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ACTA UNIVERSITATIS UPSALIENSIS UPPSALA 2018 Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Science and Technology 1728 Self-Consumption of Photovoltaic Electricity in Residential Buildings RASMUS LUTHANDER ISSN 1651-6214 ISBN 978-91-513-0470-0 urn:nbn:se:uu:diva-362819

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Page 1: Self-Consumption of Photovoltaic Electricity in …uu.diva-portal.org/smash/get/diva2:1254956/FULLTEXT01.pdfelectric vehicles in communities", in Proceedings of the eceee 2015 SummerStudyonEnergyEfficiency,pp

ACTAUNIVERSITATIS

UPSALIENSISUPPSALA

2018

Digital Comprehensive Summaries of Uppsala Dissertationsfrom the Faculty of Science and Technology 1728

Self-Consumption of PhotovoltaicElectricity in Residential Buildings

RASMUS LUTHANDER

ISSN 1651-6214ISBN 978-91-513-0470-0urn:nbn:se:uu:diva-362819

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Dissertation presented at Uppsala University to be publicly examined in Häggsalen,Ångströmlaboratoriet, Lägerhyddsvägen 1, Uppsala, Thursday, 29 November 2018 at 13:15for the degree of Doctor of Philosophy. The examination will be conducted in English.Faculty examiner: Dr. Bernhard Wille-Haussmann (Fraunhofer Institute for Solar EnergySystems ISE).

AbstractLuthander, R. 2018. Self-Consumption of Photovoltaic Electricity in Residential Buildings.(Egenanvändning av solel i bostadshus). Digital Comprehensive Summaries of UppsalaDissertations from the Faculty of Science and Technology 1728. 113 pp. Uppsala: ActaUniversitatis Upsaliensis. ISBN 978-91-513-0470-0.

Worldwide installations of photovoltaics (PV) have increased rapidly due to national subsidiesand decreasing prices. One important market segment is building-applied PV systems, for whichthe generated electricity can be self-consumed. Self-consumption is likely to become importantboth for the profitability and to facilitate integration of high shares of PV in the power system.The purpose of this doctoral thesis is to examine opportunities and challenges with distributedPV in the power system on four system levels: detached houses, communities, distributionsystems and national level. This was done through literature studies and computer simulations.Previous research has shown a larger potential to increase the PV self-consumption in detachedhouses by using battery storage rather than shifting the household appliance loads. This thesisshows that, on the community level, the self-consumption increased more when sharing onelarge storage instead of individual storages in each house. On the distribution system level, PVpower curtailment was identified as an effective solution to reduce the risk of overvoltage dueto high PV penetration levels. However, the curtailment losses were high: up to 28% of theelectricity production had to be curtailed in the studied distribution grid with a PV penetrationof 100% of the yearly electricity consumption. However, the penetration of distributed PV ona national level is not likely to reach these levels. Around 12% of the Swedish householdswere estimated to have PV systems in 2040, although the uncertainties in the results were high,mainly related to the development of the electricity prices. The low profits from both PV butespecially battery systems reduce future market shares. If residential batteries could also beused for primary frequency control, the profitability and thus the market shares for PV andbattery systems could increase. The overall conclusions are that improved self-consumptioncan increase the profitability of PV systems and lower the negative impacts on grids with highPV penetration. Energy storage has a large potential to increase the self-consumption, but theprofitability is still low for a storage that is only used to increase the self-consumption.

Keywords: Photovoltaics, Solar energy, Self-consumption, Grid integration, Distributedgeneration, Energy storage, Curtailment, Power system

Rasmus Luthander, Department of Engineering Sciences, Solid State Physics, Box 534,Uppsala University, SE-751 21 Uppsala, Sweden.

© Rasmus Luthander 2018

ISSN 1651-6214ISBN 978-91-513-0470-0urn:nbn:se:uu:diva-362819 (http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-362819)

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Here comes the sun

Song by George Harrison (1969)

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List of papers

This thesis is based on the following papers, which are referred to in the textby their Roman numerals.

I R. Luthander, J. Widén, D. Nilsson, J. Palm, "Photovoltaicself-consumption in buildings: A review", Applied Energy, Vol. 142,pp. 80-94 (2015).

II R. Luthander, J. Widén, A. Nilsson, M. Åberg, "A meta-analysis forthe matching between energy demand and on-site PV electricity supplyin buildings", in manuscript (2018).

III R. Luthander, J. Widén, J. Munkhammar, D. Lingfors,"Self-consumption enhancement and peak shaving of residentialphotovoltaics using storage and curtailment", Energy, Vol. 112, pp.221-231 (2016).

IV R. Luthander, E. Psimopoulos, J. Widén, "Demand side managementusing PV, heat pumps and batteries – Effects on community andbuilding level", in Proceedings of the 33rd European PhotovoltaicSolar Energy Conference (EU-PVSEC), Amsterdam, The Netherlands,September 25-29 (2017).

V R. Luthander, D. Lingfors, J. Widén, "Large-scale integration ofphotovoltaic power in a distribution grid using power curtailment andenergy storage", Solar Energy, Vol. 155, pp. 1319-1325 (2017).

VI R. Luthander, M. Shepero, J. Munkhammar, J. Widén, "Photovoltaicsand opportunistic electric vehicle charging in the power system – acase study on a Swedish distribution grid", invited and submitted toIET Renewable Power Generation Special Issue - Wind and SolarIntegration (2018).

VII A.-L. Klingler, R. Luthander, "Market diffusion of residential PV +battery system driven by self-consumption: A comparison of Swedenand Germany", in manuscript (2018).

VIII R. Luthander, S. Forsberg "The potential of using residentialPV-battery systems to provide primary control reserve on a national

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level", in Proceedings of the 8th International Workshop on theIntegration of Solar into Power Systems, Stockholm, Sweden, October16-17 (2018).

Reprints were made with permission from the publishers.

Publications not included in the thesis

IX R. Luthander, B. Stridh, J. Widén, "PV system layout for optimizedself-consumption", in Proceedings of the 33rd European PhotovoltaicSolar Energy Conference (EU-PVSEC), Amsterdam, The Netherlands,September 22-26 (2014).

X R. Luthander, J. Widén, J. Munkhammar, D. Lingfors, "Self-consump-tion enhancement of residential photovoltaics with battery storage andelectric vehicles in communities", in Proceedings of the eceee 2015Summer Study on Energy Efficiency, pp. 991-1002, Presqu’île de Giens,France, June 1-6 (2015).

XI R. Luthander, "Improved self-consumption of photovoltaic electricityin buildings – storage, curtailment and grid simulations", Licentiate the-sis, Uppsala Universiy (2016).

XII M. Åberg, A. Nilsson, J. Munkhammar, R. Luthander, D. Lingfors, J.Widén, "Electricity self-sufficiency and primary energy use in a Swedishresidential community, after building renovation and implementation ofphotovoltaics, small-scale CHP, and electric vehicles", in Proceedingsof the 2016 ACEEE Summer Study on Energy Efficiency in Buildings,Pacific Grove, CA, USA, August 21-26 (2016).

XIII E. Psimopoulos, L. Leppin, R. Luthander, C. Bales, "Control algo-rithms for PV and Heat Pump system using thermal and electrical stor-age", in Proceedings of the 11th ISES EuroSun 2016 International Con-ference on Solar Energy for Buildings and Industry, Palma de Mallorca,Spain, October 11-14 (2016).

XIV R. Luthander, D. Lingfors, J. Widén, J. Munkhammar, "Preventingovervoltage in a distribution grid with large penetration of photovoltaicpower", in Proceedings of the 6th International Workshop on Integrationof Solar into Power Systems, pp. 113-118, Vienna, Austria, November14-15 (2016).

XV R. Luthander, M. Shepero, J. Munkhammar, J. Widén, "Photovoltaicsand opportunistic electric vehicle charging in a Swedish distributiongrid", in Proceedings of the 7th International Workshop on Integrationof Solar into Power Systems, pp. 266-271, Berlin, Germany, October24-25 (2017).

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XVI E. Psimopoulos, E. Bee, C. Bales, R. Luthander, "Smart control strat-egy for PV and heat pump system utilizing thermal and electrical storageand forecast services", in Proceedings of the ISES Solar World Congress2017, Abu Dhabi, United Arab Emirates, October 29-November 2 (2017).

XVII J. Palm, M. Eidenskog, R. Luthander, "Sufficiency, change, and flexi-bility: Critically examining the energy consumption profiles of solar PVprosumers in Sweden", Energy Research & Social Science, Vol. 39, pp.12-18 (2018).

Notes on my contribution

I contributed with the following in the appended papers:

Paper I : I did all of the literature survey and writing except section 3: Behav-ioral responses to PV systems.

Paper II: I co-developed the methodology except for the modeling of the build-ing, did all of the literature survey, data analysis and writing.

Paper III: I initiated the project, developed the model except for the PV powerproduction and wrote most of the paper.

Paper IV: I initiated the project, developed the model further, and wrote all ofthe paper.

Paper V: I initiated the project, developed the model for PV power curtailmentand energy storage, and wrote most of the paper.

Paper VI: I initiated the project, developed the model for the power curtail-ment and wrote all of the paper except for the EV modeling.

Paper VII: I assisted in parts of the model development, collected data forSweden and for the adoption rate, and wrote parts of the text.

Paper VIII: I initiated the project, developed the model further, and wrote thewhole paper.

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Contents

1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.1 Aim of the thesis and system boundaries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21.2 Overview of thesis and appended papers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31.3 Definition of terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

2 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72.1 The energy system: past, present and future . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72.2 The PV system and self-consumption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102.3 Environmental aspects of PV and self-consumption . . . . . . . . . . . . . . . . . . . 162.4 PV in the power system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

3 Literature review on PV self-consumption and self-sufficiency . . . . . . . . . . . . . 213.1 Research on self-consumption and self-sufficiency . . . . . . . . . . . . . . . . . . . . . 213.2 Improving the self-consumption and self-sufficiency . . . . . . . . . . . . . . . . . . 233.3 Self-consumption, subsidy schemes and grid parity . . . . . . . . . . . . . . . . . . . . 263.4 Behavioral aspects of PV systems and market diffusion . . . . . . . . . . . . . 293.5 Identified research gaps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

4 Methodology and data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354.1 Overview of the methodology and data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354.2 Power flow solution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424.3 PV in the power system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444.4 PV power curtailment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 464.5 Energy storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 494.6 Load shifting using a heat pump . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

5 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595.1 PV in a community . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595.2 PV in a distribution grid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 665.3 PV in the power system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

6 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

7 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81

8 Sammanfattning på svenska . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87

Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89

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Nomenclature

AC Alternating currentCES Community energy storageDC Direct currentDHW Domestic hot waterDSM Demand side managementDSO Distribution system operatorEV Electric vehicleFIT Feed-in tariffKiBaM Kinetic battery modelLV Low-voltageMPPT Maximum power point trackerMV Medium-voltageSMHI Swedish Meteorological and Hydrological InstituteSOC State of chargep.u. Per unitPV Photovoltaic/photovoltaicsPFC Primary frequency controlTSO Transmission system operator

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1. Introduction

The sun is shining. For free! So why not use it? In just one hour the sundelivers more energy to Earth than humanity uses in one year [1]. Of coursenot all the solar energy can be extracted, but there is still a huge potential forharvesting renewable energy from the sun, directly or indirectly.

Photovoltaics (PV) – also known as solar cells – is a method to directlyconvert solar irradiance into electric power. PV has rapidly grown from being anegligible part of the world’s electricity generation to reach a share of the totalelectric power production of 2.1% worldwide and 4% in Europe in 2017 [2].National market shares in the end of 2017 reached more than 13% in Hondurasand 7% in Italy, Greece and Germany [2]. During the last decade the installedPV capacity has risen from less than 10 GWp

1 in 2007 to more than 400 GWpin the end of 2017 [2]. Sweden is however lagging far behind the leadingcountries, the accumulated installed PV capacity in the end of 2017 was 223MW, which covered approximately 0.2% of the yearly electricity demand [3].

There are however several challenges with PV. Firstly, in many markets PVis still an expensive option for electricity generation compared to other energysources such as hydro, coal and nuclear if no dedicated subsidies are used orthe electricity is 100% self-consumed [4, 5]. Secondly, in power systems witha large share of electricity generation coming from PV, there might be chal-lenges with security of supply due to the variability of the power source [6].The sun is not always shining when there is a demand of electricity. Also theopposite problem can occur: in a power system with a large share of inter-mittent energy supply, there might be too high power production for the powersystem to handle, and there is thus a limit of how much intermittent power thatcan be integrated into a power system. This limit can be increased if solutionssuch as energy storage or load shifting are implemented.

An important aspect of making PV become a large market player is the eco-nomics of the investment. Though varying between markets, various supportschemes have been needed to make PV cost-efficient and compensate for thegap between electricity production costs and the revenue from using or sell-ing the PV electricity [5]. There is however one incentive that does not relyon supporting schemes, namely self-consumption [7, 8]. If the power is con-sumed in a building at the same moment as it is produced by an on-site PVsystem, it replaces the need for buying the same amount of power from the

1The Watt-peak (Wp) represents the electric power output from a PV module at standard testconditions: an irradiance of 1000 W/m2 with an air mass 1.5 (AM1.5) spectrum, a moduletemperature of 25◦C and zero wind speed.

1

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public power grid. This power is defined as being self-consumed, and has inmost cases the same value as bought electricity. Households with PV systemson their roofs where the loads such as washing machines, tumble driers andheat pumps can be shifted towards times with high PV power production, orbatteries used for storing excess PV power production for later use, can in-crease their self-consumption [9]. With increased self-consumption, the profitwill also increase on a market without subsidies. How the self-consumptionof residential PV power can be increased and consequences relating to this isthe main focus of this thesis.

1.1 Aim of the thesis and system boundariesThe appended papers cover several aspects of PV systems on buildings andin the power system, ranging from the self-consumption and revenues froma single PV system to the consequences and scenarios of PV and PV-batterysystems on a regional and national level. The overall purpose is to examinea broad range of opportunities and challenges with PV and PV-battery sys-tems in buildings, primarily from a system perspective. Normally, studies ofPV systems on detached houses are made with a focus on single buildings.This can, for example, be techno-economic analyses of residential PV sys-tems. From a system perspective, aggregated results from several buildingsare more important than the individual results for each and every building.

The purpose can be broken down into three more specific aims:

• Examine and define the research on self-consumption and self-sufficien-cy of PV electricity in buildings. This aim is addressed in Paper I and II.

• Examine solutions for increased PV self-consumption for individual buil-dings and communities of buildings. This aim is addressed in Paper IIIand IV.

• Examine how distributed PV can be integrated on a large scale in distri-bution grids and in the whole (synchronous) power system. This aim isaddressed in Paper V – VIII.

Every system is defined by its systems boundaries, for example a geograph-ical area enclosing the system, connections between the system components,information exchange, available resources and components, and aims. The pa-pers included in this thesis can be divided into following groups based on thegeographical system boundaries:

2

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AA C DCBB D

Figure 1.1. System boundaries for the papers, on either household, community, distri-bution grid or national power system level.

A. Household level: Paper I – II

B. Community level: Paper III – IV

C. Regional level: Paper V – VI

D. National power system level: Paper VII – VIII

There are thus four different system levels. A schematic figure of the systemboundaries can be seen in Figure 1.1. Level B includes A, level C includesboth A and B, and level D includes the other all the other three.

In Paper I and II, previous research in the field of PV self-consumption inbuildings, i.e., level A, was summarized and assessed. In Paper III and IV,the approach was that the households were electrically connected and locatedclose to each other, although each household in Paper IV had to be simulatedindividually due to technical constraints of the simulation software. In Paper Vand VI, all components were connected with a power distribution grid andsimulated simultaneously. In Paper VII and VIII, the results from simulationson several households are scaled to a national level.

1.2 Overview of thesis and appended papersThis thesis is structured as follows. In Chapter 2 a general background of solarpower in the energy system and its status today is presented together with anintroduction to the main topics of this thesis. This is followed by a literaturereview of self-consumption of PV electricity in buildings in Chapter 3. Chap-ter 4 contains a summary of the data and the methodology as well as briefdescriptions of how the appended papers relate to each other. A selection ofthe results are presented in Chapter 5. The results and findings are discussedand linked to the aims in Chapter 6. The conclusions of the thesis and ap-pended papers are given in Chapter 7, followed by a summary in Swedish inChapter 8.

3

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The results of this thesis are based on the appended papers, which are sum-marized below:

• Paper I presents a review of the research status on self-consumption ofPV electricity in residential buildings. There are two main methods forincreasing the self-consumption from residential PV, namely storage andload shifting. The reviewed papers showed a larger increase of the PVself-consumption when battery storage was used, compared to the in-crease when load shifting was used. The review highlights the need offurther research in the field of photovoltaic self-consumption to be ableto generalize the results.

• Paper II extends Paper I by summarizing and analyzing more researchresults. A new method for comparing energy performance (relative pro-duction, self-consumption and self-sufficiency) is developed, which mak-es it easier to compare findings from one PV system with other ones.

• Paper III describes a model of a community of households with roof-mounted PV systems and battery storages. The model is used to assesshow the self-consumption varies depending on location of the storage(community energy storage versus individual storages in the houses),storage capacity and the maximum allowed power delivered to the grid.

• Paper IV examines how the operation of heat pumps in five housesequipped with PV systems affects the generation and load smoothing inthe community. Two cases are examined: one where the heat pumps arecontrolled by only the heat demand in each building, and one where eachheat pump is controlled both by the heat loads and the PV power produc-tion. In the latter case, the control schemes for the heat pumps maximizethe self-consumption of the PV electricity in each house, which affectsthe load smoothing in the community.

• Paper V is a study of an electric power distribution grid in Sweden with ahigh share of decentralized PV power. As the penetration of PV systemin the distribution grid increases, the maximum voltage is also increas-ing during sunny days. In the paper, a new method of limiting the powerto the grid to avoid too high voltage levels (overvoltage) is presented. Tolimit the power fed into the grid, either energy storage, power curtail-ment or a combination of both are simulated. The model can be used toget a overview of the need of limiting (curtailing) the PV power or thesize and location of the energy storage to avoid overvoltage problems.

• Paper VI extends Paper V. Both examine the same distribution grid andboth are estimating the need of curtailing the PV power, but here electric

4

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vehicle charging is added to the electricity consumption in the build-ings. Another PV power curtailment method is developed, which leadsto lower curtailment losses than the method used in Paper V. If the carsare charged at the same time as PV electricity is generated, the need forcurtailing the PV power may decrease.

• Paper VII presents a market diffusion model for PV and battery systemsfor single-family buildings. The diffusion model is used to make scenar-ios of the market shares of both technologies in Sweden and Germanyon a national level until 2040. A sensitivity analysis is also included toasses the impact of different parameters on the market diffusion of PVand battery systems.

• Paper VIII examines how residential PV-battery systems can be used forprimary frequency control (PFC) for stabilizing short-term frequencyfluctuations in the Nordic synchronous power grid. Instead of storingsurplus PV electricity for later use (i.e., increasing the self-consumption),a charging-discharging strategy that prioritized PFC before self-consu-mption is implemented. This is used to make scenarios for the potentialof PFC from residential PV-battery systems in Sweden.

1.3 Definition of termsFor this thesis the following frequently occurring measures and terms have tobe defined:

• Power production and power consumption: Rate at which electric energyis produced or consumed. Mostly measured in W (watt), kW (kilowatt)or MW (megawatt).

• Electricity production and electricity consumption: Aggregated powerproduction or power consumption. Mostly measured in kWh (kilowatthours), MWh (megawatt hours) or GWh (gigawatt hours). In somecases, ‘generation’ is used instead of ‘production’, but the meaning isthe same.

• Self-consumption: Total PV electricity production that is consumed inthe house, either instantaneously or over a period of time, mostly oneyear. Mostly measured in kWh or percent of the total electricity produc-tion during the period.

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• Self-sufficiency: Total self-consumed PV electricity production com-pared to the total load over a period of time, mostly one year. Measuredin percent of the total electricity consumption during the period.

• Feed-in: Power flow from the house to the grid in case of excess PVpower production. The excess power can be sold. Mostly measured inW or kW (power production), or kWh (electricity production).

• Feed-out: Power flow from the grid to the house in case of excess house-hold power consumption. The extra power has to be bought. Mostlymeasured in W or kW (power consumption), or kWh (electricity con-sumption).

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2. Background

The background of the thesis is presented in this chapter. In Section 2.1, ageneral background of the energy system and market situation for PV powerare presented. The PV system and self-consumption are described in Section2.2. The environmental aspects of PV and batteries are briefly described inSection 2.3. The chapter ends with a summary of advantages and challengesof PV in the electric power system in Section 2.4.

2.1 The energy system: past, present and futureMost processes at earth and in life need energy, whether it is chemical energysuch as food or fuels, nuclear energy, photon energy, electric energy, kineticenergy or thermal (heat) energy. This thesis will only focus on the electricpart, and more specifically electricity from photovoltaic (PV) power. The elec-tric power system is transforming from a system with large centralized powerplants to a future with so-called distributed generation such as solar and windpower. In addition to this, an electrification of the society with for exampledigitalization and electric vehicles will put new challenges to the system.

2.1.1 Perspectives on the energy systemMost energy used today derives from the sun. The main part, approximately85% of the world’s primary energy use in 2017, was covered by fossil fuels[10]. Coal, oil and natural gas come from vegetation several million years ago,which in turn got its energy from the sun using photosynthesis. Hydro, waveand wind power are all originating from the sun: water vapor for the rain to fillup reservoirs for hydro power and kinetic energy in wind and waves are dueto the heating of the earth and atmosphere. Although coal, oil and natural gasoriginates from the sun, they are categorized as nonrenewable energy sourcesdue to the long formation process [11]. The only energy sources not origi-nating from the sun are geothermal, tidal and nuclear energy. The two firsthave a negligible contribution to the electricity production in the world today,whereas nuclear energy only accounted for less than 5% of the primary energyuse in 2017 [10]. For electricity production, the definition of primary energyinclude thermal losses in the conversion from fuel to electricity. For nuclearand renewable power generation, the primary energy was derived in the report

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1970 1980 1990 2000 2010 20200

10

20

30

40

50

60

70

North America

South and Central America

Europe and Eurasia

Middle East

Africa

Asia Pacific

Prim

ary

ener

gy u

se [

PWh]

Figure 2.1. The total primary energy use in the world in PWh divided by region 1970-2017. Adapted from [10]. 1 PWh = 1000,000,000,000 kWh.

by calculating the equivalent amount of fossil fuels required to generate thesame amount of electricity [10].

The global demand of energy in the world is increasing, especially in AsiaPacific, see Figure 2.1 [10]. To meet the increasing demand new energy re-sources have to be used. However, the exploitation of fossil fuels cannot lastforever: the resources are limited and and the climate suffers from globalwarming, much due to the combustion of fossil fuels [12, 13]. In December2015, 195 countries agreed on a maximum global temperature rise of 2◦ Cel-sius compared to pre-industrial levels, and to even try to keep the temperaturerise below 1.5◦C [14]. However, already in 2015 the global mean tempera-ture was 1◦C above pre-industrial levels [15]. Limiting the global warmingto 1.5◦C is not geophysically impossible [16] but still very unlikely – just 1%chance to stay below 1.5◦C and 5% chance to stay below 2◦C of global temper-ature increase [17]. Hence, a future development where the global temperatureincrease does not exceed 2◦C would need a rapid transition to a low-emissionsociety. A key part of (not) reaching the goal is the energy system. Turning theenergy system towards a sustainable future is a complex process, which typi-cally requires three main technological changes: more efficient energy supply,energy savings on the consumer side and replacement of fossil fuels [18, 19].

Improved energy efficiency in, for example, buildings and industries candecrease or decelerate the future demand for energy, but is not enough alonefor achieving a decarbonization of the supply of electricity and fuels [20]. Thismeans that renewable energy most probably will play a key role in the trans-formation of the energy system. One main challenge is how to store renewableenergy; biomass and hydro power are often possible to store for usage whenthe energy demand is high, but wind, wave and solar power are more challeng-ing. Storage of PV power is one of the main themes of this thesis.

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2000 2005 2010 2015 20200

100

200

300

400

500

Inst

alle

d ca

paci

ty [G

W])

2000 2005 2010 20150

20

40

60

80

100

EuropeMiddle East & AfricaAsia PacificThe AmericasRest of world

Shar

e of

the

wor

ld m

arke

t [%

]

Figure 2.2. The installed grid-connected PV capacity in GW (left) and share of theglobal market for new PV installations 2000-2017 divided by region (right). Adaptedfrom [2, 5, 21].

2.1.2 Solar energy in the worldThe installed capacity of PV power has increased rapidly in the recent years,as can be seen in Figure 2.2. Europe has dominated the market during severalyears in the beginning of the 21st century, much due to subsidies for renewableenergy resources [21]. The market for PV installations is however now mainlydriven by Asian countries plus USA (see Figure 2.2), with China, USA andIndia as top three countries in 2017 [2].

It is important to distinguish between solar power for electricity production,and low-temperature solar thermal (heat) production. Since this thesis onlyconsiders electricity and not heating, solar thermal is excluded. There aremainly two techniques to generate electricity from solar irradiance, namelyPV and concentrated solar power (CSP), and also a mixture of both of them.In CSP plants, mirrors are used to concentrate the sunlight in order to heatan energy carrier, sometimes to very high temperatures of more than 500◦C,which thereafter can be used to generate electricity [22]. This requires directsunlight, i.e., beam irradiance, in order to focus it properly and therefore thepresent and future potential for CSP is largest in desert sites [23].

An important advantage of PV power is the scalability; a small PV systemfor a single-family house can have similar cost per installed watt as a muchlarger PV system in the same region. This is due to the module-based system;it is increased by adding more panels to it, and each panel has roughly thesame price for a rooftop system as for a large commercial system. There isstill economy of scale for PV electricity from large solar power plants, sinceother components and installation costs are cheaper relative to the size of thesystem for large installations than for smaller ones. However, the desired rateof return of a large commercial PV system might be higher and the requestedpayback time shorter than for residential PV systems owned by individuals,making smaller residential PV systems competitive on the electricity market.

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2.1.3 Solar energy in SwedenSweden is lagging behind several countries when it comes to solar power,with a total production of roughly 0.2% of the electricity demand in 2017 [3].Historically, many of the PV systems in Sweden have been off-grid on for ex-ample cottages, caravans and boats. The last 10 years this has shifted towardsmore grid-connected PV systems, which accounted for approximately 98% ofthe installed power in 2017 [3]. The Swedish market for grid-connected PVsystems today is dominated by roof-mounted systems, either residential (onhouseholds) or commercial [3]. The market for commercial systems is largerthan the residential one when it comes to installed capacity. Commercial PVsystems are however often larger than residential systems and it is thereforelikely that the number of residential PV systems in Sweden is larger than thenumber of commercial ones.

2.2 The PV system and self-consumptionPhotovoltaic (solar) cells use the energy in the incoming photons from the sunto excite electrons to higher energy states [24, p. 1]. Normally when lightis absorbed by a matter, the excited electrons are returning quickly from thehigher energy states to the initial states without contributing to any useful en-ergy output. In PV cells, however, a built-in asymmetry prevents the electronsfrom returning to their initial energy state, and a potential difference, i.e., volt-age, between the two sides of the solar cells is generated [24, p. 2]. Each cellhas a voltage of 0.5-1 V when illuminated. By connecting several PV cells inseries, a system with a higher DC voltage can be obtained.

An important aspect for PV cells is the band gap. The band gap defines theenergy required for an incoming photon to be able to excite an electron in thematerial [24, p. 41]. Conducting materials like metals have no band gap, asemiconductor has moderate band gap and an insulator the highest band gap.PV cells are semiconductors, and the moderate band gap is both low enough tobe able to absorb photons and excite electrons, and high enough to generate apotential difference. The band gap sets a lower limit of energy of the absorbedphotons, but at the same time determines the potential difference, i.e. theusable output power per electron.

The performance of a solar cell/module can be described by the current-voltage and voltage-power characteristics, as shown in Figure 2.3. By con-stantly adjusting the DC voltage from the solar modules using a MaximumPower Point Tracker (MPPT), the highest power output for every weathercondition can be found. This is found at the maximum power voltage Vmpand current Imp. At either the highest possible current – the short-circuit cur-rent Isc – or highest possible voltage – the open-circuit voltage Voc – the poweroutput from the PV cell is zero. The short-circuit current is approximatelyproportional to the intensity of the light whereas the open-circuit voltage only

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Figure 2.3. The current-voltage (black) and voltage-power (gray) characteristics ofan ideal solar cell. PV systems usually use maximum power point trackers to findthe maximum power output Pmp, equal to the striped area. Both the voltage Vmpand current Imp varies depending on spectrum and intensity of the irradiance. Theshort-circuit current Isc and open-circuit voltage Voc are determined by the cell. Whenoperating a PV cell in either Isc or Voc, the power output will be zero [24, p. 12].

increases logarithmically with higher intensity [24, p. 8-10]. In residentialor larger PV systems the MPPT is often built into the inverter, which is con-verting the DC power output from the solar cells into AC power. Due to thepossibility to adjust the DC voltage in the MPPT, the power output from a PVsystem can be decreased if needed.

If the sun is shining at the same time as the power consumption is low, theresulting feed-in power to the grid is high. If several houses in an area areequipped with PV systems this could lead to problems in the power distribu-tion system and for the customers connected to it. One solution for this is toset an upper limit of power that is allowed to be fed into the grid. If the excesspower production cannot be self-consumed by using storage or load shiftingof electrical appliances, one alternative is to lower the feed-in power. This isreferred to as curtailment of the PV power. The power output from the in-verters can either be coordinated between several units or be performed basedon local conditions. The former requires communication between the devices,whereas the latter only depends on individual measurements. PV power pro-duction curtailment is one of the main themes of this thesis, and will be morethoroughly described in Section 4.4.

Wasting energy through curtailment of power production is not the optimalsolution. If this could be avoided by for example time-shifting electric loadsor using energy storages, the electricity produced from renewables could re-

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place electricity from fossil fuels or nuclear power. Curtailment of the powerproduction will also lower the profitability of the system since less electric-ity can be sold – if it is possible to sell surplus electricity. However, powercurtailment can still be justified. PV cells often produce less than their ratedoutput, and high PV power production do not always coincide with low powerconsumption. If high power consumption coincides with high PV power pro-duction, the power exported to or imported from the grid will be low. The needof power curtailment might therefore be low, which reduces the curtailed elec-tricity. Hence, it might be less costly with power curtailment than an energystorage or equipment for time-shifting electric loads.

If either PV power curtailment or an energy storage is needed to for examplestay below a certain power limit, the ‘profit’ of the power curtailment is theopportunity cost of not investing in sufficient storage or grid reinforcementminus the value of the curtailed electricity if the PV system capacity is higherthan the maximum allowed power to the grid.

Figure 2.4 shows three identical days when it comes to power produc-tion and consumption. In the second day, storage is used to raise the self-consumption, but the storage capacity is not large enough to reduce the feed-in power. In day three, power curtailment is used in combination with storageto both improve the self-consumption and lower the maximum feed-in power,but the curtailment losses remain low.

2.2.1 Introduction to PV self-consumptionWith a rooftop mounted PV system, it is often of interest to quantify the match-ing between the production and consumption. Several different load matching

Figure 2.4. Three identical days showing household power consumption, PV powerproduction and resulting power grid interaction (feed-in and -out). Day two has abattery storage to increase the self-consumption and day three both battery and powercurtailment to limit the feed-in power. From Paper III.

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metrics can be used to evaluate the performance of a residential PV system.These can be categorized into four groups based on type of data and type ofmetric [9, 25]. In this thesis, the focus will be on metrics that are based onon-site generation and load profiles, namely the self-consumption and self-sufficiency, see Section 1.3. The self-consumption measures how much of thePV electricity production can be used in the house, and indirectly how muchelectricity is sold to an electricity retailer. The self-sufficiency measures howlarge share of the household load can be supplied by the PV system and thusthe independence from the power grid. A schematic figure of a sunny dayillustrating PV power generation and the load is presented in Figure 2.5.

The self-consumption ϕsc of the PV electricity production during the ex-ample day in Figure 2.5 can be expressed as ϕsc = C/(B+C) and the self-sufficiency as ϕss =C/(A+C).

To define the measures more formally the instantaneous on-site PV powerproduction can be denoted P(t) and the instantaneous household power con-sumption L(t). The instantaneous self-consumed power M(t) in watt cannotbe higher than the lowest value of either the power production or the powerconsumption:

M(t) = min(P(t),L(t)). (2.1)

When an energy storage is added, Equation 2.1 is extended to

M(t) = min(P(t)+S(t),L(t)) (2.2)

Figure 2.5. Example of self-consumption during a day illustrating the difference be-tween energy storage and load shifting. Area A represents the excess electricity con-sumption, area B the excess PV electricity production and Area C the self-consumedPV electricity production. Adapted from Paper I.

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where S(t) is the power to or from the storage. When M(t) is defined likethis, S(t)< 0 holds during charging and S(t)> 0 holds during discharging ofthe storage. The self-consumption ϕsc and self-sufficiency ϕss between time t1and time t2 are thereafter calculated as

ϕsc =

∫ t2t1 M(t)dt∫ t2t1 P(t)dt

(2.3)

and

ϕss =

∫ t2t1 M(t)dt∫ t2t1 L(t)dt

. (2.4)

From this it is possible to calculate the relationship between the PV electricityproduction, the electricity consumption, the self-consumption and the self-sufficiency as

ϕsc

ϕss=

∫ t2t1 L(t)dt∫ t2t2 P(t)dt

. (2.5)

With this relationship, it is possible to calculate either of the four quantities ifonly three are known. This was for used in Paper I and II to calculate eitherthe self-consumption or the self-sufficiency in the cited publications.

In general, the self-consumption and thus also the revenue for PV systemswithout batteries are overestimated when using hourly resolution of PV elec-tricity production and household load profiles. This is due to the sub-hourlyvariability that is evened out in the hourly values. Especially the load profilesare sensitive to the temporal resolution since the variability in the householdload is often larger than the variability in the PV power production [26, 27].

2.2.2 Energy storage in buildingsIf surplus PV power could be stored for later use in the evening, night andmorning both the self-consumption and self-sufficiency can be increased. Bat-tery storage is the most investigated alternative for storing electricity in build-ings according to the review studies (Paper I and II). There are however sev-eral other techniques available today, all with different applications and per-formance such as cost, storage and power capacity, storage period, efficiency,lifespan and maturity of the technology [28]. For PV-storage systems in build-ings, the most suitable options are either thermal storage or chemical storagein batteries or hydrogen using electrolyzers and fuel cells, depending on fieldof application and storage period [9, 28, 29]. Batteries have in general a muchhigher conversion efficiency than hydrogen storage but also a relatively highself-discharge over a longer period of time [9, 30]. Batteries are therefore bestfor short-term storage, such as storing excess electricity production from the

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Figure 2.6. Ragone plot for lithium-ion and lead-acid batteries showing the relation-ship between power and energy. Adapted from [32]. Power and energy storage ca-pacity of a battery cannot be varied fully independently, but batteries can be manu-factured for either high-power or high-energy applications. The diagram also showsthat lithium-ion batteries (darker stripe) have both higher specific energy and specificpower than lead-acid batteries (brighter stripe).

middle of the day for later use in the evening, night and morning, whereashydrogen storage is more suitable for monthly or seasonal storage due to itslow self-discharge [31].

Thermal storages for residential applications can be in hot water tanks, inthe thermal inertia of buildings or in phase-changing materials in the walls[28]. Chemical storage has the advantage of ‘storing’ electrical energy, where-as thermal storage aimed for residential applications transform electric energyinto heat energy but not back to electricity again due to the moderate tempera-ture. A residential thermal storage may however have a higher efficiency thana battery storage, especially if a heat pump or air-conditioner is used to convertelectric energy from the PV system into heat energy.

For energy storage technologies with bound energy, such as for most typesof batteries except redox-flow batteries, the maximum power and stored en-ergy cannot be varied independently [30]. The relationship between powerand energy in storage technologies are often presented in a Ragone plot, seeFigure 2.6 [32, 33]. As seen, there is a trade-off between available power andstored energy when choosing battery specifications. However, this is more ofan issue for applications with limited space or weight restrictions, such as inthe automotive industry. For stationary applications volume and weight aregenerally less important.

One can also see in Figure 2.6 that the power and energy density speci-fications for lithium-ion and lead-acid batteries differ in favor of the lithium

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technology. This is, once again, very important for certain applications whereweight is a critical factor, but for stationary applications such as in a residentialPV-battery system the cost is often the most important aspect. The round tripefficiency and the cycle and calendar life are better for lithium-ion batteries(over 90%) than for lead-acid batteries (ca 85%), resulting in lower conversion(heat) losses and longer endurance for lithium-ion than for lead-acid batteries[34, 35]. There are however deep-cycle lead-acid batteries with longer cycleand calendar life than the ‘standard’ car batteries. Furthermore, lead-acid is awell-known, mature, widespread and relatively cheap battery technology.

2.3 Environmental aspects of PV and self-consumptionOne important aspect of PV power are the environmental impacts. This is ofmain interest when it comes to ‘sustainable’ technologies and will be brieflysummarized in this section.

Not only CO2 and other greenhouse gas (GHG) emissions are important,but also possible on-site pollution from the mining and manufacturing of thesystem components.A PV system has no direct emissions during operation. Instead, all pollutionand emission originate from the manufacturing, transport, installation and dis-mantling of the PV system components. The largest part of the emissions isassociated with the manufacturing [36]. Therefore, the electricity mix in theregion of manufacturing is often used for calculating the GHG emissions in alife cycle assessment (LCA) of PV systems.

In a recent review made by the Solar Energy Association of Sweden (SvenskSolenergi), the GHG (mainly CO2) emissions for PV electricity in Swedenwere estimated to 20 g CO2 per kWh [37]. This can be compared to the emis-sions of the Nordic electricity mix, which were estimated to 60 to 125 g CO2per kWh [37]. Moreover, it was noted that PV systems can be placed in di-rect connection to the customer, which can contribute to lower losses in theelectricity transmission and distribution systems.

Environmental aspects of energy storage have been summarized and as-sessed in for example [38, 39]. Estimations using an LCA approach haveshown that nearly 400 kWh are needed to manufacture 1 kWh of litium-ionbattery [38]. The emissions from burning coal is approximately 1 kg CO2 perkWh of electricity [38, 40], which gives a rough estimation of 400 kg CO2 perkWh of battery if it is assumed that all the electricity comes from coal power.

Furthermore, the battery life cycle might cause pollution of toxic com-pounds during extraction of raw materials, manufacturing and disposal/recyc-ling [41, 42].

Lead is a toxic compound; however, 99% of the lead-acid batteries in theUSA and Europe are recycled and the recycling industry for lead-acid batter-ies operates economically independently without charges to the users [35, 43].

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This limits the negative environmental impact of using lead-acid batteries. To-day are to date no economic benefits of recycling lithium-ion batteries for sta-tionary storage or electric vehicle applications, which might lead to a disposalcost of lithium-ion batteries at end of life [35]. Without strict regulations, thereis a risk that lithium ion batteries end up in landfill [35].

With thermal storage in a hot water storage tank, no or low demand of newequipment arises, and therefore the negative environmental impact is low ashighlighted in [39]. This means that thermal storages are an attractive storagesolution from an environmental point of view.

Increased self-consumption of PV electricity in Swedish buildings by us-ing battery storage can therefore be questioned from an environmental pointof view. However, positive environmental consequences of increased self-consumption can be a lower need of grid reinforcements in regions with ahigh PV penetration and less variability in the PV electricity production, lead-ing to lower need of other sources of backup power. Last but not least, thereare three important advantages of energy storage for PV systems in the world:Firstly, if battery systems can be used to increase the profits of PV systems,it can further increase the installations of renewable power. This is importantsince there is a global limited potential for other conventional renewable elec-tricity sources such as hydro power or biomass [39]. Secondly, in a systemwith large share of PV power, curtailment of PV power can be avoided and thePV systems can therefore be used more efficiently, replacing needs of otherelectricity sources [39]. Thirdly, energy storage can be used for other servicesthat are needed in the power grid, for example load balancing, voltage supportand regulation services. This might become more important when the energysystems consists of more renewable intermittent energy sources [44].

2.4 PV in the power systemThe power system consists of four major parts: Generation, transmission, dis-tribution and loads [45]. In this thesis, ‘generation’ represents the PV systems,‘transmission’ represents power transfer through the national and internationalinterconnected high-voltage grids, ‘distribution’ is the part that supplies themajority of the customers (also called ‘end-users’) with electric power, and‘loads’ are all households, offices, industries and facilities that consume elec-tric power.

The electric power system is one of the most complex human-made systemsin the world. Everything between large production facilities such as nuclearand coal power plants, via long-distance and local electric networks, and allthe way to the end users and their appliances, are working together. And we ascustomers and end-users expect the system to function all the time. In Sweden,there were on average 1.2 power outages per customer with a mean durationof 76 minutes in 2016 [46]. It was however not equally distributed – about

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50% of the Swedish customers had no power outage and 0.5% had more than12 outages in 2016 [46]. There are also detailed rules in Sweden for when andhow much a customer can get compensated from the network operator in caseof a power blackout [47, ch. 9].

The power grid consists of three main parts, a high-voltage national or in-ternational transmission grid, regional medium-voltage distributions grids andfinally local low-voltage distributions grids that most customers are connectedto. Distribution grids have traditionally been built and operated as networkswith unidirectional power flow, i.e., from high- to low-voltage grids and finallyto the end-users (consumers) [48]. When consumers change into prosumers,i.e. households that are both producer and consumer of electric energy [49],new challenges arise for the distribution grid in terms of stability, reliabilityand monitoring.

During periods when surplus PV power generation is fed into the grid therewill be a reverse power flow in the distribution grid, leading to a higher voltageat the end of the feeders [48, 50, 51]. Radial grids, which are arranged as treeswhere each customer has one source of supply, are more affected by this thannetwork (meshed) systems, where there are more interconnections betweenthe grid nodes [48]. For example parts of Australia have had problems withovervoltage in the distribution grid due to high PV power production [52].Sweden has not (yet) come to this point, but it could happen locally in thefuture. Today, micro-producers who want to connect PV systems to the gridhave the right by law to do so, and the distribution system owner is not allowedto deny connection of a PV system to the power grid if no particular reasonsexists [47, ch. 3]. Therefore, if several neighbors living on the countrysidechoose to install PV systems, it could result in local overvoltage problems.The traditional solution to high (or low) voltages in distribution grids is rein-forcement of components in the grid [50, 53]. However, grid reinforcementcan be expensive, and several alternative solutions – many of which can beplaced directly in connection to the prosumer – have been proposed and in-vestigated, including battery energy storage [54–58], curtailment of PV power[57, 59, 60], and reactive power injection or absorption by the PV inverters[61, 62].

To evaluate the impact on the power grid from a large scale introduction ofdistributed generation, the hosting capacity approach can be used [63]. Thehosting capacity defines the maximum amount of new power production orpower consumption that can be added to the power system without threateningthe reliability of the power system and the power quality for its customers[64, 65]. The relationship between power grid performance and new powerproduction is illustrated in Figure 2.7. The performance of a power grid mayinitially improve when connecting new power generation to it, mostly if powerproduction occurs close to the consumers, but higher penetration levels willgradually decrease the performance until it reaches a limit, which determinesthe hosting capacity [64]. The hosting capacity is of relevance in Paper V and

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Figure 2.7. Impact on the power grid with increasing penetration level of distributedgeneration. The impact can be positive with a low penetration, for example the end-user voltage levels.

VI, where the overvoltage limit affects how much PV power that can be fed into the power grid.

There are several other power quality measures besides voltage magnitudesthat can be used as performance index when determining the hosting capacity.For example frequency stability, current harmonics, unbalance between phasesand direct-current (DC) injection can also be included in the power qualitymeasure [66]. Mismatch between power production and power consumptionover a large area, for example due to high generation from renewable powersources, might lead to problems with the frequency stability [50, 66]. To avoidtoo high frequency caused by high PV power production, inverters have anupper cut-off limit which is defined by national grid codes [50, 66].

In a synchronous power grid, which often ranges over several countries, thepower production must always meet the demand at all times. If mismatchesoccur, the frequency will deviate from the reference value, which is 50 Hz inEurope. More power production than consumption will increase the frequencyand more power consumption than production will decrease the frequency. Tolower the the frequency fluctuations, three types of balancing power are used:primary, secondary and tertiary control, which have different requirements ofmaximum reaction time and minimum operating time [67]. Primary frequencycontrol has the shortest reaction time, from a few seconds to minutes, andhandles rapid frequency fluctuations. Secondary and tertiary reserves operateson longer time scales to restore the frequency and the primary control reserves.

Today, the Nordic market for frequency regulation is dominated by hydropower. To lower the costs of the bid, there are rules on how to calculate thebid price based on losses in the hydro power station when it is running on re-duced capacity [68]. The lowest bid size is 0.1 MW per hour. This means thatresidential battery storages are too small to qualify as actors on the frequency

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regulation market. However, the Swedish TSO Svenska kraftnät has recentlymade a study together with the energy company Fortum about primary fre-quency regulation using heat pumps in detached houses (with power ratingsof a few kW each) [69]. This shows that there is an interest to letting moreactors and also consumption flexibility to enter the frequency regulation mar-ket. With an ‘aggregator’ operating several battery systems as a virtual powerplant, the lowest bid size can be reached.

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3. Literature review on PV self-consumptionand self-sufficiency

This chapter covers previous research in the field of self-consumption of PVelectricity in buildings, primarily in detached single-family houses. The con-tent of the chapter is mainly based on the literature review and analyses inPaper I and II. The definition of the self-consumption and self-sufficiency canbe found in Section 2.2.1.

With an intermittent decentralized power source such as PV power, self-consumption and self-sufficiency are important measures both from an energyperspective and from a financial perspective. They can for example be usedfor a first assessment of the sizing of a PV system. From a financial perspec-tive, the self-consumption and self-sufficiency both indicate the revenues fromsavings due to lower need of buying electricity from a retailer [70].

3.1 Research on self-consumption and self-sufficiencyThe review article (Paper I) was written in 2014 and by that time the number ofscientific articles about self-consumption and self-sufficiency was limited andthe research field was rather new. Since then, the number of scientific journalarticles covering especially self-consumption of PV electricity in residentialbuildings has increased steadily. An indication of this can been seen in Fig-ure 3.1, which shows the number of peer-reviewed research articles indexedby the scientific database Scopus [71] with ‘PV’ and ‘self-consumption’ (or‘self-sufficiency’) in either the title, as keywords or in the abstract. The alter-native terms for self-consumption and self-sufficiency (see the last paragraphin this section) were also included in the search. In addition to these journalarticles, there are several articles – both peer-reviewed and non peer-reviewed– published in conference proceedings also examining self-consumption andself-sufficiency. They are however not included in the figure since most ofthem are not indexed by Scopus.

The still relatively few research articles in the field of self-consumption andself-sufficiency of residential PV electricity could partly be explained by thenational subsidy programs for PV electricity. These made it more profitableto sell all the generated electricity than to self-consume it. Therefore, self-consumption was for a long time not an attractive option.

A second aspect limiting the research on self-consumption is likely to bethe lack of access to high-resolution electricity consumption data, often up to

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0

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Figure 3.1. Number of journal articles per year (bars) and accumulated number (lines)indexed in the database Scopus containing ‘PV’ and ‘self-consumption’ (red bars andline with squares) either in the title, as keywords or in the abstract. The numbers ofarticles when searching on ‘PV’ and ‘self-sufficiency’ are shown in black bars andline with diamonds. Articles published 2009 to 2018 (status 02-10-2018). Conferencearticles are not included.

one year of measurements. Even with hourly electricity consumption data,the overestimation of the self-consumption can be large [27]. In a study of25 households in Germany, the relative errors of the self-consumption werefound to be up to 20% when using one hour compared to ten second resolutionmeasurement data [26]. 15 minute data was found to give sufficient accuracy,with relative errors of up to 5%. The impact of the temporal resolution of thePV generation data was lower with overestimations of up to 3%. Also in [27]and [72], the accuracy of consumption data was found to be more affectedthan the production data by the temporal resolution. This shows the need formeasurements or simulations with high time-resolution to accurately modelthe self-consumption.

The influence of temporal resolution becomes less distinct when adding abattery storage [26]. With batteries, the sub-hourly fluctuations in PV elec-tricity production and electricity consumption can often be evened out. Thismeans that both the increase in self-consumption and economic value of a stor-age might be underestimated when the analyses are based on time series witha low time-resolution.

A third aspect indicating that the research on self-consumption is rather newis the lack of a common terminology. Self-consumption and self-sufficiency

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were both used in a few ‘early’ papers, for example [73–75]. The same mea-sure with the same definition as self-consumption has been referred to as loadfraction [76], on-site energy matching [77] and supply cover factor [78]. Es-pecially self-sufficiency has been referred to by several different terms, suchas cover ratio [49], solar fraction [76, 79, 80], on-site energy fraction [77], de-mand cover factor [78] and cover factor index [81]. In Paper I, which was writ-ten in 2014, self-consumption and self-sufficiency were chosen because theyclearly express what the metrics show and there is a clear linguistic symmetryof the metrics. The use of the terms ‘self-consumption’ and ‘self-sufficiency’has since then become more common.

3.2 Improving the self-consumption and self-sufficiencyBattery storage systems are the most common option in the literature for in-creasing the self-consumption and self-sufficiency. As seen in Figure 3.2, mostof the journal and conference articles included in Paper I and II focused on abattery storage with a capacity in kWh of 0.5–2 times the PV electricity pro-duction. This in turn resulted in an increase in self-consumption between 11and 41 percentage points. A trend can be distinguished where large batteriesgive higher increment of the self-consumption, although the variance is large.It is important to note that the original self-consumption may strongly affectthe increment, since it is often easier to raise the self-consumption from 30%to 40% than from 60% to 70%.

Another option to increase the self-consumption and self-sufficiency is De-mand Side Management (DSM) which is a broad concept describing how theenergy system at the consumer side can be improved [82]. DSM mostly refersto the active shifting of household loads to increase matching with the powerproduction or improve the interaction with remaining power consumption toreduce peak loads [80].

The results from the research papers on DSM diverged strongly in incre-ments of the self-consumption, which can be seen to the right in Figure 3.2.The highest increase (18 percentage points) was obtained in an Italian studywith 150 synthetic household load profiles [83]. The values of the consump-tion, production, self-consumption and self-sufficiency represented an averagefor the 150 households. The increase of 18 percentage points was achievedwith optimal daily load scheduling of 40% of the loads in the houses togetherwith a weather forecast [83]. It was however not evaluated if time-shifting40% of the loads within each day was a reasonable share or not. In the otherend of the spectrum, an increase of merely 1.4% was obtained in a Swiss studyof a household with a controllable air-to-water heat pump [84]. A hot waterstorage tank and the thermal inertia of the building acted as energy buffer.The low increase was mainly due to the seasonal mismatch between heatingdemand (low in the summer and high in the winter) and PV electricity pro-

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0

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Figure 3.2. Increase of the self-consumption for residential PV systems with batterystorage (left) and DSM (right) in percentage points (pp). Based on research articlessummarized in Paper II. Each bubble represents one household with a PV-battery sys-tem in the articles. The areas of the bubbles are proportional to the yearly electricityconsumption L.

duction (high in the summer and low in the winter) [84]. This highlights thedifficulties in the comparison of the results where DSM techniques are used (tothe right in Figure 3.2) due to the difference in amount and type of shiftableloads. Furthermore, the overall electricity consumption was in some casesslightly increased by the load shifting, for example with actively controlledheat pumps such as in [84–86]. This will in turn affect the self-consumptionand self-sufficiency [86]. Still, the findings presented in Figure 3.2 indicatethat the households with low electricity consumption (smallest bubbles) couldincrease the self-consumption the most.

Examples of shiftable loads in households are washing and drying ma-chines, and heating, ventilation and air-conditioning (HVAC) systems [9]. Theself-consumption of PV power increases if loads are shifted to periods whenthere else would have been an surplus production of PV power. Several loadsin a household may however be difficult to shift in time, which means thatthe potential for increasing the self-consumption with load shifting might belimited [87]. Some appliances are not suitable for load shifting without affect-ing the comfort of the residents [88]. This further limits the potential gain ofDSM. As can be seen to the left in Figure 3.3, research papers examining bat-tery storage found a higher potential for self-consumption and self-sufficiencyincrease than the papers examining DSM. Furthermore, DSM in householdsoften result in a more complex system with higher demand on communicationbetween devices, control methods and metering [89].

If the PV electricity production and electricity consumption remain thesame, the relation between the self-consumption and self-sufficiency will re-

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Figure 3.3. Self-consumption versus self-sufficiency with and without battery stor-age or DSM in the articles summarized in Paper II (left). If the PV electricity pro-duction P and electricity consumption L remain the same, measures to increase theself-consumption and self-sufficiency follow a straight line (right). The areas of thebubbles are proportional to the electricity consumption L. From Paper II.

main constant when energy storage or DSM are used. This is described byEquation 2.5 and shown for three residential PV systems from the collectionin Paper II to the right in Figure 3.3. Hence, a comparison of systems withdifferent P/L ratios will result in different increments in the self-consumptionand self-sufficiency even if the same measures are used. This is important tokeep in mind when comparing different PV systems and buildings.

To improve the energy performance when using DSM, several studies in-clude weather forecasts to optimize the scheduling of the electric loads [83,86, 90, 91]. Implementation of a weather forecast leads often to an even morecomplex system, and the extra expenses for components and services must becovered by savings on the electricity bill to be profitable.

There is a third way of increasing the self-consumption if the installed PVcapacity is fixed, namely varying the tilt and azimuth angles of the system. Tooptimize the yearly electricity production from a fixed PV system in Sweden,it should be south-oriented with a tilt angle of 40 to 50 degrees dependingon the latitude [92]. The peak power production will then occur around noonduring days with clear weather. Since the sun rises in the east and sets in thewest, east-oriented PV systems will have their peak power production in themorning and west-oriented in the afternoon. If two or more PV arrays withdifferent azimuth angles are combined, the power production profile will besmoother [93]. The yearly electricity production is lower for east- and west-than for south-oriented PV systems. There can however be other benefits ofmounting PV panels in east- or west-orientation, such as better load matching[80, 93]. This means that the self-consumed electricity from residential PV

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Figure 3.4. Frodeparken, Uppsala, owned by the public housing company Uppsala-hem with the largest façade-mounted PV system on a residential building in Scandi-navia [95]. Its curved shape makes the power production more smooth over the day.Photo: Rasmus Luthander.

systems may increase, since the PV power production is often highest aroundnoon when no one is at home. The self-consumption in percent will howevermost often increase when placing PV panels in other orientations than southdue to the lower yearly PV electricity production. Correspondingly, the self-sufficiency is likely to decrease if the PV panels are placed with a non-optimalorientation.

There could also be other reasons for placing PV panels in a non-production-optimal orientation. For example façade-mounted PV systems, such as thehouse in Frodeparken in Uppsala (Figure 3.4), can be motivated from an aes-thetic point of view [94]. PV systems on a façade can also be good as market-ing or when the roof area is limited.

An important remark stated in the first review paper is that the self-consum-ption can be increased by increasing the overall electricity consumption ordecreasing the PV size, as can be seen in Figure 3.5. This is important tokeep in mind when comparing self-consumption and self-sufficiency betweendifferent buildings and PV systems.

3.3 Self-consumption, subsidy schemes and grid paritySince the cost of PV electricity historically has been high, the market for grid-connected PV systems has relied on subsidies [5]. There exist several supportschemes for the promotion of PV systems. For private persons, the major-ity of the support schemes reduce the added value of self-consumption sinceonly the feed-in electricity and not the self-consumed electricity are subsi-dized. Support schemes such as feed-in tariffs and net-metering are effectivein terms of promoting PV electricity and increase the number of installations[96], but they both lower the financial incentives for self-consuming the elec-tricity and might be expensive for the state. Feed-in tariffs offer long-termcontracts for selling generated electricity to a fixed price or to spot market

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Pow

er

Surplus PV power production

00:00 06:00 12:00 18.00 24:00Time of day

Pow

er

00:00 06:00 12:00 18.00 24:00Time of day

Surplus household consumption Self-consumed PV power production

Figure 3.5. Example of power consumption and PV power production during a daywith two different PV system sizes. A smaller PV system (left) has a larger self-consumption but smaller self-sufficiency than a larger system (right). Adapted fromPaper I.

prices plus an extra tariff [97, 98]. Feed-in tariff policies are or have beenused in for example Austria, France, Germany, Greece, Luxembourg, andSpain [99]. Net-metering, where the electricity consumption is offset by thegenerated electricity, is or has been used in for example in the USA, Canada,Denmark, The Netherlands, Korea and Belgium [2, 100]. When the incomeof selling electricity drops below the cost of buying electricity, increasing theself-consumption may become financially attractive [101].

In Sweden, neither feed-in tariffs nor net metering are used. Instead, thereare several other incentives for PV. The investment in a PV system is pro-moted by a direct capital subsidy [102]. The income from selling electricityfor ‘micro-producers’ in Sweden is the sum of the spot price, the electricitycertificates, the grid compensation from the DSO and the tax deduction [103].The Swedish Tax Agency defines micro-producers as natural or legal personswith a higher yearly electricity consumption than electricity production, i.e., anet-consumer on a yearly basis, with a fuse of maximum 100 Ampere, and amaximum yearly feed-in of 30,000 kWh [104]. The electricity certificates areissued for a period of 15 years for all new production facilities of renewableelectricity [105]. For micro-producers, the electricity certificates are normallybased on the excess electricity into the grid, although it would be possibleto get certificates for the whole production [105]. The tax deduction for pri-vate persons of 0.6 SEK/kWh (approximately 6 e-ct) is based on only theexcess electricity fed into the grid, and not for the self-consumed electricity[103]. For private persons with a small-scale PV system on their house, thesavings from self-consuming the electricity are thus very similar to the rev-enues from selling the surplus electricity [103]. This removes the added valueof self-consuming the PV electricity and thus also the financial incentives forincreasing the self-consumption with for example a storage.

With lower PV system costs and increasing number of installations, thesubsidies have been reduced or abolished in many countries in recent years

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[5]. This is however much dependent on current political opinion and situ-ation. As an example, the direct capital subsidy for the investment in resi-dential PV systems in Sweden increased from 20% to 30% as of January 1,2018, even though the PV system prices were stable during the last five years[3, 106]. At September 3, 2018, the European Commission decided to end theanti-dumping measure of PV modules manufactured in China, the so-calledminimum import price (MIP) [107, 108]. The MIP was identified as one ofthe reasons why the previously rapid decline in prices of PV modules in Swe-den had stagnated since 2013 [3]. The cost of the modules was estimated tomake up approximately 29% of the turnkey price of a residential PV system inSweden in 2017 [3]. With lower module prices, the system prices are likely tofall as well, making PV more profitable. A larger market and a higher compe-tition between the Swedish installers of PV systems might result in even lowersystem prices [102]. Due to this, it can be questioned if both the higher capi-tal subsidy together with a tax deduction for micro-producers are still needed.The capital subsidy might lower the number of installations, since the waitingtime to receive the subsidy can be long – sometimes up to two years – andthe applicants cannot be sure that the budget is sufficient to cover all applica-tions [109, 110]. This can make households hesitate whether to install a PVsystem now or wait until they get the investment subsidy. The other subsidy –the tax deduction for micro producers – removes the economic incentives forincreasing one’s self-consumption.

When the subsidies for the sold PV electricity are phased out or decreased,self-consumption is projected to be one of the most important market driversfor the expansion of PV systems [101]. A prerequisite for this is, however,that owners of PV systems have the right to self-consume [111]. An importantindicator when it comes to economic aspects of an investment in a PV systemis the grid parity, meaning that the electricity from a PV system is cheaper thanthe buying price of electricity [112]. The price for PV or other renewable elec-tricity production is often expressed as levelized cost of electricity (LCOE) tomake it comparable to other electricity production sources [49, 112]. Gridparity for self-consumption will be reached earlier than grid parity for sell-ing the electricity on a market without any subsidies, since the value of theself-consumed electricity is the wholesale market price of electricity includestaxes and fees. The LCOE depends on the capital, operation and maintenanceexpenditures (CAPEX and OPEX), the produced electricity over the lifespanof the system, the interest (discount) rate and lifespan [49]. Possible residualvalue, i.e. value after end-of-life, is also included.

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3.4 Behavioral aspects of PV systems and marketdiffusion

A common assumption is that a household’s intention to generate own power isa first step towards a change in energy consumption behavior [113]. To analyzeif this is the case, several studies have been conducted based on questionnaires,interviews and sometimes also analyzes of electricity consumption data [109,114, 115].

The results presented in Paper I did not give a clear picture whether house-holds that install PV reduce their electricity consumption or not, or even in-crease the electricity consumption. In one early study from 1999 it was foundthat high-electricity consumption households reduced their electricity demandwhereas low-electricity consumption households slightly increased their de-mand [114]. Several papers where behavioral changes were assessed indicatedthat there was a change in behavior when PV was installed [115–119]. Most ofthese results relied on questionnaires and interviews, and not all of the paperscontained measurements to verify the results. In the papers where measure-ments of the electricity consumption were included, the actual outcome wasboth positive and negative when seen from an energy-savings point of view[116, 118, 120]. This ambiguous result may be partially explained by the pro-cedure of the studies, where self-reported data might differ from reality. It isalso often not clear what causes a change in the electricity consumption: thePV system itself, devices for power production and consumption visualization,or if it is the actual decision to invest in PV.

In a Swedish study, approximately 40 households were interviewed beforeinstalling a PV system about their attitudes and behavior about their electric-ity consumption [103]. Questions regarding the willingness to shift or reducethe consumption to increase their self-consumption were also included. Oneyear later, follow-up interviews were made to find out if the installation ofthe PV system changed their awareness of their electricity consumption, andif the willingness for shifting the consumption remained. The results showedno general behavior change, although the awareness of the electricity use andinterest in the electricity production increased. One household had investedin an EV and seven more were considering to buy one. A few respondentssaid that they had increased their electricity consumption after installing a PVsystem [103]. The motive for this was the feeling of having electricity forfree, even during nighttime or in the winter, which also has been concluded inother studies [103, 121]. Without net metering, this concept can be questioned,since one has to sell the electricity when it is produced and buy it back againwhen it is consumed by the EV or heat lamps. This is a typical example ofthe so-called rebound effect, where investments in energy saving or producingdevices can lead to higher energy or electricity consumption [122, 123]. An-other typical example of the rebound effect is the replacement of incandescentlight bulbs (higher power consumption) with fluorescent or LED bulbs (lower

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100% Market share

Adoption rate

Inno

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rsEa

rly ado

pter

sEa

rly m

ajor

ityLa

te m

ajor

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Figure 3.6. Different type of adopters of a technology and responding market pene-tration. Modified from [127].

power consumption), making the consumers less concerned about switchingoff the light [124].

The diffusion of a new small-scale energy solution on a market can bedivided into different stages. Costs savings due to the investment in a newsmall-scale energy solution significantly influence the probability to invest andadopt the technology [99]. However, since people tends not to base their de-cision solely on economic factors [125, 126], the importance of the cost sav-ings from the investment varies between the different market diffusion stages.Market diffusion of residential PV systems has been studied in for example[99, 125, 126].

A market diffusion typically starts with a low adoption rate, and people in-vesting in it can be noted ‘innovators’ and ‘early adopters’ [126, 127]. Thesegroups are often less concerned about the costs or concrete benefits in the de-cision to invest in the energy solution [128]. Motivating factors can instead beenvironmental concerns, interest in the technical innovation or the willingnessto be more self-sufficient on electricity [99, 113, 127]. Peer effects, i.e., in-dividuals affecting each other, and local organizations and electricity utilitiespromoting PV can also be important for the first stage in the market diffusion[125]. The innovators and early adopters are however often too few to achievea large total market share of the technology. To reach out to a wider audience– the early and late majority – factors such as economy of the investment andsimplicity are becoming more important [126–128]. The different groups thatcan be identified in the market diffusion process can be seen in Figure 3.6,where the market share can be represented by an S-curve [127, 129].

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3.5 Identified research gapsIn the review article from 2015 (Paper I), the following research gaps wereidentified:

1. Weather forecasts to optimize the self-consumption using energy storageor DSM.

2. Power peak reduction of the production and the consumption from a res-idential PV system using energy storage or DSM.

3. Increasing the self-consumption as a means to increase the hosting ca-pacity of PV in power grids.

4. More comparative studies with both energy storage and DSM to investi-gate where similarities and differences originate from.

5. Studies on behavioral responses to PV systems with control groups with-out PV systems to verify the findings.

After the review paper was published, much new research results (includingthe appended papers) on these topics have been published. A selection of pa-pers covering these research gaps are listed below:

1. To optimize the self-consumption with an energy storage, no forecast isneeded: the storage is charged as soon as there is overproduction anddischarged as soon as the electricity demand exceeds the supply. In-stead, forecasts are needed for self-consumption optimization with ei-ther storage or DSM and at the same time reduce power peaks (seenext paragraph) or increase the profits with real-time pricing of elec-tricity [89, 130]. In addition to earlier papers using forecast for self-consumption improvement that was included in Paper I [78, 90, 91, 131,132], many new papers have been published after the review paper waswritten, for example [83, 86, 133–136]. Some used simple forecastsmodels such as persistence or perfect forecasts, where the future weatherconditions and/or the load demand were either assumed to be the sameas the day or week before (persistence), or known beforehand (perfect)[83, 86, 133, 134]. Others used more sophisticated forecasts modelsand investigated the influence of the uncertainty on the self-consumption[90, 91, 135, 136].

2. Reducing the power production and/or consumption peaks can relievethe power grids, especially in areas with a large installed PV capac-ity. Battery management strategies aiming to only maximize the self-

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consumption or the profits often do not contribute to lower the feed-in power since a battery might be fully charged before the peak-poweroccurs [133]. Therefore, control strategies to lower the power peaksusing battery storage has been developed and presented in for exam-ple [78, 133, 136, 137]. The results show a larger potential for peakshaving using battery storage instead of DSM strategies. A few stud-ies also pointed out the possibility to use community energy storagesto reduce the peak power [138, 139], which is a similar approach as inPaper III. The effect on the aggregated power when optimizing the self-consumption in individual households has been addressed in for example[89, 140] but detailed studies are rare. Here, Paper IV contributes to fillthe knowledge gap.

3. Increasing the hosting capacity of PV power by using decentralized en-ergy storage have been studied in for example [56, 57, 141–146]. Theaim of the majority of the studies was power grid services such as toincrease the hosting capacity or prevent overvoltage, and not primarilyincrease the self-consumption. Exceptions to this are [57, 146] wherethe aim were to optimize the performance of the individual PV-batterysystems (self-consumption, self-sufficiency, proftability etc.) and simul-taneously minimize the stress on the grid, for example minimizing thevoltage rise due to high PV power production. However, the vast ma-jority only studied on or a few LV grids, and studies consequences ofPV integration in larger power distribution systems are rare. Here, themethodology and results in Paper V and VI contributes to the aggregatedknowledge.

4. Except the (mandatory) brief literature study of previous research in-cluded in every journal article, comparative studies on PV self-consump-tion in several countries are more rare. A few studies are comparing theprofitability of residential PV systems between countries, for example[147, 148], while other are comparing national market policies [100,149, 150]. A methodology for analyzing national PV self-consumptionpolicies, published by the IEA Photovoltaic Power Systems Programme(IEA-PVPS), can be found in [111]. As highlighted in Paper I, the re-search on residential PV self-consumption was rather scarce. Since then,no comprehensive literature survey in the field has been done. The sum-mary of research findings presented in Paper II intends to fill up this gap.

5. Behavioral responses affecting the electricity consumption due to instal-lation of a PV system or price signals are investigated in for example[103, 117, 151, 152] with mixed results. Some found the increased de-mand flexibility of the users to be stable over time [117, 151, 152] whileother found no substantial changes in the user behavior [103]. Control

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groups to verify the findings have been used in [152], where the res-idents were divided in two groups and exposed to different electricitypeak-pricing.

Based on the summary above, several of the research gaps identified in Paper Ican be considered as well-investigated, and much new research results arecontinuously published. This thesis and the appended papers contribute to theaggregated knowledge in the field of residential PV and self-consumption. Theresearch on various aspects of residential PV self-consumption advances fastas many researchers and groups are active within the field. The main noveltyin this thesis is the summary of several aspects, opportunities and challengeswith (residential) PV power on different system levels. In addition to the abovementioned research gaps identified in Paper I, the appended papers also aimto contribute to the aggregated knowledge in the fields of market diffusion ofPV-battery systems (Paper VII) and the potential for PV-battery systems tofill the national quota of primary frequency control (Paper VIII). The most ofthe previous research have focused on individual buildings, for example thefinancial aspects for a household that provides prower for frequency control,while results on an aggregated level are more scarce. Therefore, results on anaggregated level are addressed in these two papers.

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4. Methodology and data

In this chapter, data and methodologies used in the appended papers are pre-sented. The data and an overview of data and methodologies is presented inSection 4.1. In Section 4.2 – 4.6 the methodologies used in Paper III – VIIIare described more in detail.

4.1 Overview of the methodology and dataThe data and methodologies used in this thesis are listed in Table 4.1 andTable 4.2. Since Paper I is a review study and Paper II is a meta study ofprevious work in the field they are not included in the tables.

In all of the appended papers, discrete time series of both electricity con-sumption in buildings and electricity production from PV systems were used.All power consumption data for the Swedish households, except for the data inPaper IV, were derived from measurements, either from the Swedish EnergyAgency (Paper III) or the DSO Herrljunga Elektriska (Paper V – VIII). ThePV power production data for the Swedish households were based on weatherdata from SMHI. Paper VII also contains electricity consumption and PV elec-tricity production data for German households. All the electricity consumptionand production data were regarded as mean power during each simulation timestep.

All papers were based on simulations, which were carried out in the soft-wares R, MATLAB and TRNSYS. For all cases the simulation period was oneyear in order to catch the hourly, daily and seasonal variations in the weatherand electricity consumption data for the households.

There are two methods that were used in several of the appended papers,namely energy storage and curtailment of the PV power production (see Ta-ble 4.2). In the papers, different methods for storage and curtailment wereused. This is mainly due to four reasons: (1) the level of detail, the purpose ofthe paper and the importance of the method, (2) the time consumption of thesimulations, (3) the continuous refining of the methods throughout the yearsof my doctoral studies, and (4) the developer of the storage model. A fewexamples:

– In Paper III, IV and VIII, the accuracy of the storage models were ofgreater importance than in Paper V, and therefore more sophisticatedmodels were used.

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– The battery storage model from Paper III could not be easily imple-mented in Paper V due to the long simulation times (several weeks forPaper V with the used algorithm).

– The different PV power curtailment models in Paper V and VI are due tothe long time consumption of the simulations and also due to continuousrefining and development of the models.

– The storage models in Paper VII and VIII were primarily developed bythe co-authors. In Paper IV, a built-in model of a battery storage in thesimulation software was used.

Table 4.1. Data and time resolution used in each paper of the thesis.

Data Section Paper

III IV V VI VII VIII

Building electricity consumption 4.1.1– Hourly � � � �– 10 minutes �– 1 minute �EV charging electricity consumption 4.1.2– 1 minute �PV electricity production 4.1.3– Hourly � � � �– 1 minute � �Distribution grid properties 4.1.5 � �

Table 4.2. Methodologies used in each paper of the thesis.

Methodology Section Paper

III IV V VI VII VIII

Power flow simulations 4.2 � �PV in the power system 4.3 � �PV power curtailment– Households & community 4.4.1 �– Distribution grid 4.4.2 � �Energy storage– Households & community 4.5.1 � � � �– Distribution grid 4.5.2 �Load management (DSM) 4.6 �

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4.1.1 Power consumption dataThe power consumption data used in the papers came from two differentsources: Paper III was based on data of power consumption for 21 houseson a 10-minute basis for approximately one year. The data were obtainedfrom a monitoring campaign by the Swedish Energy Agency in 2005 to 2008[153]. One-minute data for the power consumption was calculated using lin-ear interpolation of the 10 minutes data. The data were originally divided intopower consumption for several different household appliances (see [154]) butin Paper III the aggregated power consumption for each house was used in-stead. The location of the houses was not known due to confidentiality, otherthan that the most of them were located in the Mälardalen region in Sweden.

In Paper V – VIII, hourly power consumption data for customers within adistribution grid were used. The data were supplied by the distribution sys-tem operator Herrljunga Elektriska AB. In Paper VII and VIII, a few powerconsumption profiles were chosen.

In Paper IV, the electric power consumption data consisted of several parts:Firstly, synthetic time series of individual household members were modeledusing a Markov-chain model for activities, described in [155, 156]. Fromthe time series, electricity consumption of household appliances, internal heatgain in different parts of the building and DHW use could be calculated. Sec-ondly, the heat demand for space heating could be extracted using the built-inhouse model Type 56 in the simulation software TRNSYS. To meet the heatingdemand for space heating and DHW, an electric heat pump and an auxiliaryheater in combination with a hot water tank were used, all of these simulatedwith TRNSYS components. Thus, the total electric power consumption con-sisted of power consumption in the appliances, the heat pump and the auxiliaryheater. The house model and control algorithms are thoroughly described in[85, 157].

4.1.2 Electric vehicle chargingThe model to calculate the power consumption due to EV charging on a cityscale, which was used in Paper VI, is described in [158]. The model generatedminute values of the charging loads, which were aggregated to hourly valuesto match the existing power consumption data. The EV charging loads wereadded to the existing power consumption in the nodes where the EV chargingtook place.

The EV charging model is based on a discrete non-homogeneous Markovchain, which is a stochastic process where the probability of transitioning fromone state to another does not depend on the history of previous states [159].In a non-homogeneous Markov chain, the transition probabilities change withtime, which makes it useful to simulate random processes with time-dependentpatterns [160]. This makes it possible to separate the general driving patterns

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Home

Work Other

Figure 4.1. Schematic model of the discrete Markov chain for the EV modeling. Ineach time step, there was a probability to either change state or remain at the samestate. The car was driven when changing state, and charged when remaining at thesame state.

of the EVs in the night, morning, at noon, and in the evening. The chargingpatterns are therefore dependent on both the time of day and locations of thecharging poles.

Three states were used in the model: "Home", "Work" and "Other". Aschematic scheme of the Markov chain is presented in Figure 4.1 The carsconsumed electric energy while driving, and charged until they were full whenparked. The charging poles were distributed among all customers connected tothe distribution grid. The customers were divided into the three groups (states)depending on the categorization included in the data set.

4.1.3 PV power production dataThe output power of a PV system depends on its size, the global and directirradiance, azimuth and tilt angles of the PV panels, shading and module effi-ciency, and efficiency of the inverter. In the southern and mid parts of Sweden(Uppsala included), the PV electricity production is highest for a PV systemdirected towards the south with a tilt of approximately 40 degrees. All papersconsidered PV systems solely on rooftops.

The PV power production was in the majority of the papers calculated withthe Hay and Davies model for irradiance on a tilted plane, described in [161]and applied in [162]. The hourly irradiance data used for Paper V, VI andVII were extracted from the STRÅNG [163]. The STRÅNG data used for thesimulations are from the Swedish Meteorological and Hydrological Institute(SMHI), and were produced with support from the Swedish Radiation Pro-tection Authority and the Swedish Environmental Agency. The one minute

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irradiance data used in Paper III and VIII was measured in 2008 in SMHI’sstation in Norrköping, Sweden.

Rooftop areas suitable for PV systems were determined based on LiDAR(Light Detection and Ranging) data together with the property map [162]. Theirradiance on the rooftops was thereafter extracted using the tool Solar Analystin the software ArcGIS [164]. A detailed description of the calculation of thePV electricity production can be found in [162].

In Paper IV, the PV power production was calculated using the built-incomponent Type 194 in TRNSYS. The component calculates the power atmaximum power point of the PV array. Weather data such as irradiance on thetilted surface, ambient temperature, beam and diffuse irrandiance on a hori-zontal surface, and wind speed were used as input.

4.1.4 Aggregating dataWhen aggregating power consumption data from several houses the variabilityof the measurements tends to level out due to time averaging [27]. The aggre-gated electricity demand is therefore smoother than for only one household asshown in Figure 4.2. The smoothing effect of an aggregated load is impor-tant for the power system, since it is not designed to handle a simultaneousmaximum power from multiple consumers.

The aggregation of consumption data was important for the self-consumpt-ion in Paper III where shared or individual energy storages in a communityof several households are examined. The effects of aggregating data was alsoimportant in Paper IV, where the smoothing with and without energy storageand time-shifting of a heat pump was studied, and for the aggregated electricityconsumption in the distribution grid in Paper V and VI.

The smoothing effect of aggregating data is also the case for PV power pro-duction over a larger region during days with scattered clouds. When simulat-ing a community as in Paper III the smoothing effect on the power productionis low. However, if the PV systems are facing different directions, the sunpath across the sky will contribute to a smoothing of the aggregated PV poweroutput [93].

4.1.5 Power grid structureThe distribution grid in Herrljunga municipality used in Paper V and VI con-sisted of a 10 kV MV grid with in total 5174 customers, most of them con-nected LV feeders with a line-to-line voltage of 400 V (230 V line-to-neutral).

The power grid in Herrljunga covered both a rural area as well as a rela-tively small city area. All grid preferences such as length and impedances ofthe lines and connections were known. The rural part of the power grid had

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Figure 4.2. Smoothing effect of aggregating household power consumption data.Power production for one PV system is shown as a reference. From Paper I.

a radial structure, whereas the meshed power grid in urban areas had moreinterconnections.

4.1.6 Accuracy of the data and methodologyThe accuracy of the data and methodology is important when calculating andevaluating the results. Especially important are the irradiance and the electric-ity consumption data. There are a few potential sources of error in the data andmethodology, which might have affected the results. These are listed below:

• The accuracy of the measurements of the electricity consumption mighthave varied. The load data used in Paper III has a high accuracy withdifferences from the real values of maximum 2% [153]. The load datafrom the distribution grid was automatically transferred from smart elec-tricity meters at every customer. The accuracy of the measurements ishowever not known to the author.

• Due to the temporal resolution of the measurements (1 minute or 1 hour),the measured electricity consumption and PV electricity production willdiffer from the highest and lowest power consumption or production dur-ing each time step. The random coincidence in the power consumptionbetween consumers is likely to lower the impact of the power fluctua-tions for individual users on the system simulations used in the appended

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papers [27]. The temporal resolution of the PV electricity production hasbeen found to have a lower impact on self-consumption calculations thanthe temporal resolution of the consumption data [26]. Moreover, the in-fluence of the temporal resolution on PV-battery systems is less distinctthan on PV systems without storage [26]. This is further discussed inSection 3.1.

• The accuracy of simulated electricity load of the house in Paper IV de-pends on factors such as the thermal inertia of the building, the weatherdata and the stochastic appliance load data. The model of the buildinghas been validated in [157] against existing buildings of the same type.This was however not the case for the control algorithms of the batterystorage, the heat pump and the auxiliary heater. It is therefore difficultto find the accuracy of the data when comparing to a real house with thesame building properties.

• All the appended papers were based on electricity consumption mea-surements or simulations during one year. The electricity consumptionused in Paper V – VIII were measured in 2014. Especially in buildingswith electric heating, the ambient temperature affects the electricity con-sumption. The yearly average temperature in 2014 was approximately2.4◦C higher than the average during 1961 – 1990 in the studied area[165]. Especially the period February – April was warm, with monthlyaverage temperatures of 3.5◦C – 5.5◦C higher than the average during1961 – 1990 [165], which might have reduced the electricity consump-tion in buildings with electric heating. The electricity consumption inthe houses in Paper III was measured during different years, and the lo-cation of the houses was not known.

• One-year irradiance measurements for the PV power calculations wereused in all the appended papers. In Paper V – VII, the PV electricity pro-duction was based on data from STRÅNG [163]. The STRÅNG data ismodeled and based on for example measurements at 12 stations in Swe-den. During 2014, the global horizontal irradiance data, retrieved fromSTRÅNG, in the studied area was 2.3% higher than the yearly averageduring 2008 – 2017 (950 versus 928 kWh m-2 year-1) [163]. At the near-est measurement station in Gothenburg, Sweden, the global horizontalirradiance during 2014 was 3.6% higher than the average during 2008 –2017 (1025 versus 989 kWh m-2 year-1) [166]. In Paper III and VIII, theirradiance data were measured in 2008 at SMHI’s station in Norrköping,Sweden. The global horizontal irradiance during 2008 was 1.3% lowerthan the average during 2008 – 2017 [166]. Therefore, the PV electricityproduction might have been overestimated in Paper V – VII and under-

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estimated in Paper III and VIII compared to an average year.

• A model is a simplification of reality, so are also the models used in thisthesis. The accuracy of the models is much dependent on the accuracyof the data. Therefore, the results cannot be more precise than the inputdata, for example when it comes to the number of significant figures.Paper III and IV contained PV electricity production and electricity con-sumption data with a higher temporal resolution than the other papers,which might have resulted in more accurate results.

• In Paper VII and VIII, the results are scaled to a national level, whichwill give errors in the estimates. The households used for the simulationscould not be verified as representative for the whole country, and they allhad the same location. Therefore, the results from these studies shouldbe viewed more as trends and indications rather than accurate forecasts.When projections about the future are made, such as future electricityand component prices in Paper VII, the accuracy of the results will beeven lower. Due to this, a sensitivity analysis where the input param-eters were varied was included in the paper to examine the sensitivityof the results. In Paper VIII, the future electricity prices the coming 25years were used for the calculations. However, a conservative prognosiswas used, namely that the electricity prices remain the same as during2015 – 2017.

To increase the accuracy of the simulations, data with higher temporal res-olution would be needed, and the simulations should cover several years in-stead of only one. However, yearly simulations cover the seasonal variations,and the seasonal variations in irradiance and temperature at high latitudes arelarger than the difference between different years. The temporal resolutionof the data and the accuracy of the measurement equipment could not be in-fluenced within this doctoral project. Furthermore, the common theme in theappended papers and this summary is the system approach and simulationsof loads in several buildings. Due to, for example, load smoothing this couldlower the impact of measurement errors. Furthermore, often the exact valuesin the results are not of main interest, instead it is the trend in, for example,the self-consumption or revenues that is of importance.

4.2 Power flow solutionThis section presents the power flow simulations used for Paper V and VI. Thepower flow solution made it possible to assess the impact of distributed PVgeneration on the voltage and current magnitudes and phase angles in everypart of the studied grid. This section covers briefly how these calculations were

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performed. Detailed descriptions of power flow simulations can be found infor example [45].

In a power system with a total of n buses (connection points), the currententering bus i from bus j (where i is included in j) is given by

Ii =n

∑j=1

Yi jVj (4.1)

where Yi j is the admittance of the power line (feeder) between bus i and bus j,and Vj is the voltage in bus j [45, p. 271]. Whereas the admittance is known,the voltage is unknown and has to be calculated. In polar form, the voltagecan be expressed as

Vj =∣∣Vj

∣∣ δ j (4.2)

and the admittance as

Yi j =∣∣Yi j

∣∣ θi j (4.3)

which will give the current

Ii =n

∑j=1

∣∣Yi j∣∣ ∣∣Vj

∣∣ δ j +θi j. (4.4)

The complex net power at bus i (difference between the power to and from thebus) is calculated as

Pi − jQi =V ∗i Ii (4.5)

which can be rewritten by inserting (4.4) as

Pi − jQi = |Vi| −δi

n

∑j=1

∣∣Yi j∣∣ ∣∣Vj

∣∣ δ j +θi j. (4.6)

This can be divided into the active power Pi and reactive power Qi,

Pi =n

∑j=1

|Vi|∣∣Vj

∣∣ ∣∣Yi j∣∣cos(δ j −δi +θi j) (4.7)

Qi =−n

∑j=1

|Vi|∣∣Vj

∣∣ ∣∣Yi j∣∣sin(δ j −δi +θi j). (4.8)

One of the buses is defined as the ‘slack bus’, with a specified voltage andan unconstrained supply of power to or from the power grid. For the MVgrid, the slack bus was the distribution substation, i.e. where the MV grid wasconnected to the high-voltage grid. The solution to the power flow problemis found by solving a large system of nonlinear equations through an iterative

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process. The most common are the Gauss-Seidel and the Newton-Raphsonmethods [45, p. 234]. Both are iterative processes, but the Newton-Raphsonmethod needs less iterations to converge than the Gauss-Seidel method, andthe former is therefore more efficient and practical for power flow simulations[45, p. 271]. Newton-Raphson is also the method used to solve the power flowcalculations in the appended papers. Since power production and consumptiondata per phase was not available, the PV power and load were assumed to beperfectly balanced between the phases.

Since the Herrljunga grid consisted of two MV and 338 LV grids, a simpli-fication of the calculations were done to reduce the simulation time below twohours. As a first step, only the MV grids were simulated, with the aggregatedload and generation data within each LV grid as input. The resulting voltage inthe nodes (in p.u.) and phase angles were thereafter used as slack bus voltagesin the simulations of all 338 LV grids.

4.3 PV in the power systemThis section contains a methodology for assessing the diffusion of PV and PV-battery systems in Germany and Sweden, and a methodology to evaluate thepotential of supplying primary frequency control with PV-battery systems inSweden.

4.3.1 Market diffusion of PV and battery systemsThe market diffusion model used in Paper VII aimed to model how residentialPV and battery systems spread on the Swedish and German markets from 2010to 2040. Consumption data from several households were used and the houseswere simulated individually, but the aim was to study the aggregated numberof PV installations from a system rather than from a household perspective.

In the model, a combination of epidemic and decision-based modeling wereused. Epidemic models were originally developed to analyze the spread of in-fectious diseases, but has since then been further developed to analyze forexample diffusion of new energy technologies [129]. In decision-based mod-eling, it is assumed that once a technology is profitable, the market playerwill choose to invest. By combining these two types of modeling approaches,both financial parameters and individual reasons to not invest in a financiallyprofitable system can be taken into account. A flow chart of the simulation isshown in Figure 4.3.

Market data for heat pumps for detached houses in Sweden from 1999 to2016 were used for the fitting of the adoption rate as a function of the marketshare, see Figure 4.4 [167, 168]. Heat pumps have changed from an innova-tive to conventional energy efficiency solution on the Swedish heating market[128]. The adoption of PV systems was therefore assumed to be similar on a

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Decision-based model Calculate profitability for

PV and PV-battery at year t

Epidemic growth model Historical adoption of heat pumps in Sweden

Number of installations n of profitable PV and PV-battery systems The adoption rate ϕ depends on the market share x at year t

= × ∑ ℎ = = × ∑ ℎ =

Adoption rate as function of market share

New market shares xPV and xPVbattery at year t

= + ∑ ℎ⁄

= + ∑ ℎ⁄

= + 1

Start (year t = 2010) Calculate sold and boutght

electricity for the households with PV and PV-battery systems

Set prices for year t:

Figure 4.3. Flow chart showing the simulation algorithm for market diffusion in Pa-per VII. This is used to estimate the market shares of PV systems and PV-connectedbatteries in Germany and Sweden.

market driven by financial decisions rather than innovation, which is reason-able on a mature market.

To estimate the adoption rate ϕ of PV systems and PV-connected batterystorage systems, a normal distribution was fitted to the empirical data accord-ing to

ϕ(x) = A · 1σ√

2πe(x−μ)2

2σ2 +ϕmin (4.9)

where x is the market share, A = 0.0189 is a scaling parameter, ϕmin = 0.01 isthe minimum adoption rate, σ = 0.0135 is the standard deviation, and μ = 0.345is the expected value. Out of all possible profitable investments in PV or PV-battery system for each year (decision-based modeling), it is assumed that acertain percentage choose to install a system (epidemic modeling).

4.3.2 PV-battery systems for primary frequency controlIn Paper VIII a methodology for calculating the potential for PV-battery sys-tems to provide primary frequency regulation (PFC) was developed. Themethodology is based on a Master’s thesis at Uppsala University in 2018

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0%

1%

2%

3%

4%

5%

6%

7%

8%

0% 10% 20% 30% 40% 50% 60% 70%

Ado

ptio

n ra

te

Market share

DistributionHeat pumps

Figure 4.4. Empirical data for installations of heat pumps in Swedish detached housesand corresponding distribution function. From Paper VII.

where the profitability for one household with a PV-battery system for pri-mary frequency regulation was calculated [169]. In Paper VIII, the aim was toestimate the aggregated potential of roughly 2200 residential PV-battery sys-tems to provide PFC in Sweden. The household profiles were a selection ofthe consumption profiles used in Paper V and VI. The storage algorithm wastherefore changed compared to [169], as described in Section 4.5.1.

The costs and revenues were based on average hourly buying and sellingprices from 2015 to 2017 for households plus the compensation from thepower that was held available for PFC and the energy used during regulation.The tax deduction was not considered since it makes the buying and sellingprices of electricity to be almost the same. Compensation for the power isgiven as pay-as-bid, meaning that the operators get the compensation they callfor as long as the bid gets accepted. Since the available historical PFC pricesrepresented the average bids, it is likely that bids following this curve will getaccepted as long as the market is stable. However, when more capacity entersthe market, bids might have to be lower to get accepted. The highest priceswere not available due to confidentiality.

4.4 PV power curtailmentActive power curtailment of PV systems to limit the feed-in power was usedin Paper III, V and VI. Different models for the power curtailment were used.

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4.4.1 PV power curtailment in a communityIn Paper III, the power curtailment is based on feed-in power, and is variedto study the effects on electricity losses, self-consumption and yearly revenue.The feed-in power is set for the whole community instead of individual limitsfor the houses, and the power curtailment losses are distributed among all PVsystems. This also means that overproduction from one house can be con-sumed in another house in the community without affecting the feed-in powerfrom the community.

The fixed feed-in limit for the whole community was varied to investigatethe change in self-consumption, losses and financial profits.

4.4.2 PV power curtailment in a distribution gridIn Paper V and VI, power curtailment of the PV systems was used to reduce thevoltage levels. Two flow charts describing the algorithms in the two papers areshown in Figure 4.5. The algorithm used in Paper V (to the left in the figure)is faster than the algorithm used in Paper VI (to the right), which was neededto keep the simulation time below one month in Paper V. Furthermore, thedifferences also depend on the continuous model development throughout thedoctoral studies.

Fixed feed-in power

In Paper V, the curtailment was done by defining feed-in power limits for eachconsumer. These were affected by the strength of the surrounding power grid,the installed PV power and the PV capacity of all other prosumers in the dis-tribution grid. With this, a topology of the power grid and the PV productioncapacity was obtained.

The method is based on power flow simulations with only PV power pro-duction and no power consumption. This means that all PV power productionwas fed into the power grid, and represents a worst-case scenario for eachsimulation. The voltage for prosumer i was thus proportional to the powerproduction, i.e.,

V ∝ PPV (4.10)

where PPV is the PV power production for each prosumer and V is the resultingvoltage at the connection point. Also customers without PV were affected byvoltage rises. The individual feed-in power limit Plim was set as the highestpower for which the voltage did not exceed a maximum voltage limit Vmax inthe local LV grid:

Plim = max[PPV (V <Vmax)]. (4.11)

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Power flow simulation

Determine feed-in power limit for system i

Power consumption data Power flow simulation

Add rooftops to reach 10% higher PV penetration

Random selection of PV systems to reach desired penetration level

Simulation results

Simulation start

Vmax Vlim

Yes

Reduce voltage limitsNo

Power flow simulation

Initial PV penetration levelAvailable rooftops

Grid interconnections Grid impedances

Simulation stop

PV 100%No

Yes

Power flow simulation

Add rooftops to reach 10% higher PV penetration

Random selection of PV systems to reach desired penetration level

Simulation results

Simulation start

max(Vi) Vmax&

Stable for several iterations

Yes

Determine new feed-in level for system i based on slope

factor m and voltage Vi

No

Initial PV penetration rate Available rooftops

Grid interconnections Grid impedances

Simulation stop

PV 100%No

Yes

Assign slope factors m to all PV systems

Figure 4.5. Flow charts describing the algorithm in Paper V (left) and the algorithmin Paper VI (right).

If the total load Ploadt in the household self-consumed parts of the PV power

production, a higher PV power than the feed-in limit was possible. The feed-inpower PFeed−in

t for each hour t and each prosumer was calculated as

PFeed−int =

{PPV

t −Ploadt if PPV

t −Ploadt ≤ Plim

Plim if PPVt −Pload

t > Plim(4.12)

During night or if the power consumption was high, the feed-in power wasnegative according to the definition, i.e., feed-out.

Dynamic feed-in power

In Paper VI, another approach to curtail the PV generation was used: insteadof defining fixed feed-in limits, the power curtailment was based on the localvoltage for each consumer. A method called droop-based active power cur-tailment described in [59, 60, 170] was used. A correction was done to themodel to never curtail the PV power below the power consumption, whichalways made it possible to produce PV power for one’s own use (i.e. self-consumption) even if the voltage reached the maximum allowed level.

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In the model used in Paper VI, every PV inverter had its own droop co-efficient based on a predefined voltage limits and PV system size. For eachprosumer, the feed-in power PFeed−in

t for every time step was dependent onthe voltage Vt as

PFeed−int =

⎧⎪⎪⎪⎨⎪⎪⎪⎩

PPVt −Pload

t if Vt <Vcri

PPVt −Pload

t

−m(Vt −Vcri) if Vcri ≤Vt ≤Vmax

0 if Vmax <Vt

(4.13)

where PPVt is the PV power, Pload

t is the household load, m is a slope factor(Watt/Volt) and Vcri is the voltage limit above which the feed-in power is re-duced. The maximum allowed voltage was defined as Vmax. The PV powerPPV

t could not be curtailed below the household load Ploadt , which means that

self-consumption was favored:

PFeed−int ≥ 0 if PPV

t > Ploadt . (4.14)

Each PV system had its own slope factor m, calculated as

m =PPV max

Vmax −Vcri(4.15)

where PPV max is the maximum PV power from each system. By running aninterative simulation, a solution could be found where every prosumer had avoltage below Vmax.

4.5 Energy storageEnergy storage in connection to PV systems was used in Paper III – VIII.Different approaches on energy storage were used: whereas battery storageswere modeled in Paper III, IV, VII & VIII, the storage capacity in Paper Vwas estimated but no explicit storage technology was modeled.

One important aspect when comparing different kinds of battery technolo-gies is the aging, which implies that the available battery capacity decreasesover time. The aging depends on several factors such as battery composition,temperature inside the battery, minimum state of charge in the cycles, calen-dar life and number of cycles. The aging was however only considered inPaper VII and VIII since they were the only studies covering several years ofoperation.

A simplification of all battery storage models were that the self-dischargewas not taken into consideration. Every battery in a charged state deteriorates

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with varying rate, mainly depending on technology, cell design and temper-atures. The self-discharge for lead-acid batteries is 2-5% per month and forlithium ion batteries about 1% per month[34]. Since the battery storages usedin the papers were only used for daily storage, the losses due to self-dischargewere likely to be small. However, if the batteries are not used during the win-ter, extra energy from outside is needed to keep the state of charge (SOC) at aconstant level.

4.5.1 Energy storage in households and communitiesBattery energy storage in households and communities were modeled in PaperIII, IV, VII and VIII.

Battery energy storage in communities

Different models for the battery energy storage were used in Paper III and IV:Kinetic battery model in Paper III and the built-in battery model in TRNSYS(Type 47) plus an regulator and inverter (Type 48) in Paper IV. In the latterstudy, the battery model corresponds to a simple energy balance of a storage,which varies the state of charge proportionally to rate of charge or discharge[171]. Since both the battery and the regulator/inverter are standard compo-nents in TRNSYS, they will not be further described.

All houses in the communities were electrically connected to each other.However, according to the Swedish Electricity Act, it is not possible to "trans-fer" electricity directly from one house to another if a standard 230/400 VoltAC connection is used, without first selling the surplus electricity on the mar-ket and thereafter buying electricity back in another house [47].

In Paper III, three cases were compared: (1) every house had its own batterystorage and electricity meter, (2) every house had its own battery storage butshared electricity meter, and (3) all the households shared electricity meter andhad a shared community energy storage (CES) with the same total size as allthe individual storages. With a shared electricity meter, it would be possible totransfer electricity from one house with overproduction from its PV system toanother house with surplus power consumption, and still count the PV powerproduction as being self-consumed. To make the results comparable, onlythe two cases with shared electricity meter for the whole community will becompared in the results section.

The kinetic battery model (KiBaM), which was used in Paper III, is basedon chemical kinetics of lead-acid batteries [172]. The battery model used inPaper III is derived from the kinetic battery model as it is implemented in themicrogrid modeling software HOMER Energy [173, 174]. The reason for thisis that the model in HOMER Energy is calculating the charging and discharg-ing power rather than the charging and discharging current as in [172].

A schematic figure of the KiBaM model and its constants is presented inFigure 4.6. An advantage of the KiBaM compared to more advanced battery

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Q2 Q1

k’ P

Availablecharge

Boundcharge

Figure 4.6. Kinetic battery model (KiBaM) [172]. The model can be described by twotanks. The available charge Q1 in tank 1 can be used directly immediately whereas thecharge q2 in tank 2 only can be charged or discharged via tank 1 with a rate determinedby the conductance k′.

models is the simplicity, since only three constants (k′, c and Qmax) have to bedetermined, and at the same its realistic results.

The model is based on two tanks separated by a conductance k′. The firsttank holds the available charge Q1, which is available to meet the load im-mediately. The second tank holds the bound charge Q2, which can only beused to charge or discharge the other tank. The storage capacity ratio c, where0 < c < 1, describes the share of the total capacity that can be stored in tankone. The other tank holds a share 1− c of the total capacity. The conductanceis assumed to be the rate of chemical reaction between the two tanks, eitherthe rate at which bound charge becomes available or the rate at which the innertank is charged by available charge. This sets the rate of charge or dischargewhen the first tank is full or empty, respectively. The constant Q0 is the totalcharge at each time step, divided into charge Q1 in tank one and Q2 in tanktwo.

The battery model was used to calculate the maximum power the batterycould absorb or produce at each time step, depending on the state of chargeand the recent charge and discharge history.

The constants describing the behavior of the battery can be extracted fromexperiments. However, since Paper III was a theoretical study, the three con-stants were taken from the paper by Manwell & McGowan [172]. The equa-tions describing the behavior of the battery charging and discharging are asfollows. First a new rate constant depending on the conductance k’ and rela-tionship in charge contents between tank one and two is defined [172]:

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k =k′

c(1− c). (4.16)

The total charge consist of the available charge in tank 1 and 2, i.e.,

Q0 = Q1 +Q2. (4.17)

The first step is to calculate the maximum charge power according to the ki-netic battery model as

Pcmax,kbm =kQ1e−kΔt +Q0kc(1− e−kΔt)

1− e−kΔt + c(kt −1+ e−kΔt)(4.18)

and the maximum discharge power as

Pdmax,kbm =−kcQmax + kQ1e−kΔt +Q0kc(1− e−kΔt)

1− e−kΔt + c(kt −1+ e−kΔt)(4.19)

where Δt is the length of the time step, Qmax is the rated capacity of the batteryand Q1 is the total charge in the beginning of each iteration. If the unit for Qis kWh, the time step t is given in hours or fraction of an hour.

Another limitation in the battery charging power included in HOMER En-ergy is related to maximum charge rate αc [173], which is calculated as

Pcmax,chargeRate =(1− e−αcΔt)(Qmax −Q)

t. (4.20)

The limit is directly proportional to the remaining battery capacity (Qmax−Q),and aims to model the decreasing charge rate as the storage reaches high SOC.

The third limitation of the charging power is determined by the maximumcharge current Imax, calculated as

Pcmax,mcc =ImaxNbattVnom

1000(4.21)

where Nbatt is the number of batteries in the battery bank, with a nominalvoltage Vnom.

With these three limits, the maximum charging power of the battery bankwith charging efficiency ηc can be calculated as

Pcmax =min(Pcmax,kbm,Pcmax,chargeRate,Pcmax,mcc)

ηc. (4.22)

Similarly, the maximum discharge power to the system depends on the dis-charging efficiency ηd as

Pdmax = ηdPdmax,kbm. (4.23)

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If the surplus PV power exceeds the maximum charing power, the remainingpower either has to be curtailed or fed into the power grid. If the power demandexceeds the maximum discharge power of if the storage is empty, the part thatis not met by the battery has to be imported from the grid.

When the charge or discharge (adjusted for the efficiency) for each timestep is calculated it is possible to calculate the charge content in each tank atthe next time step as

Q1,t+1 = Q1e−kt +(Q0kc−P)(1− e−kt)

k− Pc(kt −1+ e−kt)

k(4.24)

and

Q2,t+1 = Q2e−kt +Q0(1− c)(1− e−kt)− P(1− c)(kt −1+ e−kt)

k(4.25)

where P is the discharging power (positive) or charging power (negative). Thecharging stops when the battery is fully charged and the discharge stops whenSOC of the battery has reached a user-defined limit. The SOC is a dimension-less parameter that describes the available charge in the battery related to themaximum capacity, and it is usually expressed in percent of the rated capacity:

SOC =Q

Qmax×100. (4.26)

Depending on the battery type, frequently low SOC results in large batterywear, higher risk of failures and accelerated degradation of the storage capac-ity [33, p. 185]. The sensitivity of low SOC differs between battery tech-nologies, but also within the same technology. Batteries which can handlefrequently occurring low SOC levels without major damages are called deepcycle batteries [175]. This results in longer lifetime of the storage, which isimportant in PV-battery systems. In Paper III, the minimum SOC was set to30%, meaning that only 70% of the stated capacity could be used.

Energy storage for market diffusion assessment

In Paper VII, a simplified battery model was used, aiming to optimize theprofits of the battery storage for a fixed electricity tariff. The model was basedon a cost function for the battery operation, described in [126]. The buyingprice of electricity was higher than the selling price which made it more prof-itable to store surplus electricity for later use rather than first selling excess PVelectricity and buying back electricity later in the evening or night. The pricedifference had to be high enough to compensate for energy conversion lossesin the battery system. The cost function also considered battery capacities of0 kWh, i.e., a PV system without any storage.

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By using real-time pricing, for example the Nord Pool spot market priceinstead of a flat tariff, the cost function for the battery storage would be morecomplex to optimize. In this case, price, weather and household electricityconsumption forecasts have be used to determine when to charge and when todischarge the battery storage.

Energy storage for PFC provision

In Paper VIII charging-discharging strategies for residential battery energystorages were compared: one where the battery storages were only intended toincrease the self-consumption in the houses, and one where PFC provision wasprioritized before self-consumption optimization. The batteries were sizedto be able to provide full power for one hour, followed by one hour wherethe battery was recovered to 50% SOC. With this strategy, it was possibleto calculate the bidding sizes (in kW or MW) one or two days in advanceaccording to the requirements [176].

For the operation strategy which prioritized PFC provision, the operationhierarchy of the batteries followed the order of the equations below. Dur-ing hours when the battery was used for PFC, the battery charge Q at time tchanged according to

Qt =

{0.5Qmax +ηcPPFC if down-regulation0.5Qmax − PPFC

ηdif up-regulation

(4.27)

where PPFC ∈ [0 Pmax

]is the need of up- or down-regulation and Pmax is

the nominal power of the battery. Up-regulation means that the battery mustprovide power (discharge) to increase the frequency, whereas down-regulationmeans that the battery must consume power (charging). The need of up- ordown-regulation (PPFC) was direct proportional to the volumes of regulatingpower during 2015–2017.

The batteries were charged and discharged with the efficiencies ηc and ηd .Qmax is the stored energy at the maximum state of charge. The maximumcharge power of the storage was the same as the maximum discharge power.During the hour t +1 following the PFC hour, the battery charge was restoredto 0.5Qmax.

The net power from a PV-battery system, where positive means export tothe grid and negative import from the grid, is

Pnett = PPV

t −Ploadt −ΔQ. (4.28)

where ΔQ = Qt −Qt−1.If PPV

t > Ploadt and ΔQ > 0 (battery is charging), the excess PV power could

be used to charge the battery instead of being sold. If PPVt < Pload

t and ΔQ < 0(battery is discharging), the whole or parts of the household load could besupplied by discharging of the battery and thus reducing the need of buyingelectricity.

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If the battery had enough energy and power capacity left besides the PFCoperation (Eq. 4.27), or if it was used only to increase the self-consumption,it was further charged or discharged to

Qt+1 =

⎧⎪⎪⎪⎪⎨⎪⎪⎪⎪⎩

Qt +ηcPnett if Pnet

t ≥ 0 & Qt < Qmax

Qmax if Pnett ≥ 0 & Qt = Qmax

Qt − Pnettηd

if Pnett < 0 & Qt > Qmin

Qmin if Pnett < 0 & Qt = Qmin

(4.29)

where Qmin is the minimum charge of the battery storage. If the battery sys-tems only were used to increase the self-consumption, they were operatedaccording to Eq. 4.29.

In the paper, the energy storage capacity was set to twice the power capac-ity, i.e. a maximum C-rate of 0.5. With a lower C-rate (larger energy capacityand/or lower prower capacity) there would be a higher potential to use the stor-age for self-consumption also during periods when it is recharging to its initialstate (0.5Qmax). With a battery rating of 10 kWh energy capacity and 2.5 kWpower capacity, the battery charge can be within 0.25Qmax and 0.75Qmax andstill be able to regulate with the rated maximum power. Another possibility isto deliver regulating power during two hours followed by one hour recharge.

A sensitivity analysis was performed by varying the battery prices and de-sired discount rates. As a simplification, the selection of the households wereseen as representative for Sweden. Based on statistics of the number of house-holds in Sweden [177], this made it possible to calculate a rough potential forPFC provision by PV-battery systems on a national level.

4.5.2 Energy storage for grid applicationsIn Paper V, a storage estimation was developed to avoid overvoltage in thedistribution grid. No storage was modeled, instead the required storage ca-pacity was estimated to reach the same results as with the power curtailmentmethod. The storage capacity was set equal to the maximum daily curtailedPV electricity. This was done by first calculating the sum of the curtailed PVelectricity E for prosumer i and day j:

Ei, j =j×24

∑t=( j−1)×24+1

[PPVt −PFeed−in

t ]. (4.30)

Only hours when the power was curtailed were considered, i.e. PPVt >PFeed−in

t .To be able to store all the excess production for a day, the storage capacity forprosumer i was be equal to the highest daily excess production, i.e.

Ci = maxj(E j,i). (4.31)

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In Paper V, the storage units were placed in direct connection with the pro-sumers affected by power curtailment of their PV systems. A storage that canhandle the maximum daily overproduction is in general oversized during therest of the year. If a smaller storage is used, then part of the excess PV powerhas to be curtailed not to exceed the feed-in power limit. Therefore, the en-ergy capacities of all the storages in Paper V were adjusted to investigate theinfluence on the power curtailment losses.

Charging and discharging losses of the battery storage depend on the ef-ficiencies, in this case the charging efficiency was set to 90% and the dis-charging efficiency to 90%, i.e. a round-trip efficiency of 81%. An overviewof existing battery technologies for grid applications (lead-acid, lithium-ion,soduim-sulfur (NaS) and vanadium redox flow batteries) showed a span inround-trip efficiency from 70% to 95% [44]. One of the most common tech-nologies for power grid applications today is high-temperature NaS batterieswith an round-trip efficiency of 75% to 90% [30, 44]. Batteries or hydrogenstorage are probably most suitable, since other large-scale storage solutionslike pumped hydro storage or compressed air energy storage cannot be in-stalled anywhere.

4.6 Load shifting using a heat pumpBesides energy storage, load shifting appliances is one of the main options toincrease the self-consumption. However, this may affect the smoothing of theaggregated power to and from a community of houses. If the electric heatedhouses shift the heating system to periods of PV production, the operation ofthe heating systems might be more correlated than if they only are regulated bythe indoor temperature, also during times without PV electricity production.

In Paper IV, a detailed model of a single-family house with exhaust airheat pump, PV system and battery energy storage was used for the analysis.The house model, which was developed and simulated in the software TRN-SYS 17, is described thoroughly in [85, 157]. In the paper, a community of fiveidentical houses were simulated, with four persons each and individual elec-tric power and DHW profiles. Each house was equipped with a south-oriented6.2 kW PV system and a 7.2 kWh battery storage.

The control algorithm for the heat pump and battery storage models aimedto maximize the PV self-consumption and minimize the need of buying elec-tricity for each house individually. Results of a parametric study with fourdifferent cases for each house, i.e., 20 simulations in TRNSYS, were com-pared and analyzed in MATLAB. The cases in the parametric study are brieflydescribed in Table 4.3.

The aim of the paper was to study if the aggregated peak power, both pro-duction and consumption, was affected when the control algorithms aimingto optimize the individual energy performance (self-consumption and self-

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Table 4.3. Cases analyzed in Paper IV.

Battery storage Heat pump controlled by the PV system

Case 1 No NoCase 2 Yes NoCase 3 No YesCase 4 Yes Yes

sufficiency) were used. The aim did therefore contain two parts: energy ver-sus power performance, and building performance versus community perfor-mance. This was evaluated by using the load coincidence factor fload andpower generation coincidence factor fgeneration, which have been proposed byfor example [25]:

fload =mint(∑i

n=1 Pn(t))

∑in=1 max(Pn(t))

(4.32)

fgeneration =maxt(∑i

n=1 Pn(t))

∑in=1 maxt(Pn(t))

(4.33)

for i number of houses. The net power P in the PV power production minusthe power consumption. The higher factor, the higher the correlation in the netpower between the houses.

Due to time constraints, only five houses (with four cases each) were sim-ulated in Paper IV. In this summary, additional results for 10 houses are pre-sented, each of them with the four cases in Table 4.3. The load and generationcoincidence factors were calculated as an average for two houses (house 1+2,house 2+3, ..., house 10+1), three houses (house 1+2+3, ..., house 10+1+2) upto 10 houses to examine how the coincidence factors depend on the aggrega-tion size.

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5. Results

This chapter summarizes the results from the appended papers III – VII. InSection 5.1, results from the studies of communities of households are pre-sented. Section 5.2 contains the simulations results for the system integrationstudies on a distribution grid. The chapter ends with Section 5.3 where resultsfor PV in the power systems are given.

5.1 PV in a communityThis section summarizes the results and findings of PV in a community ofdetached houses, presented in Paper III and IV. A community often consistsof houses of different sizes, orientations and electricity demand. This meansthat the aggregated power consumption and net-power consumption (the con-sumption minus the PV power production) will be smoother over the day thanfor an individual house as shown in Figure 4.2. The houses in both communi-ties were equipped with batteries, and in Paper IV also with controllable heatpumps and hot water storages. In Paper III, the batteries were either spread outto every house with a PV system, or used for a centralized community energystorage.

5.1.1 Electricity production and consumptionThe yearly electricity consumption and PV electricity production of the 21houses in the community in Paper III is shown in Figure 5.1. The PV electric-ity production was calculated based on LiDAR data together with the propertymap [162]. The consumption data comes from a metering campaign of 400housesholds in Sweden [153]. The P/L ratio (yearly PV electricity productiondivided with the consumption) was taken into consideration when assigningthe consumption profiles to the buildings to avoid large overproduction on ayearly basis.

A probability density distribution of aggregated power consumption and netpower consumption in the community is presented in Figure 5.2. The highestfeed-in power (from the community to the grid) was 93.7 kW and the highestfeed-out power (from the grid to the community) was 94.3 kW.

The probability of high power consumption was very similar for both dis-tributions, which indicates that there were no or low PV power production

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House no.5 10 15 20

Con

sum

ptio

n/pr

oduc

tion

[MW

h]

0

10

20

30 Electricity consumptionPV electricity production

Figure 5.1. Electricity consumption and PV electricity production of the 21 houses inthe community during one year. From Paper III.

during periods of peak power consumption, which most probably occurredduring winter time. Therefore, the correlation between the residential powerconsumption and the PV power production was low, at least in Sweden. Forother sectors such as industries and offices and in warmer climates where cool-ing is needed, the correlation is likely to be higher. In those cases, installing aPV system on a building might reduce the maximum net power consumption.

5.1.2 Power from and to the gridFigures 5.3 and 5.4 present the mean hourly net power, either excess powerproduction (positive values) or excess power consumption (negative), of thewhole community in Paper III for every hour of day and every day of the year.No power curtailment was applied.

The plots at the top (a) in both figures show the aggregated net power forall houses with PV system but without storage. The middle plots (b) show thesame houses and PV systems but with individual battery storage of either 1kWh per kWp (Figure 5.3) or 2 kWh per kWp (Figure 5.4) installed PV power,i.e. a PV system of 5.5 kWp had a battery storage of either 5.5 or 11 kWhcapacity. In the plots at the bottom (c) all houses were sharing one large CES,but of the same total size as in (b). Note that only 70% of the storage capacitycould be used, since the minimum SOC was 30%. According to the results thereviews in Paper I and II, the most common PV-battery system in publishedresearch was between 0.5 and 2 kWh storage per kWp installed PV power.

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Figure 5.2. Probability distribution of aggregated power consumption and net powerconsumption over the whole year. Adapted from Paper III.

Table 5.1. Self-consumption (SC) and self-sufficiency (SS) of the three cases in Figure5.3 (1 kWh/kWp) and Figure 5.4 (2 kWh/kWp). All houses in the community share gridconnection.

Ref. SC [%] SS [%] Ref. SC [%] SS [%]

Fig. 5.3a 58 20 Fig. 5.4a 58 20Fig. 5.3b 62 22 Fig. 5.4b 67 24Fig. 5.3c 66 23 Fig. 5.4c 72 25

The power did not change remarkably between the three cases in Figure 5.3.Only small differences can be seen between the plots in Figure 5.4 although thestorage size was rather large in comparison to the results presented in Paper I.The storages were still too small to store the total excess electricity productionduring a summer day.

5.1.3 Self-consumption in the communityThe self-consumption over the whole year of the in total five cases in Figure5.3 and 5.4 (plot/case a is the same in both figures) are presented in Table 5.1.The increment of the self-consumption were moderate with a maximum of 14percentage points, which can partly be explained by a high initial value of theself-consumption of 58%.

As can be seen in the Ragone plot in Figure 2.6, there is a tradeoff be-tween available power and stored energy. Due to the smoothing effect whenaggregating consumption data the maximum aggregated overproduction wassmaller than the sum of maximum overproduction in each house. A central-ized storage could therefore have a lower power-energy ratio than if smallerbatteries were placed in every building and still keep the same level of self-consumption.

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Figure 5.3. Interaction with the power grid each day of the year for the communitywithout storage (plot a), individual storage (plot b) and shared storage (plot c). Hourlymean values for a storage of 1 kWh per kWp. Positive = feed-in/production, negative= feed-out/consumption. Adapted from Paper III.

Figure 5.4. Interaction with the power grid each day of the year for the communitywithout storage (plot a), individual storage (plot b) and shared storage (plot c). Hourlymean values for a storage of 2 kWh per kWp. Positive = feed-in/production, negative= feed-out/consumption. Adapted from Paper III.

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Figure 5.5. Total energy losses due to charging, discharging and curtailment for acommunity with individual storage (left) and shared storage (plot b) as function ofstorage size and feed-in power limit.

The losses due to charging, discharging and power curtailment for either thecase with individual battery storage for each house (plot a) or one shared stor-age for the whole community (plot b) are shown in Figure 5.5. The base-scenario with no battery storage (red solid line) is the same for both plots. Thehighest feed-in power to the grid was 93.7 kW. It can be noted that the totallosses are relatively low, under 10%, if the maximum feed-in power is dividedin half (47 kW). The losses with the community storage are on average lowerthan with individual storages.

Furthermore, for a feed-in power higher than approximately 35 kW, thelosses in the scenarios with a battery storage were higher than without a stor-age due to a combination of curtailment and charging and discharging losses.

5.1.4 Economics of individual versus community energy storageThe yearly profits aggregated for the whole community in Paper III were basedon the PV power production and self-consumption together with the meanelectricity price for households. The self-consumed electricity had the samevalue as bought electricity and the sold electricity consisted of the spot marketprice and electricity certificate. The tax deduction (called ‘tax reduction’ inthe paper) was not included, since this would have erased the added value of astorage.

With a nominal storage capacity of 2 kWh per kW PV capacity, the yearlyincome from the PV-battery system increased from e9110 without storage toe9400 with individual storages and to e9710 with a CES, in both cases with-out PV power curtailment. The increase in revenue was thuse290 (3.2%) withindividual storages and e600 (6.6%) with a CES. Although these numbers

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were relatively small, the results showed that a CES – if it is possible to haveone – increase both the self-consumption and the profits more than individualstorages. This is in line with the findings in a review study of CES applications[139]. Furthermore, it might be less expensive per kWh to install a CES thanindividual storages, since only one set of power electronics is needed. Theserevenues were however only valid for the first period of operation, since thebattery degradation is not taken into consideration. And since the CES will beused more frequently, it might degrade faster than the individual storages.

The total installed PV power in the community was 109 kW, which gavenominal storage capacity of 218 kWh with a battery capacity of 2 kWh perkW PV capacity. An increase of the revenues due to the CES by e600 peryear would give a revenue of e2.8 per year and kWh storage capacity. Thelow revenues from the storage is mainly due to three factors: the relativelylow electricity prices in Sweden, the low usage of the storage (often only onecharge-discharge cycle per day), and the low (or no) usage during the win-ter half year. During the winter, a daily self-consumption of nearly 100% –depending on the PV system size and the household loads – can be achievedwithout a storage due to the low electricity generation and high demand.

5.1.5 Load and generation coincidenceIn Paper IV, the load and generation coincidence factors for a community offive households were calculated. For this thesis new simulations were per-formed with ten instead of five houses (all of the same type). The electricload and occupancy files were refined to take the placement of the activity aswell as the occupancy into consideration – for example cooking in the kitchen,watching TV in the living room and showering in the bathroom. By this, theheat gains from the persons and activities were taken into consideration in thesimulations and more accurate results could therefore be obtained.

A probability density distribution of aggregated power consumption andnet power consumption in the 10 houses is presented in Figure 5.6. Only thedistributions for the case 1 (base case with only PV) and case 3 (PV and anactively controlled heat pump), are shown. The figure shows that the activecontrol of the heat pumps (case 3) mostly affected the moderate net power toand from the community, while the probability of high power to and from thegrid was hardly affected by the PV-controlled heat pumps. Cases with batterystorages (case 2) and battery storages and PV-controlled heat pumps (case 4)were also included in the analyses.

Figure 5.7 shows the average load and generation coincidence factors asfunction of the aggregation size for the four cases. The coincidence factors,the self-consumption and the self-sufficiency for all ten households are pre-sented in Table 5.2. By definition, the load and generation coefficients are1 for single houses, and thereafter declining when taking several houses into

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-60 -40 -20 0 20 40 60to grid [kW] | from grid [kW]

0

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15R

elat

ive

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Consumption only (10 houses)Case 1: PV = yes, HP control = no, Battery = noCase 3: PV = yes, HP control = yes, Battery = no

Figure 5.6. Probability distribution of aggregated power consumption and net powerconsumption over the whole year for 10 houses. Steps of approximately 0.55 kW.Based on the simulation model in Paper IV.

consideration. The load coincidence factors for 10 houses were highest whenthe heat pumps were controlled by the PV power output (case 3 and case 4).There were no large differences with and without battery storage. The ag-gregation of the household loads had no effect on the generation coincidencefactor. This was due to the low heating and apparently also the electricity de-mand in the summer when the PV power production peaked, and fully chargedbatteries at noon. To lower the generation coincidence factors, either the bat-tery size (7.2 kWh battery for 6.2 kW PV system) had to be larger or otherhousehold appliances than the heat pumps needed to be shifted.

2 4 6 8 10Aggregation size (number of houses)

0.7

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Case 1: HP control = no, Battery = noCase 2: HP control = no, Battery = yesCase 3: HP control = yes, Battery = noCase 4: HP control = yes, Battery = yes

Figure 5.7. Load coincidence factor (left) and generation coincidence factor (right) asfunction of the aggregation size. Note the different scales on the y-axes.

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Table 5.2. Load coincidence factor, generation coincidence factor, self-consumption(SC) and self-sufficiency (SS) for the community of ten houses.

Load coincidence Generation coincidence SC [%] SS [%]

No PV 0.72 - - -Case 1 0.72 1.00 21 15Case 2 0.73 1.00 41 29Case 3 0.77 1.00 35 25Case 4 0.77 1.00 51 36

There were three important results: Firstly, the aggregated peak power in-creased if the heat pumps were controlled by the PV power output comparedto when the heat pumps were operated based on the heat loads only. This canbe of interest when sizing the power grid in a community. Secondly, the peakpower to the grid (generation coincidence) was neither affected by aggregat-ing the household generation profiles nor by adding a battery storage (case 2and 4) or controlling the heat pump with PV power production (case 3 and 4).Thirdly, the increase in both self-consumption and self-sufficiency was higherwith the battery storage (case 2) than with PV-controlled heat pumps (case 3).

Even if the self-consumption or self-sufficiency increase, the coincidencefactors (power performance) are not necessarily affected to the same extent.Therefore, when optimizing the energy performance as in the households, i.e.,self-consumption and self-sufficiency, the power performance (for examplethe load and generation coefficients) can be negatively affected.

5.2 PV in a distribution gridThis section summarizes the results and findings presented in the grid integra-tion studies of the Herrljunga distribution grid (Paper V and VI). In the papers,two different methods for curtailing the PV power to avoid overvoltage wereexamined. Since Paper V examined one year and Paper VI four weeks, theresults of the curtailment algorithms cannot be compared directly. Therefore,a comparison of the models has been added in the end of the section.

5.2.1 Electricity production and consumptionThe PV penetration was varied from 0% to 100% of the electricity consump-tion on a yearly basis to find the need of power curtailment and energy storage(Paper V) and potential to lower the voltage with EV charging (Paper VI). ThePV systems were placed randomly on the available rooftops. Ten runs weremade, which resulted in 100 simulations per paper (10 penetration levels perrun).

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0 50 100 150 200 250 300 350Day of year

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Figure 5.8. Daily (left) and hourly (right) average PV electricity production and elec-tricity consumption in MWh in the studied area. PV electricity covers 50% of the totalelectricity consumption on a yearly basis. Adapted from Paper V.

Only rooftop segments with a higher yearly irradiance than 1000 kWh/m2

were considered as suitable for PV installations in Paper V, whereas the limitwas 800 kWh/m2 in Paper VI. This means that there were more suitable rooftopsin Paper VI than in Paper V, resulting in a maximum PV penetration of 160%and 100%, respectively. With the highest penetration level in Paper V (100%),each run contained the same rooftops and thus gave the same result. This wasnot the case in Paper VI, which means that there was a spread of the resultsalso for the 100% scenario.

In Paper V, the average daily electricity consumption – without EV charg-ing – in January was 120% larger than in July, whereas the daily PV electric-ity production was almost 1600% larger in July than in January. This strongnegative seasonal correlation is shown in Figure 5.8. On a daily basis, the cor-relation was better with slightly higher electricity consumption during the daythan in the night. It can also be noted that the consumption was higher duringweekdays than weekends, and that there are probably 3-4 weeks of holiday inJuly.

In Paper VI, two winter and two summer weeks were examined. Simu-lated EV charging load data was added to the electricity consumption withinthe distribution grid. The EV charging load was calculated for every end-userin the distribution grid depending on the category of the end-users (‘Home’,‘Work’ and ‘Other’), see Section 4.1.2. Due to increased electricity consump-tion when driving the cars in the winter, the total electricity consumption forEV charging was higher in winter than in summer, which can be seen in Fig-ure 5.9. The electricity consumption was increased by 9.3% in the winterweeks and 17.1% in the summer weeks due to the EV charging. However, theadditional electricity consumption due to EV charging could only marginallylower the need of power curtailment in the studied distribution grid. This wasbecause the EV charging and PV power production were mismatched in bothtime and location. Furthermore, the reduction in the minimum voltage waslarger in the winter than in the summer due to EV charging, although the volt-

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6 12 18Hour of Day

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Summer

Figure 5.9. Average daily electric load with and without EV charging load and PVgeneration in the winter and summer weeks. From Paper VI.

age reduction was less than 0.01 p.u. and did not result in voltage levels belowthe allowed limit (0.90 p.u.).

5.2.2 Storage and power curtailmentTo avoid overvoltage, i.e. +10% of the nominal voltage, two different PVpower curtailment algorithms were used, one with fixed feed-in limits in Pa-per V and one with dynamic feed-in limits in Paper VI, both described inSection 4.4.2.

Fixed feed-in limit

The PV curtailment losses with the fixed feed-in power limit (Paper V) areshown in Figure 5.10a and compared to the original PV electricity productionin Fig. 5.10b. Since the PV systems were distributed randomly, the curtailmentlosses increased for the scenarios where several PV systems were located closeto each other. At the highest PV penetration level, losses for every simulationare the same, since they all have the same spatial distribution of PV systems.

With both curtailment methods, no customer/end-user or any other compo-nent in the power grid was affected by overvoltage (above 1.10 p.u.). Not onlythe overvoltage limit reduced the maximum level of PV power that could beintegrated in the grid, so did also the power rating of the grid components.For example, the penetration ratio could ‘only’ be slightly less than 40% ona yearly basis to not exceed the total rated power capacity of the distributionsubstations. With the fixed feed-in limit curtailment method, the rated powerof the substations would not be exceeded until the penetration ratio reached60%, i.e. the 80% scenario without power curtailment. Only a few feederswere affected by overloading, both with and without curtailment.

In a market outlook and summary for battery prices until 2030, the capitalcosts were estimated to be in the range of $263 – $735 per kWh in 2016 and

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0 20 40 60 80 100Yearly PV penetration [%]

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0 20 40 60 80 100Storage capacity [% of max]

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]

d

Figure 5.10. Total losses in PV electricity production due to power curtailment (a)and relative to electricity production without power curtailment (b) for 10 simulationsper PV penetration level. Total storage capacity needed to cover all curtailed energy(c) and curtailed energy as function of relative storage capacity for all 100 (10 × 10)simulations (d).

for $120 – $330 per kWh in 2030 for high temperature sodium sulfur (NaS)batteries, which are suitable for grid applications [178]. As an example, theinstallation costs for NaS batteries in 2030 would be in the range of $10 –$40 million (approximately 110 – 440 MSEK1) to be able to store all thecurtailed energy at a 50% penetration ratio (Figure 5.10c). When curtailing allthe power, approximately 8 GWh would be wasted (Figure 5.10a). If the valueof PV electricity is set to 1 SEK/kWh, the curtailed PV electricity productionwould thus have a value of 8 MSEK per year. If 20% of the energy was allowedto be curtailed instead of being stored, the required storage capacity would bereduced by approximately 50% (see Figure 5.10d), or a price range of 55 – 220MSEK, and a need of curtailing 1.6 GWh (1.6 MSEK) per year. Figure 5.10dshows that a combination of storage and curtailment could be more attractivethan either of these solutions alone.

Dynamic feed-in limit

The share of all PV systems that had to be curtailed for at least one hour inPaper VI is shown to the left in Figure 5.11. With the EV charging, theseshares were decreased with less than one percentage point for each PV pen-etration level, although the relative reduction was relatively large, especiallyin the winter (up to 20%). The relative reduction in the PV power genera-

1Exchange rate 14-09-2018: 1 USD = 9 SEK

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0 20 40 60 80 100Yearly PV penetration [%]

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s af

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ower

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tailm

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s [%

] Range without EVRange with EVMean without EVMean with EV SUMMER

WINTER

Figure 5.11. Share of PV systems affected by curtailment in the winter and in thesummer for scenarios with and without additional EV charging (left) and curtailmentlosses relative to the theoretical PV power generation (right). Mean values of andranges for 10 simulations with different PV system dispersions per penetration level.

tion due to the active power curtailment is shown to the right in the figure.The EV charging did not significantly reduce the power curtailment, neitherin the summer nor in the winter. Since the ranges (shaded areas) overlappedeach other, the random distribution of the PV systems affected the curtailmentlosses more than the EV charging.

Comparison of the models

There are two important differences between the fixed feed-in and dynamicfeed-in models for PV power curtailment. One is the curtailment losses, wherethe model with a dynamic limit (Paper VI) results in lower losses than themodel with fixed feed-in limits (Paper V). The other is the simulation time,where the dynamic feed-in power model is more time-consuming than thefixed feed-in power model when simulating for one year. A comparison ofcurtailment losses (in GWh and relative to the PV power potential, i.e., non-curtailed) and time-consumption for the models can be found in Table 5.3.

Table 5.3. Feed-in power losses and time-consumption with the fixed feed-in powermodel (Paper V) and the dynamic feed-in power model (Paper VI). All simulations cov-ered one year. A: PV penetration level (% of yearly electricity consumption), B: timeconsumption of one simulation (hours), C: absolute curtailment losses (GWh), D: rel-ative curtailment losses (% of PV potential).

A [%] B [hours] C [GWh] D [%]

Fixed feed-in 50 4 12 26Dynamic feed-in 50 23 10 21

Fixed feed-in 100 4 35 37Dynamic feed-in 100 45 26 28

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As can be seen in the table, the dynamic feed-in model resulted in up to26% lower curtailment losses for the two PV penetration levels. However, thetime-consumption of the simulations were increased up to 10 times when thedynamic feed-in model was used. Hence, the total time consumption wouldhave been long if the dynamic feed-in model were used for the simulations inPaper V.

5.3 PV in the power systemThis section present the findings in Paper VII about the market diffusion ofPV and PV-battery system and Section VIII about the potential for residentialPV-battery systems to provide primary frequency regulation (PFC).

5.3.1 Market diffusion of PV and battery systemsIn Paper VII it was concluded that the self-consumption among the Swedishhouseholds included in the study were on average 16 percentage points (45%versus 29%) higher than among the German ones for a PV system of 5 kW.However, the economic benefit of a PV system was significantly higher in Ger-many than in Sweden due to the higher electricity prices, especially the buyingprice of approximately 28 e-ct in Germany versus 11 e-ct in Sweden in 2016.Today, the revenues from a PV system for a micro-producer in Sweden willbe almost unaffected by the self-consumption due to the tax deduction. Thismakes the buying and selling price almost the same, which also means thatadding a storage will give no economic benefits. In some cases, the revenuesfrom a PV-battery system in Sweden can even be lower than from a PV systemwithout storage due to the charging and discharging losses.

With the market diffusion model described in Section 4.3.1, the base casefor PV systems showed a market penetration of 65% (9.7 million systems) inGermany and 12% (0.24 million systems) in Sweden in 2040. The penetrationrate for battery systems would be 5% (0.7 million systems) in Germany and0% in Sweden. A sensitivity analysis is shown in Figure 5.12 and a selectionof the most important parameters in Table 5.4.

The sensitivity analysis showed a much larger spread in the market sharesfor PV systems in Sweden than in Germany in 2040. The results for batterystorage were the opposite with larger variations in the future market shares inGermany than in Sweden, primarily due to the low shares in Sweden even withthe most optimistic scenarios.

5.3.2 PV-battery systems for primary frequency controlThe Swedish PV systems reviewed in Paper II produced on average 48% of theelectricity consumption on a yearly basis, i.e. P/L = 0.48. In Paper VIII, two

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0%

20%

40%

60%

80%

2010

2015

202020

252030

203520

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Mar

ket s

hare

PV

syst

ems

DESEDE - base caseSE - base case

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DESEDE - base caseSE - base case

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203520

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Figure 5.12. Market shares for residential PV systems (left) and battery systems (right)for detached houses in Germany and Sweden. Results for the base cases (solid lines)and sensitivity analyses (shaded area). From Paper VII.

Table 5.4. Selected sensitivity parameters and corresponding market shares for PVand battery systems in Germany and Sweden in 2040. From Paper VII.

Market share in 2040 PV systems Battery systems

SE DE SE DE

Base case 12% 65% 0% 5%

El. buying price +2%/yr 64% 70% 4% 54%2% discount rate 63% 70% 4% 40%1% higher adoption rate 17% 78% 0% 8%

PV system sizes were compared: P/L = 0.5 and P/L = 1. The PV systemswith P/L = 0.5 are thus closest to the ones included in Paper II, and thereforeonly results for that system size are presented in this summary. The results ofthe sensitivity analyses for the 2231 households with PV-battery systems andeither 50% or 100% of historical average PFC prices are shown in Figure 5.13.The diagrams show the shares of profitable PV-battery systems as functions ofthe battery price and desired discount rates.

If all houses were equipped with PV-battery systems and were providingPFC, the total continuous regulation capacity would be 2.79 MW. The requiredcapacity for the whole Sweden is approximately 230 MW. As the houses wereassumed to be representative for all Swedish detached houses, 9.4% or 4.7%of the houses would have to be equipped with PV-battery systems with batterystorage of 2.5 kW/5 kWh or 5 kW/10 kWh, respectively. If the households inPaper VIII are assumed to be representative for Sweden, the maximum bat-tery prices depend on the discount rates as shown in Figure 5.14. With adesired discount rate of 5%, the battery prices must be below e200 per kWh(excluding VAT) to make enough PV-battery systems (2.5 kW/5 kWh) prof-itable to reach the national average. This is much below the present pricesfor stationary storage systems available on the (small) Swedish market, and

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1

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Figure 5.13. Shares of households for which PV-battery systems were profitable. Theprices are excluding VAT. Plot a: 5 kWh battery, 50% PFC prices. Plot b: 10 kWhbattery, 50% PFC prices. Plot c: 5 kWh battery, 100% PFC prices. Plot d: 10 kWhbattery, 100% PFC prices. From paper VIII.

0 2 4 6 80

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50% PV, 100% PFC50% PV, 50% PFC

50% PV, 100% PFC50% PV, 50% PFC

Discount rate [%]

Batte

ry p

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[EU

R/k

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Figure 5.14. Battery prices (excluding VAT) versus desired discount rates for 2.5 kW/5kWh (left) and 5 kW/10 kWh (right) to reach the national PFC power requirements of230 MW. The PV systems were scaled to P/L = 0.5 and the PFC prices were either100% or 50% or the historical average. From Paper VIII.

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projections until 2030 show a price range global marketplace for lithium-ionbatteries between $290 – $520 per kWh [179]. However, with a lower desireddiscount rate, a longer lifetime of the batteries (assumed to be 5 years due tothe frequent use) or higher PFC prices might make residential storages moreprofitable.

Important to keep in mind is that with the present minimum bid size of0.1 MW, an aggregator operating several battery systems as a virtual powerplant is needed. Therefore, the discount rate may need to be split between twoactors – the household and the aggregator.

Even if PV-battery systems are profitable for a desired discount rate, it isnot likely that every household will install such systems. The large investmentcost, uncertainties about future electricity prices and lack of information canbe barriers to install a PV or PV-battery system.

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6. Discussion

In this chapter, the findings presented in the thesis are put into a broader con-text and connected to the aims of the thesis, followed by an outlook of theSwedish PV market and support schemes.

Self-consumption of PV electricity in buildings has become a large researchfield with many new interesting findings and solutions to several kinds of chal-lenges as shown in Chapter 3. The number of articles has increased rapidly asshown by the summary in Paper II. Self-consumption is likely to become animportant market driver globally in the future, especially where grid parity isreached and subsidy schemes are reduced or removed.

The possibility of self-consuming the produced electricity distinguishes PVfrom other electricity sources (except small-scale wind power). This intro-duces several new challenges and opportunities of electric power generationin general and PV in particular, which have earlier been of low or no signifi-cance and interest:

• Do existing policies and regulations need to be changed, for example theSwedish grid concession (‘nätkoncession’) that prevent PV prosumersto share electricity between each other (like in Paper III) without payingfees and taxes?

• How are the business models for stakeholders such as the state, elec-tricity producers and DSOs affected by distributed PV production andself-consumption?

• How are the electrical distribution and transmission systems affectedby introduction of not only distributed PV production, but also by en-ergy storage and load shifting that are optimized for individual buildingsrather than for the system?

• How do people react when going from ‘passive’ electricity consumersto active prosumers, and how can the state/society promote behavioralchanges such as time-shifting electric appliances to better follow the PVpower production?

• Can distributed PV and energy storage be used to increase the energyresilience, for example to reduce the number of local or national poweroutages/blackouts, allowing island operation in case of a power blackout

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and assisting in restoring the grid after such an event?

The challenges and opportunities with PV in the power system will also changewith time. For example, in countries with low installed PV capacity (likeSweden), the focus has often been to make the market grow to get more so-lar electricity in the electricity mix. As the PV market is getting larger, thefocus might shift towards handling the consequences and making the PV mar-ket more independent on subsidies to lower the costs. Challenges with highpenetration of distributed generation can for example be overvoltage and over-loading in the distribution grid, lower inertia in the power system [180] anda higher need of flexible power resources as illustrated with the ‘duck curve’[181].

Rather than to assess and optimize the financial and/or technical potentialfor single buildings – which is the purpose in much of the current research– the common theme in the work presented in this thesis is the system per-spective on PV electricity. The findings are often based on simulations andassumptions of individuals but thereafter scaled to a system perspective. Afew examples are how battery storages and flexible heat pumps affect the totalpower, self-consumption and financial conditions for a community of severalhouses (Paper III and IV), how distributed roof-mounted PV systems affectthe power grid (Paper V and VI), and how the decisions of individuals affectthe Swedish market of PV and PV-battery systems (Paper VII and VIII).

Perspectives on the resultsIn Paper III, a community energy storage (CES) was found to increase theself-consumption and revenues more than using individual storages in eachhousehold. Similar conclusions are drawn in for example [130, 138, 139]. Di-rect comparisons of the self-consumption increase with other research is notstraightforward, as highlighted in Paper II. The economic performance of thesystems can be easier to compare. The revenues from the community energystorage in Paper III were to low too make it economically feasible, as wasalso concluded in [130]. More promising results in terms of profitability werefound in [138], where a capital subsidy for lithium ion batteries of ‘only’ 10%were estimated to be needed in 2020 to make a CES cost-efficient. Further-more, the peak power consumption in a community is lower than the sum ofpeaks of several single households. This favors CES, since the discharge rateof the battery can be lower and still cover the demand, as pointed out in [139].Controlling the loads to better match the on-site electricity supply as in Pa-per IV, may increase the peak power consumption on an aggregated levelssince coordinated control reduces the load diversity. This was also highlightedin [89], although no simulations were made to quantify the load diversity.

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Curtailment of the PV power production to reduce the voltage levels was amain theme in Paper V and VI. Dynamic feed-in limits, as used in Paper VI,were shown to lower the curtailment losses compared to fixed-feed in limits.Similar results were found in for example [57, 60]. The results are howeverhowever difficult to compare, since the models included different assumptions(for example regarding the margin for the voltage rise as in [60]) and differentgrid sizes and properties.

Market diffusion of PV-battery systems has been assessed in, for example,[126], where more detailed input data were used in comparison to Paper VII.The households in [126] could for example be divided into different adoptergroups based on their interest in the technology and willingness to pay. InPaper VII, only the profitability of the investment together with the estimatedadoption rate were used as basis to calculate the future market shares. Inpapers such as [125], other drivers to invest in PV systems were identified, butno simulations of the future market shares were made. Local factors such aspeer effects (individuals influencing each other) and organizations promotingPV were found to be the most important factors for investing in residential PVsystems. In Paper VII, all these factors were modeled by the adoption rate,which was based on historical market penetration of heat pumps in Sweden.Directly applying this on PV systems is likely to result in errors, althoughboth investments can be viewed from an economic point of view, which isimportant in order to reach a larger group of people than the innovators andearly adopters.

In [182], it was concluded that households with large batteries (up to 20kWh) could greatly increase their revenues by offering primary frequency con-trol. Households with small batteries were not able to recover the additionalcosts for communication devices that are needed. In Paper VIII, the smallerbatteries (5 kWh) were found to have an higher potential than the larger bat-teries (10 kWh). The difference mainly depends on the approach of the stud-ies: whereas the focus in [182] was on the economic outcome for individualhouseholds, the focus in Paper VIII was on the aggregated potential for vary-ing battery prices and discount rates. In [182] economic parameters such as thediscount rate and capital costs of the battery and communication devices weredefined for the assessment. In Paper VIII, the results were presented relativeto the capital costs of the storage including required communication devices.Since the costs of the communication are the same regardless of the storagesize, smaller systems will have a higher price per kWh storage than larger sys-tems, which was not reflected in Paper VIII. The battery storage market is stillrelatively small and it is likely that the costs will decline fast in the future,similar to the historical (rapid) cost reductions on the PV market. Therefore,both approaches can be useful and complement each other: one where the out-comes with current conditions are examined – as in [182] – and another wherethe potential relative to future conditions is examined – as in Paper VIII.

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Perspectives on the Swedish legislationThe current Swedish legislation concerning residential PV electricity and en-ergy storage is contradictory: One the one hand, micro-producers can ap-ply for a tax deduction of 0.60 SEK/kWh for the sold electricity (maximum30,000 kWh) which makes the buying and selling price very similar, and re-moves the financial incentives for increasing the self-consumption [102, 103].On the other hand, a direct capital subsidy of 60% (maximum 50,000 SEK) ofthe investment costs is given for residential energy storage that is used to in-crease the self-consumption of renewable electricity [183]. The reason behindthis is probably that they are politically motivated, with the subsidy for energystorage intended as a trial balloon. Therefore, these subsidies are not unlikelyto be removed or reduced in the future.

The current end date of the subsidy of energy storage is December 31,2019, although it can get prolonged. The tax deduction is not guaranteedfor specified period, which means that it can be withdrawn or reduced [102].As the installations of PV systems – both commercial and residential – arelikely to increase in the future, the cost of the tax deduction and direct cap-ital subsidy (currently 30% for both private persons and companies) for thestate will increase. It can therefore be questioned if the tax deduction will re-main at present levels throughout the lifespan of a PV system (25 to 30 years).However, the revenues from the tax deduction are probably often importantfor house owners’ decision to install PV systems, especially when the mar-ket reaches beyond the innovators and early adopter groups, and therefore thededuction should not be removed too quickly. Lessons can be learned from,for example, Spain, where generous support schemes in 2008 (2718 MW in-stalled) followed by heavy financial restrictions in 2009 (44 MW installed)created a ‘boom and bust’ of the PV installations [184]. This shows that thefinancial conditions should not be changed to quickly. Also large PV mar-kets like Italy, Greece and Germany have experienced a rapid increase in theinstallations during 2009-2012 [5]. This was followed by significantly lowerinstallation rates, although the drops were not as large as in Spain.

In Sweden, there could be a risk that the high capital subsidy – which wasincreased from 20% to 30% for private persons in 2018 [106] – creates a boomin installed PV capacity followed by a decline of the market if/when it is re-moved or reduced. This is in line with the standpoint of the Solar EnergyAssociation of Sweden (Svensk Solenergi) [185]. Especially since the pricesof PV modules are likely to fall due to the removed minimum import prices onChinese solar cells, it can be questioned if the higher capital subsidy is neededand durable. Instead, the rules and regulations to install and own PV systemsand sell the electricity should be simplified, which partly has been made dur-ing the last year. An example is the abolished requirement of building permitsfor solar energy systems (PV and thermal) on the majority of all buildings inSweden [186].

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Furthermore, the tax deduction could follow the German example, wherePV systems are guaranteed fixed feed-in tariffs for the sold electricity for alonger period of time, but where the level is regularly decreased for new in-stallations [187]. The market conditions for suppliers and the state could thusbe more predictable and reduce the risk of either rapidly increasing costs ora market decline/collapse. Another advantage of gradually reducing the taxdeduction for new installations is that the difference between the buying andselling price of electricity would increase, and thus promote increased self-consumption.

Perspectives on the Swedish PV-battery marketWith decreasing PV system prices, better knowledge, simplified regulationand the possibility of higher electricity prices, partly as a consequence of theshutdown of four of ten nuclear power reactors in Sweden during 2015–2020,the Swedish PV market is expected to grow in the future. The Swedish mar-ket for stationary grid-connected battery energy storage systems in buildingsis however unlikely to grow as much as the PV market in the coming decadeif not anything unforeseen happens. The (small) energy storage market wouldthen be driven by innovators and early adopters – both private persons andcompanies. Examples of applications could be battery energy storage for spe-cial applications, testing and marketing purposes. Thermal storage in hot wa-ter tanks (like in Paper IV) might be more common since the additional in-vestment costs can be low. Also hydrogen energy storage might increase inpopularity, especially if hydrogen vehicles become more popular.

There are several other countries where distributed energy storages are likelyto be of higher importance than in Sweden (at least mainland Sweden), for ex-ample on remote islands, in regions with weak power grids and in countrieswith high electricity prices or low capacity of regulating power. Especially inlocations where the need of ancillary services is high, such as peak shavingof the electricity generation or load, frequency regulation, voltage support andenergy shifting, there is a large potential for energy storage solutions. SinceSweden and the Nordic power system have a large potential for flexible powerand energy services due to the high share of hydro power, the need of addi-tional energy storage is likely to be lower than in several other parts of theworld. The large share of hydro power in the energy system also means thatthere are good technical conditions for installation of more PV capacity, espe-cially when the transmission capacity from the northern to the southern partsare strengthened.

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Perspectives on possible research topics for the futureExtensions of the work presented in this thesis could be to mix the approachesand input data used in the papers. In the study of the Herrljunga grid (PaperV), community-based instead of individual storages could be examined as ameans to decrease the required storage capacity. This would however alsomake the simulations more complicated (i.e., to locate where a communityenergy storage would be suitable) and probably also more time consuming.

With a community energy storage (CES), the 0.1 MW limit for participatingon the frequency regulating market could be reached without any need of anaggregator. This could be used to enhance the profitability of the CES in PaperIII. With higher time-resolution of the consumption data (10 minutes in PaperIII versus 1 hour in Paper VIII), both the combined potential of frequencyregulation and self-consumption can be assessed more in detail.

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7. Conclusions

This chapter summarizes the main conclusions of the appended papers in re-lation to the three aims presented in Section 1.1.

Examining the research on self-consumption andself-sufficiency (Paper I and II)The literature reviews show that battery systems have a larger potential thanload shifting of household appliances to increase the PV self-consumptionin detached houses. The majority of the research have focused on storagecapacities of 0.5 – 2 kWh per installed kW PV capacity, which resulted inan increased self-consumption of 11 to 41 percentage points. Load shiftingresulted in an increased self-consumption of 1 to 18 percentage points.

The interest in self-consumption of PV electricity is growing, both in theresearch community and in society, and a common terminology is thereforevaluable to be able to find relevant information. The review study (Paper I) islikely to have contributed to the terminology on self-consumption and self-sufficiency, based on the number of citations of the paper; 239 in GoogleScholar and 147 in Scopus (as of 02-10-2018).

Solutions for increasing the self-consumption inbuildings and communities (Paper III and IV)With a battery storage, the self-consumption in a community of several single-family buildings with PV systems increased more by using a shared commu-nity energy storage instead of individual storages in each household. Batterieswith a capacity of 2 kWh per kWp installed PV capacity increased the self-consumption by 8 percentage points in a studied community when using indi-vidual batteries, and 14 percentage points when all houses shared all batteries.

In a community of ten identical households with PV systems, battery stor-ages and heat pumps, the load coincidence factor increased from 0.72 to 0.77when the heat pumps were controlled by the PV electricity production. Hence,while optimizing the energy performance, i.e., self-consumption, in individualhouseholds, the aggregated power performance, i.e., the peak power consump-tion, was reduced for the whole community. Furthermore, a battery storage

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increased both the self-consumption and the self-sufficiency more (20 and 14percentage points, respectively) than by actively controlling the heat pumps tobetter match the PV power production (14 and 10 percentage points, respec-tively). This is in line with the findings in Paper II.

Integration of distributed PV in distribution grids and inthe power system (Paper V – VIII)Power curtailment of PV systems is an effective solution to avoid overvoltagein a distribution grid with high shares PV electricity. With a PV electricitypotential of 100% of th electricity consumption on a yearly basis, approxi-mately 28% of the potential PV electricity production has to be curtailed toavoid overvoltage. If energy storage is available in the power grid, it might bebetter not to size the storages to cover 100% of the overproduction from thePV systems, since high net power, i.e., production minus consumption, mightbe rare. Instead, a mix of energy storages and PV power curtailment might bemore valuable.

Additional electricity consumption, for example from EV charging, in thegrid reduces the risk of overvoltage due to high installed PV capacity. How-ever, EVs could only lower the need of power curtailment with less than onepercentage point in the studied distribution grid due to mismatch of the PVpower production and EV charging both in time and location. The reductionin the minimum voltage was larger in the winter than in the summer due to EVcharging, but the voltage levels never fell below the allowed limit (0.90 p.u.).

The two models for power curtailment, one with fixed feed-in limits andone with dynamic feed-in limits, can be used to study the impact of high PVpenetration in small as well as large distribution grids. The dynamic feed-inmodel results in lower curtailment losses than the fixed feed-in model, but ismore time consuming.

The market diffusion of residential PV systems in Sweden is estimated tobe low relative to in Germany, mainly due to low electricity prices. In the basescenario without increasing electricity prices and no dedicated subsidies forPV electricity, around 12% of the studied detached houses were estimated tohave installed PV systems by 2040. The market diffusion of battery systemsin Sweden is estimated to be almost non-existent in the coming years, mainlydue to the low difference between selling and buying prices for electricity.

The profitability of residential battery systems can be increased by offer-ing ancillary services such as frequency regulation. This could increase theinstallations of battery systems in Sweden. In Sweden, 230 MW of primaryregulation is needed every hour of the year. If roughly 9.4% of Swedish single-family buildings would have battery storages of 2.5 kW/5 kWh each that couldbe used for primary frequency regulation, this requirement would be met.

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8. Sammanfattning på svenska

Under de senaste tio åren har den globala installerade solcellseffekten ökatmed nära 5000 % till 403 GW installerad effekt i slutet av 2017. Det gjorde attsolel stod för omkring 2.1 % av den totala elproduktionen. I toppen låg Hon-duras med 13 % följt av Grekland, Italien och Tyskland med drygt 7 % soleli elmixen. Framför allt Kina har dock tagit över rollen som marknadsledarefrån Europeiska länder under de senaste 5 åren. I Sverige har utvecklingeninte kommit lika långt – solel utgjorde omkring 0,2 % av den svenska elmixenunder 2017. Den totala installerade solcellseffekten har dock ökat snabbt meden tillväxt på 50-80 % per år sedan 2010.

El från solen medför både fördelar och utmaningar. Solcellsanläggningarkräver i regel lite underhåll och livslängden för solcellsmodulerna är minst 25år. När solcellerna väl är på plats är elproduktionen i stort sätt gratis, vilket göratt den kan konkurera ut elproduktion med högre variabla kostnader. Dessu-tom kan solceller användas ut marknadsföringssyfte eftersom en stor del avbefolkningen ofta är positivt inställda till solceller. Det som skiljer solel motannan typ av elproduktion är att solel kan produceras i direkt anslutning tillbyggnader. Det gör att bland annat att behovet av att köpa el minskar. Över-föringsförlusterna i elnätet kan dessutom minska om andelen solelproduktionär låg eller måttlig. Med en hög andel solel kan dock problem uppstå i el-systemet, bland annat med förhöjda spänningsnivåer hos kunderna. Det finnsflera olika tekniker tillgängliga för att lösa dessa problem, bland annat energi-lagring av överskottsproduktionen i batterier.

En anledning till den skiftande installationsgraden mellan länder är de na-tionella stödsystemen. De har tidigare behövts, och i flera länder behövs defortfarande, för att göra solel konkurrenskraftig jämfört med annan elproduk-tion. Sverige har sedan den 1 januari 2015 en skattereduktion för förnybarel som innebär att mikroproducenter får en reduktion av skatten på 60 öreper kWh solel som matas in på elnätet. Detta tillkommer utöver det van-liga försäljningspriset som kunderna kan avtala om med ett elhandelsbolag.Dessutom finns både ett stöd på 30 % av de totala investeringskostnaderna försolcellssystem och elcertifikat för nybyggd förnybar elproduktion.

När stödsystemen avvecklas eller stödnivåerna reduceras – vilket har sketti många länder runtom i världen – blir det mer lönsamt för prosumenter (pro-ducerande elkonsumenter) att ersätta köpt el med solel som används direkt ihuset. Detta kallas egenanvändning (self-consumption) av solel. På så sättfår den egenanvända elen samma värde som priset för att köpa el. Värdet avegenanvänd el minskar om det finns ekonomiska stödsystem för såld solel. I

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dagsläget gör framför allt skattereduktionen att ökad egenanvändning inte fårnågon ekonomisk betydelse då sälj- och köppriset blir i princip detsamma. Detkan dock komma att ändras i framtiden om solel blir vanligare i det svenskakraftsystemet.

I denna avhandling utvärderas möjligheterna och utmaningarna med ökadegenanvändning av solel från takmonterade solcellssystem på småhus samtdess inverkan på kraftsystemet. Även egenförsörjning (self-sufficiency), detvill säga hur stor del av elförsörjningen som kan täckas av egenanvänd solel,har studerats. Ökad egenanvändning av solel kan åstadkommas genom att:

• Vinkla solcellspanelerna åt öster eller väster vilket ökar produktion påmorgonen eller på kvällen och minskar produktionen mitt på dagen jäm-fört med söderorienterade solpaneler. Däremot minskar årsproduktionenav solel och ofta även egenförsörjningen.

• Lagra el i energilager, främst batterier och varmvattenberedare, från pe-rioder med hög solelproduktion mitt på dagen till kvällen och natten dåel- och värmebehovet i hushållet är högt och solelproduktionen låg ellerobefintlig.

• Tidsförskjuta elektriska laster som till exempel tvättmaskiner eller värme-pumpar till tider då produktionen från solcellerna är hög.

• Byta ut icke-elektriska mot elektriska system, till exempel bensin- ellerdieselbilar mot elbilar eller bränslepannor mot värmepumpar.

Framför allt batterilagring av solel i byggnader har studerats, men även värme-pumpar och elbilsladdning i en artikel vardera. Avhandlingens resultat kandelas in upp mellan byggnads- och kraftsystemnivå.

Solel och egenanvändning i byggnaderAntalet publikationer globalt i vetenskapliga tidsskrifter som tar upp egenan-vändning och egenförsörjning av solel har under de senare åren ökat snabbt.Framför allt har batterier för lagring av överskottsel utvärderats men till vissdel även lastförskjutning. Resultaten av litteraturstudierna visar att batteri-lager har större möjligheter att öka egenanvändningen och egenförsörjningenän vad lastförskjutning har.

Studier av batterilager i småhus i samfälligheter visar att det vore mer effek-tivt – sett till utnyttjandegradav batteriet – att flera småhus med solceller delarpå ett större batterilager än att varje hus har sitt eget batterilager. Batterilagerskulle även kunna användas till annat än att enbart öka egenanvändningen.Det skulle till exempel kunna vara att bidra med effekt till frekvensregleringen

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i det nordiska elnätet. Om regelverket skulle ändras till att tillåta detta skulleintäkterna från ett batterilager kunna höjas.

En elektrisk last som lämpar sig väl för tidsförskjutning är värmepumparkopplade till varmvattenberedare. Temperaturbufferten i varmvattenberedarenoch ibland även husets termiska tröghet kan då utnyttjas som ett energilager.I de fall då värmepumpen styrs av tillgången på solel optimeras styrningenav värmepumpen för att öka egenanvändningen i den byggnad där den finnsinstallerad. Om flera byggnader i ett område har värmepumpar med sammastyrschema kan det leda till att flera slår på och stänger av samtidigt, vilketminskar utjämningen av elanvändningen (sett till total effekt i Watt) i ett bostad-sområde som annars hade funnits. Det kan leda till att det lokala elnätet be-höver förstärkas för att klara de högsta topparna i elanvändningen i ett bostad-sområde.

Solel och energilager i kraftsystemetEn metod för att integrera mer solel i elnätet utan att överskrida tillåten spän-ningsnivå (+10 % av normalspänningen) är att begränsa uteffekten från sol-cellsanläggningar när elnätet är nära överbelastning. Två simuleringsmetoderför effektbegränsning har utvecklats och studerats inom ramen för detta dok-torandprojekt. Den första metoden beräknar maximala inmatningseffekter förvarje anläggning beroende på bland annat kapaciteten i det lokala elnätet ochhur många solcellssystem som finns i närheten. I den andra metoden begrän-sas uteffekten från varje solcellsanläggning beroende på den lokala spännin-gen. Den första metoden går snabbare att simulera än den andra metoden,men resulterar i att mer solel går förlorad i effektbegränsningen ("power cur-tailment"). Metoderna användes på ett elnät med drygt 5000 kunder. Re-sultaten visar att modellerna förhindrar överspänningsproblem även med enmycket hög andel solel i nätet. Effektbegränsning skulle även kunna kom-bineras med energilager, och de två metoderna kombinerar varandra väl då dehögsta effekttopparna – som försvinner av effektbegränsningen – är relativt få.En ökad egenanvändning av solel gör att mindre behöver skickas ut på elnätetoch därigenom minskar behovet av effektbegränsning.

Även påverkan av elbilsladdning i elnätet har undersökts. Även om 100 %av bilflottan var eldriven, och därmed elförbrukningen högre, påverkades be-hovet av effektbegränsning av solcellerna enbart marginellt av det extra elbe-hovet i det studerade elnätet. Det har att göra med att elbilsladdningen ochsolelproduktionen, särskilt i ett kombinerat stads- och landsbygdsnät, inte ärmatchade i rum och tid.

Vidare undersöktes även möjligheten att använda kombinerade solcellsan-läggningar och batterilager i småhus som resurs för frekvensreglering av detnordiska elnätet istället för till enbart egenanvändning. Frekvensreglering an-vänds för att balansera elproduktion och elkonsumtion i ett synkront elsystem,

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varav primärreglering har kortast responstid. Resultaten visar på att hela detsvenska behovet av primärreglering kan täckas av batterilager kopplade tillsolceller om drygt 9 % av småhusen i Sverige skulle ha batterier med 2.5 kWeffekt och 5 kWh lagringskapacitet. Batteripriset behöver vara under 500 Europer kWh (2500 Euro för 5 kWh) exklusive moms för tillräckligt många systemi Sverige ska vara lönsamma för att nå denna nivå.

SlutsatsSammantaget visar studierna att det finns goda möjligheter att integrera storamängder solel i kraftsystemet. Åtgärder så som energilager, ökad egenan-vändning eller effektbegränsning behövs dock vid en stor utbyggnad av solel-skapaciteten. Energilagring i batterier i bostäder är i dagsläget inte lönsamti Sverige, men om stödsystemen för solel och investeringskostnaderna förän-dras i framtiden kan de komma göra att lönsamheten av energilager ökar. Omenergilagret kan delas mellan flera fastigheter eller användas för andra tjänstervid sidan av att öka egenanvändningen, kan lönsamheten ökas och leda till attmarknaden för energilager växer.

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Acknowledgements

This doctoral thesis was made possible with the support from a number ofpersons. First of all, I would like to thank my main supervisor, associateprofessor Joakim Widén for excellent supervision, fruitful discussions and foralways being accessible for questions and ad hoc supervision. I would also liketo thank my present and former co-supervisors, associate professor JoakimMunkhammar and professor Ewa Wäckelgård, for interesting discussions avariety of aspects of solar power, electric vehicles, the idea of research itselfand many other topics.

I thank the rest of my colleagues in the Built Environment Energy SystemGroup (BEESG) David, Annica, Magnus, Dennis, Mahmoud, Svante, Fatimaand Reza for good collaborations in various projects and courses, stimulatingdiscussions on all aspects of the energy system, inspiring lunch and ’fika’conversations, and much more. Thanks also to all other nice colleagues at thedivision of Solid State Physics, and to Peter Svedlindh for letting me carry outmy doctoral project at the division.

I would also like to thank Jenny Palm at Lund University and Maria Ei-denskog at Linköping University for the cooperation in the research projectSmall-scale solar electricity in buildings - Power for change in energy sys-tems and everyday life financed by the Swedish Energy Agency, which madethis doctoral project possible. Many thanks also go to all the members of thereference committee for the valuable feedback along the project.

No results without data. Therefore, I would like to thank Herrljunga Elek-triska and the CEO Anders Mannikoff for allowing me to use their data whichwere crucial for much of the results presented here (4 out of 8 papers).

A thank goes to my co-writers (in addition to those already mentioned):Manos for nice (and long) TRNSYS-discussions which led to a conferencetrips to Mallorca and Amsterdam, Anna-Lena for hosting me at FraunhoferISI for three months and showing me Karlsruhe plus the world’s largest winefestival, and Samuel for making the preparations for one of the papers in thethesis.

Finally, I would like to thank my family and especially my partner UteHeinemann for valuable insights, encouraging attitudes and for believing inme also during times when not everything ran like clockwork. I always enjoyspending the life together with you. And last but not least, to Jakob, our littleray of sunshine�

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