o.;..a r'~~ 1:1 ~·~.:. ~ . 'jrrl'. .• r. v w'y't ' f.h, .. , tt)ll jl i · 2019. 1. 25. ·...

[F-ORM 23-B I CJ Check box if no longer subject

to filing requirement

1. Name and Address o eporting erson

ANG IRENE LIM Last) (Hrst) (Middle)

c/o BP I Head Office Bui lding Ayala Avenue cor Pas eo de Roxas

(Street)

Makati, Metro Manila 1226

IICity) (Province) (Postal Code)

1. Class of Equity Security

SECURITIES AND EXCHANGE COMMISSION

Metro Manila, Phi lippines

~~~ ,;~ -o.;..a r'~~ W'"Y"'t 1:1 ' "f.h, ~·~.:.""" .. ~ . V P.l(1'l! n •1tt· ~ ;:r11r~s 1:'\!~ :;~

2019

'Jrrl'. .• r. , tt)ll

I i ~

_jl h ) l~t:.VIEW 01'

Nl~NTS

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 23 of the Securities Regulation Code

2. Issuer Name and rading Symbol 7. e at1onsh1p o eporting erson to Issuer {Check all applicable)

BANK OF THE PH ILIPPINE ISLANDS (BPI) 3. Tax Identification 5. Statement for Director --

Number Month/Year X Officer

902-442-800 January 2019 (give title below)

4. Citizenship 6. If Amendment, Date of Vice President Original (MonthYear)

Filipino

Table 1 -Equity Securities Beneficially Owned

2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of 4 Ownership Form:

REVISED

10% Owner --

Other - -(specify below)

6. Nature of Indirect Beneficial

Date Month U1rect ~U) or Indirect {I) " Ownership

(Month/Day/Year)

Amount (A) or (D) Price

COMMON SHARES January 7,

5000 A PHP 79.22 - 2019

!iftlle change in benefiCial ownership is 50% of the previous share-holdings or is equal to 5% of the outstanding ~~f.1pitf.11 __ ~~()£~J,_! .. tlll! .. i~!>!:'l!r, .. pr()'o'i.cie_the .. cii~A1.().!>!-!!.~ .rl!9.!:'!!1!!!'~'!t~ .. !>~t. f()r:!ll .. £!:'J?Cig~. 3 .. 2-! .. tll!!> .. !()rJTI~ .....

Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly.

(1) A person is directly or indirectly the beneficial owner of any equity secur ity with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of , such security; and/or

(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (B) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

% Number of Shares

23,056 D NA

(Print or Type Responses)

J~L 1?J Signature

FORM 23-B (continued)

. uenvat1ve ~ecunty 2. Gonvers1on or 3. I ransac11on Exercise Price Dale of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A.

Explanation of Responses:

Nole: File three (3) copies of lhis form , all musl be manually signed .

Attach additional sheets if space provided is insufficient.

·Table 11- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

4. Numoer or uenvallve ::.ecunt1es . uate (b. 1t e ana Amount o Acquired (A) or Disposed ol (D) Exercisable and Underlying Securities

Expiration Date (Monlh/Day/Year)

ate ~xerc1sao1e I eXpiration mount or Amount (A) or (D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. N.A. N.A. ---

nee o . No. ol 19. uwner-Derivative Derivative ship Form

Security Securities of Derivative Beneficially Security;

Owned at Direct (D)

End of or

Month 1n01rect liJ "

N.A. N.A. N.A.

~ ~- ~ Signature

10. Nature of Indirect Beneficial Ownership

N.A.

Date

--..........--TP"'"'JWJ"l' ~~ :Sec:l .. rif:i-G

I FORM 23-BJ

SECURITIES AND EXCHANGE COMMISSION

Metro Manila, Philippines --~-~

FORM 23-8 (continued)

1. uenvat1ve ::;ecunty converSIOn or 13. 1 ransactlon Exercise Price Date of Derivative (Month/Day/Yr) Security

N.A. N.A. N.A. ---- - -


Note: File three (3) copies of this form, all must be manually signed.


Table II - Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securit ies)

4. Number at LJenvat1ve ::;ecunt1es 5. Date 6. Title and Amount at Acquired (A) or Disposed of (D) Exercisable and Underlying Securities

Expiration Date (Month/Day/Year)

uate t::xerc1sable Lxp~ratlon !Amount or Amount (A) or (D) Date Title Number

of Shares

N.A. N.A. N.A. N.A. N.A. N.A.

7. Pnce at 18. No. Of 9. uwner- lU. Nature Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct (D) End of or Month 1na~rect l'J •

N.A. N.A. N.A. N.A.

~ 1/11/~01~ Date _jgnature

Item 1.

Item 2.

Item 3.

Item 4.

olscLOSURE-REQUIRE-MENfS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (§.O%J~CRE~SELO_ECREASE.9R !;_QUJ'\LALENT TO 5o/~ Of JHEJ)UT~TA~DI~G CAPI"[~L STOCK OF ISSUER)

Security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization , its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s) .

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is

conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so,

give the dates, nature of conviction , name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civi l proceeding of a judicial or administrative body of competent jurisdiction, domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed , suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

f. Citizenship.

Purpose of Transaction

State the purpose or purpose_s of the acquisition of securities of the issuer. Describe any plans or proposals wl:lich the . reporting persons may have which relate to or would result in : . .

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action simi lar to any of those enumerated above.

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group. r

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a) . The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected .

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.

e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities, state the date on which such beneficial ownership was reduced.

Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to:

a. the acquisition of issuer control, liquidation , sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfe~ ~r voti'ng of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of Makati on January 11, 2019

By: .. ................ ~ .... .... .. ............ . . (Sig,rure of Reporting Person)

VP FELICES V. CATELO (Name(fitle)

FMil~BHI

SECURinES AND EXCHANGE COMMISSION Metro Manila, Philippines

-----zec:L3Yi,..:i.oe '$ ,. , u l HCA;\. E_ X C ,, c-:t. ~ C ' u t: ' c;con-.r-nt.::. ~ ,..,.._,.., OFf iCt l

IH{'t.lron l c Records M. n:> 4"' 1'1'\ '"~'H O l ~hl nn ~ -- ----"1 I I ~ I

0\9 . \ 1 \ -\ ' __! I REVISED

CJ Check bo)( If no longer subject to filing requirement

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIE Filed pursuant to Section 23 of the Securities Regulation Code

. Name ano Aaareoa or 1

FORM 23·8 (continued)

. uenvauve ;;,ecun y . ~,;onvers on or ransacuon Exercise Price Date of Derivative (Monih/Oay/Yr) Securi ty

N.A. N.A. N.A.


Note : File three (3) copies of this form, all must be manually signed.

Attach additional sheets If space provided Is insufficient .

Table It - Derivative Securities Acquired, Disposed of. or Beneficially OWned (e.g., warrants, options, convertible securities)

. Numoer 01 uer vouve ~ecur111es . ua e Tille ana Amoun o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


IDa e Exerc sa]jfe xp ra on moun or Amount (A)or(O) Date Title Number

of Shares


. Price o . NO. 0 . owner· Derivative Derivative ship Form Security Securities of Derivative

Beneficially Secl.lrlty; Owned at Oirect(O) End of or Month lnatrect ~ I) •

NA _ N_.,6.. N.A.

~ -~ MIRIAM~ M. JACINTO

l1ature

l U. Na ure of Indirect Beneficial OWnership

N.A.

Date

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP ISO% INCREASE/DECREASE OR EQUIVALENT TO 5% OF TilE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. security and Issuer State the title of the class of equity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

ttem 2. Identity and Background

ltem3.

ltem4.

Item 5.

If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through {f) of this Item with respect to such person(s).

a. Name;

b. Residence or business address;

c . Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted;

d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case;

e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking; and

Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer;

Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Interest in Securities of the Issuer

a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares wtlich there is a right to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.


c . Describe any transaction in the dass of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a) . The description shall include, but not necessarily be limited to: (1 ) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class , such person should be identified.


Contracts, Anangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered fnto. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.


a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disdosed in Item 3; and

b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate. This report is signed in the City of.. . ............... .... on . . . .......... , 20 ..

By:.

ANE M. JACINTO I VP (Name/Title)

SECURITIES AND EXCHANGE COMMISSION , ·· -ostat L-oae)

Table 1 -Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of Date Month

(Monthtoay!Year) % Number of Shares Amount I (A)or(D) Price

Beg inn ing Balance 3,000

COMMON SHARES January 07, 2019

3,000 A PHP 79.22

If the change in beneficial ownersh ip is 50% of the previous shareholdings or is equal to 5% ofthe outstanding capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.


{1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares·

(A) Voting power which includes the power to vote , or to direct the voting of, such security; and/or

(8) Investment power which includes the power to dispose of, or to direct the disposition of, such security . (2) A person wi ll be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (8) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security

6,000

6,000

4 Ownership Form: Utrect ~UJ or 1na1rect (IJ •

D

REVISED -

10% Owner --Other --

(specify below)

6. Nature of Indirect Beneficial Ownership

NA

(Print or Type Responses)


uenva11ve ::>ecunly jL. c;onvers1on or ransact1on Exercise Price Date of Derivative (Month/Day/Yr) Security

NA NA NA -


Note: File three (3) copies of this form, all must be manually signed.


Table II -Derivative Securities Acquired , Disposed of, or Beneficially Owned (e.g., warrants, options, convertible securiti es )

j4. Numoer o u enva11ve ::>ecun11es . uale t>. 1t e ana Amount o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


1 u ate t:xerc1sao1e t:xp~rallon Amount or Amount (A)or(O) Date Title Number

of Shares

NA NA NA NA NA NA ---

. Pnce of lB. NO. Of ~. uwner- j1 U. Nature I Derivative Derivative ship Form of Indirect

Security Securities of Derivative Beneficial Beneficially Security; Ownership Owned at Direct (D) End of or Month 1nmrect (I) -

NA NA NA NA

0 I I l-1 /)f)Ja; Date

Signature

Item 1.

Item 2.

Item 3.

Item 4.

.... , .... ....,._v~un.L: n.C:'-o(Uli"U::.IVII:.N I;:)

IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Security and Issuer State the title of the class of equity securities to which this Form relates and th e name and address of the principal executive offi ces of the issuer of such secu rities.

Identity and Background If the person filin g th is Form is a corporation, partnership, synd icate or other group of persons, state its name, the province, country or other place of its organization , its principal business, the address of its principal offi ce and th e information req uired by (d) and (e) of thi s Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name;

b. Residence or bus iness address; c. Present principal occupation or employment and the name, principa l business and address of any corporati on or other organization in which such employment is

conducted; d. Whether or not, during the last five years , such person has been convicted in a criminal proceeding (exclud ing traffic violations or simi lar misdemeanors) and, if so,

give the dates , nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction , domestic or

foreign, and as a resu lt of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking ; and

f. Citizenship.

Purpose of Transact ion

State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals wh ich the reporting persons may have which re late to or would result in

a. The acquisition by any person of additional securities of the issuer, or the disposition of securit ies of the issuer; b. An extraord inary corporate transaction , such as a merger, reorgan ization or liquidation , involving the issuer or any of its subsidiaries ;

c. A sa le or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of di rectors or management of the issuer, including any plans or proposals to change the number or term of directors or to fil l any

existing vacancies on the board; e. Any material change in the present capitalization or dividend po licy of the issuer; f. Any other materia l chang e in the issuer's business or corporate structure;

g. Changes in the issuer's charter, bylaws or instruments correspond ing thereto or other actions wh ich may impede the acquisition of contro l of the issuer by any person;

h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above .

Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1

to acquire within th irty (30) days from the date of this report) by each person named in Item 2. respect to persons who , together with any of the persons named in Item 2, comprise a group.

beneficia lly owned (identify ing those shares which there is a ri ght The abovementioned information should also be furnished with

'

Item 5.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole or shared power to dispose or to direct the disposition. Provide the appl icable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Descri be any tran saction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or un it ; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from , or the proceeds from the sa le of such securities , a statement to that effect shou ld be included in response to this Item and, if such interest re lates to more than five (5%) percent of the class, such person should be identified.

e. If the fil ing is an amendment reflecting the fact th at the reporting person has ceased to be the beneficia l owner of more than fi ve (5%) percent of the class of securities , state the date on which such beneficial ownersh ip was reduced.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue , includ ing but not limited to transfer or voting of any of the securiti es , finder's fees, joint ventures , Joan or option arrangements , puts or ca ll s, guarantees of profits , divis ion of profits or loss, or the giving or withholding of proxies . naming the person with whom such contracts , arrangements, understandings or relationships have been entered into . Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of wh ich would give another person voting power or investment power over such securities except that disclosure of standard default and simi lar provisions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits

Copies of all written agreements, contracts, arrangements , understandings, plans or proposals relating to a. the acquisit ion of issuer control , liquidation , sale of assets . merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities , finder's fees, joint ventures , options , puts , calls , guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true , complete and accurate . This report is signed in the City of ... . .. .. on . , 20

By ature of Reporting Person)

TEVEN SY LIM/VICE PRESIDENT

(Name/Title)

I FORM-23:-8-1 CJ Check box if no longer subject

to filing requirement

. Name ana Aaaress 01 r

•'


1. uenvauve :;ecumy I~· ~,;onverston or I ~· n ansactton . Exercise Price Date

of Deri vative (Month/Day/Yr) Security

N.A. N.A. N.A.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., warrants, opt ions, convertible securities)

4 . Numoer 01 u envauve i:iecurllies . u ate . 1 me ana Amoun o Acquired (A) or Disposed of (D) Exercisable and Underlying Securities


u ate t:X8fCISSOI8 t:xp trauon Amoun or Amount (A)or (D) Date Title Number

of Shares


nceot II:S. NO. 01 \l. u wner- tu. Na ure Derivative Derivative ship Form of Indirect Security Securities of Derivative Beneficial

Beneficially Security; Ownership Owned at Direct(D) End of or Month tnatrect \I) "

N.A. N.A. N.A. N.A.

-&: ~;~c:~'I!J ~inn~ro

Uem 1.

Item 2.

Ite m 3.

frCASE-OF.MATERIAL CHANGES If,! BENEi-ICIAL OWNERSHIP 50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER

Security and Issuer State the title of the class of equity securities to which th is Form relates and the name and address of the principal executive offices of the issuer of such securities.

Identity and Background If the person filing this Form is a corporation, partnership, syndicate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of th is Item. If the person fi ling th is statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s) .

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other .organization in which such employment is

conducted; d. Whether or not, during the last five years , such person has been convicted in a criminal proceeding (excluding traffic violations or simi lar misdemeanors) and, if so,

give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction , domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently revers·ed, suspended or vacated, permanently or temporarily enjoining, barring, suspending or otherwise limiting involvement in any type of business, securities, commodities or banking ; and

f. Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transaction , such as a merger, reorgan ization or liquidation, involving the issuer or any of its subsidiaries ; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fi ll any

existing vacancies on the board; e. Any material change in the present capitalization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action simi lar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of th is report) by each person named in Item 2. The abovementioned information should also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.


c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a) . The description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.


Item 5. Contracts, Arrangements, Underst~ndings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements , understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan agreements need not be included.


a. the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and

b. the transfer or voting of the securities, finder's fees , joint ventures, options , puts, calls, guarantees of loans, guarantees against losses or the giving or withholding of any proxy as disclosed in Item 5.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is tr This report is signed in the City of .............. ...... .............. .. .................... ...... on ................ .. .... .. ...... , 20 .. ...... ..

By: · ··· : ···(s·i~~~i~~J:bi ·R~~~rti~9 · P·~·~~·~·~)

.~~1 ... G.~ .. ~·' ··~, .. v.f. .. (Namerritle)

SECURITIES AND EXCHANGE COMMISSION Metro Manila, Philippines

I FORM 23-B -I W1,U\ JAN 1 6 ~ J STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITj~ 1 \

REVISED,~ ·

D Check box if no longer subject to filing requirement

1. Name ana Aaaress or Heporting erson

SANTAMARIA MARY CATHERINE ELIZABETH (Last) (rllst)

PALA (Middle)

c/o BPI Head Office Building Ayala Avenue cor Paseo de Roxas

(Street)

Makati, Metro Manila 1226 wrovmce) WOStat GOde)

Filed pursuant to Section 23 of the Securities Regulation Code

2. Issuer Name ana raaing ~ymoo 7. elationship o eportmg Person to Issuer

BANK OF THE PH ILIPP INE ISLANDS (BP I) 3. ax laenti ICallon 5. !::itatement or Director --

Number Month/Year X Officer (give title below)

11 7 -425-B29 January_ 2019

4. Citizenship 6. If Amendment , Date of Senior Vice President Original (Month Year)

Filipino j(Gity)

Tablet -Equity Securities Beneficially Owned

1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securiti es Owned at End of Date Month

(Month!Day/Year) % Number of Shares Amount I (A) or (D) l Price

Beginn ing Balance Beg (end 2018)

138,162

COMMON SHARES January 07,

8,000 A PHP 93.20 2019

Total

~If the change in benefi'aiafownership is 50% ofihe'j)fe'Vjousshareholdiri~Js'oris'equafto 5%of th'EtoUtstanding ,capital ~to~~.of the issuer, etovide.the. ~isclosure reguirements setfort!l on p..!SJe 3 QUill~ torm.


(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:

(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or

(8) Investment power which includes the power to dispose of , or to direct the disposition of, such security. (2) A person will be deemed to have an indirect beneficial interest in any equity security which is:

(A) held by members of a person's immediate family sharing the same household; (8) held by a partnership in which such person is a general partner; (C) held by a corporation of which such person is a controlling shareholder; or (0) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.

8,000

146,162

(Check all applicable)

10% Owner --Other --

(specify below)

4 Ownership Form: 6. Nature of Indirect Beneficia l U1rect lUJ or Indirect liJ " Ownership

D NA

ML- .iiJZ MARY CA¥E E11ZABETH P SANTAMARIA


1. LJenvat1ve Secunty j2. Conversion or Exercise Price

of Derivative Security

N.A. N.A.

Note: File three (3) copies of th is form, all must be manually signed


j3. Transaction Date

(Month/DayiYr)

N.A.

Table II - Derivative Securities Acquired, Dispooed of, or Beneficially Owned (e.g., warrants, options, convertible securities)

j4. Number o1LJenvat1ve secunt1es 5. Date 1 b. 11t1e ana Amount o Acq uired (A) or Disposed of (D) Exe rcisab~ and Underlying Securities


Date Exercisable jExprrat1on jAmount or Amount (A) or(D) Date Title Number

of Shares

NA N.A. N.A. N.A. N.A. N.A.

. . ~ II

DISCLOSURE REQUIREMENTS IN CASE OF MATERIAL CHANGES IN BENEFICIAL OWNERSHIP (50% INCREASE/DECREASE OR EQUIVALENT TO 5% OF THE OUTSTANDING CAPITAL STOCK OF ISSUER)

Item 1. Security and Issuer State the title of the class of equ ity securities to which this Form relates and the name and address of the principal executive offices of the issuer of such securities.

Item 2. Identity and Background

Item 3.

If the person filing this Form is a corporation, partnership, synd icate or other group of persons, state its name, the province, country or other place of its organization, its principal business, the address of its principal office and the information required by (d) and (e) of this Item. If the person filing this statement is a natural person, provide the information specified in (a) through (f) of this Item with respect to such person(s).

a. Name; b. Residence or business address; c. Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is

conducted; d. Whether or not, during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so,

give the dates, nature of conviction , name and location of court, any penalty imposed, or other disposition of the case; e. Whether or not, during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, domestic or

foreign, and as a result of such proceeding was or is subject to any order, judgment or decree, not subsequently reversed, suspended or vacated, permanently or temporarily enjo ining, barring, suspending or otherwise limiting involvement in any type of business, securities, commod ities or banking; and

f. Citizenship.


State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in :

a. The acqu isition by any person of additional securities of the issuer, or the disposition of securities of the issuer; b. An extraordinary corporate transact ion, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries; d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any

existing vacancies on the board; e. Any material change in the present capita lization or dividend policy of the issuer; f. Any other material change in the issuer's business or corporate structure; g. Changes in the issuer's charter, bylaws or instruments correspond ing thereto or other actions which may impede the acqu isition of contro l of the issuer by any

person; h. Causing a class of securities of the issuer to be delisted from a securities exchange; i. Any action similar to any of those enumerated above.

Item 4. Interest in Securities of the Issuer a. State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned (identifying those shares which there is a right

to acquire within thirty (30) days from the date of this report) by each person named in Item 2. The abovementioned information shou ld also be furnished with respect to persons who, together with any of the persons named in Item 2, comprise a group.

b. For each person named in response to paragraph (a), indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, so le or shared power to dispose or to direct the disposition. Provide the applicable information required by Item 2 with respect to each person with whom the power to vote or to direct the vote or to dispose or direct the disposition is shared.

c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The description shall include, but not necessarily be limited to: ( 1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.

d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to that effect shou ld be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.


Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which would give another person voting power or investment power over such securities except that disclosure of standard default and similar provis ions contained in loan agreements need not be included.

Item 6. Material to be Filed as Exhibits

Copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to: a. the acquisition of issuer control, liquidation , sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 3; and b. the transfer or voting of the securities, finder's fees, joint ventures, options, puts, ca lls, guarantees of loans, guarantees against losses or the giving or withholding of

any proxy as disclosed in Item 5.

::~,~~:s~h~:~~e~~~u:;s~~~~~nt~:e ~i~! ~: ~~dge a~d ~lief, I certify that ~~e i~~~ srvo,rt~o:'/ 'his Report is true, complete and

ByM4~/.k~ !f!~ C/rll/lV~ .. ~~!~ .... ......... ... .. ..... .. ........ .. .

s-rf (Name/Title)

o.;..a r'~~ 1:1 ~·~.:. ~ . 'jrrl'. .• r. v w'y't ' f.h, .. , tt)ll jl i · 2019. 1. 25. ·...

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