sec news digest, august 18, 2000august 21 rel 34-43159 the philadelphia stock exchange filed...
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SEC NEWS DIGEST
Issue 2000-159 August 18 2000
ENFORCEMENT PROCEEDINGS
SEC SETFLES INSIDER TRADING CASE AGAINST TOMMY GREER NEDENE
GREER TRACLE CARPIN AND KIMBERLY DAVIS
On August 17 the Commission filed settled injunctive action in the United States
District Court for the District of Columbia against Tommy Dalton Greer Nedene Greer
Tracie Carpin and Kimberly Davis in SEC Tracie Carpin Kimberly Davis Nedene
Greer and Tommy Dalton Greer00 Civ Action No 01996 The complaint alleges that in
March and May of 1997 Tommy Dalton Greer and members of his family engaged
insider trading in the securities of Catalina Marketing Corporation Florida marketing
company and Inbrand Corporation formerly Georgia adult incontinence product
manufacturer At the time of the trading Greer was member of the board of directors
of Catalina and Inbrand Without admitting or denying the allegations of the complaint
the defendants consented to the entry of final judgment permanently enjoining them
from violating the antifraud provisions of the federal securities laws 17a of the
Securities Act of 1933 and Section 10b of the Securities Exchange Act of 1934 and
Rule lOb-5 thereunder and ordering them to pay disgorgement of unjust enrichment of
$163750.58 and civil penalties totaling $161181.03
The complaint alleges that prior to Catalinas announcement on March 31 1997 of
disappointing fourth quarter earnings Greer learned this information and knowingly or
recklessly provided to his wife Nedene Greer and his two stepdaughters Tracie Carpin
and Kimberly Davis Nedene Greer Carpin and Davis each sold or caused to be sold
shares of Catalina In addition the complaint alleges that Greer learned prior to the May
13 1997 announcement that Tyco International Ltd would acquire Inbrand and provided
that information knowingly or recklessly to his wife and stepdaughter each of whom
purchased or caused to be purchased shares of Inbrand The defendants realized unlawful
profitsand avoided losses of at least $129119 from trading while in possession of
material nonpublic information about Catalina and Inbrand
The Commission acknowledges and gives special thanks to the NASDR for their
assistance in this matter Tracie Carpin Kimberly Davis Nedene Greer and
Tommy Dalton Greer 00 Civil Action No 01996 LR-16655
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SEC FILES LAWSUIT AGAINST HOUSTON INTERNET STOCK PROMOTIONFIRM
The Commission announced that on August 15 it filed civil complaint against Merger
Communications Inc and its two owners Jukka Tolonen and David Drake of
Houston Texas The complaint alleges that Merger distributed press releases and other
communications via the Internet touting numerous Over The Counter OTC and NASDAQquoted stocks without properly disclosing that the companies compensated Merger
Merger Communications Inc is Houston Texas based financial promotion
company
Jukka Tolonen age 35 is citizen of Finland residing in Houston Texas and owner
and president of Merger Tolonen moved to Houston in 1995 to start Merger
David Drake age 37 is resident of Houston Texas and executive vice president of
Merger
The SEC alleges that in press releases and mass facsimile and e-mail distributions Merger
distributed highly favorable information concerning the issuers that was intended to create
immediate increases in the trading volume and share-price of the issuers stock On its
website and in communications with prospective clients Merger boasted that its services
often resulted in immediate increases in volume and share-price appreciation for its clients
securities As compensation for its promotional efforts Merger and its principals received
shares of the touted issuers stock The amount of shares received was dependent upon the
share price increase during Mergers promotional efforts
With respect to many of its touts Merger did not disclose that its promotional and touting
activity was bought and paid for by the company whose stock was being touted and that its
investment advice therefore was not disinterested For other touts Merger disclosed
generally that it may be compensated in stock or that it was hired by the issuer but it did
not fully disclose the nature and amount of compensation
The SEC also alleges that Mergers promotional efforts had the intended effect of increasing
the issuers stock price For example after Mergers promotion of one OTC stock
PinkMonkey.com the companys shares increased 400% in the first two days after the
dissemination of Mergers promotional release In another instance shares of another
Merger client Clearworks Technologies Inc increased 66% in the three days following
Mergers tout of the companys stock Typically however the impact of Mergers efforts
was short lived and the price of its clients stock returned to the pre-tout price within few
days
Merger Tolonen and Drake without admitting or denying any of the allegations of the
SECs complaint simultaneously agreed to settle the charges that they violated the anti
touting provisions of the federal securities laws Under terms of the settlement each of the
defendants will be permanently enjoined from future violations of Section 17b of the
NEWS DIGEST August 18 2000
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Securities Act of 1933 In addition the proposed judgment orders Merger to pay civil
penalty of $50000 and Tolonen and Drake to pay civil penalty of $10000 each
Investors are advised to read the SECs Cyberspace Alert before purchasing any
investment promoted on the Internet The free publication which alerts investors to the
telltale signs of online investment fraud is available on the Investor Assistance and
Complaints link of the SECs Home Page on the World Wide Web www.sec.gov It can
also be obtained by calling 800-SEC-0330
Investors are encouraged to report suspicious Internet offerings or other suspicious
offerings via e-mail to enforcementsec.gov user friendly form to assist you in making
report is available at the SEC Hope Page www.sec.gov Investors can also mail report to
SECs Enforcement Complaint Center Mail Stop 8-4 450 Fifth Street N.W Washington
D.C 20549 Merger Communications Inc Jukka Tolonen and David
Drake Defendants Civil Action No H-00-279 USDC SDTXfHouston LR- 16656
SEC WINS SUMMARY JUDGMENT AGAINST FORMER BROKER LASCOLA
The Commission announced that on June 23 2000 the United States District Court in
Rhode Island granted its Motion for Summary Judgment against Todd LaScola The
Court permanently enjoined LaScola from further violations of the general and investment
adviser antifraud provisions of the federal securities laws The judgment also directs
LaScola to pay disgorgement in the amount of $6329825 plus prejudgment interest and pay
civil monetary penalty of $100000
The matter stems from complaint the Commission filed on December 29 1998 alleging
that in November 1988 LaScola the sole owner of CPI Investment Management Inc CPIand principal and co-owner of CPA Advisors Network Inc CPA diverted over $6
million from client and customer accounts to repay another client the International
Brotherhood of Electrical Workers IBEW for improper transactions in the IBEWs
pension fund account The complaint also alleged that LaScola misappropriated $200000
from an advisory client
Immediately upon filing the complaint the Commission sought and obtained temporary
restraining orders and asset freezes against LaScola CPI and CPA On January 1999 the
Court granted the Commissions motion for preliminary injunctions against LaScola CPI
and CPA On July 2000 the Court also granted the Commissions motion to dismiss its
compliant against CPI whose corporate had lapsed and CPA which is currently controlled
by Securities Investors Protection Corporation Trustee Todd LaScola et al
USDC District of Rhode Island 98-610-TI LR-16658
HOLDING COMPANY ACT RELEASES
NEWS DIGEST August 18 2000
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NEW CENTURY ENERGIES INC ET ALNORTHERN STATES POWER COMPANY
An order has been issued authorizing proposal by New Century Energies Inc NCEregistered holding company and Northern States Power Company NSP public utility
holding company exempt from registration by order under Section 3a2 of the Public
Utility Holding Company Act NCE and NSP have been authorized to combine their
respective utility and nonutility businesses under new holding company Xcel Energy
Inc In addition NSP and NCE have been authorized to engage in various intrasystem
transactions Further NSP has been authorized to establish its Black Mountain Gas
division as utility subsidiary Re 35-27212
CONECTIV ET AL
An order has been issued authorizing Conectiv registered holding company to invest
the proceeds of securities issuances in exempt wholesale generators and to issue short-
term debt securities In addition the order authorizes nonutility subsidiary of Conectiv
to participate in the system money pool The Commission has reserved jurisdiction over
Conectivs proposal to increase the amount of long-term debt Conectiv is authorized to
incur Re 35-27213
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGE
The Commission approved proposed rule change submitted by the National
Association of Securities Dealers SR-NASD-99-67 relating to amendments to NASD
membership rules Rel 34-43157
PROPOSED RULE CHANGES
proposed rule change has been filed by the New York Stock Exchange SR-NYSE-OO
36 to extend the pilot fee structure governing the reimbursement of member
organizations for costs incurred in the transmission of proxy and other shareholder
communication materials and to amend the components of coordination activities
Publication of the proposal is expected in the Federal Register during the week of
August 21 Rel 34-43159
The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-OO-39 which
amends the Exchange By-Laws relating to the disqualification of members of the Board
of Governors and others Publication of the proposal is expected in the Federal Register
during the week of August 21 Rel 34-43161
NEWS DIGEST August 18 2000
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ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The Commission issued notice of filing and granted accelerated approval to proposed
rule change SR-NYSE-00- 16 submitted by the New York Stock Exchange amending
the listed company fee schedule under Paragraph 902.02 of the Listed Company Manual
to impose fee cap on total listing fees charged as pilot program effective through
December 31 2002 Publication of the proposal is expected in the Federal Register
during the week of August 21 Rel 34-43 163
The Commission issued notice of filing and granted accelerated approval to proposed
rule change SR-NYSE-00- 15 submitted by the New York Stock Exchange amending
the initial listing fee for tracking stocks under Paragraph 902.02 of the Listed Company
Manual Publication of the proposal is expected in the Federal Register during the week
of August 21 Rel 34-43 164
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website www.sec.gov
Si SITESMITH INC 3283 SCOTT BLVD SATA CLARA CA 95054 408 5881987
$40000000 COMMON STOCK FILE 33343508 AUG 11 BR
SB-2 PVAXX CaRP 12730 NEW BRITTANY BLVD FT MEYERS FL 33907 941 274-
9355
23722800 $2421322 COMMON STOCK FILE 33343512 AUG 11
BR
S-8 INFOTOPIA INC 43 TAUNTON GREEN 3RD FLOOR TAUNTON MA 02780
508 8848173 4900000 $612500 COMMON STOCK FILE 33343520
AUG 11 BR
S-3 UNIVERSAL CORP /VAI 1501 NORTH HAMILTON STREET P0 BOX 25099
RI CHMONDVA 23230 804 3599311 400000000 $400000000 STRAIGHT BONDS
FILE 33343522 AUG 11 BR
NEWS DIGEST August 18 2000
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S-S EASTMAN KODAK CO 343 STATE ST ROCHESTER NY 14650 716 724-4000
8000000 $457500000 COMMON STOCK FILE 33343524 AUG 11 BR
S-8 EASTMAN KODAK CO 343 STATE ST ROCHESTER NY 14650 716 724-4000
22000000 $1258125000 COMMON STOCK FILE 33343526 AUG 11BR
5- IDEA INTEGRATION CORP ONE INDEPENDENT DRIVE JACKSONVILLE FL 32202
904 3602000 $103500000 COMMON STOCK FILE 33343528 AUG 11NEW ISSUE
S-3 EOP OPERATING LTD PARTNERSHIP TWO NORTH RIVERSIDE PLAZA SUITE
2100CHICAGO IL 60606 312 4663300 $2000000000 STRAIGHT BONDS
FILE33343530 AUG 11 BR
S8 SBE INC 4550 NORRIS CANYON ROAD SAN RAMON CA 94583 510 355-2000
200000 $3787500 COMMON STOCK FILE 33343532 AUG 11 BR
N-2 ALLIED CAPITAL CORP 1919 PENNSYLVANIA AVENUE NW WASHINGTON DC
20006
202 3311112 FILE 33343534 AUG 11 BR 16
3-8 AMERICAN MEDICAL SYSTEMS HOLDINGS INC 10700 BREN ROAD WESTMINNETONKA
MN 55343 952 9334666 4011750 $19577340 COMMON STOCK FILE33343536 AUG 11 BR
S-3 SUPERVALU INC 11840 VALLEY VIEW RD NULL EDEN PRAIRIE MN 55344
612 8284000 707000000 $707000000 STRAIGHT BONDS FILE33343538 AUG 11 BR
S-i VICOM INC 9449 SCIENCE CENTER DR NEW HOPE MN 55428 612 504-3000
12078044 $90585330 COMMON STOCK FILE 33343540 AUG 11 BR
S-B COMVERSE TECHNOLOGY INC/NY 170 CROSSWAYS PARK DR WOODBURY NY
11797
516 6777200 370097 $5893164 COMMON STOCK FILE 33343542
AUG 11 BR
S3 PROLOGIS TRUST 14100 EAST 35TH PLACE AURORA CO 80011 303 375-
9292
601606 $13893188.16 COMMON SHARES OF BENEFICIAL INTEREST FILE33343544 AUG 11 BR
S3 PROLOGIS TRUST 14100 EAST 35TH PLACE AURORA CO 80011 303 3759292
202015 $4665233.40 COMMON SHARES OF BENEFICIAL INTEREST FILE33343546 AUG 11 BR
NEWS DIGEST August 18 2000
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S-8 SARATOGA BRANDS INC 1835 SWARTHMORE AVENUE LAKEWOOD NJ 08701
310 3154979 550000 $1500250 COMMON STOCK FILE 33343548
AUG 11 BR
S-4 NEWTEK CAPITAL INC 1500 1-IEMPSTEAD TURNPIKE EAST MEADOW NY 11554
516 3902252 21213861 $16467526 COMMON STOCK FILE 333
43550
AUG 11 BR NEW ISSUE
S-8 NATIONAL PROCESSING INC 1231 DURRETT LANE LOUISVILLE KY 40213
502 3267000 5000000 $54375000 COMMON STOCK FILE 33343556
AUG 11 BR
S-8 INTUITIVE SURGICAL INC 1340 MIDDLEFIELD ROAD MOUNTAIN VIEW CA
94043
650 2377000 8435110 $107574758.96 COMMON STOCK FILE
33343558 AUG 11 BR
S-8 CV THERAPEUTICS INC 3172 PORTER DR PALO ALTO CA 94304 650 812-
0585
225000 $12438000 COMMON STOCK FILE 33343560 AUG 11 BR
S-8 WATCHGUARD TECHNOLOGIES INC 316 OCCIDENTAL AVENUE SOUTH SUITE 200
SEATTLE WA 98104 206 5218340 3000000 $169125000 COMMON
STOCK
FILE 33343562 AUG 11 BR
S-8 ENGINEERING ANIMATION INC 2321 NORTH LOOP DR AMES IA 50010
515 2969908 435000 $3361993.15 COMMON STOCK FILE 33343564
AUG 11 BR
S-i VIEWLOCITY INC 3475 PIEDMONT STE 1700 ATLANTA GA 30305
404 2676400 $67275000 COMMON STOCK FILE 33343568 AUG 11
S-8 NETWORKS ASSOCIATES INC 3963 FREEDOM CIRCLE SANTA CLARA CA 95054
408 3463832 5000000 $100468750 COMMON STOCK FILE 333
43572
AUG 11 BR
S-8 ADVENT SOFTWARE INC IDE 301 BRANNAN ST SAN FRANCISCO CA 94107
415 5437696 200000 $10876000 COMMON STOCK FILE 33343574
AUG 11 BR
S3 PEOPLES FIRST INC 24 THIRD STREET OXFORD PA 19363 610 9329294
200000 $3625000 COMMON STOCK FILE 33343576 AUG 11 BR
S-8 VINA TECHNOLOGIES INC 42709 LAWRENCE PLACE FREMONT CA 94538
510 4920800 31500 $439031 COMMON STOCK FILE 33343578
AUG 11 BR
S8 ALLERGAN INC 2525 DUPONT DRIVE IRVINE CA 92612 714 2464500
50000 $3632815 COMMON STOCK FILE 33343580 AUG 11 BR
NEWS DIGEST August 18 2000
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S-8 INNOVEDA INC 293 BOSTON POST ROAD WEST MARLBORO MA 01752
508 4800881 7600000 $33725000 COMMON STOCK FILE 33343582
AUG 11 BR
S8 ALLERGAN INC 2525 DUPONT DRIVE IRVINE CA 92612 714 246-4500
300000 $21796890 COMMON STOCK FILE 33343584 AUG 11 BR
S-8 LIGHTBRIDGE INC 67 BEDFORD ST BURLINGTON MA 01803 617 359-
4000
100000 $2268750 COMMON STOCK FILE 33343586 AUG 11 BR
S-8 LIGHTBRIDGE INC 67 BEDFORD ST BURLINGTON MA 01803 617 359-
4000
1350000 $30628125 COMMON STOCK FILE 33343588 AUG 11 BR
S-8 DECATUR FIRST BANK GROUP INC 755 COMMERCE DR STE 516 ATL.A.NTA GA
30030 404 3736548 141815 $1843595 COMMON STOCK FILE 33343590
AUG 11 BR
S-8 COR NET CORP 60 DECIBEL RD STATE COLLEGE PA 16801 814 238-
2461
200000 $5118000 COMMON STOCK FILE 33343592 AUG 11 BR
S8 FUTURELINK CORP 100 MORGAN IRVINE CA 92618 403 2166000
4500000 $24885000 COMMON STOCK FILE 33343594 AUG 11 BR
S-4 TELECORP PCS INC 1010 GLEBE ROAD SUITE 800 ARLINGTON VA 22201
703 2361100 450000000 $450000000 STRAIGHT BONDS FILE
33343596 AUG 11 BR
Si INFOSPACE INC 601 108TH AVE NE SUITE 1200 BELLEVUE WA 98004
425 8821602 4500000 $143718750 COMMON STOCK FILE 33343598
AUG 11 BR
S-8 NORTH COAST ENERGY INC DE/ 1993 CASE PKWY STE 320 TWINSBURG OH
44087 330 4252330 400000 $1600000 COMMON STOCK FILE 3333602
AUG 11 BR
S-8 WINK COMMUNICATIONS INC 1001 MARINA VILLAGE PARKWAY ALAMEDA CA
94501
510 3372950 1090000 $15739600 COMMON STOCK FILE 33343604
AUG 11 BR
S4 AMTRP.N INC 7337 WASHINGTON ST INDIANAPOLIS IN 02861 317 2474000
238641000 $238641000 PASS-THROUGH MORTGAGE-BACKED CERTIFICATE
FILE 33343606 AUG 11 BR
NEWS DIGEST August 18 2000
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S3 SMITH CHARLES RESIDENTIAL REALTY INC 2345 CRYSTAL DRCRYSTAL CITY ARLINGT VA 22202 703 9208500 161765 $6803835.90COMMON STOCK FILE 333-43608 AUG 11 BR
S-8 RITA MEDICAL SYSTEMS INC 967 SHORELINE BLVD1 MOUNTAIN VIEW CA
94013
650 3858500 5053112 $39160433 COMMON STOCK FILE 33343612
AUG 11 BR
S-8 AUXER GROUP INC 12 ANDREWS DRIVE WEST PATERSON NJ 07424
17500000$1365000 COMMON STOCK FILE 33343614 AUG 11 BR
S-3 OXBORO MEDICAL INC 13828 LINCOLN ST HAM LAKE MN 55304
612 7559516 417794 $1671176 COIION STOCK FILE 33343616
AUG 11 BR
58 LARGE SCALE BIOLOGY CORP 3333 VACA VALLEY PARKWAY SUITE 1000
VACAVILLE CA 95688 8828500 $216298250 COMMON STOCK FILE
33343618 AUG 11 BR
S8 CONDUCTUS INC 969 MAUDE AVE SUNNYVALE CA 94086 408 523-9950
2200000 $28683200 COMMON STOCK FILE 33343620 AUG 11 BR
S8 HYPERCOM CORP 2851 KATHLEEN RD PHOENIX AZ 85023 602 504-5000
5000000 $48900000 COMMON STOCK FILE 33343622 AUG 11 BR
S-3 SVI HOLDINGS INC 12707 HIGH BLUFF DRIVE STE 335 SAN DIEGO CA
92130
858 4814405 700000 $3850000 COMMON STOCK FILE 33343626
AUG 11 BR
S3 CISCO SYSTEMS INC 170 WEST TASMAN DR SAN JOSE CA 95134 408 526
4000
19478 $1336580.36 COMMON STOCK FILE 33343628 AUG 11 BR
58 CISCO SYSTEMS INC 170 WEST TASMAN DR SAN JOSE CA 95134 408 526
4000
177010 $557581.50 COMMON STOCK FILE 33343632 AUG 11 BR
S-8 DIGITAL INSIGHT CORP 26025 MUREAU RD CALPLBASAS CA 93012
818 8710000 352264 $8135592 COMMON STOCK FILE 33343636
AUG 11 BR
S-B IBEAM BROADCASTING CORP 645 ALMANOR AVE STE 100 SUNNYVALE CA
94086
25525663 $203437171.07 COMMON STOCK FILE 33343638 AUG
11BR
NEWS DIGEST August 18 2000
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S-4 YOUNG RUBICAM INC 285 MADISON AVE NEW YORK NY 10017 212 210-
3000
287500000 $291453125 CONVERTIBLE DEBENTURES AND NOTES FILE
33343640 AUG ii BR
SB2 HUGO INTERNATIONAL TELECOM INC do HUGO INTERNATIONAL TELECOM INCWATERSIDE DRIVE LANGLY BUSINESS PARK UNITED KINGDOM 011 441-
7535
20500000 $20500000 COMMON STOCK FILE 33343642 AUG 11NEW ISSUE
S-3 GEMSTAR TV GUIDE INTERNATIONAL INC 135 NORTH LOS ROBLES AyE STE
800PASADENA CA 91101 818 7925700 3856876 $253469069.63COMMON STOCK FILE 333-43644 AUG 11 BR
S3 BEMIS CO INC 222 9TH ST STE 2300 MINNEAPOLIS MN 55402
612 3763000 150000000 $150000000 STRAIGHT BONDS FILE33343646 AUG ii BR
S-B VINA TECHNOLOGIES INC 42709 LAWRENCE PLACE FREMONT CA 94538
510 4920800 1000000 $13940000 COMMON STOCK FILE 33343648
AUG ii BR
S-i SIMMONS MEDIA GROUP INC 10 EAST SOUTH TEMPLE SUITE 1000SALT LAKE CITY UT 84133 $34500000 COMMON STOCK FILE 33343652
AUG ii
Si LOGICVISION INC 101 METRO DRIVE 3RD FL SAN JOSE CA 95110
408 4530146 $50000000 COMMON STOCK FILE 33343654 AUG ii
S3 FORTEL INC /CA/ 46328 LAKEVIEW BLVD FREMONT CA 94538 510 4409600
6341126 $9346971 COMMON STOCK FILE 33343662 AUG 14 BR
SB-2 INVESTORS CAPITAL HOLDINGS LTD 230 BROADWAY EAST LYNNFIELD MA01940
781 5938565 1150000 $9200000 COMMON STOCK 100000 $100WARRANTS OPTIONS OR RIGHTS 100000 $1120000 COMMON STOCK FILE33343664 AUG 14
S-i FIRSTMARK COMMUNICATIONS EUROPE SA 4TH FLOORJAMES STREET LONDON ENGLAND WIM 5HY 442 0752950 $225000000
COMMON STOCK FILE 333-43666 AUG 14 NEW ISSUE
S-i SHAMROCK LOGISTICS LP 6000 NORTH LOOP 1604 WEST SAN ANTONIO TX
78249
210 5922000 $96600000 COMMON STOCK FILE 33343668 AUG 14NEW ISSUE
10 NEWS DIGEST August 18 2000
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RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or Disposition of Assets
Bankruptcy or Receivership
Changes in Registrants Certifying Accountant
Other Materially Important Events
Resignations of Registrants Directors
Financial Statements and Exhibits
Change in Fiscal Year
Regulation Offerings
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed responding to the iterns of the form specified 8-K reports may be obtained in person
or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C
20549 or at the following e-mail box address pubhcinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
NAME OF ISSUER
STATE BK ITEM NOCODE DATE CONT
ACCREDO HEALTH INC
ACT MANUFACTURING INC
ADVANTA CONDUIT RECEIVABLES INC
ADVANTA CONDUIT RECEIVABLES INC
ALBANY INTERNATIONAL CORP IDEALLEGHENY ENERGY INC
ANB PROPERTY CORP
AMB PROPERTY LP
AMERICAN BANK NOTE HOLOGRAPHICS INC
AMERICAN ECO CORP
AMERISERVE FOOD DISTRIBUTION INC /D
E/
ANKER COAL GROUP INC
ARCHER SYSTEMS LTD INC
ATMOS ENERGY CORP
AXIA INC
BACOU USA INC
BANCFIRST OHIO CORP
BARPOINT COM INC
BEACON CAPITAL PARTNERS INC
BEAR STEARNS COMPANIES INC
BERKSHIRE BANCORP INC IDEBFX HOSPITALITY GROUP INC
BOOKTECH COM INC
BROADCOM CORP
BUBNHAN PACIFIC PROPERTIES INC
BUTLER NATIONAL CORP
CALDERA SYSTEMS INC
CALPROP CORP
CAPITAL ONE BANK
08/16/00
08102/00 AMEND
08114/00
08/16/00
08/17/00
08/15/00
08/15/00
08/15/00
07/31/00 AMEND
08/03/00
08/15/00
08/15/00
05/31/00
08/08/00
08/14/00
08/09/00
06/20/00 AMEND
08/09/00 AMEND
08/16/00
08/10/00
08/16/00
08/11/00
08/17/00
08/14/00
08/15/00
08/15/00
08/01/00
05/17/00
08/16/00
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CA
MD
DE
UT
CA
VA
11 NEWS DIGEST August 18 2000
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OF ISSUER
CAPITAL ONE MASTER TRUST
CARPENTER NORTH AMERICA INC
CIENA CORP
CITIZENS COMMUNICATIONS CO
CLINTRIALS RESEARCH INC
CMGI INC
CNH RECEIVABLES INC
COLLECTIBLE CONCEP-TS GROUP INC
CONSECO FINANCE CORP
CONSECO FINANCE SECURITIZATIONS COR
CORECOMM LTD
COREL CORP
CREDENCE SYSTEMS CORP
CV THERAPEUTICS INC
CWABS INC
DERBY CYCLE CORP
DLAMOND EQUITIES INC
DIGITAL CREATIVE DEVELOPMENT CORP
DIGITAL DJ HOLDINGS INC
DISCOVER BANK
DYNAMIC I-T INC
VEGAS COM INC
EAGLE FOOD CENTERS INC
EARTHWATCH INC
EGAMES INC
EIEIHOME CON INC
EMPYREAN BIOSCIENCE INC
ENZON INC
EQUALNET COMMUNICATIONS CORP
EQUIVEST FINANCE INC
EUROSOFT CORP
FACTUAL DATA CORP
FARMER MAC MORTGAGE SECURITIES CORP
FARMER MAC MORTGAGE SECURITIES CORP
FIELDWORKS INC
FIRST ALLIANCE CORP /DE/
FIRST SECURITY BANCORP INC /KY/
FIRST UNION COMMERCIAL MORTGAGE SEC
URITIES INC
FIRST UNION DIRECT BANK
FIRST UNION MASTER CREDIT CARD TRUS
FLEET BANK NATIONAL ASSOCIATION /RI RI
FLEET CREDIT CARD MASTER TRUST II
FLORIDA POWER CORP
FLORIDA PROGRESS CORP
FMC CORP
GENERAL MAGIC INC
GENESEE CORP
GEON CO
GLOBAL TELEPHONE COMMUNICATION INC
/NV/
STATE BK ITEM NOCODE 123456789 DATE COMMENT
08/16/00
10/01/00
08/15/00
08/16/00
08/16/00
08/16/00
08/15/00
08/02/00
08/14/00
08/14/00
08/14/00
08/15/00
08/17/00
08/07/00
05/01/00
06/30/00
07/31/00
08/15/00
08/10/00
07/31/00
08/17/00
06/30/00
08/07/00
08/17/00
08/09/00
08/14/00
08/10/00
08/16/00
08/09/00
08/16/00
03/31/00
06/30/00
8/10/00
08/10/00
08/17/00
08/15/00
08/16/00
07/05/00
08/15/00
08/15/00
08/16/00
08/16/00
08/16/00
08/16/00
08/10/00
08/15/00
08/16/ 00
08/16/00
02/14/00 AMEND
VADE
DE
DE
DE
DE
DE
DE
DE
DE
DO
A6
DE
DE
DE
DE
NVUT
NV
DE
CO
NV
DE
DE
PA
DE
WY
DE
TX
DE
FL
CO
DE
DE
MN
DE
KY
NC
NY
FL
FL
DE
DE
NY
DE
NV
12 NEWS DIGEST August 18 2000
![Page 13: SEC News Digest, August 18, 2000August 21 Rel 34-43159 The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-OO-39 which amends the Exchange By-Lawsrelating to the disqualification](https://reader034.vdocuments.site/reader034/viewer/2022052004/60171feaa79b6764b30c710f/html5/thumbnails/13.jpg)
NNE OF ISSUER
GLOBALNET FINANCIAL COM INC
GMAC COMMERCIAL MORTGAGE SECURITIES
INC
GREENWICH CAP ACC INC HARBRVW MOR
TR 2000 MOR LN PS THR
HANNA CO/DE
HARLEY DAVIDSON CREDIT CORP
HAVANA GROUP INC
HEALTHEON WEBMD CORP
HEWLETT PACKARD CO
HOLLINGER INTERNATIONAL INC
HONDA AUTO LEASE TRUST 1999A
HOOVERS INC
HORIZON PHARMACIES INC
HYBRID NETWORKS INC
INFOTOPIA INC
INSYNQ INC
INTERFOODS OF AMERICA INC
INTERMEDIA COMMUNICATIONS INC
JAGGED EDGE MOUNTAIN GEAR INC
J2 COMMUNICATIONS /CA/
KAMAN CORP
KEYNOTE SYSTEMS INC
KOGER EQUITY INC
KOGER EQUITY INC
LAKES GAMING INC
LEE SARA CORP
LIBERTY LIVEWIRE CORP
LIGHTTOUCH VEIN LASER INC
LMKI INC
LOUISIANA PACIFIC CORP
LYON INVESTMENTS
MAIN STREET MAIN INC
MASSACHUSETTS FINCORP INC
METLIFE INC
NETRIS MASTER TRUS-T
METRIS RECEIVABLES INC
MORGAN STANLEY ABS CAPITAL INC
MOVIEO NETWORK INC
MTR GAMING GROUP INC
NEBCO EVANS HOLDING CO
NETVOICE TECHNOLOGIES CORP
NEXTEL INTERNATIONAL INC
NORTH GEORGIA COMMUNITY FINANCIAL
ARTNE
ODETICS INC
ORBCOMN GLOBAL
OXFORD AUTOMOTIVE INC
COM INC
PACKAGING RESOURCES INC
PALLET MANAGEMENT SYSTEMS INC
PENNS WOODS BANCORP INC
PFIZER INC
PHARNACOPEIA INC
STATE 8K ITEM NOCODE DATE COMNT
08/17/00
08/07/00
NY 07/01/00
08/16/00
08/31/00
08/04/00
08/09/00
08/16/00
07/31/00
08/15/00
08/01/00
08/10/00
08/09/00
08/17/00
08/03/00
08/09/00
08/14/00
08/17/00 AMEND
08/11/00
08/16/00
06/02/00 AMEND
06/02/00
08/16/00
08/11/00
08/16/00
08/10/00
08/15/00
08/08/00
08/16/00
06/30/00
08/16/00
08/17/00
08/16/00
08/16/00
08/16/00
08/14/00
08/10/00 AMEND
08/16/00
08/15/00
07/28/00
08/14/00
07/14/00
07/31/00
08/15/00
08/02/00
08/11/00
08/15/00
07/25/00 AMEND
08/10/00
08/16/00
08/08/00
DE
DE
DE
NVDE
DE
DE
DE
DE
DE
DE
DE
NVUT
NVDE
CO
CA
CT
CA
FL
FL
MD
DE
NVNV
DE
DE
DE
DE
DE
DE
DE
DE
NV
DE
DE
NV
WAGA
DE
DE
MI
DE
DE
FL
PA
DE
DE
XX
XX
13 NEWS DIGEST August 18 2000
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NA OP ISSUER
STATE 8K ITEM NOCODE DATE COMbNT
PHONE COM INC
PIVOTAL CORP
PMI GROUP INC
POTTERS FINANCIAL CORP
POWERCOLD CORP
PROBUSINESS SERVICES INC
PTN MEDIA INC
QUADRAMED CORP
RINTRON INTERNATIONAL CORP
REGISTRY MAGIC INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
SALOMON BROTHERS MORT SEC TRUST VII
INC COMMERCIAL C2
SAPIENT CORP
SBA COMMUNICATIONS CORP
SBA COMMUNICATIONS CORP
SEC COMMUNICATIONS INC
SC NEW HAVEN CORP
SEAGRAM CO LTD
SEMICONDUCTOR LASER INTERNATIONAL
ORSILVERZIPPER COM INC
SIRENA APPAREL GROUP INC
SIZZLER INTERNATIONAL INC
SOFTLOCK COM INC
SOUTHWEST SECURITIES GROUP INC
SPARTAN STORES INC
STARBUCKS CORP
SUMMIT BANCORP/NJ/
SUN COI-fl4UNITIES OPERATING LIMITED
ARTNERSHIP
SUPERGEN INC
TANNERS RESTAURANT GROUP INC
TELEHUBLINK CORP
TELLABS INC
TEMPLE SUMMIT FINANCIAL PROJECTS IN
C/NV
TEXAS NEW MEXICO POWER CO
THEPAGENICS CORP
TIFFANY CO
TILDEN ASSOCIATES INC
TN ENTERPRISES INC
TRANSTEXAS GAS CORP
TURBOCI-IEF TECHNOLOGIES INC
TURBODYNE TECHNOLGIES INC
TURBODYNE TECHNOLGIES INC
TURBODYNE TECHNOLGIES INC
PLASTIC LUMBER CORP
UAL CORP IDEUNION BANKSHARES CO/ME
UNITED AIR LINES INC
US AIRWAYS GROUP INC
US AIRWAYS INC
08/08/00
06/02/00
08/17/00
08/11/00
08/17/00
08/01/00
08/08/00 AMEND
08/16/00
08/07/00
08/07/00
08/17/00
DE 08/16/00
08/09/00
08/14/00
08/15/00
8/17/00
05/02/00
08/17/00
08 16/00
08/11/00
06/24/00
07/26/00
08/15/00
08/10/00
08/01/00
08/16/00
08/16/00
08/15/00
08/15/00
06/02/00 AMEND
08/07/00
08/17/00
12/12/9
08/17/00
08/16/00
08/16/00
07/31/00 AMEND
8/17/00
08/15/00
08/11/00
08/04/00
08/11/00
08/14/00
08/14/00
08/17/00
08/03/00
08/17/00
08/02/00
08/02/00
DE
DE
OH
NV
DE
DE
DE
DE
FL
DE
DE
FL
FL
DE
DE
CA
DE
NV
DE
DE
DE
DE
MI
WANJ
MI
DE
TX
DE
DE
NV
TX
DE
DE
DE
TX
DE
DE
DE
DE
DE
NV
DE
ME
DE
DE
DE
XXXXX
14 NEWS DIGEST August 18 2000
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NAME OF ISSUER
STATE 8K ITEM NOCODE 123456789 DATE CO4ENT
US OFFICE PRODUCTS CO
VISTEON CORP
VOXWARE INC
WASTE CONNECTIONS INC/DE
WELLS FARGO ASSET SECURITIES CORP
WESTERGAARD COM INC
WESTERN POWER EQUIPMENT CORP
WORLD FINANCIAL NETWORK NATIONAL BA
NK
WPI GROUP INC
XBOX TECHNOLOGIES INC
YAHOO INC
YIFAN COMMUNICATIONS INC
ZYDECO ENERGY INC
08/17/00
07/31/00
08/10/00
08/16/00
08/16/00
08/16/00
06/26/00
08/15/00
08/02/00
05/25/00
07/30/00 AMEND
06/09/00 AMEND
DE
DE
DE
DE
DE
DE
DE
OH
NH
DE
08/09/00
DE XXDE
15 NEWS DIGEST August 18 2000