peak - currentcpdactivities

7/28/2019 Peak - CurrentCPDactivities

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Last updated on 28 February 2010

List of Currently Approved CPD Activities

Insurance Intermediaries Quality Assurance Scheme

(The approval status of the following CPD activities is currently in effect

)

*: Modular design is adopted. In other words, participants can choose to attend part of the activity. If the participant has not attended the CPD activity in

full, he/she should only be awarded the number of CPD hours of the module(s) that he/she has attended.

New: Newly approved activities

Renewed: Approval-renewed activities

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/02/32

ING Life Insurance

Company

(Bermuda) Limited

ING Sales Congress 5May 2009

Apr 2010

In-house

+

Commissioning

Body

Mr Rex Ip

2281 2709


2/64

- 2 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/02/35

ING Life Insurance

Company (Bermuda)

Limited

Financial Planning

Series Advanced Time

Value of Money

4Feb 2009

Jan 2010

In-house

+

Commissioning

Body

+

Business Partners

Mr Dennis Chan

2281 2703

80/02/44

ING Life Insurance

Company (Bermuda)

Limited

Basic Selling Skills

*16

Apr 2009

Mar 2010

In-house

+

CommissioningBody

Ms Debby Ko

2281 2710

80/02/52

ING Life Insurance

Company (Bermuda)Limited

Professional PracticeSeries*

8

Sep 2009

Aug 2010

In-house

+

Commissioning

Body

+

Business Partners

Ms Caroline Ma

2281 2722


3/64

- 3 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/02/53

ING Life Insurance

Company (Bermuda)

Limited

Financial Planning

Training Program (FPT)*

24Oct 2009

Sep 2010

In-house

+

Commissioning

Body

+

Business Partners

Mr Dennis Chan

2281 2703

80/02/54ING Life Insurance

Company (Bermuda)

Limited

Needs Based Selling

Series*

16Oct 2009

Sep 2010

In-house

+

CommissioningBody

+

Business Partners

Mr Pun Meng In

2281 2719

80/02/55

ING Life Insurance

Company (Bermuda)

Limited

Exploring Market Series

*

24Jan 2010

Dec 2010

In-house

+Commissioning

Body

+

Business Partners

Ms Alice Lee

2281 2705


4/64

- 4 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/04/02 MassMutual Asia LtdLegal Aspect of

Insurance13

May 2009 -Apr 2010

In-house

Mr Peter So2919 9568

80/04/04 MassMutual Asia LtdFundamental AgencyManagement Training

6.5Feb 2010 -Jan 2011

In-house

Mr Peter So

2919 9568

80/04/05 MassMutual Asia Ltd Investment-LinkedInsurance Training

6.5 Jan 2010 -Dec 2010

In-house


80/04/09 MassMutual Asia Ltd Investment Seminar* 24Jan 2010 -

Dec 2010

In-house

Mr Peter So

2919 9568

80/04/11 MassMutual Asia LtdAdvanced Insurance

Seminar*6

Oct 2009

Sep 2010

In-house

Mr Peter So

2919 9568


5/64

- 5 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/04/13 MassMutual Asia LtdFinancial Planning

Series*38

Oct 2009

Sep 2010

In-house

Mr Peter So

2919 9568

80/04/14MassMutual Asia

Ltd.

Handling Objection

Workshop3

Oct 2009 -

Sep 2010

In-house

Mr Peter So

2919 9568


Ltd.Medical and HealthInsurance Training

Series*

16Jan 2010 Dec 2010

In-house



Ltd.

Modern Portfolio Expert

System2.5

May 2009 -Apr 2010

In-house



Ltd.

Financial Need Analysis

Training Series*6

Oct 2009 -

Sep 2010

In-house

Mr Peter So

2919 9568


6/64

- 6 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


Ltd.

Marketing to Women

Program Selling

Workshop

3Jul 2009 -

Jun 2010

In-house



Ltd.

Marketing to WomenProgram Recruitment

Workshop

3Jul 2009 -

Jun 2010

In-hous



Ltd.

Training for Will

Services3

Jul 2009 -

Jun 2010

In-house



Ltd.

Enhancing Your Selling

Efficiency*8

Jan 2010 -

Dec 2010

In-house

Mr Peter So

2919 9568

80/05/02

American

International

Assurance Company(Bermuda) Ltd

Licensing Course for

Paper 2 - GeneralInsurance Examination

6.5

Jan 2010

Dec 2010

In-house

Ms Mandy Yip

2203 0199

80/05/03

American

International

Assurance Company

(Bermuda) Ltd

Licensing Course for

Paper 4 - Mandatory

Provident Fund

Intermediaries

Examination

6.5Jan 2010

Dec 2010

In-house

Ms Mandy Yip

2203 0199


7/64

- 7 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/08

American

International

Assurance Company

(Bermuda) Ltd

Worksite Marketing

Workshop6

Jan 2010

Dec 2010

In-house

Ms Tiffany Yuen

2203 0111

80/05/10

Renewed

AmericanInternational

Assurance

Company

(Bermuda) Ltd.

Licensing Course forPaper 5

Investment-LinkedLong Term Insurance

Examination

6.5Mar 2010 -Feb 2011

In-house Mr John Wong2881 4016

80/05/24

Renewed

American

International

Assurance

Company

(Bermuda) Ltd.

Group Products

Training2

Feb 2010 -

Jan 2011

In-house

Mr Herlry Wan

2881 3483

80/05/25

American

International

Assurance Company

(Bermuda) Ltd.

Tailor-Made Life &Indemnity Course

2Sep 2009 -Aug 2010

In-house

Ms Herlry Wan

2881 3483

80/05/33

American

InternationalAssurance Company

(Bermuda) Ltd.

Financial Planner TraineeProgram

8 Jan 2010 -Dec 2010

In-house

Ms Cloudia Lau2203 0135

80/05/34

American

International

Assurance Company

(Bermuda) Ltd.

MPF Product & SellingSkills Training

3.5Apr 2009 -Mar 2010

In-house

Ms Nicole Chow

2881 3529


8/64

- 8 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/36

American

International

Assurance Company

(Bermuda) Ltd.

The Essential Agency

Management

(T.E.A.M)*25.5

Jan 2010

Dec 2010

In-house

Ms Marilyn Wang

2203 0132

80/05/39

American


(Bermuda) Ltd.

Closing and ManagingConcerns Training

3 Sep 2009 -Aug 2010

In-house

Mr Steven Lam2881 4036

80/05/40

American

International

Assurance Company

(Bermuda) Ltd.

Getting Referrals

Workshop3.5

Dec 2009 -

Nov 2010

In- house

Mr Steven Lam

2881 4036

80/05/50

American

International

Assurance Company

(Bermuda) Ltd

Customer RelationshipEnhancement Integrated

with Technology

4Dec 2009 -

Nov 2010

In-house

Ms Mandy Yip

2881 0199

80/05/51

American

International

Assurance Company

(Bermuda) Ltd

Managing Interpersonal

Relationship Workshop3.5

Feb 2010

Jan 2011

In-house

+

Insurance Brokers

Mr Benny Tan

2881 4022

80/05/66

American

International

Assurance Company

(Bermuda) Ltd

Communication SkillsWorkshop

4May 2009 -Apr 2010

In-house

Mr Terry Chu

2881 4025

80/05/57

American

International

Assurance Company

(Bermuda) Ltd

Financial Health Check

System Needs Based

Selling

3.5May 2009 -Apr 2010

In-house

Mr Steven Fong

2881 4449


9/64

- 9 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/60

American

International

Assurance Company

(Bermuda) Ltd

Effective Selling SkillsWorkshop

3.5Jul 2009 -Jun 2010

In-house

Mr Tom So2203 0137

80/05/72


Assurance Company

(Bermuda) Ltd

Retirement Planning

Workshop3.5

Jan 2010 -

Dec 2010

In-house

+

Commissioning

Body

Mr Benny Tan2881 4022

80/05/77

American


(Bermuda) Ltd

Best Practices QualityBusiness 3.5 Jun 2009 -May 2010

In-house

+Commissioning

Body

Ms Dionne So2881 4035

80/05/80

American

International

Assurance Company

(Bermuda) Ltd

Leading Edge AgencyDevelopment Program

12.5Feb 2009 -Jan 2010

In-house

Mr Terry Chu

2881 4025

80/05/81

American

International

Assurance Company

(Bermuda) Ltd

Financial Health Check

Skills Income

Protection

3.5May 2009 -Apr 2010

In-house

Mr Steven Fong

2881 4449

80/05/82

American

International

Assurance Company

(Bermuda) Ltd

Risk Management SkillsWorkshop

3.5May 2009 -Apr 2010

In-house

Mr Tom So2203 0137


10/64

- 10 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/87

American

International

Assurance Company

(Bermuda) Ltd

Presentation Skills

Workshop3.5

Feb 2009 -Jan 2010

In-house

Mr Terry Chu

2881 4025

80/05/89

American


(Bermuda) Ltd

Business InsuranceDevelopment Series I

7 Feb 2010 Jan 2011

In-house

+

Insurance Brokers

Mr Benny Tan2881 4022

80/05/90

American

International

Assurance Company

(Bermuda) Ltd

Motivation Skills

Workshop3.5

Feb 2009 -Jan 2010

In-house

Mr Terry Chu

2881 4025

80/05/91


Assurance Company

(Bermuda) Ltd

Child Education FundPlanning Workshop

(

)

3.5Feb 2010

Jan 2011

In-house

+

Insurance Brokers

Mr Benny Tan

2881 4022

80/05/92

American

International

Assurance Company

(Bermuda) Ltd

Coaching on Total

Protection Selling3

Mar 2010 -Feb 2011

In-house

Ms Marilyn Wang

2203 0132

80/05/93

American

International

Assurance Company

(Bermuda) Ltd

Professional Claims

Services - CI3.5

Feb 2010

Jan 2011

In-house

Mr Wu Lap Hong

2881 4005

10 Aug 2009

80/05/94

American

International


09

16 Sep 2009 -Jul 2010

In-house

Mr Johnny Cheng

2881 3868


11/64

- 11 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/95

American

International

Assurance Company

(Bermuda) Ltd

Questioning Techniques

Workshop3

Jan 2010

Dec 2010

In-house

Ms Clarice Fung

2881 4040

80/05/96

American

International

Assurance Company

(Bermuda) Ltd

Creative Selling

Workshop3

Feb 2010

Jan 2011

In-house

Ms Marilyn Wang

2203 0132

80/05/97

American

International


MPF Investment

Education Program2

Feb 2010

Jan 2011

In-house

+

Brokers & agents

from partner banks

Ms Nicole Chow

2881 3529

80/05/98

New

American

International

Assurance

Company

(Bermuda) Ltd

Trust Building

Workshop3

Feb 2010

Jan 2011

In-house Mr Terry Chu2881 4025

80/05/99

New

American

International

Assurance

Company

(Bermuda) Ltd

Professional Claims

Series - Hospitalization

& Accident

3.5Feb 2010

Jan 2011

In-house+

Insurance Agents

+

Brokers

+

Agents frompartners Bank

Mr Wu Lap Hong

2881 4005


12/64

- 12 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/05/100

New

American

International

Assurance

Company(Bermuda) Ltd

Centre of Influence

Development3.5

Feb 2010

Jan 2011

In-house+

Insurance Agents

+

Brokers+

Agents from

partners Bank

Mr Steven Lam

2881 4036

80/06/04Hong Kong

Securities Institute

Overview of Legal and

Regulatory Framework

for Securities and Futures

Industry*

15May 2009 -

Apr 2010

Public

Mr Spencer Lau

3120 6188

80/06/05Hong Kong


Certificate in Financial

Advising and Portfolio

Management*

30Jun 2009 -

May 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/06/06Hong Kong


Certificate in Financial

Planning and Advising*30

Jun 2009 -

May 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188


13/64

- 13 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/06/08Hong Kong


Insurance and MPF

Series*14

Aug 2009 -

Jul 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/06/10Hong Kong


Leadership for 21st

Century: Relational

Leadership

7.5Apr 2009 -

Mar 2010

Public

+

Commissioning

Body

Mr Spencer Lau3120 6188

80/06/12Hong Kong


Modern Investment

Analysis and Tools*13.5

Apr 2009 -

Mar 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/06/14Hong Kong


Insurance and MPF

Series II*6 Aug 2009 -

Jul 2010

In-house

+

Commissioning

Body

Mr Spencer Lau

3120 6188


14/64

- 14 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/06/15Hong Kong


Diploma in Financial

Organizer*120

Jan 2010

Dec 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/06/16Hong Kong


Modern Investment

Analysis and Tools

Series II*

18May 2009 -

Apr 2010

Public

Mr Spencer Lau

3120 6188

80/06/17 Hong KongSecurities Institute

CPT/CPD Series III * 11 Feb 2010 Jan 2011

Public

+Commissioning

Body

Mr Spencer Lau3120 6188

80/06/18Hong Kong


CPT/CPD Series II* 5.5Feb 2010

Jan 2011

Public

+

CommissioningBody

Mr Spencer Lau

3120 6188

80/06/19Hong Kong


Insurance and MPF

Series III*8

Sep 2009

Aug 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188


15/64

- 15 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/06/20Hong Kong

Securities InstituteCPT/CPD Series IV* 22

Jan 2010

Dec 2010

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/06/21Hong Kong

Securities InstituteIL-CPD-01 to 08 Series* 20

Mar 2010

Feb 2011

Public

+

Commissioning

Body

Mr Spencer Lau

3120 6188

80/07/04

Institute of

Professional

Education and

Knowledge, VTC

Insurance Industry

Regulatory Compliance*10

Feb 2010

Jan 2011

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/05Institute ofProfessional

Education and

Knowledge, VTC

MPF Updates for

Individual Intermediaries2

Jan 2010

Dec 2010

Public

+

Commissioning

Body

Ms Polly Tam

2836 1822


16/64

- 16 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

Employees'

Compensation

Ordinance (with optional

module of Employees'

Compensation

Insurance)*

Feb 2010

80/07/06

Renewed

Institute ofProfessional

Education and

Knowledge, VTC

Employees'

Compensation

Ordinance (with optional

module of Employees'

Compensation Insurance

and/or Historical Claims

Development of

Employees'Compensation)*

16

Mar 2010

Jan 2011

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/10

Institute of

Professional

Education and

Knowledge, VTC

Certificate Course in

Legal Liability*30

May 2009 -

Apr 2010

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/12

Institute of

Professional

Education and

Knowledge, VTC

Legal Knowledge for

Life Insurance Selling

(with optional module of

Basic Financial

Planning)*

14Jun 2009

May 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864


17/64

- 17 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/13

Institute of

Professional

Education and

Knowledge, VTC

Certificate Course in

Insurance of Financial

Risk*

15May 2009 -

Apr 2010

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/14

Institute of

Professional

Education and

Knowledge, VTC

Commercial Insurance

And Related Legal

Provisions and optional

modular structure of

Legal Interpretation of

Interruption Policy

"

*

15Sep 2009 -

Aug 2010

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/16

Institute of

Professional

Education and

Knowledge, VTC

"Statutory Insurance -

Motor" with Optional

Module Introduction to

Claims*

15Oct 2009

Sep 2010

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/18

Institute of

Professional

Education and

Knowledge, VTC

Financial Planning

(Estate Planning

Inheritance and Probate)

with optional module

"Legal Principles

Applicable to Life

Insurance" *

15Oct 2009

Sep 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864


18/64

- 18 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/19

Institute of

Professional

Education and

Knowledge, VTC

"Most Recently Enacted

Law Relating to

Insurance" with Optional

Module "Common Law

Principles of Insurance" *

15Oct 2009

Sep 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/20

Institute of

Professional

Education and

Knowledge, VTC

Statutory Insurance

Employees

Compensation with

Optional Module A

Comparison of Insurance

Law Between China and

Hong Kong" *

15Oct 2009 -

Sep 2010

Public

+

Commissioning

Body

Mr Eddy Lau

2836 1863

80/07/21

Institute of

Professional

Education and

Knowledge, VTC

Effective Communication

in Financial Counseling

with optional module of

"Enhancing Quality

Customer Services"*

15Feb 2010

Jan 2011

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/22


Education and

Knowledge, VTC

Basic Concept of

Financial Planning (II)*14

Feb 2009 -

Jan 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864


19/64

- 19 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/23

Institute of

Professional

Education and

Knowledge, VTC

Basic Concept of

Financial Planning (III)15

Feb 2009 -

Jan 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/24

Institute of

Professional

Education and

Knowledge, VTC

Insurance Claims

Medical & Personal

Accident with optional

module of "Legal

Principles Relating to

Insurance Fraud"*

15Feb 2010

Jan 2011

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/25

Institute of

Professional

Education and

Knowledge, VTC

Basic Concept of

Financial Planning (I) *14

Feb 2009 -

Jan 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/26

Renewed


Education and

Knowledge, VTC

Law Relating to Asset

Protection*10

Mar 2010

Feb 2011

Public+

Commissioning

Body

Mr Hedley Chow

2836 1864


20/64

- 20 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/27

Institute of

Professional

Education and

Knowledge, VTC

Duties of Fiduciaries -

Agents, Trustees and

Directors with optional

module of Criminal Law

Relating to Insurance*

15Sep 2009

Aug 2010

Public

Mr Hedley Chow

2836 1864

80/07/28

Institute of

Professional

Education and

Knowledge, VTC

Technical Analysis* 16Apr 2009

Mar 2010

Public

Ms Polly Tam

2836 1822

80/07/30

Institute of

Professional

Education and

Knowledge, VTC

Financial Management of

Private Companies and

Partnerships*

16Aug 2009

Jul 2010

Public

Mr Hedley Chow

2836 1864

80/07/31

Institute of

Professional

Education and

Knowledge, VTC

Understanding Insurance

Clients (Building

Construction Industry)*

15Oct 2009 -

Sep 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/32

Institute of

Professional

Education and

Knowledge, VTC

Compliance for

Securities and Futures

Industry Practitioners*

16Dec 2009 -

Nov 2010

Public

+

Commissioning

Body

Mr Raymond Chan

2836 1854


21/64

- 21 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/33

Institute of

Professional

Education and

Knowledge, VTC

Customer Relationship

Management*16

Feb 2010

Jan 2011

Public

Mr Y.K.Chau

2836 1834

80/07/34

Renewed


Education and

Knowledge, VTC

Compliance Issues for

Bank Front-Line Staff*16

Mar 2010

Feb 2011

Public

+

Commissioning

Body

Ms Polly Tam

2836 1822

80/07/36

Institute of

Professional

Education and

Knowledge, VTC

Financial Services

Environment and

Marketing*

16Apr 2009 -

Mar 2010

Public

Mr Raymond Chan

2836 1854

80/07/37

Institute of

Professional

Education and

Knowledge, VTC

Boost your work

competence with NLP*16

Apr 2009

Mar 2010

In-house

+

Public

+

CommissioningBody

Ms Polly Tam

2836 1822

80/07/38

Institute of

Professional

Education and

Knowledge, VTC

Enneagram

(Practical Application)*16

May 2009

Apr 2010

Public

+

Commissioning

Body

Mr Raymond Chan

2836 1854


22/64

- 22 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/39

Institute of

Professional

Education and

Knowledge, VTC

Modern Leadership and

Staff Management in the

Insurance Industry*

16Oct 2009

Sep 2010

Public

Mr Raymond Chan

2836 1854

80/07/41

Institute of

ProfessionalEducation and

Knowledge, VTC

Health Insurance* 11Jan 2010 Dec 2010

In-house

+Public

Mr Hedley Chow2836 1864


23/64

- 23 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/42

Institute of

Professional

Education and

Knowledge, VTC

Communicating without

Talking for Insurance

Practitioners*

8Dec 2009 -

Nov 2010

Public

+

Commissioning

Body

Mr Raymond Chan

2836 1854

80/07/45

Institute of

Professional

Education and

Knowledge, VTC

Understanding

Construction Insurance

Clients*

15Apr 2009 -

Mar 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/46

Institute of

Professional

Education and

Knowledge, VTC

Excel in Sales for

Insurance Intermediaries*8

Aug 2009

Jul 2010

Public

+

Commissioning

Body

Mr Raymond Chan

2836 1854

80/07/47

Institute of

Professional

Education and

Knowledge, VTC

Basic Concept of

Financial Planning (VI) -Investment Planning

(Mutual Funds and

Equity Securities)*

10Jul 2009

Jun 2010

Public

Mr Hedley Chow

2836 1864


24/64

- 24 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/49

Institute of

Professional

Education and

Knowledge, VTC

Business Networking

Workshop for Insurance

Practitioners

*

16Sep 2009 -

Aug 2010

Public

+

Commissioning

Body

Ms Polly Lam

2836 1822

80/07/50

Renewed

Institute of

Professional

Education andKnowledge, VTC

Industry Analysis and

Stock Investment Series

for Insurance

Practitioners()*

15

Mar 2010

Feb 2011

In-house+

Public+

Commissioning

Body

Ms Polly Tam

2836 1822

80/07/51


Education and

Knowledge, VTC

Best Practices for

Financial ProductsIntermediaries

*

16Jan 2010

Dec 2010

In-house

+

Public

+

Commissioning

Body

Ms Polly Tam

2836 1822


25/64

- 25 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/52

Institute of

Professional

Education and

Knowledge, VTC

Travel Insurance* 12Apr 2009-

Mar 2010

Public

Mr Hedley Chow

2836 1864

80/07/53Institute ofProfessional

Education and

Knowledge, VTC

Leadership &Management Techniques

for Insurance Industry*

16May 2009-

Apr 2010

Public

+Commissioning

Body

Mr Raymond Chan

2836 1854

80/07/54

Institute of

Professional

Education and

Knowledge, VTC

Financial Planning (V) -

Retirement Planning II* 10Apr 2009-

Mar 2010

Public

+

Commissioning

Body

Mr Hedley Chow

2836 1864

80/07/55

Institute of


Knowledge, VTC

Advanced Technical

Analysis

*

16 May 2009-Apr 2010

In-house

+

Public

+

Commissioning

Body

Ms Polly Tam2836 1822


26/64

- 26 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/56

Institute of

Professional

Education and

Knowledge, VTC

Master Your Memory for

Business Success

(Insurance Professionals)

Workshop

()*

16May 2009-

Apr 2010

In-house

+

Public

+Commissioning

Body

Ms Polly Tam

2836 1822


27/64

- 27 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/57

Institute of

Professional

Education and

Knowledge, VTC

Current Development on

Investment Products

*

16Sep 2009

Aug 2010

In-house

+

Public

+Commissioning

Body

Ms Polly Tam

2836 1822

80/07/58

Institute of


Knowledge, VTC

Creative Thinking

Techniques for Business

and Personal

Enhancement (Insurance

Professionals) Workshop

()*

16 Oct 2009 Sep 2010

In-house

+

Public

+

Commissioning

Body

Ms Polly Tam2836 1822

80/07/59

Institute of

Professional

Education and

Knowledge, VTC

Transcend Your PersonalEffectiveness (Insurance

Professionals Series)

()*

16Jan 2010

Dec 2010

In-house

+Public

+

Commissioning

Body

Ms Polly Tam

2836 1822


28/64

- 28 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/07/60

Institute of

Professional

Education and

Knowledge, VTC

Risk Assessment and

Management for

Financial Service

Executives

()*

16Jan 2010

Dec 2010

In-house

+

Public

+Commissioning

Body

Ms Polly Tam

2836 1822

80/07/61

Institute of


Knowledge, VTC

IL-CPD-01 to 08:

Investment-linked LongTerm Insurance

("IL CPD")*

20 Mar 2010 Feb 2011

In-house

+

Public

+

Commissioning

Body

Mr Raymond Chan2836 1854

80/08/02 Hang Seng Bank LtdSelling Insurance

Products*

16May 2009

Apr 2010

In-house

Ms Lisa Ng

3662 5298

80/08/16 Hang Seng Bank LtdPolicy Servicing &

Claims Life Insurance4

Apr 2009 -Mar 2010

In-house

Ms Lisa Ng3662 5298

80/08/25 Hang Seng Bank LtdPrinciples of Insurance

Contract4

Apr 2009 -Mar 2010

In-house

Mr Jude Lai3662 5307


29/64

- 29 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/08/26 Hang Seng Bank LtdProtection against Trade

Finance Fraud4

Apr 2009 -Mar 2010

In-house


80/08/29 Hang Seng Bank LtdCommercial Fraud

Prevention4

Feb 2009 -Jan 2010

In-house


80/08/30Renewed

Hang Seng BankLtd

Banking Practice forCorporate Customers(Insurance)

4 Mar 2010 -Feb 2011

In-house Mr Jude Lai3662 530780/08/33 Hang Seng Bank Ltd Phone For Success 10

May 2009 -Apr 2010

In-house

Ms Lisa Ng

3662 5298

80/08/34 Hang Seng Bank LtdInsurance Professional

Ethics10

Jul 2009 -Jun 2010

In-house

Ms Lisa Ng3662 5298

80/08/35 Hang Seng Bank Ltd

Insurance Planning for

Affluent ClienteleWorkshop

10 Jul 2009 -Jun 2010

In-house

Mr Raymond Chu3662 5301


30/64

- 30 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/08/36 Hang Seng Bank LtdMPF Protection and

Updates2

Feb 2010

Jan 2011

In-house

Ms Louisa Wong

3662 5295

80/08/37 Hang Seng Bank Ltd

Professional Telephone

Consulting in Financial

Planning (Insurance)

8Jan 2010

Dec 2010

In-house

Ms Louisa Wong

3662 5295

80/08/38New

Hang Seng BankLtd

Sales Compliance forCommercial Insurance

Products

4 Feb 2010 Jan 2011

In-house Mr Jude Lai3662 5277

80/10/16

Fortis Insurance

Company (Asia)

Limited

(former: Pacific

Century Insurance

Company Ltd)

Fortis Intermediary

Development Course*13

Jan 2010

Dec 2010

In-house

+

Partners

Ms Elsa Lam

2625 6330

80/10/17

Fortis Insurance

Company (Asia)

Limited

(former: Pacific

Century Insurance

Company Ltd)

anagement Enhancement

Program*16

Jan 2010

Dec 2010

In-house

Ms Elsa Lam

2625 6330

80/10/18

Fortis InsuranceCompany (Asia)

Limited

(former: Pacific

Century Insurance

Company Ltd)

Management

Enhancement Program

II*

8Dec 2009 -

Nov 2010

In-house

Ms Elsa Lam

2625 6330


31/64

- 31 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/10/19

Fortis Insurance

Company (Asia)

Limited

(former: Pacific

Century Insurance

Company Ltd)

Agent Personal

Development Workshop

(

) *

22Dec 2009 -

Nov 2010

In-house

Ms Elsa Lam

2625 6330

80/10/20

Fortis Insurance

Company (Asia)

Limited

(former: Pacific

Century Insurance

Company Ltd)

Agent Personal

Development

Workshop DISC

Series*

8Feb 2010

Jan 2011

In-house

Ms Elsa Lam

2625 6330

80/11/07Sun Life Hong Kong

Ltd

Legal Aspect and

Regulatory Compliance

Forum

Part I: Code of Conduct

for MPF Intermediaries

and recent update

Part II: MPF

Obligations*

5Jun 2009

May 2010

In-house

Ms Shirley Chan

3107 3290


LtdCompliance Workshop* 5

May 2009

Apr 2010In-house

Ms Shirley Chan

3107 3290


32/64

- 32 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/15/22

The Hongkong and

Shanghai Banking

Corporation

Limited Learning

and Development,

Asia Pacific

Investment Licensing

Training*8

Jul 2009

Jun 2010

In-house

Ms Serina Chan

2288 4198

80/15/47

The Hongkong and

Shanghai Banking

Corporation

Limited Learning

and Development,

Asia Pacific

General Insurance

Service*9.5

Apr 2009

Mar 2010

In-house

Ms Jinny Chu

2288 4215

80/17/15Manulife

(International) Ltd

Financial Planning

Development Program(FPDP):

Module 4

Comprehensive Financial

Planning

12.5Apr 2009 -

Mar 2010

In-house

Mr Affa Ho

2919 3425

80/17/16Manulife

(International) Ltd

Financial Planning

Development Program-

Module 2*

12Aug 2009

Jul 2010

In-house

Mr Affa Ho

2919 3425


33/64

- 33 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/18/03Cosmos Asia

Consultants LimitedInsurance and Law* 15

Jan 2010

Dec 2010

In-house

+

Public

+Commissioning

Body

Mr Nick Wong/

Mr Albert Tang

2524 8996

80/20/04Convoy Financial

Services LimitedRecruitment and

Selection Workshop3

Dec 2009 -Nov 2010

In-house

Ms Moraine Chow

3601 3643

80/20/05Convoy FinancialServices Limited

*

7Nov 2009

Oct 2010In-house

Ms Moraine Chow3601 3643

80/21/11

DBS Bank

(Hong Kong)

Limited

Financial Goals Review -Bancassurance Selling

7Jul 2009 -Jun 2010

In-house

Ms Agnes Lee

3668 1562

80/21/12

Renewed

DBS Bank

(Hong Kong)Limited

REACH out to servewith PRIDE with

Perspectives forInsurance Practitioners

10

Feb 2010 -

Jan 2011

In-house Ms Agnes Lee3668 156280/23/09

Sun Life Hong Kong

Limited

New Managers

Development Program*16

Jan 2010

Dec 2010

In-house

+

Business Partners

Ms Shirley Chan

3107 3290


34/64

- 34 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/23/10

Renewed

Sun Life Hong

Kong Limited

The Investment Training

Series*16

Mar 2010

Feb 2011

In-house

Ms Shirley Chan3107 3290

80/23/11

Renewed

Sun Life Hong

Kong Limited

Marketing Tactics in

Financial PlanningSeries * 16

Mar 2010

Feb 2011

In-house

Ms Shirley Chan

3107 3290


Limited

The Sales Presentation

Skills Series*16

Apr 2009-

Mar 2010

In-house

Ms Shirley Chan

3107 3290


Limited

New Era Selling &

Service Workshop*

16May 2009-

Apr 2010

In-house

+

Associatedcompanies and

franchises

Ms Shirley Chan

3107 3290


Limited

MPF Investment

Education Campaign

2009-10

2Feb 2010

Jan 2011

In-house

Ms Shirley Chan

3107 3290

80/24/10

Management and

Executive

Development Centre,

The Hong Kong

Polytechnic

University

Securities Dealing and

Investments*42

Oct 2009

Sep 2010

Public

Miss Rita Kong

3400 2770


35/64

- 35 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/24/25

Management and

Executive

Development Centre,

The Hong Kong

Polytechnic

University

MPF Schemes

(Amendment) Ordinance

and Latest Development

2Apr 2009

Mar 2010

Public

Ms Rita Kong

3400 2770

80/24/26

Management and

Executive

Development Centre,

The Hong Kong

Polytechnic

University

Technical Analysis 8Apr 2009

Mar 2010

Public

Ms Rita Kong

3400 2770

80/24/27

Management and

ExecutiveDevelopment Centre,

The Hong Kong

Polytechnic

University

Value Investing* 8Apr 2009

Mar 2010

Public

Ms Rita Kong

3400 2770

80/24/28

Management and

Executive

Development Centre,

The Hong KongPolytechnic

University

Compliance for MPF

Intermediaries 2

May 2009 -

Apr 2010

Public

Ms Rita Kong

3400 2770

80/24/29

Management and

Executive

Development Centre,

The Hong Kong

PolytechnicUniversity

Best Practice in Financial

Planning3

May 2009

Apr 2010

Public

Ms Rita Kong

3400 2770


36/64

- 36 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/24/30

Management and

Executive

Development Centre,

The Hong Kong

Polytechnic

University

Investment Planning and

Asset Allocation*5

May 2009

Apr 2010

Public

Ms Rita Kong

3400 2770

80/25/07

New York Life

Insurance Worldwide

Ltd

Financial Planning

Series*6

May 2009

Apr 2010

In-house

Mr Raymond Wong

2837 7144

80/25/08

New York Life

Insurance Worldwide

Ltd

PPM-Professional

Patterns of Management*30

Feb 2009

Jan 2010

In-house

Ms Mandy Lie

2837 7019

80/25/11

New York Life

Insurance Worldwide

Ltd

Continuous Professional

Development Course

Selling Skills Series*

5Jun 2009

May 2010

In-house

Mr Raymond Wong

2837 7144

80/25/12

New York Life

Insurance Worldwide

Ltd

Continuous Professional

Development Course -

Health Series*

4May 2009

Apr 2010

In-house

Mr Raymond Wong

2837 7144

80/25/17

New York Life

Insurance Worldwide

Ltd

Fundamental Career

School (FCS)15

Apr 2009 -Mar 2010

In-house

Mr Kitman Chan

2837 7099


37/64

- 37 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/25/18

New York Life

Insurance Worldwide

Ltd

Financial Need AnalysisWorkshop

12Jul 2009 -Jun 2010

In-house

Mr Raymond Wong

2837 7144

80/26/04Blue Cross (Asia-Pacific) Insurance

Limited

Insurance Intermediaries

Qualifying Examination:

Revision Course

(Paper 5)

10Jan 2010

Dec 2010

In house

+

Commissioning

Body

Mr Edward Chan

3608 2411

80/26/05 Blue Cross (Asia-Pacific) Insurance

Limited

Financial Planning

Series:

Part A: Foundation of

Financial PlanningPart B: Insurance

Planning

Part C: Investment

Planning*

10 Jan 2010 Dec 2010

In house

+Commissioning

Body

Mr Edward Chan3608 2411

80/29/02AXA China Region

Insurance Co. Ltd

QEP-5: Investment-

linked Long Term Exam

Preparatory Class

12Jul 2009 -Jun 2010

In-house

Mr Matthew Lai

2519 1935


Insurance Co. LtdBasic Financial Planning 13

Aug 2009 -Jul 2010

In-house

Mr Horace Man

2519 1959


38/64

- 38 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


Insurance Co. Ltd

Financial PlanningSeries Retirement

Planning6

Oct 2009 -Sep 2010

In-house

Mr Jacky Wong

2519 1913


Insurance Co. LtdSelling with NLP* 18

Sep 2009

Aug 2010

In-house

Mr Isaac Wong

2519 1904

80/29/12 AXA China RegionInsurance Co. Ltd

Financial Planning Series- Child Education

6 May 2009 -Apr 2010 In-house Mr Jacky Wong2519 1913


Insurance Co. LtdCompliance Training for

Intermediaries2

Aug 2009 -Jul 2010

In-house

Ms Michelle Sze

2519 1441

80/31/02Prudential Assurance

Company Ltd

Insurance IntermediariesRelated Regulatory

Compliance10

Jul 2009 -Jun 2010

In-house

Ms Rally Yuen

2201 2768


39/64

- 39 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


Company LtdSelling Skills Training* 5

Jul 2009

Jun 2010

In house

+

Commissioning

Body

Ms Deon Wong

2977 3922


Company Ltd

How to Create A&H

Business*4

Feb 2009

Jan 2010

In house

+

Commissioning

Body

Ms Kristen Suen

2977 3748

80/33/12Aon Hong Kong

LimitedErrors & Omissions

(E & O)2

Aug 2009 -Jul 2010

In house

Ms Pauline Ching2861 6403

80/33/13

Renewed

Aon Hong Kong

Limited

Corporate GovernanceIntroduction for

Brokers3.5

Mar 2010 -Feb 2011

In-house Ms Camilla Chan2861 6403


Limited

Creative Problem Solving

for Insurance Brokers and

Agents by Thinkertoys

Methodology

7.5Jul 2009 -Jun 2010

In-house

Ms Pauline Ching

2861 6403


40/64

- 40 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


Limited

Business Development

Series for Agents and

Brokers

2May 2009 -Apr 2010

In-house

Ms Pauline Ching

2861 6403


Limited

Written BusinessCommunication Skills for

Insurance Agents and

Brokers

4Jun 2009 -May 2010

In-house

Ms Pauline Ching

2861 6403


Limited

Business Continuity

Management and

Insurance

2Jun 2009 -May 2010

In-house

Ms Pauline Ching

2861 6403

80/33/24

New

Aon Hong Kong

Limited

Proposal Writing and

Presentation

Preparation for

Insurance Agents and

Brokers

3Mar 2010

Feb 2011

In-house Ms Camilla Chan2861 6403

80/37/02

Standard Academy of

Insurance &

Management Ltd

Employee Compensation

Ordinance5

Sep 2009 -Aug 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350


41/64

- 41 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/37/03

Standard Academy of

Insurance &

Management Ltd

Abstracts of Insurance

Related Ordinances -

Brief Summary

5Sep 2009 -Aug 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/04

Standard Academy of

Insurance &

Management Ltd

28 Insurance Traps an

Insurance Intermediary

has to know

5Aug 2009 -

Jul 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/05

Standard Academy of

Insurance &

Management Ltd

Management SkillsEnhancement Series No.

1 Sales Management

Motivation and

Communication*

10Aug 2009 -

Jul 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/06Standard Academy of

Insurance &

Management Ltd.

Sale Made Simple -Popular Insurance Series

No.1*

10Nov 2009 -

Oct 2010

Public

+Commissioning

Body

Mr Raymond Chow

2523 6350


42/64

- 42 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/37/07

Standard Academy of

Insurance &

Management Ltd

Sale Made Easy Series* 15Dec 2009

Nov 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/08

Standard Academy of

Insurance &

Management Ltd

Management Series

No 2*20

Aug 2009 -

Jul 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/09

Standard Academy of

Insurance &

Management Ltd

Career and Job

Management Series*15

Feb 2010

Jan 2011

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/10

Standard Academy of

Insurance &

Management Ltd

Review of Law and

Practice of MPF (2CPD)

and Motor Insurance

(3CPD)

5May 2009 -

Apr 2010

Public

+

Commissioning

Body

Mr Raymond Chow2523 6350

C t


43/64

- 43 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/37/11

Standard Academy of

Insurance &

Management Ltd

32 Actual Insurance

Claims Complaint an

Insurance Intermediary

cannot Miss or Ignore

5May 2009 -Apr 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/12

Standard Academy of

Insurance &

Management Ltd

Business Interruption

Insurance, Fidelity

Guarantee and Surety

Bond

5May 2009 -Apr 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/13

Standard Academy of

Insurance &

Management Ltd

By NLP Skills toimprove sales

performance andcommunication

5Jan 2010 -Dec 2010

Public

+

Commissioning

Body


80/37/14

Standard Academy of

Insurance &

Management Ltd

Corporate and Personal

Branding Management in

Insurance Industry

5 Apr 2009 -

Mar 2010

Public

+

Commissioning

Body


C rrent


44/64

- 44 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/37/16

Standard Academy of

Insurance &

Management Ltd

80 insurance clauses and

warranties an insurance

intermediary has to

understand

5Oct 2009 -

Sep 2010

In-house

+

Public

+Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/17

Standard Academy of

Insurance &Management Ltd

Staff and career

counselling for

employees assistance,guidance, communication

and motivation

5

Nov 2009 -

Oct 2010

Public

+

CommissioningBody

Mr Raymond Chow

2523 6350

80/37/18

Standard Academy of

Insurance &

Management Ltd

Risk Management 5Feb 2010 -Jan 2011

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

80/37/19

Standard Academy of

Insurance &

Management Ltd

Top Twenty Management

Models (Conceptual

Tools) - Most Effective

and Useful Shortcut

Guide for Successful

Managers

5Sep 2009 -Aug 2010

Public

+

Commissioning

Body

Mr Raymond Chow

2523 6350

Current


45/64

- 45 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/37/20

Standard Academy of

Insurance &

Management Ltd

Effective Time

Management for

Insurance Intermediaries

5Sep 2009 -Aug 2010

In-house

+

Public

+

Commissioning

Body


80/38/02

The Insurance

Institute of Hong

Kong

"Legal Series" Seminar

for Insurance

Intermediaries*

40Oct 2009

Sep 2010

Public

Ms Tania Lee

2520 0098

80/38/08

The Insurance

Institute of Hong

Kong

Marine Hull

(Face to Face Learning)12

Jul 2009 -Jun 2010

Public

Ms Tania Lee

2520 0098

80/38/09

New

The Insurance

Institute of HongKong

Claims Management

(Face-to-Face

Learning)*

12Mar 2010

Feb 2011

Public

Mr Michael Kung

2520 0098

80/39/04

HSBC Insurance

Brokers (Aisa-

Pacific) Ltd

Insurance Services

Forum: Life Insurance

Planning For High Net

Worth Individuals

1Aug 2009 -

Jul 2010

In-house

Mr Terrance Yeung

2822 4410

Current


46/64

- 46 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/40/04Hong Kong Life

Insurance Ltd

Life Stages - Effective

Insurance Selling Skills

Workshop

3Aug 2009 -

Jul 2010

In-house

+

Commissioning

Body

Ms Michelle Chan

2290 2819


Insurance Ltd

Enhancing Insurance

Selling Skills Series *6

Aug 2009 -

Jul 2010

In-house

Ms Michelle Chan

2290 2819


Insurance Ltd

Life Operations -

Underwriting & Policy

Administration*

6Sep 2009

Aug 2010

In-house

Ms Michelle Chan

2290 2819

80/41/08

Institute of

Professional

Education and

Knowledge, VTC

and

General Agents and

Managers

Association

of Hong Kong

CPD Seminar 2009 10Jun 2009 -May 2010

Public

Ms Polly Tam

2836 1822

N f CPD hCurrent


47/64

- 47 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact

80/41/09

Institute of

Professional

Education and

Knowledge, VTC

and

General Agents andManagers

Association

of Hong Kong

CPD Seminar 2010 10Feb 2010

Jan 2011

In-house

+

Public

+Commissioning

Body

Ms Polly Tam

2836 1822

80/45/02

Renewed

The Hong Kong

Federation of Trade

Unions

Module Certificate in the

Most Recently Enacted

Laws Related to

Insurance

()10

Feb 2010

Jan 2011

Public

Ms Wong Chi Mei2715 6671

80/45/03

Renewed

The Hong Kong

Federation of Trade

Unions

Module Certificate in

Code of Conduct for

Insurers and Code of

Practice for Insurance

Intermediaries

()

10Feb 2010

Jan 2011

Public Ms Wong Chi Mei2715 6671

80/45/04

Renewed

The Hong Kong

Federation of Trade

Unions


Statutory Insurance

(Employees

Compensation)()

10Feb 2010

Jan 2011

Public

Ms Wong Chi Mei

2715 6671

N f CPD hCurrent


48/64

- 48 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Approval Period

Target Participant

Contact

80/45/06

The Hong Kong

Federation of Trade

Unions

Life Insurance and

Related Legal Provisions

()10

May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/07

The Hong Kong

Federation of Trade

Unions

Commercial Insuranceand Related Legal

Provisions

()

10May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/08

The Hong Kong

Federation of Trade

Unions

Statutory Insurance

Motor

()

10May 2009 -

Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/09

The Hong Kong

Federation of Trade

Unions

Insurance Claims

Medical & Personal

Accident

(

)

11May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/10

The Hong Kong

Federation of Trade

Unions

() 11May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

No of CPD hoursCurrent


49/64

- 49 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Approval Period

Target Participant

Contact

80/45/12

The Hong Kong

Federation of Trade

Unions

3Nov 2009 -

Oct 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/13

The Hong Kong

Federation of TradeUnions

11 May 2009 -Apr 2010 Public Ms Wong Chi Mei2715 6671

80/45/14

The Hong Kong

Federation of Trade

Unions

(I)

Financial Planning (I)

Basic Concept

14May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/15The Hong Kong

Federation of Trade

Unions

(II)

Financial Planning (II)

Investment Planning and

Risk Management

14May 2009 -Apr 2010

Public

Ms Wong Chi Mei

2715 6671

80/45/16

The Hong Kong

Federation of TradeUnions

(VI) (

)

Financial Planning (VI) Investment Planning

(Equity and Mutual

Funds)

10

May 2009 -

Apr 2010

Public

Ms Wong Chi Mei

2715 6671



50/64

- 50 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Approval Period

Target Participant

Contact

80/45/17

Renewed

The Hong Kong

Federation of Trade

Unions


Financial Planning

(Advanced Retirement

Planning)()

10Feb 2010

Jan 2011

Public

Ms Wong Chi Mei2715 6671

80/48/07

CIGNA Worldwide

Life Insurance

Company Limited

Make the Deal () 10Jan 2010

Dec 2010

In-house

Mr Herman Chu

2297 6215

80/52/02Royal Skandia Life

Assurance Limited

Legal Aspects of

Financial Planning in

Hong Kong*

5Nov 2009 -

Oct 2010

Insurance brokers

with terms of

business with Royal

Skandia Life

Assurance

Mr Craig So

3552 5888


Assurance Limited

Essentials of Running a

Financial Planning

Practice*

9Nov 2009 -

Oct 2010

Insurance brokers

with terms of

business with Royal

Skandia Life

Assurance

Mr Craig So

3552 5888


Assurance Limited

UK Inheritance TaxPlanning through Use of

Trusts

2Nov 2009 -

Oct 2010

Insurance brokers

with terms ofbusiness with Royal

Skandia Life

Assurance

Mr Craig So3552 5888


Assurance Limited

Dealing through Portfolio

Bonds1.5

Nov 2009 -

Oct 2010

Insurance brokers

with terms of

business with Royal

Skandia Life

Assurance

Mr Craig So

3552 5888



51/64

- 51 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Approval Period

Target Participant

Contact

80/59/04

The Life

Underwriters

Association

of Hong Kong

Limited

Seminar on Finance &

Legal Knowledge for

Insurance Practitioners in

Hong Kong*

10Apr 2009

Mar 2010

Members of

the Life Underwriters

Association of Hong

Kong Ltd

Ms Andy Mok

2969 0244

80/61/02 Citibank (HongKong) Limited Investment ComplianceTraining 3 Jul 2009 -Jun 2010

In-house

Ms Betty Ho2962 7245

80/61/03Citibank (Hong

Kong) LimitedInsurance Compliance

Training2

Nov 2009 -Oct 2010

In-house


80/61/04Citibank (Hong

Kong) LimitedInvestment FundsPresentation Skills

5Jan 2010 -Dec 2010

In-house

Ms Tracy Lok

2962 3492

80/61/05 Citibank (HongKong) Limited

Consultative SellingSkills - Powerful Selling

Skills

7 Jan 2010 Dec 2010

In-house


80/64/02Time Technology

Solutions Limited

Enhancing yourPerformance throughEffective Planning

7Sep 2009 -Aug 2010

Public

+

Commissioning

Body

Ms Sharon Tsoi3101 8555

80/67/03

Jardine Lloyd

Thompson LimitedPractical Captive

Insurance2

Aug 2009 -Jul 2010

Public

+

Commissioning

Body

Mr N.J. Cousins2864 5595

f f O i i l f A i iNo. of CPD hours

Current

A l P i d i i C


52/64

- 52 -

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Approval Period

Target Participant

Contact

80/67/04

Jardine Lloyd

Thompson LimitedPresentation Skills - JLT

Asia8

Oct 2009 -Sep 2010

In-house

Ms Anne Chan

2864 5318

80/67/05Jardine Lloyd

Thompson Limited

Management and

Leadership in JLT Asia8

Nov 2009 -Oct 2010

In-house

Ms Anne Chan

2864 5318

80/68/08Friends Provident

International LimitedSchool Fees Planning 1

Jul 2009 -Jun 2010

Commissioning

Body

Ms Brenda Lee2918 7030

80/68/10Friends Provident

International Limited

Retirement In Asia The

Tax Aspect1

Apr 2009 -Mar 2010

Independent

Financial Adviser

(IFA) companies

Ms Brenda Lee

2524 2027

80/74/05Hong Kong Institute

of Bankers

Investment Services and

Risk Management

Program*

20Jun 2009 -

May 2010

Public

Ms Mandy Lam

2153 7881


of Bankers

Financial Planning

Foundation Program*40

Aug 2009

Jul 2010

Public

Ms Mandy Lam

2153 7881

R f N f O i Titl f A ti itNo. of CPD hours

Current

A l P i d T t P ti i t C t t


53/64

- 53 -

Ref

Name of Organizer

Title of Activity

Approval Period

Target Participant

Contact


of Bankers

Financial Planning

Foundation Program II*30

Jul 2009 -

Jun 2010

Public

Ms Mandy Lam

2153 7881

80/74/09

Hong Kong Institute

of Bankers

* 10

Apr 2009

Mar 2010

Public

+

InsuranceIntermediaries

Ms Mandy Lam

2153 7881


of Bankers

Better Understanding on

Your Customers Risk

Profile*

15Apr 2009-

Mar 2010

Public

Ms Mandy Lam

2153 7881


of Bankers

Strive for Sales

Excellence*15

Aug 2009

Jul 2010

Public

Ms Mandy Lam

2153 7881


of Bankers 3

Jan 2010

Dec 2010

Public

Ms Mandy Lam

2153 7881

Ref Name of Organizer Title of ActivityNo. of CPD hours

Current

Approval Period Target Participant Contact


54/64

- 54 -

Ref

Name of Organizer

Title of Activity

Approval Period

Target Participant

Contact

80/78/05

Renewed

Hong Kong

Financial Services

Professionals

Association

Investment and

Financial Planning*16

Feb 2010

Jan 2011

Public+

Commissioning

Body

Mr Sam Leung

2151 2618

80/78/06

New

Hong Kong Financial

Services

Professionals

Association

Enhanced Investment-

linked CPD Programme

(Module Codes: IL-

CPD-01 to IL-CPD-08)*

20Mar 2010

Feb 2011

Public+

Commissioning

Body

Mr Sam Leung

2151 2618

80/78/07

New

Hong Kong FinancialServices

Professionals

Association

Practical Skills in

Financial Planning &

Funds Investment*

24Feb 2010

Jan 2011

Public

+

Commissioning

Body

Mr Sam Leung

2151 2618

80/85/04

Swiss Privilege

Company Limited

Principles of Professional

Selling* 16

Apr 2009

Mar 2010

In-house

Mr Sherman Hu

2152 5911

80/92/02

The Institute of

Financial Planners of

Hong Kong Ltd

Practices & Updates in

Financial Planning I*32

Jul 2009

Jun 2010

Public

Mr Calvin Lee

2982 7827


Current



55/64

- 55 -

Ref

Name of Organizer

Title of Activity

Approval Period

Target Participant

Contact

80/92/03

The Institute of


Hong Kong Ltd

Practices & Updates in

Financial Planning II*40

Apr 2009

Mar 2010

Public

Mr Calvin Lee

2982 7827

80/92/04

The Institute of


Hong Kong Ltd

Practices & Updatesin Financial Planning III -

Investment and Risk

Management Series*

40Feb 2010

Jan 2011

Public

Mr Calvin Lee

2982 7827


Current



56/64

- 56 -

Ref

Name of Organizer

Title of Activity

Approval Period

Target Participant

Contact

80/92/05

The Institute of


Hong Kong Ltd

Practices and Updates in

Financial Planning IV

(Including IL-CPD-01 to

08)*

40Feb 2010

Jan 2011

Public

Mr Calvin Lee

2982 7827

80/93/03Bank of China (HK)

Limited

() Case Study Approach

to Financial Industry

Compliance (Elementary)

3Dec 2009

Nov 2010

In-house

Mr Edmond Chiu

3197 5348


Limited

Protection of

Customer Data & Privacy

3Dec 2009

Nov 2010

In-house

Mr Edmond Chiu

3197 5348


Limited

Compliance

Highlights for

Intermediaries

4Dec 2009

Nov 2010

In-house

Mr Edmond Chiu

3197 5348


Limited 6

Jan 2010

Dec 2010

In-house

Ms Fiona Ng

3198 8258


Current



57/64

- 57 -

Ref

Name of Organizer

Title of Activity

pp

Target Participant

Contact


Limited 7

Jan 2010

Dec 2010

In-house

Ms Aiman Chan

3197 5342

80/94/02 Herbert SmithHerbert Smith Insurance

Seminar Series*4

Jun 2009

May 2010

In-house

+

Public

+

Commissioning

Body

Ms Jo Jones

2101 4639

80/95/03AMTD FinancialPlanning Limited

Fundamentals in

Financial Planning*16

Aug 2009

Jul 2010

In-house

+

Public

Mr Adit Yiu

3161 3622

80/95/04AMTD Financial

Planning LimitedMPF Essentials * 8

Dec 2009

Nov 2010

In-house

+

Public

Mr Adit Yiu

3161 3622

80/101/03

Sun Hung Kai

Wealth Management

Limited

Insurance Sales

Workshop*5

Feb 2009

Jan 2010

In-house

Mr Raymond Chan

3761 1497


Current



58/64

- 58 -

g

y

pp

g p

80/101/04

Sun Hung Kai

Wealth Management

Limited

Business Integrity and

Compliance Update for

Financial Practitioners*

4May 2009

Apr 2010

In-house

Ms Elaine Kwok

2106 8341

80/101/05

Sun Hung Kai Wealth

Management Limited

Effective Communication

and Presentation SkillsWorkshops*

8

Jun 2009

May 2010

In-house

Ms Elaine Kwok

2106 8341

80/105/02

Professional School

of Enneagram

Limited

Understanding Your

Customers through

Enneagram*

8Aug 2009 -

Jul 2010

Public

Ms Kattie Kwok

2116 1581

80/105/03 Professional Schoolof Enneagram

Limited

Objection HandlingMade Easy Through

Enneagram*

8 Aug 2009 -Jul 2010

Public

Ms Kattie Kwok2116 1581

80/106/03

AEGON Direct

Marketing Services

Hong Kong Limited

Smart Selling 14Nov 2009 -

Oct 2010

In-house

Mr Santos Leung

3655 8343

80/107/02

Institute for English

and Communications

Limited

Investing Psychology:

A Practical Hands On

Workshop*

12Oct 2009

Sep 2010

Public

+

Commissioning

Body

Ms Jennifer Bovard

2540 6959


Current



59/64

- 59 -

g

y

g p

80/107/03

Institute for English

and Communications

Limited

Persuasive

Communication Skills

Package*

10Apr 2009

Mar 2010

Public

Ms Jennifer Bovard

2540 6959

80/109/02

MetLife Limited

(former: MetLife

Fubon Limited)

* 10Apr 2009

Mar 2010

In-house

+

Associated bank staff

Ms Victoria Sun

2199 1018

80/112/03

BOC Group Life

Assurance CompanyLimited

FPM Professional Selling

Program*

20

Sep 2009

Aug 2010

In-house

+

CommissioningBody

Ms Carmen Lee

2860 0657

80/116/02

American Internationa

Underwriters,

Limited

AIG Code of Conduct

Compliance Training

Course

3Jun 2009 -May 2010

In-house

Ms Bonnie So

2832 1049

80/117/02

The Hong Kong

Institute of Risk

Management Limited

Managing Risk and

Uncertainty*8

Jun 2009

May 2010

Public

Mr Bobby Leung

2529 8828


Current



60/64

- 60 -

80/118/02P.C. Image

Consulting

Professional Image and

Business Etiquette for

Financial Planning

Business*

13Jun 2009

May 2010

Public

Ms Priscilla Chan

2739 9683

80/119/02

New

Generali

International

Limtied

An Introduction to

Trusts2

Mar 2010

Feb 2011

Insurance Brokerswith Terms of

Business with

Generali

International

Limited

Mr Praveen

Daswani

2526 1899

80/119/03 GeneraliInternational Limtied

Financial Planning &Market Overview

2 Nov 2009 -Oct 2010

In-house

+

Public

Ms Jennifer Chan

2531 8952

Ms Flora Chan

2531 8957

80/120/02

The Hong Kong

Retirement SchemesAssociation

CPD Course: Best

Practice in Pensions andInvestment*

8 Jan 2010 Dec 2010

In-house

+

Public

+

Commissioning

Body

Ms Sonia Man2147 0090

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


61/64

- 61 -

80/121/02

New

Infinite Intelligence

* 10Mar 2010

Feb 2011

In-house+

Public+

CommissioningBody y

Ms Alice Lam

6349 6788

IA/03/04

Independent

Commission AgainstCorruption

Seminar on Corruption

Prevention and Managing

Staff Integrity for

Managers of Life

Insurance Sector

2Apr 2009

Mar 2010

Public (upon request

by individual

companies or

professional bodies

of insurance relatedindustry only)

(

)

Mr. Charles Ng

2921 6816

IA/03/05

Independent

Commission Against

Corruption


Prevention and

Professional Ethics forLife Insurance

Intermediaries (with case

studies)

1.5Apr 2009

Mar 2010


by individual

companies orprofessional bodies

of insurance related

industry only)

(

)

Mr. Charles Ng

2921 6816

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


62/64

- 62 -

IA/03/06

Independent

Commission Against

Corruption


Prevention and

Professional Ethics for

Life Insurance

Intermediaries

1Apr 2009

Mar 2010


by individual

companies or

professional bodies


industry only)

(

)

Mr. Charles Ng

2921 6816

IA/03/07

Independent

Commission AgainstCorruption


Prevention and Managing

Staff Integrity for

Managers of GeneralInsurance Sector

--

1.5 Nov 2009 Oct 2010


by individual

companies or

professional bodies

of insurance relatedindustry only)

(

)

Mr. Charles Ng2921 6816

IA/03/08

Independent

Commission Against

Corruption


Prevention and

Professional Ethics for

General Insurance

Intermediaries

--

1Nov 2009

Oct 2010


by individual

companies orprofessional bodies


industry only)

(

)

Mr. Charles Ng

2921 6816

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


63/64

- 63 -

IA/05/01Equal Opportunities

Commission

Equal Opportunities and

the Insurance Industry

3

Jul 2009

Jun 2010

Public

(upon request by

individual companies

or professional

bodies of insurance

industry only)

(

)

Ms Florence Chan

2106 2151

IA/05/02Equal Opportunities

Commission

Equal Opportunities An

Overview and Sharing of

InsuranceCases

1.5Dec 2009

Nov 2010


by individual

companies or

professional bodies

of insurance industryonly)

(

)

Ms Florence Chan

2106 2151

IA/08/01

Office of the Privacy

Commissioner for

Personal Data, HongKong

Knowing how to comply

with the Personal Data

(Privacy) Ordinance

()

2

Apr 2009

Mar 2010

Insurance

Practitioners

Ms Rebecca Lee

2877 7171

Ref

Name of Organizer

Title of Activity

No. of CPD hours

Current

Approval Period

Target Participant

Contact


64/64

- 64 -

IA/09/02

The Organising

Committee of the

Professional Ethics

Programme for the

Insurance Sector

Professional EthicsSeminar for GeneralInsurance Managers

2.5 13 Oct 2009

Managerial staff of

general insurance

companies

Mr. Charles Ng

(Independent

Commission Against

Corruption)

2921 6816

peak - currentcpdactivities

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