fluctuation-dissipation theorem (fdt) provides a simple analytical relationship between post-stress...

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Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability (HRV) During the Stress Anton Burykin 1 , Yan Lu 2 , Michael W. Deem 2 , Timothy G. Buchman 1 1 Washington University, Saint Louis, MO; 2 Rice University, Houston, TX Lu Y., Burykin A., Deem M. W., Buchman T. G. Predicting Clinical Physiology: A Markov Chain Model of Heart Rate Recovery after Spontaneous Breathing Trials in Mechanically Ventilated Patients . Journal of Critical Care (2009) 24, 347–361. [see Appendix A ]

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Page 1: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Fluctuation-Dissipation Theorem (FDT)Provides a Simple Analytical Relationship between

Post-Stress Heart Rate Recovery (HRR) andHeart Rate Variability (HRV) During the Stress

Anton Burykin1, Yan Lu2, Michael W. Deem2, Timothy G. Buchman1

1Washington University, Saint Louis, MO;2Rice University, Houston, TX

Lu Y., Burykin A., Deem M. W., Buchman T. G. Predicting Clinical Physiology: A Markov Chain Model of Heart Rate Recovery after Spontaneous Breathing Trials in Mechanically Ventilated Patients . Journal of Critical Care (2009) 24, 347–361. [see Appendix A]

Page 2: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Outline:• Hart Rate Variability (HRV)

• Exercise (Treadmill) Stress Test and Heart Rate Recovery (HRR) Time;

• Relationship between Heart Rate Recovery (HRR) and Heart Rate Variability. Onsager Regression Hypothesis (Fluctuation Dissipation Theorem, FDT);

• Clinical Data: Spontaneous Breasting Trial (SBT) as a Stressor;

• Results

Page 3: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

heartnt heart

nt 1

time (sec)

Electrocardiogram (ECG)

heartn

heartnn ttRR 1

time (msec)

Heart Rate

Hart Rate Variability (HRV) - microscopic fluctuations of HR at rest

Kleiger RE, Miller JP, Bigger JT, Moss AJ, Decreased heart rate variability and its association with increased mortality after acute myocardial infarction. Am J Cardiol. 1987;59:256-262

HRV (SD)

(msec)RR

Reduced HRV as a predictor of mortality

Page 4: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Post-Exercise (Treadmill) Heart Rate Recovery (HRR)BEFORE STRESS AFTER

HeartRate

exponential fit~exp(-t/Toff)

Hart Rate Recovery (HRR) – macroscopic change of HR after exercise

Page 5: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Lu L-Y, Kuo H-K, Lai L-P, Lin J-L, Tseng C-D, Hwang J-J. Inverse correlation between heart rate recovery and metabolic risks in healthy children and adolescents. Diabetes Care 2008;31(5):1015-9.

1

offT

n=9454

n=509n=484

Imai, K., H. Sato, M. Hori, H. Kusuoka, H. Ozaki, H. Yokoyama, H. Takeda, M. Inoue, T. Kamada, Vagally mediated heart rate recovery after exercise is accelerated in athletes but blunted in patients with chronic heart failure. J Am Coll Cardiol, 1994. 24(6): p. 1529-1535.

Nishime, E.O., C.R. Cole, E.H. Blackstone, F.J. Pashkow, M.S. Lauer, Heart Rate Recovery and Treadmill Exercise Score as Predictors of Mortality in Patients Referred for Exercise ECG. JAMA, 2000. 284(11): p. 1392-1398.

Prolonged HRR as a predictor of mortality

Page 6: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Hypothesis:• The autonomic nervous system (ANS) modulates both the dynamics of heart rate

(HR) recovery (HRR) after an exercise stress test as well as HR variability (HRV) under steady-state conditions.

• reduced HRV as well as prolonged HRR are believed to be predictors of mortality our hypothesis is that the HRR time is inversely proportional to some index or measure of HRV:

indexHRVHRRToff

1~)(

previous studies have employed conventional statistical tools (parametric or nonparametric correlation coefficients) to explore empirical correlations between HRR time constants and different measures of HRV during (or after) the exercise

Buchheit, M., Y. Papelier, P.B. Laursen, S. Ahmaidi, Noninvasive assessment of cardiac parasympathetic function: postexercise heart rate recovery or heart rate variability? Am J Physiol Heart Circ Physiol, 2007. 293(1): p. H8-10.

Javorka, M., I. Zila, T. Balharek, K. Javorka, On- and off-responses of heart rate to exercise - relations to heart rate variability. Clinical Physiology and Functional Imaging, 2003. 23(1): p. 1-8.

Javorka, M., I. Zila, T. Balharek, K. Javorka, Heart rate recovery after exercise: relations to heart rate variability and complexity. Brazilian Journal of Medical and Biological Research, 2002. 35(8): p. 991-1000.

• We adopt an alternative strategy, deriving this relationship theoretically rather than empirically (statistically) infer it from the data.

Page 7: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Onsager Regression Hypothesis

The relaxation of macroscopic disturbances is governed by the same laws as the regression of spontaneous microscopic fluctuations in an

equilibrium system

)())(()( 0000 ttBttBtB

IIkIVIIIk ttftfkT

Bftf )()()( 0 FDT:

Page 8: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Fluctuation-Dissipation Theorem (FDT)

IIkIVIIIk ttftfkT

Bftf )()()( 0

22~ fkT f

kTf ~

IVIIfffB 0

IIkk ttftftC )()()(

220 )( fftC

constf IV

00 )( ftffIIII

- Stress Intensity

- “Thermal Energy”

(width of the distribution)

200 fIV kT

Bff

Page 9: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Fluctuation-Dissipation Theorem (FDT)

kfIIrknfnfkC 2)()()( 2

( ) ( )( )ff

f t t f tr t

f

t

tt

ffIVIVIIIk

k

trffftf

0

)()()( 0

]/)(exp[)()( 00 offkIVIVIIIk Tttffftf

)](ln[ tr

tT

ff

off

Page 10: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Patient “Relaxation Time”

II

IIII IV

F, Hz

)(tf)( ttf f

Connection between HRV <f(t)> & HRR

0 2000 4000 6000 80000.0

0.5

1.0

1.5

2.0

2.5

3.0

)(tf

)( ttf

Recovery time after stress-test is related to the correlation coefficient of hart rate fluctuation during

the stress-test

)](ln[ tr

tT

ff

off

2

( ) ( )( )ff

f t t f tr t

f

Poincare Plot (return map)

Page 11: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

ventilator

sedativesedative antibiotic

BP medmonitor

Pain med

Tube in stomach

Tube in airway

Infusion pumps

Page 12: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

Mechanical Ventilation

P(t)

PositivePressure

Assist/Control (A/C):Periodic Pressure Waves

P(t)

time

5 s 2 s5 s 5 s

0.2 f, Hz

N(f)

function

Ventilator supplies a givenminimum frequency (e.g. 0.2 Hz)

spontaneousrespiration

Page 13: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

P=const

OFFP(t)

time

ONSBTBEFORE AFTER

30 min30 min30 min

Periodically Driven System

Periodically Driven System

Free Running System

Spontaneous Breathing Trial (SBT)

Controlled Ventilation Spontaneous Breathing

Controlled Ventilation

16 patients

Page 14: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

SBTBEFORE AFTER

Page 15: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability
Page 16: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

SBTBEFORE AFTER

When Theory Fails: Non-Exponential Relaxation

Page 17: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability
Page 18: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability
Page 19: Fluctuation-Dissipation Theorem (FDT) Provides a Simple Analytical Relationship between Post-Stress Heart Rate Recovery (HRR) and Heart Rate Variability

This work was supported by grants from the James S. McDonnell Foundation,

DARPA, and the Barnes-Jewish Hospital Foundation.