surveys for local govs a context for best practices
DESCRIPTION
SURVEYS for LOCAL GOVS A Context for Best Practices. Marie Nelson State Historian II OHP-Survey/CLG Coordinator www.ohp.parks.ca.gov Oct 04 -CCAPA. What is a historical resource?. National Register California Register CEQA Local criteria. National Register. - PowerPoint PPT PresentationTRANSCRIPT
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SURVEYS for LOCAL GOVS
A Context for Best Practices
Marie NelsonState Historian IIOHP-Survey/CLG
Coordinatorwww.ohp.parks.ca.gov
Oct 04 -CCAPA
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What is a historical resource?
National Register California Register CEQA Local criteria
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National Register
Buildings, Structures, Objects, Sites, Districts
Local, State, or National significance in American history, architecture,
archeology, engineering, and culture
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California Register
Buildings, Structures, Objects, Sites, Districts, Area, Place, Record, or Manuscript
Historically or Archaeologically significant Significant in the architectural, engineering,
scientific, economic, agricultural, educational, social, political, military, or cultural annals of California.
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CEQA
Resource listed in or determined eligible by the SHRC for listing in the California Register
Resource included in a local register of historical resources, or
Identified as significant in an historical resources survey (status codes 3-5) shall be presumed to be historically or culturally significant
Any B,S,O,S,A,…which a lead agency determines to be historically significant…
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What is a Historical Resources Survey ?
Systematic process for Gathering information
about a community’s historical resources.
Identifying and Evaluating the quantity
and quality of historical resources for land-use planning purposes.
Foundation upon which preservation planning is built.
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SURVEY TASKS
IDENTIFY
PLANHISTORIC CONTEXT
EVALUATE
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Reconnaissance Survey Goals Identify the kinds of historic properties within
the surveyed area Identify neighborhoods or potential historic
districts – concentration of historic resources Identify areas where no historic resources
are present Identify potentially significant individual
buildings or areas which merit further identification and evaluation
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Intensive Level Survey Goals Identify district contributors and individually
significant resources. Identify essential character–defining physical
features that convey the resource’s significance, including landscape features, setting or other factors pertinent to resource’s integrity.
Define essential physical features, also called character-defining features, that must be present to represent the property’s significance.
Document all historic buildings, structures, sites, objects and potential districts in sufficient detail to permit their evaluation and registration.
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Survey Update Goals Identify resources not previously surveyed Evaluate significance within additional
contexts Evaluate with current understandings and
methodology Evaluate integrity and current condition Evaluate as contributor to district or
neighborhood Electronic database – public access
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SURVEY PRODUCTS
SURVEY REPORT HISTORICAL CONTEXTS INVENTORY – ALL identified and evaluated REGISTRATION – Significant Resources
National Register California Register Local Register or Designation
PUBLICATIONS
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Why do Local Governments need surveys?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHYLocal Govs SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHYLocal Govs SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
HERITAGE
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHYLocal Govs SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHY Local Govs
SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHY Local Govs
SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHY Local Govs
SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHY Local Govs
SURVEY?
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FACILITATE ENVIRONMENTAL
REVIEWS
CREATE RECORD
INTEGRATEHISTORIC PRESERVATION
PLANNING
PUBLIC AWARENESS
BETTER UNDERSTAND
ASSETS
CLG REQUIREMENT
BASIS FORINFORMEDDECISIONS
WHY Local Govs
SURVEY?
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How is survey information used by Local Governments?
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Zoning and Planning
Conservation Districts HPOZs Historic Districts Design Guidelines and Review Permits Historic Building Code
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Historic Preservation
Historic Preservation
Environmental Reviews
Environmental Reviews
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Historic Preservation
Local designations Nation, state and local registers nominations Facilitate use of Federal Historic Preservation
Investment Tax Credits General Plan Element Preservation Ordinance
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Historic Preservation
Historic Preservation
Environmental Reviews
Environmental Reviews
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Environmental Reviews
CEQA Local Preservation Ordinance Permit Review Process Section 106 for federally funded, licensed,
and permitted projects including cell towers
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Historic Preservation
Historic Preservation
Environmental Reviews
Environmental Reviews
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Heritage Tourism Initiatives
Develop and Enforce Design guidelines to retain the character of historic districts and neighborhoods
Develop walking/driving bicycle tours of historic areas
Promote and develop business attractions compatible with historic districts
Prescribe Maintenance Practices Identify Compatible Adaptive Reuse
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
InitiativesCommunity
Development
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Community Development
Foster pride of place and appreciation of cultural heritage
Maintain and enhance property values Establish eligibility for federal funding and tax
incentives Provide economic incentives to promote
conservation and preservation Sustain or improve quality of life by maintaining
neighborhood character Identify zones for redevelopment & revitalization
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
Initiatives CommunityDevelopment
CommunityDevelopment
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Affordable Housing andAdaptive Reuse
Establish eligibility for federal funding and tax incentives
Identify Buildings suitable for Adaptive Reuses
Develop plans for the adaptive reuse of existing housing stock
Develop design guidelines for compatible infill for historic and conservation districts or neighborhoods
Prescribe Maintenance Practices
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
Initiatives CommunityDevelopment
& Revitalization
CommunityDevelopment
& Revitalization
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Transportation Planning
Know where the historic resources are before planning transportation paths.
Plan to avoid adverse impacts to historic districts and neighborhoods when possible.
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Historic Preservation
Historic Preservation
Environmental Review
Sec 106 CEQA
Environmental Review
Sec 106 CEQA
Heritage Tourism
Initiatives
Heritage Tourism
Initiatives CommunityDevelopment
& Revitalization
CommunityDevelopment
& Revitalization
Affordable Housing
&
Adaptive Reuse
Affordable Housing
&
Adaptive Reuse
Transportation
Planning
Transportation
Planning
Disaster Planning
&Response
Disaster Planning
&Response
Zoning &
Planning
Zoning &
Planning
HOWIs Survey Data
USED?
HOWIs Survey Data
USED?
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Disaster Planning & Response
Identify significant historic resources before disaster strikes.
Response to disaster is different for historic buildings.
PRC 5028 – NR/CR/Local Registers Prevents demolition of buildings that could
/should be preserved.
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Surveys: A Multi-Purpose Tool
National Register
California Register
Local Criteria
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What information do surveys need to provide to be most useful to local governments?
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Need to Know
What resources are there? Where are they?
Why are they significant? What are the character-
defining features? How do they need to be
treated?
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HISTORIC RESOURCE?
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HISTORIC RESOURCE?
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HISTORIC CONTEXT
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Describe the significant aspects and broad patterns of an area’s
history and cultural development
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CONTEXTS FOCUS ON PROPERTY TYPES*
Identify the types of properties expected within the geographical limits. Group them into types most useful in representing important historic trends
Identify characteristics each property type needs to represent the property type within the context
Predict locational patterns
Define integrity thresholds Permit development of plans for identification,
evaluation, and treatment even in absence of complete knowledge of individual properties.
*Groupings of individual properties based on shared physical or associative characteristics
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HISTORIC CONTEXTS
Built Environment
History PatternsPeople
Values
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CONTEXTS FOR SURVEYS
Synthesize information about significant historical patterns, events, people, groups, and values
Define Property Types and Locational patterns
Establish Integrity Thresholds Identify Information Needs Recommend Goals and Strategies Evolve as additional information is acquired
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CONTEXTS
For decisions about identification, evaluation, registration and treatment of historic properties
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IDENTIFY
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SIGNIFICANCEINTEGRITY
EVALUATE
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INTEGRITY The resource retains sufficient historic fabric and character-defining features to convey its historical significance The resource would be easily recognizable by someone who knew the resource during it’s period of significance.
Note: Multiple contexts/multiple periods of significance…7 aspects of integrity – which are vital depends on the significance
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SIGNIFICANCE
INTEGRITY
EVALUATIONS
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EVALUATION PROCESS What property type and
context does the property represent?
What criteria are applicable? Does it have the expected
features or characteristics for its type?
What is its significance in the historical context?
Does the property posses the integrity characteristics for its property type within the defined context?
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B10. Significance: Theme: Residential Development Area: South Mission
Period of Significance: 1887 Property Type: Residential Applicable Criteria: N/A
Discuss importance in terms of historical or architectural context as defined by theme, period, and geographic scope. Also address integrity.
Although this property does not appear sufficiently significant for listing in the National Register, it is of local interest as an example of the housing stock constructed in South Mission at the turn-of-the century. Therefore, this property appears eligible for City of South Mission Landmark designation.
The property grounds also contain a barn, storage building, stable, and hay loft, which were constructed according to building permits in 1938.
WHAT is the Context
?
???
WHY is it eligible for local
designation?
WHAT is the
rationale for the finding?
WHAT does not “sufficiently
significant” mean?
WHAT about the
other buildings?
Is it eligible for the California
Register?WHY or WHY
NOT?
WHAT about
Integrity?
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The Yost Apartments contribute to the French Park Historic District through its architectural style and type, which are representative of the district at the end of its period of growth and significance…1877-1945. …
In good condition, the character-defining features are substantially intact. No major alterations have occurred although windows have been reglazed.
Character-defining exterior features that should be preserved include, but may not be limited to, materials and finishes (smooth stucco siding); roof configuration, materials and treatment; courtyard plan; staircases; balconies and balconets; windows and doors including surrounds and glazing; and architectural elements such as chimneys and grilles.
CONTEXT
INTEGRITY
CHARACTER DEFINING FEATURES
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STATEMENT OF SIGNIFICANCE (DPR 523 B -- B10) Explain why the resource
is/is not important in relation to its historic context(s).
Make the strongest possible case using historical and/or architectural analysis.
Provide an analysis of the integrity.
Provide a clear rationale to support the finding.- assigned status code
Needs to be defensible.
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PLAN
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GOALS OF PRESERVATION PLANNING
Identify Evaluate Register Treat
The full range of properties representing each significant context
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Provide Direction for Planning Decisions
Financial Incentives
Interpretative Programs
Ordinances & General Plan Elements
DesignationLocal/CR/NR
Design Guidelines
Public Involvement
Environmental Reviews
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“Best Practices” Define Survey Area - Rationale Develop Preliminary Historic Context
based on Historical Events or Patterns of Development
Identify Resources NEIGHBORHOOD OR POTENTIAL DISTRICT THEMATIC – PROPERTY TYPES
Refine Contexts Linking Built Environment to Community's History
Evaluate Resources PlanTreatments & further survey work
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SURVEYS PROVIDE CLUES
What resources exist? Where are the
resources are located? Why are they
significant? How does each need to
be treated?
Revisit, Reevaluate
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SURVEYS
Not the whole picture!
SNAPSHOT IN TIME
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For More Information: “Guidelines for Local Surveys: A Basis for
Preservation Planning,” National Register Bulletin 24, http://www.cr.nps.gov/nr/publications/bulletins/nrb24/
Archeology and Historic Preservation: Secretary of the Interior's Standards and Guidelines http://www.cr.nps.gov/local-law/arch_stnds_0.htm
Office of Historic Preservation www.ohp.parks.ca.gov
Contact: Marie Nelson Survey Coordinator Office of Historic Preservation 916-653-9514 [email protected]