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    CONCEPTIONS OF

    ETHOS

    IN ANCIENT RHETOR IC*

    WILLIAM M. SATTLER

    University of Oklahoma

    I. INTRODUCTION

    QTUDENTS of rhetorical theory and

    ^criticism are not in full agreement

    m me deno tation of ethical

    proof

    (or

    ethos)

    as a technical rhetorical term,

    although it is in almost general use

    among rhetorical scholars. The current

    tendency is to assume that this very an-

    cient concept is commonly understood

    and to imply a single and standard mean-

    ing among ancient classical writers.

    That this term was much used by the

    ancients is obvious to all, but that it

    was of complex and somewhat fluid, or

    at least changing, denotation is not al-

    ways realized.

    Ethos

    is derived from the Greek word

    for custom, habit, or usage. The cus-

    toms of any class or society are obviously

    given a stamp of approval, and

    ethos,

    in

    its earliest signification, may be said to

    refer to the usages, habits, and traditions

    of one social group as distinguished

    from another. In this connection we

    note a close similarity in meaning be-

    tween

    ethos

    and folkways, namely, ac-

    cepted and approved

    practice. Many

    folkways, however, are elevated to the

    position of

    mores;

    that is, they concern

    conduct deemed so vital to the group

    that to violate the group practice is con-

    sidered to be destructive to the social

    welfare. As such,

    mores

    are welfare

    *This paper is an abstract of the early sections

    principles, and they are therefore in-

    vested with moral approval.

    The Latin

    mores

    and the Greek

    ethos

    are similar in meaning, but the two

    terms are not synonymous. T he

    mores

    as standards indicative of morally ap-

    proved conduct, are included in the

    ethos

    or group character. On the other

    hand, certain traits of character within

    the scope of

    ethos

    cannot be called

    mores.

    The traits or qualities which

    make up

    ethos

    are of course approved

    and respected by the society in question,

    but such traits do not necessarily have

    the status of welfare principles. T ha t

    is to say,

    ethos

    refers to qualities other

    than those considered to have moral

    import.

    In this derived sense, we find that

    ethos

    is more inclusive than habit; and simi-

    larly, it has a more comprehensive mean-

    ing than

    mores.

    In short,

    ethos

    may be

    defined as tota lity of characteristic

    traits,

    rather than in terms of mere cus-

    tom or morally approved habits.

    1

    While

    this is true, one must nevertheless under-

    stand that the idea of custom is often, al-

    though not necessarily, either clear or

    implicit in the rhetorical application of

    the doctrine of

    ethos.

    Rhetorical theory applies the princi-

    ple of

    ethos

    in two basically different

    forms. One interpretation of ethos is

    that the speaker exhibits qualities of a

    personal natureintrinsic goodness and

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    SPEECH

    MONOGR PHS

    the arguments given in a speech. For

    purposes of differentiation, we may label

    this type of ethos (the character and

    personality of the speaker) subjective

    ethos. A second meaning, and one

    which is sometimes confused with the

    ethos of the speaker, is the portrayal of

    the character traits of others by means

    of description or possibly impersonation

    (objective ethos) ?

    II Ethos

    IN

    PRE-ARISTOTELIAN

    RHETORIC

    While Aristotle was the first to give

    ethos a definitive formulation,. oblique

    references to the persuasion exerted by

    the speaker as an individual appear in

    the very earliest rhetorical manuals.

    The writings of Corax and Tisias, for

    example, imply the doctrine of ethos in

    the principle of probability. In a

    mere positive sense, however, we note

    that ethical persuasion is indicated in

    the proem at which point the speaker

    is advised to gain the listener's good

    will.

    3

    We may look with considerable in-

    terest ,upon the Rhetorica ad Alexan-

    drum,

    because this treatise, although

    written approximately the same time as

    Aristotle's Rhetoric and reflecting influ-

    ences other th^n pre-Aristotelian, is our

    most complete extant specimen of rhe-

    torical theory as it was taught by the

    Greek sophists before Aristotle.

    4

    T he

    unknown author of the ad Alexandrum

    states that the speaker is admired when

    he adapts his arguments to his listeners,

    2

    See Immisch , Ot to , Ue ber T heo phras t s

    Charak te re , Philologus, LV II (1898), 210.

    3

    Croise t , Alfred , and Croiset , Maur ice, An

    and when he is able to present evidenc

    on his own autho rity. T he treatise

    most explicit with respect to recomme

    dations designed to win the good will o

    the audience in the proem. In this r

    gard, it appears fair to say that for th

    early writers on rhetoric the ethos

    the speaker operates as a persuasive fa

    tor very largely in and through the i

    troduction of the speech.

    5

    As a final o

    servation it is appropriate to state th

    while the persuasive effect of goo

    character is recognized in the ad Ale

    andrum, an appearance of honesty

    the usual recommendation given.

    At least two conclusions relevant t

    ethos as a rhetorical factor may b

    drawn from Plato's dialogues: (1) In th

    Gorgiasand elsewhere, his b itter attac

    on the hypocrisy and deception of so

    phistic rhetoric and its anti-social cha

    acter constitutes in itself an argumen

    for a rhetoric which will recognize th

    persuasive force of the moral man; an

    (2) in thePhaedrus,he sketches the ou

    lines of a rhetoric which presages th

    mature conception of ethos found

    Aristotle. The truly eloquent man

    seen as one who krws the truth and

    able to take into account the differen

    natures of those who are to hear him

    It is not one's fellow servants that on

    should care to please, if one has sens

    save incidentally, but one's good an

    noble masters. . . . Yet your ends also

    as the argument sets forth, will be be

    attained in this way, if they are what

    man desires.

    6

    Specifically, the ou tline for the nobl

    rhe tor ic which Plato desires incorpo

    56

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    CONCEPTIONS

    OF

    ETHOS

    IN

    ANCIENT RHETORIC

    57

    ing respects: (1) The speaker should

    possess good character;

    7

    (2) the speaker

    should be intelligent' and informed;

    8

    (3) the speaker should adapt his argu-

    ments to the audience;

    9

    (4) the speaker

    should consider the good will of the

    audience.

    10

    While the term ethos is not

    directly used, the conceptual equivalent

    is present in many of its more important

    aspects.

    Plato closes the Phaedrus with a

    good word for Isocrates. While Isocrates

    left no rhetorical manual which is now.

    extant, in his writings, especiallyAgainst

    the Sophists and the Antidosis, we can

    see his conception of the orator-states-

    man, the man of character and practical

    wisdom, skilled in speech. . . . the

    power to speak well is taken as the surest

    index of a sound understanding, and

    discourse which is true and lawful and

    just is the outward image of a good and

    faithful soul.

    11

    And further, the

    stronger a man's desire to persuade his

    hearers, the more zealously will he strive

    to be honourable.

    12

    The Isocratean conception of the ora-

    tor-statesman approximates much of

    what Cicero and Quintilian describe in

    their analyses of the idea l orator.

    Cicero, for example, echoes the design

    of Isocrates when he decries the separa-

    tion of philosophy and eloquence; to

    eloquence is un ited all knowledge and

    science in all things whether they ap-

    pertain to morality, to the duties of life,

    to virtue, or to civil government.

    18

    7

    Laws, 601,Phaedrus, 270, and Gorgias, 500.

    Citations from th e

    Phaedrus

    and

    Gorgias

    are

    based upon Lane Cooper's

    Plato

    (London, 1938).

    All

    other references

    are

    from

    th e

    five

    volume,

    third edition of Plato's Dialogues by B. Jowett

    III.

    ARISTOTLE'S CONCEPTION OF

    Ethos

    There are several essential differences

    between the treatment given to ethical

    proof by earlier writers and that set forth

    by Aristotle: (1) Pre-Aristotelian rhet-

    oric does not give a systematic and de-

    tailed account of the doctrine, in fact,

    the tripartite plan of proofs is distinctly

    Aristotelian; (2) earlier rhetoric, ac-

    cording to the testimony of both Plato

    and Aristotle, gives primary attention to

    the parts of the speech as the frame-

    work

    1

    of rhetorica l p rinciples, and there-

    fore, with the possible exception of Isoc-

    rates, ethos is considered largely as a

    function of the proem; (3) sophistic

    rhetoric either tacitly or openly explains

    ethos as a technique by which one may

    persuade audiences to accept proposals

    which are morally indefensible.

    Aristotle takes considerable care to

    show that although the proofs of rhet-

    oric attain the level of

    belief,

    they

    differ from those of scientific demonstra-

    tion. H e points out that contingent

    conclusions stem from the logical

    proofs of rhetoric; on the other hand,

    the logic of certainty, scientific demon-

    stration, is a matter developed in the

    Priorand Posterior Analyticsas a system

    for dem onstrating necessary conclu-

    sions.

    Matters admitting of certainty

    being thus clearly delimited in the Rhet-

    oric, Aristotle sets forth his tripart ite

    plan of artistic proofs peculiar to persua-

    sion in the realm of practical affairs.

    Since rhe toric is a logic of probabili-

    ties,

    Aristotle includes, aside from logi-

    cal proofs applicable to the contingent,

    proofs which he labels ethosand pathos.

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    SPEECH MONOGRAPHS

    enced

    by

    non-moral attributes

    of

    perso-

    nality evidenced

    by the

    speaker

    and by

    appeals to the emotions.

    14

    The inclusive diagrammatic represen-

    tation

    of

    ethos which follows

    may be

    considered

    as a

    synthesis

    of the

    Aristo-

    telian doctrine.

    ly,

    in the

    case

    of

    objective ethos,

    th

    traits of represented persons may b

    portrayedby thespeaker.

    A.

    Intelligence, Character,

    and

    Goo

    Will:

    The

    speaker

    who

    possesses

    th

    three personal qualities here listed wil

    says Aristotle,

    be

    worthy

    of belief;

    tha

    ETHOS

    INTELLIGENCE CHARACTER

    Virtues

    1. Liberality

    2. Justice

    3.

    Courage

    4. Temperance

    5. Magnanimity

    6. Magnificence

    7. Prudence

    8. Gentleness

    9. Wisdom

    Manifested in Choice Through

    1

    Invention, Arrang emen t, Style, De livery

    Such ChoicesAre

    GOOD 'WILL

    Friendship

    1. Genuine interest in the

    welfare of listeners.

    2.

    Also

    an

    inclusive terra

    for all respected qualities

    discerned in the speaker.

    1.

    Dictatedbywhatthespeak- 2.Tem pered byadaptation to

    * .

    In conformity with traitsof

    er believes to be:

    Viewed as Constant factors:

    (1). Expediency

    (2). Justice

    (3). Honor

    the audience.

    (1). Ages

    (2). Forms of Government

    (3). Fortune

    (4). Wealth

    (5). Power

    depicted characters.

    (i). Age

    (2). Sex

    (3). Nationality

    (4). Moral Character

    (5).

    Education

    (6). Pursuits

    Refers toobjective ethos (theportrayalofcharacter), especially applicablein the narration

    of the speech.

    Following

    the

    diagram,

    we may see

    that

    intelligence, character, and good will

    are manifested

    by the

    choices

    the

    speaker makes;

    and

    further, these

    choicesaremade with respect tomatters

    involved

    in

    invention, arrangement,

    style,

    and

    delivery.

    The

    choices

    are

    conditioned

    by the

    particular

    end

    in view in the case of deliberative,

    is

    to say, he

    will have

    the

    confidence

    o

    his hearers.

    Among

    the

    nine virtues named

    b

    Aristotle

    in the

    Rhetoric,

    two of

    them

    wisdom and prudence, are intellectu

    virtues. Prudence corresponds

    to th

    practical wisdom

    of the

    Ethics,

    an

    refers

    to

    that sagacity which enables

    man to fit means to an end. As suc

    58

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    CONCEPTIONS OF ETHOS IN ANCIENT RHETORIC

    59

    and, according to Aristotle, will be an

    untrustworthy adviser; thus, those

    thought to be prudent and sagacious

    are more likely to be believed.

    Like the intellectual virtue, pru-

    dence, the moral virtues in the

    Rhet-

    oric are also considered in relation to

    the advantages listeners conceive they

    may derive from a speaker who pos-

    sesses good character. These virtues are

    nevertheless considered in two respects:

    first, as in the Ethics, as the choices of

    the good man, as the nob le, which

    is desirable in and of

    itself;

    and sec-

    ondly, in the popular conception, as

    qualities which tend to confer benefits

    upon others. The rhetorical interpre-

    tation of moral virtue is derived main-

    ly from the latter, for the speaker

    seeks to win confidence by a personal

    character from which listeners may ex-

    pect all manner of benefits on all

    occasions.

    15

    Good will or friendship is defined as

    wishing for a person those things

    which you consider to. be goodwish-

    ing them for his sake, not for your

    ownand tending so far as you can to

    effect them.

    16

    In this sense good will

    is closely allied with Aristotelian moral

    virtuesthe speaker effects goods for

    his listeners.

    A second aspect of good will has to

    do with characteristics discerned in the

    speaker which are basically non-moral

    qualities. In fact, if this were no t the

    case, Aristotle would have no reason to

    include a third major category in his

    analysis of ethos. Among the traits hav-

    ing little relationship to moral virtue

    way, (d) one who praises our good

    qualities, (e) one who sees the good in

    us,

    and (f) one who takes us seriously

    These qualities suggest that good will is

    imputed to the speaker in the degree

    that he appears to possess any traits of

    character which the particular audience

    esteems. As such, Aristotle appears to

    be saying that the power of 'custom and

    tradition is strong; and that the speaker

    who conforms to the ethos of the class

    who likes what we likewill be highly

    regarded.

    B.

    The Doctrine of Choice:A pivotal

    point in the Aristotelian conception of

    ethos concerns the choices evidenced by

    the speaker in his speech; here again,

    Aristotle includes a principle developed

    in the Ethics wherein the agent merits

    praise for good choices

    voluntarily

    se-

    lected.

    17

    Since the speaker is free to

    choose or avoid and since the subjects

    with which he deals reflect moral pur-

    pose,

    the judgments given in a speech

    may be said to have moral import. Th is

    idea pervades the Poetics as well; just

    as the orator selects arguments which

    reveal his character, so a character in a

    drama, through the way he argues

    (dianoia),

    shows his ethos.

    ls

    Certain traits mentioned by Aristotle

    under the heading of good will may not,

    strictly speaking, be considered to have

    moral significance, although it is true

    that the popular audience sometimes

    appraises them on such a basis. Personal

    factors such as appearance, dress, and

    physical traits are largely beyond the

    scope of ratio na l, voluntary choice. In

    such matters we find that one's choices

    are in part dictated by the class or group

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    CONCEPTIONS OF ETHOS IN ANCIENT RHETORIC 6 1

    ethos of the speaker. For exam ple, in

    th e

    Rhetoric

    III . 17 we are told th at

    the speaker should qu

    v

    ote remarks which

    will reflect unfavorably upon him and

    he will thereby gain in prestige. In

    III;

    7 Aristotle deals with appropriate-

    ness of style in depicting character, in-

    dicating that dramatic characterization

    must conform to the age, sex, national

    character, education, and pursuits of the

    represented person. In this regard, Jebb

    argues that such portrayal of character

    has no thing to do with 'ethical proof

    proper ;

    23

    Cope on the other hand, con-

    cludes that accuracy in depicting char-

    acter gives to the speech an air of tru th-

    fulness and fidelity.

    24

    Both of these po-

    sitions are tenable, especially if we in-

    terpret ethos narrowly as does Jebb to

    mean choices of an ethical nature; but

    yet, the relationship to the speaker's

    ethos is nevertheless present as Aristotle

    explicitly states in this chapter. Finally,

    in II I. 16, Aristotle under the heading

    of narration definitely shows that sub-

    jective ethos is heightened through the

    relation of facts dealing with the char-

    acter of others. In short, whenever

    Aristotle deals with the portrayal of the

    character of others in a speech, he in-

    dicates the relationship of such ethos

    to the ethos of the speaker.

    IV .

    Ethos IN ROMAN RHETORIC

    A. Ethos as a Function of the Ex-

    ordium: While the basic Aristotelian

    conception of ethos appears in Cicero's

    later works and in the Institutio Ora-

    toria of Q uin tilian , the earliest extant

    Latin works conceive of good will

    (ethos)

    only with respect to the opening

    sider certain types of causesupon which

    the forensic speaker must speak. De-

    pending upon the cause, for example,

    honorable or discreditable, four topics

    are given to make

    ethos

    operative in the

    exordium, namely, the character of the

    speaker, adversary, audience, and case.

    25

    In these works we have a rhetorical plan

    devoted to an interpretation of ethos

    which has much in common with the

    pre-Aristotelian doctrine of the proem,

    and which shows the influence of the

    formal, scholastic rhetoric of Herma-

    goras in which he presents his new sys-

    tem of the status and makes ethos op-

    erative only in the exordium.

    26

    B. Ethos and the Ideal Orator: T h e

    tripartite Aristotelian system of proofs

    is reintroduced in the De Oratore, Ora-

    tor, and Institutio Oratoria; and with

    the exception of sections dealing with

    forensic speaking, materials are no long-

    er organized under the conventional

    headings of parts of the speech. Rather,

    we have a design which gives toethosan

    influence which pervades the entire

    speech and places it on an equal plane

    with rhetorical logical proof.

    The emphasis which Cicero and Quin-

    tilian give to the doctrine of the perfect

    orator or ideal pa ttern immediately

    suggests a direct relationship to ethical

    proof. The training these writers de-

    mand for the speaker contributes greatly

    to his intellectual and moral qualifica-

    tions and certainly will operate asethos

    as Aristotle conceived it. Bu t while this

    is true, Cicero does not clearly associate

    his philosopher-orator with ethical proof

    proper. Qu intilian, on the other hand,

    explicitly develops ethical proof with

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    SPEECH MONOGRAPHS

    the perfect orator; he does not, how-

    ever, indicate how

    ethos

    functions be-

    cause of the intellectual skills of the

    speaker.

    The union of philosophy and elo-

    quence, which both writers seek,isnever-

    theless of considerable significance in

    any study of ethical persuasion quite

    apart from acompleteandexplicit iden-

    tification with

    ethos.

    When Cicerore-

    introduces

    the

    Isocratean orator-states-

    man, he points to Socrates of the Pla-

    tonic dialoguesas theoriginator of the

    tendency

    on the

    part

    of

    schools

    of

    philos-

    ophy to draw a'line of distinctionbe-

    tween knowledgeandeloquence. In ef-

    fect, Cicero wishestochallenge thismis-

    conception:

    to think well

    and

    tospeak

    well

    are inseparable. They are not, as

    Socrates is often pictured assaying,in-

    compatible ends.

    27

    To exemplify his

    orator-statesman whopossesses that wis-

    dom which comprehends thinking

    and

    speaking , Cicero names Solon, Pericles,

    and Cato the Elder. Similarly, in the

    Orator Cicero speaks of the idealora-

    tor, andgivesa popularized exposition

    of the Platonic doctrine of Ideas to

    which

    he

    refers

    as the

    model

    for

    perfec-

    tion.

    28

    As is well known, also, the con-

    summate orator

    of

    Quindlian

    is a

    good

    man skilled inspeaking,

    29

    a definition

    attributed to Cato the Elder, possessing

    both intellectual and moral qualifica-

    tions.

    C.

    Ethos Identified as a MildEmo-

    tion: Functionally applied by Cicero

    and Quintilian, thetripartite proofsare

    to conc iliate,toinform,andtomove;the

    first,

    ethos,

    which Quintilian says cannot

    of liberality, of piety, of grateful f

    ings,

    30

    healsoisindicating thegen

    and more usual,

    habitual

    emotions, wh

    pathos refers to the stronger, viol

    emotions.

    31

    In onepassage Quintilian states t

    the only difference between

    ethos

    a

    pathos

    isthatofdegree; to illustrate

    point, the former is defined as aff

    tion, the latter, as love. Some c

    icism of this position has been ma

    especiallybyRothandVolkmann. Th

    indict Quintilian,

    and by

    implicati

    Cicero

    as

    well,

    for

    this vague

    and

    fun

    mentally false conception of

    ethos.

    32

    W

    must add, however, that a more ba

    concept emerges,for in theDeOrato

    ethos

    comprehends morals, principl

    and conduct. Similarly, Quintili

    states:

    The

    ethos

    Idesideratein an o

    tor is commended to our approval

    goodness more than aught else and

    not merely calm and mild.

    33

    In t

    final analysis, therefore, neither Cice

    nor Quintilian actually makes mildne

    the distinguishing characteristicof

    eth

    although they do emphasize the id

    that ethos is usually projected throu

    mildness.

    A number of reasons may be offe

    to showwhyCicero often explains

    eth

    asamild emotion: (1) In therhetori

    theory of Hermagoras good will is t

    sole aim of the exordium, and Cice

    is influenced by Hermagoras; (2) C

    ero's later writingsareinfluenced by t

    De Inventione

    in which

    ethos

    is as

    ciated with the mild emotions in t

    exordium;

    (3)

    Cicero knows

    the

    val

    of

    ethos,

    but he is more interested

    62

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    CONCEPTIONS OF ETHOS IN ANCIENT RHETORIC

    ethos

    in a thoroughly systematic

    34

    (4) Cicero is greatly influ-

    1

    doctrine of the

    mean, which is interpreted as the

    r control of all emotions; (5) the

    an principle of decorum is given

    of choice, and decorum is often

    ve with Quintilian . Particularly is

    cal theory, Rom an decorum , and

    When Quintilian tells us that the best

    ethos

    nd

    pathos

    is that

    ethos

    resembles com-

    pathos

    tragedy, he is reporting

    ethos

    ap-

    further, both types are projected

    ethos

    in diverse ways, and yet

    D.

    Ethos and Declamation: In the

    declamation,

    here considered

    ian era,

    ethos

    is almost wholly limited

    to character-portrayal of another per-

    onsequence, we find that Apsines and

    ermogenes in his

    De Inventione Ora-

    toria

    show a retention of only a few

    principles relevant to subjective

    ethos.

    35

    cal sense, fail to give even a hint of this

    original doctrine. Aphthonius, follow-

    ing the pattern of Hermogenes,

    36

    gives

    a definition which apparently stems

    from Quintilian's statements regarding

    characterization.

    37

    Similarly, the

    ethos

    of the characterized oration is illustrated

    by Philostratus in his explanation of the

    oratory of the Second Sophistic.

    38

    V. CONCLUSIONS

    (1) T he teachings and writings of

    Plato and Isocrates probably had a

    greater influence upon Aristotle's theory

    of ethical proof than has been generally

    recognized. This conclusion is believed

    to be tenable despite fundam ental dif-

    ferences, general and specific, which are

    well known in the case of Plato. T he

    significant influence of Isocrates is like-

    wise advanced notwithstanding the fact

    that Aristotle began instruction in rhet-

    oric in competition with the well-estab-

    lished school of Isocrates. In add ition

    to the principles relevant to

    ethos

    which

    make up , in part, the Platonic noble

    rhetoric , Plato's writings are followed,

    within limitations, in other respects as

    well. These include (a) the qualifica-

    tions of the able leader, the good ad-

    viser, implicitly or directly expressed in

    the dialogues as a whole; (b) the con-

    clusions which Plato makes obvious in

    the case of the sophistic conception of

    justice, the interest of the stronger ;

    and (c) the criticism of the

    probability

    of Corax and Tisias, later amended by

    Aristotle in the

    Rhetoric.

    Although

    Plato did not intend, except in the

    Phdedrus,

    to have these doctrines ap-

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    SPEECH MONOGR PHS

    plied to an art of rhetoric, Aristotle was

    not deterred from making use of them.

    Isocrates, in many respects like Plato,

    also offered both a positive and a nega-

    tive guide to a theory of ethical proof.

    Constructively, Isocrates offered his

    ora-

    tor-statesman;

    the personal w orth of the

    speaker was the starting-point of his

    rhetorical instruction. In a negative

    sense, Isocrates pointed to the ethical

    weaknesses in prevailing theories of

    rhetorical instruction.

    (2) Aristotle directed the way to an

    interpretation of ethical proof which

    gives to

    ethos

    a more far-reaching func-

    tion than adaptation to existing atti-

    tudes of the audience wherein success in

    persuasion is the ultimate c riterion. He

    is explicit in giving the threefold bases

    of

    ethos:

    intellectual virtue, moral vir-

    tue, and, under the heading of good

    will, qualities which are in agreement

    with the customs and traditions of the

    class. T h e . moral virtues, sometimes

    called goods, are the selections which

    reflective beings will make when they

    are completely free to exercise choice;

    especially through this distinction, Aris-

    totle changes the ethical tone of rhetori-

    cal theory from customary morality to

    tha t of reflective m orality. The intel-

    lectual factor, prudence, is also asso-

    ciated with moral virtue inasmuch as

    prudence is the regulator of the reason-

    ing which is designed to achieve the

    moral virtues with respect to a given

    case.

    Fundamental to the Aristotelian

    conception of

    ethos

    is the ethical prin-

    ciple of voluntary choice: the speaker's

    intelligence, character, and qualities

    (3) T he use of

    ethos

    as a mode

    proof by Latin writers will be be

    understood if one heeds Quintilia

    statement that the Latin language d

    not offer an exact equivalent for

    word

    ethos.

    Quintilian further sta

    and it is likely that he has Cicero

    mind in this connection, tha t the m

    cautious writers have preferred to g

    the sense of the term rather than

    translate it into Latin

    (Instit. Orat.

    2).

    While Quintilian uses the Gr

    ethos

    as a rhetorical concept in' a vari

    of different ways;- Cicero m entions a fo

    of

    ethos

    directly on only one occas

    (Orator,

    37), and even in this case

    is speaking of the character of the au

    ence to which the speaker should ada

    In other words, neither Cicero nor Qu

    tilian, with the exceptions indicat

    present materials relating to ethi

    proof under the label of Aristoteli

    ethos.

    (4) Cicero's functional applicati

    of ethical

    proof,

    namely, to conciliat

    embraces the

    character

    and

    perso

    decorumof the speaker, and has much

    common with moral virtue and go

    will as explained in the

    Rhetoric.

    T

    Ciceronian doctrine, apart from Cicer

    failure directly to use the Greek

    eth

    in more than one sense, is distinguish

    from tha t of Aristo tle: (a) Cicero,

    the main, makes ethical proof synon

    mous with the mild emotions of t

    speaker, a lesser degree of pathos; a

    although he does not consistently mai

    tain this distinction, the emphasis whi

    he gives to the idea of mildness results

    some passrges in ascribing to

    path

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    CONCEPTIONS OF ETHOS IN NCIENT RHETORIC

    only indirectly associated with ethical

    proof, (c) The Aristotelian principle of

    choice is not set forth 'as the criterion for

    appraising character in Cicero's rhetori-

    cal works, but does appear in his ethical

    treatise, the De Officiis. (d) Cicero

    gives considerably less emphasis to ethi-

    cal proof as it arises from rhetorical in-

    vention, and proportionately more em-

    phasis to arrangement, style, and de-

    livery, (e) Th e Ciceronian doctrine de-

    pends in part upon the previous impres-

    sion of the speaker's character, whereas

    Aristotle considered ethical persuasion

    to be exerted wholly through the actual

    speech.

    (5) Qu intilian 's conception of ethi-

    cal proof embraces all that Cicero ex-

    plained, but he is more explicit than

    Cicero and adds somewhat more of the

    Aristotelian doctrine: (a) Hf directly

    defines ethos as characterand courtesy

    (decorum, the becoming); and while he

    discusses ethos in terms of mild emo-

    tions, he openly repudiates the accuracy

    of such a definition , (b) He shows

    wherein ethos is projected through in-

    vention to a greater extent than Cicero,

    particularly when he says character is

    revealed whenever the orato r speaks of

    what ought or ought not to be done

    (Instit. Orat., VI. 2); and, in a slightly

    different sense, when he mentions the

    authority of the speaker (Instit. Orat.,

    IV. 2). (c) Likewise, Quintilian identi-

    fies ethos with style and delivery both

    more directly and in much greater de-

    tail than Cicero.

    (6) Quin tilian uses the Greek ethos

    to explain the rhetorical school exer-

    cises which were largely devoted to char-

    acterization, and which in turn typify

    the rhetoric of the second sophistic. In

    this sense objective ethos becomes an'

    end in

    itself,

    wholly divorced from the

    character of the speaker, and the earlier

    strictly classical concept of rhetorical

    ethos is given a new emphasis.

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