squatrito, dominic j · 2019. 7. 26. · cona fund-mual . nd a dividnd . j t 2. bank of mria...

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P()S!TION NAME OF OlillANIZATION/ENTITY

(..')

PARTIES ANP TERMS

' ;

··;

Report Required by the Ethics: FINANCIAL DISCLOSURE REPORT A0/0 in Government Act of 19711Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§IOI-JI/)

I. Peno11 H.cporting (lasl nwnc, far.ot. middle initial)

Squatrito, Dominic J.

2. Coun or Orcanizatioo

US District Court Hartford, CT

3. Date of Report

OS/2012010

4. Title (Article m judges indicate active or senior status; magistrate judges indicr.tc full-or part-time)

U.s. Distr. Judi;e-Senior Status

Sa. Rtport T:ypt (check appropriolc type)

D Nomination, D•!e

D Initial 0 Annual D Final

'· Reportmc Period

01/01/2009 lo

12/31/2009

- Sb. D Amended Report

7. Cb1mbers or Offitl' Addrcst

US District Court 450 Main Street Hanford, CT 06103

8. 011 the buis of t..,e h;forsr.11ie>r. COllt•n'!&I In this R.rport and any modUkadon.s pertal•iac thereto, it is.. ia my opinion, bi comi:Uaoce witll appliut.le bws aad regulations.

Rtvicwiag Officer Date

IMPORT ANT NOTES: The instructions accomp<uyb<g /Msform "'''-'! befollowed. Com1,.·e1e flllparts, checking the NONE box for each part whereyou huve no uportable i•fof111ation. Sign on last pagt.

I. POSIT I 0NS, (Reporti•g i•iflvhlua/ only; 1u pp. 9-JJ lnstr.,clivns.)

[2J NONE (No reportable positions.)

I.

2.

3. L,._i -n cs ,._,4.

5. -'- (") c::· :;J ;: f'l> e::::-·

-··

o> -Ti;-

J> r.-i

II. AGREE1\1ENTS. (Rcpo'1ingin4Mduaf qn/y; IU pp. 14-16 offi/in instru<:rl••'-)

-.,-C)

-P. 0

[Tl w -1[2J NONE (No reportable agreements.)

I.

2.

3.

Squatrito, Dominic J.

and,,,.,, ..

SOURCE AND IYPE

SOURCE AND TYPE

SOURCE LOCATION PURPOSE

ij:l'COME

ITEMS PAID OR PROVIDED

Date of Repon Namr of Ptrtcm Rrpc.rtitag FINANCIAL DlSCLOSURE REPORT

05/20/2010Squalrilo, l;omillit J. of9

Ill. N ON-INVESTJ.'\1ENT IN COME. (Repurling inJillid••' ; '"PP. 17-14 •ffilir>x i-strudlonl.)

A. Filer's Non-Investrr.ent Inc.Jme

IZJ NONE (No reportable non-investment income.)

(you':'!, tiOI spouse's)

I.

2.

3.

4 .

. B. Spouse's Non--lnvestment lncome • lfyvu "''" 11'arried urini; any portlo" aflh<rtportlng Y'"'· co .. pl<le this s.c110 •• (Do{{QT amount nol rtquirrd acepl for hOf'lororia.)

D NONE (No reportable non-investmen: income.)

I. 20-09 ages and pass through

2.

3.

4.

lV. REIMBURSEMENTS _,,,,,,,ponation, lodging,fooi, tnl<rtoU.menL

(ln<:luJ -s thou Jo spouse and " ndent ch;/Jren; supp. 2Spl7 of filing Jru·trvctions.)

[{] NONE (No reporrable reimbursements.)

I.

2.

3.

4.

5.

.S.Q.URCE DESCRIPTION

CREDITOR DESCRJJ>JJON LUE CODE

Fli'lANCIAL DISCLOSURE REPORT

of9

D•te of Report N•me of Pusoa Reporting

05120/2010Squa.trito, Dominic J.

V. GIFTS. (/nclud<S <hose tq spo•u •n4 depe,.d•"' chi/J.-•n; ,,. pp. 211-JJ of Jilin& bulrucr/mu.)

[ZJ NONE (No reportable gifts.)

I.

2.

3.

4.

s.

VJ. LJA.BILITIES. {lnclud., tlrose oj spol'S• and d•pu:dcn1 chlldr1n; ,., pp. J2-J:l' of filing inslructlon1.)

D NONE (No reportable liabilities.)

I. People's United Banlc & Corwecticut Pl Development Authority

2.

3.

4.

s.

) A. I c.

I (Q-W) I

I

1---i

!

i

i

B. D.

D•te of Report FINANCIAL DISCLOSURE REPORT

SquatTlto, Domink J. 05120/2010 of9

VII. INVESTMENTS and TRUSTS -income, va1"., rran1acr1tin1 a11c1ada thou •f "l"'""' and d•pcn:t•n' c1oudmr; supp. 1 -60 offlltnr ;,,11,,.a101U.J

0 NONE (No reportable income, assets, or tramactions.)

loco duringDescription of A.ss.ets Tnnsoction• during rq>Ottinc periodGross. vatuc at end (including crust a=:ts)

Pb<c "(X)" afler cac.h asset exempt from prior disclosure

reporting period of reporting P"'iod

(2)(I) (2) (I) ValuoAmount Tl'l"'{e.g,, Value

Code I Methoddiv.• rent. Code2 (A-II) Code3or int.) (J-P)

(1) (2) (J) (4) GainTyyc(e.g., Date I1 V1lue

Code I buy, sell, mmldd/yy Code 2 redemption) I : (H) (A-fl)

(')Identity of

buyer/seller (if private

lransaelion)

I. l'ideliry Contra Fund-mutual fund A Dividend J T

2. Bank of America - checking account D In1erest L T

J. Bank of America - certificate of deposit B Interest M Closed

4. Bank of America - certificate of deposit B !oterest M

5. - common stock G lnl/Div. Pl

6. Land. Windham, CT Nono K w

7. Cossombrato, Italy. real estate None M w

8. Rental Property, South Kingston, RI (102) A Rent 0 w

. 9. South Win<bor, CT Pl w

10, Federated Capital Reserves c Dividend M T

11. Pfizer, Inc.· common stock A Dividend J T

12. Sysco Corp - common stock A Dividend ) T

IJ. World Com, Inc. - common stock None T

14. Opf"'nlicimer Senior Floatin Rate Fund A Dividend L T

15. Oppenheimer Ltd Trm Muni A Dividend M T

16. People's United Bank - Certificate of A Depo>;t

Interest T Buy

17. Closed

03/17/08 M

03/J&/IO M

.

J. JJICOfDr. GaiJi Codes; A•SJ,OOOorku II •S l,OOl ·$7.SOO c 12.so1. .ooo D •SS,001 • m.ooo £_ oo$ts,00t • $50,000 (Sec Columns Bl and D<t) F =SS0,001-$100,000 G •S!00.001 -11,000,000 tu -s1.ooo.001 - s.1.000.000 fl2 •Mon. than $3,000,JX)O

2. Value Cc.Jet J -=SJ 5,000 or leu K •m.001 -SS0.000 L•S50.00l · Sl00.o00 . M •Sl00,00l -S2SO,OOO (See Coluru&1 Cl and DJ) N •$2l0.(Xll - Sl00,000 0 =slOO.OOl • Sl ,000,000 Pl -'SJ,000,00l · Sl,OOO.oro f2 •Sl.000.001 • Sl.1,000,000

PJ ·•S2.l,OOO,OOI • S>0.000.000 P4 -Mure than SS0,000,000 l. YiW_e- Method Codet Q=Appnisol R ·-CO" ('.toal i;.w, Only) s-�rncnt T-<:.ohMd<1

(SocColumn Cl) U -Book Value V"°'1le< W•E.i.limati::d

I

(I) (2) (I) {2) (I) (2) (3) (4) (SJ

(Q-W)

18.

-I

21.

1 �).

i. 12123109

'

.I

124.

I - -I

I ,-

Datri: of Rtport FINANCIAL DISCLOSURE REPORT

os12ono10Squatrito, Dominic J. of9

VII. INVESTMENTS and TRUSTS -in"""''· .alu•, rramoc"'- anc1ui1es tlios• •f•po"" '""' t1.pu.d•n1 c1r11t1m•; ... w- 14-'o •fftli• "''"Mct11)1U.>

D NONE (No reportable income, assets, or trc.nsactions.)

A.

Deltription of A=tt

(including IMt asseis)

Pbcc •(X) .. after each asset excmp1 from prior dis.closure

B.

Income during

reporting period

Amount Type (e.g., Code I div., rent. (A-H) or int.)

C.

Gross value 111 end

ofrepoi1ing paiod

Value Value

Codc2 Method Couc3(J.P)

D.

Tmisactiom during reporting period

Type (<.g., t.u:·.xu.

n.den.�niun)

Date mm'ddlyy

Value

Cooe2

(J-P)

Gain Code I

(A-H)

ldcnlily of

buyer/seller (if ptivotc

trlns.&ttion)

Pimco All Asset Fun<l Asset Fund c Dividend M T

19. Pioneer Global High Yield Fund B Dividend L T

20. Thornburg Investment Income Builder Fend A Dividend L T Sold 12123/09 1 K (part)

1oomburg Value Fund A A Dividend K T

22. Manulife (John Hancock) Lifestyle None L T Conserve Fund (40lk}

Oppenhei-ncr Strategic Income Fund A Dividend K T Sold J (part) --

Oppenheimer International Bond Class A A Dividend K T s 1d 12123109 J (part)

25. Principal Sam Balanced Portfolio Fund A Dividend K T Class C

26. Thornburg International Value Class A A Dividend IC T Foreign

27. T Rowe Price Dividend Growth Fund A Dividend K T

28. Dodge & Cox International Stock Fund A Dividend J T

29. FPL Group l . A Dividend J T

30. PIM CO luvesbnenl GRD Corp-A A Dividend IC T

31. P!MCO Unconstrained Bond A A Dividend J T Buy 06/091\)9 K

32. Sold 12/23/09 "K

33. Praxair Inc. Com A Dividend J T

)4. Fidelity CT Municipal lncome Fund A Dividend K T

--I

I

-J. We.Dru CWJ Codes: A -SI ,OCO or ku 9 •Sl,001 $2,500 C •U.SDl -$},000 o-ss.001. m.ooo .. E-Sll.001-SSD.OOO (See Colwnns Bl II.Ad 04) F •SS0.00 I - SI 00,000 a -s100.oot. si:ooo.ooo Ill -$1,000,001 • SS.'l00,000 Ht •Mon: tt&n OCXJ,000

2. VaJu Codes J -SJS,000 or le$I i:: s1s.oot • m.ooo L•SSD,l)Ol ·SI00,000 M •St00,001 • Sl.l0,000 (Sc Cu!wons; Cl aAJ 03) N -mo.001 - ssoo.ooo 0 •s.500.001. Sl.000.0oo Pl •Sl,000,001 • SS.000.0JO r2 -15,000,CXll -S:ZS,000,000

Pl .:.S!S.000,CXH # SS0,000,000 '4 •MoPC than SS0,000,000 3. Va)uc Method Codes . Q=-Af1Vlllis.11 .1t (RC1!11 E.a11tc M. s •Assa.vncn1 T-(:ash Marktt

(Sec Col•mn Cl) U •Book Vt1lue v -O!h<r W•l'.stunaial

j

A 1 T

,..._

v -Otha'

05120/2010

40.

45.

Date of Report Name of PtrlOD R<portlng FINANCIAL DIS2LOSURE REPORT

Squatrlto, Dominic J. of9

VII. INVESTMENTS and TRUSTS -incom•, .a1a•• "•ns•cdons <Includa 1huu ofspous• an4 4q,.n4ent ch114,,,,; supp. J1..{,oofflllnc 1n11rudlau1

0 NONE (No reportable income, assets, or transactions.)

A.

Dev.ription of Assets

(including trust assets)

Place 00(X)'" af\cr 1.""DCh asset exemp1 from prior disclosure

35. Vanguard High-Yield Corporate fund

B. c. 0.

Income during Gross value al end Tn.nsaclions d ng reporting period

reporting period ofreporting period

(I) (2) Amount Type: (e.g., Code I div., rent. (A-H) or int.)

(I) Value

Code2

(J-P)

(2) Value

Method CodcJ

(Q·W)

(I) Type (e.g.,

buy,sel redemption)

(2) (3) Date Value

mm/dd/yy Code2 (J.P)

(4) Gain

Code I (Mi}

(5) Identity or

buyedaeller (ifprivate

transaction)

Djvidend

36. New Alliance Bank Taxable Dcposite A Interest L T

37. Rental Property, South Kingston, RI ( 112) None 0 w

38. Coventry, CT Real Estate None J w

39. MFS Muni Limited Maturity A A Dividend N T

Staples, Inc. None J T

41. Apache Corp None J T

42. Noble Corp None J T

43. Weatherford lninll Ltd None J T

44. JP Morgan Chase & Co None J T

Abbott labs None J T

46. TEVA Pharmaceutical Ind. Ltd ADR None J T

47. Danaher Corp None J T

48. United Technologies Corp None J T

49. Autodesk Inc. None J T

50. Cisco Systems Inc. None J T

51. Inti. Business Machines Corp None J T

l.l Gai11Codc:s; J\ •Sl.OOOorbis e -s1,001 • $2.lDO c-P.50t. SS,000 o =ss.001 • m.ooo E"'11S.001-S50,000 (Sec Co!UJM.S Bl and U4} F-sso,001 - s100,ooo · · G-noo.001-s1,ooo,ooo. HI =tl,000,001 • Sl,000,000 Hl •Moio than S .000.000

l. VoJO<Codc.I J . .IS,000 or lcu K-£15,Wl • SS0.000 L-S50.00l ·St00,000 M -1:00,00 t • S2SO,OOO (Scc Col•mm Cl IDd Dl) N -S2l0,00J • SlOO,DW 0-$500,001 • $1,000,000 r1 -s1.ooo.001 -S5.ooo,ooo n =$5,000.001 • m.000.000

PJ -ru,000,001 - !S0,000,000 ,. -MorC lluin "°·000,000 J. ValllC Mclhod_C d'

(Sec Col111MC2) Q-AJ'l'f'il;il

U_-=Boot V<1luc:

R _"'l:ost (.teal Est tcOnty) .. =""-"""' W•E.ttiruled

T =C•h Market

!

I (Q-W) !

E J I T

---

ff

-

None T

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l

I

Date of ReportN•m• orrenon r..eportlni: FINANCIAL DISCLOSURE REPORT

of9 05120/2010Squztrito, Domlolc J.

VII. !NVESTMENTS and TRUSTS -inco-, ""'"'· tra11'4ctlonl (lncludn thou •f•r<>u.<.. mi Upi!wknlchlltbm; ... pp. JHO.ffilinf instr•<dons.)

0 NONE (No reporiable income. assets. o,. tran.sc.:ctions.)

A. Description of Assets {tr..c uding l':'UJZ ass.ets}

P:ace "(X)" after cacil asset exempt from prim' Jisctosurc

B. c. D. Income during Gross value at end Tru=ti"'11 dwing r<porting period I

r<port.ing perioc' ofrq>O<tiog period (I) (:<) (I) (2) (I) (2) (3) (4) (5)

Amounc Type(e.g., y,,,.. Value 1ype(e.g., Dal< Value Gain Identity or Code I rliv.1 rent, Code2 Me<hod buy,scl!, mzn/dd/yy Coclc 2 Code I b<Jyetfselli:r (A-H) <>eir.l) (J-P) CodcJ r !io•) (l-P) (A-Ii) (if private

lnnS&Clion)

Research Ia Motion Limited None

53. Ecolab Inc. Noilc J T

54_ Freeportmcmoran Copperand Gold, Inc. None J T

55. ccjefonica SA ADR None J T

56. Regional Sch Dis CT 1.900% 7/!l!/10 None K T

Plymouth, CT 2.000% S.'I S/12 None l( T

SS. Griswold, CT 3. I25% 9/J 5114 None K T

59. Connectic"t, St 2.750% 1101/16 N<J11e K T

j 60. Portland, CT 3.500% 2/01/17 K

61. Derby, CT 4.250% 9/15/18 None K T

62. Deulsche CMO None K T

63.

_j_ __

I. !Jacome GJoin _Coder. r..=SJ,OOOotlu.s · · B ..Sl,001-U,lOO C-$2.501. 15,000 D-s.l,001- S!l,000 E-SIS,001 ·llD,COO (S«Colu'°""BI ""'!>4) F-: 0.001; SI00,000 G •SI00,001 -Sl,000,000 HI •$1,000,001 -SS,000,ClOO. 112 -More tban SS,000,000

l. VaiueCode.t. J•lll,OOOori.a K •S U,001 - Sl0,000 LcS•0,001-StOO.OOO . ·. M •SI00,001. UlO,OOl (St:'c Colwnn1 l md OJ N =S250,00t - 1500,000 0 1SOO,ll01 - Sl.000,000 Pl 11,000,00I • $5,000,000 fl 0$5,000.00J · $2$,000.000

Pl -ns.000.001 - sio.000.000 F4 •Mon: Iha.Ii U0,000,000 t J. Va>uo M"hud Codu Q•""""iul R "°"' , ... UIM• OTily) S....,AsxumQlt T oQ.sh Marhl (Sa C<>lwnn Cl) U =.Roule Vi.luc v Otber W -Esti:nated

· ----- ·

D•t• ofll<por1Name of Penoo J;cporHng FINANCIAL DISCLOSURE REPORT

of9 Squatrflo, Dominic J. 05/20/2010

VIII. ADDITIONAL INFORMLTION OR EXP.LANLTIONS. 11n41<•t<[HlrtofR,,,.,.,

VI. Liabilities

People's United Banlc/Connecticut Development Authority - Debt relating to

_________________ ··-----------·

Dale ofRe,etrt N1.nc of Penoa Rcpordnc FINANCIAL DISCLOSURE REPORT

05120/20!0Squatrito, l><>minic J. of9

IX. CERTIFICATION.

I cer1ify thot all infonnatfon given above (including toCormalion pertaining to my spouse and minor or dependent childnn, if any) u acc:ur:ale, true, and complete to 1he best of my knowledge and belief, and that any information not reported was withheld bocausc it met applicsblc statutory provisions pennittini: non-disclosure.

NOTE: ANY INDIVJDUAL WHO KNOWJNGL AND CRL INAL SANCTIONS (5 U.S.C. app. § 104)

I further certify that earned Income from oualde employment and honor:arla and tbc acceptance or gifts wbkh have been reported are In compliance with the provisions of S U.S.C. app. § 501 et. seq S U.S.C. § 7353, and Judicial Conference rcguladon5.

I I

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C. 20544

squatrito, dominic j · 2019. 7. 26. · cona fund-mual . nd a dividnd . j t 2. bank of mria...

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