in confidence chair: storm westmaas principal legal adviser, the standards board for england...

27

Upload: garrett-calaway

Post on 01-Apr-2015

223 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration
Page 2: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

In confidenceChair: Storm Westmaas

Principal Legal Adviser, the Standards Board for England

Speakers: Bernadette LiveseyChief Law and Administration Officer,

Calderdale Council

Lynne ShackleyData Protection Practice Manager, ICO

Page 3: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

In confidence

Bernadette Livesey

Chief Law and Administration Officer, Calderdale Council

Page 4: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Paragraph 4

You must not:

a) disclose confidential information

Confidential information = information given in

confidence, or information which you ought to know is

Confidential.

Page 5: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Exceptions

(i) consent;

(ii) law requires;

(iii) professional advice with undertaking; or

Page 6: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

The public interest defence

(iv) the disclosure is:

reasonable

in the public interest

in good faith

in accord with procedure

Page 7: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Some key concepts

What is confidentiality?

Who has an expectation of confidence?

Who has an expectation of privacy?

Page 8: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Who? Standards committee and sub committees?

Members?

Members of the public?

Chief executive and senior managers?

Monitoring officer?

Deputy monitoring officer?

Investigating staff /external contractor?

Staff?

Whistleblowers?

Other agencies?

Page 9: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

How far does this go ?

How far does this confidentiality extend?

statutory protection

Freedom of Information issues

litigation issues

legal/profession privilege

effective conduct of public affairs

Page 10: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Let’s do this

Worked example – person makes a complaint that

AB allegedly told someone else something

confidential.

What does the Code of Conduct say?

What does the law say?

Any criminal activities?

Powers/duties of monitoring officer.

Page 11: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

What does in confidence mean?

So – where does the complaint go?

Who gets to know about the complaint?

- political considerations

- local knowledge

- information made available

Page 12: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Confidential information?

Who prepares the summary?

To what standard?

Duties and rights of Assessment Sub Committee and Review Sub Committee.

What does the Decision Notice say?

Expectations of confidence.

Page 13: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Tricky issues

“I thought you ought to know ....”

“Little brown envelopes”

“Everybody knows that Councillor X does ....”

“I don’t want to go on record”

“If I tell you this – who gets to know?”

Page 14: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Statutory information Information regime

Access to information regime

- When does this apply?

Data Protection

- Information from Information Commission

- www.ico.gov.uk

Freedom of Information

Environmental Information Regulations

How do these affect you?

Page 15: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Other information

Case law on confidence

Catherine Zeta Jones

Max Mosley

Relationship with the police

Cases on this – Woolgar and 1999 case of A Police Authority In The Midlands and A County Council In The Midlands, Ex Parte L M

Page 16: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

In confidence

Lynne Shackley

Data Protection Practice Manager, ICO

Page 17: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Purpose

To explain how to identify and safeguard confidential information.

To offer case studies to illustrate the consequences of poor information security.

To offer an opportunity for questions and discussion.

Page 18: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Who we are and what we do

regulator for the DPA and FOIA

guidance and advice

assessments

investigations

prosecutions

Page 19: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Isn’t everything a secret?

What is the information about?

Why was it offered to me?

What were the circumstances?

What damage would be caused by disclosure?

The need for clear policies and procedures.

Page 20: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Conflicting duties

Disclosures required by law.

Balancing the right of the public to know against the individual’s right to privacy.

DP or FOI.

Page 21: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Information security breaches

Central government breaches.

The immediate effects and reactions.

The long term effects.

Professional views.

How the public see this.

What this means for your every day work.

Page 22: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Breach statistics

January to March 61

April to date 41

Public 55

Private 47 

Page 23: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

New powers

Requirement for collaboration on Codes of Practice.

Power to fine organisations for serious breaches of

the Data Protection Act.

‘Spot checks’ on public sector bodies.

Potential for custodial penalties to be introduced for

the illegal trade in personal information if practices

persists.

Page 24: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Case studies

Local authorities and planning: Both FOI and DP.

Subject access requests: Complex confidentiality.

Page 25: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

Help and advice

01625 545 307

or

[email protected]

Page 26: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration

In confidenceChair: Storm Westmaas

Principal Legal Adviser, the Standards Board for England

Speakers: Bernadette LiveseyChief Law and Administration Officer,

Calderdale Council

Lynne ShackleyData Protection Practice Manager, ICO

Page 27: In confidence Chair: Storm Westmaas Principal Legal Adviser, the Standards Board for England Speakers: Bernadette Livesey Chief Law and Administration