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Process Risk Analysis
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 1
IV: qualitative; example CCSummary
Content of last lecture
• Technical reliability R(t)
– Failure rate z(t) with “bathtub” curve, Probability of Failure F(t), Failure
Density Function f(t), Mean Time Between Failure (MTBF), Probability of
Failure on Demand (PFD), Probability and MTBF of coincidence
• Human reliability analysis (HRA)
• Quantitative impact characterization
– Fault and event tree of incidental substance release
– Substance spreading
• Heavy gas model, gas diffusion model, timescale for global mass transport
• Risk assessment and management
– p/i-chart, Protection Layer Concept, Ignition sources and their avoidance,
Cost efficiency of safety measures
• Assessment of residual risk
• PRA Exercise: Hydrogenation of nitrobenzene to aniline
Ris
kch
ara
cte
rizati
on
Risk characterization, assessment & management
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 2
Introduction: example of accidentsLecture overview
Date Sem. Week Topics
21.02.2017 1 1: Introduction
28.02.2017 2 2: Life-Cycle Assessment
07.03.2017 3 2: Life-Cycle Assessment
14.03.2017 4 No Lecture
21.03.2017 5 2: Life-Cycle Assessment 3A: Product Risk Analysis
28.03.2017 6 3A: Product Risk Analysis
04.04.2017 7 3A: Product Risk Analysis
11.04.2017 8 3A: Product Risk Analysis
18.04.2017 9 Easter Holidays
25.04.2017 10 3B: Product Risk Analysis
02.05.2017 114: Process Risk Analysis (Chem./Chem. Ing.)
4a: Human Exposure: Theory and Case Studies (UWIS)
09.05.2017 124: Process Risk Analysis (Chem./Chem. Ing.)
4a: Human Exposure: Theory and Case Studies (UWIS)
16.05.2017 135: Thermal Process Safety (Chem./Chem. Ing.)
5a: Human Exposure: Theory and Case Studies (UWIS)
23.05.2017 14 Risk and Ethics
30.05.2017 15 Excursion and Presentation
3
Risk Analysis of Chemical Processes and Products
Part 5: Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017
Self-
acceleration
Increase in reac-
tion temperature
Increase in
reaction rate
Increase in
reaction heat
Thermal runaway
Thermal Process Safety
4
!
IDLH
- Process
RA**in terms of thermal
process safety
Safety, health and environmental risk (exemplified by human toxicity)
Aim of thermal process safety: to avoid thermal runaway
accidents at a systemic level by securing
(i) a stable heat balance (in case of “as usual” scenario)
(ii) a manageable thermal risk (in case of “cooling
failure” scenario)
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017
- Product RA
“accidental” scenario
short-term direct exposure
(worker/resident)
R = f(probability, impact)
“as usual” scenario
long-term direct exposure
(worker/consumer)
R = f(exposure, dose-effect)
“as usual” scenario
long-term indirect exposure
(specific population)
R = f(contribution to effect class)
Part 5: Thermal Process Safety
safety
environment
duration of exposure
health
MIC
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 5
Accident:
Ciba Basel, 23.12.1969,
Azo-dye production K-90
Damage from a thermal explosion
of a 2.8 m3 Emaille-diazotization-reactor
Introduction: example of accidents
Qr = 60 kJ/kg
Reaction:
diazotization of 6-chloro-2,4-dinitro-aniline
(40% NSA)
Introduction Example: diazotization
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 4
Introduction: example of accident
Diazotization of 6-chloro-2,4-dinitro-aniline in sulfuric acid/
nitrosyl sulfuric acid (40% NSA)
Introduction Example: diazotization
0
500
1500
1000
1000 200 300 °C
heat flow
W/kg
microthermal analysis 4°C/min
nitro-
decomposition
-380 kJ/kgdiazo-
decomposition
-360 kJ/kg
diazotization
-60 kJ/kg
reactant mixture
temperature
DTad
(diazotization) = 35°C cp = 1.75
kJ
kg K
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 7
Definition of safe thermal process conditions
I normal case: therm. reactor stability
(focus: desired reaction)
- mass and heat balance; stability criteria
II accidental case: thermal runaway – scenario
after cooling failure (focus: decomposition reaction)
- characterization of risk by impact and probability
safety measures (primarily inherently safe process
conditions)
Thermal process safety as part of process risk analysis
Thermal safety data collection
(phys.-chem., reaction)
Definition of thermal safe process
conditions
Thermal hazard identification
Thermal risk characterization by
impact and probability
Thermal risk assessment and
management
Assessment of residual risk
!
Thermal Process safety Basic structure
Thermal process data (ΔHR, ΔHdec, cp, therm. reactor power etc.)
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 8
“As usual” and “runaway” scenario as starting points for thermal
risk analysis
p. 181
(I) Thermal reactor stability“as usual” scenario for desired reaction
in normal operation (batch-/semibatch
process etc.)
Normalfall (isotherm)
1) erwünschte
Reaktion
2) Zersetzungs-
reaktion
II)
I)process
cooling failure
temperature
1) desired
reaction
II)
2) decomposition
reaction
thermal explosion
Introduction OverviewThermal Process safety Basic structure
I)
!
(II) Thermal runaway“cooling failure” scenario resulting in
adiabatic decomposition reaction
risk = f(impact, probability)
where
Tad : adiabatic temperature increase
(proxy measure for impact)
TMRad : time to maximum rate under
adiabatic conditions
(proxy measure for probability)
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 9
630-Liter reactor. Stainless steel with
- double-walled heating (cooling)
- stirring system
- distillation system
(Pharma Pilotplant Novartis Basel)
I)
II)
Batch/semibatch process
II)
temperature
1) desired
reaction
2) decomposition
reaction
cooling failure thermal explosion
I Thermal Reactor Stability Batch/semibatch
I)
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 10
Definition of batch reaction process:
All reactants are fed into the reactor. The
start of the reaction is carried out by:
• increasing the temperature or
• adding catalyst or
• adding reaction components
simultaneously
I: batch process
Assumptions:
• reactor: no heat storage capacity
• reactor content : neither axial nor radial
concentration or temperature gradient
• cooling jacket: no temperature gradient
between input and output
• process parameter: ρ, cp, ΔHR and U
temperature independent
a) Batch reactor
A BV [m3]
T [K]
cp [J/kg/K]
ρ [kg/m3]
Tc [K]
A [m2]
U [W/m2/K]
- rA [mol A/m3/s] (= k ∙ cA ∙ cB)
- ΔHR [J/mol A]
-rA
-ΔHR
e.g .
!
Batch processI Thermal Reactor StabilityI Thermal Reactor Stability Batch
A cooling area
CA concentration of species A
CB concentration of species B
cp specific heat capacity of reaction
mixture
ΔHevap solvent evaporation heat
ΔHR reaction enthalpy
solvent reflux
mevap [kg/s]
𝑄evap [J/kg]
k kinetic constant
𝑛𝑒𝑣𝑎𝑝 evaporation rate
rA reaction rate for A
T reaction temperature
Tc cooling temperature
U heat transfer coefficient
V reaction volume
ρ density of reaction mixture
where
E-1
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 11
I: batch processBatch processI Thermal Reactor StabilityI Thermal Reactor Stability Batch
𝑘 𝑇 = 𝑘0𝑒− 𝐸𝐴
𝑅𝑇
−𝑟𝐴 = 𝑘 𝑇 · 𝑓 𝑐𝑜𝑛𝑐.mol
m3·s
(Arrhenius equation)
where
n=0n=1
n=2
e.g.: −𝑟A = 𝑘 · 𝐶A𝑛
; n: reaction order
1
𝜌−
𝑑𝐶𝐴
𝑑𝑡=
1
𝜌−𝑟A
mol
kg·s
!1. Mass balance (for A)
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 12
I: batch process
p. 177/179
!
Batch processI Thermal Reactor StabilityI Thermal Reactor Stability Batch
p. 177/179
!Semenov diagram: (reaction versus cooling power)
external cooling
Assumption:
ρ, cp, ∆HR, U ≠ f(T)
Tc
stable
instable
Tc,critical
qC
•
2. Heat balance
Batch cooled by external heat transfer
𝑐P𝑑𝑇
𝑑𝑡=
1
𝜌−𝑟A −∆𝐻R −
𝑈
𝜌
𝐴
𝑉𝑇 − 𝑇C
𝑊
𝑘𝑔
𝑞R 𝑞C 𝑞accaccumulation reaction
where
A/V specific heat transfer area [m2/m3]
cP specific heat capacity of reaction mixture [J/kg/K]
∆HR reaction enthalpy [J/mol]
𝑞 thermal power [W/kg]
rA reaction rate for A [mol/m3/s]
t time [s]
T temperature of reaction mixture [K]
Tc temperature of cooling material [K]
U heat transfer coefficient [W/m2/K]
ρ density of reaction mixture [kg/m3]
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 13
Orders of magnitude for the heat transfer (liquid/liquid)
I: batch process
p. 178
d wall thickness of the reactor [m]
U heat transfer coefficient [W/m2/K]
𝛼ext heat transfer coefficient external [W/m2/K]
𝛼int heat transfer coefficient internal [W/m2/K]
𝜆w heat conductivity of the wall [W/m/K]
* e.g. stirring failure
Heat exchange during cooling process
I Thermal Reactor Stability Batch
𝛼int
[W/(m2·K)]
𝜆/d
[W/(m2·K)]
𝛼ext
[W/(m2·K)]
U
[W/(m2·K)]
normal case 1000 5000 2000 600
accidental case* 100 800 100 50
1
𝑈=
1
𝛼int+
𝑑
𝜆w+
1
𝛼ext
where
d
Tc
T
λw
αint αext
reactor
site
cooling
site
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 14
I: batch processBatch processI Thermal Reactor StabilityI Thermal Reactor Stability Batch
Batch cooled by solvent reflux
(at boiling temperature Tb of reaction solvent)
Total heat of reaction (Qreact,tot) is equal to total heat of evaporation:
𝑄react,tot = 𝑚 0
∞
𝑞𝑅𝑑𝑡 = 𝑉 · 𝑐AO· −∆𝐻R = 𝑚evap,tot · 𝑄evap 𝐽
𝑚evap,tot = 𝑉 · 𝑐AO· −∆𝐻R / 𝑄evap kg
m reaction mass
𝑚evap solvent reflux stream [kg/s]
mevap,tot total mass of evaporated solvent [kg]
Qevap specific evaporation heat of solvent [J/kgsolvent]
where
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 15
0 0 0
0
0
0
1 10 0 0 0 0 0
0
0
CC
A
TT t, ,
T T t
R A,*
P E RT* n n
A, A,
*
P
A
H ·CB
·c ·T
D t ·k T ·C t ·k ·e ·C
UAtS
·V·cE
RT
Mass and heat balance in dimensionless form
I: batch process
Dimensionless parameters:
( for nth order reaction with CA = CA,0(1-XA) )
ChemIng
only
Ratio between:
- heat of reaction and thermal capacity of the fluid
- two temperature or time scales
- time of process and time of reaction
- heat transferred and thermal capacity of the fluid
- activation energy and potential energy along the reaction path
Batch processI Thermal Reactor StabilityI Thermal Reactor Stability Batch
1
1
1
1
n*AA
n* * *A C
dX· X
d
dB · · X S ·
d
mass: D e
heat: D e
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 16
Definition of semibatch
reaction process:
At least one reactant is fed into or one
product removed from the reactor. For
reaction start and control at least one
other reactant is subsequently added
over a certain time period (usually
evenly dosed).
I: semibatch process
b) Semibatch reactor
Assumptions:
• reactor: no heat storage capacity
• reactor content : neither axial nor
radial concentration or temperature
gradient
• cooling jacket: no temperature
gradient between input and output
• process parameter: ρ, cp, ΔHR and U
temperature independent
• dosing rate m ≠ f(t) for t tDos
(t) V(t)
(t) m(t) ρ . V(t)
Tc
e.g .
Semibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
R
feed
feed
R
R
feed
dos
!
Thermal Process Safety
17
Assumption: cp,RM = cp,feed = cp (ρ = ρRM ) (RM : reaction mass)
1. Mass balance (for B)
2. Heat balance
I: semibatch process
( m ≠ f(t) for t tDos,
otherwise m = 0 )
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017
Semibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
𝒒acc 𝒒R 𝒒C
𝒒feed
𝑑
𝑑𝑡𝑉 · 𝑐B =
𝑚
𝜌feed𝑐B, 0− 𝑉 · −𝑟B
mol
s
1
𝜌−𝑑𝑐B𝑑𝑡
=1
𝜌−𝑟B −
𝑚
𝜌feed
1
𝜌 · 𝑉𝑐B, 0− 𝑐B
mol
kg · s
𝑑
𝑑𝑡𝑚 · 𝑐P · 𝑇 = 𝑉 · −𝑟B −∆𝐻R − 𝑈 · 𝐴 · 𝑇 − 𝑇C + 𝑚 · cP · 𝑇feed [𝑊]
𝑐P𝑑𝑇
𝑑𝑡=1
𝜌−𝑟B −∆𝐻R −
𝑈 · 𝐴
𝜌 · 𝑉𝑇 − 𝑇C −
𝑚 · 𝑐P𝜌 · 𝑉
𝑇 − 𝑇feed𝑊
𝑘𝑔
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 18
Mass and heat balance in dimensionless form
Dimensionless parameters:
( for nth order reaction with CB = CB,0(1-XB) )
ChemIng
only
Ratio between:
- heat of reaction and thermal capacity of the fluid
- two temperatures or time scales
- time of process and time of reaction
- heat transferred and thermal capacity of the fluid
- activation energy and potential energy along the reaction path
- thermal capacity of dosing and thermal capacity of
reaction mass
I: semibatch processSemibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
n* *BBB
n* * * *B C feed
dX· X Q ·X
d
dB · · X S · Q ·
d
mass: D e
heat: D e
1
1
1
1
0 0 0 0
0
0
0
1 10 0 0 0 0 0
0
0
0
C feedC feed
A
T TT t, , ,
T T T t
R B,*
P E RT* n n
B, B,
*
P
*
A
H ·CB
·c ·T
D t ·k T ·C t ·k ·e ·C
UAtS
·V·cm·t
Q·V
E
RT
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 19
Semibatch cooled by solvent reflux
I: semibatch processSemibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
(at boiling temperature Tb of reaction solvent)
𝑞𝑅 =1
𝜌−𝑟B −∆𝐻𝑅 =
𝑚 · 𝑐p
𝜌 · 𝑉𝑇b − 𝑇feed +
𝑚evap
𝜌 · 𝑉𝑄evap
W
kg
For Tfeed = Tb total heat of reaction (Qreact,tot) is equal to total heat of evaporation:
𝑄react,tot = 𝑚(𝑡𝑑𝑜𝑠) 0
∞
𝑞𝑅𝑑𝑡 = 𝑚 · 𝑡dos𝜌feed
𝑐BO −∆𝐻R = 𝑚evap,tot · 𝑄evap 𝐽
𝑚evap,tot = 𝑚 · 𝑡dos𝜌feed
𝑐BO −∆𝐻R / 𝑄evap kg
∆Hevap (solvent) evaporation heat [J/mol]
𝑚evap solvent reflux stream [kg/s]
mevap,tot total mass of evaporated solvent [kg]
Qevap specific evaporation heat of solvent [J/kgsolvent]
where
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 20
I: semibatch process
ni : number of moles of reactant i in the reactor at time t (i = A, B)
(balance equations, see
"semibatch – feed cooling”)
(balance equations, see “batch“) (balance equations, see
“semibatch“)
e.g. nitration:
AB
A: already fed into the reactor
B: addition (20 mol% excess with respect to A)
react.
time(t) time(t) time(t)
dos. )
tdos tdos tdos
Semibatch processI Thermal Reactor Stability
Concentration profile (A + B P)
I Thermal Reactor Stability Semibatche.g. nitration:
AB
Complete dosing control
𝒕 𝟏 𝟐𝒓𝒆𝒂𝒄𝒕 ≪ 𝒕 𝟏 𝟐
𝒅𝒐𝒔
Complete reaction control
𝒕 𝟏 𝟐𝒓𝒆𝒂𝒄𝒕 ≫ 𝒕 𝟏 𝟐
𝒅𝒐𝒔
Partial dosing control
𝒕 𝟏 𝟐𝒓𝒆𝒂𝒄𝒕 ≅ 𝒕 𝟏 𝟐
𝒅𝒐𝒔
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 21
I: semibatch process
Note: Symbol list, see prior dimensionless representation of the semibatch balance equations
e.g. nitration:
AB
1) ChemIng only
1. Mass balance (for B; within the period 0 ≤ t ≤ tSE )
2. Heat balance (isotherm, cooling only by feed stream)
( reaction rate is decoupled from temperature)
( Tfeed for autothermal process)
tSE
1
𝜌−𝑟B =
𝑚
𝜌feed·
1
𝜌 · 𝑉· 𝑐B, 0
time(t)tdos
Semibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
A: already fed into the reactor
B: addition (20 mol% excess with respect to A)
SE: stochiometric equivalence
Feed cooling in case of complete dosing control
(A + B P)
(for t < tSE : dcB/dt =0 and cB << cB,0)
(ρ = ρRM )
e.g. nitration:
AB
1)
1)
*
feedfeed
J ; B
kg
1
1n* *
B
mol ; D e X Q
kg s
1
𝜌feed· 𝑐B, 0 −∆𝐻R = 𝑐P(𝑇 − 𝑇feed)
1)
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 2222
tDos: dosing time (up to equimolar addition of reactants)
I: semibatch process
heat production
𝒒𝒓 [W/kg]
Definition of thermal conversion (Xtherm):
t
R0
therm
R0
q dt
X t =
q dt
time
t [s]
Heat production and thermal conversion
Semibatch processI Thermal Reactor StabilityI Thermal Reactor Stability Semibatch
with 𝑞𝑅=1
𝜌−𝑟B (−∆𝐻R)
Controlling step xtherm (t = tDos)
Complete dosing control ~ 1
Complete reaction control ~ 0
Partial dosing control 0 < xtherm< 1
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 23
-HR = 100 – 200 kJ/mol
I: semibatch process – example 1
Reaction procedure:
first R-OH/OOH/NH2 is fed into the reactor, and then dosing of ethylene oxide is started
Alkoxylation
reactions of fatty alcohols, fatty acids and
fatty amines with ethylene oxide (propylene
oxide and butylene oxide) non-ionic
surfactants
reactor with circulation cooling system
(V=10 m3, A= 200 m2)
Example 2I Thermal Reactor StabilityI Thermal Reactor Stability Semibatch – example 1
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 24
therm. scale-up
effect (∞ qR/qc)qR ~rB·
A
B
(i) Batch/semibatch reaction mode
!
I: comparison of reactor types
••
c) Comparison of different reactor types
high(at t=0)
low
low medium
to large
large
variable
c
batch
Comparison of reactor typesI Thermal Reactor StabilityI Thermal Reactor Stability Comparison of reactor types
type of reactor
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 25
qR ~rB·
A
B
ISTR: ideally stirred tank reactor
I: comparison of reactor types
therm. scale-up
effect (∞ qR/qc)••
(ii) Continuous reaction mode
mediummediumlow
high
(at the
entrance)high small
smallhighvariable
cross flow
c
plug-flow
ISTR
Comparison of reactor typesI Thermal Reactor StabilityI Thermal Reactor Stability Comparison of reactor types
!
type of reactor
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 26
II Runaway
Risk R = f(p,i)
II Thermal runaway: basic scenario for risk analysistemperature
Probability (p)
Imp
act
(i)
1) desired
reaction
2) decomposition
reaction
I)
OverviewII Thermal RunawayII Thermal Runaway Basic scenario
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 27
Recipe:
1. 250 ml H2O2 35% fed into Dewar (T0 22 ºC)
2. 0.074 g KI added (@ t=0) as decomposition catalyst
3. stop of adiabatic decomposition (@ T 80 ºC) through addition of ice
II: example H2O2
Adiabatic decomposition of hydrogen peroxide
Example 4II Thermal RunawayII Thermal Runaway Demo example
2 2 2 22 2 H O aq O g H O l
2 2 2
2 2 2 2
H O aq + I aq IO aq H O l
H O aq + IO aq I aq H O l O g
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 28
∆Tad as indicator for the impact of a thermal runaway
p. 183/184
!
II: impact
a) Impact of thermal runaway
ImpactII Thermal RunawayII Thermal Runaway Impact
∆𝑇ad=𝑄dec𝑐P
𝐾 =−∆𝐻dec · 𝐶0
𝜌 · 𝑐P
C0 educt concentration @ t=0 [mol/m3]
cP specific heat capacity of reaction mass [J/kg/K]
H2O cP = 4.2 [kJ/kg/K]
organic solvent cP = c.a. 1.7 [kJ/kg/K]
H2SO4 (100%) cP = 1.3 [kJ/kg/K]
∆Hdec reaction enthalpy [J/mol]
Qdec specific reaction heat [J/kg] (analog for decomposition Qdec)
∆Tad adiabatic temperature rise [K]
ρ density of reaction mass [kg/m3]
where
Classification of Tad in terms of impact
* additional condition: boiling point not exceeded
Tad [ºC] Impact
> 200 high
50 < Tad < 200 medium
< 50* low
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 29
Calculation of standard reaction enthalpy from standard
enthalpies of formation of reactants and products
II: impact
online database for standard formation enthalpy e.g. http://webbook.nist.gov/chemistry/
ImpactII Thermal RunawayII Thermal Runaway Impact
∆𝐻𝑅𝜃=
𝐽
𝜈𝐽 · ∆b𝐻𝐽𝜃
J index for specific reactant or product
∆𝐻𝑅θ standard reaction enthalpy
∆𝑏𝐻𝐽θ standard formation enthalpy
θ standard conditions (298 K, 105 Pa)
ν stoichiometric coefficient
where
ReactionReaction heat
(-∆HR) [kJ/mol]
neutralisation (HCl) 55
diazotization 65
amination 120
nitration 130
diazo decomposition 140
sulfonation (SO3) 150
vinylpolymerisation 50-200
nitro decomposition 400
hydrogenation (nitroaromate) 560
Thermal Process Safety
Typical functional groups of unstable compounds
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 30
Polymerizable compounds
!
II: impact
reductants(in contact with oxidizing agents)
metals (e.g. Na, Zn)
metalorg. compounds (e.g. BuLi)
hydride (e.g. LiAlH4, NaBH4)
silane
hydrogen
oxidants(in contact with reducing agents)
HClO4 (conc.) / perchlorate
HNO3 (conc.) / nitrate
CrO3 / chromate
KMnO4
chlorate
nitric/sulfuric acid (HNO3/H2SO4)
alkylnitrite
H2O2
organic and inorganic peroxide
SO3 / oleum
oxygen / ozone
chlorine
chemical class unstable group
1 perchlorate –ClO4
2 nitro –NO2
3 polynitro
4 nitroso –N=O
5 N-oxide
6 hydroxylamine,
oxime
>N–OH
7 tetrazole
8 triazene, triazole –N=N–N<
9 azo –N=N–
10 hydrazine –NH–NH2,
>N–NH2
chemical class unstable group
11 substituted
hydrazine
–NH–NH–, >N–
N<
12 –N–N– in a ring
13 2 –N–N– in a ring
14 imidazole N–C–N (ring)
15 oxazole N–C–O (ring)
16 thiazole N=C–S (ring)
17 acetylide –C≡C–
18 halogen/nitrogen
compounds
>N–X
19 nitric acid esters –ONOx
20 peroxides –O–O–
-+
olefine (X = e.g. –F, –Cl, –CN)
epoxidediketene
ImpactII Thermal RunawayII Thermal Runaway Impact
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 31
Impact according to Tad
-Hdec= 98 kJ/mol
impact = high
II: impact – example H2O2
Adiabatic decomposition of hydrogen peroxide
(35 wt %)
Example 4II Thermal RunawayII Thermal Runaway Demo example
1010
2803 6
decad
P
kJ Q kgT K
kJc . kg·K
2 H2O2 aq → O2 g + 2 H2O(l)
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 32
decomposition power qdec:dependent on decomposition rate and
decomposition enthalpy
where T0 determined by residual
conversion of the desirable reaction:
(for batch reaction)
TMRad as indicator for the probability of a thermal runaway
In case of cooling failure (at tcooling failure)
TMRad is defined by the temperature dependent decomposition power and the starting temperature of
decomposition.
II: probability
b) Probability of thermal runaway
.
ProbabilityII Thermal RunawayII Thermal Runaway Probability
p. 185/188
𝒒𝐝𝐞𝐜 =𝟏
𝝆−𝒓𝐝𝐞𝐜 −∆𝑯𝐝𝐞𝐜
𝑇0 ≅ 𝑇process + 𝑡cooling failure
∞ 𝑞𝑅 𝑡 𝑑𝑡
𝑐𝑝
starting temperature T0 of
decomposition:determined by Tprocess and residual
conversion of the desired reaction
(for batch mode)
𝑞dec(𝑇)
𝑞dec(𝑇0)= exp
𝐸A𝑅·
1
𝑇0−1
𝑇
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 33
1st approximation for TMRad: 10-degree rule for doubling of reaction rate
II: probability
temperature
7/8 …
ProbabilityII Thermal RunawayII Thermal Runaway Probability
[-]
0 102ad T KTMR t
0 10T Kt
!
p. 186
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 34
2nd approximation for TMRad:
II: probability
Adiabatic heat balance for decomposition reaction
(assumption: 0th order reaction; ρ, cp, ΔHdec ≠ f(T))
ProbabilityII Thermal RunawayII Thermal Runaway Probability
!
0
0
0
0
1
Aad ad
P dec dec
ET T TMRdecRT
PT
dT Wc = k T - H q
dt kg
k - He dT = dt
·c
TMRad ≅𝑐P
𝑞dec 𝑇 = 𝑇0
𝑅𝑇02
𝐸A[𝑠]
p. 187
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 35
Isothermal DSC measurements for parameter determination of TMRad
qdec·
[W/kg](-EA/RT)
II: probability
time
temperature [˚C]
plot:
dec
dec
ProbabilityII Thermal RunawayII Thermal Runaway Probability
TMRad ≅𝑐P
𝑞dec 𝑇 = 𝑇0
𝑅𝑇02
𝐸A
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 36
With the approximations
II: probability
ChemIng
only
ProbabilityII Thermal Runaway
Adiabatic heat balance for the decomposition in dimensionless form(For nth order decomposition with cA=cA,0 (1-xA))
1
1
1 00
* *
TMR TMR* *ad adA
dB · ·
d
e d B ·D d (for X )
D e
* *adTMRB ·D
·
1
1
1
TMRad
* *
e d
B ·D
0 0 0
0
0
T t A, ,T t
dec B,*
P
E
RT
H ·CB
·c ·T
1
11
1 1
TMRade
0
0
0
ad
ad
adTMR
adTMR
TMR
tT T
T
0 10 0 0
AE
RT*A,D t ·k ·e ·Cwhere
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 37
assumption: cP=2 kJ/kg/K, decomposition reaction 0th order with EA= 100 kJ/mol
Example: temperature dependence of TMRad
p. 188
II: probability
0
dec 0
pT=T
q (T=T )dT =
dt c
*(according to adiabatic heat balance)
ProbabilityII Thermal RunawayII Thermal Runaway Probability
T0 [˚C] 𝑞dec(T=T0)
[W/kg] 𝑑𝑇𝑑𝑡 |𝑇=𝑇0[K/h]* TMRad [h]
100 1 1.8 6.4
75 0.1 0.18 56
53 0.01 0.018 490
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 38
Classification for TMRad in terms of risk
p. 187
II: probability
TMRad as critical time
constant for effectiveness
of safety measures
ProbabilityII Thermal Runaway
temperature
time
TMRad [h] Probability
< 8 high
8 <TMRad < 24 medium
> 24 low
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 39
Probability according to TMRad
1st approximation: 10ºC rule
2nd approximation: adiabatic heat balance
II: probability – example H2O2
Adiabatic decomposition of hydrogen peroxide:
(35 wt %)
Demo exampleII Thermal Runaway
TMRad = 2 ·
TMRad =𝑐P
𝑞dec(𝑇 = 𝑇0)
𝑅𝑇02
𝐸A=
⋯
t T0+10K = …
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 40
II: risk assessment
not acceptable
acceptable
medium
high
low
> 8
< 8
< 24
> 24
< 50 > 50 <200 > 200
highmediumlow ∆Tad [K]
TMRad [h]
probability
impact
c) Thermal runaway risk: classification by ∆Tad and TMRad
Risk assessmentII Thermal Runaway Risk assessmentII Thermal Runaway
acceptability range
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 41
T0: max. attainable temperature after runaway of the desired reaction
Tb: boiling point of the reaction mixture
Thermal runaway risk: classification by criticality classes
p. 190
Stoessel, F, 1993. Chemical Engineering
Progress 89, 68-75.
II: risk assessment
criticality
class
tem
pera
ture
Risk assessmentII Thermal Runaway
b
b
b
b
b
!
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 42
II: case study 1
(from ortho-nitro-toluene (ONT); DNDB is key intermediate for pharmaceutical production)
Production of dinitrodibenzyl (DNDB)
Reaction
alcoholate
solvent
Case study 1II Thermal Runaway Example1: DNDBII Thermal Runaway
Goal
a) assessment of thermal risk potential
b) safety measures planning
Lab process
(at T=12 ˚C; isotherm; semibatch process)
1. 500 g solvent is already fed in the reactor. (bp. ~90 ˚C)
2. add 1 mol alcoholate.
3. add 0.5 mol ONT within 70 min.
4. addition of ONT stops for 15 min.
5. add 1 mol ONT within 140 min.
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 43
II: case study 1
DTA measurement 1
DTA measurement 2
q•
q•
Temperature
Temperature
Temperature ramp:
4 ̊C/min
*
*
* Differential Thermo-Analyser
educts cold mixed
educts cold mixed, residual heat after 21 hours at 0 ºC
DTA Measurements
-320KJ/KG
-410KJ/KG -170KJ/KG
dec
dec
Case study 1II Thermal Runaway Example1: DNDBII Thermal Runaway
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 44
II: case study 1
*Isothermal heat flow reaction calorimetry at T = 12 ˚C
accumulated heat of reaction
measured heat of reaction
time
rea
ctio
n e
ne
rgy [
J/k
g]
(th
ou
sa
nds)
total produced heat
of reaction with
ideal dosing control
Heat accumulation of DNDB lab process (semibatch mode)
Case study 1II Thermal RunawayII Thermal Runaway Example1: DNDB
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 45
II: case study 1 – video clip 9Case study 1II Thermal RunawayII Thermal Runaway
Adiabatic conversion of ONT to DNDB (video clip 9)
Example1: DNDB
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 46
II: case study 2
Risk assessment after explosion of a pesticide-intermediate
A pesticide-intermediate is crystallized from a melt on a cooling belt and bottled as a
granulate formulation in 20 kg containers. As a result of a technical failure on the
cooling belt 2600 kg of this melt (melting point 80 ˚C) must be stored at 90 ˚C over the
weekend in a heated unstirred tank.
product loss = 1% per day
storage conditions: tank= 4 m3
accident:
thermal explosion after 50 hours
How to explain the cause of this accident?
Case study 2II Thermal Runaway Example2: pesticideII Thermal Runaway
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 47
Assumption: cp= 2 kJ/(kg·K)
with 1% decomposition per day
Doubling the rate of decomposition when the temperature rises by 10 ˚C :
90 ˚C 0.2 ˚C per hour
100 ˚C 0.4 ˚C per hour
110 ˚C 0.8 ˚C per hour
:
etc.
1) Impact
2) Probability
DTA measurement: temperature ramp = 4 K/min
qdec
•
temperature (˚C)
II Thermal RunawayII Thermal Runaway Example2: pesticide
d𝑇
d𝑡=4°C
day≅
0.2°C
h(@90°C)
∆𝑇ad =800
kJkg
2kJ
kg · K
= 400K
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 48
time [h]
140
130
120
110
100
90 T0
50 h = TMRad1)
25 h = TMRad/2 12.5 h 6.25
150
0.2 ˚C/h
0.4 ˚C/h
temperature
1) according to upper slope (=0.4 ˚C/h)
TMRad: 10-degree rule for doubling of reaction rate
Case study 2II Thermal RunawayII Thermal Runaway
T [˚C]
Example2: pesticide
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 49
Process alternative: after technical fault of the cooling belt storage of the melt in a
stirred double-walled tank (4 m3) at 90˚C with warm water cooling (TC = 85˚C)
decomposition power:
stirring power:
with: Tmax = 5 K
U = 200 W/m2/K
m = 2600 kg
A = 8 m2
cooling power:
cooling power > decomposition power + stirring power
stable heat balance
II: case study 2Case study 2II Thermal RunawayII Thermal Runaway
𝑞cooling = 𝑈 · 𝐴 ·∆𝑇
𝑚≅ 3W/kg
Example2: pesticide
𝑞dec ≅ 0.1 W/kg
1 kW/𝑚3 → 𝑞stir ≅ 1W/kg
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 50
II: case study 2Case study 2II Thermal RunawaySummary Thermal process safety
Content of this lecture
• “As usual” and “runaway” scenario
• Thermal reactor stability: Batch and semibatch process
– Mass and heat balance; Semenov diagram
– Concentration profiles, heat production and thermal conversion (semibatch
only)
• Comparison of reactor types batch, semibatch, ISTR, plug-flow and cross
flow
• Thermal runaway: Basic scenario for risk analysis
– ∆Tad as impact indicator
– Typical functional groups of unstable compounds
– TMRad as probability indicator. Approximation with 10-degree rule or
adiabatic heat balance
– Risk classification by criticality classes
Thermal Process Safety
K. Hungerbühler: Risk Analysis of Chemical Processes and Products, FS 2017 51
II: case study 2Case study 2II Thermal RunawayReview questions Thermal process safety
You should be able to answer the following questions
• Draw the “as usual” and “runaway” scenario in a time-temperature profile.
• How are batch and semibatch reaction processes defined? Sketch the two reactor
types. What assumptions are made?
• Compare mass balance, heat balance and cooling process for a batch and
semibatch reactor.
• How are mass and heat balances defined in dimensionless form (ChemIng only)
• Draw possible concentration profiles for a semibatch reactor. Which assumptions
are made?
• Compare batch, semibatch and continuous reaction modes regarding qR, qC and
thermal scale-up effect.
• What parameter is an indicator for the impact of a thermal runaway? Which
classes are here differentiated?
• Give some examples of typical functional groups of unstable compounds.
• What parameter is an indicator for the probability of a thermal runaway? How can
this value be approximated?
. .