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  • 8/14/2019 Future Directions fingerprint

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    Fingerprint RecognitionFuture Directions

    Salil Prabhakar

    Digital Persona Inc.

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    Fingerprint Applications

    Commercial Government Forensic

    Computer Network Logon,

    Electronic Data Security,E-Commerce,

    Internet Access,

    ATM, Credit Card,

    Physical Access Control,

    Cellular Phones

    Personal Digital Assistant,

    Medical Records,

    Distance Leaning, etc.

    National ID card,

    Correctional Facilities,Drivers License,

    Social Security,

    Welfare Disbursement,

    Border Control,

    Passport Control, etc.

    Corpse Identification

    Criminal Investigation,Terrorist Identification,

    Parenthood determination,

    Missing Children, etc.

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    Fingerprint Application Functionality

    s Positive Identification

    Is this person truly know to the system

    Commercial applications (network logon)

    Desirable: low cost and user-friendly

    s Large Scale Identification

    Is this person in the database

    Government and Forensic applications (prevent double dipping; multiple

    passports)

    Desirable: high throughput with little human intervention

    s Surveillance and Screening

    Is this a wanted person

    Airport watch list

    Fingerprints are not suitable

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    Challenges

    s

    To design a system that would operate on theextremes of all three axis simultaneously

    Accuracy

    Scale

    Usability

    101

    105

    1010

    90% 99% 99.9999%

    UnusableHard to Use

    Easy to use

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    Reasons for Accuracy Challenges

    s Information Limitation Due to individuality, poor presentation, and inconsistent acquisition

    s Representation Limitation Design and choice of representation (features) and quality of feature

    extraction algorithms (especially for poor quality fingerprints)

    s Invariance Limitation

    Incorrect modeling of invariant relationships among features

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    Fingerprint Individuality EstimationAccuracy; Information Limitation

    s Assumptions for theoretical individuality estimation

    consider only minutiae (ending and bifurcation) features

    minutiae locations and directions are independent

    minutiae locations are uniformly distributed

    correspondence of a minutiae pair is an independent event

    quality is not explicitly taken into account ridge frequency is assumes to be constant across population and spatially uniform in the

    same finger

    analysis of matching of different impressions of the same finger binds the parameters of

    the probability of matching prints from different fingers

    an alignment between two fingerprints has been established

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    ro a y o a a se orrespon ence

    Accuracy; Information Limitation; Fingerprint Individuality Estimations m = no. of minutiae in template

    s n = no. of minutiae in input

    s = no. of corresponding minutiae based on location (x,y) alone

    s q = no. of corresponding minutiae based on location and direction ( )

    s A = area of overlap between input and template

    s C = area of tolerance region = r0

    2/A

    Probability that one of one input minutiae matches any of the m template minutiae:

    Probability that two of two input minutiae matches any of the m template minutiae:

    A

    mC

    CA

    mCA

    A

    mCxx2

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    ro a y o a a se orrespon ence

    Accuracy; Information Limitation; Fingerprint Individuality Estimation

    .)1(

    ))1((...

    )1(

    )1(

    )1(

    )1(...

    )1(),,,,(

    +

    +

    =

    CnA

    CnmA

    CA

    CmA

    CA

    mCA

    CA

    Cm

    CA

    Cm

    A

    mCnnmCAp

    =

    CA

    mCA

    A

    mCnnmCAp

    1

    ),,,,(

    Probability that 1 of n input minutiae matches any of the m template minutiae:

    Probability that q of n input minutiae match any q of the m template minutiae:

    C

    AMwhere),,,,(

    =

    n

    M

    n

    mMm

    nmCMp

    This finally reduces to:

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    ro a y o a a se orrespon ence

    Accuracy; Information Limitation; Fingerprint Individuality Estimation

    ( ) ( )C

    AMll

    qnM

    n

    mMm

    qnmMpnm

    q

    qq

    =

    =

    where,1),,,(),min(

    Finally, since minutiae can lie only on ridges, i.e., along a curve of length A/w,

    where w is the ridge-period, M is modified as:

    Let l be such that P(min(| i- j|,360-| i- j|) 0) =l. Then,

    location.minutiaintolerancelengththeis2where2

    /0

    0

    rr

    wAM

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    Upper Bound on Fingerprint AccuracyAccuracy; Information Limitation; Fingerprint Individuality Estimation

    M,m,n,q P(Correspondence)248, 46, 46, 46 1.33 x 10-77

    248, 46, 46, 12 5.86 x 10-7

    70, 12, 12, 12 1.22 x 10-20

    Database m,n,q P(Correspondence)

    MSU_DBI 46, 46, 12 5.8 x 10-2

    Theoretical

    Empirical

    The probabilities of false correspondences for various values of q are computed fromour theoretical model based on the parameters estimated from a Ground Truth database

    and the MSU_DBI databases and compared with the empirical probability of false

    correspondence obtained from the MSU_DBI database using an automatic fingerprint

    matcher.

    The entry (70, 12, 12, 12) corresponds to the 12-point guideline.

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    Lower Bound on Fingerprint AccuracyAccuracy; Information Limitation; Fingerprint Individuality Estimation

    Twin-twin minutiae matching Same-fingerprint-type matching

    s Quantify the genetic similarity in fingerprint images

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    Information Limitation: ConclusionAccuracy; Information Limitation

    s There is an incredible amount of information content in fingerprints

    s A minutiae-based fingerprint identification system can distinguish betweenidentical twins

    s The performance of state-of-the-art automatic fingerprint matchers do not

    even come close to the theoretical performance

    s Performance of fingerprint matcher is depended on the fingerprint class

    and thus may depend upon target population

    s Fingerprint classification may not be very effective in genetically related

    population

    s Fingerprint identification accuracy may suffer in certain demographics

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    Fingerprint RepresentationAccuracy; Representation Limitation

    s Ideal representation would maximize the inter-class

    variability and minimize the intra-class variability

    Fingerprints from the same finger

    Minutiae-based representation

    may not be most suitable Fingerprints from two different fingers

    Ridge feature-based representation

    may not be most suitable

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    Fingerprint RepresentationAccuracy; Representation Limitation

    Quality Index = 0.04False Minutiae=27

    Quality Index = 0.53False Minutiae=7

    Quality Index = 0.96False Minutiae=0

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    Conventional RepresentationsAccuracy; Representation Limitation

    s Minutiae-based

    Sequential design based on the following modules:

    Segmentation, local ridge orientation estimation (singularity and

    more detection), local ridge frequency estimation, fingerprint

    enhancement, minutiae detection, and minutiae filtering and

    post-processing.

    s Ridge Feature-based

    Size and shape of fingerprint, number, type, and position of

    singularities (cores and deltas), spatial relationship and

    geometrical attributes of the ridge lines, shape features, globaland local texture information, sweat pores, fractal features.

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    Representations: Future DirectionsAccuracy; Representation Limitation

    s Improvement of current representations through robust

    and reliable domain-specific image processing

    techniques such as:

    Model-based orientation field estimation

    Robust image enhancement and masking

    s New richer representations

    s Fusion of various representations

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    Fingerprint InvarianceAccuracy; Invariance Limitation

    s Ideal matcher would perfectly model the invariant

    relationship in different impressions of the same

    finger

    Two good quality fingerprint images from the same finger

    A fingerprint matching algorithm that assumes a rigid transformation will be unable to match

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    Minutiae MatchingAccuracy; Invariance Limitation

    s Given two sets of minutiae points:

    s where x, y, and q are the x-coordinate, y-coordinate, and

    minutiae direction.

    s No point correspondence is known a priori

    s

    Nonlinear deformation between point sets

    s Spurious minutiae and missing minutiae

    s Errors in minutiae position and minutiae direction

    ( ) ( )( )( ) ( )( )QN

    Q

    N

    Q

    N

    QQQ

    P

    M

    P

    M

    P

    M

    PPP

    yxyxQ

    yxyxP

    ,,,,,,

    ,,,,,,

    111

    111

    =

    =

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    Matching: Future DirectionsAccuracy; Invariance Limitation

    s Alignment remains a difficult problem develop

    alignment techniques that remain robust under the

    presence of false features

    s Understand and model fingerprint deformation

    s Fusion of various matchers (based on the same or

    different representations)

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    Scale

    s 1:N Identification is a much harder problem (N large)

    Accuracy Speed

    s Traditionally: classify fingerprint into one of the few (4 or so)

    predefined fingerprint types

    s Problem: too few distinct bins; uneven natural distribution into

    these bins; many ambiguous fingerprints (17% NIST4 has

    two labels)

    a) b) c)

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    Scale: Future Directions

    s Continuous classification

    s Feature-based indexing (search and retrieval) schemes

    (e.g., minutiae triplets)

    s Fast matchers

    s Classifier combination

    0

    10

    20

    30

    40

    50

    60

    70

    0 5 10 15 20 25 30 35 40

    Error (%)

    Penet

    ration

    (%)

    minutiae triplets

    orientation image

    FingerCode

    Combination

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    Multiple Biometrics; Fusion

    s A decision (and lower) level fusion of multiple biometrics can

    improve performance

    s In identification systems, fusion can also improve speed

    s Independence among modalities is key

    s Even combination of correlated modalities can be no worse than the

    best performing modality alone

    s Best combination scheme would be application dependent

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    Performance Evaluation

    s Evaluation types: technology, scenario, operational

    s Dependent on composition of the population(occupation, age, demographics, race), theenvironment, the system operational mode, etc

    s Ideally, characterize the application-independent

    performance in laboratory and predict technology,scenario, and operational performances

    s Standardization and independent testing

    s Parametric and non-parametric estimation ofconfidence intervals and database size

    s Parametric and non-parametric and statistical modelingof inter-class and intra-class variations;

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    Usability, Security, Privacy

    s Biometrics are not secrets and not revocable

    s Encryption, secure system design, and livenessdetection solve this problem

    s Unintended functional scope; unintended application

    scope; covert acquisitions Legislation; self-regulation; independent regulatory

    organizations

    s Biometric Cryptosystems: fingerprint fuzzy vault

    Alignment

    Similarity metric in encrypted domain

    Variable and unordered representation

    Performance loss; ROC remains the bottleneck