spatially enabled land administration; paradigm shift in land

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1 Annual World Bank Conference on Land and Poverty 2013 SPATIALLY ENABLED LAND ADMINISTRATION; PARADIGM SHIFT IN LAND INFORMATION MANAGEMENT ABBAS RAJABIFARD, MOHSEN KALANTARI and IAN WILLIAMSON Department of Infrastructure Engineering, University of Melbourne, Australia [email protected] [email protected] [email protected] Paper prepared for presentation at the “ANNUAL WORLD BANK CONFERENCE ON LAND AND POVERTYThe World Bank - Washington DC, April 8-11, 2013 Copyright 2013 by author(s). All rights reserved. Readers may make verbatim copies of this document for non-commercial purposes by any means, provided that this copyright notice appears on all such copies.

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Page 1: SPATIALLY ENABLED LAND ADMINISTRATION; PARADIGM SHIFT IN LAND

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Annual World Bank Conference on Land and Poverty 2013

SPATIALLY ENABLED LAND ADMINISTRATION; PARADIGM SHIFT

IN LAND INFORMATION MANAGEMENT

ABBAS RAJABIFARD, MOHSEN KALANTARI and IAN WILLIAMSON

Department of Infrastructure Engineering, University of Melbourne, Australia

[email protected]

[email protected]

[email protected]

Paper prepared for presentation at the

“ANNUAL WORLD BANK CONFERENCE ON LAND AND POVERTY” The World Bank - Washington DC, April 8-11, 2013

Copyright 2013 by author(s). All rights reserved. Readers may make verbatim copies of this

document for non-commercial purposes by any means, provided that this copyright notice appears

on all such copies.

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Keywords:

Spatially enabled society, volunteered geographic information , 3D property information

Abstract

The administration of land is challenged by the increasing need of clients for land information and by the

creation of new land related commodities and interests. In this space, spatial information and technologies

can change the way business and governments manage activities and solve problems in relation to land.

Much information relates to place and locations. Some of this is spatial information, but a great deal is

information that can be organised according to its impact on a place. These emerging spatial technologies

potentially expand the capacity of societies. They provide possibilities for ordering information that are

profoundly world changing. The more difficult task involves embedding new technologies into the most

conservative and fundamental processes in land information and management of the land market,

particularly, into the land registries. Regardless, the opportunities provided by emerging technologies are

driving changes in the way governments interact with their citizens, principally in initiatives to spatially

enable their processes, as well as their information .Building on the growing need for land information

and availability of spatial technologies, this paper presents two paradigm shifts in collecting and

managing land information in the context of spatially enabled land administration.

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1. Motivation and Background

Land is an ultimate resource without which life cannot be sustained. From a social point of view, land

facilitates many functions in a society, from very basic activities like obtaining food, water and making

shelters, to creating complicated infrastructures like telecommunication and power stations. From an

environmental perspective, survival of many species depends on land. From an economic standpoint, land

is the most important asset people possess; a foundation on which wealth is built.

However, the administration of land is challenged by the increasing need of clients for land information

and by the creation of new land related commodities and interests. In this space, spatial information and

technologies can change the way business and governments manage activities and solve problems in

relation to land. Much information relates to place and locations. Some of this is spatial information, but a

great deal is information that can be organised according to its impact on a place. These emerging spatial

technologies potentially expand the capacity of societies. They provide possibilities for ordering

information that are profoundly world changing. The more difficult task involves embedding new

technologies into the most conservative and fundamental processes in land information and management

of the land market, particularly, into the land registries. Regardless, the opportunities provided by

emerging technologies are driving changes in the way governments interact with their citizens, principally

in initiatives to spatially enable their processes, as well as their information . Building on the growing

need for land information and availability of spatial technologies, this paper presents two paradigm shifts

in collecting and managing land information in the context of spatially enabled land administration. First

one is AAA Land Information and second one in the need for Land and Property information in 3D.

2. AAA Land Information

The concept of AAA land information described in this paper arose from research from an Australian

Research Council Linkage Project titled “A National Infrastructure for Managing Land Information

(NIMLI)”. The project is being undertaken by the Centre for SDIs and Land Administration at The

University of Melbourne. Project partners include the land registries of the Australian states of New South

Wales, Victoria, and Western Australia, and the Public Sector Mapping Agencies of Australia Ltd

(PSMA). The research focuses on the role of land registries in underpinning macro-economic

management, housing provision, and the organization of rights, restrictions and responsibilities (RRRs)

information. The NIMLI project can be seen as another starting point for enabling a national approach for

land registries and better use of their collected information in Australia.

The project describes the needs of a modern information society that can be summarized as:

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− Having national drivers – the economy, the environment, a just society, defence, governance,

emergency response and many more

− The ability to model and manage both the natural and built environment

− The creation, recording and managing all RRRs (rights, restrictions and responsibilities) relating

to land

− Building a virtual model of any jurisdiction or country

Central to a modern information society is a spatially enabled society (SES) and spatially enabled

government (SEG) that can be described as:

− An evolving concept where location, place and other spatial information are available to

governments, citizens and businesses as a means of organising their activities and information

− Simply, SES is about managing information spatially, not managing spatial information

− Transparent or ubiquitous use of spatial information, so much so that the vast majority of users

do not know they are “spatially enabled” – and don’t care!

And with spatially enabled government being:

− A concept with the same principles as SES but applied to management and delivery of

government services - part of e-government initiatives

− Applied in a “whole of government” approach

− Vertically through all levels of government, local, county, state or provincial and federal (where

countries are federations of states)

− And meeting organisational and institutional challenges where large scale parcel level data is

managed at either local, county or state level, but needed for national scale activities and

institutions

The key to SES is the property base or, for the initiated, the cadastre. The property base connects people

to land. However a holistic approach is required to integrate the cadastre, land administration, national

geocoded address files and spatial data infrastructures. Importantly the cadastre is the core of large scale

SDIs.

As background online spatial data1 are being widely used by citizens, government and the private sector

in a variety of applications and domains such as business, navigation, properties/parcels and street

1 The term “spatial” encompasses geospatial, spatial, geographic and land data/information

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address. However public and private businesses often assume online spatial data are just maps and these

maps are accurate. They do not appreciate how and by whom this spatial data are created, collected,

maintained and updated. In the past was not been a critical issue since spatial data were generally

produced and updated by authoritative government agencies.

This landscape is dramatically changing with the introduction of crowd sourced and Volunteered

Geographic Information (VGI) whereby members of the public or wider society can collect and contribute

to the sources of much spatial data. This VGI phenomenon has enabled a wealth of free spatial

information such as street address, land parcels/properties and road networks to be created and maintained

by an untrained public at various levels of integrity and accuracy. As a result, companies (e.g. Google)

that maintain online maps, tend to use free crowd sourced spatial data instead of authoritative sources of

spatial data. Government and particularly land administration agencies such as by the Public Sector

Mapping Agencies of Australia usually produce these forms of high quality and high integrity spatial data

however they are commercially expensive, reflecting the efforts needed for their construction,

maintenance and further development.

Another way of understanding the differences between AAA land information and VGI is with the use of

the spatial data continuum from a quality and fitness for purpose perspective as shown below (Figure 1).

The continuum starts with VGI with lower quality and ends with AAA land information with the best

possible quality. The continuum also highlights the advantages and disadvantages of VGI and AAA land

information. The data in VGI is sourced from citizens and AAA land information is sourced from

government LAS, primarily land registries. In between, spatial data with different levels of quality and

integrity is created by the private sector, non-government agencies, local governments and mapping

agencies.

The continuum is informed by a set of criteria for evaluating spatial information including lineage,

positional accuracy, attribute accuracy, logical consistency, completeness, semantic accuracy, usage and

temporal quality (van Oort, 2005). Among the criteria, lineage plays a significant role in helping the

users in assessing the suitability for a particular use. Even though the spatial data quality can be

improved, understanding its fitness for use is a significant challenge for the users. As a potential solution,

a well-compiled metadata that explains lineage plays a critical role in describing its fitness for use

(Kalantari et al., 2010).

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Figure 1: Spatial Data Continuum from a fitness for purpose and quality perspective

Recognizing this changing environment of the spatial industry, we highlight the significant impact of land

administration systems (LAS) on spatial data quality and emphasize the importance of tenure, ownership,

property boundary and street address data created in these government LAS usually within land registries,

in the growing world of crowd sourced and VGI. Spatial data created in LAS is defined as AAA rated

land information that is Accurate, Assured and Authoritative. Importantly AAA land information has a

documented and legally valid audit trail that is a key to good land governance and land information

management.

Importantly land professionals (surveyors, valuers, building surveyors, planners and land administrators)

create, maintain, manage and provide access to this information as part of their routine activities. They

have key responsibilities of creating, recording, maintaining and improving AAA land information.

In order to fully understand AAA land information it is useful to remember the traditional roles of land

registries, that delivered the land administration functions of registration and parcel identification that

produced high quality and high integrity information, often guaranteed by government (AAA land

information). However land information within land registries is usually not spatially enabled, especially

nationally. The tools to spatially enable land information nationally (geocoded national address files and

national cadastral data bases) are not key tools in land registry administration. In addition owner

information in land registry data must be improved – name changes, address changes and identity

GeoTagging (Fliker, Google earth etc)

Social media

Report and fix incorrect map data

Personal interets

Systematic crowd sourcing (VGI)

Open Street Map

Registration required

Authoritative data

Produced by state and federal government

departments

Small scale

Aggregated

Less dynamic

Accurate data

Produced by local Governmnets

Medimu to large scale

Current

Dynamic

AAA data

(Authorartative, Accurate, Assured)

Large scale

Parcel based

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checking are relatively poor and need to be thoroughly upgraded on a national scale. There is no doubt

that within the traditional land registries, land information is an underutilized public asset.

A key objective for all countries and especially those that are federations of states is to awaken the land

registry “sleeping giants”. However land registry data is different from most spatial data. It is:

− Essential for land markets and the wider economy

− Legally authoritative

− Insured by government

− Spatially accurate (cadastral verification)

− Highly dynamic

− Maintenance intensive

− Large scale

− Central to the business model of the registry

− Sensitive in terms of privacy

− In high demand

These characteristics make spatial enablement and SDI involvement challenging for land registries.

In summary the business of land registries can be summarized as producing “OPIT information”, meaning

Owner, Parcel/Property, Interest and Transaction information generated by land tenure functions in land

administration systems. This information concerns attributes to a parcel/property and relates to the space

in the parcel, but it is not spatially enabled at registry levels. In most countries, including Australia, OPIT

information is AAA land information.

So what is AAA land information? It is:

− Accurate – with on-ground truthing

− Authoritative – created within a regulated legal environment

− Assured – government guaranteed

− Importantly provides an authoritative audit trail for other land information data sets and services

− Add to AAA land information the power of spatial enablement and the vision of a spatially

enabled society and government becomes a reality.

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Today in Australia many players are not getting timely access to accurate data relating to tenure, value,

planning, and development. Duplication is rife and citizen access in many cases is non-existent, partial

and not spatially enabled. Many of the important restrictions that alter use of land or impose penalties for

non-compliance with a legislated standard require diligent and frustrating enquiries. Simply AAA land

information is underutilized both in its source state and territory governments and through the vertical

tiers of governments, especially at a national level. It is an underutilized public asset.

3. Land and Property Information in 3D

People increasingly live in high density urban, often high rise and multi functional buildings. Cities

require significant infrastructure above and below the ground in unique titles and arrangements. For

instance, disputes arising from high density living in buildings with owners corporations increase as the

public bring their expectations, while living in detached houses, into the village atmosphere of projects.

Disputes among owners, owners and their corporations and owners and third parties, will increase in

numbers and complexity. So will the efforts of institutions such as courts, administrative tribunals and

informal dispute settlement centres, and bureaucracies to service them.

2D survey plans (even with stratum boundaries specified) are no longer able to represent the reality of

these inter-related titles and land uses with their complex rights, restrictions and responsibilities (Figure

2). In addition, the 3D software applications in engineering, architecture and geographic information

systems do not have the integrity demanded in land administration and property management where legal

accuracy is axiomatic.

Figure 2: High rise building and its 2D representation in a land subdivision plan

Multiple page 2D plans cannot be easily understood or visualized outside the domain of the highly

specialized professional cadastral surveyors. At the same time, 3D engineering architecture drawings do

not deliver legal authority for rights, restrictions and responsibilities in land and property registration.

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The lack of an efficient and effective three dimensional solution limits the ability of the public to

visualize and communicate 3D developments, the ability of architects, engineers and developers to

capitalize on the full potential of 3D title models; the ability of governments and developers to visualize

multi-level developments resulting in increased costs and delays; and the ability of land registries to

administer a title registration system that can accommodate these increasingly complex multi-level

developments.

The importance and urgency of finding a solution for Australian cities has brought together research

partners from the key government agencies, the national coordination bodies for these issues, experienced

private sector professionals and companies in the development of multi-level developments, and a

research team at Centre for SDIs and Land Administration, the University of Melbourne to provide a

solution as a remedy to the dominance of the 2D approaches and the lack of proper technology and

systems within the spatial industry globally.

This project aims to develop an innovative infrastructure which helps address the problem of modeling

and managing complex 3-dimensional (3D) property rights, restrictions and responsibilities (RRR) in

multi-level developments in our rapidly growing cities. This project will incorporate the third dimension

of height into the property and land information systems (Cadastre) to build an infrastructure for

managing and modeling spatial extension of these complex property RRRs. This research moves the

multiple two dimensional drawings that now identify buildings and infrastructure objects and their

separate parcels into authentic visual 3D images of the building and objects that meet the exacting legal

standards of ground surveys. Property information systems based on 2D maps have served land

administration and property management well for hundreds of years (Figure 3) based on the cadastral

concept of an inventory of property parcels in two dimensions (FIG 1995).

However, most of the developed world (including Australia) and many developing countries now give

ownership titles in buildings in three dimensions (3D) using the same 2D maps developed for traditional

broad acre development on vacant land (Williamson 2002). It is the technical, legal and administrative

problems surrounding the property rights, restrictions and responsibilities in the third dimension that are

the focus of this project.

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Figure 3: Traditional 2D cadastre - Conceptual Diagram (FIG 1995)

This project aims to deliver:

− An improved understanding of the problems and issues associated with incorporating 3D property

information into land administration systems;

− A specification of the technical, policy, legal and institutional aspects of a 3D property

information and representation system;

− A 3D data model and database management system;

− A 3D representation and registration model; and

− A prototype 3D property information and building representation system.

− A method to integrate 3D land and property information into 2D legacy systems

− A specification on policy, legal, institutional aspects of complicated management of

4. Conclusion

First the paper highlighted the significant impact of land administration systems (LAS) on spatial data

quality and emphasize the importance of tenure, ownership, property boundary and street address data,

created usually in land registries in government LAS, in the world of growing crowd sourced and VGI.

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Spatial data created in LAS is defined as AAA land information that is Accurate, Assured and

Authoritative. Importantly AAA land information has a documented and legally valid audit trail that is a

key to good land governance and information management. The paper then introduces a continuum that

starts with Volunteered Geographic Information (VGI) with lower quality and ends with AAA land

information with the best possible quality. The continuum also highlights the advantages and

disadvantages of VGI and AAA land information. The data in VGI is sourced from citizens’ participation

and AAA land information is sourced from government LAS. In between, spatial data is created by the

private sector, non-government agencies, local government and mapping agencies that have different

levels of quality and integrity.

Second, the paper highlighted the need for 3D land and property information. The paper argued that

people are increasingly live in high density urban, often high rise and multi functional buildings. These

increasingly urbanized populations will predominantly live in multi-level, multipurpose, highly

engineered, high-rise developments. Cities require significant infrastructure above and below the ground.

Rapidly expanding vertical cities and their populations will experience a range of new environmental,

social and economic challenges. The paper then introduced an approach which helps address the problem

of modelling and managing complex 3D property rights, restrictions and responsibilities (RRR). The

paper incorporates the third dimension of height into the land subdivision and development process to

build an infrastructure for managing and modelling spatial extension of these complex property RRRs.

This research moved the multiple two dimensional drawings that now identify buildings and

infrastructure objects and their separate parcels into authentic visual 3D representation of the building and

objects that meet the exacting legal standards of ground surveys.

References

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Study in Victoria. Proceedings of FIG Working Week 2011, 18-22 may Marrakech , Morocco

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(eds.), “Spatially Enabling Government, Industry and Citizens: Research and Development

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Abbas Rajabifard is a Professor and Head of Department of Infrastructure Engineering and Director of

the Centre for SDIs and Land Administration at the University of Melbourne. He is President of the GSDI

Association and a member of Victorian Spatial Council (VSC). He was Vice Chair, Spatially Enabled

Government Working Group of the UN supported Permanent Committee on GIS Infrastructure for Asia

and the Pacific (PCGIAP). He has been also consulted nationally and internationally on spatial data

management, SDI, land administration and spatial enablement.

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Address: Abbas Rajabifard, Department of Infrastructure Engineering, The University of Melbourne,

Victoria 3010, Australia, [email protected].

Mohsen Kalantari is a lecturer in Geomatics at the Department of Infrastructure Engineering and

Associate Director at the CSDILA. Dr. Kalantari teaches Land Administration Systems (LAS) and his

area of research involves the use of technologies in LAS and SDI. He has also worked as a technical

manager at the Department of Sustainability and Environment (DSE), Victoria, Australia.

Address: Mohsen Kalantari, Department of Infrastructure Engineering, University of Melbourne

Victoria 3010, Australia , [email protected]

Ian Williamson is both a professional land surveyor and chartered engineer who is Professor of

Surveying and Land Information at the Centre for Spatial Data Infrastructures and Land Administration,

Department of Infrastructure Engineering, University of Melbourne, Australia. His expertise is the

cadastre, land administration, and spatial data infrastructures.

Address: Ian Williamson, Department of Infrastructure Engineering, University of Melbourne

Victoria 3010, Australia , [email protected]