goldman sachs mutual fund sip / vip auto debit … fund forms... · first sip ecs debit will be at...

GOLDMAN SACHS MUTUAL FUND

SIP / VIP AUTO DEBIT (ECS) FORM FOR GOLDMAN SACHS OPEN ENDED EQUITY SCHEMES

Application No.

To be accompanied with Application Form for new registrationPlease read the common instructions and SIP/VIP Instructions before completing this Form.

Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / brokerPlease() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �

2. APPLICANT’S INFORMATION

3. SIP/VIP DETAILS

4. BANK DETAILS

SIP/VIP Through ECS Debit Clearing

I/We hereby apply to the Goldman Sachs Mutual Fund for a Systematic Investment Plan (SIP)/Value Averaging Investment Plan (VIP) through ECS Auto Debit under the following Scheme and agree to abide by the terms, conditions, rules and regulations of the SIP/VIP. Folio No. for existing Investor (Please attach attested PAN copy and KYC Acknowledgement Letter# of all Applicants / POA holders / Guardian, as applicable, if not submitted earlier) Name of First / Sole Applicant / Non-Individual Investor Guardian Name (in case 1st / sole applicant is a minor) #Please submit the duly filled KYC Application Form and required documents for all Applicants/ POA holders/ Guardian (as applicable) who are not KYC compliant.

Scheme: (Please mention the scheme name you are investing in)

Plan: � Direct Plan � Distributor Plan

Option: � Growth � Dividend For Dividend Option: � Payout � ReinvestmentDefault Option: Growth Default Dividend Option: Dividend Reinvestment

Micro SIP# � Yes � No

SIP Date From: SIP Date To:

*Each SIP amount `

Preferred monthly investment date �1st �15th (Default SIP Date 15th)(Minimum number of installments including first instrument should be 12.

First SIP ECS debit will be at least 30 days after the date of allotment)

* Minimum installment should be ` 1000/- and in multiples of ` 1/- thereafter. All ECS debits will be similar to the first instrument issued.

Micro VIP# � Yes � NoVIP Date From: VIP Date To (maximum up to 12 yrs):*Nominal amount ` (First VIP installment should be for nominal amount)Maximum ECS debit amount ` (should be higher than nominal amount)Preferred monthly investment date �1st �15th (Default VIP Date 15th)

* Minimum installment should be ` 2000/- and in multiples of ` 1/- thereafter. VIP is only applicable for GS CNX 500. First VIP ECS debit will be at least 30 days after the date of allotment. Default minimum investment will be "ZERO"

SIP (Systematic Investment Plan) VIP (Value averaging Investment Plan)

Account holder name as in bank records: PAN of bank account holder: Bank Name: Branch Name: Address: City: Account Number: 9 Digit MICR Code: 11 Digit IFSC Code:

ACKNOWLEDGMENT SLIP FOR SIP/VIP THROUGH ECS (To be filled in by the Investor)

Date D D M M Y Y Y Y Name of Sole/First Account Holder

Investment Details: Goldman Sachs Fund

Option : � Growth � Dividend � Dividend Option: � Payout � Reinvestment

SIP/VIP Amount ` Frequency : Monthly

SIP/VIP from M M Y Y Y Y to M M Y Y Y Y Date SIP/VIP Date � 1st or � 15th

5. CONFIRMATION AND SIGNATURE/SI/We hereby declare that the particulars given in this form are correct and complete and express my/our willingness to (i) apply for Purchase of Units of the Scheme mentioned above, (ii) make installment payments referred above through direct debit/ participation in RBI’s Electronic Clearing Service (debit clearing), or (iii) change details of my/our bank mandate as stated in this form, as applicable. If the transaction is delayed or not effected at all for reasons of incomplete information, I/we will not hold Goldman Sachs Mutual Fund/AMC/Trustee or any other authorities/services providers/representatives responsible. I/We further undertake that any changes in my / our bank details will be informed to the Fund immediately. I/We have read and agreed to the Terms and Conditions in the instructions to this form.

First/Sole Applicant/Guardian/POA Holder Second Applicant/POA Holder Third Applicant/POA Holder

6. AUTHORISATION OF THE BANK ACCOUNT HOLDER

This is to inform that I/We have registered for the RBI’s Electronic Clearing Service(Debit Clearing) and that my/our payment towards my/our investment in the Scheme of Goldman Sachs Mutual Fund shall be made from our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS mandate form to get it verified & executed. Mandate verification charges, if any, may be charged to my/our account. Bank Account Number

Banker’s AttestationCertified that the signature of account holder and thedetails of bank are correct as per our records.

Signature of authorised official from bank (bank stamp and date)

Acknowledgement Stamp

Mandatory Enclosures:� Blank cancelled cheque � First SIP/VIP cheque

Cheque No. Date Amount (`)

Account Type (Please tick ) � Savings � Current � NRE � NRO � FCNR � Others (please specify)

*If not routed through a broker/Distributor, will be captured as DIRECT

Application No.

0330-1112_SIP-Auto debit ECS-GSDF-GSEDOF-GS CNX 500

Signature (As per Bank Record)

1st Holder

2nd Holder

3rd Holder

Name of Minor Minor’s DOB

# Investors who wish to opt for Micro SIP/VIP should provide the KYC Application Form and required documents along with the Application Form, if attested KYC Acknowledgment Letter is not provided.

1. TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please tick () any one)

Applicable for transaction routed through an empanelled Distributor who has ‘opted in’ to receive transaction charges

� I confirm that I am a first time Investor across mutual funds.(` 150 deductible as transaction charge and payable to the Distributor)

� I confirm that I am an existing Investor in mutual funds.(` 100 deductible as transaction charge and payable to the Distributor)

Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �

Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.Employee Name & EUIN:“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.

M M Y Y Y Y M M Y Y Y Y M M Y Y Y Y M M Y Y Y Y

D D M M Y Y Y Y

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Bonanza Portfolio - 0186

Application No.

To be accompanied with Application Form if STP/SWP is not from existing folioPlease read the Key Information Memorandum, common instructions and STP/SWP instructions before completing this STP/SWP Enrolment Form. All sections to be filled legibly in English and in BLOCK LETTERS.

Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker

(Please ) any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change in STP/SWP amount/date �


STP/SWP ENROLMENT FORM

For GOLDMAN SACHS INDIA EQUITY FUND (GSIEF) [An open ended equity scheme]

0324-1112_SWP enrol form for GSIEF

4. CONFIRMATION AND SIGNATURE/S

Please note that by signing this Application Form, the Investors also give the Important Declarations set out in the instructions section of the Application Form. I/We hereby apply for the allotment / Purchase of Units of the Scheme, as indicated in this form and confirm that I/we have read, understood and are bound by the terms and conditions of this Application Form, including the Important Declarations in the instructions to the Application Form, the contents of the Key Information Memorandum, the Scheme Information Document and the Statement of Additional Information, and am/are fully capable of assessing and bearing the risks involved in purchasing the Units, and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /We hereby authorise Goldman Sachs Mutual Fund, its Investment Manager and its agents to disclose personal data / details of my investment to anyone as may be necessary or expedient for the purposes of administration of investments in the Units of the Scheme. By signing this Application Form, I / we confirm that I / we have read the Goldman Sachs India Privacy Policy which is available at www.gsam.in and agree to the collection and use of my / our personal information as provided in such policy, as it may be updated from time to time.Applicable to NRIs only.I / We confirm that I am / We are Non-Resident of Indian Nationality/ Origin and I / We hereby confirm that funds for Subscription have been remitted from abroad through normal banking channels or from funds in my/ our Non-Resident External/ Ordinary Account/ FCNR Account.Please () � Yes � No If yes, � Repatriation basis � Non-repatriation basis

SIG

NA

TURE

S

First/SoleApplicant/Guardian/POA Holder

SecondApplicant/POA Holder

ThirdApplicant/POA Holder

Date

Received from Mr./Ms./M/s. STP/SWP application for transfer of Units;

from GSIEF Option � Growth � Dividend

Dividend Option � Payout � Reinvestment

For a monthly STP/SWP amount of ` for STP/SWP Date: � 1st � 15th

D D M M Y Y Y Y

ACKNOWLEDGMENT SLIP (To be filled in by the Investor)


Application No.


Folio No. (for existing Unit Holder)

Name of First / Sole Applicant / Non-Individual Investors

PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form)

Name of Second Applicant


Name of Third Applicant


Name of Guardian (in case First / Sole Applicant is a Minor)/Name of Corporate Contact (in case of Non-Individual Investors)

Mr./Mrs./Ms.

Relationship with Minor (Please ): � Father � Mother � Court appointed Legal Guardian (Attach proof)

Designation (In case of corporate contact) PAN KYC# compliant (Please ) � (Refer instruction no. 3(d) of the Application Form) # Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.

SWP from Goldman Sachs India Equity Fund (GSIEF)

Option: � Growth � Dividend Dividend Option: � Payout � Reinvestment

STP/SWP Frequency: Monthly

Date: � 1st � 15th

Default STP/SWP Date: 15th

STP/SWP Options

Amount per installment `*

Period of Enrolment** From To

*Subject to minimum of ` 1000/- and in multiples of ` 1/- thereafter. ** Minimum 12 installments.

3. SYSTEMATIC WITHDRAWAL PLAN (SWP) (please the relevant Scheme, Option and Date)

M M Y Y Y Y M M Y Y Y Y

Transfer FromScheme: Goldman Sachs India Equity Fund (GSIEF)

Plan: � Direct Plan � Distributor Plan

Option: � Growth � Dividend

Dividend option: � Payout � Reinvestment

Transfer ToScheme

Plan: � Direct Plan � Distributor PlanOption: � Growth � DividendDividend option: � Payout � Reinvestment Only for GSSTF: Dividend Option: � Daily Reinvestment � Weekly ReinvestmentDefault Option: Growth Default Dividend Option: Dividend Reinvestment (Weekly Reinvestment for GSSTF)

2. SYSTEMATIC TRANSFER PLAN (STP) (please the relevant Scheme, Option and Date)

“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.

Broker/Distributor Name*: ARN: Sub-Broker Name & Code Registrar Serial No.

Employee Name & EUIN:

*If not routed through a broker/Distributor, will be captured as DIRECT.

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Date Name of Sole/First Account Holder

Scheme: � Goldman Sachs Short Term Fund

Investment Details : Option : Growth Dividend: � Daily Reinvestment � Weekly Reinvestment

SIP Amount ` Frequency : Monthly

SIP from to Date SIP Date � 1st or � 15th

Application No.

SIP Through ECS Debit Clearing

ACKNOWLEDGMENT SLIP FOR SIP THROUGH ECS (To be filled in by the Investor)


1. TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please tick () any one)

DD MM YYYY

MM YYYY MM YYYY

4. BANK DETAILS


GOLDMAN SACHS MUTUAL FUNDSIP AUTO DEBIT (ECS) FORM (For GSSTF)

Account holder name as in bank records:

Pan of bank account holder:

Bank Name:

Branch Name:

Address:

City:

Account Number:

9 Digit MICR Code:

11 Digit IFSC Code:

Mandatory Enclosures:� Blank cancelled cheque � First SIP/VIP cheque

Cheque No. Date Amount (`)

Account Type (Please tick()) � Savings � Current � NRE � NRO � FCNR � Others (please specify)

Signature (As per Bank Record)

1st Holder

2nd Holder

3rd Holder

Name of Minor Minor’s DOB

5. CONFIRMATION AND SIGNATURE/S

I/We hereby declare that the particulars given in this form are correct and complete and express my/our willingness to (i) apply for Purchase of Units of the Scheme mentioned above, (ii) make installment payments referred above through direct debit/ participation in RBI’s Electronic Clearing Service (debit clearing), or (iii) change details of my/our bank mandate as stated in this form, as applicable. If the transaction is delayed or not effected at all for reasons of incomplete information, I/we will not hold Goldman Sachs Mutual Fund/AMC/Trustee or any other authorities/services providers/representatives responsible. I/We further undertake that any changes in my / our bank details will be informed to the Fund immediately. I/We have read and agreed to the Terms and Conditions in the instructions to this form.

First/Sole Applicant/Guardian/POA Holder Second Applicant/POA Holder Third Applicant/POA Holder

6. AUTHORISATION OF THE BANK ACCOUNT HOLDER

This is to inform that I/We have registered for the RBI’s Electronic Clearing Service(Debit Clearing) and that my/our payment towards my/our investment in the Scheme of Goldman Sachs Mutual Fund shall be made from our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS mandate form to get it verified & executed. Mandate verification charges, if any, may be charged to my/our account. Bank Account Number

Banker’s AttestationCertified that the signature of account holder and thedetails of bank are correct as per our records.

Signature of authorised official from bank (bank stamp and date)DD MM YYYY

Application No.

0333-1112_SIP Auto Debit ECS Form GSSTF

3. SIP DETAILS

Scheme: Goldman Sachs Short Term Fund

Plan � Direct Plan � Distributor Plan


i) Daily Reinvestment �

ii) Weekly Reinvestment �

Default Option: Growth

Default Dividend Option: Weekly Reinvestment

SIP (Systematic Investment Plan)Micro SIP#: � Yes � No SIP Date From : SIP Date To : *Each SIP amount : `Preferred monthly investment date : � 1st � 15th (Default SIP date: 15th)(Minimum number of installments including first instrument should be 12. First SIP ECS debit will be at least 30 days after the date of allotment.)*Minimum installment should be ` 1000/- and in multiples of ` 1/- thereafter. All ECS debits wil be similar to the first instrument issued# Investors who wish to opt for Micro SIP should provide the required details in the Micro SIP Annexure, if attested PAN copy and KYC Acknowledgment Letter is not provided


I/We hereby apply to the Goldman Sachs Mutual Fund for a Systematic Investment Plan (SIP)/Value Averaging Investment Plan (VIP) through ECS Auto Debit under the following Scheme and agree to abide by the terms, conditions, rules and regulations of the SIP/VIP. Folio No. for existing Investor Name of First / Sole Applicant / Non-Individual Investor Guardian Name (in case 1st / sole applicant is a minor) #Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.

Applicable for transaction routed through an empanelled Distributor who has ‘opted in’ to receive transaction charges Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �

� I confirm that I am a first time Investor across mutual funds.(` 150 deductible as transaction charge and payable to the Distributor)

� I confirm that I am an existing Investor in mutual funds.(` 100 deductible as transaction charge and payable to the Distributor)

“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/ relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales personof the distributor and the distributor has not charged any advisory fees on this transaction”.



To be accompanied with Application Form for new registrationPlease read the common Instructions and SIP instructions before completing this Form

Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker*If not routed through a broker/Distributor, will be captured as DIRECT

Please() any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change of ECS Bank �

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Application No.

2. SYSTEMATIC TRANSFER PLAN (STP) (please tick () the relevant Scheme, Option and Date)

ACKNOWLEDGMENT SLIP (To be filled in by the Investor)

Transfer From

Scheme � Goldman Sachs Short Term Fund (GSSTF)



Dividend option: � Daily Reinvestment � Weekly Reinvestment

Transfer To

Scheme � Goldman Sachs CNX 500 Fund (GS CNX 500) � Goldman Sachs India Equity Fund (GSIEF)



Dividend option: � Payout � Reinvestment

Default Option: Growth Default Dividend Option: Dividend Reinvestment


STP/VTP ENROLMENT FORM(For GSSTF)

Upfront commission shall be paid directly by the Investor to the Distributor / broker based on the Investors' assessment of various factors including the service rendered by the Distributor / broker

Please () any one, in the absence of indication of the option the form is liable to be rejected: New Registration � Renewal � Change in STP/VTP amount/date �


VTP from Goldman Sachs Short Term Fund (GSSTF)

Option: � Growth � Dividend Dividend Option: � Daily Reinvestment � Weekly Reinvestment

VTP to Goldman Sachs CNX 500 Fund (GS CNX 500) Option*: � Growth � Dividend Dividend Option: � Payout � Reinvestment

*Default Option: Growth. Default Dividend Option: Dividend Reinvestment

VTP Transfer Frequency: � Monthly (default option); VTP Date: � 1st � 15th (Default VTP date: 15th)

Nominal VTP Amount ` (Default monthly minimum amount will be ZERO and default monthly maximum VTP amount will be total amount available in the Scheme from which VTP is setup)

Transfer Frequency: Monthly

Date: � 1st � 15th

Default STP Date: 15th

Transfer Options

Amount per installment `*

Period of Enrolment** From To

*Subject to minimum of ` 1000/- and in multiples of ` 1/- thereafter. ** Minimum 12 installments.

3. VALUE AVERAGING TRANSFER PLAN (VTP) (please tick the relevant Scheme, Option and Date)

SIG

NAT

URE

/S

4. DECLARATIONS & SIGNATURE/S

Please note that by signing this Application Form, the Investors also give the Important Declarations set out in the instructions section of the Application Form. I/We hereby apply for the allotment / Purchase of Units of the Scheme, as indicated in this form and confirm that I/we have read, understood and are bound by the terms and conditions of this Application Form, including the Important Declarations in the instructions to the Application Form, the contents of the Key Information Memorandum, the Scheme Information Document and the Statement of Additional Information, and am/are fully capable of assessing and bearing the risks involved in purchasing the Units, and agree to abide by the terms, conditions, rules and regulations of the Scheme. I /We hereby authorise Goldman Sachs Mutual Fund, its Investment Manager and its agents to disclose personal data / details of my investment to anyone as may be necessary or expedient for the purposes of administration of investments in the Units of the Scheme. By signing this Application Form, I / we confirm that I / we have read the Goldman Sachs India Privacy Policy which is available at www.gsam.in and agree to the collection and use of my / our personal information as provided in such policy, as it may be updated from time to time.Applicable to NRIs only.I / We confirm that I am / We are Non-Resident of Indian Nationality/ Origin and I / We hereby confirm that funds for Subscription have been remitted from abroad through normal banking channels or from funds in my/ our Non-Resident External/ Ordinary Account/ FCNR Account.(Please ) � Yes � No If yes, � Repatriation basis � Non-repatriation basis

First/SoleApplicant/Guardian/POA Holder

SecondApplicant/POA Holder

ThirdApplicant/POA Holder

Application No.

Date

Received from Mr./Ms./M/s. _______________________________________________________ STP/VTP application for transfer of Units;

from Scheme / Option

to Scheme / Option

For a monthly STP installment amount / VTP nominal amount of ` _____________________________ for STP / VTP Date: � 1st � 15th

D D M M Y Y Y Y


0334-1112_STP-VTP Enrolment form GSSTF

*If not routed through a broker/Distributor, will be captured as DIRECT.

To be accompanied with Application Form if STP/ VTP is not from existing folioPlease read the common Instructions and STP/VTP instructions before completing this STP/ VTP Enrolment Form. All sections to be filled legibly in English and in BLOCK LETTERS.

“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/ relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction”.



Folio No. (for existing Unit Holder)

Name of First / Sole Applicant / Non-Individual Investors

PAN KYC compliant# (Please ) �Name of Second Applicant

PAN KYC compliant# (Please ) �

Name of Third Applicant

PAN KYC compliant# (Please ) �

Name of Guardian (in case First / Sole Applicant is a Minor)/Name of Corporate Contact (in case of Non-Individual Investors)

Mr./Mrs./Ms.

Relationship with Minor (Please ): � Father � Mother � Court appointed Legal Guardian (Attach proof)

Designation (In case of corporate contact) PAN KYC compliant# (Please ) �#Please submit the duly filled KYC Application Form and supporting documents for all Applicants / POA holders / Guardians (as applicable) who are not KYC compliant.


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