systematic investment plan (sip) registration cum mandate … · 2018. 3. 15. · systematic...

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Systematic Investment Plan (SIP) Registration cum mandate form for NACH/ECS/Direct Debit First time investors subscribing to the Scheme through SIP-NACH (National Automated Clearing House) to complete this form compulsorily along with Application Form. (Please read terms and conditions overleaf) Distributor / Broker ARN Sub-Broker Code Internal Sub-Broker/Employee Code Employee Unique Identification No. (EUIN) (of Individual ARN holder or of employee / Relationship Manager / Sales Person of the Distributor) For Office Use Only () New SIP Renewal of SIP Micro SIP Change in ECS Bank Account (Please provide a cancelled cheque) Sign Here Sole/First Applicant/Guardian Sign Here Third Applicant For details on transaction charges payable to distributors, please refer to KIM. I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in- appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker. Upfront commission, if any, shall be paid directly by the investor to the AMFI registered distributors based on the investors' assessment of various factors, including the service rendered by the distributor. The Trustees, Canara Robeco Mutual Fund I/We have read and understood the contents of the Statement of Additional Information / Scheme Information Document of the respective Scheme and the terms and conditions of SIP enrollment and ECS Debit Clearing through NACH (National Automated Clearing House). (Investors applying under the direct plan must mention “Direct” against Scheme name.) Name 1. Investment and SIP Details First / Sole Investor 3 KYC Proof Application No. (New Investor) Folio No. Existing Unitholder) Existing UMRN Scheme Scheme Name Plan Option Dividend 2 Frequency Frequency Monthly (Default) Quarterly (Jan, April, July, Oct) Each SIP Amount (Rs.) SIP Date st th th th th 1 5 15 (Default) 20 25 Till Further Notice Start From SIP Period End On D D M M Y Y Y Y D D M M Y Y Y Y 1 PAN / PEKRN Enclosed () (Applicable only to existing investors for fresh SIP enrolment. Please see instruction No. 12) 2. Demat Account Details (Optional) Please () NSDL CDSL DP Name DP ID # Beneficiary Account No. I N (# Not applicable in case of CDSL). I/We hereby authorise Canara Robeco Mutual Fund / Canara Robeco Asset Management Company Private Limited and their authorised service providers, to debit my / our following bank account by ECS (Debit Clearing) / Direct Debit for collection of SIP payments through NACH. 3. First SIP Transaction Cheque Date Amount (Rs.) Bank Cheque No. Bank City Declaration : I/We hereby declare that the particulars given above are correct and express my/our willingness to make payments referred above though participation in ECS (NACH). If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We will also inform Canara Robeco Mutual Fund / Canara Robeco Asset Management Company Private Limited, about any changes in my/ our bank account. I/We have read and agreed to the terms and conditions mentioned overleaf. Third Applicant/POA Sole/First Applicant/Guardian/POA Signature of Second Applicant/POA Third Account Holder Signature (As in Bank Records) 4. This is to inform that I/We have registered for the RBI's Electronic Clearing Service (Debit Clearing) and that my payment towards my investment in Canara Robeco Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS (NACH) Mandate Form to get it verified & executed. Bank A/c No. Bank Name First Account Holder Signature (As in Bank Records) Second Account Holder Signature (As in Bank Records) D D M M Y Y Y Y Until Cancelled Date UMRN * Utility Code Sponsor Bank Code SB CA CC SB-NRE SB-NRO Others__________ I/We hereby authorize Canara Robeco Mutual Fund to debit (Please ) Bank Account Number CREATE MODIFY CANCEL (Please ) Bank Name with Bank IFSC Or MICR an amount of Rupees In Words ` In Figures Frequency : Monthly Quarterly Half Yearly Yearly As & when presented Debit Type : Fixed Amount Maximum Amount Folio No. Phone PAN E-mail Signature Primary Account Holder Signature Account Holder Signature Account Holder Name as in bank records Name as in bank records Name as in bank records D D M M Y Y Y Y 31 12 2099 From To Or PERIOD Key Partner / Agent Information Authorisation of the Bank Account Holder (to be filled and signed by the Investor) (For ECS) C I T I 0 0 0 P I G W C I T I 0 0 0 0 2 0 0 0 0 0 0 0 3 7 (Investors applying under Direct Plan must mention “Direct” in ARN column.) I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank. This is to confirm that the declaration has been carefully read, understood & made by me/ us. I am authorizing the user entity/ Corporate to debit my account. I have understood that I am authorized to cancel/ amend this mandate by appropriately communicating the cancellation/ amendment request to the User entity/ corporate or the bank where I have authorised the debit. SIP - Top Up : Rs. Frequency : Half Yearly Yearly (in multiplies of Rs. 500/-)

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Page 1: Systematic Investment Plan (SIP) Registration cum mandate … · 2018. 3. 15. · Systematic Investment Plan (SIP) Registration cum mandate form for NACH/ECS/Direct Debit ... Declaration

Systematic Investment Plan (SIP) Registration cum mandate form for NACH/ECS/Direct DebitFirst time investors subscribing to the Scheme through SIP­NACH (National Automated Clearing House) to complete this form compulsorily along with Application Form. (Please read terms and conditions overleaf)

Distributor / Broker ARN Sub­Broker Code Internal Sub­Broker/Employee Code Employee Unique Identification No. (EUIN)(of Individual ARN holder or of employee /Relationship Manager / Sales Person of the Distributor)

For Office Use Only

() New SIP Renewal of SIP Micro SIP Change in ECS Bank Account (Please provide a cancelled cheque)

Sign Here Sole/First Applicant/Guardian

Sign Here Third Applicant

For details on transaction charges payable to distributors, please refer to KIM.

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in­appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker.

Upfront commission, if any, shall be paid directly by the investor to the AMFI registered distributors based on the investors' assessment of various factors, including the service rendered by the distributor.

The Trustees,Canara Robeco Mutual FundI/We have read and understood the contents of the Statement of Additional Information / Scheme Information Document of the respective Scheme and the terms and conditions of SIP enrollment and ECS Debit Clearing through NACH (National Automated Clearing House).

(Investors applying under the direct plan must mention “Direct” against Scheme name.)

Name

1. Investment and SIP DetailsFirst / Sole Investor

3KYC Proof

Application No. (New Investor)Folio No.Existing Unitholder)

Existing UMRN

Scheme Scheme Name Plan Option Dividend 2Frequency

Frequency Monthly (Default) Quarterly (Jan, April, July, Oct)Each SIP Amount (Rs.)

SIP Datest th th th th1 5 15 (Default) 20 25

Till Further NoticeStart FromSIP Period End OnD D M M Y Y Y Y D D M M Y Y Y Y

1PAN / PEKRN Enclosed ()

(Applicable only to existing investors for fresh SIP enrolment. Please see instruction No. 12)

2. Demat Account Details (Optional) Please () NSDL CDSL

DP NameDP ID # Beneficiary Account No.

I N

(# Not applicable in case of CDSL).

I/We hereby authorise Canara Robeco Mutual Fund / Canara Robeco Asset Management Company Private Limited and their authorised service providers, to debit my / our following bank account by ECS (Debit Clearing) / Direct Debit for collection of SIP payments through NACH.

3. First SIP Transaction

Cheque Date Amount (Rs.)

Bank

Cheque No.

Bank City

Declaration : I/We hereby declare that the particulars given above are correct and express my/our willingness to make payments referred above though participation in ECS (NACH). If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We will also inform Canara Robeco Mutual Fund / Canara Robeco Asset Management Company Private Limited, about any changes in my/ our bank account. I/We have read and agreed to the terms and conditions mentioned overleaf.

Third Applicant/POASole/First Applicant/Guardian/POA Signature of Second Applicant/POA

Third Account Holder Signature (As in Bank Records)

4. This is to inform that I/We have registered for the RBI's Electronic Clearing Service (Debit Clearing) and that my payment towards my investment in Canara Robeco Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorise the representative carrying this ECS (NACH) Mandate Form to get it verified & executed. Bank A/c No.

Bank Name

First Account Holder Signature (As in Bank Records) Second Account Holder Signature (As in Bank Records)

D D M M Y Y Y Y

Until Cancelled

DateUMRN *

Utility CodeSponsor Bank Code

SB CA CC SB­NRE SB­NRO Others__________I/We hereby authorize Canara Robeco Mutual Fund to debit (Please ✓)

Bank Account Number

CREATE

MODIFY

CANCEL

(Please ✓)

Bank Name with Bank IFSC Or MICR

an amountof Rupees In Words ` In Figures

Frequency : Monthly Quarterly Half Yearly Yearly As & when presented Debit Type : Fixed Amount Maximum Amount✓✓

Folio No. Phone

PAN E­mail

Signature Primary Account Holder Signature Account Holder Signature Account Holder

Name as in bank records Name as in bank records Name as in bank records

D D M M Y Y Y Y

31 12 2099

From

To

OrPE

RIO

D

Key Partner / Agent Information

Authorisation of the Bank Account Holder (to be filled and signed by the Investor) (For ECS)

C I T I 0 0 0 P I G W C I T I 0 0 0 0 2 0 0 0 0 0 0 0 3 7

(Investors applying under Direct Plan must mention “Direct” in ARN column.)

I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank.

This is to confirm that the declaration has been carefully read, understood & made by me/ us. I am authorizing the user entity/ Corporate to debit my account.I have understood that I am authorized to cancel/ amend this mandate by appropriately communicating the cancellation/ amendment request to the User entity/ corporate or the bank where I have authorised the debit.

SIP ­ Top Up : Rs.

Frequency : Half Yearly Yearly

(in multipliesof Rs. 500/­)

Page 2: Systematic Investment Plan (SIP) Registration cum mandate … · 2018. 3. 15. · Systematic Investment Plan (SIP) Registration cum mandate form for NACH/ECS/Direct Debit ... Declaration

Terms & CondiTions for siP Through nACh1. SIPisavailableinCanaraRobecoBalance,CanaraRobecoDynamicBondFund,CanaraRobecoEmergingEquitiesFund,CanaraRobecoEquityDiversified,CanaraRobecoEquityTaxSaver

,CanaraRobecoSavingsPlusFund,CanaraRobecoFORCEFund,CanaraRobecoGiltAdvantageFund,CanaraRobecoGILTPGSFund,CanaraRobecoIncomeFund,CanaraRobecoInDiGoFund,CanaraRobeco InfrastructureFund,CanaraRobecoLargeCapPlus,CanaraRobecoMonthly IncomePlan,CanaraRobecoShortTermFund,CanaraRobecoTreasuryAdvantageFund,CanaraRobecoYieldAdvantageFund,CanaraRobecoGoldSavingsFund,CanaraRobecoMediumTermOpportunitiesFund.Thelistissubjecttochangefromtimetotime.Pleasecontact nearest Investor Service Centre (ISC) of Canara Robeco Mutual Fund for updated list.

2. Features of SIP:

Frequency Monthly/Quarterly (Jan, April, July, October)

SIP dates offered 1st or 5th or 15th or 20th or 25th of the month and quarter.

Default Frequency/Date l Frequency: Monthly

l Date: 15th of the month

l Ifenddateisnotspecified,thefundwillcontinueSIPtillitreceivesterminationnoticefromtheinvestor

Minimum amount per installment

Canara Robeco Equity Tax Saver Anequitylinkedsavingsschemewithalockinperiodof3years.Unitscannotbeassigned/transferred/pledged/redeemed/switched-outuntilthecompletionof3yearsfromthedateof

allotment.)

Rs.500/-permonthandinmultiplesofRs.1/-thereafter,

Rs.500/-permonthandinmultiplesofRe.1/-thereafterformonthlyfrequency.

Rs.1,000/-perquarterandinmultiplesofRe.1/-thereafterforquarterlyfrequency.

CanaraRobecoBalance,CanaraRobecoDynamicBondFund,CanaraRobecoEmergingEquitiesFund,CanaraRobecoEquityDiversified,CanaraRobecoSavingsPlusFund,CanaraRobecoFORCEFund,CanaraRobecoGiltAdvantageFund,CanaraRobecoGILTPGSFund,CanaraRobecoIncomeFund,CanaraRobecoInDiGoFund,CanaraRobecoInfrastructureFund,CanaraRobecoLargeCapPlus,CanaraRobecoMonthlyIncomePlan,CanaraRobecoShortTermFund,CanaraRobecoTreasuryAdvantageFund,CanaraRobecoYieldAdvantageFund,CanaraRobecoGoldSavingsFund,CanaraRobecoMediumTermOpportunitiesFund.

Rs.1,000/-permonthandinmultiplesofRe.1/-thereafterformonthlyfrequency.

Rs.2,000/-perquarterandinmultiplesofRe.1/-thereafterforquarterlyfrequency.

Minimum Number of Instalments - 6 (Six)

Installments

All installments should be of same amount. No upper limit for single cheque or aggregate.

Thefirstchequeandsubsequentchequesshouldnotfallinthesamemonth/quarter.Firstchequeshouldbeofcurrentdate(nopost-datedchequewillbeaccepted).

Load Structure For load structure details, please refer to respective Scheme Features.

LoadStructureprevailingatthetimeofsubmissionofSIPapplicationform(whetherforfreshenrollmentorextension)willbeapplicableforalltheSIPinstalmentsspecifiedinsuchapplication.

3. PleasedrawchequeinthenameoftheCanaraRobecoMutualFundCollectionandcross“A/c Payee”. AlsowriteSIPenrollmentFormno.orfolionumberonthereverseofchequeaccompanying SIP enrollment form.

4. IncaseSIPdatespecifiedisanon-businessdayorfallsduringabookclosureperiod,thetransactionwillbeeffectedonthenextbusinessday.

5. ThefirstinstallmentwillbeprocessedatApplicableNAVbasedontimestamping.IncaseofSIPforanamountofRs.2lakhandabove,theApplicableNAVoftheSchemewillbebasedonfundsavailableforutilizations,asstatedinKIMs/SIDs.ThesecondinstallmentwillbeprocessedlatestfortheavailableSIPdate(currently1st,5th,15th,20thor25thofeachmonth/quarter)indicatedbytheinvestor,butonlyaftertheexpiryof21daysforNACH.

6. UnitholderhasarighttodiscontinuetheSIPfacilityatanytimebysendingwrittenrequesttoanyOfficialPointsofAcceptance,atleast10BusinessDayspriortothenextduedateforNACH.Onreceiptofsuchrequest,theSIPenrollmentwillbeterminated.

7. In case any cheque submitted by the investor for SIP installment or any payment instruction for SIP installment is dishonored by the Bankers for the reason of account of investor is closed,theAMCwoulddiscontinuetheSIPimmediatelyandreservestherighttoredeemtheoutstandingunitsiftotalinvestmentisbelowRs.5,000/-.

8. TheAMCreservestherighttodiscontinuetheSIPenrolmentincasecheque/paymentinstructionsubmittedbyUnitholderisnothonoredbyBankeron3(three)consecutiveoccasionsforeitherinsufficiencyoffundsorasaresultofastoppaymentinstructionissuedbytheUnitholderandreservestherighttoredeemtheoutstandingunitsiftotalinvestmentisbelowRs.5,000/-.

9. ThefacilitywillbeautomaticallyterminateduponreceiptofintimationofdeathoftheUnitholder.

10. SIPinafolioofminorwillberegisteredonlyuptothedateofminorattainingmajoritythoughtheinstructionmaybefortheperiodbeyondthatdate.

11. Existinginvestoroptingfordematfacilityshouldfillinthecommonapplicationformalso.

12. TheinvestorscanalsosubscribeUnitsthroughSIPinDemat(electronic)modefortheScheme.HowevertheUnitswillbeallottedbasedonapplicableNAVoftheSchemeandwillbecreditedtoinvestor’sDemat(Beneficiary)Accountonweeklybasisonrealizationoffunds,e.g.Unitswillbecreditedtoinvestor’sDemat(Beneficiary)accounteveryMonday(ornextbusinessday,ifMondayisanon-businessday)forrealizationstatusreceivedinlastweekfromMondaytoFriday.

other Terms & Conditions

1. ThisfacilityisavailablepresentlyonlyforSystematicInvestmentPlan.2. NACHdebitfacilityisofferedatvariousbanks.Foradetailedlistofbankspleasereferthe

websitewww.npci.org.in3. ThisfacilityisofferedonlytotheinvestorshavingbankaccountswithabovementionedBanks.

Abovelistissubjecttomodification/updationatanytimeinfutureatthesolediscretionofCanaraRobecoAssetManagementCompanyPrivateLimited,withoutassigninganyreasonorpriornotice.Ifanybankisremoved,SIPinstructionsofinvestorsforsuchbanksviaNACHwillbediscontinuedwithoutanypriornotice.

4. BysigningtheNACHmandateformtheinvestoragreestoabidebythetermsandconditionsofNACHfacilitythroughNPCI(www.npci.org.in).

5. New/ExistinginvestorswhowishtoenrollforSIPthroughNACHshouldfilltheSIPApplicationFormandtheRegistrationcumMandateFormforNACH.

6. NewInvestorsshouldmandatorilygiveachequeforthefirsttransaction. a. FirstSIPChequeshouldbedatedcurrentday.AllsubsequentInstallmentsthroughNACH

to be either 1st or 05th or 15th or 20th or 25th of the month. b. TheRegistrationcumMandateFormforNACHshouldbesubmittedatleast21Calendar

dayspriortonextsipcycledatethroughNACH. c. *UniqueMandateRegistrationNumber (UMRN) is autogeneratedbyNPCI during

themandatecreationforthefirsttime.Investors,whodonothavetheUMRN,please

leaveitblank.UMRNwouldbelinkedtothefolioandmaximumlengthis20characterscomprising of Alpha Numeric Character allotted by NPCI.

d. InvestorswhoalreadyhaveUMRNregisteredunderthefoliocanfilluptheSIPRegistrationcumMandateFormforNACHandshouldbesubmittedatleast10CalendardaysbeforethedateofthefirstdebitthroughNACH.

7. PleaseprovidethecancelledchequeleafoftheBankA/cno.forwhichNACHfacilityisregistered.

8. InvestorsneedtomandatorilyfilltheSIPRegistrationCumMandateformforNACHforanyamendmentandcancellationquotingtheirUMRNbygiving21calendardayspriornoticetoany of the investor service centre.

9. InvestorcanchoosetodiscontinuetheSIPfacilityunderfoliowithoutcancellingtheUMRNbygiving 10 Business days prior notice to any of the Investor Service Centre. Investor can choose toregisteranyfutureSIPbysimplyfillinguptheRegistrationcummandateformforNACHquotingtheirUMRN.

10. IFSC/MICRofcustomerbank.(maximumlength-11AlphaNumericCharacters)

11. Amountpayableforserviceormaximumamountpertransactionthatcanbeprocessedinwords.

12. Incaseofexisting investor, ifapplication is receivedwithoutexistingUMRNthenthefirstUMRNregisteredinthefoliowouldbeconsidered