sec news digest, december 26, 2000 · exchange sr-phlx-00-64relating to late charges and penalties...

SEC NEWS DIGEST

Issue 2000-246 December 26 2000

IN VESTMENT COMPANY ACT RELEASES

BCP III AFFILIATES FUND LIMITED PARTNERSHIP AND BAIRD FINANCIAL

CORPORATION

notice has been issued giving interested persons until January 16 2001 to request

hearing on an application filed by BCP III Affiliates Fund Limited Partnership and Baird

Financial Corporation for an order under Sections 6b and 6e of the Investment

Company Act The order would exempt certain limited partnerships or other investment

vehicles formed for the benefit of key employees of Baird Financial Corporation and its

affiliates from certain provisions of the Act Each partnership will be an employees

securities company within the meaning of Section 2a13 of the Act Rel IC-24795

December 21

FIRST DEFINED SECTOR FUND ET AL

notice has been issued giving interested persons until January 2001 to request

hearing on an application filed by First Defined Sector Fund and First Trust Advisors

L.P First Trust collectively the Applicants Applicants seek an order under Section

6c of the Investment Company Act granting exemptions from the provisions of

Sections 13 15a and 15b of the Act and Rules 6e-2b 15 and 6e-3

15 thereunder to the extent necessary to permit shares of any existing or future

portfolio of First Defined Sector Fund designed to fund insurance products and shares of

any other investment company or series thereof now or in the future registered under the

Act that is designed to fund insurance products and for which First Trust Advisors L.P

or any of its affiliates may serve as investment adviser administrator manager

principal underwriter or sponsor to be sold to and held by separate accounts funding

variable annuity and variable life insurance contracts issued by both affiliated and

unaffiliated life insurance companies qualified pension and retirement plans outside

of the separate account context separate accounts that are not registered as

investment companies under the Act pursuant to exemptions from registrationunder

Section 3c of the Act and First Trust or any of its affiliates Rel IC-24796

December 21

JOHN HANCOCK VARIABLE SERIES TRUST ET AL

An order has been issued pursuant to Section 17b of the Investment Company Act

exempting John Hancock Variable Series Trust Trust and John Hancock Life

Insurance Company John Hancock collectively Applicants from the provisions of

Section 17a of the Act to permit one series of John Hancock Variable Series Trust

Trust to acquire all of the assets and liabilities of another series of the Trust Because of

certain affiliations applicants may not be able to rely on Rule 7a-8 under the Act Rel

IC-24797 December 22

MARKET STREET FUND INC ET AL

notice has been issued giving interested persons until January 16 2001 to request

hearing on an application filed by Market Street Fund Inc Fund Market Street Fund

Trust Provident Mutual Life Insurance Company Market Street Investment

Management Company and Providentmutual Life and Annuity Company of America

seeking an order pursuant to Section 17b of the Investment Company Act exempting

certain transactions from the provisions of Section 17a of the Act to the extent

necessary to permit the reorganization of the Fund Maryland corporation into

Delaware business trust At the conclusion of the transactions the assets and liabilities

currently held in the Money Market Equity 500 Index Growth Bond Managed

Aggressive Growth International All Pro Large Cap Growth All Pro Small Cap Growth

All Pro Large Cap Value and All Pro Small Cap Value Portfolios of the Fund will be

held by the corresponding portfolios of the Trust which previously will have had no

operations Rel IC-24794 December 21

HOLDING COMPANY ACT RELEASES

AMERICAN ELECTRIC POWER COMPANY INC

supplemental order has been issued authorizing proposal by American Electric

Power Company Inc AEP public utility holding company registered under the

Act AEP Resources Inc and AEP Energy Services Inc both nonutility subsidiaries

of AEP to increase their authority to invest in nonutility energy related assets to $2.0

billion Rel 35-273 13

AEP CREDIT INC

supplemental order has been issued authorizing proposal by AEP Credit Inc

nonutility subsidiary of American Electric Power Company Inc registered holding

company to extend its authority to factor the accounts receivable of associate and

nonassociate utility companies Rel 35-27314

NEWS DIGEST December 26 2000

SELFREGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

proposed rule change filed by the New York Stock Exchange to implement new

Trading Floor Regulatory Fee SR-NYSE-OO-57 has become immediately effective

under Section 19b3Aii of the Securities Exchange Act of 1934 Re 34-43726

proposed rule change SR-CBOE-00-64 filed by the Chicago Board Options

Exchange relating to certain Exchange fees has become effective under Section

19b3Aii of the Securities Exchange Act of 1934 Publication of the proposal is

expected in the Federal Register during the week of December 25 Rel 34-43744

proposed rule change SR-CBOE-00-52 filed by the Chicago Board Options

Exchange relating to participationentitlements of Designated Primary Market Makers

and time and priority rules has become effective under Section 9b3A of the

Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal

Register during the week of December 25 Rel 34-43750

PROPOSED RULE CHANGES

The Philadelphia Stock Exchange has filed proposed rule change SR-Phlx-00-94

relating to the prohibition of harassment and other improper behavior because of listing

or competitive practices Publication of the notice is expected in the Federal Register

during the week of December 25 Rel 34-43 739

The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-00-48 relating

to telephone use on the options floor Publication of the proposal is expected in the

Federal Register during the week of December 25 Rel 34-43740

The International Securities Exchange filed proposed rule change SR-ISE-00-15

relating to an interim intermarket linkage Publication of the proposal is expected in the


The Chicago Board Options Exchange filed proposed rule change SR-CBOE-00-62

to Limit the Meaning of Public Customer for Purposes of Determining Who May Enter

Orders on RAES Rel 34-43746

The Options Clearing Corporation filed proposed rule change SR-OCC-00-12 to

allow 0CC to create program to relieve strains on clearing members liquidityin heavy

expiration months by reducing inefficiencies in the exercise settlement process

Publication of the proposal is expected in the Federal Register during the week of

December 25 Rel 34-43755


The Chicago Board Options Exchange filed proposed rule change SR-CBOE-OO-58

relating to an interim intermarket linkage Publication of the proposal is expected in the


The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-0O-13 relating

to timing guidelines for applications in disciplinary hearings Publication of the proposal

is expected in the Federal Register during the week of December 25 Rel 34-43 757

ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

The Commission granted accelerated approval to proposed rule change submitted by

the New York Stock Exchange SR-NYSE-00-47 relating to changes to its listed

company fees pursuant to Rule 19b-4e under the Securities Exchange Act of 1934

Publication of the proposal is expected in the Federal Register during the week of

December 25 Rel 34-4374

The Commission granted accelerated approval to proposed rule change filed by the

Chicago Stock Exchange SR-CHX-00-37 relating to the CHXs SuperMAX 2000 price

improvement program Rel 34-43742

APPROVAL OF PROPOSED RULE CHANGES

The Commission approved proposed rule change SR-Phlx-00-62 filed by the

Philadelphia Stock Exchange relating to mandatory Auto-Quote settings to update

quotations based on certain minimum movement in the price of the underlying

security Rel 34- 43747

The Commission approved proposed rule change and granted accelerated approval to

Amendment Nos through to proposed rule change submitted by the Chicago Board

Options Exchange SR-CBOE-98-46 amending CBOE Rule 8.60 relating to the

evaluation of trading crowd performance Publication of the order is expected in the


The Commission approved proposed rule change submitted by the Philadelphia Stock

Exchange SR-Phlx-00-64 relating to late charges and penaltiesfor non-payment

Publication of the order in the Federal Register is expected during the week of December

25 Rel 34-43762

The Commission approved proposed rule change submitted by the New York Stock

Exchange SR-NYSE-99-24 establishing XPress orders and quotes Rel 34-43763


SECURITIES ACT REGISTRATIONS

The following registrationstatements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

F-6 AMERICAN MOBILE /ADR/ 60 WALL ST NEW YORK NY 10260 212 648-3250

1000000000 $50000000 DEPOSITARY RECEIPTS FOR COMMON STOCK

FILE33312960 DEC 08

F-6 AMERICAN MOBILE /ADR/ 60 WALL ST NEW YORK NY 10260 212 648-3250

50000000 $2500000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE

33312962 DEC 08 NEW ISSUE

F-6 RHODIA /ADP./ 48 WALL ST C/O BANK OF NEW YORK NEW YORK NY 10286

212 4951727 100000000 $5 000 000

DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12964 DEC 11 BR

99

S-8 CHINADOTCOM CORP 20/F CITICORP CENTRE 18 WHITFIELD RD HONG KONG

CAUSEWAY BAY HONG KO K3 00000 852 2893820 8000000 $53640000

FOREIGN COMMON STOCK FILE 333-12966 DEC 07 BR

F-6 SEMBCORP INDUSTRIES LTD /ADR/ 48 WALL ST NEW YORK NY 10286

212 4951727 10000000 $500000DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12968 DEC 11

NEW ISSUE

S-8 ALLIED IRISH BANKS PLC 25 SOUTH CHARLES ST SUITE 1300 NC 101-880

BALTIMORE MD 21201 410 2443826 305000 $6844200FOREIGN COMMON STOCK FILE 333-12970 DEC 13 BR


S-a ALLIED IRISH BANKS PLC 25 SOUTH CHARLES ST SUITE 1300 NC 101-880

BALTIMORE MD 21201 410 2443826 5500000 $123420000

DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12972 DEC 13 BR

S-8 NOKIA CORP KEILALAHDENTIE BOX 226 ESPOO FINLAND H9

035 8018071 3500000 $170187500 FOREIGN COMMON STOCK FILE

33312974 DEC 14 BR

S-8 IVANHOE ENERGY INC 200 BURRARD ST 9TH FLR VANCOUVER BC

CANADA V6C 3L6 Al 12000000 $36308836.01 FOREIGN COMMON STOCK

FILE 33312976 DEC 08 BR

F-7 LINDSEY MORDEN GROUP INC 70 UNIVERSITY AVE STE 1200

TORONTO ONTARIO M5J 2M4 CANADA ONTARIO CANADA A6 00000 416 596-8020

1183718 $6538178.56 STRAIGHT BONDS FILE 33312978 DEC 06

BR NEW ISSUE

SE-2 TIRE DERIVED PRODUCTS INC 2874 PINE STREET ABILENE TX 79601

915 6765226 $3000000 COMMON STOCK FILE 33352014 DEC 18

NEW ISSUE

S-8 CROWN CORK SEAL CO INC ONE CROWN WAY PHILADELPHIA PA 19154

215 6985100 500000 $1600000 COMMON STOCK FILE 33352018

DEC 18 BR

S-8 CALLAWAY GOLF CO /CA 2285 RUTHERFORD RD CARLSBAD CA 92008


DEC 18 BR

S-3 PALATIN TECHNOLOGIES INC 103 CARNEGIE CENTER SUITE 200 SUITE 100

PRINCETON NJ 08540 609 52019 3392728 $12510685 COMMON

STOCK

FILE 33352024 DEC 18 BR

S-3 AVIRON 297 BERNARDO AyE MOUNTAIN VIEW CA 94043 650 919-6500

$400000000 COMMON STOCK FILE 33352028 DEC 18 BR

S-3 ACCESS PHARMACEUTICALS INC 2600 STEMMONS FRWY STE 176 DALLAS

TX75207 214 9055100 934604 $5490799 COMMON STOCK FILE 333

52 030

DEC 18 BR

S-8 BARPOINT COM INC EAST BROWARD BLVD SUITE 410 FORT LAUDERDALE

FL

33301 516 6533303 3000000 $9059330.80 COMMON STOCK FILE

33352036 DEC 18 BR

N-2 BLUE CHIP VALUE FUND INC 370 17TH ST STE 3100 DENVER CO 80202


DEC 18 BR 16


SB-2 DEAL NET INC 1628 WEST 1ST AyE SUITE 214 VANCOUVER BC Al 00000


DEC 18

S8 FIBERSTARS INC /CA/ 2883 BAYVIEW DR FREMONT CA 94538 510 490-

0719

350000 $2117304.36 COMMON STOCK FILE 33352042 DEC 18

BR

S-8 SIGMATRON INTERNATIONAL INC 2201 LPSNDMEIER RD ELK GROVE VILLAGE

IL60007 708 9568000 560000 $852800 COMMON STOCK FILE 333

52044DEC 18 BR

S-8 LENNOX INTERNATIONAL INC 2140 LAKE PARK BLVD RICHARDSON TX 78703


DEC 18 BR

S-8 LSI LOGIC CORP 1551 MCCARTHY BLVD MS 106 MILPITAS CA 95035

408 4338000 611241 $5653979.25 COMMON STOCK FILE 33352050

DEC 18 BR

S-8 INTERACTIVE NETWORK INC /CA 1161 OLD COUNTY ROAD SAN JOSE CA

94002


DEC 18 BR

5-4 EVOLUTION USA IMC 6100 WILSHIRE BLVD STE 213 LOS ANGELES CA

90048


S-8 SEARS ROEBUCK CO 3333 BEVERLY RD B-5 317A HOFFMAN ESTATES IL

60179


BR

S-8 AMERICAN ENERGY SERVICES INC 7224 LAWNDALE HOUSTON TX 77012


DEC 18 BR

S-4 FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC 82 RUNNING HILL RD

SOUTH PORTLAND ME 04106 207 7758100 10000000 $146900000

COMMON STOCK FILE 333-52060 DEC 18 BR

S8 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521

2090

15000 $8400 COMMON STOCK FILE 33352062 DEC 18 BR

58 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521

2090



SS REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521

2090



2090



2090



2090


S8 ZAMBA CORP 7301 OHMS LANE STE 200 MINNEAPOLIS MN 55439 612 832

9800


S-8 BIOENVISIOM INC ONE ROCKEFELLER PLAZA SUITE 1600 NEW YORK NY

10020


DEC 18 BR

S-3 RESIDENTIAL ASSET SECURITIES CORP 8400 NORNANDALE LAKE BLVD1 SUITE

600MINNEAPOLIS MN 55437 621 8327000 1000000 $1000000 COMMON

STOCK

FILE 33352088 DEC 18 BR

S-4 HOVNANIAN ENTERPRISES INC 10 HWY 35 P0 BOX 500 RED BANK NJ 07701


DEC 18 BR

S-3 WORLD ACCESS INC /NEW/ 945 EAST PACES FERRY ROAD SUITE 2200

ATLANTAGA 30326 404 2312025 14722340 $45550919.96 COMMON STOCK

FILE33352092 DEC 18 BR

S-3 GENZYME CORP ONE KENDALL SQ CAMBRIDGE MA 02139 617 252-7500

48076 $924662.25 COMMON STOCK FILE 33352094 DEC 18 BR

S-8 STAAR SURGICAL COMPANY 1911 WALKER AyE MONROVIA CA 91016


DEC 18 BR

S-8 PEAK INTERNATIONAL LTD UNITS 45 37TH FL WHARF CABLE TOWER

HOI SHING RD TSUEN WAN K3 00000 852 2405100 700000

$4 243 750COMMON STOCK FILE 333-52098 DEC 18 BR


5-8 EL PASO ENERGY CORP/DE 1001 LOUISIANA ST. EL PASCO ENERGY BLDG

HOUSTON TX 77002 713 4202131 15000000 $979800000 COMMON

STOCK

FILE 33352100 DEC 18 BR

S-8 DSP GROUP INC IDE 3120 SCOTT BLVD1 SANTA CLAPA CA 95054


52104

DEC 18 BR

S-8 HOLMES MICROSYSTEMS INC 57 WEST 200 SOUTH SUITE 310 SALT LAKE

CITYUT 84119 801 3599300 2000000 $2500000 COMMON STOCK FILE

33352108 DEC 19 BR

S-3 CMGI INC 100 BRICKSTONE SQUARE STE Bib ANDOVER MA 01810

978 6843600 12180885 $110389266.82 COMMON STOCK FILE

33352112 DEC 19 BR

S-8 AETNA INC PA 151 FARMINGTOM AVENUE HARTFORD CT 06156 860 273-

0123

39460581 $1337960324 COMMON STOCK FILE 33352120 DEC 19

BR

S-8 AETNA INC PA 151 FARMINGTON AVENUE HARTFORD CT 06156 860 273-

0123


BR

S-B AETNA INC PA 151 FARNINGTON AVENUE HARTFORD CT 06156 860 273-

0123

5000000 $169531250 COMMON STOCK FILE 33352124 DEC 19

BR

S-B WAYPOINT FINANCIAL CORP 235 SECOND ST HARRISBURG PA 17101


DEC 19 BR

S-B VIEW SYSTEMS INC 825 KENYON AV SUITE 15 ENGLEWOOD CO 80110


DEC 19 BR

S-4 PEOPLES BANCORP INC 138 PUTNAM ST BOX 738 MARIETTA OH 45750


DEC 19 BR

S8 MICREL INC 1849 FORTUNE DR SAN JOSE CA 95131 408 9440800


S-8 ASP VENTURES CORP 1177 WEST HASTINGS STREET

1818 VANCOUVER BC CANADA V6E2K3 604 6844691 150000 $150000COMMON STOCK FILE 33352138 DEC 19 BR


SB2 ESKITS INC 47 MALL DRIVE UNIT COMMACK NY 11725 631 8641515

2230694 $5019062 COMMON STOCK FILE 33352144 DEC 19 BRNEW ISSUE

S-i QUANTUM BRIDGE COMMUNICATIONS INC TECH DRIVE ANDOVER MA 01810


52 14

DEC 19 BR 37

S-3 SAN DIEGO GAS ELECTRIC CO 8326 CENTURY PARK COURT SAN DIEGO CA

92123 619 6962000 800000000 $800000000 STRAIGHT BONDS

FILE33352150 DEC 19 BR

S-3 ESPEED INC ONE WORLD TRADE CENTER 1O3TH FLOOR NEW YORK NY 10048


DEC 19 BR

S-3 ESPEED INC ONE WORLD TRADE CENTER 1O3TH FLOOR NEW YORK NY 10048


DEC 19 BR

S-8 BRUNSWICK BANCORE 439 LIVINGSTON AVE BRUNSWICK NJ 08901


DEC 19 BR

S8 RANBUS INC 2465 LATHAM ST MOUNTAIN VIEW CA 94040 650 9448000


S-3 INTERCEPT GROUP INC 3150 HOLCOMB BRIDGE ROAD SUITE 200 NORCROSS

GA

30071 770 2489600 350000 $9033500 COMMON STOCK FILE 333

52 160

DEC 19 BR

S-8 TALK COM 12020 SUNRISE VALLEY DRIVE RESTON VA 22091 215 862-

1500


S-8 TALK COM 12020 SUNRISE VALLEY DRIVE RESTON VA 22091 215 862-

1500


BR

S-3 DATALINK NET INC 1735 TECHNOLOGY WAY STE 790 SAN JOSE CA 95125


DEC 19 BR

S-3 DRS TECHNOLOGIES INC 3RD FLOOR SYLVAN WAY PARSIPPANY NJ 07054


52 17

DEC 19 BR

10 NEWS DiGEST December 26 2000

S8 NETIQ CaRP 5410 BETSY ROSS DR SANTA CLARA CA 95054 408 3307000


S-8 CARDIAC SCIENCE INC 16931 MILLIKAN AVENUE IRVINE CA 92606

949 5870357 295658 $1658641 COflvION STOCK FILE 33352174

DEC 19 BR

S-8 ARI NETWORK SERVICES INC /WI 330 EAST KILBOURN AVE SUITE 200

MILWAUKEE WI 53202 414 2787676 525000 $882000 COMMON STOCK

FILE 33352176 DEC 19 BR

S-8 FOREFRONT INC 540 TANIAMI TRAIL SARASOTA FL 34236 941 954-

1144


S-8 OPENTV CORP ABBOTT BUILDING MOUNT STREET TORTOLA ROAD TOWN

COUNTY650 4295500 148031 $287180.14 COMMON STOCK FILE 33352180

DEC 19 BR

3-8 WEB4BOATS COM INC P0 BOX 1028 LA JOLLA CA 92038 858 551-8160

600000 $48000 COIVIIVION STOCK FILE 33352186 DEC 19 BR

S-8 DIEDRICH COFFEE INC 2144 MICHELSON DRIVE STE IRVINE CA 92626


DEC 19 BR

S-3 SEMPRA ENERGY 101 ASH STREET BOX 129400 SAN DIEGO CA 92101

619 6962000 1000000000 $1000000000 COMMON STOCK FILE

33352192 DEC 19 BR

S-3 12 DIGITAL INC C/O NEW YORK INFORMATION TECHNOLOGY CENT

30 BROAD STREET NEW YORK NY 10004 2677647 $3025741 COMMON

STOCK

FILE 33352196 DEC 19 BR

S-8 BROADBASE SOFTWARE INC 181 CONSTITUTION DRIVE MENLO PARK CA 94025


52198

DEC 19 BR

S-8 SYMANTEC CORE 20330 STEVENS CREEK BLVD CUPERTINO CA 95014


52200

DEC 19 BR

S-3 DUKE ENERGY CORP 526 SOUTH CHURCH STREET CHARLOTTE NC 28201

704 5946200 FILE 33352204 DEC 19 BR

S-8 RCM TECHNOLOGIES INC 2500 MCCLELLAN AVE STE 350 PENNSAUKEN NJ

08109


DEC 19 BR


SB-2 AETHLON MEDICAL INC 7825 FAY AVENUE SUITE 200 LAJOLLA CA 92037


DEC 19 BR

S4 SPSS INC 233 WACKER DR CHICAGO IL 60606 312 3292400

3725000$63958250 COMMON STOCK FILE 33352216 DEC 19 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Changes in Control of Registrant

Acquisition or Disposition of Assets

Bahkruptcy or Receivership

Changes in Registrants Certifying Accountant

Other Materially Important Events

Resignations of Registrants Directors

Financial Statements and Exhibits

Change in Fiscal Year

Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the iternsl of the form specified 8-K reports may be obtained in person

or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C

20549 or at the following e-mail box address publicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

NAME OF ISSUER

STATE 8K ITEM NOCODE DATE CONT

AAMES FINANCIAL CORP/DE

ADAPTEC INC

AEI INCOME GROWTH FUND 23 LLC

AMERICAN EXPRESS CENTURION BANK

AMERICAN FREIGHTWAYS CORP



AMERICAN RESTAURANT GROUP INC

AMERICAN RIVER HOLDINGS

ANTIGUA FUNDING CORP

ANTIGUA FUNDING CORP

AROC INC

12/21/00

11/09/00

12/08/ 00

12/15/00

12/21/00

12/21/00

12/21/00 AMEND

12/22/0012/22/00

12/11/00

12/11/GO

DE 12/22/00

S-3 SOUTHWEST GAS CORE 5241 SPRING MOUNTAIN RD P0 BOX 98510 LAS

VEGAS NV

89193 702 8767237 FILE 33352224 DEC 20 BR

S4 POLYCOM INC 1565 BARBER LANE MILPITAS CA 95035 408 5269000


Item

Item

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UT

AR

AR

ARDE

CA

DE

DE

12 NEWS DIGEST December 26 2000

NPME OF ISSUER


CONVERA CORP

CORNING INC /NY

COST LESS INC

CREDIT SUISSE

MO BK PA TH

CREDIT SUISSE

MO BK PA TH

CREDIT SUISSE

MO BK PA TH

CREDIT SUISSE

SECURITIES

FIR BOS MOR SEC CORP

CE SE 99-WM1


CE SE 99-WM2


CE SE 99WM3FIRST BOSTON MORTGAGE

CORP

NY

DE

DE

NY

NY

NV

DE

DE

DE

DE

DE

SD

NV

DE

DR

DE

DR

CO

DE

CO

OH

DE

NY

NY

FL

IL

NC

DE

DR

DE

NY

WA

MADR

DR

DR

12/22/00

12/12/00

12/18/00

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12/31/00

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12/22/00

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12/31/00

12/18/00

ARROW ELECTRONICS INC

ASCHE TRANSPORTATION SERVICES INC

ASSET SECURITIZATION CORP COM MOR

THR CERT SER 1999-C2

ATT CORP

ATLANTIC EXPRESS TRANSPORTATION COR

AVANI INTERNATIONAL GROUP INC //

AZCO MINING INC

BA MASTER CREDIT CARD TRUST

BARNETT AUTO TRUST 1997-A

BEAZER HOMES USA INC

BERKSHIRE HATHAWAY INC

BFX HOSPITALITY GROUP INC

BLACK HILLS HOLDING CORP

BOPPERS HOLDINGS INC /NV/

BROADBASE SOFTWARE INC

BRYAN COLLEGE STATION FINANCIAL HOL

DING CO

ME RUN CORP

CARDIMA INC

CAVION TECHNOLOGIES INC

CHARLES RIVER LABORATORIES INC

CHARLES RIVER LABORATORIES INTERNAT

IONAL INC

CHEC FUNDING LLC CENTEX HOME EQ LOA

ASSET BK TRUST 2000

CHESHIRE DISTRIBUTORS INC

CINCINNATI GAS ELECTRIC CO

CINERGY CORP

CIT EQUIPMENT COLLATERAL 2000-1

CIT EQUIPMENT COLLATERAL 2000-2

CITIZENS COMMUNITY BANCORP INC

COMMONWEALTH EDISON CO

CONE MILLS CORP

CONSECO FINANCE CORP

CONSECO FINANCE SECURITIZATIONS COR

DE

DE

CSP INC /MA/

CWABS INC

CWABS INC

DAISLTEK INTERNATIONAL CORPORATION

DEl


NAME OF ISSUER

DELTA FINANCIAL CORP

DELTA PETROLEUM CORP/CO

DISCOVER CARD MASTER TRUST



DLJ COMMERCIAL MORT COMM MOR

HR CERT SER 2000-CF1

DLJ COMMERCIAL MORT COMM MOR PASS

HR CERT SER 2000-CF1

DLJ COMMERCIAL MORT COMM NOR PASS

HR CERT 2000-CKP1

DLJ COMMERCIAL MORT COMM MOR PASS

HR CERT 2000-CKP1

DLJ MORTGAGE ACCEPTANCE CORP

DOLLAR TREE STORES INC

DOUBLECLICK INC

DOW CHEMICAL CO IDEDOW JONES CO INC

DYNACORE HOLDINGS CORP

EINSTEIN NOAH BAGEL CORP

ELOT INC

EMACHINES INC IDEEMBARCADERO TECHNOLOGIES INC

ESB FINANCIAL CORP

EUROTELECOM COMMUNICATIONS INC

EXELIXIS INC

EXELON CORP

FINOVA GROUP INC

FIRST BANK CORPORATE CARD MASTER TR

UST

FIRST CAPITAL INCOME GROWTH FUND

SERIES XII

FIRST CAPITAL INSTITUTIONAL REAL ES

TATE LTD

FIRST OMNI BANK CREDIT CARD MASTER

TRU ST

FIRST USA BANK NATIONAL ASSOCIATION

FLEXSTEEL INDUSTRIES INC

FNB FINANCIAL SERVICES CORP

FORD MOTOR CO

GLOBAL ECO-LOGICAL SERVICES INC

GREATER ATLANTIC FINANCIAL CORP

GREENWICH CAPITAL ACCEPTANCE INC

GST TELECOMMUNICATIONS INC

HADRO RESOURCES INC

HALLIBURTON CO

HARDINGE INC

HEADWATERS INC

HEALTHCARE COM CORP

HELLER FUNDING CORP

HELLER FUNDING CORP

HEXCEL CORP /DE/

1-JITCOM CORP

HOME PROPERTIES OF NEW YORK INC

DE 12/11/00

DE 12/11/00

DE 12/11/00

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DE 12/22/00

CO 12/22/00

DE 12/15/00

DE 12/15/00

DE 12/19/00

PASS DE 12/11/00

AMEND

XX

DE

VADE

DE

DE

DE

DE

VA

DE

PA

DE

PA

DE

NY

IL

IL

MN

NC

DE

DE

DE

DE

DE

NV

DE

NY

DE

GA

DE

DE

DE

DE

MD


OF ISSUER

STATE 8K ITEM NOCODE DATE CO4ENT

HUGOTON ROYALTY TRUST

ICG COIIUNICATIONS INC IDEICG FUNDING LLC

ICG HOLDINGS CANADA Co /CO/

ICG HOLDINGS INC

IENTERTAINMENT NETWORK INC

IJC VENTURES CORP

IKON RECEIVABLES LLC

IMPAC SECURED ASSETS CORP

INTERGRAPH CORP

IXL ENTERPRISES INC

JAGUAR INVESTMENTS INC

JONES INTERNATIONAL NETWORKS LTD IC

0/

JUNO ONLINE SERVICES INC

LA-Z-BOY INC

LACLEDE STEEL CO /DE/

LASALLE RE HOLDINGS LTD

LEHMAN ABS CORP

LEUCADIA NATIONAL CORP

LEVITZ FURNITURE CORP /FL/

LEVITZ FURNITURE INC

LITTLE SWITZERLAND INC/DE

LUCENT TECHNOLOGIES INC

MACK CALl REALTY

MAF BANCORP INC

MAGNA ENTERTAINMENT CORP

MALAN REALTY INVESTORS INC

MANUGISTICS GROUP INC

MBT FINANCIAL CORP

MECHANICAL TECHNOLOGY INC

MEDAREX INC

MEDICALOGIC/MEDSCAPE INC

MICHAEL FOODS INC /MN

MILESTONE CAPITAL INC

ML MEDIA PARTNERS LP

MODEM MEDIA INC

MULTIMEDIA INC

NABISCO INC

NATIONSBANK OF DELAWARE NA

NATIONSCREDIT GRANTOR TRUST



NATURAL WONDERS INC

NCT FUNDING CO LLC

NETCREATIONS INC

NEW CENTURY MORT SEC INC NEW CENT

EQ LN TR SER 2000-NCA

NEXTEL INTERNATIONAL INC

NEXTEL INTERNATIONAL INC

NPS INTERNATIONAL CORP

NUMERICAL TECHNOLOGIES INC

OCWEN ASSET INVESTMENT CORP

OPAL TECHNOLOGIES INC

12/20/00

12/18/00

12/18/00

12/18/00

12/18/00

12/22/00

12/22/00

11/29/00

12/22/00

12/22/00

12/07/00

12/14/00

12/21/00

12/22/00

12/22/00

12/15/00

12/22/00

12/22/00

12/20/00

12/22/00

12/22/00

08/03/00

12/21/00

12/21/00

12/19/00

12/21/00

12/07/00

12/22/00

12/22/00

10/21/99

12/22/00

12/21/00

12/21/00

12/20/00

12/22/00

12/22/00

12/20/00

12/11/00

12/15/00

12/11/00

12/11/00

12/11/00

12/17/00

12/18/00

12/21/00

12/31/00

12/22/00 AMEND

12/22/00 AMEND

12/08/00

10/27/00 AMEND

12/22/00

12/06/00 AMEND

XX

TX

DE

DE

DE

CO

NC

DE

CA

DE

DE

NV

CO

DE

MI

DE

DE

NY

FL

DE

DE

DE

DE

DE

DE

MI

DE

MI

NY

NJ

OR

CO

NY

DE

DE

NJ

DE

DE

DE

DE

DE

DE

NY

DE

WAWA

DE

DE

FL

NV

199611997119 972


NAME OF ISSUER

STATE 8K ITEM NOCODE 123456789 DATE CONT

ORION POWER HOLDINGS INC

PACIFIC GAS ELECTRIC CO

.PACIFIC GATEWAY EXCHANGE INC

PAPA JOHNS INTERNATIONAL INC

PARAMARK ENTERPRISES INC

PATH NETWORK TECHNOLOGIES INC

PEOPLES BANCORP

PEOPLES BANCTRUST CO INC

PGE CORP

PHILIP MORRIS COMPANIES INC

PINNACLE HOLDINGS INC

PNV INC

PSI ENERGY INC

QUIDEL CORP IDERANTRON INTERNATIONAL CORP

RENT WAY INC

ROWAN COMPANIES INC

SABRE HOLDINGS CORP

SCHEIB EARL INC

SCI SYSTEMS INC

SELECT MEDIA COIUUNICATIONS INC

SOVEREIGN SPECIALTY CHEMICALS INC

SPIEGEL CREDIT CORP III

SPIEGEL MASTER TRUST

ST JUDE MEDICAL INC

STANDARD PACIFIC CORP IDESTRUCTURED ASSET MORTGAGE INVESTMEN

TS INC

SUN HYDRAULICS CORP

SUNAIR ELECTRONICS INC

SYNOPSYS INC

SYSCO INTERNATIONAL CORP

TAMBORIL CIGAR CO

TASTY BAKING CO

TEXOIL INC /NV/

TRANSMEDIA ASIA PACIFIC INC

TRIMFAST GROUP INC

TRINITY ENERGY RESOURCES INC

REALTEL INC

UNION CARBIDE CORP /NEW/

UNITED WISCONSIN SERVICES INC

US AIRWAYS GROUP INC

US AIRWAYS INC

US INDUSTRIES INC /DE

USA BIOMASS CORP

VALUECLICK INC/CA

VECTREN CORP

VE.NTAS INC

VISKASE COMPANIES INC

WODFI LLC

WORLD OMNI AUTO RECEIVABLES LLC

12/11/00

12/22/00

12/15/00

12/22/00

12/15/00

10/30/00 AMEND

12/22/00

12/20/00

12/22/00

12/11/00

12/22/00

12/20/00

12/22/00

12/08/00

12/14/00

12/22/00

12/20/00

10/10/00 AMEND

12/15/00

12/20/00

10/30/00 AMEND

10/11/00 AMEND

12/19/00

12/19/00

12/19/00

12/21/00

12/22/00

12/15/00

12/22/00

12/18/00

12/14/00

12/22/00

12/22/00

10/13/00 AMEND

12/13/00

12/20/00

12/05/00

12/08/00

12/22/00

12/22/00

12/22/00

12/22/00

12/21/00

12/08/00 AMEND

12/08/00

12/15/00

12/20/00

12/15/00

11/30/00

11/30/00

CA

DE

DE

DE

IN

AL

CA

VA

DE

DE

IN

DE

DE

PA

DE

DE

DE

DE

NY

DE

DE

DE

MN

DE

DE

FL

FL

DE

DE

DE

PA

NV

DE

NV

DE

NY

WI

DE

DE

DE

DE

DE

IN

DE

DE

FL

DE

XX

XX


sec news digest, december 26, 2000 · exchange sr-phlx-00-64relating to late charges and penalties...

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