scheme infor mation document - canara robeco … · with sebi, not been formation protection hould...

57
NAME SCHEM Canara Capital Oriented Series 8 *Investors Name of t Canara Ro Name of t Canara Ro Name of t Canara Ro Address: Ballard Es Tel. No. (0 CIN: U659 E-Mail: cr The partic Funds) Re along wit approved Documen This Sche Oriented F ascertain Mutual Fu The inves Fund, Tax SAI is inc current SA The Schem As require Limited ( permissio Exchange S C OF THE ME/PLAN T Robeco Protection Fund– s should consu the Mutual Fu obeco Mutual the Asset Man obeco Asset M the Trust obeco Mutual Construction H state, Mumbai 022) 6658500 990MH1993PL rmf@canararo culars of the Sc egulations 199 th the Due Dili or recomme nt. me Informatio Fund- Series 8 about any fur und/ Investor S tors are advise x and Legal issu corporated by AI, please cont me Informatio ed, a copy of t (hereinafter re on to the Mutu es on which th C HEME Canara Rob (Clo THIS PRODUCT INVESTORS WH Capital Pro Maturity a Appreciati term Investmen Money Ma (70% - 100 and Equity instrumen ult their financi Offer for Units N N nd Fund nagement Com Management C Fund House, 4 nd Floo - 400 001. 00. Fax : 6658 LC071003 beco.com. We cheme have be 96 (herein afte gence Certifica nded by SEBI on Document s that a prospec rther changes t Services Centres ed to refer to th ues and genera reference (is tact your near on Document s this Scheme In eferred to as al Fund to use he Mutual Fun INFO R beco Capital ose Ended Cap Rated A T IS SUITABLE F HO ARE SEEKIN otection at nd Capital on over mediu nt in Debt and arket Securities 0%) and Equity y related ts (0% - 30%) al advisers if in s of face value New Fund Offe ew Fund Offe mpany ompany Ltd. or, 5, Walchand 8 5012/13 ebsite: www.ca een prepared i r referred to a ate from the A nor has SEBI sets forth conc ctive investor sh to this Scheme s/Web site/Dis he Statement o al information legally a part est Investor Se should be read nformation Do NSE). NSE vid e the Exchange nd’s units are 1 | Page R MATI O Protection O ital Protection AAAmfs(SO) By FOR NG* um s y n doubt about Rs. 10 per unit er Opens on: er Closes on: d Hirachand M anararobeco.co in accordance s SEBI (MF) Re AMC. The units certified the cisely the inform hould know be e Information stributors or Bro of Additional In on www.cana t of the Schem ervice Centre o d in conjunction ocument has b de its letters e’s name in this proposed to O N DO Oriented Fun Oriented Sche y CARE # whether the p t during the Ne 12 th May, 20 26 th May, 20 Marg, om with Securities egulations) as being offered accuracy or a mation about efore investing. Document afte okers. nformation (SA ararobeco.com. me Informatio or log on to ou n with the SAI been submitted NSE/LIST/2359 s Scheme Infor be listed subj CUME N nd– Series 8 eme) RISKO METER product is suita ew Fund Offer. 017 017 s and Exchange amended till d d for public sub adequacy of t the Canara Ro Before investi er the date of AI) for details o . n Document). r website. and not in iso d to National 95 dated 23 rd rmation Docum ect to, the M N T 8 R ble for them. . e Board of Ind date, and filed bscription have he Scheme In obeco Capital ing, investors s this Documen of Canara Robe . For a free co lation. Stock Exchang d April, 2015 ment as one of utual Fund fu ia (Mutual with SEBI, e not been nformation Protection should also t from the eco Mutual opy of the ge of India has given f the Stock lfilling the

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Page 1: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

NAMESCHEM

Canara Capital Oriented Series 8

*Investors

Name of tCanara RoName of tCanara RoName of tCanara RoAddress: Ballard EsTel. No. (0CIN: U659E-Mail: cr The particFunds) Realong witapprovedDocumen This ScheOriented Fascertain Mutual Fu The invesFund, TaxSAI is inccurrent SA The Schem As requireLimited (permissioExchange

SC

OF THE ME/PLAN

T

Robeco

Protection Fund–

s should consu

the Mutual Fuobeco Mutual the Asset Manobeco Asset M the Trust obeco Mutual Construction Hstate, Mumbai022) 6658500990MH1993PLrmf@canararo

culars of the Scegulations 199th the Due Dili or recomme

nt.

me Informatio Fund- Series 8 about any furund/ Investor S

tors are advisex and Legal issucorporated by AI, please cont

me Informatio

ed, a copy of t(hereinafter reon to the Mutues on which th

CHEMECanara Rob

(Clo

THIS PRODUCTINVESTORS WH Capital Pro

Maturity aAppreciatiterm

Investmen

Money Ma(70% - 100and Equityinstrumen

ult their financi

Offer for UnitsNN

nd Fund

nagement ComManagement C

Fund House, 4nd Floo - 400 001.

00. Fax : 6658LC071003 beco.com. We

cheme have be96 (herein afte

gence Certificanded by SEBI

on Document s that a prospecrther changes tServices Centres

ed to refer to thues and genera reference (is tact your near

on Document s

this Scheme Ineferred to as al Fund to use

he Mutual Fun

INFORbeco Capital ose Ended Cap

Rated A

T IS SUITABLE FHO ARE SEEKIN

otection at nd Capital on over mediu

nt in Debt and arket Securities0%) and Equityy related ts (0% - 30%)

al advisers if in

s of face value New Fund Offe

ew Fund Offe

mpany ompany Ltd.

or, 5, Walchand

8 5012/13

ebsite: www.ca

een prepared ir referred to aate from the A nor has SEBI

sets forth concctive investor sh to this Schemes/Web site/Dis

he Statement oal information legally a partest Investor Se

should be read

nformation Do NSE). NSE vide the Exchangend’s units are

1 | P a g e

RMATIO Protection Oital Protection

AAAmfs(SO) By

FOR NG*

um

s y

n doubt about

Rs. 10 per uniter Opens on: er Closes on:

d Hirachand M

anararobeco.co

in accordance s SEBI (MF) Re

AMC. The units certified the

cisely the informhould know bee Information stributors or Bro

of Additional In on www.canat of the Schemervice Centre o

d in conjunction

ocument has bde its letters e’s name in this proposed to

ON DO Oriented Fun Oriented Schey CARE #

whether the p

t during the Ne 12th May, 20 26th May, 20

Marg,

om

with Securitiesegulations) as being offered accuracy or a

rmation about efore investing. Document afteokers.

nformation (SAararobeco.com.me Informatioor log on to ou

n with the SAI

been submitted NSE/LIST/2359s Scheme Infor

be listed subj

CUMENnd– Series 8

eme)

RISKO METER

product is suita

ew Fund Offer.017 017

s and Exchange amended till dd for public subadequacy of t

the Canara Ro Before investi

er the date of

AI) for details o. n Document).r website.

and not in iso

d to National 95 dated 23rd

rmation Documect to, the M

NT 8

R

ble for them.

.

e Board of Inddate, and filed bscription havehe Scheme In

obeco Capital ing, investors s this Documen

of Canara Robe

. For a free co

lation.

Stock Exchangd April, 2015 ment as one ofutual Fund fu

ia (Mutual with SEBI, e not been nformation

Protection should also t from the

eco Mutual

opy of the

ge of India has given f the Stock lfilling the

Page 2: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

various cpurpose ounderstooScheme Iendorse twarrant tresponsibthe Mutu # CARE viCapital p(StructureinvestmeapprovalsRobeco Aperformawithdrawsuch otheas aforesScheme. assume acomplying This Sche

riteria for listin of deciding onod that the afnformation Do

the correctneshat the Mutua

bility for the final Fund.

de its letter CArotection Orieed Obligation)nts that the Ss and fulfillmeAMC. The ratince of the M

w or revise the er circumstancesaid, however, The rating is rany responsibig with any guid

me Informatio

ng. The Exchan the matter oforesaid permocument has bs or complete

al Fund’s units nancial or othe

ARE/HO/RL/20nted Fund Se]. The rating in

Scheme has ment of all condngs should, hutual Fund Sc above rating es, which CARE, should not b

restricted to Clity on its pardelines or dire

on Document i

nge has scrut of granting th

ission given bbeen cleared oeness of any of will be listed or soundness of

016-2017/1553ries 8 respectndicates highe

made. The condditions specifie

however, not cheme, NAV o at any time onE believes, maybe treated as Canara Robecort, for any liabctives issued b

s dated 13th Ap

2 | P a g e

inized this Sche aforesaid pe

by NSE should or approved byf the contents

or will continuf the Mutual F

3 dated 01st Juively, as ‘[CAR

est degree of sditional ratinged in the stru

be construed r of volatility n the basis of y have an impa a recommendo Capital Protebility, that may SEBI or any o

pril, 2017

heme Informatermission to t not in any wy NSE; nor does of this Scheme to be listed und, its sponso

ly, 2016 has cRE]AAAmfs(SOafety regardin

g is subject to uctural provisio as an indicat in its returns. new informatact on the ratindation to buy,ection Orienteday arise conseother mutual fu

tion Documenthe Mutual Fu

way be deemedes it in any mame Information on the Exchanors, its manag

conditionally raO)’ pronounced

g timely receip the Scheme ons agreed betion of expect CARE reserveion or unavailng assigned to , sell or hold d Fund - Seriesquent to the und regulatory

nt for its limitend. It is to bed or construedanner warrantn Document n

nge; nor does iement or any

ated the Canad as [CARE Tript of payment

receiving the etween CARE ted returns, pes the right toability of infor the Scheme. T

the units issus 8 only. CARE

AMC/ Mutual y body.

ed internal e distinctly d that the , certify or

nor does it it take any scheme of

ra Robeco iple A mfs s from the

regulatory & Canara prospective o suspend, rmation or The rating,

ed by the E does not Fund not

Page 3: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

ITEM

1.

2.

3.

4.

5.

6.

7.

8.

M NO.

SUM

RISK

DEFIN

DUE

INFO

UNIT

FEES

PENAINSPBEENREGU

MARY OF THE

FACTORS

NITIONS

DILIGENCE BY T

RMATION ABO

S AND OFFER

AND EXPENSE

ALTIES, PENDINECTIONS OR IN

N TAKEN OR IS IULATORY AUTH

TA

IN

SCHEME

THE ASSET MAN

OUT THE SCHEM

S

NG LITIGATION ONVESTIGATIONS N THE PROCESHORITY

3 | P a g e

BLE OF CONTEN

NDEX

NAGEMENT CO

ME

OR PROCEEDINS FOR WHICH ASS OF BEING TA

NTS

OMPANY

NGS, FINDINGS ACTION MAY HAKEN BY ANY

OF AVE

PAGE NO.

4

7

12

15

16

36

53

56

Page 4: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Name oSchemeType / CInvestmObjectiv

Tenure InvestmOptions

MinimuApplicatAmountApplicabfor RepuUnits / SOut Load Str

of the e

C

Category Cment ve

TtiF

Tment

T

DIo

I

Ins3cD

m tion t

M

ble NAV urchase of Switch

NIob

ructure EStbbd EN/S

Canara Robeco

Close Ended CaTo seek capitalhe maturity onstruments. H

Fund does not The scheme wiThe Scheme wi Regular pla Direct plan:

Default Optionn case of valid

option for Grow

n case of valid

Scenario Bt

1 N

2 N

3 N

4 M

5 D

6 D

7 M

8 M

n cases of wro

shall be proces30 calendar dacorrect code is Direct Plan from

Minimum amo

No redemptionnvestors wishi

of India Ltd (NSby the TrusteesEntry Load - NilSEBI vide its Cirthere shall be nby the investor,by the investor,distributor. Exit Load/ SwitNo Exit Load is a/ Mutual Fund Scheme are list

SUMM

o Capital Protec

apital Protectiol protection by

of the scheme aowever, there

assure or guarll have the tenll offer two plan: Growth, D Growth, Divid

n: applications re

wth Option and

applications re

Broker Code methe investor

Not mentioned

Not mentioned

Not mentioned

Mentioned

Direct

Direct

Mentioned

Mentioned

ong/ invalid/ inssed under Regays of the rece not received

m the date of a

unt: Rs. 5,000

n/repurchase ong to exit maySE) or any of ts. .

rcular No. SEBI no Entry Load f, if any, shall b, based on the

ch-over load : applicable duri before maturitted on NSE Inv

4 | P a g e

MARY OF THE S

ction Oriented

on Oriented schy investing in h and seeking cae is no assuranrantee any retuure of 1140 da

ans Regular anividend (Payouend (Payout)

eceived withoud processed ac

eceived the de

entioned by

d

d

d

ncomplete ARNgular Plan. Theeipt of the ap

within 30 caleapplication with

0.00 and multi

of units shall bey do so, only inhe stock excha

/ IMD / CIR Nofor all mutual fe paid to the d investor’s asse

Nil ing the term ofty of the Schemestors wishing

CHEME

Fund- Series 8

heme high quality fixapital appreciance that the oburns. ys including thd Direct. Unde

ut)

ut indicating acordingly.

efault plan will

Plan mentioneinvestor

Not mentioned

Direct

Regular

Direct

Not Mentioned

Regular

Regular

Not Mentioned

N codes mentioe AMC shall conpplication formendar days, thhout any exit lo

iples of Rs.10.0

e allowed prion demat modeange(s) where

o. 4 / 168230 /fund schemes. distributor (AMFessment of var

f the Scheme sime, being a clo to exit may do

8

xed income setion by investibjective of the

he date or alloter each plan th

ny choice of op

be captured b

ed by the

d

d

d

oned on the apntact and obta

m from the inve AMC shall re

oad.

00 thereafter d

r to the matur, by selling thr the scheme w

/ 09 dated Jun The upfront coFI registered dirious factors in

ince no redempose ended Scheo so through th

curities maturng in equity an

e Fund will be

tment. ere are two op

ptions, it will b

ased on below

Default Plan tcaptured

Direct Plan

Direct Plan

Direct Plan

Direct Plan

Direct Plan

Direct Plan

Regular Plan

Regular Plan

pplication formain the correct vestor/ distribueprocess the tr

during New Fu

rity of this closerough Nationa

will be listed as

ne 30, 2009 haommission on iistributor / ARNcluding service

ption is permiteme. However,he Stock Excha

ring on or befond equity relat realized and t

ptions

e considered a

w table

to be

m, the applicati ARN code with

utor. In case, transaction und

nd Offer.

e ended scheml Stock Exchan

s may be decid

as stipulated th investment maN Holder) direce rendered by t

tted with the AMr, the Units of tange route as p

ore ted the

as

ion hin the der

me. nge ded

hat ade ctly the

MC the per

Page 5: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Bench M

NFO PricLiquidity

Rating

NAV DisPortfoliodisclosu

ApplicatSupportBlocked(ASBA)

TransactCharges(For LumPurchas

r

Mark C AHcprI

ce Fy T

PNbdmahi Nwfatp

Trc

sclosure/ o

ure

NTfDtdwAdcp PAft Apo

tions ted By Amount

IAtp Fo

tion s mpsum ses

Trtt

rules specified b

CRISIL MIP Blen As approved bHowever, The conditions, a dperformance orenders it an inndex for the Sc

Face Value of RThe Scheme bProtection OriNSE/LIST/2359be traded on Ndeemed appromean and incladmitted with have a demat n electronic fo

No redemptionwishing to exit or allotment

account(s) canhe stock exch

proceeds shall The proposed prating agency, capital protectiNAV disclosureThe AMC will carom the date

Day. NAV of thwo daily new

displayed on thwebsite of AssoAMC (www.candelay would bcommencemenpress release p Portfolio DiscloAs presently reqriendly and doenth day of th

As per the cupublished by thof each half yeanvestors may

ASBA form andhe account as

procedure spec For complete don our websiteThe AMC shall received from fhrough the diype) as under:

by the Stock Ex

nded Fund Inde

by the Board o Trustees reseifferent index a

or if the indicaneffective base cheme would b

Rs. 10.00 per ubeing offered tented scheme

95 dated 23rd ANSE. The units

opriate by the lude BSE and/ NSDL and CDS account prior trm as per the I

n/repurchase o may do so by

of units in el dematerializeange. The sch

be paid out wi portfolio struct from the viewon. The rating

e alculate and di of allotment. e scheme will

wspapers on dahe website of tociation of Munararobeco.coe explained tont of business roviding reaso

osure: quired by the S

ownloadable foe succeeding m

rrent SEBI Rehe Mutual Funar (i.e. March 3 apply throughd submitting ths per the authcified therein.

details on ASBA www.canarar

deduct the Tra first time mutuistributor/agen:

5 | P a g e

xchange(s).

ex

of Trustees, thrve the right t

appears to be ted benchmar for performan

be actuated onnit

through this Se. In-principle April, 2015 for s may also be Trustees, acco/or such otherSL. Applicant w to making the ISIN allotted by

of units shall b selling their uectronic form

e their holdingheme shall be thin 10 busine

ture has been rw point of asse

would be revi

isclose the first Thereafter, th be calculated aily basis in a

the AMC www.utual Funds in m) by 9.00 po AMFI by the hours on the

ons and explain

SEBI Regulatioormat on the wmonth.

egulations, a d as an advert

31 & Septembe the ASBA pro

he same to thehority contain

A process referobeco.com. ansaction Charual fund investont (who have

he above ment to change the providing a mrk ceases to exnce comparisonnly post approv

Scheme Inform approval has listing the uni listed on BSE ordingly then rr Stock Exchanwho wishes to e application. Ty NSDL and CD

be allowed prnits through st or where the

gs and then ex fully redeemess days.

rated ‘[CARE]Assing the degrewed on a qua

t NAV(s) of thehe NAV will be up to four decaccordance witcanararobeco

India – AMFI (.m. every day

e next busines following day

ning when the

ns, the portfol website of AMC

complete stattisement in a ner 30) or mailecess during th

eir respective bed in ASBA fo

r Statement of

rges on purchaors and investo opted to rece

tioned Benchme benchmark ore appropriatxist or undergn and analysisval from Board

mation Docums been obtaints on the exch and/or other

reference herenge(s). The un apply for allo

The Units woulDSL.

ior to the mattock exchangee units are noxit the schemeed on the date

AAAmfs(SO)’ byree of certaintyarterly basis.

e scheme not lae calculated ancimal places anth the SEBI R.com. The AMC

(www.amfiindi. In case of an

ss day. If the Ny due to any r Fund would be

io of the schemC (www.canara

tement of the newspaper wited to the Unit e NFO period

banks, which inorm, and und

Additional Inf

ase / subscriptor other than five the transa

mark is selecte if due to a chte basis for com

goes a substan. Any change in

d of Trustees.

ment is a Closned from NS

hange Units in r stock exchanein to NSE shanits of the sch

otment in electld be available

turity of the scs. Unit Holdersot credited to

e by selling thee of maturity

y CARE, a SEBI y for achieving

ater than 5 (fivnd disclosed fond shall be pub

Regulations. NAC shall update a.com) and thny delay, the

NAVs are not reason, the Fue able to publi

mes shall be avarobeco.com)

e Scheme porthin one mont holders. of the Schemen turn will blocertake other t

ormation (SAI)

tion of Rs. 10,0 first time mutuaction charges

ed for the Funhange in markmparison of funtial change thn the Benchma

se Ended CapiE vide its lett demat form cge(s) as may

all be deemed heme have betronic form mue for trading o

cheme. Investos who do not o

o the beneficiaeir units throu and redempti

registered creg the objective

ve) Business daor every Busineblished in atleaAVs will also the NAVs on t

he website of t reasons for su available befound shall issuesh the NAVs.

vailable in a us on or before t

rtfolio would th from the clo

e by filling in tck the amount

tasks as per t

) made availab

000/- and aboual fund investo for this Schem

nd. ket nd

hat ark

tal ter

can be to

een ust nly

ors opt ary gh on

dit of

ays ess ast

be the the uch ore e a

er- the

be ose

the t in the

ble

ove ors me

Page 6: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

receiveddistributagent dNFO)

Maturity

Demate

d through tor/ uring

FTssITsaT

y TBtUFr

erialization TosrCbd It(cel/mRn Tream

First Time MutuTransaction chasubscription amsubscription amnvestor other

Transaction chsubscription amamount shall bTransaction cha

Purcha Transa

etc. No tran

Fund (i Transa

The Units of thBusiness Day, the maturity da

Unit Holders, reFor the Units hredemption amThe Unit holdeopting to holdsection of the required to haCDSL) and willbeneficiary accduring the NFO n case the unihe details do non-demat) fo

converted intoelectronic (deminked to their

/Rematerializemode into elecRequest Form names in the a The allotment requirements aelectronic (demand the Securitmay be amend

ual Fund Invesarge of Rs 150

mount and pamount shall be than First Timearge of Rs.100

mount and paidbe invested. arges shall not

ases /subscriptction other tha

nsaction chargi.e. not througctions carried e Scheme sha

the immediateate, all Units uedeemed at th

held in electromount will be prs are given an the units in d application fo

ave a beneficial be required count number O.

t holders do n not match witorm. Such inveo demat formmat) form will Demat accound form at a latctronic (demat to their Depoccount statem

of units in das laid by the mat) form will ties and Excha

ded from time t

6 | P a g e

stor: 0/- for subscripid to the distr invested. e Mutual Fund0/- per subscrid to the distrib

t be deducted ions for an aman purchases/

ges will be dedh any distribut

out through thll be fully redeely succeedingnder the Schem

he Applicable Nonic form, thepaid to the Unitn Option to ho demat form morm. The Unitary account w to indicate in of the applica

not provide theth the records

estors will not b. Unitholders receive paymnt. In case, theter date, the ret) form or vice

ository Participent is the sam

demat form s Depositories ( be transferab

ange Board of to time.

ption of Rs. 10ibutor/agent o

d Investor: iption of Rs 10

butor/agent of

for : mount less than

subscriptions

ucted for any ptor/agent). he stock exchaneemed at the e Business Day me will be com

NAV of that daye Units will bet Holders withild the units in

must provide tt holder intenith a Deposito the applicationt held with th

eir Demat Accos as per Depos

be able to trad who have opent of redempe Unitholder dequest for cone-versa shouldpant(s). Investe as that in the

hall be subjec(NSDL/CDSL) frle in accordan

India (Deposit

0,000 and aboof the first tim

0,000 and abof the investor. T

n Rs. 10,000/-; relating to new

purchase/subs

nge mode. end of its tenur will be consid

mpulsorily, andy. e extinguishedin 10 business Dematerializetheir Demat Anding to hold ory Participanton the DP's nhe DP at the t

ount details orsitory(ies), unie in the stock e

pted to hold ption / dividendesires to holdversion of unit

d be submittedors should ene demat accou

ct in terms ofrom time to ti

nce with provistories and Part

ove will be deme investor. Th

ove will be de The balance of

; w inflows such

scription made

re. If the matudered as the md without any f

d with the Dep days from the ed (‘Demat’) foccount details

the units in Dt (DP) (registename, DP ID Nime of subscri

r provide incomts shall be all

exchange till t and thereby nd proceeds ind the Units in ats held in physd alongwith a nsure that theunt.

f the guidelinime. Further, tsions of Deposticipants) Regu

educted from te balance of t

educted from tf the subscripti

as Switch/ STP

directly with t

urity date is nomaturity date. O further act by t

pository and t maturity dateorm. Unit holde in the specifiDemat form ared with NSD

Number and tbing to the un

mplete details otted in physiheir holdings a

allotted units nto bank accou a Dematerializ

ical (non-dem Demat / Rem combination

nes / procedu the units heldsitories Act, 19ulations, 1996

the the

the on

P/,

the

t a On the

the . ers ied are L / the nits

or cal

are in unt zed at)

mat of

ral in 96 as

Page 7: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

A. RISK FA Standard I. MutuII. Mutu

that III. Inves

defaIV. As th

invesV. The pVI. Cana

manVII. Cana

the oRobe

VIII. The p

Scheme s

I. RisksInterinstruexistthe pthe sRe - on thBasisto exportfSprebencThe bencLiquiliquidilliquCreddefadefanoteamoand aLiquitheirdivesbefoSettlfund

II. Risks•

ACTORS

Risk Factors:

ual Fund Investual Funds and the objectives stment in Mutuult risk includinhe price / valustment in the S past performanara Robeco Caner indicate ei

ara Bank and R operation of theco Mutual Fun present schem

specific Risk Fa

s associated wrest - Rate Risuments and ding fixed incom

prices depends security is being investment Rihe coupon pays Risk: The undxist and thus mfolio. ad Risk: In a

chmark rate. In yield of the uchmark might iidity Risk: Thedity premium

uid, leading to it Risk: This isulting on coupult, the price od here that a unt of credit ri

a bond rated hidity Risk on ar holdings of stment. The unre the divestmement Risk: F house to swift

s associated wEquity and eqof investmentSettlement peto make inteninvestment op

tments are sub securities inve of the Schemeual Fund units ng the possibleue / interest ra Scheme may gnce of the Spopital Protectiother the qualit

Robeco Groep Nhe Scheme beynd. e is not a guar

ctors:

with investmentsk: Fixed incomerivatives run

me securities fas upon the coug traded. sk: Investmenment or matu

derlying benchmay not be ab

floating rate n the life of thenderlying ben

increase leadin liquidity of a

attached to th loss in value ofs the risk assopon payments

of a security m Government Sisk than Goverhigher by a paraccount of unl unlisted securnlisted securityent date can le

Fixed income stly execute trad

with investmentuity related sets made in t

eriods may be ded securities

pportunities. S

I.

bject to marketestments are sue will be achiev involves inves

e loss of principates of the seo up or down. nsors/AMC/M

on Oriented Futy of the Schem N. V., being thyond the initia

ranteed or assu

ts in Fixed Income securities s price - risk orall and when iupon and mat

ts in fixed incority dates may mark of a floatle to capture t

security the ce security this schmark might

ng to loss in va bond may cha

he price of the f the portfolio.

ociated with ths or in paying may change wSecurity is a sonment securitirticular rating aisted securitierities may be y can go down ead to losses insecurities run tding strategies

ts in equities acurities are vohe Scheme m extended sign purchases, duimilarly, the in

7 | P a g e

INTRODUCTIO

t risks, read allubject to markved. stment risks supal. curities in wh utual Fund doend- Series 8 is

me, its future pe Sponsors, ar

al contribution

ured return sch

ome Securitiessuch as governr interest - rat

nterest rates durity of the se

ome securities differ from theting rate secur

the exact inter

coupon is exppread may mo

t not change, lue of the secuange, depend bond. At the t. he issuer of a back the prinith expected c

overeign securiies. Within cor

agency is saferes: The liquidit affected if th in value beforn the portfolio

the risk of setts which can lea

and equity relalatile and pron

may be restricificantly by un

ue to settlemennability to sell

ON

scheme relateket risks and th

uch as trading v

ich the Schem

es not guarants only the namprospects or ret

e not responsi of Rs. 10 Lacs

heme.

s nment bonds, e risk. Genera

drop, such pricecurity. It also d

carry re - invee original couprity or a swap mrest rate move

pressed in termove adversely l but the spreaurity. ing on market

time of selling

debenture / ncipal amountchanges in theity and is the sporate bonds than a bond rty and valuatiohey have to bre the divestme. tlement which ad to adverse m

ated instrumenne to price fluccted by tradinforeseen circu

nt problems, c securities held

ed documents here can be no

volumes, settle

me invests fluct

tee future perfome of the Scheturns. ble or liable fo

s made toward

corporate bonally, when intees increase. Th

depends upon

stment risk as pon of the bond might become ements, leadin

ms of a sprea eading to loss ad of the secu

t conditions le the security, t

bond or a mot on maturity. e credit rating safest. Corpora also there are rated lower by on of the Schebe sold prior ent date and s

can adversely movements in

nts ctuations on a ng volumes amstances. Theould cause the

d in the Schem

carefully. assurance or

ement risk, liq

tuate, the valu

ormance of thme and does

or any loss resuds setting up t

nds, and monerest rates risehe extent of fan the yield leve

interest rates d. less active or

ng to loss of va

ad or mark up in value of therity over the u

ading to chan the security ca

oney market i Even when th of the issuer. ate bonds carr different level the same ratineme investmen to their targeselling of these

y affect the ab NAV.

daily basis. Thand settlemene inability of the Scheme to m

me portfolio wo

guarantee

uidity risk,

ue of your

e Scheme. not in any

ulting from he Canara

ey market , prices of ll or rise in

el at which

prevailing

may cease alue of the

p over the e portfolio. underlying

ges in the an become

nstrument here is no It is to be ry a higher ls of safety ng agency. nts due to et date of e securities

ility of the

he liquidity t periods.

he Scheme miss certain

ould result

Page 8: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

III. RisksAs anDerivfromundeto mthe aby ththe tvaluaindicThushavelosseoppounceFundThe rinvesTrada. Anb. Anc. Effsecu

IV. RisksThe sorienany binvesreinvCAREthe vtenuby thaccuthe rratinwithdratedThe objec

V. Risks

at times, in poheld in the Sccurrency exchaor other devesectors. Investments inthe equity SchSecurities whiliquidity risk ininvestors, inclyields within tliquidity and vthey have to b

s associated wnd when the Scvative product

m those associaerlying instrum

monitor the tran ability to forecahe portfolio as terms of the dation of derivaces. , derivatives a

e a large impaes to the investortunities. Ideertainty and ded Manager will risk associatedsting directly ining in derivativ

n exposure to dn exposure to dficiency of a derities.

s associated w scheme offerentation toward bank guarantestors can be imvestment risk. E’s rating is no

volatility of netre of the sche

he issuer or oracy, adequacy

results obtaineg and may odrawn as a resd by CARE have portfolio of thctive of the Sch

s associated wAlthough UnitExchange(s), tTrading in Unreasons that i

otential lossesheme portfolioange rates, chlopments whic

n equity and eqemes unless thch are not quo

n comparison wuding put opt

the regulatoryvaluation of thebe sold prior to

with investmentcheme trades s are specializ

ated with stockment but also o

nsactions enteast price or int a result of thederivatives conatives and the

re highly leveract on their vator. Execution ntification andecision of Fund be able to ide

d with the use n securities andves has the foll derivatives in e derivatives canerivative mark

with Capital Prod is “oriented

ds protection oee, insurance cmpacted by in

ot a recomment asset value (me any time bbtained by CAy or completen

ed from the uson occasion result of changese paid a rating he Scheme woheme.

with Market Trats of the Schem there can be nonits of the Sch in view of Exc

to the Schemo. Also, the vaanges in law /ch may have a

quity related shey can afford oted on the st

with securities tions. The AMCy limit. This me Scheme inve the target dat

ts in derivative in the derivativzed instrumenks and bonds. of the derivativered into, the aterest rate move failure of anontract. Other ri inability of d

raged instrumelue. Derivative

of such strategd execution od Manager mntify or execut

of derivatives d other traditiolowing risks: excess of the hen also limit the ket depends on

otection and Ra towards prote

of the capital oover etc. The a

nterest rate mo

ndation to buy,(NAV) of the scbefore maturityARE from sourness of any infse of such infoely on unauds in or unavaila fee.

ould be review

ading me as mentiono assurance th

heme on the Echange Author

8 | P a g e

me, should theralue of the Sch/ policies of thean adverse bea

ecurities involv to take the ristock exchange that are listedC may choose

may however istments due tote of disinvestm

es ves market, thts that require

The use of a dve itself. Deriva ability to assesvements corre

other party (usuisk in using deerivatives to c

ents. Even a smes can providegies depends uof the strategay not alwayste such strateg is different froonal investmen

edging require profits from a n the developm

atings ection of capitaoriginates from ability of the poovements in t

, sell or hold acheme or the y. The ratings ces it consideformation and

ormation. CAREited informatiability of such

wed on a quar

ned in this Schhat an active seExchange(s) mrities or SEBI, t

re be a subseqheme investmee government,aring on indivi

ve a degree ofk of losing thes are inherent

d on the excha to invest in u

increase the ro its holdings oment.

ere are risk face investment

derivative requatives require tss the risk thatctly. There is aually referred aerivatives inclucorrelate perfe

mall price move disproportionupon the abilityies to be pu be profitableies. m or possibly

nts.

ements can lea genuine invesment of a liqu

al” and “not gm the portfolio

ortfolio to meehe market, cr

a fund or schem level of NAV c are based on rs reliable. CA is not responsE does not perion. The ratin information, o

rterly basis rat

heme Informatecondary markmay be halted trading in Uni

quent decline ients may be af, taxation lawsidual Securitie

f risk and invesir investment. tly illiquid in nanges or offer ounlisted securitrisk of the por of unlisted secu

ctors that inves techniques anuires an under the maintenan a derivative a

a possibility tha as the "counteude the risk ofctly with unde

ement in the unate gains as wy of the Fund Mrsued by the . No assuranc

greater than, t

ad to losses. stment transacuid and efficien

guaranteed wit structure of thet capital proteedit defaults b

me. These raticompared to th current inform

ARE does not, sible for any erform an audit

ngs may be c or based on ot

ting agency, C

tion Documentket will develop because of mits of the Sche

n the value offfected by intes and political,s, a specific se

stors should no ature and carr

other exit optities that offerrtfolio. Additiourities may be

stors should unnd risk analysisstanding not o

nce of adequatadds to the poat loss may beer party") to cof mispricing orerlying assets,

underlying sec well as disprop Manager to ide Fund Manage can be give

the risks assoc

tion. nt market for u

th returns”. Fuhe scheme andection on matuby bonds, exp

ngs do not comhe face value d

mation furnishe however guarrrors or omisst in connection

changed, suspther circumstan

CARE, in the lig

t are to be listp or be maintamarket conditieme is not ad

f securities erest rates, economic

ector or all

ot invest in

ry a larger ons to the attractive

onally, the affected if

nderstand. s different only of the te controls rtfolio and

e sustained omply with r improper rates and

urity could portionate entify such er involve n that the

ciated with

underlying

urther, the d not from urity to the enses and

mment on during the ed to CARE rantee the ions or for n with any ended, or nces. Fund

ght of the

ted on the ined. ons or for visable. In

Page 9: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

VI. Risk The tmutuand/procecontroper

VII. Risk aInvesmeet

VIII. Risk

A cloInvesmodappltradeto m Althocouldimpa

B. REQUIR

The Scorputhe twounfromallotrejecsuch Offer

addition, tradand pursuant Exchange necunchanged. Any changes discount to NAThe Units of tchanges in theThe trading prmarket supplyThe Units will respect to theUnits by the Mto be receivedAs the Units anot provide fo

factors associa trading mechaual fund units /or BSE or any essing viz. collrol. Moreover,rating guideline

associated withstments in mot interest and pMoney marketrates, the geninstruments. The NAV of thewill be affectedportfolio of mo

factors associa

ose ended Schestors who wishe, if they havication form. Fed may be at aaturity may no

ough the securd get impacteact at maturity

REMENT OF M

Scheme shall hus of the schem

time of allotmend up in accor

m SEBI. In casement, the app

cted and the a exposure over.

ing in Units of to Exchange aessary to main

in trading regAV. he Scheme mae market valuerices of Units o

y and demand f be issued in

e number of UMutual Fund on

from depositollotted under r redemption /

ated with procanism introduc in both Physi other recognilection of app, transactions es and directiv

h investment iney market inprincipal paymt instruments

neral level of m

e Units, to thed by changes ioney market in

ated with Close

eme endeavorh to exit/redeeve opted to h

For the units li a discount to tot get the desir

rities in the pod on account while liquidat

INIMUM INVES

have a minimume. These conent. In case ofdance with Re

e of non-fulfillplication to thellotment woulr 25% limits w

f the Scheme isand SEBI ‘circuntain the listin

gulations by th

ay trade abovee of Plan’s hold of the Scheme for the Units o demat form tUnits available n the maturityory(ies) on whi Scheme of the / repurchase o

cessing of transced by the stoccal and Demased stock exchlication form, conducted thves issued by re

n Money Markstruments wou

ments. may also be smarket liquidity

extent that th n the level of instruments can

e Ended Schem

rs to achieve tem before the

hold Units in sted on the exhe NAV of suchred returns.

ortfolio will hav of company/sing the portfol

STORS IN THE S

um of 20 invesnditions will bef non-fulfillmengulation 39 (2ment with the

e extent of expld be effective

will lead to refu

9 | P a g e

s subject to trait filter’ rules.

ng of Units of

he Exchange(s

e or below thedings. e will fluctuate of the Scheme. hrough depos to the credit

y date / final rech the Mutual

e Scheme will of Units prior to

saction througck exchange(s)at Form. The ahange(s), on a order processrough the sto

espective recog

ket Instrumentuld involve a m

ubject to pricey and market

he corpus of th nterest rates. Wn be expected t

mes:

he desired rete scheduled ma a demat formxchange, it is ph Units. Hence

ve high markesector/generalio.

SCHEME

tors and no sine complied withnt with the con2) (c) of SEBI (Me condition ofposure in exce only to the ex

und within 5 b

ading halts cau There can be n the Scheme w

s) or SEBI ma

eir NAV. The N

in accordance itories. The re

of Unit holderedemption dat Fund has no c

be listed on tho maturity / fin

gh Stock Excha is configured

allotment and/any Business D

ing / settlemeock exchange gnized stock ex

ts moderate cred

e volatility due perception of

he Scheme is in When interest to decline.

urns only at thaturity date m

m, by mentionpossible that the, Unit Holders

et liquidity, thel market relate

ngle investor sh immediatelyndition of minMF) Regulationf 25% holding

ess of the stipuxtent of 25% ousiness days o

used by extrao no assurance twill continue to

y inter-alia re

NAV of the Sch

e with changes

cords of the dr. Settlement ote will dependcontrol. he Exchange(snal redemption

nge Mechanis to accept and /or redemptioay will dependent, etc. upon

mechanism shxchange(s).

it risk i.e. risk o

to factors suc creditworthine

nvested in mon rates in the m

he scheduled mmay do so throning their demhe market pric who sell their

ere is a possibied events and

hall account foy after the closeimum 20 invens automaticalg by a single ulated 25% lim of the corpus of the date of c

ordinary marke that the requiro be met or w

sult in wider

heme will fluct

s in their NAV

depository are of trades, repu

upon the con

), the Mutual n date of the Sc

sm process transa

on of Units thrd upon the mo which the Fu

hall be govern

of an issuer’s i

ch as changes ess of the issu

ney market insmarket rise, the

maturity of theugh the stock

mat details once at which ther Units in a Sch

lity that marked there could

or more than 2e of the NFO itstors, the serielly without any

investor on thmit would be li collected. Con closure of the

et volatility rements of will remain

premium/

tuate with

as well as

final with urchase of firmations

Fund shall cheme.

actions for rough NSE odalities of nd has no

ned by the

inability to

in interest uer of such

struments, value of a

e Scheme. exchange

n the NFO e units are heme prior

et liquidity be a price

25% of the tself i.e. at es shall be y reference he date of able to be sequently, New Fund

Page 10: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

C. SPECIA

• Procarefinaprofred

• NeitregInfoaccoAddlega

• TheinfoInfothisincothe

• Redtax suc

• Theconpro

• Theas agiveprashoinveof aeac

• Theaffeand

• If a unitrep

• Thefolio

• TheHonAM201

ConmeandactiReganyeacactiMutacco

AL CONSIDERAT

spective investefully in its enancial, investmfessional adviseeming Units, ther this Scheistered in any

ormation in ceordingly, pers

ditional Informal compliance

e AMC, Trusteeormation or toormation Docus offering. Proorporated in th AMC as having

demption due t consequencesh tax conseque

e Trustee, AMCnsequences thavided in ‘State

e tax benefits d available undeen is included ctice currently

ould be awareestment, therean investment ch Unit holder ie NAV of the secting capital md transfer proce Unit holder ints by the Unit urchase may ime AMC and/ oro(s) and transa

a) RTA, Bandispatching

b) Distributorc) Any other

of the Unite AMC is the sungkong for IndC is also the Po

13 granted by Sntrols and safentioned above

d the said businvities and the

gulation 24(b) y activity whichch scheme of vists, and the tual Fund; andount of the inv

TIONS

tors should stuntirety and sh

ment or any osors to determ before making

eme Informati jurisdiction. Thrtain jurisdictio

sons who commation are requ

requirements. or the Mutua

o make any rement or the St

ospective Invehe Scheme Infg been author to change in ths. The Trustee, ences that mayC, Mutual Funat may arise, ement of Addit described in ther the present only for gene in force in Ind that the rele

e can be no gu in the Schem

is advised to cocheme may b

market in partedures.

nvests in the sc Holder may hampact the abil its Registrars action details t

nks and/or aug etc., of the Urs or sub-broke organizations tholders for comub-Investment ian Securities ortfolio Manag

SEBI. eguards prescrie are being adhness activities Mutual Fund of the SEBI (M

h is in conflict w the Mutual Fu key investmend (c) ensuringvestor under Po

udy this Schemhould not conother matters mine possible g a decision toon Document

he distribution ons may be re

me into posseuired to inform l Fund have nopresentations,tatement of Ad

estors are advformation Docized by the Muhe fundament AMC, Mutual y arise due to snd, their direc

in the event tional Informat

his Scheme Inf taxation laws ral purpose andia as on the

evant fiscal ruarantee that te will endure onsult his / here affected by icular, level of

chemes and acave an adversity of other Un

& Transfer Age there under wiuthorized exteUnitholder’s invers through wh for compliancemplying with a Manager in re pursuant to Noger pursuant to

ibed under thehered to and th of AMC. The A will be adequMutual Funds) with the activitund, will not nt team of the that there is ortfolio Manag

10 | P a g e

e Information strue the con

and are advis legal, tax, fin invest / redee, Statement o of this Schemstricted or tota

ession of this m themselves a

ot authorized a, either oral ordditional Informvised not to cument or Statutual Fund, theal attributes of Fund, their dir

such Redemptctors or their hat the Schemtion (‘SAI’)’. ormation Docu and are availand is based on date of this Scles or their inhe tax position

indefinitely. Inr own professio the changes inf interest rates

cquire a substae impact on th

nit holders to reent (RTA) reserth the followin

ernal third pavestment in thehom the applice with any legaanti-money lauespect of Can bo Objection isso Certificate of

e Regulation fohere is no confMC will ensureuately address Regulations,1ties of the mu

play any role e other busine no interest tragement Service

Document antents hereof

sed to consultancial or othe

em / hold Unitsof Additional Ie Information ally prohibited Scheme Info

about and to

any person to ir written, othemation or as prely upon anytement of Add

e AMC or the Trf the Scheme orectors or theiions. employees sh

me is wound u

ument and Staable subject to

n advise receivcheme Inform

nterpretation mn or the propo

n view of the inonal tax advison the general s, various mark

antial portion ohe units of theepurchase theirve the right tong third partiesrties who aree Scheme;

cations are receal or regulator

undering requir bank (Offshoreued by SEBI vid Registration IN

or managing tflict of interest e that any potesed by (a) com1996 which retual fund; (b)

in the day-toss activities is ansfer of assees.

d Statement o as advise relat their legal, ter consideratios. nformation no Document or

d due to registrrmation Docu

observe any su

issue any adveer than that corovided by they informationditional Informrustee.

or due to any or employees sh

hall not be liaup for the reas

atement of Ado relevant coned by the AMCation Docume

may change. Aosed tax positiondividual natuor. market conditket related fac

of the scheme e schemes, becr units.

o disclose/shars: e involved in

eived for the Scry requirementrements. e) Fund. The Ade its letter datNP000003740

the other busin in managing tential conflicts

mpliance with quire that the ensuring that day operation not involved wts between th

of Additional Inating to legal,tax, financial ons of subscrib

or the Units h Statement of ration requiremument or Statuch restriction

ertisement or tontained in the AMC in conne or represent

mation or as pr

other reasons mhall not be liab

able for any osons and in th

ditional Informditions. The inC regarding thent and the Un As is the caseon prevailing aure of tax cons

tions, factors actors, settleme

units. The repcause the timin

re Unit holder’s

transaction p

cheme; ts or to verify th

AMC sub-adviseted 29th June,0 dated 06th Se

ness activities the Schemes o between othe

the requiremee AMC cannot the fund man

ns of the othe with the activit

e Mutual Fun

nformation , taxation, and other bing to or

have been Additional ments and tement of s and / or

to give any is Scheme

ection with tation not rovided by

may entail ble for any

of the tax he manner

mation are nformation he law and nit holders e with any at the time sequences,

and forces ent periods

urchase of ng of such

s details of

processing,

he identity

es Robeco, , 2011. The eptember,

of AMC as of the Fund er business ents under undertake nager(s) of r business ties of the d and any

Page 11: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

• Redtax suc

• Purdiligto pto rapp

KnowlaundidentAMCafterfulfilsuspany a

Furthand Awho regisAMF

demption due t consequencesh tax consequesuant to the gence, the AM

provide require report such suplication(s) / re

w Your Custodering. The Trtity. It may re-v shall have ab

r due diligencel the requiremicious in natur

application and

her, please noAMFI Best Prac is new to thester his/her KYI/CERSAI.

to change in ths. The Trustee, ences that may provisions of C believes that

ed documentatuspicious transedemptions / a

mer (“KYC”):rustees / AMCverify identity a

bsolute discretie, the Investor ments of the ‘re as regards md / or effect a m

te that as perctices Guideline KRA system YC by filing up

he fundament AMC, Mutual y arise due to s Prevention oft any transactition, informatactions to FIU

allotment of un

The need toC may seek inf and obtain anyon to reject a

/ Unit holder /‘Know Your Cu

money launde mandatory Re

r the provisiones Circular No.

and whose KYp the new CKY

11 | P a g e

al attributes of Fund, their dir

such Redemptf Money Launon is suspiciouion, etc. by the - IND and / o

nits.

o ‘Know Yourformation or oy missing or adny application

/ a person maustomer’ or thring. In this bedemption of U

s mentioned u. 68, with effecYC is not regisYC forms (for

f the Scheme orectors or theiions.

ndering Act orus in nature ase unit holder t

or to freeze th

r Customer’ isobtain and retdditional inform, or prevent fuking the paymhe Trustees / ehalf the Trust

Units allotted to

under the SEBct from 1st Feb

stered or verifi both individua

or due to any or employees sh

r rules made s regards mone

the AMC shall he folios of th

s vital for thetain documentmation for thisurther transact

ment on behalf AMC believestees / AMC reso the Unit hold

I circular dateruary, 2017, evied by the KRAal and non-ind

other reasons mhall not be liab

thereunder if ey laundering, have absolute e investor(s),

e prevention tation used to

s purpose. The tions by a Unit of the Investo

s that the transerves the righ

der.

d 10th Novemvery prospectivA system, is redividual) as pr

may entail ble for any

after due on failure discretion reject any

of money o establish Trustees / t holder, if

or does not nsaction is ht to reject

mber, 2016 ve investor equired to rovided by

Page 12: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

D. DEFINI In this Schunless the

AMC FeeAMFI Exchang

ARN Register

Applicab

Applican

Asset CompanInvestm

Allotme

Business

Canara

CBLO

Credit ra

Custodia

DepositoDeposito

Derivati

TIONS

heme Informae context othe

es Certified St

ge Brokers

Holder/AMred Distributor

ble NAV

nt

Managemny OR AMC

ment Manager

nt Date

s Day

Bank

ating agency”

an

ory ory Participant

ve

tion Documenrwise requires

Investm

tock A persowith CaBSE & N

MFI rs

Intermethe busRegistraThe NAVreceived

“ApplicaCapital Docume

ment OR

Canara provisioBoard oRobeco The date8 are amade p

A day no(1) A Sat(2) A da(3) A da(4) A d

Exchopen

(5) A daperio

(6) A dband

Providedare locaBusinesHoweveredempBusinesNotwithBusinesbranch oCanara Companregister

Collaterapproveinstrumto ninet

A creditSEBI (CrThe cust

Deposit

t 'Depositsection Derivatisecured

nt, the followin:

ment managem

n who is registnara Robeco

NSE as Participaediary registeresiness of selliation Number (V calculated f

d by the Investm

ant” means a Protection Orient. Robeco Asset

ons of the Comof India to act a Mutual Fund. e on which thellotted to the ursuant to the

ot being: turday or Sund

ay on which Baay on which theday on which ange of India

n; or ay on which Puod is announceay on which

dhs, strikes or sd that the daysated, are closs Days at suc

er, if the branction and switcs Day for the S

hstanding the s Day and to

offices. Bank, a bodnies (Acquisitied office at 112

ralized Borrowed by RBI (deveent issued in a

ty days. t rating agencyredit Rating Agtodian to Cana

ory as defined

tory Participan 12 of the Securve includes (i) or unsecured,

12 | P a g e

ng words and e

ment fee charge

tered with AM Asset Manageant. ed with Associang and distri

(ARN) allotted for the Businement Manage

person who iented Fund- S

Managementmpanies Act,

as the Asset M e units of Cana successful app New Fund Off

day; or nks in Mumbaere is no RBI cl both the Sto Limited are c

urchase and Reed by the Trust normal busine such other eves when the ba

sed due to a ch branches foch offices in such requests wi

Scheme on an o above, the AM declare any d

y corporate con and Trans

2, J. C. Road, B

wing and Lendeloped by Clea

an electronic b

y registered wencies) Regula

ara Robeco app

in the Deposit

nt' means a perities and Exch a security der, risk instrume

expressions sha

ed by the AMC

MFI as Mutual Fement Compa

ation of Mutuabution of mu by AMFI. ess Day on wr or its authori

applies for alSeries 8 in pu

t Company Ltd 1956 and ap

Management Co

ra Robeco Capplicants from tfer.

i or the Reservearing/settlem

ock Exchangesclosed, whethe

edemption of ee / AMC; or ess cannot be

ents as the AMCnks in any loca

local holiday,or the purposech locations aill be accepted

overall basis. MC reserves thday as a Busin

constituted unsfer of Unde

Bangalore, 560

ding Obligatioring Corporatio

book entry form

with Securities ations, 1999 aspointed from t

tories Act, 1996

erson registereange Board ofrived from a dent or contract

all have the m

to the Scheme

Fund Advisor any Limited an

al Funds in Indutual fund un

hich Sale andzed agents.

lotment of unrsuance of thi

d. (CRAMC) inproved by Secompany for th

pital Protectiontime to time a

ve Bank of Indiament of securitis, Mumbai aner or not the

Units is suspen e transacted dC may specify fation where th such days wes of acceptinre open on su

d at those bra he right to chaness Day or ot

nder the provirtaking) Act,

0002.

ns is a Moneon of India Ltdm for maturity

and Exchanges amended froime to time.

6 (22 of 1996)

ed as such unf India Act, Serebt instrumen for difference

meaning specifi

e.

and who has sid also registe

dia (AMFI) to cnits and havin

d Repurchase

nits of Canaras Scheme Info

ncorporated uncurities and Ee scheme(s) o

n Oriented Funand includes a

a are closed, oies; or

nd the Nation banks in Mum

nded or a book

due to storms from time to tie AMC’s branc

will be treatedng fresh subscch local holidanches, provide

ange the defintherwise at an

isions of the 1970 and ha

ey Market Inst). CBLO is a dis ranging from

e Board of Indm time to time

.

der subsectionies XVIII92. t, share, loan

es or any other

ed herein,

gned up red with

carry out ng AMFI

requests

Robeco ormation

nder the xchange f Canara

d- Series llotment

or

al Stock mbai are

k closure

, floods, me.

ch offices as non

criptions. ays, then ed it is a

nition of ny or all

Banking aving its

trument, scounted one day

ia under e.

n (1A) of

whether r form of

Page 13: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Direct P

DividendEntry Lo

Exit "RedemEquity Instrum

Fund

Fund Ma

FPI

Gilt/Gov

Interest

Investoror "ISCs

Money Instrum

MIBOR NAV

NRI

Official AcceptaPerson

Person o

Rating

RBI

RedempRegulat

Repo

Reverse

RegistraAgent

lan

d oad or Sales Lo

Load mption Load

Relaents

anager

vt. Securities

Rate Risk

r Service Centes

Marents

Points nce

of Indian Origi

ption/Repurchory Agency

e Repo

ar and Trans

securityunderlyDirect pdirectly Income

ad Load on

or Load on

ated "Equity preferenderivativCanara

Person/

Foreign 2(1)(h) o2014, asCentral 1944) aAct. Uncertafluctuat

ers" DesignaLimited time.

rket Include having Deposit,of India

Mumba

The termmeans tA Non-R

of Places, /redemThe woother as

in A citizenan Indiacitizen o1955); oclause (Rating symbolsused by(Credit RReserveamende

ase Redemp

Governmgive any

Sale of date Purchasdate.

sfer Karvy CScheme

; (ii) a contracing securities.

plan is a separa i.e. investmen distributed by

n Sale / Switch

n Redemption /

Related Instrunce shares, wves and any ot Robeco Mutua

/s managing th

Portfolio Inves of Security Excs amended fro Govt. Securitind Governmen

inty of futureions in the gen

ated Branches or such other

Commercial P an un-expired, Usance Bills a / SEBI, from ti

i Inter Bank Of

m Net Asset V the NAV per unResident Indian

as specified bption / switch rd “person” sssociation of pen of any countan passport; oof India by vir

or (c) the persa) or (b).

means an ops or in any othey the issuer of Rating Agencie Bank of Indi

ed from time toption of Units o

ment of India, y directions, in

Govt. Securitie

se of Govt. Sec

Computersharee, or any other

13 | P a g e

ct which derive ate plan for ints not routed t the Mutual Fu

in of Units.

/ Switch out of

uments" includwarrants carryther like instrumal Fund

he scheme

stor (Foreign Phange Board o

om time to timees as defined nt Securities cr

e market valneral level of in

or Offices o centres / offic

Papers, Commd maturity up and any otherime to time.

ffered Rate

Value (NAV) anit of Canara Rn or a person o

by AMC from will be acceptehall include aersons whethery other than r (b) he or eithtue of Constit

son is a spouse

inion regardiner standardizef such securities) Regulationsia, establishedo time.

of the Scheme

SEBI, RBI or anstructions or g

es with simult

curities with a

e Private Limit registrar appo

es its value fro

nvestors who p through a distrund on the Unit

f Units.

des convertibleying the rightment.

Portfolio Invest of India( Foreige. in Section 2 reated and issu

ues and of tnterest rates.

of Canara Robces as may be

mercial Bills, Tr to one year, r like instrume

appearing in tRobeco Capital of Indian origin

time to time ed on ongoing body corpora

er incorporated Bangladesh orher of his pareution of Indiae of an Indian

ng securities, d manner, assies, to complys, 1999. d under the R

as permitted u

ny other authouidelines to th

aneous agree

a simultaneous

ted (Karvy), cointed by the A

om the prices,

purchase/subscributor. ts.

e bonds and dt to obtain

or(FPI) as defign Portfolio Inv

of the Public ued by the Stat

the size futur

beco Asset M designated by

easury Bills, G Call or Noticeents as specifie

this Scheme I Protection Ori residing outsi

where applic basis.

ate, group of d or not. r Pakistan, if (ants or any of h or the Citizen citizen or pers

expressed in signed by a Crey with any req

Reserve Bank

under the SID.

rity or agency he Mutual Fund

ment to repur

s agreement t

currently actinMC from time

, or index of p

cribe units in S

ebentures, conequity shares

ned under Regvestors) Regula

Debt Act, 194te Govt. under

re income ca

Management C the AMC from

Government Se Money, Certi

ed by the Rese

nformation Doented Fund- Sede India.

cation for sub

individuals, tru

a) he at any tihis grandparennship Act, 195son referred to

the form of sedit Rating Agequirement of t

of India Act 1

entitled to issud.

rchase them a

to sell them a

ng as registra to time

prices, or

Schemes

nvertible s, equity

gulation ations

44 (18 of the said

used by

Company m time to

ecurities, ficate of rve Bank

ocument eries 8.

scription

usts and

ime held nts was a 5 (57 of o in sub-

standard ency and

the SEBI

1934, as

ue or

at a later

t a later

r to the

Page 14: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Robeco

StatemeInforma

SID

Settler SponsorStateme

Switch O

Stock Ex

SEBI

The ScheTrustees

Trust DeThe Reg

Unit Cap

Unit

Unit hol

InterpretaFor all puotherwise• The term• Pronou• All refeand a ‘laThe exprDocumen

Groep N. V.

ent of Additioation or “SAI”

rs ent of Account

Over

xchange

eme s

eed gulations

pital

lder

ation urposes of this e requires: ms defined in tns having a mrences to ‘USD

akh’ means a ‘essions not d

nt.

Robeco Weena

onal

The docRobeco SAI is leSchemeOrientedCanara The Spo

A non-trparticulaSimultaby him Robeco repurchanotherCanara applicatStock Exunder thSecuritieBoard oCanara TrusteesappointDirectorPrincipaSecuritiefrom timThe aggunits) uOne undOrientedA persoand incpartiallyCanara terms of

Scheme Inform

this Scheme Inasculine or femD’ refer to Unithundred thousefined here s

Groep N.V. ( 850, 3014 DA cument issued Mutual Fund, gally a part of

e Information d Fund- Series Bank onsors of the Mransferable staar date. neous applicat under one of Mutual Fundase/redemptior scheme (or u Robeco Mututions are madexchange meahe Securities Ces & Exchange

of India Act, 199 Robeco Capitas means Canated from time rs of such Trustal Trust Deed (Aes & Exchange

me to time. gregate face vnder Canara Rdivided share od Fund - Seriesn holding unit

cludes a persoy, from anoth Robeco Capitf this Scheme I

mation Docum

nformation docminine gender ted States Dolsand’. hall carry the

14 | P a g e

(Robeco) is es Rotterdam, Th

d by Canara R its constitutio the Scheme In Document, of 8 to applicant

Mutual Fund, naatement indica

tions by a unitf the Schemes with authorion proceeds, nder another pal Fund, whic

e. ns a Stock Exontracts (Regue Board of Ind92, as amendeal Protection Oara Bank in its to time and intee Company. Amended & Ree Board of Ind

value of the uobeco Capital

of a unit holdes 8. ts of Canara R

on who has oer scheme or tal Protection Information Do

ment, except as

cument include shall be deemllars and ‘Rs’ r

same meani

stablished in 1he Netherlandsobeco Mutual

on, and certainnformation Docffering units ots for subscripti

amely Canara ating the numb

t holder for res (or a plan uzation to the

for the purc plan of the Schch is open for

xchange whichulation) Act,195dia establisheded from time toriented Fund- S Capacity as P

nclude a Truste estated) datedia (Mutual Fun

units issued an Protection Orir in the assets

Robeco Capitalpted to switch schemes of t Oriented Funocument.

s otherwise ex

e the plural as med to include t

refer to Indian

ng, assigned

1929 having its is one of the l Fund contain

n tax, legal andcument.

of Canara Robeion.

Bank and Robeber of units he

purchase / redunder the sam Investment Mchase of fresheme of which subscription a

h is for the ti56 (42 of 1956

d under the Seo time. Series 8 Principal Trusteee Company, if

26th Septembnds) Regulatio

nd outstandingented Fund- Se of Canara Rob

l Protection Oh over his invthe Canara Rod- Series 8 in

xpressly provid

well as the sin the other. Rupees. A ‘cr

to them in th

ts Corporate O Sponsors of thning details ofd general info

eco Capital Pr

eco Groep N. Vld by the inves

demption of ume Scheme) ofManager to ah/additional

h he is a unit h at the time w

me being, rec6). ecurities and E

ee and other f incorporated

ber 2007. ons, 1996, as a

g (including freries 8. beco Capital Pr

riented Fund- vestment(s), wobeco Mutual n accordance w

ed or unless th

gular.

ore’ means ‘te

he Scheme In

Office at he Fund. f Canara rmation.

rotection

V. stor on a

nits held f Canara pply the units of older) of

when the

cognized

xchange

Trustees and the

amended

ractional

rotection

Series 8 wholly or Fund to

with the

he context

en million’

nformation

Page 15: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

E. DUE DI It is confir

a)

b)

c)

d)

e)

f)

DatePlace

LIGENCE BY TH

rmed that: The draft SchExchange Boafrom time to t All legal requiissued by the G The disclosureinvestors to m The intermediare registered The contents o The Board of T9th September

e: 15th Septeme: Mumbai

HE ASSET MANA

heme Informard of India (Muime.

rements conne Government an

es made in thmake a well info

iaries named i with SEBI and

of the SID inclu

Trustees has apr, 2016

ber, 2016

AGEMENT COM

tion Documenutual Funds) R

ected with thend any other c

he Scheme Informed decision

n the Scheme till date such r

uding figures, d

pproved the SI

15 | P a g e

MPANY

nt forwarded Regulations, 19

launching of tompetent auth

formation Docn regarding inv

e Information D registration is v

data, yields, et

D of Canara Ro

to SEBI is in 996, and the gu

the Scheme ashority in this be

cument are trvestment in the

Document and valid, as on da

c. have been c

obeco Capital P

Signature: Sd/Name: AshutoHead - ComplCanara Robec

accordance wuidelines and d

s also the guidehalf, have be

ue, fair and ae Scheme.

d Statement ofate.

hecked and ar

Protection Orie

/- osh Vaidya iance & Comp

co Asset Manag

with the Secu directives issue

elines, instructen duly compl

adequate to e

f Additional In

re factually cor

ented Fund – S

any Secretary,gement Compa

urities and ed by SEBI,

tions, etc., ied with.

enable the

nformation

rect.

Series 8 on

any Ltd.

Page 16: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

A) TYCaSc

B) WTomaHo

C) HOTh

II

E

• • •

Sukefacat adfrotheReMano

YPE OF THE SCHanara Robeco heme.

HAT IS THE INVo seek capital aturity of the owever, there c

OW WILL THE Se Asset Allocat

ndian Debt Insnstruments

Equity and equ

Gross notionand portfoliExposure byAugust 18, 2The cumulashall not exshall not exThe schemecorporate dThe schemeThe schemeThe schemescheme. Pending dethe corpus investments9/20306/07/129592/0and any oth

ubject to the Seping in view ctors. These pr all times to se

ddress any devom time to time funds availa

egulations, 199anager would

ot adversely aff

HEME Capital Prote

VESTMENT OBJ protection by scheme and se can be no assu

SCHEME ALLOCtion pattern of

Instrume

struments and

uity related inst

nal exposure bo rebalancing

y the scheme i 2010 as may bative gross expxceed 100% ofceed 20% of the does not intebt securities.

e does not intee does not intee will invest in d

ployment of th of the Schems in these de

03, SEBI/IMD/08 dated 12 Nher applicable g

EBI Regulation market condiroportions caneek to protect viations from t

me, for a short table in repos

96 and the circ endeavor thatfected.

II. INFORM

ection Oriented

JECTIVE OF THEy investing in eeking capital urance that the

CATE ITS ASSETSf the scheme u

nts

Money Marke

truments

by the Scheme shall not exce

n derivative she amended fro

posure throughf the net assethe net assets otend to invest nd to invest in nd to invest in

debt instrumen

he corpus of the in short termeposits shall /CIR No. 1/9ovember 2003

guidelines as a

ns, the asset ations, market vary dependin

the interests othe aforement term, alter thes, bank deposculars issued byt capital rema

16 | P a g e

ATION ABOUT

d Fund- Serie

E SCHEME? high quality f appreciation be investment o

S? nder normal c

Mi

et 70%

0%

in fixed incomeed 30% of thehall be in accoom time to timh equity/equitts of the schem

of the Scheme.t in securitised

Foreign Secur Credit default nts which matu

he Scheme in m deposits in

be in accord91171/07, SEB3, 16 April 20

amended or up

llocation patte opportunities,ng upon the p

of the unit holdioned allocatio

e asset compossits in accorday SEBI from timins protected o

THE SCHEME

es 8 is a Clos

fixed income by investing in bjective of the

ircumstances w

Allocationnimum Ma

% 100

30%

me derivative ine net assets of trdance with Ci

me. ty related instrme and the to d debt instrum

rities/ securitie swaps ure on or befor

terms of inves accordance wdance with SBI/IMD/CIR N07, 26 Octobe

pdated from tim

ern indicated a, applicable reerception of th

ders. The portfons interalia dsition on defenance with the

me to time. Wh on maturity an

e Ended Capi

securities mat equity and eq Scheme will b

would be as un

n aximum

0% Low

% Med

nstruments for the Scheme atircular No. Cir/

ruments, debtotal exposure t

ments and Rep

s lending and

re the date of t

stment objectiwith the guideEBI Circular No. 8/107311/er 2007 and 2me to time.

above may chaegulations andhe Fund Manafolio would be due to market sive considera

e provisions ohile making assnd ensure that

ital Protection

turing on or buity related ins

be realized.

nder:

Risk Profile

w to Medium

dium to High

r the purpose ot the time of in/IMD/DF/ 11/2

t and derivativ to option prem

po/reverse rep

short selling.

the maturity of

ve, the Fund mlines issued byNos. SEBI/IMD07, SEBI/IMD

23 June 2008

ange from timd political and ger; the inten reviewed peri changes. The tion and may a

of SEBI (Mutuset allocationst rating of the

n Oriented

before the struments.

e

of hedging nvestment. 010 dated

ve position mium paid

po in

f the

may invest y SEBI.The D/CIR No. D/CIR No. respective

me to time, economic tion being odically to AMC may also invest ual Funds) s, the Fund Scheme is

Page 17: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Po Threbthe

OT

1.

2.

3.

4.

No1. 2.

3.

4.

5.

ortfolio Rebala

e scheme shalbalancing withe overall invest

THER DISCLOSU

Credit EvaluFrom the cparameters record. A deapproved adirected by with for all i

Sectors in wThe scheme& Jewellericonsider oth Type of instscheme inve

Floors and Ccredit ratinratings men2011, the scheach sub ass

Intended Port

ote: All investmeIn case of nomay invest may continuAt the time higher allocFurther, the(i) coupon adverse creratings (i.e. suitable NCDChange in Athe maximuManager shdeviation is

C

CDs

CPs

NCDs (in(State/Centr

Others (CBLO

ancing:

ll rebalance thhin 10 days. At tment objectiv

URES FOR CLOS

uation Policy credit evaluatio including bus

etailed analysiss per our auth the Board of

investments un

which the Schee shall not inveies sectors. Dher Sectors/co

truments whicest’ given belo

Ceiling within g: (The schem

ntioned againstheme is alloweset class/credit

tfolio Allocatio

ents shall be maon-availability

in Bank CDs hue till suitable N of building th

cation to cash ae above allocat inflow; (ii) thedit event etc. A1+ or equivaDs of desired cAsset Allocatioum limits as sphall rebalance not too close t

Credit Rating/

cluding Govral), T Bills and

O, Rep )

e portfolio wit all times the A

ve of the schem

SE ENDED DEB

on perspectiveiness fundames is carried out

horisation mat Trustees and nder debt sche

me(s) shall noest in instrumeDepending upmpanies for ap

ch the schemeow for further d

a range of 5%me shall investt the type of insed to invest witt rating.

n:

ade based on r of and taking aving highest

NCDs of desiredhe portfolio po and cash equivtion may vary e instrument i In case of sucalent) / CBLOs credit quality arn: Further, in

pecified in the the portfolio

to maturity of

Instruments

vernment Sd Corporate Bo

17 | P a g e

hin 30 days. H AMC shall endme.

BT ORIENTED SC

e, each compentals, financiat before decidinrix. There is a

the Risk Manaemes.

ot invest nts issued by con the changpplying such re

es propose to details.

% of the intendt in various sestrument. As p

thin a range of

rating prevalen into account th ratings (i.e. A1d credit quality

ost NFO and tovalents. during the du

is called or boch deviations, t / T Bills. Deviare not availabl the event of a above table a within 30 da the scheme). A

Securities nds)

95

However, the sceavour to ens

CHEMES:

any is internaal analysis, indng to invest. A set of Prudenagement Com

companies in thges in the investrictions from

o invest in: Ple

ded allocationecurities/instru

per SEBI circularf 5% of the inte

nt at the time ohe risk-reward 1+ or equivaleny is not availablowards the ma

uration of the Sought back by the Scheme mation, if any, de.

any deviations nd subject to t

ays from the d Accordingly, in

AAA

0%

0%

5%-100%

cheme will endure that the po

ally appraised ustry analysis,

All research is ct Investment Nmittee of the

he Real Estate,estment envir

m time to time.

ease refer Sec

n (in %) againsuments as mer Cir/IMD/DF/1

ended allocatio

of investment. analysis of CDnt) or / T-Bills le.

aturity of the s

Scheme. Some the issuer (ii

may invest in Bue to such inst

below the mi the notes mendate of said dnvestors should

A1+ No

%-5%

%-5%

deavour to comortfolio would

by focusing o and managemarried out inte

Norms in place AMC, and are

, Construction ronment, the .

ction ‘D. Wher

st each sub asentioned below12/2011 dated A

on (floor and ca

Ds and NCDs; th / CBLO/. Such

scheme, there

e of these instai) in anticipati

Bank CDs havintances, may co

nimum limits ntioned hereindeviation (provd note that the

t Applicable

mplete the adhere to

on various ment track ernally and e, which is e complied

and Gems AMC may

re will the

sset class / w with the August 01, ap) against

he scheme h deviation

may be a

ances are: ion of any ng highest ontinue till

or beyond , the Fund

vided such ere will not

Page 18: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

6.

D) WHER

Suthe

Thmaprlin

E) W

Inv ThInfcoCogu Eqstoforeq Fixthe

be any variathe exceptioThe Schemeexclude instinstruments

Reporting: Trustees, th

RE WILL THE SC

ubject to the Ree following sec Debt Instrum

Bonds, BonGuarantee),undertakingterm governeither listed

Equity and warrants caequity or eindices.

Securities crGovernmenzero coupon

Money MarSecurities hUsance Billstime.

Certificate o Commercia Derivative in

SEBI/RBI Any other in

objective of

e securities maturity. The seivate placeme

ne with SEBI gu

HAT ARE THE I

vestment Focu

e Fund managformation Docnstruction pro

ontrol Structureuiding the secu

quity Investmeock ideas. Bottrms the core

quity funds.

xed Investmene maturity of t

ation betweenons as mentione shall not invtruments suchs to which ratin

After the close publicized pe

CHEME INVEST?

egulations, thecurities: ments - includ

nds issued by , Bonds of gs, Financial Inned by the usad or unlisted. equity relatedarrying the righquity indices s

reated and isst Securities as

n bonds and treket Instrument

having an un-es and any othe

of Deposit (CDsl Paper (CPs); nstruments lik

nstruments / s the scheme su

mentioned abocurities may bnt or rights off

uidelines as app

NVESTMENT ST

us and strategy

ger would endcument (prospocess will adhee is at the corerity selection.

nt Policy: The tom-up stock p of Business M

nt Policy: Most the schemes a

n the intendedned under clauest in unrated

h as Governmeng is not applic

ure of NFO ofercentage alloc

?

e corpus of the

de Govt. of Ind local Govt, GoPublic Sector

nstitutions withge in trade or

d instruments ht to obtain eq

shares and de

ued by the Ces may be permeasury bills) ts - include Comexpired maturer like instrume

s); e Forward Rat

securities, whicubject to comp

ve could be libe acquired thrfers. All investmplicable and th

TRATEGIES?

y:

deavor to conspectus) and byere to stringene of the entire

equity allocatipicking method

Management V

t of the portfond are highly

18 | P a g e

d portfolio allouses (2), (3), (4d debt instrument Securities,cable.

f the scheme, cation and the

e Scheme may

dia securities (zovt. Agencies r Undertakingh or without r between the c

including prefquity shares aerivative instru

entral and Statmitted by RBI (

mmercial Papeity up to one ents as specifie

e Agreements

ch in the opinpliance with ex

sted, unlisted,rough initial pments in securhe investment o

struct the porty the Canara Rnt credit qualit

e portfolio cons

on will be mandology will be Valuation (BM

lio will be inve rated by the c

ocation and th4) above. ents. For this T bills, CBLO,

the AMC wille final portfolio

be invested in

zero coupon o and other stags, Debentureatings, , Usan

companies invo

ference sharesnd derivative

uments like fu

te Governmentincluding but

ers, Commercia year, Call or ed by the Rese

and such othe

ion of the funtant Regulatio

, privately placublic offerings

rities whether p objectives and

tfolio within thRobeco Risk Mty and sector struction proce

naged like a di followed at thV) investment

ested in zero coredit rating ag

e final portfol

purpose, unra, short term d

report in theo.

n all or any one

or coupon beaatutory bodies es issued by ce Bills (Bills o

olved) and oth

s, convertible instruments likutures or optio

ts and/or repo not limited to

al Bills, Treasu Notice Moneyerve Bank of In

er derivative in

d manager woons.

ced, secured, (IPOs), secon

privately place policies of the

he guidelines Management C

limitations. Thess with the Se

iversified portfhe time of portt process follo

oupon bonds wgencies and/or

io allocation a

ated debt secudeposit and su

e next meeting

e of (but not e

ring Bonds), S (with or with

public, privaof Exchange drer Domestic In

bonds, debenke futures or oons on equity

os/reverse rep coupon beari

ry Bills, and Goy, Certificate ondia / SEBI, fro

nstruments pe

ould suit the in

unsecured, ratdary market o

ed or otherwisee Scheme.

set forth in thommittee. Thehe Risk Managecurity & Liqui

olio with high tfolio construct

owed across o

which expire inr other highly r

apart from

rities shall uch similar

g of AMC/

exclusively)

State Govt. hout Govt. ate sector rawn on a

nstruments

ntures and options on or equity

os/in such ng bonds,

overnment of Deposit, om time to

rmitted by

nvestment

ted of any operations, e will be in

he Scheme e portfolio gement & idity Limits

conviction tion which ur current

n line with rated debt

Page 19: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

anpaInvhigIn or Deeffbesch ThYe De Th(CbamainslarGoma Thof theinf ThcaGoIn ins In Ins

AplinMotra ThhathealsissEvon

nd money marassive investmevestment in Deghest investme times of unceder to limit do

erivatives Inveficient participa

e bought and mheme.

e Trustees shaearly Trustee Re

ebt and Money

e Indian debt entral & State

anks and corparkets. The masurance comprgest segmentovernment Secarket for PSU b

e Government the Indian dee years, there flation indexed

e corporate bpital market, i

overnment deb a predominasurance compa

money markstruments that

• Over• Colla• Repofuture • Treas• Gove• Com• Certif

part from thesnked debenturoney Market Iaded and offer

e market has eave clearly emee tightest on tso command psued by privateen though com

n the papers fo

rket securities ent strategy, webt Securities ent grade ratinrtainty, the scwnside.

stment Policy:ation in equity

may be held u

all continuouslyeports to SEBI.

y Markets in In

market is tode Government

porates. Goverajor players inanies, primaryt of the Indiacurities market bonds and priv

t Securities (G-bt market in te have been ned bonds, etc.

ond market, i s only an insigbt market is cuantly institutioanies, mutual f

ket, activity let comprise a mnight Call (i.e.

ateralised Borroo/Reverse Rep date at a specsury Bills (issue

ernment securimercial Paper ficate of Depos

e, there are ses with periodnstruments, P a viable invest

evolved in pasterged as popuhe back of com

premium on ae/foreign bankmpanies acrossr similar matu

maturing on where the portf required for cng accorded byheme has the

: The fund mayy market moventil their expir

y monitor the The AMC shal

ndia

day one of thes), public sect

rnment and pn the Indian dey dealers, trusan financial mt or G-Sec ma

vate sector bon

Secs) market ierms of markeew products in

n the sense ofgnificant part orrently on privanal market, t

funds, primary

vels of the Gmajor portion o

market for ovowing & Lendio Agreement (ified price) ed by RBI) ties with a resi CPs, short termsit (CDs, issued

some other opdic exit option

PSU / DFI / Cotment option.

t 2-3 years in tlar asset class

mfort from maaccount of limiks/NBFCs/comps these sectors rities reflects t

19 | P a g e

or before theolio will be intapital protecti

y an approved c flexibility to g

y take exposurements. At the ry date. The ex

portfolio strucl also report th

largest in Asior undertaking

public sector eebt markets tots, pension fu

markets. The drket and corpo

nds.

s the oldest anet capitalizationtroduced by t

f private corpo of the Indian Date placementhe key mone

y dealers and c

Government anf money markeernight and teng Obligations

(temporary sa

idual maturity m unsecured pd by banks)

ptions availablns and other orporate pape

terms of risk pr with increasedjority governmited supply. Hopanies in high might have behe perception

e maturity of tended to largeon will only be

credit rating aggo up to 100%

re to equity ma start date of txpiry date wou

cture of the Sche same in the

a and includesgs, other gove

enterprises areoday are banksnds and corpo

debt market corate debt ma

nd the largest cn, outstandinghe RBI like zer

orate sector raDebt Market. A basis. y market playorporates.

nd nongovernet activity inclurm money bets (CBLO) le with an agre

of < 1 year. promissory note

e for short te such instrumeer with a resid

remia attachedd acceptability

ment holding. However, there -growth sectoreen rated on a of their respec

the scheme. Iely buy and hole made in sucgency. in fixed incom

arket via future the scheme theuld fall within t

heme and repir bimonthly re

s securities issernment bodiee the predoms, financial insorates. The Indomprises broa

arket. The latte

component (7g securities anro coupon bon

aising debt thrA large part of

yers are bank

nment debt vaude but not limween banks an

eement to buy

es, generally is

nure investmeents. Though ual maturity o

d to different c in secondary mHighly rated m has been incrr due to highe

a same scale, thctive credit pro

t will primarilyld till maturity.

ch securities ca

me (debt instru

es or options ae futures or op

the maturity d

ort the same ieports to SEBI.

sued by the Goes, financial in

minant borrowestitutions, mutdian debt maadly two segmer is further cla

0% share in md trading volu

nds, floating ra

rough public is the issuance i

ks, financial in

ary from timemited to: nd institutions)

y back the secu

ssued by corpo

ents that inclu not strictly claof < 1 year, a

class of issuers market. PSU ba

anufacturing creased activityr yields offeredhe difference ifiles.

y follow a . arrying the

uments) in

as it allows ptions may date of the

in the Half

overnment nstitutions, ers in the tual funds, rket is the

ments, viz. assified as

market cap) mes. Over

ate bonds,

ssuance in n the non-

nstitutions,

e to time.

)

urities at a

orates)

de MIBOR assified as re actively

. Bank CDs anks trade

companies y in papers d by them.

n the yield

Page 20: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Th

I

Thchdeovpro HeThshAswifro

Th i. P

ii.

iii.

iv.

e following tab

Instrument

CBLO

Repo

3m Tbill

1y Tbill

10y G Sec

3m PSU Ban

3m NBFC CP

3m Non NBF

1y PSU Bank

1y NBFC CP

1y Non NBFC

5y AAA Instit10y AAA Inst

ese yields areanging conseq

ebt instrumentverall liquidity ofile, credit ris

edging and Dee scheme inteall be within th a part of the fth the investm

om time to tim

e following are

Position limit fa. The Mutua

250 crore Exchange.

b. This limit w Position limit a. The Mutua

250 crore Exchange.

b. This limit w . Additional po

In addition toderivatives su

a. Short positvalue) the

b. Long positvalue) the

. Position limit

The Mutual Fcontracts and

a. For stocksposition l

b. For stockposition l

ble gives appro

k CD

FC CP

CD

C CP

tutional Bond (itutional Bond

e indicative anquent to changts fluctuate fro position, foreik etc.

rivatives nds to use derhe permissible fund managemment objectivesme.

e the position

for Mutual Funal Fund positio or 15% of the t

would be applic

for Mutual Funal Fund positio or 15% of the

would be applic

osition limit foro the position lubject to the fotions in index d Mutual Fund’stions in index Mutual Fund’s

t for Mutual Fu Fund position d stock futures s in which the m

imit in such stos in which the

imit in such sto

oximate yields

(PSU Bond) (PSU Bond)

d do not indicges in macro eom time to timign exchange

rivatives as ma limit prescribe

ment process, ts of the Schem

limits for Mutu

nds in index opn limit in all in

total open inte

cable on open

nds in index fun limit in all in total open int

cable on open

r hedging limits at point ollowing limits derivatives (shs holding of sto derivatives (los holding of ca

unds for stock b limit in a deri contracts, stan

market wide pock shall be 20e market wideock shall be Rs

20 | P a g e

prevailing as o

1.00

2.00

5.75

6.11%

6.69

6.10

6.55

6.20

6.60

7.25

6.80

7.437.55

cate yields thaeconomic condme depending scenario etc. A

y be permitteded by SEBI (Mu the AMC may ume and in acco

ual Funds and

ptions contractndex options coerest of the ma

positions in al

utures contractndex futures coerest of the m

positions in al

(i) and (ii) abo: ort futures, sh

ocks. ng futures, lonsh, governmen

based derivativivative contracnd in the followosition limit is

0% of the mark position limit.50 crore.

on 31st March 2

Current Yie

0%-6.09%

0%-6.60%

5%

%

9%

0%

5%

0%

0%

5%

0%

3%-7.49% 5%-7.62%

at may be obtditions and RB upon the mac

Also, the price

d under the Reutual Fund) Reg use appropriatordance with S

its schemes:

ts ontracts on a parket in index o

l options contr

ts: ontracts on a parket in index

l futures contr

ove, Mutual Fu

ort calls and lo

ng calls and shnt securities, T-

ve contracts ct on a particuwing manner: less than or eq

ket wide positiot is greater tha

2017 some of t

eld Range

ained in futurI policy. The prcro economic

e and yield var

gulations fromgulations frome derivative in

SEBI Regulatio

particular unde options, which

racts on a part

particular unde futures, which

acts on a parti

nds may take

ong puts) shal

hort puts) shall-Bills and simil

ular underlying qual to Rs. 250on limit. an Rs.250 cro

the instrument

re as interest rrice and yield o situation, inflary according to

m time to time. time to time. struments in ans as may be

erlying index shever is higher,

icular underlyi

erlying index shever is higher

cular underlyin

exposure in eq

l not exceed (i

l not exceed (iar instruments

g stock, i.e. sto

0 crore, the Mu

ore, the Mutua

ts:-

rates keep on various ation rate, o maturity

The same

accordance applicable

hall be Rs. , per Stock

ng index.

hall be Rs. r per Stock

ng index.

quity index

n notional

n notional s.

ock option

utual Fund

al Fund

Page 21: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

v.

Mo

Thin EqIndbufutoptimcaof poStowh BaIndMuan IlluSp1 mFuEaLetPrSimabLo Ple Thprin eqtim

Position limit The position lprescribed forshall be: a. For stock

particularfloat marcontracts

b. This positstock at a

c. For indexschemes the open

onitoring of Poa. The Mutu

derivativeb. The Stockc. The Stoc

prescribe2002 as m

he Fund shall c derivative trad

quity / Equity Rdex futures /

uying/selling a tures / option

ptions may avomes, keeping in also be help one trade com

ortfolio of shareock futures / ohere either the

asic Structure odex Futures arumbai and the

n index future i

ustration : pot Index : 1070month Nifty Futnd buys 100 loch lot has a not us say that onofits of the Funmilarly, the funbove example, ss for the Fund

ease note that

e net impact fice (ignoring m stocks compr

quity investmeme during the

for each schemimits for each

r sub account o

option and stor underlying strket capitalisat on a particulation limits shala Stock Exchangx based contra put together in interest of all

osition Limits ual Fund shall e contracts, to k Exchange wok Exchange sd for FIIs/FPIs a

modified from

comply with thding.

Related Derivat/ options are portfolio of ph

ns can be an eoid the need fon mind the cir

pful in reducingmpared to sevees representing

options could ae liquidity is low

of an Index Futre instrumentse National Stoc s the function

0 ture Price on d

ots ominal value en the date of snd = (1085-107nd can suffer a on the date ofd = (1060-1075

the above exa

for the Fund wmargins for theising the indexnts. Additiona

life of the cont

me of a Mutua scheme of m

of a FII/FPI. Th

ock futures conock of a schemion (in terms or underlying stl be applicablege. acts, Mutual Fn a particular u derivative cont

notify Clearin the Stock Exchuld then assignhall monitor

and their sub-a time to time.

he guidelines is

tive Instrumen meant to behysical shares

efficient way oor tracking in ircuit filter systeg the transactieral trades of sg an index. lso be used as

w or the impac

ture s designed to ck Exchange of of the underly

day 1 : 1075

quivalent to 20ettlement, the

75)* 100 lots * a loss if the futf settlement th5)* 100 lots * 2

ample is given

will be in termse sake of simplx. The risks asl risks could b

tract.

21 | P a g e

al Fund mutual fund an

herefore, the s

ntracts, the grome of a mutua of number of stock (in terms oe on the combi

Funds discloseunderlying indtracts on that u

ng Member/s hange. n a unique clie

the scheme-waccounts in SEB

ssued by SEBI

nts: e an efficient representing a of achieving t ndividual comem and the liqon costs and t

shares of an in

an alternativect cost is high.

give exposuref India Limited

ying index and

00 units of thee future price = 200 = Rs.200ture price is lo

he future price 200 = (Rs.300

for illustration

s of the differeicity) plus intessociated withe on account

d disclosure re scheme-wise p

oss open posital fund shall no shares) or 5% of number of cned position in

e the total opeex, if such ope

underlying ind

for each sche

ent code to eacwise position lBI circular no. S

and amendm

way of buyian index for eahe Scheme’s

mponents of thquidity in somethe processing ndex and will b

e to investing in

e to the equity have started t short-term int

e underlying in= Closing spot p0,000. wer than the c = Closing Spot,000)

n purposes only

ence between trest costs on fu index futures

of illiquidity a

equirements sposition limit/

ion across all dot exceed the h% of the open contracts). n all derivative

en interest heen interest equex.

me, through w

ch scheme of thlimits in the SMD/DC/Cir/-1

ents thereof is

ng / selling ase of executio investment obe index, whiche of the scrips. costs on acco

be easy to sett

n particular sto

y market indice trading in indeerest rates.

dex. price = 1085

contracted prict Price = 1060.

y.

the closing priunds that wous are similar tand/or mispric

shall be identic disclosure req

derivative cont higher of: 1% o interest in the

e contracts on u

eld by its scheuals to or excee

whom it woul

he Mutual Fun manner simila11/02 dated Fe

ssued from tim

an index comon and settlembjective. Indexh may not be p. Index futuresunt of ease of tle compared t

ocks comprisin

es. The Stock ex futures. The

ce. Let us say t

ce of the indeld otherwise bo those associng of the futu

cal to that quirements

tracts on a of the free derivative

underlying

eme or all eds 15% of

d clear its

d. ar to that ebruary 12,

me to time

mpared to ment. Index x futures / possible at s / options execution

to physical

g an index

Exchange, e pricing of

that in the

x and cost be invested iated with ure at any

Page 22: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Str UsThIf sind ExThindva

RISThis indmo Ththea fthe Wthaco SimWthewhsto Fufutfutdostafut Str UsSimeqov

rategy Numbe

sing Index Futue strategy will

so desired, thedex futures ma

xample : e scheme has dex futures colue of the inde

Port

Rs.50 Crore Equity expos

Rs. 50 CrorRs. 5 Crore index futureRs.50 crexposure

Rs.50 crexposure +long posfutures

SKS e strategy of t

positively corredex behave inovement in the

e long positione future value

futures contrace gain/loss du

hile futures mat ready liquidntract.

milarly, the funhen stock futue cash markethen stocks staock in futures a

nd can take atures are tradtures market.

own. On expiryarts trading at tures and buyi

rategy Numbe

sing Index Futumilarly, in the quities may ‘sever a period of

er No. 1

ure to increase be used for th

e AMC would bay be reversed

a corpus of Rsntracts of a va

ex futures cont

tfolio

sure

e exposure + long positions ore Equity

ore Equity+ Rs 5 crore

ition index

taking a long pelated with the the same mae index.

n will have as rises by 10% . ct is closed oute to the movem

arkets are typdity would exis

nd can use stocres are tradingt. On expiry ofrt trading at a

and buying in t

dvantage of aing at a disco

The cash realiy of contract b a premium inng in the cash

er 2

ures to decreas case where a ll the index fof time simulta

e percentage inhe purpose of gbe able to take in a phased m

. 55 crores outlue of Rs. 5 croracts can be su

Even

10% rise in e

10% rise inPrice

10% fall inprice

10% fall inprice

position in indee market. Howanner and thu

much loss as a However, this t before its expment of the un

ically more liqt at all points

ck futures to reg at a discountf the contract,a premium in t the cash marke

arbitrage oppoount then the

sed will earn oth prices (spo

n the futures m markets.

se percentage negative viewrward’ by takinneously selling

22 | P a g e

nvestment in e generating rete immediate ex

manner, as the

t of which Rs. 5ore. Later as thuitably reduced

nt Eq

equity

n Equity

n Equity

n equity

ex futures incrwever, there is

s this strategy

a gain in the un is true only forpiry, the quotenderlying index

quid than the in time, for th

educe the cost then the fund both prices (s

the futures maet.

rtunities in the fund can sell interest while ot and futures

market, the tra

investment inw is taken on thng a short posg the equity sh

equities. urns on idle caxposure to equ funds are depl

5 crore is pendhe money is ded.

quity Portfolio Gain/(Loss) Rs. in Crs.

5

5

(5)

(5)

eases the expo no assurance ty may not be

nderlying indexr futures contra

ed price of the fx. This is called

underlying case Scheme to p

of holding in td can buy stockspot and futurarket the trans

e futures mark its existing ho the overall co) have to align

ansaction can

n equities he market, theition in Index Fhares from the

ash, pending ituities via indexloyed in the eq

ding for deployeployed in the

DerivatiGain/ (Lo

Rs. in Cr

N

0.

Ni

(0

osure to the m that the stocks provide gains

x, e.g. if the inacts held till m futures contrad the basis risk.

sh market, thepurchase or clo

he following mk in futures mare) have to alisaction can be

kets to reduce olding in cash

ost of the holdn. On expiry o be reversed by

e Fund, in orde Futures. This pe investment p

ts investment ix futures. The pquity markets.

ment. The AM underlying eq

ve oss) rs.

TotalGain

Rs

IL

.5

il

0.5)

market. The lons in the portfol perfectly align

ndex appreciateaturity. In the ct may be diffe

ere can be no ose out a spec

manner: rket instead ofgn. On expiry

e reversed by s

cost of holdin market and bing stock will r as and wheny selling the st

er to reduce exposition can beportfolio of the

n equities. position in

C may buy quities, the

l Portfolio n / (Loss) s. in Crs

5

5.5

(5)

(5.5)

ng position io and the

ned to the

es by 10%, event that erent from

assurance ific futures

f buying in or as and

selling the

ng. If stock buy in the also come n the stock tock in the

xposure in e unwound e Scheme.

Page 23: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Thvoaff Exredcro

Wcr

Weq

WcrWeq

50Thmothe RIS • Tshpo • T10thafro • Win Str Po Tha be Simschlea Exschstr

e strategy of tolatility of the fected due to it

xample: Assumduce the equitore.

Portfoli

Without Hedgeore equity Exp

With Hedge Rs.1quity Exposure

Without Hedgeore equity Exp

With Hedge Rs.1quity Exposure

0% Hedge – coe above examoves in the dire hedged posit

SKS

The strategy ofort position is

ortfolio and ind The short posi%, the future vat a futures co

om the gain/lo While futures m time, for the S

rategy Numbe

ortfolio Protect

e purchase of predeterminedenefits from the

milarly, as a stheme the optiad to a capping

xample: Let usheme is fully irike price of 95

aking a short p portfolio. How ts short positio

me that a schety exposure to

o

e Rs.100 osure

10eq

100 crore

10eq

e Rs.100 osure

10eq

100 crore

10eq

ontract value omple demonstr

ection as expetion if the inde

f taking a shor negatively co

dex behave in t

tion will have value falls by 1ontract is closeoss due to the m

markets are mScheme to purc

er 3

tion Using Inde

an index put od level of the e rise in the va

tock hedging ion to sell the g of the loss in

s assume a sch nvested (Rs. 95 for an assume

position in the wever, if the vaon in index futu

eme has an eo Rs. 50 crore

Event

0 % fall iquity price

0 % fall iquity prices

0 % rise iquity prices 0 % rise iquity prices

of Rs. 50 crore rates that the ected by the Fuex does not mo

rt position in inrrelated with t

the same man as much loss 0% . Howeverd out before it

movement of t

ore liquid, thechase or close

ex Put

option gives th index, calledlue of the put

strategy, the p stock to the w value of a sto

heme with a c99 crores in eqed cost of Rs. 1

23 | P a g e

index future isalue of the indures.

quity exposure for a short tim

Equity PorGain/(Lo

(Rs. In cr

n (10)

n (10)

n 10

n 10

Fund would bund Manager. Sove in the direc

ndex futures is the market. Honer and thus t

as a gain in th, this is true onts expiry, the q

the underlying

re can be no a out a specific f

he scheme the the strike pri option.

purchase of a writer of the o

ck.

corpus of Rs. 1quities). The s

1 crore. The fol

s a hedging strdex future rise

e of Rs. 100 cme, he should

rtfolio oss) rore)

DeGa

(Rs.

NIL

5

NIL

(5)

benefit from th Similarly, the Fction expected

a hedging straowever, there his strategy ma

he underlying nly for futures

quoted price of index. This is c

assurance that future contract

option of sellinice. If the ind

put option onoption at the p

100 crore. Let cheme purchalowing table il

rategy and redes, then, the f

crore. If the Fu sell index fut

rivatives in/(Loss) . In crore)

1

5

he hedged pos Fund would be by the Fund M

ategy and redu is no assuranay not be a pe

index. e.g. if t contract held tf the futures c

called the basi

ready liquidityt.

ng the index toex falls below

n the underlyinpredetermined

us also assumases a put optlustrates the p

uces the markfund would be

und Manager tures contracts

Total portfoliGain/(Loss)

(Rs. In crore

(10)

(5)

10

5

sition if the inde adversely affeManager.

uces the markece that the storfect hedge.

the index appr till maturity. Inontract may bs risk.

y would exist at

o the writer of w this level, th

ng stock would strike price. T

me an index ofion on the indortfolio return

et risk and e adversely

wishes to s of Rs. 50

io )

dex future ected from

et risk. The ocks in the

reciates by n the event e different

t all points

the put at he scheme

d give the This would

f 100. The dex with a s:

Page 24: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

A s RIS•

Sim •

Str Thtescopm Exschopthe

% change in

Index

10 5 (5) 0 (10) (15)

similar put opt

SKS The table as

be the caselower in a p

The put optat expiratiomarket price

While liquidall points in

In the case option. On put option,

milarly, the Fu

When stockthe cash maand when sselling the s

Fund can tastock futurefutures mardown. On estock starts stock in the

rategy Numbe

he scheme coueam will evaluacheme could inptions held oranaged active

xample: Let usheme is invest

ption on the ine portfolio retu

Index Value

110 105 100 95 90 85

tion can be pur

ssumes perfece. Therefore, thortfolio with a

tion would leadon date, if pose received on t

dity exists in op time, for the s of purchase o other days, th which can pot

nd can use sto

k futures are traarket. On expistocks starts tr

stock in futuresake advantagees are trading arket. The cash expiry of contr trading at a p futures and bu

er 4

uld gain exposuate the prevailn such a case imr buy a series ly.

s assume a schted about Rs. 9dex with a striurns:

Equity Portfolio Val

Rs. In croreA

108.90 103.95 99 94.05 89.10 84.15

rchased on any

ct correlation bhe minimum p put option on d to a gain basitive. Howeve the sale of the ptions markets scheme to purcof a stock put, here may be (tentially take th

ock futures to r

ading at a discry of the cont

rading at a pres and buying ine of arbitrage at a discount th realised will eact both price

premium in thuying in the ca

ure to the equling premium mplement a b of shorter te

heme with a c 99 crore in debike price of 100

24 | P a g e

ue e

Option Rs. In

B

00051015

y individual sto

between the eq portfolio valuen the index, as

sed on the dif

er, in case the option may bes, there can bechase or close the strategy iemporary) im

he stock value

reduce the cos

count then theract, both pricemium in the n the cash mar opportunities hen the fund c

earn interest ws (spot and fu

he futures mash markets.

ity markets th levels on the cuy and hold (prm equity ind

corpus of Rs. 1bt (which matu0 for an assum

Value crore

B

CoPuRs.

0 0 0 5 0 5

ock and the dow

quity portfolio e cannot be as compared to a

fference betwe option is revee different frome no assurance out a specific os a perfect heperfect correla below the min

st of holding in

e fund can buy ces (spot and f futures markeket. in the futurescan sell its existwhile the overautures) have torket, the trans

rough exchang call options wipassive investmdex call option

100 crore. Let ures to Rs. 100

med cost of Rs.

ost of the ut Option . In crore

C

(1) 1(1) 1(1) 9(1) 9(1) 9(1) 9

wnside can be

and the indexssured, but th

a normal portfo

een the strike persed before t

m the price calc that the read

options contradge on the ex

ation between nimum under t

n the following

in futures mafutures) have tet, the transac

markets to reting holding in

all cost of holdo align. On expsaction can be

ge traded call th tenure suita

ment) strategy ns, thus the o

us also assum0 crores). The 1 crore. The fo

Portfolio Value

Rs. In Crore (A+B+C)

08.9 03.95

99 99.05 99.10 99.15

capped.

x. However thie loss is expecolio.

price and the ithe expiration culated. y liquidity woucts.

xpiration date the share pric

he hedge.

g manner:

rket instead of to align. On exction can be re

educe cost of n cash market aing stock will piry or as and

e reversed by s

options. The inable to the sch for the equity

options strateg

me an index of scheme purchollowing table

% returns from

portfolio

8.9 3.95

1 (0.95) (0.90) (0.85)

is may not cted to be

ndex level date, the

uld exist at

of the put ce and the

f buying in xpiry or as eversed by

holding. If and buy in also come when the

selling the

nvestment heme. The y index call gy may be

f 100. The ases a call illustrates

Page 25: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

A s Thin

RIS•

AdIn

DeThRade

% change in

Index

10 5 0 (5) (10)

similar call opt

he rate of parvestment in op

Strike price

Premium

Premium as Amount Avai(assumed)

Therefore, Rainvested in o

SKS If the call o

the option s Further, if th

for options.the Scheme

There is alsothe returns underlying e

Further in cdifferent timstrategy cougenerated f

dvantages of E times of volat

volatility. SoStock IndexFutures canindex. ApprThe Schemestocks it holBy buying cindividual stBy buying pbetween po

ebt / Debt Relae Scheme ma

ate Swaps (IRSeveloping the n

n Index

Value

108.90 103.95 99 94.05 89.10

tion can be pur

rticipation wouptions.

%age of strike lable for inves

ate of Participaptions / premi

ptions expire i strategy could he options exp In such case e

e may not provo a possibility of the call optequity market case of series mes and at could be differen

from a buy and

quity Derivativtility in the eqome of the advx Futures can give exposureeciation in Inde can sell futurd. all options on tocks. ut options on

ortfolio and ind

ated Derivativeay use derivatiS) and Forwardnation’s Debt M

D

Portfoliomat

Rs. In

100 100 100 100 100

rchased on any

uld depend on

price tment in optio

ation is amounum

in the money, be less than thpire out of mon even if the equ

ide positive ret of the call opttion portion of on maturity. of shorter termosts prevailing t from returns

d hold call optio

ves: quity markets, vantages of spe give exposuree to the indexex stocks can bres to hedge a

the index, one

the index, thedex which may

es ves in accordad Rate Agreem

Market.

25 | P a g e

ebt

o Value (at turity) n crore A

y individual sto

n prevailing p

Scenar8100

1925

23.77ons

17%

nt 72%

but not enoughe returns of thney, the schemuity market haturns in line wtions expiring f the scheme o

m call options at the time o of the underlyons strategy u

derivatives proecific derivativee to the indexx without direc be effectively cagainst market

e can participa

Scheme can i not be the cas

ance with SEBIments (FRA) o

Option ValueRs. In crore

B

10 5 0 0 0

ock and the dow

rices of call o

rio 1 Scena0 8200

5 1850

7% 22.56

% 17%

% 75%

gh to compenhe underlying eme will face a ls a positive retith the market prior to the mon maturity ma

s, since short dof such purchaying equity map to the matur

ovide much nees products arex. Appreciationctly buying thecaptured throut movements w

ate in the rise

nsulate the pose) from the do

I Regulations. n July 7, 1999

e

PortfolioRs. In C

(A+B

118.90 108.95 99 94.05 89.10

wnside can be

options and th

rio 2 Sce

% 2

sate the prem equity market o oss to the exteturn during th.

maturity of the ay not coincide

dated options ase, the returarket on maturrity of the sche

eeded flexibilite given below:n in Index Inv individual stogh investment

without actual

in the market,

ortfolio (assumownside risk at

RBI has issue9. These produ

o Value Crore B)

%

po

18.98.95-1 -5.9-10.

floored.

he Amount Ava

enario 3 8300

1700

0.48%

17%

83%

ium paid, the on maturity. ent of the preme tenure of the

scheme. In sue with the retu

would be purns generated rity and from tme

ty to hedge ag: vestment in Stocks, which mat in Stock Indexlly selling the u

without actua

ming a perfect ct a small cost.

d guidelines oucts were intro

returns from

ortfolio

90 5

95 90

ailable for

returns of

mium paid e Scheme,

uch a case, urns of the

rchased at by such a he returns

gainst this

tock Index ake up the x Futures. underlying

ally buying

co-relation

on Interest oduced for

Page 26: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

IntAllfordesecuthe FoA fixamfeaheThnoBaAnnoexIn recreg IlluFixVaNoPeIntSucoFixRsVaRsIn (RLikanpaThinvsu VaThWpr ExLoun RisThactraproasthatra

terest Rates Swl swaps are finr another set

efined as a conries of cash florrency and on e same date.

orward Rate Ag FRA is an agrexed rate (the Fmount, for an ature of FRAs

ence is single see Scheme will

ot mean maximasic Structure on interest rate otional amounxchanged. a typical interceive a variabgular intervals

ustration: xed interest ratariable Interestotional Principaeriod of Agreemterest Frequen

uppose six mompounded ov

xed Rate Paym.10,00,00,000

ariable Rate: .10,00,00,000 the above exas.49,86,301.3

kewise the secnd the interest arties at the exe above examvestment portfbstantially red

aluation of Dere traded derivhen a security ice / any other

xposure to Dersses may arise

nderlying cash

sk associated we risk associatcount of illiqu

ades in the deroducts are spesociated with at of the deransactions ent

waps (IRS) nancial contrac of payments tract between

ows (fixed inte the same prin

greements (FReement betwe

FRA rate) and agreed period is that the onettlement cont use derivative

misation of retu of an Interest R swap is an agnt. Only the in

rest rate swaple or floating as described i

te: 10% p.a. t Rate: Over-Nial: Rs.10 crore ment: 1 year cy: Semi-annunth period froer-night MIBO

ment: 0.00 x 182 x 10

0.00 x 182 x 8ample, the fix6 - 39,89,041.ond and final stream of fixepiry of the con

mple illustratefolio. Swaps huced as the am

rivative Producatives shall be is not traded r derived price

ivatives e as a result o instruments he

with Derivativeed with index idity and hencrivatives markeecialised instru stocks. The usrivative itself. tered into, the

cts, which invo receivable by two parties (C

erest) for anotcipal for an ag

RA) een two count the interest r

d. In short, in ly payment is tracts. As in thee instruments furns but only r

Rate Swap reement betwnterest on the

p, one party ag rate of intere n the agreeme

ght MIBOR (va

ual om the value dR is say 8% p.a

0 / 365 x 100

8 / 365 x 100 =xed rate payer

09). payment will ed rate for thetract.

es the benefitsave its own dr

mount involved

cts valued at the on the respect provided by th

f using derivateld by the Sche

es trading: futures is similce mispricing oets, there are rments that reqe of a derivativ Derivatives re ability to ass

26 | P a g e

lve exchange another party

Counter Partiesher series of c

greed period of

er parties to p rate prevailing a FRA, interes the differencee case of IRS, n

for the purposeduction of sys

ween two partie notional am

grees to pay ast. The counteent and pays th

ariable)

date of swap ta. on that date

= Rs.49,86,30

= Rs.39,89,041 will pay the v

depend upon e said period, t

s and risks of rawbacks like d is interest str

closing price ptive stock exch

he respective st

tives, but theseme.

lar to the one of the futures risk factors andquire investmeve requires unequire the m

sess risk that a

(swap) of a sey, usually thros) to exchangecash flows (varf time. The exc

pay or to receg on a stipulatst rate is fixede between the notional amouse of hedging astematic or ma

es to exchangmount is swap

a fixed rate overparty receivehe floating rate

to the first pa, the interest s

01.36

1.09 variable rate p

the variable N the difference

using derivat credit risk, setreams and not

provided by thehange on the dtock exchange

se are likely to

with equity inv at the time od issues conceent techniques nderstanding o

maintenance oa derivative ad

et of paymentsough an interme, on particularriable or floatinchange of cash

ive the differeted future dat

d now for a fu FRA rate andnts are not exc

and portfolio barket risk inher

e future paympped, and pri

ver the term oes a stream ofe of interest.

yment date is streams are as

ayer a net am

NSE MIBOR for of which, will

tives for hedgtlement risk. H principal.

e respective sto date of valuati.

be compensa

vestments. Addof purchase. Asrning the use o and risk analy

of the underlyinf adequate c

dds to the por

s receivable bymediary. An IRr dates in the fng interest) in flows need no

nce between te, based on ature period. T the Referencechanged.

balancing. Hedrent in the inve

ment streams bncipal amoun

f the agreemef fixed rate pa

s 182 days and follows:

mount of Rs.9,

the remaining be settled be

ging and optim However, thes

ock exchanges.ion, then the s

ated by the ga

ditional risks cos and when th of derivatives. yses different fng instrument ontrols to mortfolio and the

y one party RS can be uture, one the same

ot occur on

an agreed a notional The special e rate and

dging does estment.

based on a t is never

ent and to yments at

d the daily

97,260.27

g 183 days tween the

mising the e risks are

. settlement

ins on the

ould be on he Scheme Derivative

from those as well as onitor the e ability to

Page 27: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

forresdeimind Thprbe

RisSiwohathgu

DeCowthteag EqInvproincproproretaimse Wtha Pr Thseschon ThIncCoSc Thinvthe It guAM PoThincde

recast price msult of failure

erivatives contmproper valuat

dices.

e net impact fice (ignoring m

etween the clos

sk Control Mecnce investing ould incorporaas broad internhe investment ouidelines are a

ebt Securities oncentration oill be conducte

he operating eerm financial hgencies such as

quity and Equityvestments madovisions of Scorporate adeocess involves ocess. The AMturns. The AMCm of controllicurities propos

hile these meaat these risks w

ocedure follow

e Fund Manageks to develohemes along w

ngoing basis ke

e AMC has cocome, Head o

ommittee’s rolheme and the

e Fund Manavestment teame investment t

is the responsuidelines, the iMC will keep a

ortfolio Turnove Scheme become portion.

epend upon th

ovements corr of another paract. Other rition of derivat

or the Schememargins for thsing price (whi

chanism requires discipate adequate snal investment objectives of thlso in place.

of risk is mitigaed by the invesnvironment, p

health of the is CRISIL, ICRA,

y Related Instrde by the scheEBI Regulatioquate safegua reducing risks

MC believes thC aims to identng risks, the sed to be inves

asures are exp would be comp

wed for investm

ger of the Scheop a well dive with risks that eeping in view

onstituted an of Risk Manae is to formula general marke

ager is responm would hold o hesis.

sibility of the nvestment obj record of all in

ver: ing a close en While the poe circumstanc

rectly. There isrty (usually refsks associatedtives and inab

e will be in termhe sake of sim

ch can be high

plined risk man safeguards fort norms and inhe schemes an

ated by defininstment team bpast track recossuer will be c CARE etc. as w

ruments emes would bens. Since inveards for contro through portf

hat this diverstify securities,

investment tested in.

pected to mitigpletely elimina

ment decisions

eme is responsersified portfol are associated the market co

Investment Cogement, Headate broad inveet outlook.

sible for facili ongoing meet

AMC to seek tjective of the S

nvestment deci

nded scheme ortfolio is intees prevalent d

27 | P a g e

s the possibilityferred to as thd with tradingbility of deriva

ms of the differplicity). Thus,

her or lower th

nagement, in r controlling risvestments ma

nd provisions o

ng issuer limitsefore making rd as well as f

carried out. Thwell as the inter

e in accordanceesting requireolling risks in olio diversifica

sification woul which offer suam of the AM

gate the aboveted.

s:

sible for makinlio taking into

d with such invnditions and o

ommittee, curd of Equities

estment strateg

tating investmings, as well a

to ensure thaScheme and insions in accord

will primarily nded to be la

during the ten

y that a loss mhe “counter pag in derivativeatives to corre

rence between profit or loss an the purchas

order to protesks in the portde through the

of SEBI Regulat

s. Rigorous in- investments. A future prospeche AMC will brnal norms for

e with the inveed disciplined the portfolio tion, taking cad help achievperior levels o

MC will carry o

e risks to a lar

ng buy / sell deo account thevestments. Theother regulator

rrently compri that meets agies for the Sc

ment debate aas additional a

t the investmen the interest odance with the

follow a passargely bought ure of the por

may be sustainarty”) to compes include thelate perfectly

n the closing pr for the Schemse price) and t

ect the interestfolio. As a prue scheme woutions. Where r

-depth credit e As part of credcts of the issuee guided by t credit exposu

estment object risk manage construction pare however nove the desiredf yield at lowe

out rigorous i

rge extent, the

ecisions for the asset allocat investment de

ry aspects.

sing of the CEat periodic intcheme, review

and a robust d-hoc meeting

ents are madeof the Unit hole guidelines iss

sive investmen and hold, thertfolio. Howeve

ned by the porply with the tere risks of mis with underlyi

rice of the indeme will be the

he purchase p

ts of investorsudent measure

ld be in accordequired, schem

evaluation of tit evaluation, aer, short as wehe ratings of re

tives of the schment, the AM

process. The riot to dilute retu level of consr levels of risksin-depth analy

ere can be no

e Scheme's potion patterns ecisions are m

EO, COO, Heatervals. The In the performa

investment cugs as needed,

e as per the Rders of the Schued by SEBI.

nt strategy fore portfolio turer, the equity

rtfolio as a rms of the spricing or ng assets,

ex and cost difference rice.

s, the AMC e, the AMC dance with me specific

the issuers a study on ell as long

accredited

hemes and MC would isk control urns in the sistency in s. With the ysis of the

assurance

rtfolio and of various

ade on an

ad – Fixed nvestment nce of the

ulture. The to explore

Regulatory heme. The

r the fixed rnover will portion of

Page 28: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

thecotuthetu

F)

Th

i)

ii)

Th

I

E

• • •

e Scheme maymparatively lornover. The poe cost associatrnover in the p

FUNDAMENTA

e Fundamenta

Type of a sch Canara Robe

Scheme.

Investment O Investme

maturingequity anbe realise

Investment

e Asset Allocat

ndian Debt Ins

Equity and equ

Gross notionand portfoliExposure byAugust 18, 2The cumulashall not exshall not exThe schemecorporate dThe schemeThe schemeThe schemescheme. Pending dethe corpus investments9/20306/07/129592/0and any oth

Subject to the keeping in viefactors. . Thesbeing at all tperiodically toThe AMC mayand may also (Mutual Funds

y be actively mower than an oortfolio turnoveted with it. Howportfolio of the

AL ATTRIBUTES

al attributes of

heme eco Capital Pro

Objective nt objective: T on or befored equity relate

ed and the Fun pattern:

tion pattern of

Instru

struments and

uity related inst

nal exposure bo rebalancing

y the scheme i 2010 as may bative gross expxceed 100% ofceed 20% of the does not intebt securities.

e does not intee does not intee will invest in d

ployment of th of the Schemes in these de

03, SEBI/IMD/08 dated 12 Nher applicable g

SEBI Regulatiow market condse proportionsimes to seek

o address any dy from time to invest the funs) Regulations

managed. There open ended scer will be mainwever, it is diff Scheme.

f the scheme, i

otection Orient

To seek capitae the maturity ed instrumentsd does not ass

f the Scheme u

ments

Money Marke

truments

by the Scheme shall not exce

n derivative she amended fro

posure throughf the net assethe net assets otend to invest nd to invest in nd to invest in

debt instrumen

he corpus of the in short termeposits shall /CIR No. 1/9ovember 2003

guidelines as a

ons, the asset ditions, marke

s can vary dep to protect the deviations from

time, for a shnds available is, 1996 and th

28 | P a g e

efore, it is antcheme. Howevnly for maximificult to estima

n terms of Reg

ted Fund – Se

al protection b of the schem

s. However, thesure or guarant

under normal c

et Instruments

in fixed incomeed 30% of thehall be in accoom time to timh equity/equitts of the schem

of the Scheme.t in securitised

Foreign Secur Credit default nts which matu

he Scheme in m deposits in be in accord91171/07, SEB3, 16 April 20

amended or up

allocation pattet opportunitieending upon t

e interests of m the aforemehort term, alte

in repos, bankhe circulars issu

icipated that tver, the Schemsing the gains

ate with reason

gulation 18 (15A

eries 8 is a Clo

by investing inme and seekinere is no assuratee any return

circumstances w

AlloMinimum

70%

0%

me derivative ine net assets of trdance with Ci

me. ty related instrme and the to d debt instrum

rities/ securitie swaps ure on or befor

terms of inves accordance wdance with SBI/IMD/CIR N07, 26 Octobe

pdated from tim

tern indicated s, applicable r

the perception the unit holdentioned alloca

er the asset cok deposits in aued by SEBI fr

he overall portme does not ha

and minimisinnable measure

A) of the SEBI

ose Ended Cap

n high quality g capital apprance that the os.

would be as un

ocation Maximum

100%

30%

nstruments for the Scheme atircular No. Cir/

ruments, debtotal exposure t

ments and Rep

s lending and

re the date of t

stment objectiith the guideliEBI Circular No. 8/107311/er 2007 and 2me to time.

above may chregulations andn of the Fund ers. The portftions interalia

omposition on ccordance witom time to tim

tfolio turnoverave a target fong risks keepine and accuracy

(MF) Regulatio

pital Protection

fixed incomereciation by in objective of the

nder:

Risk

Low to Med

Medium to

r the purpose ot the time of in/IMD/DF/ 11/2

t and derivativ to option prem

po/reverse rep

short selling.

the maturity of

ve, the Fund mines issued byNos. SEBI/IMD07, SEBI/IMD

23 June 2008

ange from timd political and Manager; theolio would be due to marke defensive conth the provisiome. While ma

r would be or portfolio ng in mind y, the likely

ons:

n Oriented

securities nvesting in e Fund will

Profile

dium

High

of hedging nvestment. 010 dated

ve position mium paid

po in

f the

may invest y SEBI. The D/CIR No. D/CIR No. respective

me to time, economic

e intention e reviewed t changes.

nsideration ons of SEBI

king asset

Page 29: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

(iii)

(iv)

A.

B.

allocations, thrating of the S

Terms of Iss

Listing/Redem Listing: The scthe units offedecided by AMexchanges, inthe trading hocan be boughrequired to hadays as per the As per SEBI Cirunits held in ofreely transfer Although Unitmarket will deUnits on StockAs per SEBI ciprinciple appro Redemption/Rof the schemeHolders who dbeneficiary acthrough the stproceeds shalrelevant docum

Aggregate fee

NEW FUND These expedistribution etc. These e

ANNUAL SCThese are Managemeselling costs The AMC hato the schemwebsite of tthe AMC.

Investment Trustee fee Audit fees Custodian fRTA Fees Marketing &Cost related

he Fund ManagScheme is not a

sue

mption/Repurc

cheme being ored under theMC within 5 bvestors/ unith

ours like any oht or sold on tave a demat ace settlement cy

rcular no. CIR/one demat accoable.

ts are to be lievelop or be mk Exchange duercular SEBI/IMoval for listing

Repurchase ofe. Investors w

do not opt for ccount(s) can tock exchangel be paid out ments and det

es and expense

OFFER (NFO) Eenses are incu fees paid mar

expenses will b

HEME RECURR the fees andnt and Advisos etc. as given

as estimated thme as expense the mutual fu

Management

ees

& Selling exped to investor co

ger would end adversely affec

chase of Units:

ffered through Scheme will

business days olders can buy

other publicly tthe Exchange ccount. All inveycle of the Sto

/MD/DF/10/20ount to anothe

sted on Stockmaintained. The to the occurr

MD/CIR No. 12/ of schemes fro

f units: No redewishing to exit

allotment of u dematerialize e. The scheme within 10 busitails.

es charged to t

EXPENSES urred for the rketing and adve borne by the

RING EXPENSESd expenses fory Fee charged

in the table be

hat the followines. For the actund www.cana

Expen

and Advisory F

nse incl. agentommunication

29 | P a g e

deavor that capcted.

:

h this Scheme be listed on o from the datey / sell units otraded stock at is 1 (one) unitestors may buyck Exchange.

010 dated 28ther demat accou

k Exchange, thhe AMC and thence of any ev/147132/08 daom National St

emption/repu may do so b

units in electro their holding shall be fully iness days from

the Scheme

purpose of vavertising, regis

e AMC.

S or operating d by the AMC,

elow:

ng percentage ual current exp

rarobeco.com

nse Head

Fees

t commission s

pital remains p

Information Done or more ree of allotmentn a continuout market pricest. Unitholders y/sell Units on

h August, 2010unt; units of th

here can be nohe Trustees wivent beyond thated Decembetock Exchange

rchase of unitsy selling their

onic from or wgs and then e redeemed on m the date of

arious activitiestrar expenses,

the scheme. , Registrar and

of the daily neenses being ch. Any expense

protected on m

ocument is a cecognized stoct. As the unitss basis on thes. The minimu who wish to the Stock Exc

0, in order to fahe scheme held

o assurance thll not be liableeir control. r 11, 2008 Tru of India Ltd.

s shall be allowr units throughwhere the unitsexit the schem the date of m

f maturity, sub

es related to , printing and s

These expend Transfer Age

et assets of theharged, the inves beyond the

maturity and e

close ended Scck exchanges as will be listed stock exchang

um number of trade in units hange on all t

acilitate transfed in demat for

hat an active e for delay in

ustees have ob

wed prior to thh stock exchans are not credi

me by selling tmaturity and rebject to availab

the NFO like stationary, ban

ses include Inents’ fee, mark

e scheme will bvestor should r limits shall be

% of daiAsse

Upto 2.

nsure that

cheme and as may be d on stock ges during Units that would be he trading

erability of m shall be

secondary trading of

btained in-

e maturity nges. Unit ited to the their units edemption bility of all

sales and nk charges

nvestment keting and

be charged efer to the

e borne by

ly Net ets

.25%

Page 30: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Dico At the5% Fu52Reex ThInvexSE Asch

(a)

(b

Cost of fund

Cost of provwarrants Costs of statCost toward

Brokerage &derivative m

Service tax

Service tax

Other Expen

Maximum tand (6) (a) Additional e

rect Plan shammission fo

least 5% of the Direct Plan w

%) which is cha

ungibility of ex2 (2) and the egulations are xpense heads m

e purpose of tvestor in the S

xpenses that caEBI (MF) Regula

per the Reguargeable to th

On the first ROn the next ROn the next ROn the balan

) Additional Ethe purposecase of cashIn accordantowards brotransactionsmaximum lRegulations

) expenses nspecified by(i) 30 per ce(ii) 15 per c

higher:Provided thexpenses on The said adback in the

d transfer from

viding account

tutory Advertisds investor edu

& transaction cmarket trades r

on expenses o

on brokerage

nses

total expense

expenses for g

ll have a lowor distributi

he TER is chargwill be lower toarged in the Re

xpenses: The e various sub-h fungible in n

mentioned und

he above tableScheme will bean be chargedations.

ulation 52, the Scheme are

Rs.100 Crore of Rs.300 Crore o Rs.300 Crore once of the asset

Expenses undee of execution h market transance with SEBI okerage and ts and derivat

limit of Total s, 1996.

ot exceeding y SEBI from timent of gross ne

cent of the av: at if inflows fr

n daily net asse

ditional expen respective sche

m location to lo

statements an

sements ucation & awa

cost over and a resp.

other than inve

and transactio

ratio (TER) per

ross new inflow

wer expense ron of Un

ged towards dio the extent of egular Plan.

expenses towaeads of recurature. Thus, t

der Regulation

e is to assist thear directly or i

to the Schem

he investment as under: f the daily net aof the daily netof the daily netts – 1.50%

er Regulation of trade and isactions and 0. circular no. transaction cotives transacti Expense Ratio

of 0.30 per e to time are aw inflows in th

verage assets

rom such citieets of the sche

nses on accounemes, in case t

30 | P a g e

cation

nd dividend red

reness (at leas

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estment and ad

on cost

rmissible unde

ws from specif

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istribution exp the abovemen

rds Investmenring expenseshere shall be 52 (2) and (4)

e Investor in u indirectly. The

me will be subje

management

assets - 2.25% t assets - 2.00%t assets – 1.75%

52 (6A): broks included in th05 per cent in

CIR/IMD/DF/2ost, over and a

ons respectiveo (TER) as pre

cent of daily at least - he scheme, or; under manag

s is less than me shall be ch

nt of inflows fr the said inflow

demption cheq

st 2 bps)

and 5 bps for ca

dvisory fees

er Regulation 5

ied cities

g distribution be paid /

penses / commntioned distrib

nt Managemen mentioned u no internal su) respectively.

nderstanding t figures in the ect to limits pr

t fee and tota

% %

kerage and trahe cost of inves case of derivat24/2012 dated above the saiely, may be escribed under

net assets, if

ement (year t

the higher of arged on prop

rom beyond tow is redeemed

ques and

ash and

52 (6) (c) (i)

expenses, co charged

mission in the Rbution expense

nt and Advisoryunder Regulatiub-limits withi

the various cos table above arescribed from

al annual sche

ansaction coststment, not extives transactiod November 1d 0.12% and

charged to tr Regulation 5

the new inflo

to date) of th

sub-clause (i) portionate basi

op 15 cities so within a period

Upto 2.

Upto 0.

ommission, etunder Dire

Regular Plan. Tes / commissio

y Fees under Ron 52 (4) of n the expense

sts and expensre estimates. T

m time to time

eme recurring

s which are inxceeding 0.12 pons; 19, 2012, any 0.05% for cathe Scheme w52 (6) of the

ows from such

e scheme, wh

or sub- clauseis;

charged shall d of 1 year from

.25%

.30%

tc and no ct Plan.

The TER of on (at least

Regulation SEBI (MF) e ratio for

ses that an The actual under the

expenses

ncurred for per cent in

y payment sh market within the SEBI (MF)

h cities as

hichever is

e (ii), such

be clawed m the date

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OW WILL THE S

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on and Awareular No. CIR/IMnts p.a. (i.e. 0

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stment and adER as prescribe than investme

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ness initiativeMD/DF/21/2010.02% p.a.) on 52 of SEBI (M

heme includingon 52 of the e by the AMC o

l be updated o effective date o

rovided:

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under this claus

012 dated Se

dvisory fees shd in Regulatio

ent and advisocribed in Regulasaction cost pa

52 of the SEBI (

s: 12 dated Septe daily net asse

MF) Regulation

g the Investme SEBI (MF) Re

or by the Truste

on the Mutual of the change.

et or guarantethe scheme or of capital" atal originates ftc.

e SEBI (MF) Ree(s) and the Plhich would m

olders is carried

oposed changeaving nationwiead Office of th

for a period o

RFORMANCE?

above mentioe benchmark priate basis fo a substantia

change in the B

se shall be util

ptember 13, 2

hall be chargen 52 (6) of the

ory fees, if any,ation 52 (6) ofaid for executi

(MF) Regulatio

ember 13, 2012ets of the Schens for investor

ent Managemeegulations. Anee or the Spon

Fund website o

ee nor does itr in respect ofand not "with from the portf

egulations, thean(s) / Option

modify the Schd out unless:

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ned Benchmaif due to a char comparison ol change tha

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ized for distrib

2012, Service t

ed to the Sche SEBI (MF) Reg, shall be bornf the SEBI (MF)on of trade, if

ons.

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ent and Advisony expenditurensor.

on www.canar

provide any af declaration oh guaranteed folio structure

e Trustees shaln(s) there undeheme(s) and t

ch Unitholder as well as in a nd is situated; a exit at the pre

rk is selected fange in marke

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ll ensure that ner or the trust

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et apart at l expenses initiatives

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sset Value

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Page 32: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

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Page 33: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

2. t

3.

4. 5.

6.

7. 8.

9.

10.

11.

The securities the concerned

The scheme sinstruments ainvestment grinvestment limTrustees and t

Provided that collateralized b Provided furthare rated not b Provided furthas may be spe

The Mutual Fu

The Scheme shand the totalinvestments sManagement

The Mutual Fucapital carryin

The Scheme sh

Pending deplomay invest thespecified by thSEBI/IMD/CIR SEBI/IMD/CIR 2008 respectScheme(s) sha

“Short Te Such sho The Schescheduled of the Trus Parking oshall not e The Schescheduled

No mutual funinstruments of

The scheme sinstruments.

Investment in accordance wRegulations, 1

The Schememutual fund wschemes undeexceed 5% of N

purchased by Scheme, whe

shall not invesand non-monerade by a cre

mit may be exthe Board of di

such limit sha borrowing and

her that investm below investm

her that the schcified by the B

und shall enter

hall not invest investment i

shall be made Company.

und under all g voting rights

hall not advanc

oyment of fundem in short terhe Board. The No. 9/203 No. 7/129592ive and any oall abide by theerm” for parkin

ort-term deposeme(s) shall n commercial bastee. of funds in shoxceed 20% of t

eme(s) shall no commercial ba

nd scheme shaf any company

shall not inves

other Schemewith Regulation

996 according

/s may invest without chargier the same m NAV of the mu

the Fund shallrever investme

st more than ey market instedit rating agetended to 12% rectors of the a

ll not be applid lending oblig

ment within suent grade by a

hemes alreadyoard, conform

into transactio

more than 10in such instrue with the pr

its Scheme(s)s.

ce any loan for

ds of a schemerm deposits of e investments 06/03, SEBI/

2/08 dated 12other applicabe following guing of funds shaits shall be hel

not park moreanks put toget

ort term depos total deploymot park more tank including i

all invest morey

st more than

es : The investn 44(1) read g to which :

in another schng any fees, p

management outual fund.

33 | P a g e

l be got transfeents are intend

10% of its NAtruments issuency authorise of the NAV of

asset managem

icable for invesations:

uch limit can ba credit rating a

y in existence s to such limits

ons relating to

0% of its NAV iuments shall nior approval o

will not own

r any purpose.

e in terms of in schedule com

in these depo/IMD/CIR No

2 November 20ble guidelines delines for parall be treated ad in the name

e than 15% ofther. However,

its of associateent by the Mut

than 10% of th its subsidiaries

e than 10 per c

10% of its NA

tment by the S with Clause 4

heme under theprovided the agr in schemes u

erred in the naded to be of lon

AV in debt ined by a singled to carry of the scheme wment company

stments in Gov

e made in mo agency registe

shall within an.

Government S

n unrated debnot exceed 25of the Board

more than te

vestment objemmercial banksosits shall be io. 1/91171/07003, 16 April as amended rking of funds i as a period not of the Schemef the net asse, such limit ma

e and sponsor tual Fund in shhe net assets i.

cent of its NAV

AV in the unl

Scheme(s) in o4 of the VII S

e same asset mggregate inter

under the man

ame of the Mung term nature

struments comle issuer whicut such activi

with the prior ay:

vernment Secu

rtgaged backered with the Bo

n appropriate t

Securities only

bt instruments 5% of NAV of of Trustees a

en percent of

ectives of the scs, subject to su in accordance 7, SEBI/IMD/C 2007, 26 Octo or updated f in short term dt exceeding 91 e. ts in short te

ay be raised to

scheduled comhort term depo in short term d

V in the equity

isted equity s

other Mutual FSchedule to th

management cr scheme invesnagement of a

utual Fund on ae.

mprising monech are rated nty under the

approval of the

urities, treasur

ed securitised doard:

time and in the

in demateriali

issued by a sinf the Scheme

and the Board

any Company

cheme, the Much Guidelines with SEBI CirCIR No. 8/1ober 2007 anfrom time to deposits: days.

rm deposit(s) 20% with prio

mmercial banksits.

deposit(s), wit

shares or equ

shares or equi

Fund Schemeshe SEBI (Mutu

company or instments made

any other AMC

account of

ey market not below Act. Such e Board of

ry bills and

debt which

e manner,

sed form

ngle issuer e. All such d of Asset

's paid up

utual Fund as may be cular Nos.

107311/07, d 23 June

time. The

of all the or approval

ks together

th any one

ity related

ity related

s will be in ual Funds)

any other by all the

C shall not

Page 34: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

12.

13.

14.

15.

16.

t

17.

Apexco Thchmu ThSEpeSc AMap

The Scheme/

The Scheme/s

Any unlisted Any security i The listed sec

The Fund sharedemption ofborrow more not exceed a p

Transfers of inif, -

Such transfer"spot basis" The securitie

such transfe

The cumulativnot exceed 10exceed 20% CIR/MFD/DF/1

Total exposureCBLO, G-Secs, Public Financia

Provided that exceeding 15%Housing Finan Provided furththese HFCs arshall not excee

The Fund shainvestments inshall not exceenet assets of tgroup as defininclude an ent

All investment

part from the Ixposure to a panditions and m

e AMC/ Trusteange, so as toutual funds to

e Trustees of tEBI Regulationermitted investheme will be m

MC’s investmeppropriate. But

/s shall not ma

s shall not mak

security of an a issued by way ocurities of grou

all not borrowf units or paym than 20% of t period of 6 mo

vestments from

rs are done at shall have sams so transferrer has been ma

e gross exposu0% of the net

of the net a11/2010 dated

e of debt sche T-Bills, short teal Institutions a

an additional% of the net ance Companies

her that the ade registered wed 25% of the

all ensure than securities issued 20% of the he Scheme wit

ned under regutity, its subsidia

t restrictions st

nvestment Resarticular scrip omarket opportu

ee may alter to permit the Sc achieve its res

the Mutual Fus change so

tments for the made in accord

ents in the St the AMC sha

ake any investm

ke any investm

associate or gr of private placup companies o

w except to mment of interestthe net assets nths.

m one scheme

the prevailingme meaning ased shall be in cde.

ure through eq assets of the sassets of the 18th August 2

mes of mutuaerm deposits o

and Public Sect

l exposure to assets of the s (HFCs);

dditional exposwith National H net assets of th

at total exposued by Public net assets of tth the prior apulation 2 (mm)aries, fellow su

ated above sh

strictions presc or sector may bunities.

hese above stcheme to makespective investm

und may alter t as to permit mutual fund idance with the

cheme: The Aall not be ent

34 | P a g e

ment in any fun

ent in:

roup company ement by an a

of the sponsor

meet temporart and dividend of the individu

e to another sc

market price s specified by s

conformity wit

quity/equity re scheme/s and Scheme/s. O010 shall also

al funds in a pa of Scheduled C

tor Banks) sha

financial servischeme shall b

sure to such se Housing Bank he scheme.

sure of debt Sector Units, P the scheme. Supproval of the B) of SEBI (Mutu

ubsidiaries, its h

all be applicab

cribed under t be prescribed f

ated restrictioe its investmenment objective

these limitatio the Scheme/s n order to ach

SEBI Regulatio

AMC may invitled to charge

nd of fund sche

of the sponsoassociate or gro which is in exc

ry liquidity ned to the unit houal scheme an

heme in the sa

for quoted ins stock exchangeth the investm

elated instrume the total expo

Other provision be complied w

articular sectoCommercial Ba

ll not exceed 2

ices sector (ov be allowed on

ecurities issued (NHB) and th

schemes of mPublic Financiauch investmen

Board of Trusteual Funds) Reg holding compa

ble at the time

he Regulation from time to ti

ns from time nts in the full s

e.

ons / objectives to make its ieve its investmons, including

vest in the sce any manage

eme

r; or oup company ocess of 25% of

eeds of the Fuolders, providend the duration

ame mutual fu

truments on se for spot trans

ment objective

ents, debt andosure to optionns as contain

with.

r (excluding innks and AAA r

25% of the net

ver and abovnly by way of

d by HFCs are e total investm

mutual funds al Institutions ant limit may beees (for this pugulations, 1996any and its asso

of making inve

s, internal riskime to respond

to time to the spectrum of pe

es from time to investments ment objective Seventh Sched

cheme, such aement fees on

of the sponsor; the net assets

und for the pd that the fundn of the borro

und shall be all

pot basis. [Expsactions.] of the Scheme

derivative posn premium paidned in SEBI c

nvestments in rated securities assets of the s

ve the limit of increase in ex

rated AA and ament/ exposu

in a group and Public Sece extended to 2urpose, a grou6 (Regulations)ociates).

estment.

k parameters fd to the dynam

e extent the Reermitted invest

o time to the in the full spes. All investmedule thereof.

amount, as thn this investm

; or .

purpose of d shall not

owing shall

owed only

planation -

e to which

sition shall d shall not

circular no

Bank CDs, s issued by

scheme;

25%) not xposure to

above and re in HFCs

(excluding tor Banks)

25% of the p means a ) and shall

or limiting mic market

egulations tments for

extent the ectrum of

ents of the

hey deem ent in the

Page 35: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

sch19“Ttoen

UnTh PoThsuthespins ApapThha

Thinsem

Thca Futhemapro

Thstiapshseno

ThGeco

J) HO

Thha

heme. Investm96 which state

The asset manao invest has beentitled to charg

nderwriting bye scheme will

olicy for Inter-se Scheme mach a security ise Fund. Underot basis and struments shal

part from the pplicable to the

e Scheme shaas provided rat

e above reststruments issu

mphasized that

e Scheme sharrying the high

rther, the schee scheme. In aturity date anotection will ha

e yield on debpulated under

pply for purchaall be applicabcurity based u

ot be liable to l

e Scheme shaems & Jewelrnsider other se

OW HAS THE S

e Scheme beinave any perform

ments by the Aes that: agement compen made in thege any fees on

y the Scheme not accept und

scheme Transfey purchase / ss under the bur such circumst in conformity ll be done in ac

investment rese Scheme. ll not invest ming to this sche

riction shall nued by Public t the equity ho

ll not invest inhest credit ratin

eme shall inve case of securitnd not the "pave highest inv

bt securities at r CRISIL/ICRA/Fase of securitieble at the timepon the above

iquidate those

all not invest iies sectors. Dectors/compan

CHEME PERFO

ng offered undmance track re

AMC will be in

pany shall not e offer docume its investment

derwriting and

ers sell securities uuy / sell list of tances, the tra with Regulaticcordance with

strictions enum

more than 20%eme.

not apply to Sector Undelding of the Go

Debt Securitieng accorded by

est only in suchties with put out option" davestment grad

the time of puFIMMDA Bond

es issued by Goe of investmene parameter ae securities;

in debt instrumepending up nies for applyin

RMED?

der this Schemcord.

35 | P a g e

accordance w

invest in any oent, provided tt in the scheme

d sub underwrit

under the Sche this Scheme ansactions will ions. The valuh the general v

merated above

% of its net asse

Government rtakings (PSU

overnment of I

es which are ny an approved

h securities wh options, the m

te. Further, dee rating;

urchase shall nd Matrix as appovernment of Int and not thernd then the yi

ments issued on the changng such restrict

me Information

with Regulation

of its schemes that the asset e.”

ting obligation

eme through tand is on the s be effected bauation of untra valuation polic

e, the followin

ets in debt inst

of India Secu). For the pu

ndia in such PS

ot rated. Inves credit rating a

hich mature onmaturity shall ebt componen

not be more thplicable to AAA

ndia and Publreafter. Thus, eld moves bey

by companiesges in the invtions from time

n Document is

n 24(3) of the

unless full disc management

ns.

the mode of Inell / buy list of

ased on the praded / unquoies of the Fund

ng additional r

truments rated

urities (Sovereurpose of deteSUs is 51% or m

stments will beagency.

n or before the be reckoned wnt of the portf

han 100 bps toA instruments.ic Sector Unde

if the Fund Mayond 100 bps,

in the Real Eestment envire to time.

a new scheme

e SEBI (MF) Re

closure of its in company shal

nter-Scheme Trf another Scheevailing marke

oted securities d.

restrictions sha

d by CARE as th

eign Debt), raermining the

more.

e made only in

e date of the mwith respect tofolio required f

o the benchma. However, thisertakings. The anager has inv the Fund Man

Estate, Construronment, the

e and currently

egulations,

ntention l not be

ransfers, if eme under et price on and debt

all also be

his agency

ated debt PSU, it is

n securities

maturity of o the final for capital

ark yield as s shall not restriction vested in a nager shall

uction and AMC may

y does not

Page 36: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

This se

A. NEW FUNew Fund This is twhich a its units to

New FundThis is tthat the pay to NFO. MinimumApplicatioMinimum

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um amount: R

.00 Crore (Rs. the minimum the NFO perio

ut any return. Hhe date of clod to the investiption period. ar Plan-Growth Plan - Growth,

ar Plan: Regue through a Di

Plan: Direct me directly with

oute their inver).

rect Plan shalxtent of distution of Units w

a Robeco Mutibing under Rell the Regular application for

lt Option: In cns, it will be con

e of valid appli

ario Brmeinv

No

No

No

36 | P a g e

UNITS AND OF

or investing in

May, 2017 May, 2017 s the right to ex for not more thd will be calculalls on a non urpose of matu/- per Unit

Rs. 5,000.00 a

Twenty Crores amount requiod, then all th

However, if AMosure of NFO, itors from the e h, Dividend (Pa, Dividend (Pay

ular Plan is foistributor.

Plan is only fh Canara Robestments throu

l have a lowerribution expe

will be paid / c

tual Fund shaegular Plan & Plan form, butrm.

ase of valid apnsidered as op

ications receive

roker Code entioned by thvestor

ot mentioned

ot mentioned

ot mentioned

FFER

the Scheme.

xtend the closihan 15 days.) lated from the working day, rity date in the

and multiples o

s) red to operatee investors wo

MC fails to refu nterest as speexpiry 5 busine

ayout) yout)

or investors w

or investors weco Mutual Fuugh a Distribut

r expense ratioenses, commi charged under

ll have separa Direct Plan. Int should clearl

pplications rection for Growt

ed the default

e Plan meinvestor

Not me

Direct

Regular

ing date, by iss

date of allotm the succeedin

e scheme

of Rs.10.00 the

e the scheme aould be refundund the amounecified by SEBI ess days from t

who purchase

who purchase und and is notor (AMFI regi

o as comparedssion, etc an the Direct Pla

ate “Applicatiovestors applyiny indicate “Dir

eived without h Option and p

plan will be ca

entioned by ther

ntioned

r

suing a notice,

ment of units. Hng working da

ereafter.

and if this is noed the amoun

nt within 5 bus (currently 15%he date of clos

/subscribe Un

/subscribe Unt available forstered distribu

d to the Regulnd no commn.

on Forms” forng under Direcrect” in the AR

indicating any processed acco

aptured based

e Defaulbe cap

Direct

Direct

Direct

within the

However if ay shall be

ot collected nt invested siness days % p.a.) will sure of the

nits in the

nits in the r investors utor / ARN

lar Plan to mission for

r investors ct Plan can RN column

y choice of ordingly.

d on below

lt Plan to ptured

Plan

Plan

Plan

Page 37: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Dividend Policy

4

5

6

7

8

In caseapplicaARN codistribureproce GrowthUnder under the un DivideDividethose recordto timdividendistribdecisioto UnitregulareceiptreduceThe Scthe Trutoo smmay nreturnIncomdate othe Neregisteof dividpayoutIf AMC15% pdispatc DivideIn acco2006, 1. Qua

dec2. Wit

pubonenewMut

3. Redeteholdissu

Me

Dir

Dir

Me

Me

es of wrong/ intion shall be pro

ode within 30 cutor. In case, thess the transactio

h Option this option, n this option wiits under this o

nd Payout Optnds, if declare

Unit holders w date. The Trus

me. However, nd and the futable profits

on of the Trustt holders as torly. In order tt of clear funded by the amoucheme may disustees from timmall for distribnot take places. e Distribution,

of declaration oet surplus of ter of unit holdedend, the NAVt and statutory

C fails to pay th.a.) will be pach of the divide

nd Distributionordance with the procedureantum of dividided shall be p

thin one calendblic communicae English dailwspaper publistual Fund is sitecord date shermining the eders for receiv

ue of notice.

37 | P a g e

entioned

rect

rect

entioned

entioned

nvalid/ incompleocessed under Rcalendar days ohe correct code on under Direct P

no dividends ll continue to

option.

tion ed, will be paiwhose names astee / AMC res

it must be difrequency ther as computedee in this regao the rate of dto be a Unit hds by the Scheunt of dividendstribute, surplume to time. If tbution, in the e. The Scheme

if declared, wa of Income Dist the Scheme, ters on the dateV of the dividey levy (if appliche amount witaid to the invend.

n Procedure SEBI Circular ne for Dividend Ddend and the rpaid, subject todar day of deciating the decisy newspaper

shed in the lanuated.

hall be the da eligibility of invving dividends.

Direct

Not Me

Regular

Regular

Not Me

ete ARN codes Regular Plan. Theof the receipt of is not received

Plan from the da

will be declar remain invest

d (subject to appear in the Rserves the rightstinctly underreof will interd in accordanard shall be finadividend distribholder, an inveme. On paymd and dividend us if any, by wahere is no dist opinion of the is not assuri

arrants will beribution. The Ito those unit

e to be notifiednd option of table) thin 30 days,

vestors from t

no. SEBI/ IMD Distribution wo record date wio availability of

sion by the Trusion about the having nationguage of the

ate, which wivestors whose. The Record D

ntioned

r

r

ntioned

mentioned on e AMC shall conf the application

d within 30 caleate of application

red. The incomed and will be

deduction of tRegister of Units to change thrstood that thr-alia, depend

nce with SEBI al. There is no bution nor wilestor has to b

ment of divide tax (if applicaay of dividendributable surp

he Trustees, thing or guaran

issued within ncome Distrib holders whosd for the purpohe Scheme wo

interest as spehe expiry of 3

/ Cir No. 1/ 6ould be as undll be fixed by t

f distributable sustee, the AMC dividend incluonwide circulae region where

ll be conside names appea

Date will be 5

Direct

Direct

Direct

Regula

Regula

the applicationntact and obtain n form from thendar days, then without any ex

me attributable reflected in t

tax at source, t holders on th

he record date he actual declad on the ava (MF) Regulat assurance or l that dividendbe allotted Unnds, the NAV ble) paid. /, as may be d

plus or surplus he Dividend dnteeing any di

5 working dayution will be pe names appese. Pursuant toould fall to the

ecified by SEBI 30 days till th

64057/06 dateder: the Trustee. D surplus. C shall issue nouding the recoation as welle the head off

red for the par on the regis calendar days

Plan

Plan

Plan

ar Plan

ar Plan

n form, the the correct

he investor/ e AMC shall xit load.

e to units the NAV of

if any) to he notified from time aration of ilability of tions. The

guarantee ds be paid nit against will stand

decided by amount is

declaration ividend or

ys from the paid out of ear in the o payment e extent of

(currently he date of

ed April 4,

Dividend so

otice to the rd date, in l as in a fice of the

purpose of ster of unit s from the

Page 38: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Allotmentt

4. Thedivilevy

5. The any

6. Befodivi

SubjecUnits aNFO Pwill bebeen rof unitnearesadhererepres Allotm As permanagcalendtransathe disfolios t Providaccounday ofschemtaken Providacross consol AMC sinvestoand/othe Neto the or befreceiveinvesto Furthein ordeMutuaDeposinvestosaid reinvestomanne I. Inves ConsolRTA toof the duringhalf yeholdin

e notice will, indend, the NAV

y (if applicable) NAV will be a

y, at the close oore the issue odend declarati

ct to the receip applied for wileriod for all va

e subject to rereasonably satts will not be st whole numbence to the traented by fracti

ment Confirmat

the provisiongement compdar month is issctions and holstributor, acro

transaction ha

ed that the ant statement ef succeeding mes of all mutu

place during th

ed further tha fund houses idated accoun

hall send allotor by way of r mobile numb

ew Fund Offer unitholder in ore 10th of thed from invesors within 5 (fiv

r, SEBI vide itser to enable a

al Fund and sitories to genors having mutequirements tors on or afteer:

stors who do n

lidated accouno investors not succeeding mo that month.

early (Septembg at the end o

38 | P a g e

n font size 10, bV of the Schem). djusted to the

of business hou of such notice,

on in any manpt of the specifl be made wit

alid applicationealization of pisfied of havin made in decber at the timadable lot of oonal units will

tion / Consolid

s of Regulatioany shall enssued, on or beding at the enss all schemess taken place d

asset manageevery half yearmonth, detailinual funds, to ahat period:

t the asset ma by their permat statement.

tment confirm email and/orber not later thPeriod. A Cons whose folio trhe succeeding stors, Mutual ve) Business D

s circular ref. na single consolsecurities helderate and distual fund inveshe account st

er February 1,

not hold Dema

nt statement*, holding demaonth to the inv Consolidated ber/ March), o of the six mon

bold, categoricme would fall

extent of diviurs on record d, no communinner whatsoevfied minimum thin 5 businessns received duayment instrug received cleaimals/fractione of allotmenne unit on the be refunded t

dated Account

n 36(4) of SEBure that consfore tenth dayd of the months of all mutua

during that mo

ement compaly (Septemberng holding at

all such investo

anagement coanent account

ation specifyinr SMS’s to thehan 5 (five) busolidated Accoransactions ha month by e- Fund will prays from the re

no.CIR/MRD/Didated view of

d in demat fopatch a singlestments and htatements for 2015 will be

at Account

based on PANat account, forvestors in who account statemn or before 10

nth, to all such

cally state that to the extent

dend distributdate. cation indicatier will be issue subscription as days from thring the NFO Pment and subar funds. Also, s. The units wt of units for Stock Exchango the investor.

Statement (CA

BI (Mutual Funolidated acco

y of succeedingh including traal funds, to allonth:

ny shall ensur/ March) is iss the end of thors in whose f

mpany shall idt number for t

ng the numbere investors’ resiness days frount Statementve taken placemail/mail. In rovide an acceceipt of such

P/31/2014 datf all the investorm with Depe consolidatedholding demat transactions i dispatched to

N of the holder each calendase folios transament shall be

0th day of succh investors in

t pursuant to p of payout and

ion and statut

ng the probabed by Mutual Fmount, full all

he date of closPeriod. Allotmebject to the AM note that the

will be convert NFO applicantge. The balanc.

AS):

nds) Act 1996,unt statement

g month, detailnsaction chargl the investors

ure that a cosued, on or behe six month, olios no transa

dentify commo the purposes o

r of units allotegistered emaom the date oft (CAS) shall ale during that m case of specifount stateme request.

ted Novembertments of an ipositories, hasd account stat accounts. In v

in units of theo investors in

rs, shall be senr month withinactions have ta sent by AMC/eeding month

whose folios t

payment of d statutory

tory levy, if

ble date of und. lotment of sure of the ents made MC having allotment ted to the ts to be in ce amount

The asset t for each ling all the ges paid to s in whose

nsolidated efore tenth across all action has

on investor of sending

tted to the ail address f closure of so be sent

month, on fic request

ent to the

r 12, 2014, investor in s required ement for

view of the e Fund by following

nt by AMC/ n 10th day aken place /RTA every h, detailing there have

Page 39: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

been n *Consorelatinpurchainvestm(includmonth II. Inve ConsolDeposday of place devery detailidemat In casemutuaapplica **Consdetailsviz. puinvestm(includdematend of Followthroug a. InveAMC shany finbeforeno em b. Thesubjectincludi c. In thnamedthe pufunds/on themutua d. Invereceiveaccoun e. For sent by f. The the AMshall preceipt

no transactions

olidated accoug to all financ

ase, redemptioment plan, syding transactioh.

estors who hol

lidated accounitories to inves the succeedin

during that mo half yearly (Seng holding at t accounts ther

e of demat acal fund folios, table to the dep

solidated accos relating to allrchase, redem

ment plan, syding transactterialised secuf the month.

wing provisionsgh depositories

estors are requhall henceforth

nancial transace tenth day of sail id is provide

e statement set to realisatioing the applica

he event the fod Unit holder/Aurpose of CAS/depositories se common seqal funds / dema

estors whose e CAS. Investont(s) are updat

Unit Holders wy e-mail.

Unit Holder mMC/RTA. In case

rovide the acct of such reque

39 | P a g e

s during that p

unt statement cial transactionon, switch, di

ystematic withon charges pai

d Demat Acco

nt statement*stors holding dng month to thonth. Consolidaeptember/Ma the end of there have been n

ccounts with nhe depository positories.

ount statemen financial trans

mption, switch, ystematic withion charges rities across d

s shall be appls:

uested to noteh issue monthlction done in s succeeding moed in the folio.

ent within the on of payme

ation form, by t

olio/demat accAccount holdeS (AMC/RTA hall be identifi

quence/order oat accounts acr

folio(s)/demaors are therefted with PAN.

who have provi

may request foe of a specific rount statemen

est.

eriod.

sent by AMC/ns made by anividend payou

hdrawal plan, id to the distri

unt

*, based on Pdemat accounthe investors inated account srch), on or be

e six month, too transactions

nil balance and shall send acco

nt sent by Desactions made dividend payo

hdrawal plan, paid to themat account

icable to CAS

e that for folioly account statuch folios; the

onth. Such state

time frame mnt instrument

the RTA/AMC.

count has morr shall receive or Depositoryed on the basi

of investors in ross depository

at account(s) aore requested

ded an e-mail

r a physical ac request receivent to the unit h

/RTA is a staten investor acrout, dividend re systematic traibutor) and ho

PAN of the hot, for each cale

n whose folios statement shalefore 10th dayo all such invess during that pe

d no transactiount statemen

epositories is ae by an investoout, dividend r systematic trae distributor

ts of the inves

sent through A

os which are nement to the u

e monthly stateements shall b

mentioned abot and/or veri

re than one re the CAS (AMC

y), common iis of PAN. Cons various foliosy participants.

are not updatd to ensure th

address in KYC

ccount statemeed from the un

holders within 5

ement containioss all mutual einvestment, sansfer plan, bolding at the e

olders, shall bendar month w transactions hl be sent by Dey of succeedinstors in whose eriod.

ions in securitnt in terms of re

a statement cr across all mu

reinvestment, sansfer plan, b) and trans

stors and hold

AMC/ RTA and

not included inunit holders, pement will be

be sent in physi

ove is provisiofication of do

gistered holdeC/RTA or Deposnvestors acrossolidation shals/demat accou

ted with PANhat their folio

C records, the C

ent by writing nit holders, the 5 business day

ing details funds viz. systematic bonus etc. end of the

be sent by within 10th have taken epositories ng month, folios and

ies and in egulations

containing utual funds systematic bonus etc. action in ing at the

d CAS sent

n the CAS, ursuant to

sent on or ical form if

nal and is ocuments,

er, the first sitory). For ss mutual l be based

unts across

shall not (s)/demat

CAS will be

to/calling e AMC/RTA ys from the

Page 40: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

g. AccoprintedcurrenUnit H h. NonBusineissued i. Unittransfedate su Annua• The

notstatvalu

• ThePor

Alte

ma Half Ye• A co

evemodur

• Theholma

Unit hoafter reaccessthe Fudeemeintercethird p Furthefor the • The

absinvemoevegroserv

• The

percon

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do inve

ount Statemend statements it financial yeaolder.

n-transferable ess Days of the for any fractio

s held, either erable. The Truubject to SEBI

al Account State Mutual Fundst transacted dutements. The ue of the Unitse account statertfolio Stateme

ernately, soft cil address, inst

early Consolidaonsolidated ac

ery six monthsnth, to all su

ring that periode half yearly coders whose e-mde to receive i

olders who receceiving e-maiing the electro

und to enableed that the Uneption of the parties.

r, as per the pe half-year shal

e amount of asolute terms) destments in enetary payme

ent sponsorshiposs commissiovice tax (where

e scheme’s aveiod for each

ncerned investo

ch half-yearly C not have any estment has be

40 | P a g e

nts shall not bndicating the dr and giving th

Unit Certificat receipt of a re

onal Units entit

in the form oustee reserves (MF) Regulatio

ement: s shall provide uring the last s Account States prior to the daements in suchent or Annual R

copy of the acctead of physica

ated Account Sccount statemes (i.e. Septemch Unit holded shall be sent onsolidated acmail address is

n physical.

ceive account sil from the Funonically deliver the Fund to it holder is aw

documents an

provisions of Sll also provide

actual commis during the haleach scheme. nts and other ps etc. by AMCn and does never applicable

erage Total Ex scheme’s appor has actually

CAS shall be is holdings in Meen paid to dis

e construed as details of transhe closing bala

tes will be senequest for the tlement.

of Account Sta the right to m

ons issued from

the Account Stix months prioement shall reate of generat

h cases may beReport of the S

count statemeal statement, if

Statement: ent detailing hober/ March),

ers in whose f by mail/emailccount statems registered wit

statements bynd. Should the ed documents make the de

ware of all secund contents of

EBI circular da the following(

sion paid by Af-year period a

(The term ‘c payments madCs/MFs to distnot exclude coe, as per existin

xpense Ratio (ilicable plan ( invested in.

sued to all invMF schemes anstributors, duri

s proof of titlesactions underance of Units fo

nt, if an applic certificate. Un

atement or Unmake the Unitm time to time

tatement to thor to the date oeflect the lateion of the accoe generated ancheme.

nts shall be mf so mandated

olding across a on or before folios no transl. ent will be seth the Fund, un

e-mail may d Unit holder exs, the Unit holdelivery throughurity risks incluf the documen

ted 20th Septapplicable from

AMCs/Mutual against the cocommission’ hde in the formtributors. The osts incurred ng rates), oper

in percentage regular or dir

vestors, excludnd where no co

ng the concern

e and are only the Schemes

or the informat

cant so desiresit Certificates w

nit Certificates,ts transferable .

he unit holders of generation oest closing baount statementnd issued alon

ailed to the in.

all schemes at 10th day of ssaction has ta

nt by e-mail tonless a specific

ownload the dxperience any dder shall promph alternate meding possible tnts becoming

ember, 2016 Cm 1st October,

Fund to distrioncerned inveshere refers to of gifts / rewa

commission d by distributorrating expense

terms) for theect or both) w

ding those inveommission agned half-year p

computer during the tion of the

s, within 5 will not be

, are non- at a later

who have of account lance and t, g with the

vestors’ e-

the end of succeeding aken place

o the Unit c request is

documents difficulty in ptly advise eans. It is

third party known to

CAS issued 2016):

ibutors (in stor’s total all direct ards, trips, isclosed is

rs such as es, etc.)

e half-year where the

estors who ainst their

period.

Page 41: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Refund

Who can This is anyou areconsult advisor whether suitable t

invest

n indicative liste requested

your finato asce

the Schemeo your risk pro

Unit CeNormaunithodays othe unrecovethe Sto DematThe Aphave arequireAccounThe Undetailsaccounmay bexchanIf the Ua latedemata Dem Howevremateby theunder If applclosure@ 15%In the allotmand by

t and to

ancial ertain e is file.

Adumin

Adu Hind Part A Co A Bo A Co

Indi A R

law Fore Fore

RegReg

Ban Pen Non

non Arm

inst Mul

perm Qua

Aug Oth

SEB

ertificates: ally no unit colder so desires

f the receipt onit certificate wered from the ock Exchange.

terialization / pplicants intena beneficiary aced to mentionnt No. with thenits allotted ws provided in tnt holder for ue noted that tnge(s) (where

Unit holder desr date, the ret) form into De

mat/Remat Req

ver, the Trusteerialization pro

e Depositories, the Depositoriication is rejece of NFO. If ref

% p.a. for delay event of Applicent, the Schem

y way of Chequult Individual(s)nors jointly withult Individual(s)du Undivided Ftnership Firms ompany as defody Corporate o-operative Soia eligious or Chas and authoriseign Institutioneign Portfolio

gulation 2(1)(hgulations, 2014nks and Financinsion Funds/Pen Resident Indn-repatriation bmy, Air Force,

itutions. Scienltilateral Fundimission of Govalified Foreign gust 9, 2011 as er Schemes oI Regulations

41 | P a g e

certificates wils, the AMC shaf request for th

will form part Unitholder. Ho

Rematerializading to hold tccount with a

n in the applice DP at the timwill be creditedthe applicationnits held in de

trading and se the Units are lsires to hold thequest for conemat (electronquest Form to t

ee / AMC resocess in accord, viz. NSDL/ Ces Act, 1996.

cted, full amoufunded later thy period will becations not beme will refund

ue or Demand ) and also minh adults not al) jointly not ex

Family (HUF) fined in the Co established by

ociety registere

aritable Trust ed to invest in

nal Investors (Fo Investor (Fo

) of Security Ex4 . ial Institutions ension Fund Maians (NRIs) an

basis Navy and othtific and Industng Agencies /

vernment of Ind Investor (QFI) and when app

of the Fund su

ll be issued uall issue a unit he certificate. Tt of the annuaowever, such

tion of Units: he Units in de

Depository Pacation form De of purchasind to the DP an form. The stamat will be se

ettlement in th isted) will be phe Units in a Denversion of unic) form or vice

their Depositor

erves the righdance with thDSL and/or in

unt will be refuhan 5 business e paid and charing complete i

d the Applicatio Draft marked `nor(s) through lowed).

xceeding three,

mpanies Act, 1y or under any

ed under any la

/ Wakfs or a S Mutual Fund S

FIIs) registeredoreign Portfolxchange Board

anagers

nd Persons of

her para-militatrial Research Body Corporatdia / Reserve B as per SEBI cirplicable bject to the c

under the Sch certificate to t

The cost of staal ongoing ex

unit certificate

materialized mrticipant of theP's Name, DPg Units during

account of theatement of hont by the respehe Units of thepermitted only ematerialized /nits held in Ae versa should ry Participants.

ht to change he procedural n accordance

unded within 5 days from therged to the AM

in all respects on Money to t

`A/c Payee’. their parent/g

, on first holde

1956, Public Se law in force inaw relating to C

Society establi Schemes with SEBI io Investor (d of India( For

Indian Origin

ary units and Organisations tes incorporate

Bank of India rcular CIR / IM

onditions and

heme. Howev the unitholdermp duty paid

xpenses and/oes are not trad

mode will be ree NSDL/CDSL a

P ID No. and B the NFO of th Unit holder a

olding of the bective DPs perie scheme over in electronic fo

/ RematerializeAccount Statem be submitted .

the demateria requirements with the prov

5 business daye closure of NFOMC. and the conse the applicant(s

guardian. (App

er or survivor/s

ector Undertakn India Co-operative S

shed under th

FPI) as definreign Portfolio

(PIOs) on repa

bodies create ed outside Indi

D / DF / 14 / 2

limits prescrib

ver, if the r within 30 for issuing or may be dable with

equired to and will be Beneficiary e Scheme. as per the beneficiary odically. It

r the stock orm. ed form at

ment (non alongwith

alization / laid down isions laid

s from the O, interest

quent non s), by Post

plication of

basis.

kings.

Societies in

e relevant

ned under Investors)

atriation /

d by such

ia with the

2011 dated

bed under

Page 42: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

AnyIndi

NRI Notes 1. Non

/OvPortof Iof Srederegu

2. In ca

origsubsigntheiConautAppby tthem

3. Inve

comInveidenbyeproregi

ThedecFormautinveAMCvalion suchthe

4. Ret

accocheinve

5. The

SchUnit

6. No

Fun 7. Sub

rejealiaincothe

y other categoian Laws in futs and PIOs

:

n Resident Indverseas Citizentfolio Investorsndia under Sch

Security by a Peeeming units oulations.

ase of applicatginal Power omitted. In case

natories / officir official desi

nstitutive Docuhorized officia

plication Form. the Investors am and they po

estors desiringmply with the estors are reqntity and addre-laws/trust deof of authorizaistered with SE

Fund / Alarations/affirmm(s) and the dhorised by theestment / tranC / Trustee / odity and autho

behalf of the h other inform investments m

turned chequeompanying apques are prese

estor.

e Trustee resereme on accouts of this Schem

request for wd Offer Period

ject to the SEBected in the so reject any ap

omplete or if th best interest o

42 | P a g e

ry of investorsure.

ians (NRIs) anns of India (Os (FPIs) have bhedule 5 of therson Resident

of the mutual

tion(s) made bof Attorney ore of applicatiocials of Non-Ingnation and aments/Board

als, duly certi. The Fund/AM

are not prohibossess the nece

g to invest / KYC norms apquired to proess such as cop

eed/partnershiation to invest,EBI.

AMC / Trustemations provid

documents fure Constitution dnsact. Further, other intermedorization of the Investors. The

mation and docmade by the inv

es are liable npplication formented again, t

rves the right unt of dishonome.

ithdrawal of a.

BI (MF) Regulaole and absolupplication for the Trustee for aof the Scheme

s that may be

nd Persons of CI) / Foreign

been granted ae Foreign Excht Outside India funds subject

y Individual Invr a certified ns made by Nodividual investas per the au resolutions, etified / atteste

MC/Trustees shbited by any laessary authority

transact in mpplicable from ovide prescribepy of the Memp deed/ Certi, as applicable

ees / other ded by the Invernished to the document/ the the Investor s

diaries in case oe transactions a Fund / AMC /

cuments as mavestor.

not to be prems are liable he necessary c

to recover frour of cheques

application wil

ations, any appute discretion othe purchase o any other reas or its Unithold

permitted by

Indian Origin Institutional I a general permhange Managea) Regulations to conditions

vestors under true copy duon-Individual Itors should siguthority grantetc. A list of speed should alshall deem thataw/Constitutivy to invest/tran

mutual fund sc time to timeed documents

morandum andficate of Regi, to the KYC Re

intermediarestor(s) in the KRA that the Ieir Board of Dihall be liable t

of any dispute and / or the ap / Trustee reseay be required

esented again to be rejected charges are lia

m an investor issued by the

l be allowed a

plication for U of the Trusteeof Units if the son does not beers to accept s

the Trustees

(PIOs) residinInvestors (FIIs)mission by Resement (Transfe, 2000 for inv set out in the

a Power of Attly notarised s

nvestors, the agn the applicated to them uecimen signatuso be attachet the investme

ve documents nsact.

chemes are re. Under the KYs for establis

d Articles of Assstration alongegistration Age

ies will rely Application/T

Investor(s) is pirectors etc. to to indemnify t regarding thepplicant who hrves the right by it in conne

for collectiond. In case the

able to be debi

r any loss caus investor for p

after the closu

nits may be ac. The Trustee application is elieve that it w

such an applica

as per the

ng abroad )/ Foreign serve Bank er or Issue esting in /

e aforesaid

torney, the should be

authorized tion under nder their

ures of the ed to the ents made governing

equired to YC norms, hing their sociation / g with the ency (KRA)

on the ransaction permitted/ o make the the Fund /

eligibility, as applied to call for ection with

n, and the e returned ited to the

sed to the urchase of

re of New

ccepted or may inter- invalid or

would be in ation.

Page 43: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Who cann

Where cafilled up a

How to A

Listing

Restrictioright to dispose offered.

not invest

an you submit applications.

pply

ns, if any, on freely retain

of units b

• PursOver

• NRIs(NCC

• NRIState

• Sucht the During

shouldOfficiaof the ASBA: ASBA pbanks applicaand wbe subList of (www.SyndicauthorForm. InvestobeforerequesPleasePlease1. Menredem2. MenThe schSchemrecogndate ocan buhours Units tto tradUnits oStock EAs perfacilitaunits oAlthouactive not beany evAs per have Exchan

n the n or being

The AMScheminterestime arepurcrestrictpublishwell asof the PledgeThe Un

suant to RBI rseas Corporats and foreign

CTs) as determs and PIOs whes Persons undh other person

g the NFO perd be submittedl Points of Acc SID. In addition to

process. For us (SCSBs) providation money will be debited o

bmitted only at SCSBs and th.sebi.gov.in).Foate Banks (SCSrizing blocking ors applying th

e making theirsted to refer toe Refer the SAI e note that it isntion their ban

mption requestsntion their Permheme being of

me and the unnized stock excf allotment. As

uy / sell units like any other that can be bode in units wou on the Stock Ex Exchange. r SEBI Circularate transferabilof the scheme hugh Units are t secondary mae liable for delavent beyond th SEBI circular Sobtained in-pnge of India LtdMC reserves t

me during NFO,st of the Invesand such repuchase mentiontions which shhing the sames in a newspap Mutual Fund is

e of Units nits under the

43 | P a g e

A.P. (DIR See Bodies (OCBs

n nationals reined by the Fin

ho are residentder applicable ns as may be spriod the applicd at the office oeptance, whos

o the above alsing ASBA facilding ASBA faciwill be blocked only on allotmt Self Certified eir designatedor using ASBASBs) providing of funds from

hrough the ASBr application.

o Statement of and applicatios mandatory fonk account nums. manent Accouffered throughnits offered uhanges as mays the units will

on a continuor publicly tradeught or sold o

uld be requiredxchange on al

r no. CIR/MD/lity of units he

held in demat o be listed on rket will develay in trading oeir control.

SEBI/IMD/CIR Nprinciple approd. the right to re, depending onstors. Investorsurchases are sned elsewhereall be intimate

e in one Englisper published i

s situated.

Scheme may b

ries) Circular s) cannot invessiding in Non

nancial Action Tts of the Unite laws/ statutes pecified by AMcations filled u of the Collectiose names and

l applicants caity investors shility and submd from the res

ment of units in Syndicate Band branches shaA facility inve ASBA facility a

m the bank acc

BA facility shou For further d Additional Info

on form for furtor unit holdersmbers in their

nt Number (PA this Scheme I

under the Schy be decided b be listed on st

ous basis on thed stock at man the Exchang

d to have a deml the trading d

/DF/10/2010 dld in one dem form shall be f Stock Exchangop or be main

of Units on Sto

No. 12/147132/oval for listin

eject the subsn the prevailings may, howevsubject to exite in this doced to SEBI andh daily newsp

n the languag

be offered as s

No. 14 datedst in Mutual Fu

n-Compliant Co Task Force (FATd States of Am and the resideC from time toup and duly son Centers / In addresses are

an participate hould approacit ASBA applicspective bank

n his/her namek (SCSB) at the

all be displayeestors should and submit thount specified

uld fully read tdetails on ASBormation (SAI)ther details ans to: application fo

AN) in their apnformation Doeme will be

by AMC within 5tock exchange

he stock exchaarket prices. The is 1 (one) un

mat account. Adays as per the

dated 28th Auat account to a

freely transferage, there can b

ntained. The AMock Exchange d

/08 dated Deceng of scheme

scription/ applg market conder, offer the ut load and suument. Truste shall be notifaper having n

ge of the regio

security by way

d September 1unds. ountries and TF), from time

merica/definedents of Canadao time. igned by the

nvestor Service mentioned on

in the NFO thch self certifiedcation to them account of the. ASBA appliceir designated

ed on the SEBI approach Selfe ASBA applica in the ASBA A

the applicable BA facility, inv). d instructions.

or purchase of

plication. ocument is a cl listed on one 5 business dayes, investors/ uanges during thhe minimum nit. Unitholders

All investors mae settlement cy

gust, 2010, in another demaable. be no assuranMC and the Tr

due to the occ

ember 11, 200es from Natio

lication for unditions and to punits for repurubject to restrees shall appied to all unit

nationwide circn where the H

y of a pledge /

16, 2003,

Territories to time. as United

a and USA

applicants e Centers / n last page

hrough the d syndicate

m. The NFO he investor ations can branches. ’s website f Certified ation form Application

provisions estors are

f units and

ose ended e or more ys from the unitholders he trading

number of s who wish ay buy/sell ycle of the

n order to at account;

ce that an ustees will urrence of

8 Trustees onal Stock

nits of the protect the rchase any rictions on rove such

holders by culation as ead Office

/ charge in

Page 44: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Special Pavailable

Products / faci during the NFO

favour(NBFC)the duloans wother bThe PlewrittencurrenDividename the lie Lien onOn an will hauntil thunits sthe cheof payshall bbe dispwill nosubmitunits fr

ilities O

Inter-SThe M(subjecany otMutuaThis Oinvestmcompleare bebe effreinvesaccordSchemof Unitprice aRedemfor uni SubscrInvestoinvestoNationmembrepresmay b/ subsmechashall band thunithobe avaunits osuch g(Mutuatime to TRANSInvesto

r of a schedu), or any other

uly completed will be at the

body concerneedger will not n authorizationcy of the pledgnds declared o of the unit Hon letter.

n Units ongoing basis

ave lien on the he subscriptio

soon after makeque /draft tement by the ba

be cancelled, apatched to theot permit redtted. The AMCrom time to timScheme Switch

Mutual Fund pct to provisionther open enal Fund to this sOption will be ment among tetion of lock-in

eing switched) fected by waystment of the

dingly, to be efme and the issu

ts that may beat which the

mption Price, ats in the schem

ription throughors are requestors can transnal Stock Exchaber can facilitatented by guarde qualified as cribe to units

anism as providbe allotted unithe records of olders. Investorailable to the inon NSE. The trguidelines as mal Funds) Rego time.

SACTIONS THROors may enter

44 | P a g e

uled bank, finr body for obta documents as entire discretid and the Fund be able to redn to the Fund ge, the Pledgeeon Units underolder and will b

s, whenever ex allotted units n amount is rking purchase,ndered towardank, the transaand a fresh Ace Unit holder. Fdemptions unC reserves the me. hing Option provides the inns as regards mded scheme(s

scheme during useful to Unithe open ended

n period, if any in order to mey of a Redeme Redemptionffective, the Swue rules of thee redeemed o

Units will be and the proceeme.

h Stock Exchanted to note thaact through Mange of India Lte eligible invedian and Body per the guidel of the schemded by respectts in accordanc the Depositorrs should notenvestors for puransactions camay be issuedulations, 1996

OUGH "CHANN into an agreem

nancial instituaining loans. T it may specifyon of the band assumes no deem the pled that the lien e will have comr lien will be pabe sent to the

xisting or new I and such unitsealised by the the redemptiods subscriptionaction shall beccount Stateme For NRIs, the Fless requisite right to chan

nvestors the f minimum apps) / plan (s) og the New Fundt holders whod scheme(s) / y, of the units oeet their chang

mption of Un proceeds in

witch must com other scheme

or issued, Exit Switched out eds will be inve

nge Platform foat, in addition tMutual Fund

Limited (NSE) destors (i.e. Resiy corporate or sines issued bye using their tive stock exchce with the SEry Participant e that the saidrpose of tradinrried out on thd by the respe6 and circulars

NEL DISTRIBUTment with cert

ution, non-banThe AMC shall y in this regardk / financial in

responsibility tged units unti

/charge may mplete authoriaid to the cred Pledgee, unle

Investors makes shall not be a

e Fund. In caseon cheque wil

n has been clea reversed and ent evidencing

Fund may mark documents a

nge operationa

flexibility to swlication amou

or close endedd Offer period. o wish to alter plan(s) of the of the schemeged investmenits from the an open-endmply with the e (for e.g. as t / Entry Load, of the schemested in the sc

or Mutual Fun to the existing Service Syste during NFO. U

dent Individua such other clasy relevant stock existing netwohange. InvestoBI guidelines i

shall be consd stock exchanng in units of thhe above platfective stock ex / guidelines i

ORS” tain distributor

nking finance mark a lien ond. Disbursemenstitution / NB thereof. l the Pledgee

be removed. Dty to redeem s

dit of / re-invesss otherwise s

e subscriptionsavailable for ree a unit holdel not be dispatared. In case o the units allotg such cancellak a lien on theas specified inal guidelines f

witch their innt referred ab scheme offer r the allocatio Mutual Fund ((s) from where

nt needs. The S Scheme / Pled scheme /

Redemption ruo the minimum

lock-in period,e will be base

cheme at the O

ds: g modes for traem (MFSS) plnder this facilit

als, HUF, residess of eligible ink exchange) toork and order rs availing of t

ssued from timidered as finage platform(s)he scheme posform shall be xchanges and

issued there u

rs (with whom

company n receiving ent of such BFC or any

provides a During the

such Units. sted in the pecified in

s, the Fund edemption r redeems tched until

of dishonor ted earlier ation shall

e units and n SID are for lien on

vestments bove) from red by the

on of their (subject to e the units

Switch will an and a plan and ules of the m number , etc). The ed on the

Offer price

ansactions, atform of ty, trading ent minors nvestors as o purchase collection

this facility me to time al for such ) shall not st listing of subject to also SEBI nder from

m AMC also

Page 45: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

has a tto tranother Distribaggregtheir vprocesThe Chenterekeepincase mnecessrequesinvesteof the and divcredit instrummay atransafacilitiedirectolosses investo ONLINFacilityMutuadeclareredemSEBI ashall bnote thany teAsset Mtime b OptionThe Mprocee(Targedate ocan beswitchthese s The Invspace maturthe de(Regulan invon theinconsschemdefaultmaturiany timmaturiunits tand cominim

tie up) referrednsact in units electronic meutor, as the ca

gate the detavarious investossing on daily bhannel Distribued into betweeng) as also the may be, to the sary documentst shall be liaed through thi Fund. The Redvidend payout

in the specifiement, as applialso approachction requestses offered by tors, employees arising out ors/distributor

E TRANSACTIOy of online traal Fund i.e. wed to be an “

mptions, switchnd as mention

be applicable fohat transactionrms & conditi

Management eing in force.

nal switch of reMutual Fund peds receivable et Scheme) of tof maturity, as e made during-in requests in

schemes, subje

vestor can cho in the applicatity switch. In cefault schemelar Plan- Growestor in the pae applicable Nistency in selee or Maturityt mode. Furthity switch to Pme during the ity of the schetill maturity ofonditions of bum number of

45 | P a g e

d to as "Chann of mutual funeans or throuase may be. Unils of transactors and forwa

basis as per theutor is requiredn the investor transaction do AMC / RTA as

ts are not furnable to be rejs mode, are bdemption procs, if any, are p

ed bank accoucable. It may b the AMC / s (financial / the AMC. The Ms and represen of or in cos through abov

ON ON THE WEBansactions is a

www.canararob “official point

es and other fned in the Schor applicationsns on the webons as stipulat

Company Limi

edemption proprovides the in on maturity

the Canara Ro may be specif the New Fund

n these schemect to applicab

oose to avail oftion form/ tra

case the Targete to be consid

wth Option or Darent scheme.Net Asset Valuction of option switch, payoer, investor shayout of redem tenure of the eme. To make f the scheme. oth the switchf Units that ma

nel Distributorsnds through vaugh Power ofnder such arrantions (viz. subard the same e cut-off timin

d to send copy & distributor tocuments / pros per agreed tished within thected. Normay way of direcceeds (subject aid by the AMC

unt of the inve be noted that Official Point( nonfinancial)

Mutual Fund, ttatives shall no

onnection witve mode.

BSITE: available on tbeco.com. Con of acceptanc

facilities .The eme Informat

s received on tsite shall be suted by Canarated (CRAMC) f

oceeds on matnvestors the f

of the Parent obeco Mutual fied by the invd Offer periodes will be effe

ble cut-off timin

f this facility bynsaction slip at Scheme is nodered for switDirect Plan- Gr The switch ou

ue (NAV) on tn viz, Payout out of redempt

hall also have amption procee scheme, not l the switch eff

The switch shh-out scheme ay be redeeme

s" who providearious modes f Attorney in ngement, the bscriptions/ re electronically gs applicable t of investors' KY to the RTA (onoof of transacttimelines. In cahe stipulated t

ally, the subsct credits to the to deduction C to the investoestor or throug investors inves(s) of Accepta) or avail of

the AMC, the Tot be liable forth the transa

he official wensequent to thce” for applica Uniform Cut-otion Documenthe website. Houbject to the e Robeco Mutu

from time to t

urity: flexibility to s Scheme to a

Fund availablevestor in the a or at any tim

ected based ong provisions.

y signing sepaand confirmingt mentioned utch would beowth Option) ut transaction the date of m

of redemption tion proceeds

an option to aeds by submittiater than 10 wfective, investoall be subject

and switch-in ed or issued, Lo

e the facility to such as their favor of the Channel Distriedemptions/sw to the AMC

to the relevantYC proof and ae time for centtion authorizatase KYC proof

timeline, the tcription proceee specified ban of tax at souror directly throgh issuance ofsting through ance directly the online t Trustee, along r any errors, daactions under

bsite of Canahis, the said ations for sub

off time as prets of respectiveowever, investeligibility of theual Fund/Canaime and any la

switch their reany of the Sche for subscriptipplication forme before matun the applicab

arately in the dg their intentiounder the switc

Canara Robe based on Plan will be proces

maturity. In ca proceeds on m shall be cons

alter his prefering a written r

working days por needs to ho to the applica scheme as re

oad etc.

o investors website / e Channel butors will

witches) of / RTA for t schemes. agreement tral record tion as the and other ransaction eds, when nk account rce, if any) ough direct f payment this mode

with their ransaction with their amages or rtaken by

ra Robeco website is bscriptions, escribed by e schemes ors should e investor, ra Robeco aw for the

edemption heme/Plan ion on the m (request urity). The ble NAV of

designated on to avail ch request, eco Liquid n opted by ssed based ase of any maturity of sidered as rence from request, at rior to the old all the able terms egards the

Page 46: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Foreign Complian

Cash Invesmutual fu

B. ONGOI Ongoing This is thewill openStock ExcNFO perioOngoing (purchaseschemes/investors.This is thpurchase/Ongoing /switch oof the MuThis is thredempti

Cut off redempti This is tapplicatio

Account nce

stments in nds

ING OFFER DET

Offer Period e date from wn for trading ohange after th

od. price fore)/switch-in /plans of the m. he price you n/switch-in. price for redouts (to otherutual Fund) by he price you ons/switch out

timing for ons/ switches

the time befoon (complete

Tax FATCA States effortsGovernagreemIndia ilikely tAnnexAMC/Mreportaand/o(throuholdinTax AupursuaIn ordemay ntraders22nd purchaFund , I. Comunder;Money II. Suredemonly th Note:

TAILS

hich the schemon the Nationhe closure of t

r subscriptio(from oth

mutual fund)

need to pay f

demption (salr schemes/pla investors. will receive fts.

subscription

ore which yo in all respect

is an acronym Federal law to to prevent ta

nment of Indment in substas now treated to be classifieure 1(i)) unde

Mutual Fund wable accounts r non-US statgh its agents ogs, investment

uthorities, as thant to the new er to enhance ot be tax payes/businessmen

May, 2014 ases/additiona per financial y

mpliance with P; the SEBI Circuy Laundering R

fficient systemptions, dividenhrough banking

Canara Robeco

me nal he

Being a Scheme reopen fo

on her by

for

Not appliof the ScHoweverScheme o

le) ns

for

Being a Scheme open forwould beHoweverExchangemade onstock on The minimis one UnNAV. Deasubject to

ns/

our ts)

After closredemptiIn case ofmaturity accepted

46 | P a g e

m for Foreigno increase comax evasion byia and the U

ance on the ter as having an

ed as a ‘Foreir the FATCA p

will be required and collect stus of its inve or service provt returns and/ohe case may b reporting regi the reach of mers and may nn/workers, SEB has permi

al purchases to year shall be al

Prevention of Mular(s)on Anti

Rules, Regulatio

ms and prond, etc. with reg channel.

o Mutual Fund

close-ended S during the Neor subscription

icable. Being cheme through, once the Un

on a continuou

close ended S during the Newr subscriptionse provided onlyr, subsequent e, buying or sn the Exchange the Exchange mum number nit. The Units’ alings by the Uo Exchange Ruse of NFO Perioion /switches, f switch-out pr in another sc

d upto 3.00 p.m

Account Tax mpliance by USy the US taxpaUnited States rms of an Inte IGA in effect fgn Financial rovisions. In a

d to undertakeuch informatioestors/Unit hoviders) as far aor to US Interne for the purpme under FATC

mutual fund pot have PAN/b

BI vide its circutted receipt

o the extent oflowed subject

Money Launde Money Laundons and Guide

cedures in pespect to afore

d does not acce

cheme, investew Fund Offer s after the clos

close ended Sch the Mutual Fnits are listed, us basis on the

Scheme, Investw Fund Offer Ps after the cloy on Maturity. to closure ofselling of Unite. Units can b at prevailing m of Units that c market prices

Unit holders / Iles and Regula

od, the Fund w and hence cutroposed for invcheme of the m. on the Matu

Compliance AS taxpayers anayers with off of America r- Governmentrom April 11, 2

Institution’ (Inaccordance wit due diligenceon/documenta

olders and disas may be leganal Revenue Seose of onwardCA. roducts amonbank accountsular dated 13t of cash tf Rs.50,000/- to:

ring Act,2002 ering (AML) alines; and

place. Howevementioned in

ept investmen

tors can subsc Period only asure of NFO.

heme, investound/AMC only an investor ca

e NSE.

tors can subscPeriod only andosure of NFO. f NFO and upts by Unit hole bought or s

market prices. can be bought may be at a

Investors on thations.

will not provide t-off timing provesting the red Fund, the swurity Date.

Act (“FATCA”),nd is intended fshore investm

(US) have retal Agreement

2014. The AMCnvestment Entth FATCA prov

e process and iary evidences sclose such inally permitted ervice (IRS) or d transmission

gst small invess, such as farmh September,

transactions per investor, p

and Rules frand other appli

ver, paymentnvestments sha

ts in cash at pr

cribe to the Unand the schem

rs can subscriby during the Nan buy/sell Un

cribe to the Und the Scheme w The redempti

pon listing ofders / Investoold like any o

or sold on the

premium/discohe Exchange w

facility for subovisions do notdemption proce

witch-out reque

, a United to bolster

ments. The eached an t (IGA) and C/Fund are tity as per isions, the

dentify US of the US nformation about the the Indian to the IRS

stors, who mers, small

2014 and for fresh

per Mutual

med there icable Anti

t towards all be paid

resent.

nits of the me will not

be to Units FO period. nits of the

nits of the will not re-ion facility

f Units on ors can be ther listed

e Exchange ount to its

will be also

bscription / t apply. eeds upon est will be

Page 47: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

should racceptancWhere purchase/submitted

Minimumpurchase Fresh pur

Accounts

reach the offce. can the a/redemption d?

m amount /redemption. chases/switch

Statements

ficial points

pplications fswitches a

for addition es

of Dealings Rules & R

for are

The Unitsthe NFO pRedemptHoweverrequest inSwitch-ouMutual FAMC or O

nal Not applithe term(one) unfrom time For N

subscnumbto thelater tFund

Consolida As per thThe assestatemensucceedinthe montschemes has taken Provided consolidaissued, othe end oinvestors Provided commonfor the pu

Further, Novembeinvestmeform witha single cinvestmethe accouor after manner:

I. InvestoConsolidasent by calendar in whosConsolida(Septembholding athere hav *Consolidcontainin

47 | P a g e

by the Unit h Regulations ges will not be av period. tion/Switch-ou, once the Unn the prescribeut applicationsund on the Ma

Official Points oicable, as purc of the Schemit or such othe to time.

NFO period suription, AMC

ber of units alle investors’ re than 5 (five) b Offer Period.

ated Account S

e provisions ot managemen

nt for each cang month, detth including tr of all mutual fn place during

that the asated account son or before te of the six mont

in whose folio

further that investor acrosurposes of sen

SEBI vide ier 12, 2014, in

ents of an inveh Depositories, consolidated aents and holdinunt statements February 1, 2

ors who do notated account s

AMC/ RTA to month withine folios tranated account sber/ March), o

at the end of tve been no tra

dated accounng details relat

holders / Inveenerating the cvailable for sub

ut is not permits are listed, t

ed form to the s from the Scaturity Date ca

of Acceptance ohase/redempt

me. The listed her marketable

ubscriptions: O shall send alotted to the in

egistered emai business days

Statement (CA

f Regulation 3nt company shlendar month

tailing all the transaction cha funds, to all th that month:

sset managem statement eveenth day of suth, across all sc

os no transactio

the asset mss fund housesding consolida

its circular r order to enabestor in Mutua, has required account statemng demat accos for transactio2015 will be

t hold Demat A statement*, bo investors no 10th day of tsactions have

statement shalon or before 10 the six monthnsactions durin

t statement ting to all finan

estors on Exch concerned Stocbscription/swit

itted during th the Units can DP. heme to any an be made at of the R & T Agtion/switch-out units will have lots as presc

On acceptancellotment confnvestor by wayl address and

from the date

AS):

36(4) of SEBI (Mhall ensure tha is issued, on

transactions anrges paid to t

he investors in

ment companery half yearly ucceeding monchemes of all mon has taken p

management s by their perm

ated account st

ref. no.CIR/Mble a single conal Fund and s Depositories t

ment for investounts. In view oons in units of t dispatched to

Account ased on PAN

ot holding dehe succeedinge taken placl be sent by AM

0th day of succh, to all such ing that period

sent by AMncial transactio

ange will be ck Exchange. ch-in after the

he term of the be sold by ma

other schemet the Sales Offgent. t is not permitte to be sold icribed by the

e of the appliirmation specy of email and/or mobile nue of closure o

Mutual Funds)at consolidate or before tennd holding at the distributor, whose folios t

y shall ensur (September/ nth, detailing mutual funds, place during th

company shamanent accountatement.

MRD/DP/31/20nsolidated viewsecurities held o generate antors having mu

of the said req the Fund by ino investors in

of the holdersemat account,g month to thee during thaMC/RTA every ceeding monthnvestors in wh.

C/RTA is a ons made by a

subject to

closure of

e Scheme. aking such

e(s) of the ices of the

ted during n lots of 1

Exchange,

ication for cifying the d/or SMS’s umber not f the New

Act 1996, ed account nth day of the end of , across all ransaction

re that a March) is

holding at to all such at period:

all identify nt number

014 dated w of all the in demat d dispatch utual fund

quirements vestors on following

s, shall be for each

e investors at month. half yearly h, detailing hose folios

statement an investor

Page 48: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

across alldividend plan, syspaid to th II. InvestoConsolidasent by Dmonth wfolios traaccount (Septembholding aand dem In case ofand in mterms of **Consolcontaininacross alldividend plan, syspaid to tdemat ac FollowingCAS sent a. Investothe CAS, holders, monthly month. Sprovided b. The provisionverificatio c. In theholder, t(AMC/RTcommonthe basisequencemutual fu d. Investshall not folio(s)/d e. For Unthe CAS w f. The Unto/callingholders, holders w

48 | P a g e

l mutual funds reinvestment,stematic transfhe distributor)

ors who hold Dated account s

Depositories towithin 10th dayansactions ha statement shber/March), o

at the end of tat accounts th

f demat accoumutual fund fol regulations ap

idated accounng details relatl mutual funds reinvestment,stematic transfhe distributor)ccounts of the

g provisions sh through depo

ors are reques AMC shall hen pursuant to a statement wiSuch statemen in the folio.

statement senal and is subon of documen

e event the fohe first named

TA or Depositor investors acrois of PAN. Ce/order of inunds / demat a

ors whose fol receive CAS. Indemat account

nit Holders wh will be sent by

nit Holder mayg the AMC/RTA the AMC/RTAwithin 5 busine

s viz. purchase,, systematic infer plan, bonu and holding a

Demat Accoun statement**, b

investors holdy of the succeeve taken plachall be sent n or before 10

the six monthere have been

nts with nil balios, the depos

pplicable to the

nt statement ting to all finans viz. purchase,, systematic infer plan, bonu) and transacti investors and h

hall be applicabsitories:

sted to note thnceforth issue many financial ill be sent onnts shall be se

nt within thebject to realisants, including t

olio/demat accd Unit holder/ry). For the puross mutual funConsolidation vestors in va

accounts acros

io(s)/demat anvestors are tht(s) are update

ho have provid e-mail.

request for a A. In case of a A shall provideess days from t

, redemption, vestment plan

us etc. (includt the end of th

t based on PAN ding demat aceding month toce during tha by Depositoth day of succ

h, to all such i no transactio

alance and no tsitory shall sene depositories.

sent by Deponcial transactio, redemption, vestment plan

us etc. (includion in demate

holding at the

ble to CAS sent

hat for folios w monthly accou transaction dn or before teent in physica

e time frameation of paym

he application

count has mo/Account holdrpose of CAS (Ands/depositori shall be baarious folios/dss depository p

account(s) are herefore requeed with PAN.

ded an e-mail

physical accou specific requese the accounthe receipt of s

switch, dividenn, systematic wing transactioe month.

of the holdercount, for eacho the investorsat month. Coories every heeding monthnvestors in whns during that

transactions innd account sta

ositories is a ons made by a switch, dividenn, systematic wing transactiorialised securit end of the mo

t through AMC

which are not iunt statement tone in such fenth day of sl form if no e

e mentioned ment instrumen form, by the R

ore than one er shall receivAMC/RTA or Dees shall be ide

ased on the demat accounarticipants.

not updated ested to ensure

address in KY

unt statement st received frot statement touch request.

nd payout, withdrawal on charges

s, shall be h calendar s in whose nsolidated alf yearly , detailing

hose folios period.

n securities atement in

statement an investor nd payout, withdrawal on charges ties across

onth.

C/ RTA and

ncluded in to the unit folios; the succeeding email id is

above is nt and/or

RTA/AMC.

registered ve the CAS epository), entified on common nts across

with PAN e that their

YC records,

by writing m the unit o the unit

Page 49: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

g. Accouncomputethe Schebalance o h. Non-trwithin 5 Certificat i. Units hare non-transferatime to ti Annual A The

holtheshathe

Thealo

Alternateinvestors Half Year A con

at the10th dno tramail/

The hthe Uunless

Unit holddocumenexperiencdocumenFund to mUnit holdinterceptknown to Further, aCAS issue1st Octobe The a

distribconcer‘commpaymeetc. bcommserviceexpen

The sc

half-yeboth)

49 | P a g e

nt Statements r printed state

emes during t of Units for the

ransferable Un Business Dayses will not be i

held, either in -transferable. ble at a later ime.

Account Stateme Mutual Fundders who have date of gener

all reflect the la date of gener

e account stateng with the Po

ely, soft copy ’ e-mail addres

rly Consolidatesolidated acco

e end of every day of succeedansaction hasemail. alf yearly cons

Unit holders ws a specific req

ders who receivnts after receivce any diffic

nts, the Unit h make the delivder is aware ion of the doc

o third parties.

as per the proed for the half-er, 2016):

amount of acbutors (in absorned investor’

mission’ here ents made in t

by AMCs/MFs mission and doe

e tax (wherenses, etc.)

cheme’s averagear period for where the con

shall not be cements indicatthe current fi

e information o

it Certificates ws of the receip issued for any f

the form of A The Trustee r date subject t

ment: ds shall provide not transactation of accouatest closing bation of the acements in suchortfolio Statem of the accounss, instead of p

ed Account Staount statemeny six months (ding month, to taken place

solidated accouwhose e-mail

uest is made t

ve account staving e-mail froculty in accolder shall pro

very through a of all securitycuments and

ovisions of SEB-year shall also

ctual commissolute terms) du’s total investrefers to all dthe form of gif

to distributorses not excludever applicable

ge Total Expen each scheme’cerned investo

onstrued as prting the detainancial year

of the Unit Hol

will be sent, if pt of a request fractional Unit

Account Statemeserves the ri

to SEBI (MF) R

de the Accounted during the nt statements

balance and vaccount statemeh cases may bent or Annual

nt statements physical statem

atement: t detailing hoi.e. Septembeo all such Unit during that p

unt statement address is reg

o receive in ph

atements by e-om the Fund. essing the eomptly advise

alternate meany risks includi

contents of th

BI circular dateo provide the fo

sion paid by uring the half-tments in eadirect monetafts / rewards, ts. The commie costs incurrede, as per exi

nse Ratio (in pe’s applicable pr has actually i

roof of title anls of transacti

and giving thder.

an applicant st for the certifts entitlement.

ment or Unit Ceight to make

Regulations iss

t Statement to last six month. The Account S

alue of the Unient, be generated a Report of the S shall be mail

ment, if so man

lding across ar/ March), on

t holders in whperiod shall b

will be sent bygistered with hysical.

-mail may dow Should the Uelectronically the Fund to ens. It is deemeng possible t

he documents

ed 20th Septemollowing(applic

AMCs/Mutualf-year period aach scheme. (ary payments trips, event spoission disclosedd by distributoisting rates),

ercentage termplan (regular o invested in.

nd are only ons under he closing

so desires, icate. Unit

ertificates, the Units sued from

o the unit hs prior to Statement its prior to

and issued Scheme. led to the

ndated.

ll schemes or before

hose folios be sent by

y e-mail to the Fund,

wnload the Unit holder delivered enable the ed that the hird party becoming

mber, 2016 cable from

l Fund to against the (The term and other onsorships d is gross

ors such as operating

ms) for the or direct or

Page 50: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Dividend

Redempt

Delay in repurchas

ion

payment ofse proceeds

f redemption

Such

investocommthe co

The dividdays of thNo redemof the scthrough units in beneficiascheme bbe fully rbe paid odocumen

Switch-outheir redeany of thFund avaby the inNew Funrequests these sch The Invesdesignatetheir intementionefor switchDirect Plparent scapplicablinconsistematurity shall be option toproceedsthe schemscheme. till matuterms anas regardLoad etc.

/ The Assetholders a(presentl Investmeschemes

PursuantFebruary dividend Redemptwith thedividend (“CRMF”

The saidinvestorscharged

50 | P a g e

half-yearly CAors who do no

mission against oncerned half-ydend warrants he date of declmption/repurccheme. Investo stock exchang electronic froary account(s) by selling their redeemed on t out within 10 nts and details.

ut - The Mutuaemption procehe Scheme/Plaailable for subsnvestor in the nd Offer perio in these schemhemes, subject

stor can choosed space in thention to avaied under the sh would be Caan- Growth Ocheme. The swe Net Asset Vency in selecti of scheme o considered as o alter his prefes by submittingme, not later To make the srity of the schd conditions o

ds the minimum t Managemen

at such rate as y @ 15% per a

ent of unclaim of the CRMF:

t to SEBI circu 25, 2016 iss amounts”, thtion & Dividen limited purp amounts of ).

d Plan will /Unit Holders

on the plan an

S shall be issot have any h their investme

year period. shall be displaration of the hase of units s

ors wishing to ges. Unit Holdom or where can demateria units through

the date of ma business days.

al Fund provideeeds receivablean (Target Sch

scription on the application fod or at any tmes will be eff to applicable

se to avail of thhe application l maturity swi

switch request,nara Robeco Lption) based

witch out transalue (NAV) onon of option vr Maturity sw default modeerence from mg a written req than 10 work switch effectivheme. The swiof both the swm number of U

t Company sh may be specifiannum).

med redempt

ular no. SEBI/ued on “Treate new plan vi

nd Plan – Direcpose of deploy the schemes

not be ava of the schemnd the total ex

sued to all involdings in MF

ent has been pa

atched to the dividend.

shall be allow exit may do

ders who do n the units aralize their hol the stock exchaturity and red, subject to av

es the investore on maturity oheme) of the e date of matu

orm (request ctime before mfected based o cut-off timing

his facility by s form/ transacitch. In case th, the default s

Liquid (Regular on Plan optedaction will be

n the date of viz, Payout of ritch, payout o

e. Further, inveaturity switch t

quest, at any tiking days priore, investor netch shall be sitch-out schem

Units that may

all be liable toied by SEBI for

tion and divi

/HO/IMD/DF2/tment of unclz. Canara Rob

ct Growth Optiying the uncl

of the Canar

ilable for sumes of the CRMxpense ratio of

vestors, exclud schemes and aid to distributo

e unit holders

ed prior to the so by selling tnot opt for allre not creditedings and thehange. The schdemption procvailability of a

rs the flexibility of the Parent S Canara Robe

urity, as may becan be made d

maturity). Theon the applicab provisions.

signing separaction slip and che Target Schecheme to be cr Plan- Growthd by an inves processed bas

maturity. In ca redemption prof redemptionestor shall als to Payout of reme during ther to the matueds to hold alubject to the

me and switch-y be redeemed

o pay interest t the period of s

idend amoun

/CIR/P/ 2016/laimed redem

beco Liquid – Uion has been iaimed redema Robeco Mu

ubscription/swMF.No exit loaf the Plan will

ding those where no ors, during

within 30

e maturity their units otment of ed to the

en exit the heme shall ceeds shall ll relevant

y to switch Scheme to co Mutual e specified

during the e switch-in ble NAV of

tely in the confirming eme is not

considered Option or

stor in the sed on the ase of any roceeds on n proceeds o have an edemption e tenure of rity of the l the units

applicable in scheme or issued,

to the unit such delay

ts of the

/37 dated ption and Unclaimed

ntroduced ption and

utual Fund

itch-in by ad will be

be capped

Page 51: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

C. PERIOD Net AssetThis is theon a partthe valumultiplyinbalance.

Half yearlResults / Portfolio This is a corpus oinvested. investmedisclosure

Monthly P

Annual Re

DIC DISCLOSUR

Value e value per uniticular day. Yoe of your i

ng the NAV

ly Disclosures: list of securi

of the Schem The market nts is also staes.

Portfolio Disclo

eport

RES

t of the Schemou can ascerta

nvestments bwith your un

Financial

ities where thme is current value of thested in portfol

osure

at 50 bunchange

me in by nit

The NAV wwhich shaon the wRobeco MuploadingMutual Futhe NAV oAMFI andcommencMutual Fuwhen theNAV, SaleBranch Of

he tly se io

The Mutunauditedwww.cani.e. on advertisemin atleast a newsparegion whThe unauAMFI. Portfolio:The Mutueach half complete Scheme ppublishedcirculatinglanguagesituated. by SEBI. Tthe MutuaAs presenshall be website osucceedinThe Schemsent: (i) by e-m

Fund, (ii) in ph

registerequest

The schemmail/e-mrelevant a The physithereof shthe AMC. A link of tdisplayed

51 | P a g e

bps. All othered.

will be calculaall be publishedwebsite of AMMutual Fund atg NAV as per aund at www.ca

on AMFI websitd SEBI by thecement of busund shall issue Mutual Fund

e and Repurchaffices ual Fund shad financial resararobeco.com31st March ament disclosin one English daper having where the Head udited financia

ual Fund shall year i.e. Marc statement of portfolio may d, by way of ag in the who of the regio

The disclosureThe statement al Fund.

ntly required by available in aof AMC (www.cng month. me wise annu

mail to the Unit hysical form tred with the Fted for the sam

me wise annuail not later t

accounting yea

cal copy of thehall be made

the scheme a prominently

r terms and

ted and disclod in at least tw

MFI at www.amt www.canarar

applicable guidanararobeco.cote, the reasons

e next day. Ifiness hours one a press rele would be ablease rates for al

all host half sults in the p

m within one mand on 30thg the hosting aily newspape

wide circulatio Office of the Mal results will

before the exch 31 and Sep its Scheme po not be sent toan advertisemle of India an

on where the e of Portfolio s of portfolio sh

y the SEBI Rega user-friendly

canararobeco.c

ual report or a

t holders whos

to the Unit h Fund and/or tme.

al report or athan four monar (i.e. 31st Ma

e scheme wise available to th

nnual report o on the webs

conditions o

sed at the closwo daily newspamfiindia.com robeco.com by

delines) and weom. In case os for such delaf the NAVs arn the followingase providing e to publish thll business day

yearly disclosprescribed formmonth from thh September. of such financier having natioon published iMutual Fund is also be displa

xpiry of one mtember 30, sertfolio. Provideo the Unit hol

ment, in one End in a news Head Office hall be made all also be disp

gulations, the py and downlocom) on or bef

n abridged su

se e-mail addr

holders whosethose Unit hol

n abridged sunths from therch each year)

annual report he investors at

or abridged susite of the F

of the Schem

se of every Buapers and also

and website y 9.00pm (timebsite of Canaf any delay in

ay would be exre not availab

g day due to a reasons and

he NAVs. In addys will be availa

sures of the mat on its we close of eachAMC shall pial results on it

onwide circulatn the langua

situated. ayed on the w

month from thend to all United that the stalders if the staEnglish daily Npaper publish

of the Mutua in the format played on the

portfolio of theoadable formafore the tenth

ummary thereo

ress is availabl

e email addrelders who hav

mmary shall be date of closu.

or abridged sut the registere

ummary thereound and sha

me remain

siness Day o uploaded of Canara me limit for

ra Robeco uploading xplained to ble before ny reason,

explaining dition, the able at our

Schemes' ebsite viz. h half year ublish an ts website, tion and in ge of the

website of

he close of t holders a atement of atement is Newspaper hed in the al Fund is prescribed website of

e schemes at on the day of the

of shall be

e with the

ess is not ve opted /

be sent by ure of the

ummary d office of

of shall be ll also be

Page 52: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

AssociateTaxation The informinformatithe indimplicatioto consuadvisors/respect toand othehis or her

Investor s

D. COMPU The compwith the calculated

The pr

Transactions mation is provon only. Howe

dividual natons, each inveult his or authorized o the specific

er implicationsr participation

services

UTATION OF N

putation of NA SEBI (Mutual Fd as follows:

____

rice arrived sha

ided for generever, in view oture of thestor is adviseher own tadealers wit

amount of tas arising out o in the schemes

AV

AV, valuation o Funds) Regula

Market o+ Current

____________No. of Un

all be rounded

displayedPlease ref

al of he ed ax th ax of s.

Please ref

Mr. M PapInvestor R4th Floor, 5, WalchaBallard EsTel No. (0E-Mail : cr

of securities / tions, 1996 an

r Fair Value of t assets - Curre___________

nits outstandin

off up to four

52 | P a g e

on the websitfer to Stateme

fer to Stateme

parao Relation Officer Construction Hand Hirachand state, Mumbai 022) 6658 500rmf@canararo

assets, accounnd guidelines i

Scheme’s invent Liabilities an

____________g under the Sc

decimals.

e of Associationt of Additiona

nt of Additiona

r, Canara Robe House,

Marg, – 400 001

00 Fax (022) 6obeco.com

nting policies a issued from tim

estments nd Provisions

____________cheme

on of Mutual Fual Information

al Information

eco Asset Mana

658 5012/13

and standards me to time. Th

_____ = NA

unds in India (A (SAI).

(SAI).

agement Co. L

would be in che NAV per un

AV (Rs.)

AMFI).

Ltd.

conformity nit shall be

Page 53: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

IV. FEES A

This sectio A. NE

Thfeeex

B. AN

ThangivThtheweAM

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Tru

Au

Cu

RT

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Co

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BromaSe

Se

OtMa(6Ad

Dico At the5% Fu52Reex

AND EXPENSES

on outlines the

EW FUND OFFE

ese expenses es paid marke

xpenses will be

NNUAL SCHEM

ese are the fend Advisory Feeven in the tablee AMC has este scheme as ebsite of the mMC.

vestment Man

ustee fee

udit fees

ustodian fees

TA Fees

arketing & Sel

ost related to in

ost of fund tran

ost of providingosts of statutory

ost towards inv

okerage & traarket trades re

ervice tax on ex

ervice tax on br

ther Expenses aximum total ) (a)

dditional expen

rect Plan shammission for d

least 5% of the Direct Plan w

%) which is cha

ungibility of ex2 (2) and the egulations are xpense heads m

S

e expenses tha ER (NFO) EXPEN

are incurred foeting and adv borne by the A

E RECURRING E

ees and expense charged by te below: timated that th

expenses. Formutual fund w

agement and A

ling expense in

nvestor commu

nsfer from locat

g account statey Advertiseme

estor educatio

nsaction cost oesp. xpenses other t

rokerage and t

expense ratio

nses for gross n

ll have a low distribution of

he TER is chargwill be lower toarged in the Re

xpenses: The e various sub-h fungible in n

mentioned und

at will be charg NSES

or the purposevertising, regis AMC.

EXPENSES

ses for operati the AMC, Regi

he following p the actual cu

www.canararo

Expense

Advisory Fees

ncl. agent com

unications

tion to locatio

ements and divnts

on & awarenes

over and above

than investme

ransaction cos

(TER) permiss

new inflows fro

wer expense r Units will be p

ged towards dio the extent of egular Plan.

expenses towaeads of recurature. Thus, t

der Regulation

53 | P a g e

ed to the sche

e of various actrar expenses,

ing the schemstrar and Tran

ercentage of turrent expensebeco.com. Any

e Head

mmission

n

vidend redemp

ss (at least 2 bp

e 12 bps and 5

nt and advisor

st

sible under Reg

om specified cit

ratio excludinaid / charged

istribution exp the abovemen

rds Investmenring expenseshere shall be 52 (2) and (4)

mes:

ctivities related, printing and

e. These expesfer Agents’ fe

the daily net ases being chargy expenses be

ption cheques a

ps)

bps for cash a

ry fees

gulation 52 (6

ties

g distribution under Direct P

penses / commntioned distrib

nt Managemen mentioned u no internal su) respectively.

d to the NFO likd stationary, b

nses include Inee, marketing

ssets of the scged, the inves

eyond the limit

and warrants

nd derivative

) (c) (i) and

expenses, coPlan.

mission in the Rbution expense

nt and Advisoryunder Regulatiub-limits withi

ke sales and dbank charges

nvestment Ma and selling co

heme will be cstor should rets shall be bor

% of daily

Upto

Upto

Upto

ommission, et

Regular Plan. Tes / commissio

y Fees under Ron 52 (4) of n the expense

istribution etc. These

nagement osts etc. as

charged to efer to the rne by the

y Net Assets

o 2.25%

2.25%

0.30%

tc and no

The TER of on (at least

Regulation SEBI (MF) e ratio for

Page 54: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

ThInvexSE Asch

(a)

(b

SeAsfol

InvAsleapreun

Ththereg Thwo

e purpose of tvestor in the S

xpenses that caEBI (MF) Regula

per the Reguargeable to thOn the first RsOn the next RsOn the next RsOn the balanc

) Additional E

the purposecase of cashIn accordantowards brotransactionsmaximum lRegulations

) expenses nspecified by(i) 30 per ce(ii) 15 per c

higher:Provided thexpenses onThe said adback in the of investmefor bringing

ervice Tax per SEBI Circllows:

Servicemaxim

Servicethe ma

Servicelimit pr

vestor Educatio per SEBI Circuast 2 basis poiescribed unde

ndertaken by th

e total expense limits statedgulatory limits

e current expeorking days me

he above tableScheme will bean be chargedations.

ulation 52, the Scheme are .100 Crore of ts.300 Crore ofs.300 Crore of

ce of the assets

Expenses undee of execution h market transance with SEBI okerage and ts and derivat

limit of Total s, 1996.

ot exceeding y SEBI from timent of gross ne

cent of the av: at if inflows fr

n daily net asseditional expen

respective scheent. The expen

inflows from s

cular No. CIR/

e tax on invesum limit on TE

e tax on other aximum limit oe tax on brokerrescribed unde

on and Awareular No. CIR/IMnts p.a. (i.e. 0

er Regulation he Fund.

ses of the Schd in Regulatio shall be borne

ense ratios willentioning the e

e is to assist thear directly or i

to the Schem

he investment as under:

the daily net af the daily net f the daily net s – 1.50%

er Regulation of trade and isactions and 0. circular no. transaction cotives transacti Expense Ratio

of 0.30 per e to time are aw inflows in th

verage assets

rom such citieets of the schenses on accounemes, in case tnses charged u such cities.

IMD/DF/21/ 2

stment and adER as prescribe than investme

on TER as prescrage and trans

er Regulation 5

ness initiativeMD/DF/21/2010.02% p.a.) on 52 of SEBI (M

eme includingon 52 of the e by the AMC o

l be updated o effective date o

54 | P a g e

e Investor in u indirectly. The

me will be subje

management

assets - 2.25% assets - 2.00% assets – 1.75%

52 (6A): broks included in th05 per cent in

CIR/IMD/DF/2ost, over and a

ons respectiveo (TER) as pre

cent of daily at least - he scheme, or; under manag

s is less than me shall be chnt of inflows fr the said inflowunder this claus

012 dated Se

dvisory fees shd in Regulatio

ent and advisocribed in Regulasaction cost pa

52 of the SEBI (

s 12 dated Septe daily net asse

MF) Regulation

g the Investme SEBI (MF) Reor by the Truste

on the Mutual F of the change.

nderstanding t figures in the ect to limits pr

t fee and tota

% %

kerage and trahe cost of inves case of derivat24/2012 datedabove the saiely, may be escribed under

net assets, if

ement (year t

the higher of arged on prop

rom beyond tow is redeemed se shall be util

ptember 13, 2

hall be chargen 52 (6) of the

ory fees, if any,ation 52 (6) ofaid for executi

(MF) Regulatio

ember 13, 2012ets of the Schens for investor

ent Managemeegulations. Anee or the Spon

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ment Manager

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t the provisionhall be applica same to be a n

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R INVESTIGATN BY ANY REG

any penalty u in progress a the AMC, theny other Reguecurities laws.

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Page 57: SCHEME INFOR MATION DOCUMENT - Canara Robeco … · with SEBI, not been formation Protection hould also t from the co Mutual py of the e of India has given the Stock lfilling the

Canara Robeco Asset Management Company Ltd.

Branch Offices: AHMEDABAD: Unit No.104, Onyx Building, Near Raj Hans Society, IDBI Cross Roads, Off. C.G. Road, Ahmedabad - 380 009. Tel: (079) 40278936, Fax: (079)

40264254, E-mail: [email protected], BANGALORE: 1st Floor, “Sana Plaza”, 21/14 A, M.G.Road, Near Trinity Metro Station, Bangalore - 560 001. Tel: (080)

39871400/01, Fax: (080) 30901092, E-mail: [email protected], CHANDIGARH: 1st Floor, SCO No. 2471-72, Sector-22C, Above Federal Bank, Chandigarh - 160

022, Tel: (0172) 2712472, E-mail: [email protected], CHENNAI: 770-A, 1st Floor, Spencer Annexe, Anna Salai, Chennai - 600 002. Tel: (044) 28492598, Fax:

(044) 28497023, E-mail: [email protected], DELHI: 306, Kanchen Junga Building, 18, Barakambha Road, New Delhi - 110 001. Tel: (011) 23326417, Fax: (011)

23354780, E-mail: [email protected], GOA: Shop No. F-3, Edcon Tower, Panajim, Goa - 403 001. Tel: (0832) 2422415/6450631, E-mail: crmf.goa@canararobeco.

com, HYDERABAD: V. V. Vintage Boulevard, 1st Floor, Municipal H. No.6-3-1093, Somajiguda, Raj Bhavan Road, Hyderabad - 500 082. Tel: +(040) 39132301/39132302, Fax: (040)

39132300, E-mail: [email protected], INDORE: 304, 3rd Floor, Lakshya Badgara Crest, Janjeerwala Square, Indore - 452 001. Tel: (0731) 6451222, E-mail: crmf.

[email protected], JAIPUR: Office No. 354, 3rd Floor, Ganpati Plaza, M.I. Road, Jaipur - 302 001, Tel: (0141) 4010281, E-mail: [email protected], KOCHI:

Door No. XL/6030, 1st Floor, Al-Falah Plaza, (Opp. Oriental Bank of Commerce), Broadway North End, Kochi - 682 031. Tel: (0484) 2364846, E-mail: crmf.kochi@canararobeco.

com, KOLKATA: Horizon, Block B, 5th Floor, 57, Chowringhee Road, Kolkata - 700 071. Tel: (033) 30584716-19, E-mail: [email protected], LUCKNOW: Office No.

F-101, 1st Floor, Sky Hi Chamber, 5, Park Road, Lucknow - 226 001. Tel: (0522) 4026560, E-mail: [email protected], MANGALORE: 227/2A, 1st Floor, Essel Towers,

Bunts Hostel Circle, Mangalore - 575 003. Tel: (0824) 2448804, Telefax: (0824) 2445565, E-mail: [email protected], MUMBAI: Construction House, 4th Floor,

5, Walchand Hirachand Marg, Mumbai - 400 001. Tel: (022) 66585000-18, 66585085, Fax: (022) 66585012/13, E-mail: [email protected], PATNA: 1st Floor,

Harshwardhan Arcade, Frazer Road, Dak Banglow Crossing, Patna - 800 001, Tel: (061) 23223911, E-mail: [email protected], PUNE: 101, 1st Floor, Business Guild, Law

College Road, Erandwane, Pune-411004, Tel: (020) 30923820, Fax: (020) 25661454, E-mail: [email protected], SURAT: M-8/9, Jolly Plaza, Athwagate, Surat - 395

001. Tel: (0261) 6554243, E-mail: [email protected]