michael j melloy financial disclosure report for 2009

8/3/2019 Michael J Melloy Financial Disclosure Report for 2009

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i A O 1 0 FINANCIAL DISCLOSURE REPORT R e ~ o r t R e q u i r e d b y the Ethicsin Government Act of 1978R a y , I / ~ 0 1 0 FOR CALENDAR YEAR 2009 0 ~ s . c . a p p . 1 0 t - ~ t 01 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l ) 2 . Co u r t o r Org a n iz a t io n 3 . D a t e o f R e p o r tMelloy, Michae l J . E i g h t h C i r c u i t C o u r t o f A p p e a l 05 /10 /2010

4 : T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; . . . .. . . .. . . 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t ~ p e ) [ ~ . R e p o r t i n g P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - ti m e ) [ ] N o m i n a t i o n , D a t e 01/01 /2 009C i rc u i t J u d g e ( A c t iv e ) [] Initial [] Ann.al [] Final to12 /31 /2 0095 b . [] A m en d ed R epo r t

7 ~ ha mbo rs o r O ffiC e A ddress 8 . O n the ba sis o f the in fo rmation cn ntain ed in this Repo rt a n d an ym o d i l l c a t lo n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c e625 Firs t ST. S.E. , Sui te 200 wi th a ppl ica bl e l a ws a n d reg u l a t io n s .Cedar Rapids , IA 52401

Reviewing Officer D a t e

IMPORTAN T NO TES: The instructions accompanyingthis form must be followed. Complete all parts,checking the NONE b ox for each part where you hav e no Yeportable information. Sign on last page.

I . P O S I T I O N S . ~ R,~ ,o ,# ,g tnaivianat onl~; see V P. 9-t3 o f filinginstructtons.)[---] N O N E (No reportable positions.)

POSITION N A M E O F O R G A N IZ A T I O N / E N T I T Y1 . C o m m i t te e M e m b e r Univ ex s i ty o f Iow a C o l lege o f L a w Dea n Sea rch C ommittee

~ N O N E ~ o reportable a~eements.)~ pARTIES A~ TgRMS

1 .


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Nam e of Person Reporting Date of ReportP a g e F I N A N C I A L 2 o f 6 D I S C L O S U R E R E P O R T M e l l o y , M i c h a e l J . 05/10/2010

I I I . N O N - I N V E S T M E N T I N C O M E . m c p o ,t in g individual and ,pouse; ,ee pp. 17-24 o f fd ing inx t ruct ions .)A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

1.2.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If pou were married during any portion of the reporting year~ complete thin sectimt(Dollar amount not required except for honoraria.)

~] NONE (No r e p o r t ab le n o n - i n v e s tm e n t i n c o m e .)DATE SO URCE AND TYPE

1 . 2 0 0 9 C e d a r R a p i d s C o m m u n i ty S c h o o l D i s t ri ct -S a l a r y2.3,4.

I V . R E I M B U R S E M E N T S - transporlation, lodging, food, e n t e r t a i n m e n t ,(Includes those to spouse and dependent children; see pp. 25-27 of fil ing instructions.)

~] NONE (No reportable reimbursements.)SO~CE ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . F e d e r a l J u d g e s A s s o o i ~ f i on 05 / 02~ 009 . 05 / 04 / 2009 W m h i n g lo n , D .C . M e e ti n g o f F J A B o a r d Transpo~ation, food ~d lodging2. M i n n g s o la B a r A s s o C i a t io n 03 /0612009-03 /0W2009 M in n e a p o l i s , M N S p e ~ k a t C L E s ~ m i n a r Tra~po~aion, food ~ d lodging3. American Ban~ptcy 03/13/2009-03/17/2009 N ~ w Y o r k , N Y Judge Moot Cou~ Transpo~ation, food ~d lodgingtnsti~te c o m p e t i ti o n4. Universi~ of Iowa I 1/05~009-I 1/08/2009 Washington, D.C. ~nte~iews re:Dean Search Transpof lalion, food and lodgingCommittee

5.


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N a m e o f P e r s o n R e p o r t i n gI Date of Report

F I N A N C I A L D I S C L O S U R E REPORT Melloy, Michael J.P a g e 3 o f 6 o 5 / ~ o / 2 o l o

V . G I F T S . a n s l u d e , , h o s , t o , p . . .. . . d dependent children; see p p . 2 8 - 3 1 o f fi l in g instructions.)[~] N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O N V A L U E

2.3.4.5.

V I . L I A B I L I T I E S . ( i n c l u d e s t i , o s e o f s r o ~ , e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)[] N O N E (No reportable l iabil it ies.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1 . N o r t h w e s t er n M u t u a l L i f e I n s u r a n c e Pol icy Loan KC o m p a n y2.3.4.5.


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N a m e o f P e r so n R e p o r t in g

I

D a t e o f R e p o r tP a g e F IN A N C I A L 4 o f 6 D I S C L O S U R E R E P O R T [ M e l l o y , Mie.bael J. 0 5 / 1 0 1 2 0 1 0

VII. INVESTMENTS and TRU~TS-i~me~vatu~t"~a~ti~nsana~st~se~sp~an~t~n~nt~a~r~s~-~f~g~ai~.~N O N E ~ o reportable incom e, assets, or transactions.)

~ B . [ C , D.D e s c r i p t i o n o f A s s e ~ In~e d~ng

~

~ s v a lu e a t en d T~ctions ~dng re~ng ~fiod( ~ c l u di n g ~ t ~ s e ~ ) reposing period o f ~ p ~ n g p ~ o dPlace"(~"af le reaeh~se t A m ~ n t T ~ e ( e . g . , ~[ue Value T~e(e ,g. , Date [Value I Gain ~ I d ~ t i ~ 0f

IC d e l I m~. ~Code2 I Code I i buyer/~l l~x e m p t f r o m p 6 o r d i s c l o s u r e d i v . , r e n K C o d e 2 M e t h o d b u y ,jA - H ) o r in t . ) ( J - P ) C o d e 3 red~pt ion)1 , No~hwest~ Mu~ Life I~urance C I n t e r ~ t L TC o m p a n y m a s h ~ l u e s2. H o m e T e c h n o l o ~ S y s te m s S t~ k in U S None J TB~k I~3. C e d a r R a p id s B a ~ a n d T ru s t A Interest J T

C o m p l y - C h e c kin g A c c t .4. G e n e ~ l E l ~ t f i~ C o m p l y s t o c k i n U S B a ~ B D i ~ d e n d K T5, ~ V e l ls F ~ g o A d v i s o r s A Interest J T

i 6 . V a n g u a r d I R A - I n t e r n a t io n a l G r o w t h F u n d A D i v i d e n d J T7. V a n g u a r d I R A - P f i me c a p C o r e F u n d A D i v i d e n d J T8. V a n g u a r d I R A - E m e r g i n g M a r k e t s S t o c k A D i v i d e n d J TI n d e x9. V a n g u a r d I R A - F e d e ra t e d M o n e y M a r k e t A D i v i d e n d K T Bu y 8 1 2 6 / 0 9 JF u n d (addl)

10 . C a s h i n U S B a n k I R A A Interest J T11 , V a n g u a r d I R A - 5 0 0 I n d e x F u n d A D i v i d e n d K T Redeemed 8/26!09 K( p~)12 . V a n g u a r d I R A - GN M A F u n d A D i v i d e n d J T O p e n 08/2 6/09 J13 . V a n g u a r d I R A - H i g h Y i e l d C o r p o r a t e F u n d A D i v i d e n d J T O p e n 08/2 6/09 J14 . Vanguard IRA-Inte rmediate Term A D i v i d e n d J T O p e n 08/2 6/09 JInves tment Grade Fund1 5 .

1 6 .

17 .

l , I n c o m e G a in C o d ~ : A --$1 ,0 0 0 o r le ss B = $1 ,0 0 1 - $2 ,50 0 C ~ $ 2 , $ 0 1 . $ 5 ,0 0 0 D =$5 ,o01 - $15 ,000 E = $ 1 5 , 0 o I - $ 5 0 , 0 0 0( S e e C o l u m s s ~ B I a n d ~ ) F =S50,~1 - $1~.~0 G ~$1~,001 - $1,~,~ HI ~$1,000,~1 - $5,~,0~ H2 =More ~

(See Col~n C2) O ~ , B o o k V a lu e V ~r W - E s t i m a t e d


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!FINANCIAL DISCLOSURE REPORT ] N a m e O f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e 5 o f 6 IM e l l o y , M i c h a e l J . 051t0t2010V II I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a , d i e o ,, ~ ,, ,o / R , p o ,1 0

Line 5-Wells Fargo Advisors is the same accoun t as the A.G. Edwards accoun t that was a t l ine 9 of last years report . A.O . Edwards became Wachovia and thenW e lls F a r go .


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FINANCIAL DISCLOSURE REPORT ~ m ~ o f P e r s o n R e p o r t i n g [ D a t e o f R e p o r tPage 6 of 6 M e l lo y , M i c h a e l J "

I05/10/2010

IX. CERTIFICATION.I c e r t i fy th a t a l l in fo rm a t io n g iv e n a b o v e ( i n c l u d in g i n fo rm a t io n p e r t a in in g t o m y s p o u s e a n d m in o r o r d e p e n d e n t c h i l d re n , i f a n y ) i sa c c u ra te , t r u e . a n d c o m p l e te t o th e b e s t o f m y kn o w l e d g e a n d b e l i e l ~ a n d th a t a n y i n fo rm a t io n n o t r e p o r t e d w a s w i th h e l d b e c a u s e i t m e t a p p l i ca b l e s t a tu to ryp ro v i s io n s p e rm i t t i n g n o n - d i s c lo s u re .I f u r th e r c e r t i fy th a t e a rn e d i n c o m e f ro m o u t s id e e m p l o y m e n t a n d h o n o ra r i a a n d th e a c c e p ta n c e o f g i f t s w h ic h h a v e b e e n re p o r t e d a re i nc o m p l i a n c e w i th th e p ro v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d ic i a l C o n fe re n c e re g u l a t i o n s .

Si

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SM a i l s i g n e d o r i g i n a l a n d 3 a d d it i o n a l c o p i e s ~ o :

C o m m i t t ee o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o m ~S u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e, N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

michael j melloy financial disclosure report for 2009

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