michael m mihm financial disclosure report for 2010

8/3/2019 Michael M Mihm Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

F OR CAL E NDAR YE AR 2 0 1 0

Report Req uired by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Reporting ( last name, f irst , middle initia l)

M ihm , M ic ha e l M .

4. Tit le (Artic le III judges ind icate ac t ive or senior s ta lus ;magis t rate judges indicate ful l - or par t - t ime)

U.S. Dis t r ic t Judge - Sen ior

7 . Chamber s o r O f f ice Addre ss

2 0 4 F e d e ra l Bu i l d i n g100 N.E. Monroe

P e o r i a , I L 6 1 6 0 2

2. Court or Organization

Ce nt ra l Dis t r i c t o f I l lino i s

5a . Re p o r t Typ e ( ch e ck a p p ro p r i a t e t yp e )

] Nominat ion, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the ba s i s o f the in fo rma t ion c on ta ine d in th i s R e por t a nd a nymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith appl icab le l aws and r egula t ions .

R e v ie wing Off i c e r Date

3. Date of Report

5/4/2011

6 . R e por t ing Pe r iod

0 1/ 0 1/ 2 0 10to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,

checking the NO NE box for each part where you hav e no reportable information. Sign on last page.

I. P O S I T I O N S . ~ R e p o n i n g i n d i v id u a l only; s e e p p . 9 - 1 3 of.filing instructions.)

D N O N E ( N o reportable positions.)

P O S I T I O N

1. Director

N A M E O F O R G A N I Z A T I O N / E N T IT Y

A b r a h a m L i n c o l n I n n s o f C o u r t - P e o r i a

2. Bo a rd o f D ire cto rs Fo re s t P a rk Fo u n d a tio n - P e o r ia

3. Board o f Di recto rs U . S . R us s i a F o un d a t i o n fo r E c o n o m i c A d va n c e m e n t & R u l e o f L a w

4.

5.

l I . A G R E E M E N T S . m e p o . i .g i n d i v i d u a l o . ly ; s ~ e p p . 1 4 - 1 6 of filing instructions.)

~] N O N E (No reportable agreemen ts.)

DATE PARTIES AND TERMS




P a ge 2 o f 8

Name of Person Report ing

M i h m , M i c h a el M .

Date of Reporl

5/4/2011

I ll . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)

A. Fi l e r ’s Non -Inve s tme n t Incom e

V--] N O N E (N o reportable non-investment income.)

DATE SOURCE AND TYPE

1 .2010 Jo h n M a r s h a l l L a w S c h o o l - Ad j u n c t P r o f e s s o r o f L a w - T a u g h t t w ow e e k l o n g a c c e l e r a t e d t r ia l a d v o c a c y c o u r s e s i n c a l e n d a r y e a r 2 0 1 0 .( C o n t . P a r t VIII)

INCOME(yours , n o t s p o u s e ’ s )

$12,000

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were m arried during anyportion of the reporting year, com plete this section.

(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e . ~

(Includes those to spouse and dependent children; see pp. 25-2 7 offiling instructions.)

---] N O N E ( N o reportable reimbursements.)

3.

4.

5.

SOURCE

U. S . R us s i a n F o un d a t i o n f o rE c o n o m i c A d v a n c e m e n t & .R ule o f L a w

DATES LOCATION

01/12/2010-01/15/201c, Bever ly Hil ls , C A

PURPOSE

Board Meet i ng

ITEM S PAID OR PROVIDED

T r a n s p o r t a t io n , l o d i n g , f o o d , m i s c .




P a g e 3 o f 8


M i hm , M i c ha e l M .

Date of Report

5/4/201 I

V . G I F T S . a ~ c t u a c s t h o s e t o s , o u s e o n d d c , c n a e n t children; see pp. 2 8 - 3 1 of filing instructions.)

NONE (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s th o s e o l s p o u s e . n d d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions,)

--’] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

i. Ne w Yo rk Lif e In su ra nc e Co m pa ny Lo an o n va lu e o f w ho le lif e in su ra nce

2.

3.

4.

5.

VALUECODE

K




P a ge 4 o f 8

N a m e o f P e r s o n R e p o r t i n g

M i hrn , M i c ha e l M .

Date of Report

5/4/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

~ NOllE (No reportable incom e, assets, or transactions.)

A. B. C.

Description of Assets Income during Grossv a l u e a t e n d

( i n c l u d i n g trust as se ts ) rep on in g period of repor t ing per iod

( 1 ) (2) (1) (2)

P l a c e ’ ° (X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e .g . , V a lue V a lue

e x e m p t from prior d isclosure Co d e 1 d i v . , r e n t , C ode 2 M e t h o d

(A-H) o r i n t . ) ( J - P ) C ode 3

( Q - W )

1. AXA El i te Annui ty ( se e exp lanat ion Part

VIII)

2. M organ S tan l ey [ ] Na t ionw id e E l i teVenue IRA (See Part 8)

3. M organ Stanley Act ive Fund So lu t ions IRASee ex p. Part VIII

4. M or gan S t an l e y Act i ve As s e t Mon e y T r u s t

and Mone y Mar k e t

5. Souths ide Bank Sav ings

6. Sou th s id e Ban k Sav ing s~ See exp . Par tVIII)

7. U.S. Treasury I Bon d



1 0 . U.S. Treasury I Bon d

1 1 . Al li an zCCM M id CAPA M/F

12. Se l igrnan Large Cap Val A

13 . Davis Real Es tate A M/F

14. Fide l it y Adv Dvr s fd l n t A M /F

1 5 . Ame r i c an GR FD o f Am er i c a F M/F ’

1 6 . Perk in s Mid Cap Va lue l n v

1 7 . Pimco Tota l Return A MiF

A Div iden d

A Dividend

A Div iden d

A Interest

A Interest

None

A Interest

A Interest

A Interest

A Interest

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

L T

K T

J T

K T

J T

J T

J T

J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3)

Type (e.g., Date Value

b u y , s e l l , m m /d d /y y C o d e 2

r e d e m p t i o n ) (J-P)

So l d 07/30/10 J

S o l d 11/23/10 K

S o l d 07/30/10 J

So l d 07/30/10 J

So l d 07/30/10 J

So l d 07/30/10 J

So l d 07/30/10 J

So l d 07/30/10 J

So l d 07/30/I 0 J

( 4 ) ( 5 )

G a i n I d e n t i t y o f

Co d e 1 buyer/se l ler

(A-H) ( i f p r i v a t e

t ransact ion)

A

A

A

A

A

A

A

A

A

I . Income G a in Co de s : A =$1,000 or less B = $1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000

( S e e Co lumn s 131 a n d D4) F ~ $ 50,001 - $100,000 G = $100,001 - $1 .000,000 H 1 = $1,000,001 - $ 5,000,000 H2 -M ore than $ 5,000.000

2. V a lue Code s J = $15 .000 o r l ess K = $15,001 - $5 0,000 L = $5 0.001 - $100,000 M =$100,001 - $250,000

(See C olum ns C I an d D 3) N = $250,001 - $5 00,000 O = $500,001 - $ 1,000,000 P 1 = $1 ,000,001 - $5 ,000,000 P2 =$5,000,001 - $25.000,000

P 3 =$25,000,001 - $50.000,000 P 4 = M o re than $50,000,000

3 . Val ue Met hod Codes Q = Appra i sa l R =Co s t ( Re a l Es t a te Only) S - A s s e s s m e n t T = C a s h M a r k e t

(See Co lumn C2 ) U = B o o k V a l u e V = O t h e r W =Est imat ed

E =$15,001 - $50,000




P a ge 5 o f 8


M i hm , M i ch a e l M .

Date of Report

5/4/201 ]

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Descr iption of Assets Income duringGross va lue a t end Transact ions dur ing repor t ing per iod

( i n c l u d i n g t rust asse ts) repo rting period of repo rting period

(1 ) (2 ) (1) (2) ( 1 ) (2) (3) (4) (5 )

Place "(X)" af ter each asset Am oun t Type (e.g., V a l u e V a l u e Type (e.g., D a t e V a l u e Gain Id en tity o f

exemp t f rom pr ior di sclosure C ode 1 div., ren t, C ode 2 M e th o d buy, se l l , m m / d d / yy C ode 2 C ode 1 buy e r / s e l l e r(A-H) o r i n t . ) ( J - P ) C ode 3 redempt ion) ( J - P ) (A-H ) (if p riva te

(Q -W ) transaction )

1 8 . Vitrus Mu lt i-Sector S/T BD A ( fka Phoenix A DividendM ult iSector M/F

1 9 . RS Partners Fund A M /F None

20. T Rowe Price Eqi-Inc Adv M /F A Dividend

21. Lazard Emerging M arke t s M/F A Dividend

22. Thom burg Int . Value A M /F A Dividend

23 . L egg M a so n PR TN RS IN -T R M M u n i c C A I n t e r e s t K T(See exp . part VIII)

24 . New York Li fe Insurance W hole L ife (See A Dividend J Texp . pa rt VIII)

25 . EQ/PIM CO Ultra A Dividend J T

26 . EQilnt . Core Plus A Dividend J T

27 . EQ/Cap. Guard ian Research A Dividend J T

2 8. E Q /E qu it y G r ow t h Pl us A Dividend J T

29 . EQ/Gam co Sma l lCp . Va lue A Dividend J T

3 0. EQ/Gamco MergerAcqu i s i t A Dividend J T

31. EQ/M id Cap Val Plus A Dividend J T

3 2. EQ /V an K am p e n C om s to ck A Dividend J T

33 . NW NVIT Inv. Dest . Mo da ggR2 A Dividend J T

34 . M V A / G T O 5 y e a r A D i v i d e n d J T

Sold 07/30/10 J A

Sold 07/30/10 J A

Sold 07/30/10 J A

Sold 07/30/10 J A

Sold 07/30/10 J A

B uy 1 i/23/10 K

I . Income G a in C ode s : A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000

(See Col u rans B 1 and D4) F -$50,001 - $100,000 G =$ 100,001 - $1.000,000 111 =$1.000,001 - $5,000,000 H 2 =M o re than $5,000,000

2. V a lue C od e s J = $15.000 o r le ss K =$15,001 - $50,000 L =$50,001 ~ $ 100,000 M =$ 100,001 - $250,000

( S e e C o l um n s C I and D3) N = $25 0,001 - $500,000 O = $500,001 - $ 1,000,000 P I = $1,000,001 - $5 ,000,000 P2 = $5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,000

3 . Val ue Met hod Codes Q = Appra i sa l R =Co s t ( Re a l Es ta t e Only) S =As s e s s me nt T - C a s h M a r k e t

( S e e C o l u m n C 2 ) U =Book V a lue V = O t h e r W = E s t im a t e d

E =$15,001- $50.000




P a g e 6 o f 8


Mihm, Michad M.

Date of Report

5/4/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o g u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NO ] NE (No reportable income, assets, or transactions.)

A. 1 ~ . C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d in g tr u s t a s s e ts ) r e p o r tin g p e r io d o f r e p o r t in g p e r io d

(1 ) (2 ) (1) (2) (1 ) (2) (3) (4)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D a t e V a l u e G a i n

exempt from prior disclosure Code I d i v . , r e n t . C o d e 2 M e th o d b u y , s e l l, mm/dd/yy C o d e 2 Code l

( A - H ) o r i n t . ) ( J - P )

C o d e ( Q _ W ) 3

redemption) (J-P) (A H)

( 5 )Identity of

b uy e r / se l l e r

(if private

t r a n sa c t i o n )

3 5. Southside 13ank Savings Acct. A I n t e r e s t J T

36. Sent ine lGout Securi ty A I n t e r e s t K T B uy 08/16/10 L

I . I n c o m c G a i n C o d e s : A -$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0

( S e e C o l u m n s B I a n d D 4 ) F =$50 , 0 0 1 - $1 0 0 , 0 0 0 G = $1 00 ,0 0 1 - $ 1,0 00 ,0 0 0 H l ~$ 1,0 0 0,O 01 - $ 5,0 0 0,0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0

2 . V a l u e C o d e s J :$15,000 or less K = $ 1 5 ,0 01 - $ 5 0 ,00 0 L = $ 5 0 ,0 0 1 - $ 1 00 ,0 0 0 M $100,001 - $250,000

( S c c C olu m ns C I a n d D3 ) N =$2 5 0,0 01 - $ 5 0 0 ,00 0 O = $5 0 0 ,0 0 1 - $ 1 ,0 00 ,0 0 0 Pl =$1,000,001 - $5,000,000 P 2 =$5 , 0 0 0 , 0 0 1 - $2 5, 0 0 0 , 00 0

P 3 =$2 5, 0 0 0 , 0 0 1 - $50 .0 0 0 , 0 0 0 P4 More than $50,000,000

3 . V a l u e M e t h o d C o d e s Q =Appraisal R = C o s t ( R e a l E s t a te O n l y ) S = A s s c s s m c n l T = C a s h M a r k e t

( S e e C o l u m n C 2 ) U ~Book Value V = O t h e r W = E s t im a t e d

E =$15,001- $50,000




P a g e 7 o f 8

N a m e o f P e r s o n R e p o r t in g

M i h m , M i c h a e l 5 1 .

Date of Report

5/4/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a,,,~i,,,,t,,~,,,rto/,’e~,o,~.)

Co n t i n u e d e x p l a n a t i o n f r o m P a r t I II - A , l i n e I - Co u r s e s t a u g h t J a n u a r y a n d A u g u s t . V a c a t i o n t i me w a s u s e d . $ 6 ,00 0 f o r J a n u a r y s e s s i o n , $ 6 ,0 0 0 f o r Au g u s tse ss ion .

P a r t V I I - l i n e 1 - AX A E l i te An n u i t y is i n v e s t e d 9 mu t u a l f u n d s - t h o s e a r e n o w l i s te d i n P a r t V I I , li n e s 2 5 - 32 . No c h a n g e f r o m l a s t y e a r .

P a r t V I I - l i n e 2 - M o r g a n S t a n l e y ~ N a t io n w i d e V e n u e I R A . T w o M u t u a l fu n d s i n I R A . I d i d n ’t l is t t h e m b e f o r e . T h e y a r e n o w l i st e d o n l i n e s 3 3 & 3 4 . N oc h a n g e f r o m l a s t y e a r.

P a r t V I I - li n e 3 - M o r g a n S t a n l e y F u n d s o l u t i o n s I RA. T h e m u t u a l f u n d i n w h i c h th e I RA a r e i n v e s t e d a r e l i s te d o n l i n e s 1 1 - 2 2 . Al l s o ld 7 / 30 / 2 0 1 0 . P r o c e e d sc o mb i n e d w i t h l iq u i d a t io n o f m y g o v e m m e n t T h r i f t S a v i n g s P l a n a n d p l a c e d i n t o R o t b I RA l i st e d a t l in e 36 , a f t e r p a y i n g i n c o me t a xe s .

P a r t V I I - l i n e 4 - P r o c e e d s f r o m t h is s a l e w e r e u s e d t o p u r c h a s e t h e Mu n i c i p a l B o n d i n l i n e 2 3 .

P a r t V I I - l in e 5 - S o u t h S i d e Savings Bank ~75~ i~g~ ~;~: :

P a r t V I I - l i n e 2 3 - P r o c e e d s f r o m s a l e o f l in e 4 a s s e t u s e d t o p u r c h a s e mu n i c i p a l b o n d .

P a r t V I I - li n e 2 4 - Ne w Y o r k L i f e I n s u r a n c e W h o l e L i f e P o l i c i e s . H a v e h a d t h e s e p o l i c i e s fo r m a n y y e a r s . D i v i d e n d s u s e d t o p a y p a r t o f i n e r e s t o n t h e d e b t o f t

pol ic ies .

P a r t V I I - l in e 3 5 - S a v i n g s a c c o un t t o r e c e i ve s o c i a l s e c u r i ty c he c k ~ :: Forgo t to repor t open ing in June o f 2008.

P a r t V I I - l i n e 36 - Ro t h I RA o p e n e d w i t h p r o c e e d s f r o m s a l e o f m u t u a l f u n d s li n e 1 1 - 2 1 , p lu s p r o c e e d s f r o m c a s h o u t o f g o v e r n m e n t T h r i f t Sa v i n g s P l a n . I n c o mt a x e s p a id a t t im e o f c r e a t io n o f R o th I R A .




of 8

Na me o f Pe rs on R e p or t ing

M i h m , M i c h a e l M .

D a te o f R e por t

5/4/2011

I X . C E R T IF IC A T I O N .

I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r y

p r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .I f u rt h e r c e rt i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U.S .C . a p p . § 50 1 e t . s e q ., 5 U.S .C . § 7 353 , a n d J u d i c i a l Co n f e r e n c e r e g u l a t i o n s .

Signature : S /M ichae l M . Mihm

N O T E : A N Y I N D I V I D U A L W I IO K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . ap p . § 10 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i ve O f f i ce o f the Un i t e d S t a t e s Cou r t sSui te 2-301O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 20 5 4 4

michael m mihm financial disclosure report for 2010

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