

38. Goldman Sachs BK 3.50 ~4/14 A Interest K T Buy I;27/09 K

39. Goldman Sachs BK 3.75 2/4/16 A Intercst K T Buy 1/27/09 K

40. I Shares I Boxx Inv Grade Fund B Interest K T Buy 4i22/09 K

4l. 1 Shares Barclays 1-3 yr Treas Fund A Interest K T Bay 6/29709 K

["4~. I Shares Barclays Aggregate Bnd Fund B Interest L T Buy 04/22/09 L

43. I Shares Barclays TIPS Bnd Fnd B Interest L T Buy 04122./09 L

~. ! Shares Barclays 3-7 yr Tsy Fund A Interest K T Buy 06/29/09 K

45. UBS IRA ~2 Money Market A Interest J T

46. !ITF American Growth & Income None K T

47. tITF Amcricau Growth None K T [ "~

4~’. I I-IF American Gh~bal G~o~ah None K T

,49. 11"IF Franklin Mutual Shares Nune " K T

50. FF~ InstilutionalTax-Exempt Fund (money A Dividend L Tmkt.}

FINANCIAL DISCLOSURE REPORT NameofPerson Reporting I Dnl¢ofl~eport

Page 7 of 9 nEArrFIEI.o, T~IAD 05it 3n.01 !

VII. INVESTMENTS and TRUSTS - i ........ ~.., t ........ lo~" att,’ludes those of ~t,¢,u,e a,,d dependent ,’hitdren: .,eepp. 34-60 ,filling in3trncti,,~,.)

NONE (No reportable income, assets, or transactions.)

Description of Assets

Place "(Xj" after ~ach asset exempt flt~m prior disclosure

I~come d~ui~g

, fl) t ~2)A not It [ Type (¢,g.,I Code I , div, rcn%

(A-If)~ ~ or int.)

j Gross v~luc at end [

~ fl) ~ (2) ~ Value ~ Value ~ Ct~e 2 ~ Med~od ) (J-P) ~ Code 3

Type (e.g., buy. sell,

redenaption)

Transactk,ns during re~ing ~riod

~tg~dt[/~ ’ ; Code 2 [ Code I [I , (£p) t (A-H) ’.

buyer/sdler (if private

J52. San Antonio. TX ISD 3.0 due 8/15/10

53~ San Antouio TX Electric & Gas 5.25 due

B

C

Interest

Interest

L

K

T

T

["

[54 Spring TX ISD 4.4 due 8/15/1 l B Interest K T

55. llouston ~X Area Walct 5.5 due 3/I/12 B interest K T

5~ San A~tonio TX Water Rev. 50 due ~/I 5/131 B Interesl K T

57. San Antonio TX Electric & Gas 525 due B Interest K T

58. ~ Water Dcvelopmt Board 5.0 d~e 7/I 5~21 11 ln~erest I. T Buy 04/21/09 M

59. TX Tech Univ. Revs. 5.0 due 8/t5/25 B Interest K T

60. Ilarlandale TX ISD 4.75 due 8/15/36 C Interest I, T

"61. Dallas TX ISD 4.25 due gf15/lO B lnlerest Sold 9/I/09 K A

62.

~ 63.

Nuvcen Insurcd P~emiu~n Income Fund

. N~vcen In~urcd Quality Muni. Fond

B

A

Dividend

Dividend

K

K

T

T "’

s ...... fv ..... Reporting DateofReportFINANCIAL DISCLOSURE REPORT Page 8 of 9 ItEARTFIELD, TilAD 05/’13/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Vll. lnvestmcnls and Trusts

Numbers 1 and 2 have changed their name from Annuity ins. Co. (AIG) to \Vestem National Life Ins. Co. and it is still an annuity.

in the 2009 report, the listing of FFl Institutional "Fax-l!xcmpt Fund (page 6. line 50) \~as not exerted in 2008 and, therelbre, not listed on the 2(108 report because it is a money market vehicle which is invested or redeemed to meet thc cash flow needs of the investment account. It does not increase or decrease in its share value ($1.00 = $1.00); but, it does earn dividends.

"I t~e TX Tcch Univcrsity bond (page 7, lb~e 59) was listed tm the 2008 report, but tt~e ~aturity date of 02;15/12 on that report xvas wrong; it should have been l lstcd as 08/15/25 and has been corrected on the 2009 report.

The listings of Citicorp Trust Flank anti Citibank N.A.S.D. Bank Dcp~.~sit Program (2008 report, pz~ge 7, lines 58 & 59 rcspectivcly) were t:ot included in the 2009report because they are money market vehicles which are iuvested or redeemed to meet tlae cash flow needs of the investment account. They did net increase ordecrease in their share values ($1.00 = $1.00); but, they did earn individends.

FINANCIAL DISCLOSURE REPORT ~ ..... fP ..... Re’porting DateofReport

Page 9 of 9 HEARTFIELI), TIIAD 05/13/21)10

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, lrue, and complete to the best of my knowledge anti belief, and that any informalioo not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of glfts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U,S.C. § 7353, and Judicial Conference regulations.

Signat~

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

I R,,po,t Required by the Ethics,~o lo [ FINANCIAL DISCLOSURE REPORT in Government Act of 1978

hey. I/2OLO [ FOR CALENDAR YEAR 2009 0 u.s.c, app. ,~’9" 161-111)

2. Court or Organization 3. Date of Report

HEAI~,TFIELD, THAD U.S.D.C. (TEXAS EASTERN)

i. Person Reporting (last name, firsl, middle initial)

05/5/2010

4. Title (Article 111 judges indicate acm.e or senior slatus; 5a. Report Type (check appropriate type) 6, Reporting Period magistrate judges indicate full- or part-litr~c)

[] Nomination, Date 01/01/2009

DISTRICT COURT JUDGE (SENIOR) [] Initial [] Annual [] Final to

12/3112009

5b. [] Amended Report

7. Chambers or Office Addres~ 8. On the basis of lhe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable la~*s and regulations.300 WILLOW STREET, RM. 212

BEAUMONT, TEXAS 77701

Reviewing Officer Date

IMPORTANT NOTES: The i~t~tructions accompunying this form must be followed, Complete allparts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. ¢~,o,a~o ~az~ia~ot o~.~ ~oe ~.

~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/[NTI~

I.

2.

3.

4.

5.

II. AGREEMENTS. ~.~,,,.,~.~.ai,’~a..t,,,,~’:~,..e.. ~4-~o/~.,~i ........ .~..~ _ ~ ....

NONE (No reportable agreements.)~ ~.~

DAT~ PARTIES AND TE~S ’" ~

I.

Heartfield, Thad

I I Date of Rept~r!FINANCIAL DISCLOSURE REPORT r~ ....fPerson Reporting |l

Page 2 of 9 IIEARTF1ELD, TItAD 05/5/2010

Ill. NON-INVESTMENT INCOME. tRepo,,i,g Individual and sp .... :seep.. 17-24 of-filing instructions.)

A. Filer’s Non-Investment Income

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE ~COME (yours, not spouse’s)

I.

2.

3.

4.

B. Spouse’s Non-lnvestment Income - If you were marrled durlng an),portlon of the reporting year. complete this sectlot~

(Dollar amount not required except for honoraria3

NONE (No reportable non-investment income.)

DATE SOI~RCE AND TYPE

1.

2.

3.

4.

IV. REIMBURSEMENTS -,ra.spo.totio.. todg~.g, /oo~, entertai .... t

(Includes tho~� to ~po|~se and dependent thildren; see pp. 25.27 oJfiling instro~tiort~.)

NONE (A~ reportable reimbursements.)

~ DATES I,OCATION

I.

2.

3.

4.

PURPOSE ITEMS PAID OR PROVIDED

5.

FINANCIALpage 3 of 9 DISCLOSURE REPORT Name of Person Reporting

ttEARTFIELD, I’IIAD

Date of Report

05,’5,’2010

V. GI FTS. a,,er,,a,~ ,~o~ ,o,,o ...... a dependent" children; ~ee pp. 28-31 of filing instructions.)

[~] NONE (No reportable gifts.)

SOURCE DESCRIPTION

1.

VA LU__~

3.

5.

Vl. LI ABILITIES. a,c~ua,, ,ho,-, o/,p ....... d ae:,,,d,,,, ~hitd,,~:.~,, ,,. s,_-Js o/:~i,# i ....... io,,.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUE CODE

~.me of P ..... Repor~in~ Date of ReporlFINANCIAL DISCLOSURE REPORT [

Page 4 of 9 tlEARTFIELD, TliAD 05i5,’2010 [

VII. INVESTMENTS and TRUSTS - i .... e, ,,,~., ,o,.,~e,,’o.s a.cl.a.s ,ho~ oY~V ...... a~.V~.d ....~,i~...: ."VV. 34-~0,~i~g ~.....io.,,)

~ NONE (No reportable income, assets, or transactions.)

............... A. ---- ; B? ............ C.-- ........ b. .............Description of Assels

(including t~st ~ts)

Place "(X)" after each asset exempt from prior di~losure

~ Income during rcpo~ng period

(I) (2) ~Amount T~e (eg., : C~e I div., rent. : (A-H) or int.)[

’ Gross ~alue at end of reposing period (1) (2)

Value Value ~ Code 2 Method [ (J-P) Code 3 ’ (Q.~)

(I) Type (e.g., buy, ~cll,

rcdemptton~

"Fra~soctions during rcpogi~g ~riod

[ (2) ~ (3) (4) Date ~ Value Gain

~m:Wdd/yy : Code 2 Code I (J-P) (A-Ill

[

[5) Identity

buycr,’seller (if private

transaction)

1. Western National Lil~ Ins. Co. A Interesl J T

2. Western National Life Ins. Co. A lnteresl J T

3. Wachovia Bank, Checking A Interest K T

4. Wachovia Bank, Checking A Interest J T

5. Wachovia Bank, Checking A lnlerest J T

6. Anadarko Petroleum Corp. A Royalty J T

7. General American Universal IAfe A Distribution K T

8. UP, S P~IA A Dividend L T

9. UBS IRA#1 Money Market A Dividend L T

i0. U.S. Treas strips 5/15,’09 None Redeemed 05115/09 L F

I 1. Fed lloJ’ne Loan Bank 5.69 4/27i09 A Interest Redeemed 4/27/09 K A

12. FIII.MC Mtn Callable 5.0 1/30/14 A Interest Redeemed 1/7/09 K A

13. FftLB Callable 5.0 6/26/18 A Interest Redeemed 03/26/09

14. FNMA Call 5.4 2/23/17 B Interest Redeemed 04/06~09 :

15. Alliance Bernstein Grth & Inc A Dividend Sold

16. MS Equally Weighted S&P 500 Fund A Dividend Sold 02/19,’09

17. Oppenheimer Strategic Income D Dividend L T

r~ ....reer$o. Repo.i.~FINANCIAL DISCLOSURE REPORT ilEARTFIELD, TllAD 05/5/2010Page 5 of 9

!

VII. INVESTMENTS and TRUSTS - i ......... lue, i ....... tions (Includes those of sp ........ d dependent children; see pp. 34-60 of filing instruction~)

NONE (No reportable income, assets, or transactions.)

Descriplion of Assets [ Income during ~ Gross ~alue at end T~nsactions during reposing (including t~st assets)

Place"(X)" after each asset exempt from prior disclosure

~ reposing period (I) " I (2)

I Amount [ Type (e.g., [ Code 1 [ div.,rent, :1 (A-It) ,[ or int.) ~ ~

~ of reporting period (D (2)

Value Value C~e 2 Meth~ (J-P) C~e 3

{Q.~

(~ T~e (e.g, buy, sell,

redemption)

[ (2) (3) ~t Date Value [ Gain

[m~’d~’yy C~e 2 ] Code I [ ~ {J-P) ’, (A-H) I ’. ]

Identity of buyer/seller (if private

transaction)

18. Federated Bond Fund D Dividend L T

19. Davis New York Venture A Dividend Sold 02/19/09 K A

20. PimcoTotal Return Fund D Dividend M T

21. Bond Fund of America C Dividend L T

22. EuroPacific Growth A Dividend Sold 02/19/09 L A

23. Growth Fund of America A Dividend Sold 02/19/09 K A

24. Invcstraent Co. of America A Dividend Sold 02/19/09 L A

25. Greenwood Tntst CD 7.00 CPN 1/26/10 A Interest J T

26. Discover Bank CD 6.95 8/9/10 A Interest J T

27. Discover Bank CD 6.8 9/7/I 0 A Interest J T

28. Providian Nat’l CD 6.10 3/7/11 B Interest K T

29. ItTF Amer Growth Fund None L T

30. HTF Amcrican Grth & Income None K T

31. HTF American Global Grth None L T

32. HTF Franklin Mutual Shares None K T

33. Amcr Funds I ligh Income D Dividend M T

34. Merrill Lynch Note 5.0 1/15/15 B Interest K T

N .... [P .... Reporting Dateof Repo.FINANCIAL DISCLOSURE REPORT I 05/5/2010Page 6 of 9 |IEARTFIELD, TIlAD

I

VI I. INVESTMENTS and TRUSTS - ~ ........ .~,,, ...... ao.~ (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (~ reportable income, assets, or transactions.

Description of Assets (including I~ ~.ts)

Ptace"(X)"a~er each asset exempt from prior disclosure

Income during reposing ~riod

Amount I Type (e,g. ~ C~e I ’: ~iv.,rent.

(A-II} ~ o~ inL)

Gross value at end of reporting period

Value ~ Value C~e 2 Method [J-PJ Code 3

~ [

~ Type (eg.,

I buy sell.

~1redemption)

"[ran~ctions during reporting ~ri~

] Date ~ Value Gain : mm,’dd’yy : C~e 2 Code I ~

(J-PI (A-H)

Idcnlity of buyer/seller

if private

35. Vanguard REIT ETF D Interest M T Buy 4/22/09 L

36. Doral Bank Catano PR 2.80 719/12 A Interest K T Buy 6/29/09 K

37. CIT BK Salt Lk 3/25 7/8,/13 A Interest K T Buy 6/30109 K

38. Goldman Sachs BK 3.50 2/4/14 A Interest K T Buy 1/27/09 K

39. Goldman Sachs BK 3.’15 2/4/16 A Interest K -r Buy 1/27/09 K

40. 1 Shares I Floxx In,,’ Grade Fund B Inlerest K T Buy 4;’22;09 K

41. I Sh,’u’es Batclays I-3 yr Treas Fund A Interest K T Buy 6/29;09 K

42. 1 Shares Barclays Aggregate Bnd Fund B Interest L T Buy 04/2Z/09 ’ L

43. I Shares Barclays TIPS Bnd Fnd B Interest L T Buy 04/22109 L

44. I Shares Barclays 3-7 yr Tsy Fund A Interest K T Buy 06/29109 K

45. UBS IRA #2 Money Market A Interest J T

46. ttT|: Arnerican Growth & Income None K T

47. lIT|: American Growth None K T

48.

49.

HTF American Global Growth

HTF Fr;mklin Mutual Sharc~

None

None

K

K

T

T

i

50.

51.

FFI Institutional Tax-Exempt Fund (ntoneymkt.)

Tortoni Co. TX College 3.5 due 2115/10

A

B

Dividend

Interest

L

K

T

U

n .... fPer$on ReportingFINANCIAL DISCLOSURE REPORT Page 7 of 9 n~ArTF~EI.D, t~IAD

VII. INVESTMENTS and TRUSTS - i ........NONE (No reportable income, assets, or transactions.)

,~, ..................... U. ...... c. " O. - .....Dcscriptlon of Assets Income d~ring Gros~ ,,,aloe a{ end Transactions during ~eporhng period

{int:luding trust a~sets) i reporting period of reporting period i {d---i ~_,~ ~,~ ~-i~i 71~ ’ ~ ............~ <4~ ’ ---~3~ ...........

Place "(X}" after each asset Amount Type {e.g., Value Value Type (e.g, { Date Va~ue Gain Identity of exempt from prior disclosure Code I di’.., rcnl, Code 2 Method bu~,, sell, [mrrv’dd./),y Code 2 Code I buyer/seller

IA-H) or inf.) [J-P} Code 3 redemption} I ’ (J-P} {A-HI {if private (Q-w1 ! I I~ansaelion~,

........................ ~ ......... ’_2__ __.. _a_ ..............................

52. San Antonio. TX ISD 3.0 due 8/15110 B Interest L U

53. San Antonio TX Electric & Gas 5.25 due C Interest K 13 ~1/I I

54. Spring TX ISD 4.4 due 8;15/11 B Interest K U

55. Houston TX Area Water 5.5 due 3/1,’12 B Interest K U

56. San Antonio TX Water Rev. 5.0 due 5/15!13 B Interest K U

57. San Antonio TX Electric & Gas 5.25 due B Iotetest K U 2/1/14

58. TX Water Dcvelopmt Board 5.0 dne 7/15/21 B Interest L U

B59. TX Tech Univ. Revs. 5.0 due g/I 5/25 Interest K U

60. Harlandale TX ISD 4.75 due g/15/36 Interest UC L

61. Dallas "rx ISD 4.25 due 8/15/10 B Interest Sold 9,’1/09 K A

62. Nm.,een Insured Premium Income Fnnd B Dividend K U

63. Nuveen Insured Quality Muni. Fund A Dividend K U

64. Nuveeo Insured Muni. Opportunity I-’und A Dividend K U

FINANCIAL DISCLOSURE REPORT [ N.m¢ofP ..... Reporting

Page 8 of 9

[ tlEARTFIELD, TIIAD

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.uic.,er.,o~’R~por~

Da~eofR,port

0515/2010

VII. Investments and Trusts

Numbers 1 and 2 have changed their name from Annuity Ins. Co. (AIG) to Western National Life Ins. Co. and it is sti[I an annuity.

FINANCIAL Name of Person Reporting Date of ReportDISCLOSURE REPORT IPage 9 of 9 05/5/2010

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IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provixions permitting non-disclosure.

I further certify that earned income from out~ide employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 ct. seq., 5 U.S.C, § 7353, and Judicial Conference regulations.

Signator~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRI~41NAI, SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544