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Polymer Formation in Plasma Polymerization (conventional, molecular) Plasma Polymerization, (atomic) Competitive Ablation and Polymerization (CAP) Plasma Sensitivity of Elements DC Discharge Polymerization Field Effects Influence of Wall Contamination

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Page 1: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Polymer Formation in Plasma

• Polymerization (conventional, molecular)• Plasma Polymerization, (atomic)• Competitive Ablation and Polymerization (CAP)• Plasma Sensitivity of Elements• DC Discharge Polymerization• Field Effects• Influence of Wall Contamination

Page 2: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Processes that yield solid depositionfrom gas phase

• Thermal Activation– Chemical Vapor Deposition (CVD)– Hot Wire CVD– Parylene Polymerization*

• Plasma Activation– Plasma Enhanced CVD (PECVD)– Plasma Assisted CVD (PACVD)– Plasma CVD or Plasma Polymerization*

• * Large amount of free radicals are found in the deposition.

Page 3: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

2

2

. .

n

CH2 CH2

CH2 CH2

CH2 CH2

CH2 CH2CH2 CH2

Page 4: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Trapped free radicals (dangling bonds) inplasma polymer

-2000.0

-1500.0

-1000.0

-500.0

0.0

500.0

1000.0

1500.0

3B3A3F

Page 5: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Two major mechanisms of polymerization

Chain-Growth Polymerization

Step-growth Polymerization

Molecular PolymerizationNeed specific chemical structures

Building Blocks are monomer molecules

Page 6: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Free Radical Chain-Growth Polymerization

Initiation I• + M IM•

Propagation IM• + M IMM•

IMn• + M RM(n+1) •

Termination IMn• + IMm• IM(n+m)I

No free radical in the product polymer

2 free radicals and 10,000 monomers yields a polymer with the degree of polymerization 10,000

Page 7: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

•••

••

• •••• ••• ••

∆F = ∆H - T ∆S

S = k ln Ω

−Τ ∆S term is positive for polymerization

∆Η is limited by the difference of bond energies

Polymerization does not proceed in gas phase

Page 8: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

The degree of polymerization decreases inversely proportionalto the concentration of the initiator.

Too many free radicals are formed in plasma, and very small amount of monomer exist in plasma phase.

A great number of free radicals exist in plasma polymers.

Plasma polymers are formed by coupling of free radicals.

Not by the free radical chain growth polymerization

What is the mechanism of plasma polymerization?

Page 9: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Rapid Step-Growth Polymerization (RSGP)Mechanism

M i

M i·

·M k ·

M i·+ · M j M i-M j

M i·+M M i-M·

M i·

·M k ·

·M k·+ M

·M k·+ · M j·

·M k -M·

·M k -M j·

+·M k-M i

(1)

(2)

(3)

(4)

(5)

Cross-cycle reaction

Cycle 2

Cycle 1

PlasmaExcitation

Page 10: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Plasma Polymerization

• “Atomic” Polymerization– No specific chemical structure is necessary.

• Fragmentation of monomer molecule• Scrambling of atoms• Building Blocks are not the original monomer

molecule, but atoms liberated by thefragmentation of monomer molecule.

• Characteristic deposition rate for each element• Key parameter is W/FM in J/kg.

– W is wattage, F is volume flow rate, and M ismolecular weight.

Page 11: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Typical Operational Range of Plasma Polymerization

• W/FM 10 MJ/kg – 10 GJ/kg• F & W depends on the volume of reactor

– 100 Liter reactor• 1 – 10 sccm• 5 – 100 watts

– The increase of F has the same effect as thedecrease of W, and vise versa.

• Current density in DC polymerization– Less than 1 mA/cm2, V 0.5 – 1.5 kV

Page 12: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Input Energy & Bond Energy

• Input energy is given by W/FM in J/kg.• Specific bond energy of a molecule, which could

be defined as Φ = Σ(bond energy)/M, is given alsoin J/kg.– Ethylene 80 MJ//kg– Tetrafluoroethylene 26 MJ/kg

• When W/FM exceeds ~ 20 times Φ, plasmapolymerization becomes a typical atomicpolymerization, and the molecular structures playlittle role in determining the characteristics ofplasma polymers.

Page 13: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Contrast of Polymer Characteristics

• Conventional free-radical polymerization– Free-radical chain-growth polymerization

• Linear polymer with no dangling bonds• Soluble and fusible• Positive temperature dependence of polymerization• Semi-crystalline

• Plasma polymerization– Free-radical recombination step-growth polymerization

• Tight three dimensional network with dangling bonds• Insoluble & infusible• Negative temperature dependence of deposition/polymerization• Amorphous C-H, Si-H, Si-C-H, etc.

Page 14: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Electronegativity Values for Some Elements

H2.1

C N O F2.5 3.0 3.5 4.0

Si P S Cl1.8 2.1 2.5 3.0

Page 15: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Each Element Has Its Own CharacteristicPolymerization Rate

Normal plasma LTCAT

Ground state atom Positive ion - Negative electronExcited state atom

- +

Cathode Anode

-

-

-

-

-

-

--

Reactive Species in Normal Plasma and LTCAT

Arc generator

SubstrateSubstrate

Cascade Arc Reactor 3e+52e+51e+50e+00.0

0.1

0.2

0.3

0.4MethaneButaneHMDSOTMDSOTMS

W*(FM)c/(FM)m, W

Nor

mal

ized

(DR

), A

/s*s

ccm

CathodeInsulatingMaterial

CoolantChannelMetal

Disk

Anode PlasmaJet

Si

C

Page 16: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

H-Si-CH3

CH3

CH3

a-SiHx a-CHx

a-(Si-C)Hx

Page 17: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Total number of gaseous species could increase in spite ofthe deposition of plasma polymers depending on the

fragmentation pattern.

0

20

40

60

80

0 2 4 6 8 10 12 14

Discharge T ime, min

Sys

tem

Pre

ssur

e, m

torr

Plasma on

Plasma off

TMS, Closed system, DC

Page 18: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

20

40

60

80

100

120

0 100 200 300 400 500

Plasma Time, sec

Rela

tive

Inte

nsity

, %

CH3+C2H2+HSi(CH3)2+Si(CH3)3+H2+

The change of selected RGA peak intensity with plasma timeClosed System, TMS, DC

Page 19: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Change of the gas phase species changes thecomposition of plasma deposition

0.0

1.0

2.0

3.0

4.0

5.0

-100 200 500 800 1100 1400 1700 2000

Ar+ Sputter Time (sec)

C/Si

Ato

mic

Rat

io

TcsTfs

TMS, DC, Closed system (cs) and Flow system (fs)

Page 20: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Competitive Ablation and Polymerization(CAP) Principle

• Combination of two observations made in twoprocesses aimed to achieve opposing results.

• Formation of polymers of an etching gas (CF4) inetching of silicon wafer (Kay’s group at IBM).

• Weight loss observed in plasma polymerization of C2F4in high energy input domain (Yasuda’s group at RTI).

• Ablation and polymerization simultaneously occur in aplasma process, but the respective contributiondepends on the conditions of discharge.

Page 21: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

STARTING MATERIAL Escaping from the system

StableMoleculesPlasma Phase

(1)

(2)(3)

(4)

Page 22: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

MONOMER

If Chain-Growth Polymerization couldoccur in vacuum

UNREACTEDMONOMER

The structure of polymer is determinedby the structure of the monomer

Page 23: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

STARTING MATERIAL

Precursor

NON-POLYMER-FORMING GASES

POLYMERIZATION

Plasma Polymerization by Precursor Concept

Page 24: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

iN – Out Rule

Fragmentation of molecules in gas phase and also in solid phase, which contact with plasma, follows the rule of thumb of Nitrogen in and Oxygen out.

Oxygen incorporation into a plasma polymer and that into a plasma-treated polymer are largely due to post-plasma reaction of free radicals with oxygen. Nitrogen has high tendency to be incorporated into a plasma polymer (not in the original forms), and N in a N2 plasma to the treated polymer.

Post-plasma incorporation of N does not occur. N found in a plasma polymer, of which monomer has no N, is due to contamination of the reactor in which N-containing monomer was used.

Page 25: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Plasma Sensitivity Series of Elements

• Ionization of organic molecules does notfollow the same path of ionization of simpleatoms.

• Fragmentation of an organic moleculesprecedes the ionization of fragmentedspecies.

• In-out rule seems to reflect the trends ofplasma fragmentation of organic moleculeswhich contain different elements other thanC and H.

Page 26: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Types of Monomers for Plasma Polymerization

• Nearly all organic and organo-metalliccompounds polymerize in plasma.

• Type 1– Triple bond, aromatic & hetero aromatic

• Type 2– Double bond, cyclic

• Type 3– Linear & branched aliphatic

• Type 4– Oxygen containing aliphatic

Page 27: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Polymerization characteristicsbased on the types of monomers

• Polymerization rate– Type 1 > Type 2 > Type 3 > Type 4

• Photo-emission– Type 4 > Type 3 > Type 2 > Type 1

• Free radicals in polymer substrate– Type 4 > Type 3 > Type 2 > Type 1

• Dangling bonds in plasma polymer– Type 1 > Type 2 > Type 3 > Type 4

Page 28: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Difference of photo-emission at the same energy input level,40 kHz, with magnetic enhancement

TMS TMS+O2

W/FM=722MJ/kg W/FM=762MJ/kg

Type 2 Type 4

Page 29: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Deactivation Photon Emission

Excitation of Deactivation a Plasma Gas Photon Emission

Excitation of Deactivation a Reactive Gas (no emission) Polymerization or Deactivation Surface Modification (no emission)

Correlation between photon emission and polymerization

Page 30: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Deposition Rates Local deposition parameters (at a specific place of

substrate)k1

mass deposition rate (kg/m2 s)

k2 = k1/ρthickness growth rate (m/s)

ρ = specific gravity (kg/m3)

k0 = k1/FMspecific mass deposition rate (1/m2)

mass flow rate corrected deposition rate

Page 31: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

In the monomer deficient domain

k1 =k’ FM

k1/FM = k’

F: volume or molar flow rate

M: molecular weight of monomer

Page 32: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

In the power deficient domain

k1 = k”W

k0 = k1/FM

k1/FM = k” (W/FM)

k0 = k” (W/FM)

Deposition rate is independent of pressure

Page 33: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Dependence of deposition rate on operational parametersand domains of plasma polymerization

Dependence of deposition rate of plasma polymer of tetramethyldisiloxane on discharge wattage at the flowing monomerflow rates (cm3/min).

5.7 cm3/min

3.1 cm3/min

1.5 cm3/min

0.82 cm3/min 0.23 cm3/min

Dependence of deposition rate of the plasma polymer of tetramethyldisiloxane on discharge power at a fixed flow rate

120 W

70 W

50 W

20 W

Dependence of deposition rate of the plasma polymer of tetramethyldisiloxane on W/FM at different flow rates

5.7 cm3/min

3.1 cm3/min

1.5 cm3/min

0.82 cm3/min

0.23 cm3/min

Dependence of plasma polymerization domains on deposition rate and W/FM at various flow rates.

Page 34: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Deposition characteristics in glow discharge,in energy deficient domain

0.0 1.0 2.0 3.0

0.0

0.5

1.0

1.5

2.0

2.5

W/FM (GJ/kg)

RF

AF

CH4 2.9sccmCH4 5.2sccm

CH4 1.3sccm C4H10 0.7sccmC4H10 1.3sccm

Page 35: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Schematic presentation of D.C. glow discharge in a plasma polymerization reactor, (a) System pressure < 6.66 Pa (50 mTorr), (b) > 13.33 Pa (100 mTorr).

Page 36: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Distribution profile of electron temperature in an argon D.C. glow discharge in a plasma polymerization reactor

Page 37: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Distribution profile of electron density in an argon D.C. glow discharge in a plasma polymerization reactor

Page 38: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Dependence of DC cathodic polymerization onoperational parameters

0.0 1.0 2.0 3.0 4.0 5.0

0

20

40

60

80

W/FM (GJ/kg)

DC

CH4 full sizeCH4 1/4 size

C4H10 1/4 sizeC4H10 full size

0.0 0.2 0.4 0.6 0.8 1.0

0

10

20

30

Current Density (mA/cm2)

CH4 0.7sccmCH4 1.4sccm

CH4 5.2sccmCH4 2.8sccm

DC 1/4 size

0.0 0.2 0.4 0.6 0.8 1.0

0

20

40

60

80

Current Density (mA/cm2)

DC

CH4 full sizeCH4 1/4 sizeC4H10 full sizeC4H10 1/4 size

0.0 0.2 0.4 0.6 0.8 1.0

0.0

1.0

2.0

3.0

4.0

5.0

Current Density (mA/cm2)

DC

without magnetronwith magnetronCH4 full size 2.8sccmCH4 1/4 size 0.7sccmCH4 1/4 size 1.4sccm

CH4 1/4 size 5.2sccmCH4 1/4 size 2.8sccm

C4H10 full size 0.8sccmC4H10 1/4 size 0.8sccm

CH4 full size 2.8sccmCH4 1/4 size 2.8sccmC4H10 full size 0.8sccmC4H10 1/4 size 0.8sccm

Page 39: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Cathodic polymerization(deposition on the cathode surface)

k1/[CM] = kc[I] [I] : current density

k1 = kc[I][CM] [CM] : mass concentration k1 = k’c[I] p p : system pressure

Deposition rate is dependent on pressure andindependent of flow rate.

Page 40: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0.0 1.0 2.0 3.0 4.0 5.0

1.4

1.6

1.8

2.0

2.2

2.4

2.6

W/FM (GJ/kg)

DC

AF

RF

DC with magnetron

DC without magnetron

CH4 full sizeCH4 1/4 sizeC4H10 full sizeC4H10 1/4 size

CH4 full sizeCH4 1/4 size

AFC4H10 1/4 sizeC4H10 full size

RFRF

Page 41: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Si wafer w/ electrical contact

0

500

1000

1500

2000

2500

3000

0 20 40 60 80 100 120

System Pressure, mTorr

Dep

ositi

on R

ate,

A/m

inDCAFRF

The system pressure dependence of deposition rate of TMS on Si wafer with electrical contact to the substrate as powered electrode in DC cathodic polymerization, AF (40 kHz) and RF (13.5 MHz) plasma polymerization processes. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 42: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

DC

0

500

1000

1500

2000

2500

3000

0 20 40 60 80 100 120

System Pressure, mTorr

Depo

sitio

n Ra

te, A

/min

Si on cathode w/electrical contactSi on cathode w/oelectrical contact Floating substrate

The system pressure dependence of deposition rate of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in DC cathodic glow discharge polymerization,. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 43: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

DC

1.3

1.4

1.5

1.6

1.7

1.8

1.9

0 20 40 60 80 100 120

System Pressure, mTorrr

Refra

ctiv

e In

dex

Si on cathode w/ electrical contactSi on cathode w/o electrical contact Floating substrate

The system pressure dependence of refractive index of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in DC cathodic glow discharge polymerization,. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 44: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

AF

0

500

1000

1500

2000

0 20 40 60 80 100 120

System Pressure, mTorr

Depo

sitio

n Ra

te, A

/min

Si on electrode w/electrical contact Si on electrode w/oelectrical contactFloating substrate

The system pressure dependence of deposition rate of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in AF plasma polymerization processes. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 45: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

AF

1.3

1.4

1.5

1.6

1.7

1.8

1.9

0 20 40 60 80 100 120

System Pressure, mTorr

Refra

ctiv

e In

dex

Si on electrode w/ electrical contact Si on electrode w/o electrical contactFloating substrate

The system pressure dependence of refractive index of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in AF plasma polymerization processes. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 46: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

RF

0

20

40

60

80

100

0 20 40 60 80 100 120

System Pressure, mTorr

Dep

ositi

on R

ate,

A/m

inSi on electrode w/electrical contact Si on electrode w/oelectrical contactFloating substrate

The system pressure dependence of deposition rate of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in RF plasma polymerization processes. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 47: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

RF

1.3

1.4

1.5

1.6

1.7

1.8

1.9

0 20 40 60 80 100 120

System Pressure, mTorr

Ref

ract

ive

Inde

xSi on electrode w/ electrical contact Si on electrode w/o electrical contactFloating substrate

The system pressure dependence of refractive index of TMS on Si wafer with electrical contact and without electrical contact to powered electrode or floating substrate in RF plasma polymerization processes. Plasma conditions are 1 sccm TMS, 5 W power input.

Page 48: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

50

100

150

200

250

0 20 40 60 80 100 120

System Pressure, mTorr

Dep

ositi

on R

ate,

A/m

in

1

1.2

1.4

1.6

1.8

2

Ref

ract

ive

Inde

x

DR, A/minRefractive Index

On Anode surface

The pressure dependence of plasma polymer deposition rate and Refractive index in TMS DC polymerization (on anode). Conditions are 1sccm TMS, DC 5 W.

Page 49: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

50

100

150

200

250

-10 -5 0 5 10

(a) Vertical Posistion, cm

Dep

ositi

on R

ate,

A/m

in

50 mTorr100 mTorr

The plasma polymer deposition profile on anode surface in TMS DC cathodic polymerization. Conditions are 1sccm TMS, DC 5 W.

Page 50: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

200

400

600

800

1000

1200

-10 -5 0 5 10

Vertical Position, cm

Dep

ositi

on R

ate,

A/m

in3 cm

2 cm

15.2 cm Cathode

17.8 cm Anode

7.6 cm Floating Substrate

1/2 piece of Al panel in front of Anode

The effect of the floating panels positioned in front of the anode on the deposition rate on Anode surface and Cathode surface in DC cathodic polymerization. Conditions are: 1 sccm TMS, 50 mTorr, DC 5 W, d = 100 mm.

Page 51: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

200

400

600

800

1000

1200

-10 -5 0 5 10

Vertical Position, cm

Depo

sitio

n Ra

te, A

/min

3 cm

2 cm

15.2 cm Cathode

17.8 cm Anode

15.2 cm Floating Substrate

1 whole piece of Al panel in front of Anode

The effect of the floating panels positioned in front of the anode on the deposition rate on Anode surface and Cathode surface in DC cathodic polymerization. Conditions are: 1 sccm TMS, 50 mTorr, DC 5 W, d = 100 mm.

Page 52: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Dark polymerization in cathode region &plasma polymerization in the negative glow

• Dark polymerization (on the cathode surface)– Much faster polymerization– Yields film with high refractive index– Deposition rate is pressure-dependent.

• Glow discharge polymerization (on floating surface)– Slower polymerization– Yields film with lower refractive index– Deposition rate is flow-rate dependent (pressure-independent)

• Anode is a passive surface, which collects the sameglow polymers.

Page 53: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Effect of Electrical Field

• Edge effect– Sputtering by Ar plasma– Deposition on the cathode surface

• Un-balanced surface areas of cathode andanode– Deposition rate onto a small cathode or

powered electrode is higher.• Effect of magnetic confinement

– Reduce the edge effect on sputtering– Over correct the edge-effect in the depositon

Page 54: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Schematic diagram of bell jar reactor system

Page 55: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Structure of anode magnetron electrode

Page 56: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Oxygen DC plasma without magnetron enhancement

Page 57: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Oxygen DC plasma with anode magnetron

Page 58: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Temperature of cathode (substrate) & anode

Substrate Temperature

0

50

100

150

200

250

300

0 5 10 15 20 25 30 35

Time (min)

Tem

pera

ture

(o C)

[2B](Ace/O)/T

[2B](Ace/AH)/T

[7B](Ace/O)/T

[7B](Ace/AH)/T

[2B](Alk)/T

[2B](Ace/AH)/T

Plasma Treatment Evacuation

TMS Monomer Start

Evacuation

Plasma Polymer Deposition

Anodic Ecoat (107)

Cat

hodi

c Ec

oat (

149) 269

188

28

25

Anode Temperatur

40

(Ar+H2, 80 watts, 50 mtorr )

(O2 , 40 watts, 100 mtorr )

Page 59: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Sputter Cleaning of Cathode Coated with TMS Plasma Polymer

Page 60: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

(a): The CRS Panel Coated by TMS Plasma (70 nm)

(b): Interelectrode distance of 50 mm or 75 mm

Cleaned Steel (Fe)

(c): Interelectrode distance of 100 mm to 175 mm

Sputter Cleaning of Cathode Coated with TMS Plasma Polymer

Page 61: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Schematic diagram of different magnetic field configuration. • parallel magnetic field configuration (PM), • (b) opposite magnetic field configuration (OM) and • (c) no magnetron on the backside of anode electrodes.

Page 62: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0200400600800

100012001400160018002000

0 10 20 30 40 50 60 70 80Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) DC PMDC OMDC NM

Dependence of the deposition rate distribution on the magnetic field configuration (DC, TMS, 5 w, 50 mtorr, d=100 mm, 1 sccm)

Page 63: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0100200300400500600700800900

1000

0 10 20 30 40 50 60 70 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.)AF PM AF OMAF NM

Dependence of the deposition rate distribution on the magnetic field configuration (AF, TMS, 5 w, 50 mtorr, d=100 mm, 1 sccm)

Page 64: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

050

100150200250300350400450500

0 10 20 30 40 50 60 70 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) RF, PMRF, OMRF, NM

dependence of the deposition rate distribution on the magnetic field configuration (RF, 5 w, 50 mtorr, d=100 mm, 1 sccm)

Page 65: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0200400600800

100012001400160018002000

0 10 20 30 40 50 60 70 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) DCAFRF

Dependence of deposition rate on power supplies (OM, TMS, 50 mtorr, 1 sccm, 5 w, d = 100 mm)

Page 66: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0200400600800

100012001400160018002000

0 20 40 60 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) PM, d=100 mmPM, d=80 mmPM, d=60 mmPM, d=40 mmOM, d=100 mmOM, d=80 mmOM, d=60 mmOM, d=40 mm

The influence of electrode distance on the deposition rate (DC. TMS, 50 mtorr, 1 sccm, 5 w)

Page 67: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

200

400

600

800

1000

1200

1400

0 10 20 30 40 50 60 70 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.)

AF, PM, d=100mmAF, PM, d=80 mmAF, PM, d=60 mmAF, OM, d=100mmAF, OM, d=80 mmAF, OM, d=60 mmRF, PM, d=100mmRF, PM, d=80 mmRF, PM, d=60 mmRF, OM, d=100 mmRF, OM, d=80 mmRF, OM, d=60 mm

The influence of electrode distance on the deposition rate (AF or RF, TMS, 50 mtorr, 1 sccm, 5 w)

Page 68: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0200400600800

100012001400160018002000

0 10 20 30 40 50 60 70 80Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.)

6*6 inch2 PM6*6 inch2 OM6*6 inch2 NM3*6 inch2 PM3*6 inch2 OM3*6 inch2 NM

The influence of substrate area on the deposition rate (DC, TMS, 50 mtorr, 1 sccm, 5 W)

Page 69: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0100200300400500600700800900

0 10 20 30 40 50 60 70 80Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.)

6*6 inch2 PM6*6 inch2 OM6*6 inch2 NM3*6 inch2 PM3*6 inch2 OM3*6 inch2 NM

The influence of substrate area on the deposition rate (AF, TMS, 50 mtorr, 1 sccm, 5 W)

Page 70: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

500

1000

1500

2000

2500

0 10 20 30 40 50 60 70 80Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) p=30 mtorr,OMp=50 mtorr,OMp=100 mtorr,OMp=30 mtorr,NMp=50 mtorr,NMp=100 mtorr,NM

Dependence of deposition rate distribution on system pressureDC glow discharge (TMS, 5 W, d=100 mm, 1 sccm)

Page 71: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

200

400

600

800

1000

1200

1400

1600

0 10 20 30 40 50 60 70 80

Radial distance (mm)

Dep

ositi

on ra

te (Å

/min

.) p=30 mtorr,OMp=50 mtorr,OMp=100 mtorr,OMp=30 mtorr,NMp=50 mtorr,NMp=100 mtorr,NM

dependence of deposition rate distribution on system pressureAF glow discharge (TMS, 5 W, d=100 mtorr, 1 sccm).

Page 72: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

200

400

600

800

1000

1200

1400

0 10 20 30 40 50 60 70 80

Vertical Position, mm

Depo

sitio

n Ra

te, A

/min

d = 60 mmd = 100 mmd = 160 mmno anode assembly

The influence of electrode distance on the deposition rate on Cathode surface in DCcathodic polymerization. Conditions are: 1 sccm TMS, 50 mTorr, DC 5 W, d is the distancebetween two anodes (the cathode is placed in the middle of the two anodes).

Page 73: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Effect of Wall Contamination

• Because of CAP principle, wall contaminationcould change the deposition pattern.

• Elements with high electro negativity in thewall contamination cause the most pronouncedchange in the deposition.– Change from the super adhesion system to no

adhesion system caused by F containing wallcontaminants.

Page 74: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Scanned image of the surface of two alloy panels showing adhesion failure caused by theomission of O2 plasma treatment of the substrate prior to plasma film deposition andapplication of the primer (Deft 44-GN-72 MIL-P-85582 Type I Waterbased ChromatedControl Primer). a) Panel after Skydrol LD4® fluid resistance test, which had the O2 plasmatreatment prior to film deposition and primer application. b) Panel after scribed wet (24-hour immersion in tap water) tape test, which had not been treated with the O2 plasmatreatment prior to film deposition and primer application.

Page 75: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Sequence of processes in the normal operation

Evac./O2 /TMS /(HFE+H2)/ Evac./ O2 / TMS /(HFE+H2)/

The first batch The second batch

Sequence of Plasma Polymerization

TMS Plasma/(HFE+H2) Plasma

New substrate New substrate

Page 76: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Sequence of processes in the abnormal operation

Evac./TMS /(HFE+H2)/ Evac./ TMS /(HFE+H2)/

The first batch The second batch

Sequence of Plasma Polymerization

(HFE+H2) Plasma/TMS Plasma

New substrate New substrate

Previous batch

Page 77: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Adhesion failure occurred atthe interface of the plasma polymerand the substrate alloy

XPS Analysis

Al alloy

Plasma polymer

Spray primer

Page 78: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

0.2

0.4

0.6

0.8

1

1.2

1.4

0 500 1000 1500 2000 2500 3000 3500 4000 4500

Ar+ Sputter Time (sec)

Silic

on/C

arbo

n Ra

tioPlasma polymer adhering to metal surface

Delaminated paint

Plasma polymer/metal interface

Page 79: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

0

5

10

15

20

25

30

0 5 10 15 20 25 30

Date of Sample Preparation, days

Appr

oxim

ate

Fluo

rine

Atom

ic %

O2 or Ar plasma treated no plasma treatment

Liquid N2 TrapReactor Cleaned

Pump Oil Changed

HFE Line Disconnected

Page 80: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Formation of stable molecules in plasma• Stable molecules escape from the system.• Stable molecules shorten the kinetic-path

length of plasma polymerization.– Increase the oligomer content in plasma polymer.– Change elemental composition of plasma polymer.

• Stable molecules formation change the balanceof ablation and polymerization.– Stable molecules formation such as SiF4 is the basis

for plasma etching of silicon, and HF forpolymerization of etching gas.

– Depending the source of element to form stablemolecules, adhesion and/or barrier characteristics ofplasma polymer could be completely damaged.

Page 81: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

SiC In Plasma

Page 82: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Placing a new substrate in a contaminated reactor

Reactor Wall

SubstrateF

C

Page 83: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Evacuation of Reactor

Reactor Wall

Substrate

Migration of oligomeric contaminants, and chemi-sorption on the substrate

Page 84: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Si C

FC

In Plasma

Page 85: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

FC

O2

CO2

O2 plasma treatment of contaminated substrate

Page 86: Polymer Formation in Plasma - DESY · Polymer Formation in Plasma • Polymerization (conventional, molecular) • Plasma Polymerization, (atomic) • Competitive Ablation and Polymerization

Substrate or plasma polymer

SiC

Plasma-Inablatable F

In Plasma