pca-#106041-v1-centenary presentation martin doe · uncitral and the pca martin doe, pca legal...

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PCA Peace Palace Centenary 11 October 2013 UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 1 www.pca-cpa.org UNCITRAL Arbitration Rules 1976 UNCITRAL Arbitration Rules, as revised in 2010 UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration 2013 UNCITRAL

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PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 1

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www.pca-cpa.org

• UNCITRAL Arbitration Rules 1976

• UNCITRAL Arbitration Rules, as revised in 2010

• UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration 2013

UNCITRAL

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 2

www.pca-cpa.org

UNCITRAL RULES (1976)

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• Designed to be principally ad hoc (non-institutional)

www.pca-cpa.org

UNCITRAL RULES (1976)

• Still need third party to break certain impasses when parties cannot agree (“appointing authority”)

• Asked PCA to fulfill role of selecting appointing authority instead of creating new UN body for this purpose

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 3

www.pca-cpa.org

UNCITRAL RULES (1976)

• Constitution of tribunal• Challenges for lack of independence and impartiality• Supervision of tribunal fees and expenses

www.pca-cpa.org

Appointing Authority Requests

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 4

www.pca-cpa.org

Growth in PCA Caseload since 1900

www.pca-cpa.org

UNCITRAL RULES (2010)

• Simplified procedure – no longer waiting for deadlock to occur

• Greater discretion accorded to appointing authority

• Stronger supervision of tribunal fees and expenses

• Default role of SG-PCA in certain cases

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 5

www.pca-cpa.org

• More common in inter-State than investor-State proceedings

TRANSPARENCY

www.pca-cpa.org

TRANSPARENCY

UNCITRAL Rules Article 25(4):

UNCITRAL Rules Article 32(5):

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 6

www.pca-cpa.org

TRANSPARENCY

UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration (2013):

•Application to future treaties by default or to existing treaties by agreement

•Inclusion in UNCITRAL Rules

•Publication of case documents

•Open hearings

www.pca-cpa.org

TRANSPARENCY

UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration (2013):

•Submissions by third persons

•Submissions by non-disputing parties to the treaty

•Repository – UNCITRAL or PCA

PCA Peace Palace Centenary 11 October 2013

UNCITRAL and the PCA Martin Doe, PCA Legal Counsel 7

www.pca-cpa.org

Thank you!