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Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 1 Earthquake Liquefaction Hazards Mitigation at NPP Sites Earthquake Liquefaction Hazards Assessments at Nuclear Power Plant Sites Yannis F. Dafalias, Ph.D. Department of Mechanics, National Technical University of Athens Department of Civil and Environmental Engineering, University of California, Davis Mahdi Taiebat, Ph.D., P.Eng. Department of Civil Engineering, The University of British Columbia

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Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 1Earthquake Liquefaction Hazards Mitigation at NPP Sites

Earthquake Liquefaction Hazards Assessments at Nuclear Power Plant Sites

Yannis F. Dafalias, Ph.D.Department of Mechanics, National Technical University of Athens

Department of Civil and Environmental Engineering, University of California, Davis

Mahdi Taiebat, Ph.D., P.Eng.Department of Civil Engineering, The University of British Columbia

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 2Earthquake Liquefaction Hazards Mitigation at NPP Sites

Recent Research Solicitation from NRC of the USA

• Investigation and Modeling of Element-Level Soil Behavior under Multi-Dimensional Loading- Solicitation Number: 04-10-147

- Agency: Nuclear Regulatory Commission

- Office: Office of Administration

- Location: Division of ContractsAppendix A: "General Design Criteria for Nuclear Power Plants," to 10CFR Part 50, General Design Criterion (GDC) 2, "Design Bases for Protection Against Natural Phenomena," requires, in part, that nuclear power plant structures, systems, and components (SSCs) important to safety must be designed to withstand the effects of natural phenomena (such as earthquakes) without loss of capability to perform their safety functions. This includes not only the effects of shaking, but also possible shear or volumetric deformations in the underlying geologic foundation materials.Regulatory Guide 1.198, "Procedures and Criteria for Assessing

Seismic Soil Liquefaction at Nuclear Power Plant Sites,"provides guidance on seismic assessments, but currently provides minimal guidance on how to conduct deformation assessments.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 3Earthquake Liquefaction Hazards Mitigation at NPP Sites

Outline

• Simple explanation of liquefaction

• Extensive photographic exposition of liquefaction catastrophes

• Fundamentals of liquefaction behavior

• Physical modeling (full scale - shake table - centrifuge)

• Numerical modeling (constitutive – fluid/solid interaction - dynamics)

• Conclusion

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 4Earthquake Liquefaction Hazards Mitigation at NPP Sites

Liquefaction

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 5Earthquake Liquefaction Hazards Mitigation at NPP Sites

1989 Loma Prieta earthquake

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 6Earthquake Liquefaction Hazards Mitigation at NPP Sites

1964 Niigata earthquake (photo: NISEE)

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 7Earthquake Liquefaction Hazards Mitigation at NPP Sites

1964 Niigata earthquake (photo: NISEE)

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 8Earthquake Liquefaction Hazards Mitigation at NPP Sites

Surface rupture: Taiwan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 9Earthquake Liquefaction Hazards Mitigation at NPP Sites

Surface rupture: Taiwan

• Surface ruptures during the 1999 Chi-Chi earthquake caused extensive damage to civil infrastructure in Taiwan.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 10Earthquake Liquefaction Hazards Mitigation at NPP Sites

Surface rupture: Taiwan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 11Earthquake Liquefaction Hazards Mitigation at NPP Sites

Surface rupture: Taiwan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 12Earthquake Liquefaction Hazards Mitigation at NPP Sites

Surface rupture: Taiwan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 13Earthquake Liquefaction Hazards Mitigation at NPP Sites

Adapazari - Liquefaction Effects on Shallow Foundations

• Widespread damage to buildings occurred throughout Adapazari, Turkey, during the 1999 Kocaeli earthquake. A major cause of damage was liquefaction of the recent alluvial deposits that underlaid large portions of the city. The result was excessive settlements and bearing capacity failures for countless buildings, most of which were supported on shallow foundations.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 14Earthquake Liquefaction Hazards Mitigation at NPP Sites

Adapazari - Liquefaction Effects on Shallow Foundations

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 15Earthquake Liquefaction Hazards Mitigation at NPP Sites

Tanks on Liquefied Ground

• The 1995 Kobe earthquake in Japan in which various liquefaction effects on tanks and their foundations were observed.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 16Earthquake Liquefaction Hazards Mitigation at NPP Sites

Dakai Subway Collapse

• The collapse of the Dakai subway during the 1995 Kobe EQ was the first case of a subway station collapsing due to an earthquake. This case history has since been widely analyzed for its lessons on seismic soil-structure interaction effects.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 17Earthquake Liquefaction Hazards Mitigation at NPP Sites

Liquefaction Damage to Ports in Kobe, Japan

• Port and waterfront facilities in Kobe, Japan, suffered extensive damage due to liquefaction during the 1995 Kobe earthquake. The problem was pervasive because the majority of the waterfront facilities were reclaimed lands consisting of loose to medium-dense cohesionless fills.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 18Earthquake Liquefaction Hazards Mitigation at NPP Sites

Liquefaction Damage to Ports in Kobe, Japan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 19Earthquake Liquefaction Hazards Mitigation at NPP Sites

Liquefaction Damage to Ports in Kobe, Japan

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 20Earthquake Liquefaction Hazards Mitigation at NPP Sites

Lower San Fernando Dam - Liquefaction-induced Failure of the Upstream Slope

• The upstream slope of the Lower San Fernando Dam, in California, failed due to liquefaction during the 1971 San Fernando earthquake. The dam was constructed by "hydraulic filling," which involves mixing the fill soil with a large amount of water, transporting it to the dam site by pipeline, depositing the soil and water on the embankment in stages, and allowing the excess water to drain away. The fill that remains is loose, and is subject to liquefaction as the result of earthquake shaking.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 21Earthquake Liquefaction Hazards Mitigation at NPP Sites

Lower San Fernando Dam - Liquefaction-induced Failure of the Upstream Slope

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 22Earthquake Liquefaction Hazards Mitigation at NPP Sites

Lower San Fernando Dam - Liquefaction-induced Failure of the Upstream Slope

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 23Earthquake Liquefaction Hazards Mitigation at NPP Sites

Consequences of liquefaction

• Loss of bearing support

• Settlements – can be uniform in some cases, but are mostly abrupt and non-uniform

• Floatation of buried structures, such as underground tanks

• Loss of lateral support [piles extending to or through the liquefied soil layer(s)]

• Increased lateral pressures against retaining structures, such as quay walls

• Lateral spreads (limited lateral movements)

• Lateral flows (extensive lateral movements)

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 24Earthquake Liquefaction Hazards Mitigation at NPP Sites

Fundamentals of liquefaction behavior

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 25Earthquake Liquefaction Hazards Mitigation at NPP Sites

Basics

• Triaxial setting:

- At critical state

Loading of saturated sands

Stress paths for monotonic drained loading with constant p' and undrained loading (constant volume shearing) of saturated loose-

of-critical and dense-of-critical sands

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 26Earthquake Liquefaction Hazards Mitigation at NPP Sites

Undrained loading (ICU – Isotropically Consolidated Unrained)Monotonic loading of saturated sands

Undrained triaxial compression tests (after Ishihara 1993).

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 27Earthquake Liquefaction Hazards Mitigation at NPP Sites

Undrained cyclic loadingCyclic loading behavior of saturated sands

Undrained cyclic triaxial test (test from Boulanger & Truman 1996).

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 28Earthquake Liquefaction Hazards Mitigation at NPP Sites

Outline

• Modeling in Geomechanics- Physical modeling Full scale

Shake Table

Centrifuge

- Numerical modeling Constitutive models

Solid-pore fluid interaction

Dynamic analysis

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 29Earthquake Liquefaction Hazards Mitigation at NPP Sites

Modeling in Geomechanics

1. Physical Modeling- Full scale

- Shake Table

- Centrifuge

UCSD shake table (photo credit: nees@UCSD) UC Davis centrifuge

(photo credit: nees@UCD)

UT Austin full scale tests (photo credit: UT Austin)

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 30Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 31Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 32Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

About 2 g, 14 RPM

SPIN UP

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 33Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

About 5 g, 22 RPM

SPIN UP

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 34Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

About 75 g, 90 RPM

The centrifugal force increases the “weight” of the model to simulate weight of full scale Civil Structures

SPIN UP

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 35Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

2 ft of soil spinning at 75 g represents 150 ft of soil at 1g

A building or other structure may be placed on the sand

S

A

N

D

SHAKING

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 36Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

SLOW DOWN

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 37Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

SLOW DOWN

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 38Earthquake Liquefaction Hazards Mitigation at NPP Sites

How does the centrifuge work?

Vertical actuators

S A N D

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 39Earthquake Liquefaction Hazards Mitigation at NPP Sites

Scaling factors

• Scaling factors for converting the measured data to prototype units under a gravitation acceleration of N g in centrifuge modeling

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 40Earthquake Liquefaction Hazards Mitigation at NPP Sites

Modeling in Geomechanics

1. Physical Modeling…2. Numerical Modeling…

• Elements of numerical modeling

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 41Earthquake Liquefaction Hazards Mitigation at NPP Sites

Numerical modeling in geomechanics

• Modeling approaches- Microscopic: particulate approach

- Macroscopic: continuum hypothesis

• Governing physical laws: System of differential equations of motion with complex boundary/initial conditions- Numerical solution Methods: FDM, FEM, BEM, Mesh-free Method, DDA, NMM, …

Tools: FLAC, PLAXIS, DIANA, ABAQUS, OPENSEES, ANSYS, …

• Complexities and difficulties- Constitutive model

- Dynamic

- Fully coupled solid-fluid interaction

- 3-D (geometry and loading)

Fill

Loose soil

Dense soil

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 42Earthquake Liquefaction Hazards Mitigation at NPP Sites

Theoretical modeling

• Constitutive Modeling - Small Deformation Elasto-Plasticity- Elasticity

- Elasto–plasticity

- Elastic–Plastic Material Models Tresca, von Mises

Drucker-Prager, Mohr-Coulomb

Modified Cam-Clay Model

Advanced plasticity models

Severn-Ternt, Norsand, UBCSAND, UBCHYST, Nested surface models (Elgamal–Yang’s model), Bounding surface models (SANISAND & SANICLAY), …

• Modeling of porous solid-pore fluid systems

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 43Earthquake Liquefaction Hazards Mitigation at NPP Sites

A Constitutive Model for Sands

SANISANDSimple ANIsotropic SAND plasticity model

Dafalias, Manzari, Li, Papadimitriou, Bouckovalas,Taiebat

(1997-2008)

Powerful, yet simple constitutive model with systematic and relatively simple calibration process.

A single soil-specific set of constants for different levels of density and confining pressure.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 44Earthquake Liquefaction Hazards Mitigation at NPP Sites

Constitutive Model Validation

Undrained triaxial compression tests (CIUC) Toyoura sand

Drained triaxial compression tests (CIDC) Toyoura sand

Data: Verdugo & Ishihara (1996)Data: Verdugo & Ishihara (1996)

Experiment Simulation Experiment Simulation

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 45Earthquake Liquefaction Hazards Mitigation at NPP Sites

Constitutive Model ValidationConstant-p cyclic triaxial tests - Toyoura sand

Experiment Simulation Experiment Simulation

Data: Pradhan et al. (1989)

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 46Earthquake Liquefaction Hazards Mitigation at NPP Sites

Fully Coupled u−p−U Finite Element

• Formulation: Zienkiewicz and Shiomi (1984), Argyris and Mlejnek (1991)- u – displacement of solid skeleton (ux,uy,uz)- p – pore pressure in the fluid- U – displacement of fluid (Ux,Uy,Uz)

• Equations:- Mixture Equilibrium Equation:

- Fluid Equilibrium Equation:

- Flow Conservation Equation:

• Features:- Takes into account the physical velocity proportional damping- Takes into account acceleration of fluid- Is stable for nearly incompressible pore fluid

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 47Earthquake Liquefaction Hazards Mitigation at NPP Sites

Liquefaction-Induced Isolation of Shear Waves

10m soil column – level ground

Permeability=10-4 m/s

Finite element model

Free drainage from surface

Analysis:

Self-weight & shaking the base

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 48Earthquake Liquefaction Hazards Mitigation at NPP Sites

Void ration vs. Time Acceleration vs. Time

Uniform Layered Uniform Layered

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 49Earthquake Liquefaction Hazards Mitigation at NPP Sites

Centrifuge test data Finite Element (FE) analysis

(mathematical model)

Analysis

• Match the results of “centrifuge test” with “FE analysis”

• Parametric study on the calibrated FE model for different EQ, soil properties, etc.

Dafalias & Taiebat (NTUA, UCD, UBC) Democritus , July 2011 50Earthquake Liquefaction Hazards Mitigation at NPP Sites

Conclusion

• Nuclear Power Plant construction is of enormous complexity• Increased safety design is required • Earthquake induced liquefaction is a catastrophic natural hazard• Assessment and remediation requires advanced methods of analysis • Predominant methods are

- centrifuge physical modeling

- laboratory sample experimental data

- inelastic constitutive modeling of soil

- numerical dynamic analysis of earthquake event

• Final hazard assessment can be made within degrees of approximation• Even the most advanced methods cannot predict the unexpected• Choice of site is of paramount safety importance