experience music
DESCRIPTION
A thesis about the perception of music as a social phenomenon.TRANSCRIPT
TABLE OF CONTENTS
ABSTRACT 3
RESUMÉ (DANISH ABSTRACT) 4
INTRODUCTION 5
WHY MUSIC? 9
REFLECTIONS ON METHOD 14
ENACTMENT AND MUSICAL EXPERIENCE 16
The phenomenological listening experience 16
Active perception 22
Aesthetic perception 23
Enaction & Mindfulness 26
Embodiment 32
ON THE SCENT OF MUSIC 39
Music and emotions 40
Moodagent - A study case 45
MUSIC AS AN ACTIVE DOING 47
Musical Affordances 51
A Sonic World 54
INTERLUDE; DANCING –ILLUSTRATING THE FORCE OF EMBODIMENT 56
MUSIC AS A SOCIAL PHENOMENON 63
MUSIC AND TIME 66
2
SITUATEDNESS OF MUSICAL EXPERIENCE 73
Intentional Arc 74
Scheme of Reference 75
Habitus of Listening 77
Situated Musical Actions 79
SOCIAL AFFORDANCES 81
Mutual tuning-in Relationship 83
Joint Attention 85
SETTING THE SCENE 88
MUSICAL IDENTITIES 92
LISTENING TO MUSIC – A PARTAKING OF THE MUSICAL WORLD. 96
CONCLUSION 100
REFERENCES 103
3
Abstract
How do we experience music? I argue that music is an active doing, essentially situated
within the current of our everyday lives. Through a phenomenological approach, I
investigate the character of our musical experience, in particular the experience of listening
to music. The specific mode of listening of interest here is framed by the notion of deep
listening, which is combined with the character of aesthetic perception and in addition the
state of attention achieved by mindfulness. An expansion of the active component of
perception is called for, in order to justify my claim of music as an active doing. The
enactive approach to perception, combined with the crucial aspects of embodiment, in
particular those demonstrated by Merleau-Ponty, will establish a theoretical frame in
which the experience of music is illuminated as an active doing. But music is a multi
facetted entity, facilitating a whole range of potential usage – we do things to and with
music. An illustration of the multi facetted nature of our musical experience is initiated by
examining the emotive aspects – a complex field, suggesting music as ranging beyond the
subject. Investigating this mutual availability, I draw on Gibson’s theory of affordances,
applying this specifically to the musical domain by conceptualizing musical affordances.
Music offers different affordances dependent on the perceiver, the use and the context.
Applying the theoretical elucidations of enactment, embodiment and musical affordances
to the area of dance, is not merely an exemplification of the theoretical foundation, but
equally a reminder of the missing inquiry into the social aspects of our musical experience.
The investigation of the social dimension is initiated by the temporal facets of music,
assisting along with the theory of social affordances, the claim of music as a shareable
entity. The mutual sharable character of the musical experience is examined through
mutual-tuning-in relationships and joint attention, demonstrating how the musical
experience is dramatically altered, when shared with others. The social investigation will
find its closure in an illustration of the physical surrounding’s impact on the musical
experience and an examination of the identity material within music. Finally, I will discuss
my conception of the experience of listening to music as a partaking in the musical world,
theoretically speaking.
4
Resumé (Danish Abstract)
Hvordan oplever vi music? Jeg vil positionere musikoplevelsen som en aktiv handling
funderet i vores sociale omverden. Gennem en fænomenologisk tilgang ønsker jeg at
afdække i særdelelshed, hvorledes vi lytter til musik. Den særlige oplevelse, jeg sigter imod,
er karakteriseret ved, at det lyttende subjekt er dybt involveret i den respektive musik. En
analyse af æsthetisk perception og det buddistiske begreb om mindfulness understøtter
det dybe engagement. For at illustrere det aktive perspektiv af musikoplevelsen giver jeg
en teoretisk udredning af den aktive tilgang til perception generelt betragtet, der sammen
med Merleau-Ponty’s begreb om kropslighed, supplerer det teoretiske fundament for min
argumentation. Jeg vender mig efterfølgenede til at applicerere disse teoretiske
betragtninger på en analyse af musikoplevelsen, hvor musikkens følelsesmæssige aspekter
åbner mod en forståelse af oplevelsen af musik som en intersubjektiv entitet. Dette
forfølges nærmere ved at specificere de strukturer, musikken tilbyder forskellige
perceptioner, en strategi der bygger videre på Gibson’s teori om affordances. Musik er en
mangfoldig entitet, der tilbyder sig og udnyttes i mangfoldige scenarier i vores sociale liv.
De teoretiske pointer vedrørende aktiv perception, kropslighed og de intersubjektive
potentialer eksemplificeres ved at se nærmere på dansen. Dans er desuden en uundgåelig
påmindelse om den sociale dimension af vores musikoplevelse. De sociale konnotationer
danner grundlag for den anden del af undersøgelsen, effektueret af en analyse af de
temporale aspekter ved oplevelsen af musik. Musik er en stor del af vores hverdag og dybt
integreret i vores omverden. Den intersubjektive tilgængelighed af musikoplevelsen
undersøges gennem deres kontekstualisering, og hvorledes musik tilbyder sig socialt.
Karakteren af musikoplevelsens sociale tilgængelighed illustres via mutual-tuning-in
relationship og joint attention. Endelig påvises de fysiske opgivelsers indflydelse og
musikkens sociale identitetspotentiale. Jeg konkluderer med teoretisk at konceptualisere
musikoplevelsen som deltagelse i den musiske verden – en verden der er uadskillelig fra
vores hverdagsverden. At opleve musik er en aktiv handling, dybt forankret i vores sociale
omverden.
5
Introduction
Music is a ubiquitous form of art – we are surrounded by music in our everyday lives. Music
is of great importance to people across the world and it is used in a variety of different
scenarios. Music is not just something that happens to us, something that we are exposed
to. On the contrary, music is something we do, or rather; we do things to and with music.
Music is an active doing essentially embedded within our social lives. I wish to examine the
character of our musical experience – I wish to gain an understanding of how we
experience music in our everyday lives.
Choosing music as the object of my investigation is an obvious choice, considering my
personal appreciation of music in general. Music is a significant part of my life. I myself use
music in various ways – i.e. relaxation, mood regulation, concentration, as a social
gathering point –just to mention a few. But I feel committed to expose that I am not a
practicing musician. I am simply an enthusiastic listener. In other words, I have no
technical background knowledge of the phenomenon music, besides my own
autobiographical history of innumerous listening episodes. But as we will later determine,
such technical knowledge of music is by no means a necessary ingredient in my approach
to the musical phenomenon1. On the contrary, I will argue that music is a multi-available
entity, one that is accessible to anyone who is willing to openly engage with the
phenomenon. This calls for an extensive examination of the particular mode of listening to
music, I embrace. The particular mode of listening will be illuminated by investigating the
nature of aesthetic perception, combined with notions such as deep listening and
mindfulness.
My focus on music must be conceived in general concerns. Put differently, I do not intend to
describe specific technical aspects of music; neither will I engage in a definition of the kind
of music at stake. I will simply focus on music in general and in particular our experience of
it. But I must refer to a wide-ranging consensus within recent philosophical treatment of
1 Though it certainly might be in other kinds of approaches, especially within musical science.
6
music, which is the tendency to focus on instrumental music, also called pure or absolute
music2. Focus on instrumental music leaves out the complicating representational aspects
of lyrics and vocals potentially conveying their own philosophical problems. For the sake of
simplicity, I therefore embrace this strategy.
Historically conceived, music has indulged in a varied acceptance, scattered amongst the
recognition of the highest member of the fine art to the degradation, and nearly exclusion,
from the artistic forum3. Regardless of the status however, music has always played an
important role in different societies and to different people. Music is a philosophically
difficult form of art, which is why the focus tends to be that of the visual arts. Recently
music has received renewed interest, and within the area of philosophy (among others)
this interest has resulted in various examinations of music .Traditionally, the area of
musical experience has been approached within an examination of the solitary experience.
The focus has been on the individual experience of music4. My approach to the
phenomenon is of a different character, as I wish to emphasize the social dimension of our
musical experience. I do not intend to neglect the gains of the solitary experience-devotee,
but I do believe that focusing on the social dimension of the experience of music will serve
as illumination of important aspects, aspects that the common conception of the musical
experience hopefully can profit from. Music is essentially founded within the current of our
everyday lives, and I find it impossible to disregard the social aspects of music in general.
This places me in a difficult situation. I simultaneously seek a clarification of the active
component of our musical experience and equally of the social foundation. In overcoming
the obstacles of such a twofold strategy, I have chosen to separate the treatment of the two
statements. This means that my investigation of the nature of the musical experience falls
in two parts; the first part will be focusing on illustrating the active character of the musical
experience. This will form the theoretical fundament of my thesis and in order to establish
this, I have postponed the analysis of music to the second half of the first part. I will in other
2 Kivy (2002), pp. 24ff and Krueger (2009), p. 99
3 Kivy (2002), p. 9 4 Ex. Kivy (2002), Fiske (1990, 1993, 2008)
7
words seek a theoretical frame, in which I can develop my view on the musical experience. I
will in particular be focusing on the experience of listening to music. I will claim that
listening to music is an active doing essentially embodied and embedded within our world.
But listening to music is not a solitary affair – a pure subjective experience restricted
within the limits of the perceiving individual. Music inescapably is a part of our social
worlds – music inevitably summons the presence of the other5. Not merely is music
produced within this social world, it is equally maintained and to some extend created
within social contexts as well. Listening to music with others dramatically alters the
listening experience, as well as the social surroundings will have an impact on the
character of the musical experience. The social foundation of our musical experience will
form the second part of my investigation. In the social dimension of the musical experience
I will focus more broadly on the experience of music in general, in order to illustrate the
multifaceted character of music. This will be initiated by the intermediary section of the
two parts, which will be focusing on dancing. I will nevertheless continuously throughout
the second part be exemplifying the listening experience in relation to my theoretical
elucidations and I thereby hope to preserve a permanence in my findings.
But I must emphasize that the separation of music as an active doing and the social
dimension of the musical experience is an artificial, conceptual distinction. In real life they
are inseparably linked. The challenge has been to develop a frame in which each of the
claims could be described, and it is in this respect that I have sought a separate treatment
of the two. However, these difficulties have haunted me throughout my investigation. It has
been extremely difficult to isolate theoretical concepts in order to examine them
separately. I have nevertheless maintained this strategy as I believe that a separate
treatment of each of the notions at stake is necessary, not merely for the understanding of
the particular notions, but equally to grasp the unity of the notions. Besides, such a strategy
enables me to thoroughly describe my conception of a specific notion.
5 Cumming (2000), p. 71. This claim will be thoroughly elaborated in the section “Social Affordances”.
8
The difficulties regarding the separation of particular notions are partly due to the nature
of the musical experience. Musical experience is an elusive phenomenon in many ways, and
music is a complex entity, communicating a whole range of relationships6. But in order to
grasp these, I will be confined in a different mode of articulation than the experience itself.
The experience of music is the only way to understand the phenomenon, whereas my
description of the musical experience merely will be an attempt to articulate ways in which
we can begin to understand elements of this elusive phenomenon. I have sought to
illustrate some of the aspects of our musical experience, both through my theoretical
groundwork, the analysis of music, and in particular by exemplifying my claims. But I am
aware that I raise far more questions, than I answer. In delimiting my field of research, I
have intentionally excluded certain areas. This exclusion has solely been executed on behalf
of philosophical economy. I simply have not found the necessary space for developing these
thoughts further7, but have occasionally drawn attention to the eliminated areas.
Thus, summarizing my intentions in the present work; I wish to explore the character of
our musical experience. I will do this by first of all investigating the active aspects of our
perception in general and our essential embodiment. This will supply the theoretical
groundwork for establishing the analysis of our musical experience, which will be
characterized by a specific mode of listening to music, namely deep listening. The second
part will focus on the essential social foundation of music in general by investigating the
shareable potential within the musical domain. The second part will be concluding music as
offering a shareable sonic world – a world of music, so to speak – a world in which we
actively engage and participate when experiencing music. The two parts will be connected
by an intermediary exploration of dancing. But initially, I will now move towards a
clarification of my motivation for choosing music as the object of my investigation and
illustrate why an elaboration of the nature of our musical experience is philosophically
interesting.
6 Small (1998), p. 137
7 I specifically have the field of communicative musicality in mind here. This field concentrates, among other things, on our innate musical abilities and such research is of great importance to my claims.
9
Why music?
It seems highly relevant to give an account of my reasons for choosing music as an object
for my investigation. Music does not possess any self evident character, which would
explain its relevancy in the respective context. Rather, it seems plausible that any given
form of art would perfectly well do the job. I must admit, though, that music has a special
interest to me, an interest I not only share with lots of people around the world, but also
one that forms the very basic circumstances for my choice. But there seems to be more to it.
Music is not just some enjoyable hobby I share with a large number of other people. If that
was the case, music would thereby be justified as the investigation object because of its self
sufficiency. I will in the following work to show my reasons for choosing music as the
object of my investigation by differentiating music from the visual arts. This maneuver will
equally result in an illustration of a number of the problematic issues attached to any
approach to the philosophical puzzling phenomenon of music. Some of these problematic
issues will be the center of focus of my investigation of the phenomenon, but again, I raise
more questions than I can possibly answer.
Music appears to me to be a very complex entity, one that besides my private appreciation
consists in difficulties regarding the very definition of its being. Language itself seems
insufficient to describe the essence of music. It may prove very useful in respect of notation
of a given musical work, which can ensure the accessibility for the posterity8. But even
concerning the musical score, we find a tension within language. Not only is the musical
work, through the notation, given an autonomous existence, but at the same time, the use of
language opens up for interpretation9. Nevertheless, music in general will be my main focus
and I will therefore not engage in a discussion of the constituting elements of a given
musical piece. Neither am I interested in clarifying the ontological foundation of music in
general. I wish to characterize and explore our musical experience. But even in this overall
8 Some philosophers, ex. Nelson Goodman, argue that the musical score is identical with the score and thus any deviation of the former from the latter compromises the “essence” of the work, Kivy (2000), pp. 206ff. I find this view pretty implausible and I will therefore not engage in a further discussion of this position. 9 Benson (2003), pp. 77-79
10
approach to the phenomenon music, we discover the very same tension within language.
Music is somehow both an autonomous entity and at the same time it opens to
interpretation. Music is a part of our everyday life, an object we can approach, speak of and
share. But simultaneously, music creates a world of its own, a world we can explore, engage
with and manipulate. The following will be an attempt to encapsulate this musical world, or
perhaps more accurately; my understanding of the musical world.
It is as if we just do not have the adequate vocabulary suitable for our experience of music.
But that is exactly what music is –An experience. A common visual sense-perception such
as perceiving the redness of an apple might be illustrative of the issues at stake here. The
redness of the apple is a part of the visual content, but in everyday perceiving we merely
conceive the redness as a property of the given experience. We presume that we have a
mutual understanding of what the redness refers to, namely the color of the apple in front
of us, but faced with the challenge of explaining this experience, for example to a color-
blind person, we run into trouble. In other words, the irreducibility of the concept red
makes it impossible to reduce it to something simpler10. I believe that the same difficulties
apply to the area of music. We have a common understanding or agreement of what music
is – a sort of a mutual frame of reference, which allows us to speak of music. But essentially,
music is an experience, an active doing that reveals itself to the subject perceiving it. And
faced with the challenge of explaining this musical experience to a deaf person for example,
we stand before the very same difficulties, as in regard to the example with the color-blind
person. I must emphasize though that my aim is to expose the general “structures” of music
perception, which is common to all instances of musical experience. I will by no means
claim that music is a private, subjective experience precluded from everything else than the
subject. On the contrary, I wish to position the experience of music as a multi-available
entity by exposing the common structures of our musical experience. I am, in other words,
10 Bastian (1987/1995), p. 19
11
interested in engaging in a phenomenological analysis of the musical experience in
general11.
Music can in this respect be conceived as an analogue to the problems concerning the
senses. We seem to be dealing with the same obstacles in explaining colors to a color-blind
versus music to a deaf (many other examples can substantiate the two given). This
analogue can in fact be dispersed to entail the variety of different forms of art in general.
But music differs from the visual arts, not merely because of the medium by which it is
perceived, but seemingly also because of the above mentioned difficulties regarding the
very fundamental aspects of the being of music12. It is apparently exceedingly difficult to
approach the phenomenon music, without appealing to some degree of mysticism. ”We fall
out of the realm of real life”13 is not an uncommon conception of the experience of music
and presumably one that all of us to some degree embraces. Peter Kivy gives a more
profound description of the musical experience;
[…] listening to absolute music is, among other things, the experience of going from our world, with all of
its trials, tribulations, and ambiguities, to another world, a world of pure sonic structure, that, because it
need not be interpreted as a representation or description of our world, but can be appreciated on its
own terms alone, gives us the sense of liberation that I have found appropriate to analogize with the
pleasurable experience we get in the process of going from a state of intense pain to its cessation.14
Music is valuable in its own right; it has its own legitimization. Music seems to be
intrinsically valuable because the pleasures it offers are unique to the medium of music, e.g.
we cannot get them anywhere else. Besides, these pleasures are essential to an
aesthetically sophisticated flourishing human life. Concerning the liberating effect, it is a
matter of great importance to clarify the implications of such an effect. The emotional and
11 Another plausible interpretation of the analogy between music and redness of the apple is to argue that music essentially is a collection of sounds, which is ontologically distinct from the experience of this collection of sounds as music by a particular hearer. But this will, as mentioned, not be my approach to the field of investigation. 12 I certainly do not aim at a patronizing of the visual arts, rather, my goal is to emphasize that music appears to be of a different character and therefore deserves separate attention. 13 Bastian (1987/1995), p. 15, my translation. 14 Kivy (2002), p. 260
12
liberating aspects of music will be thoroughly examined later15. First of all it is important to
establish an understanding of the scope of the musical world. Kivy seems to approach the
phenomenon from a platonic perspective, claiming that the musical experience belongs to
another world. I find it quite illustrative to use the metaphor “another world” in trying to
make the musical experience comprehensible. Literally speaking though, it appears to be a
misleading conception. I find music deeply rooted in our everyday life. Basically, music is,
like any other kind of art, the results of man’s efforts on earth and in this sense; art in
general is prefigured in the very process of living16. Instead of approaching music from an
object-based description17, I suggest approaching music from a merely phenomenological
perspective18. I find it insufficient merely to describe the structural elements of music.
Music differs from the visual art in respect of its tangibility. Both music and the visual arts
seem to exist by virtue of a perceiving subject. To determine whether or not this existence
is verified independent of the perceiving subject, is a complex matter beyond the scope of
this examination. It is relevant though, to consider the fact that any given form of art seems
to demand an active engagement from the perceiving subject. Merely recognizing the
existence of the artworks is insufficient in order to appreciate its artistic qualities. Thus,
appreciating art apparently require an active involvement in the perception of the given
piece of art on behold of the perceiver. Experiencing art will always involve some sort of
temporal frame, in which the perception of the art is unfolded. The temporal frame in
which the visual art involves the perceiver seems to be an inferior aspect of the perception
of the given piece of art. On the contrary, music appears to be of a different nature. The
temporal dimension is crucial for the existence of music – it is the very medium through
which it reveals itself. In this sense, a musical piece is unfolded through time. We
experience a piece of music as it reveals itself and only through an act of reflection will we
be able to bring the musical flux to a standstill. Music is a temporal form of art – it
manifests itself in the topicality.
15 This will be done in the section “Music and Emotions”. 16
Dewy (1934/2005), pp. 22-25 17 We will examine Kivy’s formalism later in the section “Music and Emotions”.40 18 Fiske (2008), p. 28
13
Perhaps this topicality is the key to an understanding of the difference between the visual
art and music. They each seem to have their own time span. Visual art is perceivable in
outer time. It is an object that reveals itself in the time we all share, the time we all
participate in. Once accomplished, any work of art exists autonomously19. In the case of the
visual art this autonomous existence opens for the possibility of returning to the
perception of the given visual work of art. It is possible to recreate the given perception.
Music, on the contrary, is beyond the control of the perceiver20. Whereas a perception of
the visual art object entails the perceiver’s ability to captivate the given object, music
reveals itself through time. Perceiving music is thereby a matter of participation in the time
given, the time that the respective musical piece unfolds21. Many seem to endorse a
conception of the musical time span as a kind of inner time (durée), which is independent
of outer clock-time;
There is no doubt that the dimension of time in which the work of music exists in the inner time of our
stream of consciousness – in Bergson’s terminology, the durée.22
In fact, this inner time forms the very conditions of existence of music23. The time span
dominated by music is a matter of complexity and it will be given separate attention later24.
For the time being it will do to recognize the fact that there seems to be a difference in the
time spans involved in perceiving respectively visual art and music. Engaging in the
musical inner time seemingly involves an active doing from the perceiving subject25, a
participation in the unfolding of the musical elements, a part-taking in the musical world.
19
Schutz (1964), p. 169 20
Except of course the perceiver’s possibility to ignore the music, to turn it off, go somewhere else, etc. 21
Nevertheless, we can control how we perceive the music, e.g. selectively attending to and focusing on certain aspects of a piece while ignoring others, pausing, rewinding and re-listening to certain parts of a piece, etc. When examining the musical time, we will also have a closer look at how we anticipate future events within the music. Cf. “Music and Time”. 22 Schutz (1996), p. 249 23 Schutz (1964) p. 170 24
Cf. “Music and Time”. 25 The active role that the listener plays in constructing her musical experience will be examined thoroughly in “Music as an Active Doing”.
14
Reflections on Method
Before turning towards the investigation of the nature of our musical experience, I find it
appropriate to mention my methodological approach to the phenomenon. As indicated, I
wish to advance the musical experience from a phenomenological perspective. This gives
me the advantage of investigating the musical experience from a first person-perspective. I
will, in other words, be able to thematize my musical experience, instead of being obliged
to give an ontological account of the musical experience. Obviously, I do not intend to
establish a solitary conceptual frame of exclusively my own experience of music. Rather, I
wish to investigate the common “structures” of our musical experience. Though, I must
emphasize that my intention is not to digress into the history of phenomenology but to do
phenomenology. I will not commit myself to a thorough elaboration of the
phenomenological method but rather turn my focus towards the object of my investigation,
namely music.
Obviously such a strategy calls for a profound theoretical groundwork. This will primarily
be developed in the first part of the thesis, where the elaboration of my claim of perception
as an active, embodied doing is to be found. But I do not confine my theoretical premises
strictly within the area of phenomenology. On the contrary, I believe that the object of
investigation – music – motivates a larger frame of survey, mainly due to its complexity.
Music is not just one thing, but can be many different things in different scenarios
(sometimes it can even within the same scenario be a multifaceted entity). I have therefore
chosen to approach the phenomenon music from an interdisciplinary point of view in order
to illustrate this complexity. In doing so, I hope to achieve a broader picture of the
phenomenon and hopefully a more nuanced one as well. This brings me far around the
scientific landscape stretching from psychology, neuroscience, sociology, anthropology,
Buddhism and, obviously, philosophy. Whenever I have encountered a workable theory, I
have implemented it in my overall elaboration. The profitable perspective of such an
interdisciplinary approach is its potential of illustrating different aspects of the
phenomenon music. By moving transversely between different fields of research it
15
becomes possible not merely to illuminate the phenomenon from different points of views
(on different levels of abstraction) but equally to shift between diverse analyzing-tools.
The disadvantage of choosing an interdisciplinary approach is first of all due to the scope of
the present work. Restrictions concerning the length of the work naturally set a limit with
regard to the space available for elaborating the different views, which is why I sometimes
find it necessary to abolish introductory comments on the respective fields of research.
This obviously will infect the reading process, but I have tried to develop an
understandable portrait of each theory/notion at stake with respect to the overall scope of
the work. This is one of the reasons why I occasionally have a considerable amount of
footnotes. Another disadvantage worth calling attention to is the difficulties regarding the
different areas conceptual frameworks. Each tradition maneuvers within its own agenda
and when isolating a part of a theory or a notion from its context, this inevitably causes
disturbance regarding the clarity of the specific part of theory or notion at stake. The
different traditions often operate with different conceptual clarifications and I have
therefore carefully sought to thoroughly describe every applied notion - yet another reason
for my extensive use of footnotes.
One last reservation must be made concerning my methodological approach. By choosing a
phenomenological perspective I hope to gain insight into a widespread phenomenon that is
so commonly manifested that we seldom call it into question. We often do music without
giving it any thoughts. Music is a deeply integrated part of our lives – it is something we
often take for granted. When illuminating music as an object of my investigation I
thematize mundaneity - I wish to challenge commonsense by calling it into question.
Obviously I aim at an extensive illustration of the musical experience, but I must emphasize
that my investigation inevitably is influenced by my own experience of music. I have, both
in my method and choice of theory, been guided by my own conception of the
phenomenon, and though I have sought to illustrate the general structures of our musical
experience and include conflicting views, I must nevertheless admit that my elaboration of
the thesis is the result of a normative account of the phenomenon.
16
Enactment and musical experience
My intention in the following sections is to develop a conceptual frame in which I can
position my claim of the musical experience as an active doing. I therefore feel obliged to
turn away from the musical domain for a while and focus on some general perspectives on
perception and embodiment. This strategy will supply me with the necessary theoretical
foundation for developing my views on the musical experience, and will equally serve as a
justification of these views. Initially, my center of attention will be on the
phenomenological listening experience, clarifying my view on a phenomenological
approach to the experience of listening to music and some of the philosophical issues in
this context. Afterwards I will move on to illuminate some aspects of the active component
of perception, in particular the aspects of aesthetic perception. Focusing on aesthetic
perception enables me to validate my conception of the specific mode of deep listening,
characterizing the kind of listening experience that I am interested in pursuing. Finally, I
will examine the character of enaction and embodiment, which will complete the
theoretical groundwork. I will thereby be theoretical prepared to congregate the analysis of
the musical experience and this will form the basis of the second half of the first part.
The phenomenological listening experience
In examining our musical experience I have chosen to emphasize the experience of
listening to music. I therefore feel obliged to initially clarify why it is philosophical
interesting to focus on the listening experience and to elucidate what sort of listening
experience I have in mind. I will in this section elaborate my conception of the term
“listening experience” by first of all approaching the phenomenon from a very large scale
perspective, illustrating the problematic issues regarding the aural dimension and the
listening experience. I will be sketching out some of the traditional philosophical
assumptions about music, in order to position my own advance to the phenomenon.
Finally, I will mention some problems related to a phenomenological approach to the
17
experience of listening to music and narrow down to my conceptual understanding of the
listening experience.
During my motivational account for choosing music as an object for my thesis, I described
the difficulties concerning the differentiation between visual art and music. We perceive
respectively visual art and music through different mediums; they reveal themselves
through different senses. Traditionally there has been a presupposed and dominant
visualism to our understanding of experience26. A visualistic position regards vision as the
superior sense, in other words, vision is considered as the most reliable source of collecting
sense data. Due to this visualism, we may expound the reasons for the lack of philosophical
interest within the field of music as caused by the assumed superiority of vision, or at least
an inclination to focus on vision. But why should we ascribe more value to a tangible visual
object? The question is if not the dominance of visualism is on retreat, especially in view of
the increasingly importance of music in our society. Perhaps the coast is now clear for a
more equal distribution of the senses… Nevertheless, I find it important not to neglect the
gains of the visualism, and to recognize the fact that we presumably still, on a more or less
unconscious level, carry a great part of the legacy from visualism with us27. The task is
therefore to acknowledge some sort of sense-equality and at the same time recognize the
unity of the senses. My focus is on the musical experience as such, the experience of
listening to music and though the auditory dimension is an apparent concern in this
context, I nevertheless do not aim to highlight this dimension solitarily. Such a strategy
would fail to acknowledge the unity of the senses.28
Apparently we face great difficulties when focusing on the listening experience. Listening to
a piece of music, for example, involves an invisible process, which easily can degrade the
26
Ihde (2007), pp. 6-7 27 I especially have the verbal legacy in mind here. Think of the connotations of vision entailed in words like “enlightenment”, “insight”, even “perception” is implicitly combined with the visual area, but more of this later. See besides Ihde (2007), p. 8 for more examples. I have on several occasions encountered a propensity to focus on visual perception, despite a declared focus on musical perception, see ex. Cochrane (2009), p. 64, where he speaks of the task of seeing, but summarizes that it is perception in general, without justifying this shift of focus. 28 This unity will be crucial in developing my position. In particular Gibson has advocated the unity of the senses. Gibson (1979/1986), p. 205
18
listening experience compared to a visual experience. But again, why should a visual object
be more tangible than an auditory? I think one of the difficulties consists in the fact, that
music (or some other complicated sound structure for that matter) presents itself over
time. It is as if we can only establish an understanding29 of a given musical piece after it
presented its entirety30. Music appears to consist within its own time span, but much more
about this later31. Another complicating matter is due to the ubiquitous character of music.
Music is so easily taken for granted that we often “do music” without giving it any thoughts
whatsoever. In fact, many consumers use music as a distraction from thinking32, as a kind
of refuge.
Listening to music from a phenomenological perspective demands more than an intense
and concentrated attention to the sound structure and the listening experience in itself. It
also involves a careful awareness in the process of pervading beliefs that might intrude the
attempt to listen to the things themselves33. Elizabeth A. Behnke gives an interesting
perspective on the matter, when describing her own experiences of supplying a
phenomenological angle on her violin playing;
A phenomenological approach to playing the violin might begin sketching out the network of inherited
assumptions that we usually bring to our studies. What is “taking for granted” before I even start to
play?34
I find this approach applicable to the listening experience as well. We need to uncover the
hidden assumptions that accompany us, when we listen to music. I will return to a
thorough elaboration of these assumptions, conceptually enveloping them under the notion
of situated musical actions35. Revisiting the visualistic tendency to divide the senses
29
”Understanding” is in these settings meant to disclose the recovering of an organization of certain sound patterns as music. 30 Fiske (2008), p. 24 31 Cf. “Music and Time”. 32 Fiske (2008), pp. 1-2 33
Ihde (2007), p. 49 34 Behnke (1989/1990), p. 23 35 Cf. “Situated Musical Actions”.
19
hierarchic, in favor of sight, I find within this general approach challenging obstacles in my
attempt to describe the phenomenology of the listening experience. How is it even possible
to speak of perception of the invisible? Vision has its sense object represented in the world
(unless of course we speak of illusions or imagination, but for the sake of simplicity let us
disregard the complicating matters). But as Don Ihde determines, “Material objects is the
realm of mute objects”36. The muteness of the material objects can work as a splendid
analogue of the solidarity of the senses (in this context it is in particular sight and hearing
that obtains our attention). Silence –the muteness- is at the horizon of sound, as is the
invisible at the horizon of sight, and despite the mute objects presence in the visual world,
this perspective supply us with the possibility to gain an understanding of the interwoven
structures of the senses37;
Listening makes the invisible present in a way similar to the presence of the mute in vision.38
The invisible is made present through music. However, this presence of the invisible is not
to be defined in terms of palpable elements, but perhaps another fertile analogue can
clarify the issues at stake here. We construct a thought experiment, in where we place
ourselves walking in a dark forest at nightfall. The howling sounds from an owl might give
us the shivers, but nonetheless we are confident in our beliefs about hearing an owl. In
other words, the presence of the owl is justified from a conclusion due to its sounds. The
very same conclusion can apply to the experience of music. We listen to music in respect of
the effects that it leaves behind. But at the same time we anticipate actively within the
given piece of music39. We not only perceive the parts of the melody that are immediately
present in a given moment of perception, but we also in some sense perceive, or at least
predict, future parts of the melody40. The different sound elements form a unity, which
presents itself to us. If we try to divide the parts into single elements, the time span is
36 Ihde (2007), p. 50 37 Gibson argues throughout his work for this unity of the senses, see ex. Gibson (1979/1986), p. 205 38 Ihde (2007), pp. 50-51 39 Only through motion is the sounding accomplished, see Friedson (1996), p. 165 40
This anticipation is by Husserl called protention (ex. Husserl (1964), p. 76) and will later be examined in the section “Music and Time”. This point is contrasted by Fiske, who describes musical perception as limited to the information available to us in the “now”, Fiske (2008), p. 59
20
broken and the musical experience is lost. The musical experience is more than just the
sum of the elements. In various scenarios, though, the dissection may be the means. Musical
theory for example is occupied with the different elements in music;
Indeed, the way in which the relationship between music perception and music theory has generally been
conceived is that whereas music perception and cognition studies what listeners hear, music theory
persuades the listener of what they might or could hear.41
But acoustic descriptors as well as notational elements are insufficient to describe our
listening experience42;
It is erroneous to think that a symphony exists only in the score or in its performance by an orchestra.
Both the score and the performance have the same relation to the work of music as the printed book or
lecture has to the existence of a philosophical thought or a mathematical theory.43
They fail to capture, for example, the listener’s profound emotional response to a particular
piece of music. They might be useful tools in regard of establishing an understanding of the
musical elements in order to grasp the artistic effects. But we need to acknowledge that the
understanding of musical structure not is a matter of simply receiving it. The perceiver
plays an active and crucial role in establishing the listening experience. I will work to show
that music invites to a dynamic engagement, one that encourages perceptual composing.
Traditionally many have framed music as a non-representational art form44. Unlike
literature, sculpture, painting, etc., music cannot represent moods, states of affairs or
events the way other art forms can. And yet music nevertheless elicits profound emotional
41 Dibben (2003), p. 194 42 Fiske (2008), p. 26. Fiske determines the acoustic descriptors as necessary but insufficient to explain musical understanding. 43 Schutz (1996), p. 247 44 See ex. Schutz (1996), p. 244
21
responses within listeners. Somehow something appears to be going on in music, even if
it’s not formally represented. This has caused great puzzles about the nature of music45.
Over and all music is something that happens in the world. And so does music perception.
And even though music perception to some degree involves hidden processes, e.g. things
happening in our brain and auditory system, it does not follow that all parts of the process
of music perception are equally as “invisible”. Music perception is more than sub personal
physiological processes. It also involves using music, doing things with it in the world;
organizing our environments, establishing social relationships, constructing our emotional
response to music by listening in different contexts, etc. I will return to the elaboration of
these claims later.
I will first of all sum up the phenomenological listening experience. I have worked to show
some (but certainly not all) of the difficulties related to focusing on the listening
experience. Listening to music within the frames of phenomenology ascribes the listener
the task of sensitively engagement in a given piece of music. Music can be perceived in
various instances, and it is likewise used in various settings. We are in many ways
surrounded by music; we hear music when we buy groceries, when we watch a movie, at
social gatherings, etc. We often move in and out of our everyday listening experiences,
giving music more or less attention. But the listening experience that is in focus here is the
kind of deeply engagement with the music. I will here on use the term “deep listening”46 to
frame this concentrated engagement in a given piece of music. We will shortly investigate
the character of such deep listening episodes by scrutinizing aesthetic perception. I must
first of all emphasize that the mode of deep listening not is to be confused with the
traditional conception of music as belonging to a privileged crowd, an elite activity
reserved for the few. On the contrary, deep listening is a sort of listening mode attainable to
people cross culturally and independent of status. It will now be necessary to verify the
45
In the section “Music and Emotions”, I will elaborate the complexity of emotional responding to music by outlining two different positions within the field, besides my own. 46 Becker (2004), p. 2
22
claim of engagement in the musical experience. This will be done by taking a closer look at
the concept of perception that I embrace.
Active perception
Listening to music is a dynamic process involving the active subject. This claim appears to
be trivial, but a closer look reveals a different perspective. Many authorities within the area
of philosophy of music represent another view on the listening experience, namely that of
conceiving the listener as a passive recipient of the musical elements. Besides, there seems
to be tendencies towards placing this passive listening experience in the frames of a
privileged situation, for example a concert hall or a solitary musical reception in the
armchair at home47. Music, in this view, is a matter of careful intake of the musical
structures, reserved for the privileged. I find this view on the listening experience
phenomenological inaccurate and suggest a diverging point of view that both disclaims the
passivity and the privileged status as characteristics of the listening experience. The first
step in such a renouncement is the acceptance of the fact that music is everywhere. Music is
not reserved to a certain group of people but surrounds us in our everyday life. In fact,
music’s ubiquity demands great efforts to establish a space out of reach of musical
intrusion. Thus, a thorough examination of the social structures of music will be vital. The
social dimension will be put aside, though, and instead I will concentrate on the next step,
which is a closer look at the notion of perception. Please note that the term “perception”
often implicitly is restricted to reveal visual meaning48. It is important to be aware of the
concepts connotations regarding the primacy of vision, and to emphasize that my use of
“perception” is founded on the broad sense of the term, meaning “perception” as becoming
aware of something via the senses49. Perception embraces our openness to the world and
in this sense perception is a capacity to be aware of and track things happening in the
world. My goal is illuminate the active aspect of perception and thereby implement this on
47 Christopher Small disagree with this passive listening-position, but nevertheless gives a good description of the issues at stake in his discussion of concert hall culture, see Small (1998), pp. 39ff. 48
Ihde (2007), p. 8 49 See Webster’s definition of “Perception”. On further elaboration on the notion of perception; http://plato.stanford.edu/entries/perception-problem/
23
the active role the listener plays in constructing her musical experience. After the
justification of a dynamic perception concept, I will turn my focus towards the body and
take a closer look at its influences on active perception.
Aesthetic perception
First of all I will give attention to the notion of perception. I do not aim at a thorough
examination of the perception concept. Such a project reaches far beyond the scope of this
thesis. Rather, I seek an understanding of perception in relation to my overall project,
namely to clarify those implications perception holds in context of the experience of
listening to music. I will therefore primarily be concerned with aesthetic perception, which
is uniquely reserved to aesthetic objects. In contrast, “normal” or brute perception covers
our ordinary everyday encounter with sensory objects50. The distinction between aesthetic
and brute perception finds its origin in an attempt to narrow my focus and must therefore
not be conceived of as any kind of value attribution in favor of either of the two areas of
perception. Neither must the focus on aesthetic perception be put together with the above
mentioned idea of a separation between the crowd and the privileged. In my point of view,
aesthetic perception encapsulates the aesthetic object, but these are deeply rooted and
inseparable of our surrounding world and our lives. Music, the present area of interest, is
such an integrated part of our lives that one could argue that it is meaningless to separate
the perception of music from our other everyday encountering objects. My response to
such an objection would partly be of theoretical concerns. Using the term “aesthetic
perception” enables me to distinguish between the two kinds of perception. It allows me to
center on the specific mode of the deep listening – to illustrate the particular listening
episodes that I wish to investigate. But this leads me to the other part of my response,
namely that of the necessity of such a division. Generally speaking, every object including
natural objects and works of art can be conceived as an object existing for a
50 Edward S. Casey: Translator’s foreword in Dufrenne (1953/1973), p. xxv.
24
consciousness51. The difference between the natural object and a work of art is that a work
of art both can be considered as ordinary things existing among other things, and at the
same time it can be the object of an aesthetic perception;
[…] the work of art can be considered as an ordinary thing, that is, as the object of a perception and a
thought which distinguish it from other things without according it special treatment. But the work of art
can, in addition, be the object of an aesthetic perception, the only kind of perception which does it
justice.52
The aesthetic perception differs from ordinary perception in terms of the object that is
being perceived. The aesthetic object has a twofold character. At one hand it exists
autonomously among other objects, as an object in-it-self. But at the other hand, the
aesthetic object necessarily depends upon fulfillment within the sphere of a perceiving
subject;
[…] it is essential to an aesthetic object that it embody its own norm – not a norm which our thinking or
taste imposes on it, but one which it imposes on itself or which its creator has imposed on it […] The
norm of the aesthetic object is its will to the absolute. And to the extent that the aesthetic object
proclaims and attains this norm, the object itself becomes in turn a norm for aesthetic perception. Thus
the aesthetic object assigns to aesthetic perception the task of approaching the work of art without any
prejudice, of giving it as much credit as possible, of placing it in a position to furnish the proof of its
being.53
It is thereby only the perceiving subject that can complete the aesthetic objects being. But it
is not sufficient merely to perceive the given aesthetic object. The emphasis on aesthetic
perception is crucial for such a fulfillment. One can imagine a non-aesthetic perception of
an aesthetic object that surely recognizes the existence of the aesthetic object without truly
51 Dufrenne (1953/1973); “Nothing enjoys an existence which would free it from the obligation to be present to a consciousness (even if only a virtual one) in order to be recognized as a thing”, p. lxv. 52 Dufrenne (1953/1973), p. lxv. 53 Dufrenne (1953/1973), p. lxii.
25
apprehending or appreciating it54. But in order to furnish the proof of the aesthetic objects
being, as Dufrenne puts it, the perceiver need to assume a dedicated attitude towards the
given aesthetic object, in order to attain the beneficial outcome of the aesthetic
experience55. The perceiver must, in other words, not merely recognize the existence of the
aesthetic object, but rather, the perceiver must engage actively in the perception of the
aesthetic object. It is due to these conditions that the differentiation between perception
and aesthetic perception is called for.
Another objection must be noted. By speaking of respectively work of art and aesthetic
object, I do not thereby mean to implement a platonic approach the phenomenon of art. Put
differently, I do not conceive either the work of art or the aesthetic object as an ideal entity
that is manifested through a real appearance of any kind. In so far I agree with Dufrenne,
who seems to be aware of the problems concerning such a division, when he says;
Aesthetic object and work of art are distinct in that aesthetic perception must be joined to the work of
art in order for the aesthetic object to appear. However, this does not mean that the work of art is real
and the aesthetic object ideal, as if the former existed as a thing in the world and the latter as a
representation or signification in consciousness.56
All objects can, as mentioned, be considered as objects existing for a consciousness. This
also applies to both the work of art and the aesthetic object, they both exists as objects for a
consciousness. The difference consists in the fact that whereas the work of art possesses
the possibility of existence at the level of other things in the world, the aesthetic object is
on the other hand truly dependent on the dedicated perceiving subject. But this
dependency must not be misunderstood. To some extent, all objects are dependent on
perceiving subjects. If we engage in a discussion about dependent and independent objects,
we fall back into the arms of idealism. I will therefore approach the differentiation between
work of art and aesthetic object from another angle, and determine that the difference
54 Dufrenne (1953/1973), p. lxvi 55
It is precisely this dedicated attitude that is characteristic of the above mentioned notion of deep listening. I will return to this in the section “Music as an Active Doing”. 56 Dufrenne (1953/1973), p. lxv
26
consists in the perception of the two. Whereas the perception of a work of art can result
merely in the perceivers paying attention to the given product, it can also implement what
we characterized as an aesthetic perception, if the perceiving subject is willing to approach
the phenomenon openly and dedicated. Thus, work of art and aesthetic object do not differ
from an outer perspective, but it is on the contrary the perceiver’s engagement that
determines the difference.
It is precisely because of the engaging role of the perceiving subject that I found the
distinction between work of art and aesthetic object useful. I will now elaborate the claim
that the aesthetic perception calls for a dynamic and engaging attitude from the perceiving
subject. But I must point out that both aesthetic and brute perception deserves equal
attention, but for the sake of clarity, mine will be centered on aesthetic perception.
Enaction & Mindfulness
In order to establish an understanding of perception as a dynamic and active process, I will
need a more general approach to the notion of perception, before narrowing down to the
implications this has in the case of aesthetic perception, in particular with respect to music.
As indicated, perception in a broad sense is an overwhelming field of investigation and far
too ambitious for my project. I will therefore in the following only focus on fragments
within this enormous area, fragments that require special attention due to my overall
project. Initially I do feel, though, that it is necessary to give a somewhat superficial outline
of the traditional concept of perception. This outline will serve as a context in which I will
differentiate another concept of perception, namely that of enaction.
The classical way of approaching perception is characterized by the opinion that the
external, objective world somehow imprints representations of the things existing within
27
this world onto the subject through perception57. These traditional approaches do, in other
words, conceive perception as a passive reception of outer existing objects. These objects
are received by the subject either through a representational scheme or through some kind
of interpretation or (re-)construction somewhere in the brain58. The idea that perception in
this way reveals the external world is strongly dependent on the assumption that the
existence of the objective world is independent of the perceiving subject. This will be the
typical objectivist claim, mainly belonging to the scientific viewpoint. Another position is
that of the subjectivistic (or idealistic, if you will) approach, which very roughly speaking
can be determined as an opposite of the objectivistic position, claiming that the true
foundation of perceiving the world depends on the subject. Traditionally, we thereby
acknowledges two different approaches to the fundamental aspect of perception, though
both somewhat endorse a similar view on perception understood as representation (this
representation can either be of representing outer existing objects or an internal creation
build upon the subjects own interpretation).
Recently, new research within especially cognitive science has challenged this traditional
view on perception, pointing out that we have an alternative to the classical dichotomy
between the objective and subjective approach. The alternative consists in a middle way
between the two positions, one that unites the peripheral positions by emphasizing their
mutual relationship;
In contrast, the challenge posed to cognitive science is to question one of the more entrenched
assumptions of our scientific heritage – that the world is independent of the knower. If we are forced to
admit that cognition cannot be properly understood without common sense, and that common sense is
none other than our bodily and social history, then the inevitable conclusion is that the knower and
57 A good example of such a classical approach can be found in what Noë determines the snapshot-view. According to this view, experience (visual) represents the world as pictures do, through an internal representation of outer input. See Noë (2004b), p. 9 58
Varela et al. deals with different aspects and positions throughout The Embodied Mind but the essential issue in this context is the insufficiency of these theories; “*…+ having discovered the groundlessness of the self, we turn toward the world, we are no longer sure we can find it *…+”, p. 130
28
known, mind and world, stand in relation to each other through mutual specification or dependent
coorigination.59
One of the pioneers of the new notion of perception appears in The Embodied Mind by
Varela, Thompson and Rosch60. This book gave birth to an alternative concept of
perception, one founded on the roots of the phenomenological tradition61;
We propose as a name the term enactive to emphasize the growing conviction that cognition is not the
representation of a pregiven world by a pregiven mind but is rather the enactment of a world and a mind
on the basis of a history of the variety of actions that a being in the world performs.62
The idea is that instead of conceiving perception as a passive registration of the external
world, Varela et al. proposes an active approach to perception and thereby opens the
possibility of a dynamic understanding of the process of perception and of experience in
general. According to the enactment position the classical schism between the external
world and the subjective perceiver can be circumvented by choosing a middle way. This
middle way is inspired by the Buddhist concept of mindfulness63;
Mindfulness means that the mind is present in embodied everyday experience; mindfulness techniques
are designed to lead the mind back from its theories and preoccupations, back from the abstract
attitude, to the situation of one’s own experience itself.64
In everyday life we are commonly endowed with habitually actions and combined with a
stressful way of living, it seems fair to argue that we usually are quite distanced from our
59
Varela et al. (1991), p. 150 60
Varela et al. (1991) 61
I will not go further into the details of the phenomenological legacy. In the following section on embodiment, we will get a clear understanding of Merleau-Ponty’s influence on the enactive view. Throughout their book, Varela et al. acknowledges the phenomenological heritage, see ex. the introduction, where Merleau-Ponty is mentioned as having ”both inspired and guided our orientation here”. Varela et al. (1991), p. xv. 62 Varela et al. (1991), p. 9 63 Other very interesting concepts such as groundlessness, emptiness and compassion find its origin in the Buddhist tradition, but I will have to refer to The Embodied Mind for a further elaboration of these in relation to the enactive approach. 64 Varela et al. (1991), p. 22
29
selves. Mindfulness allows the mind to be present in embodied65 everyday experience. This
mindfulness, also termed awareness, enables the subject to achieve awareness not only
about its own actions and punctual self but because these relations only reveal themselves
in relation to the other, the subject is potentially able to grasp a surrounding world66.
Mindfulness is, in other words, a practical ability to achieve an unbiased attention of
present perceptions. Mindfulness is not a matter of intellectual capacity. Rather,
mindfulness is an alert participation in the ongoing process of living. The person
performing mindfulness is thereby both an observer and the very source of the perceptions
that originate from this awareness67;
We are both the mind and the observer of the mind. Therefore, chasing away or dwelling on any thought
isn’t the important thing. The important thing is to be aware of the thought. This observation is not an
objectification of the mind. It does not establish distinction between subject and object. Mind does not
grab on to mind; mind does not push mind away. Mind can only observe itself. This observation isn’t an
observation of some object outside and independent of the observer.68
In this sense mindfulness can be combined with the above mentioned aesthetic perception.
As determined, aesthetic perception calls for a dynamic and engaging attitude from the
perceiving subject. This attitude seems quite similar to the awareness called for within
mindfulness. The only conspicuous difference is apparently that whereas mindfulness has a
great field of potential perceptions, aesthetic perception is narrowed down a more specific
field of interest. Aesthetic perception thereby looses the multiplicity and openness of
mindfulness. Nevertheless, I find it fertile to combine the two notions not only because of
their similarities but also because mindfulness contributes with a more profound
understanding of the perceiving subject’s active and engaging role within aesthetic
65
Not to complicate matters more than necessary, I have chosen to postpone the treatment of embodiment. This is, however, not doing justice to the conception of the enactive approach, which is why I find it urgent to indicate the strong connection between embodiment and an active approach to perception. Just how interwoven these are will become evident in the next section on embodiment. 66 Varela et al. (1991), p. 246 67 For a more profound examination of mindfulness see ex. http://www.buddhanet.net/budsas/ebud/mfneng/mind0.htm (especially chapter 13 and 14), Wallace (2006) and Hahn (1975/2008) 68 Hahn (1975/2008), p. 40
30
perception. This active and engaging attitude is equally applicable to the specific listening
episodes I wish to focus on, namely what I have termed deep listening. I will shortly
develop this claim thoroughly69.
The enactive approach to perception does not necessarily involve the Buddhist notion of
mindfulness70. But in my opinion it not only illuminates my approach to the musical
experience, it also clarify the active component of perception in general. Making use of
mindfulness in relation to the enactive claim is a way of emphasizing the subject’s role of
actively engagement with the surrounding world. I must call attention to the fact that this
by no means imply that we commonly perceive in a unaware, passive, manner and it is only
through establishing mindfulness that we achieve the active component in perception. On
the contrary, this active component is an integrated part of our way of perceiving.
Practicing mindfulness is merely a practical illustration of this, but not a necessary
condition.
Since practicing mindfulness reveals the present in a non-judgmental, impartial and non-
conceptual manner we are disclosed with a pure experience of topicality, an experience
that reaches beyond the self. We have now returned to the above mentioned middle way
between the classical schism subject-object. Mindfulness is, in all its simplicity, a way of
paying close attention to the ebb and flow of our experiences and in particular being
attuned to the deep integration between our embodied actions and the world in which we
act. Practicing mindfulness will make us realize that our actions are dependently
conditioned by the many contexts in which they occur and that these contexts at the same
time are organized and structured by our patterns of embodied action. In this sense
(embodied) mind and world are interwoven in such a profound manner that it seems
impossible to try to separate the two. Embodied actions creates (i.e. enacts) a world which
69 Cf. “Music as an Active Doing”. 70 In fact, it would perhaps be more appropriate to focus on Nöe’s approach to enactive perception as he places the body as a whole at the center of perceptual experience, whereas Varela et al. seems to approach the phenomenon from a somewhat more general and cognitive position. But I have, in order to draw out the notion of mindfulness, found my focus in the general approach and continuously supplemented it with Nöe’s enactivism.
31
in turn redounds back upon and shapes (i.e. creates, enacts) an embodied mind. The
relation mind – world is thus one of reciprocal engagement, and not ontological separable.
The dichotomy subject - object is thereby overcome. Neither the self nor the world is a
stable pregiven condition, in which we can find our point of departure. In contrast, the
subject are left free of any kind of foundational aspects and must therefore actively engage
in the correlation to the surrounding world and its inhabitants. The priority of either the
external world or the perceiving subject recedes into the background, and we find
ourselves occupied with the fact that we are actively engaged in the surrounding world;
On one way, we reflect on that world as a domain of facts and states of affairs. On the other, we reflect
on the world as a domain for active exploration. The dual-aspect of experience is mirrored, then, in two
ways of thinking about the world. Phenomenology, then, aims at the second way.71
The enactive view implies that experience is considered as an active process of exploring,
manipulating and engaging with our environment. The individual is closely connected in its
autonomous ability to act and to perceive the surrounding world72. The external world and
the subject are inseparable connected. We have direct access to the world and the things in
it, and these (the things in the world) are the content of our experience. We discover, in
other words, the strong connection between mind and world, a discovery that finds its
origin through active involvement from the perceiving subject. But this implies that
perception is not only embedded in the external world, it is also embodied;
[…] knowledge is the result of an ongoing interpretation that emerges from our capacities of
understanding. These capacities are rooted in the structures of our biological embodiment but are lived
and experienced within a domain of consensual action and cultural history.73
71 Noë (no date available), p. 6 72
This link between agency and perception consist according to Varela et al. in what they term the self modifying process, Varela et al. (1991), p. 139. 73 Varela et al. (1991), p. 149
32
As stated previously, the enactive account of perception finds its origin in disapproval with
the classical concept of perception. Phenomenological speaking, the enactive view seems
much more attractive, as it not only appears more eloquent with our common
understanding but also because it offers a plausible way out of the traditional subject-
object schism. By situating the perceiving subject as both embodied and embedded within
an (existing) world, perception is not just a matter of “taking notice of something”, but it
also contributes to the enactment of the surrounding world. The classical division between
the subject and object fades out and is replaced by a reciprocal specification between the
organism and the environment74. We will now take a closer look at the role of the body
within this enactive approach to experience.
Embodiment
In the above paragraph I have sought verification for the claim that perception is a matter
of actively engaging with the surrounding environment. I therefore subsequently promised
to imply the findings of the enactive approach to the general area of aesthetic perception
and more specifically to the area of music. But before fulfilling this promise I will need to
take yet another detour in order to clarify the implications of embodiment in relation to
enaction. The necessity of such a clarification will appear obvious at a later time, and I
therefore appeal to you’re patiently awaitments for the return of music.
I may be walking down the path of generalization, but as in the discussion of perception I
similarly do not aim at a thorough examination of the concept “embodiment”. My intentions
are far more humble, and I merely wish to highlight some important aspects of
embodiment in the context of the enactive approach to perception. In some sense it is a bit
peculiar to separate embodiment and enaction, given their mutual interwoven character. In
fact, it can be argued that they stand in an interdependent relation to each other. I do
endorse this somewhat inseparable structure, but nevertheless, I feel obliged to give an
74 Varela et al. (1991), p. 174
33
account for each of these concepts in order to fully understand their interdependency.
Another gain by such a strategy appears to be a greater understanding of each of the
concepts at stake here, a feel of their own significance, so to speak. Besides, as we will later
discover, these aspects will not only be of relevancy in the case of enaction, when we return
to music we will discover the valuable insights of embodiment.
When speaking of embodiment it seems inevitable to refer to Merleau-Ponty. He was one of
the first to put emphasis on the importance of the body. In approaching perception,
Merleau-Ponty emphasizes this importance by situating the body as the very subject of
perception;
But by thus remaking contact with the body and with the world, we shall also rediscover ourself, since,
perceiving as we do with our body, the body is a natural self and, as it were, the subject of perception.75
My body is the primary cause of my possibility to perceive the world, to engage with and
achieve understanding of the surrounding world. This is not merely to say that all subjects
have a body, nor is it to stress the dependency on certain bodily features. The point is,
rather, that when considering human individuals as perceiving acting subjects, as agents,
an essential aspect of the subject’s manner of being is that of an embodied agent. The
subject is, in other words, essentially an embodied agent76. We are all placed in and a part
of the world and our body is the center of this relationship. The body is not merely a shelter
of my consciousness. On the contrary, my body is the very foundation of all my experiences.
This claim requires further elaboration. We earlier recognized the fact that we are situated
within the world77. The existence of the world is not a matter of interest here, since the
position/stand of the existence of the real already is made up before entering this
analysis78. So, we are situated within a world, a world that we take in and engage with
75 Merleau-Ponty (1945/2009), p. 239 76
Taylor (1989/1990), p. 3 77 Merleau-Ponty(1945/2009), p. xv 78 Merleau-Ponty (1945/2009), p. xviii.
34
through perception79. Perception thereby becomes a basic condition for experiencing the
world, even a basic condition for having a world in the first place;
This [perception] is basic, first, because it is always there; I am always open to the world in this way […]
And secondly, perception is basic because it is the foundation of all the other ways of having a world.80
Though perception as such provides an elementary condition for the possibility of
interaction with the surrounding world, perception alone does not do the job. I always
necessarily perceive the world from my point of view, from where I am, via my senses.
Perception is thereby generated by the individual’s background, by her previous
experience and by her capacity to move around in it81. In order to fully understand the
claim of this essentially embodied agency, we must take a closer look at Merleau-Ponty’s
concept of the body schema. First we must acknowledge, though, the occurrence of a
conceptual ambiguity encumbered within the notion of body schema. As Gallagher
remarks, the English translation of Phenomenology of Perception confuses the translation of
“schema corporel” with body image82. Gallagher thereby concludes that Merleau-Ponty
himself adapts this ambiguity as he does not explicit explain the difference between body
schema and body image. But as Taylor Carman points out, Merleau-Ponty inherits his
terminology from Henry Head, who explicitly distinguishes between these two concepts83. I
therefore feel confident in assuming that Merleau-Ponty’s schema corporel coves the
English notion of body schema and this assumption will be maintained throughout the
following discussion.
79
“The world is what we perceive” as Merleau-Ponty puts it, Merleau-Ponty (1945/2009), p. xviii 80
Taylor (1989/1990), p. 3. Taylor puts aside mystical experiences, which “claim to open us to a reality beyond the world”. However interesting these mystical experiences might be in relation to our musical experience, I have unfortunately not found it possible to elaborate this. 81
Taylor (1989/1990), p. 6. This background knowledge is by Merleau-Ponty (1945/2009), pp. 157-158 described as an individual’s intentional arc. This notion will be examined further in the section entitled “Intentional Arc”. 82 Gallagher (2005), p. 20. I do not intend to develop a further analysis of the concept of body image, just point out that it according to Gallagher covers the system of perceptions, attitudes and beliefs pertaining to one’s own body. Body schema, in contrast, consists of a system of sensori-motor capacities that function without awareness or the necessity of perceptual maintaining, ibid. p. 24 83 Carman (1999), p. 218. Carman also provides an interesting connection to the Kantian legacy, where the notion of schematism provides Kant with a link between the category and the intuition, ibid. pp. 217-218
35
Merleau-Ponty uses the concept of body schema to capture the issues at stake in relation to
our interaction with the world84. The body schema as such encloses the set of integrated
skills that entails a readiness to anticipate and incorporate the surrounding world prior to
any form of intellectual involvement, e.g. application of concepts or formation of thoughts
and judgments85. Merleau-Ponty also denotes this integrated readiness as habit and
determines that habit manifests itself in the perceptual body; “it is the body that
“understands” in the acquisition of habit”86. Habit is thereby not to be interpreted as either
intellectual knowledge or involuntary action, but rather as an underling open system of
potentialities in regard to the access to the world;
This is because the normal subject has his body not only as a system of present positions, but besides,
and thereby, as an open system of an infinite number of equivalent positions directed to other ends.
What we have called the body schema is precisely this system of equivalents, this immediately given
invariant whereby the different motor tasks are instantaneously transferable. It follows that it is not only
an experience of my body, but an experience of my body-in-the-world […]87
We do not only have a feel of our own body but also of our body as situated within a world.
Embodiment is always given, experientially, as embedded embodiment (i.e. as a body
situated in the world). The body is thereby to be understood as a field of potential action, as
a potential capacity to move around, examine and take in the world88. The above
mentioned basic structure of perception is initiated by this very capacity to engage with the
world. We can determine that the primacy of perception is dependent on the embodied
agency and vice versa. We cannot navigate in the world without perception, and we cannot
perceive without being essentially embodied agents. But an important aspect is still
missing. This reciprocal structure of perception and embodiment can only be maintained if
84
According to Gallagher, the body schema is traditionally believed to be a product of development but recently this view has been contrasted by research claiming that a primitive and primary sense of embodied self is operative from the very start of life. These are not issues that will be pursued further, but I do endorse this innate character of embodiment and the following will assume this position. For further discussion on the matter, see Gallagher (2005), pp. 66-78 85 Carman (1999), p. 219 86
Merleau-Ponty (1945/2009), p. 167 and Carman (1999), p. 219 87 Merleau-Ponty (1945/2009), pp. 163-164 88 Merleau-Ponty (1945/2009), p. 121 & Taylor (1989/1990), pp. 3-6
36
the agent possesses a sense of herself as an embodied agent. We have to hold some sort of
self knowledge that reveals the bodily field of potential action, we have to be not only
aware of our own embodiment but also embrace some kind of capacity to navigate, without
being engulfed by the initiation of bodily movement. Body schema is this very capacity. On
a practical level, the body schema enables us to interact and navigate throughout our
surroundings. On a theoretical level, the notion of body schema provides us with the
possibility to interpret the body as the intermediary between consciousness and the things
in the world89. The implications of the body schema inevitably supply us with not only a
sense of our body (subject body) but also a sense of our body-in-the world (object body).
To move one’s body is to aim at things through it, to “respond to their call”90 and given the
bodily sense of being situated within a world, we can thereby determine that the body is
our fundamental access to the world;
Our bodily experience of movement is not a particular case of knowledge; it provides us with a way of
access to the world and the object, with a “praktognosia” [practical knowledge], which has to be
recognized as original and perhaps primary. My body has its world, or understands its world, without
having to make use of my “symbolic” or “objectifying function”.91
Another important notion must be introduced in order to fully understand this bodily
experience of movement. The body schema as such is responsible for maintaining posture,
balance and governing movement. The body schema feeds on information obtained by
proprioception92, which is a subtle, but ubiquitous form of self-experience. Proprioception
is the sense of always knowing where my limbs are positioned in space, I do not have to
reflect upon it and it is thereby an automatic property. Because I have this intimate bodily
self-acquaintance at every moment, a felt understanding of where my body is at and what it
is doing, the body is an ever present frame through which the world is given to me. This felt
experience of embodiment will always be given as the center through which I experience
my world. The body image, on the contrary, is a more articulated form of bodily self-
89 More of this at the end of this section 90
Merleau-Ponty (1945/2009), p. 161 91 Merleau-Ponty (1945/2009), p. 162 92 Gallagher (2005), p. 43
37
knowledge. The body image is, in other words, a reflected image of my own body, for
example thinking that I am fat or that someone is staring at me. But this reflective,
conceptually-developed sense of my body rests on the primitive findings of the body
schema93.
Our essential embodied agency can thereby be considered as a twofold character
containing not only a personal sense of myself as an embodied agent but also a sense of my
body as an object among other objects in the world (subject body versus object body). This
twofold structure is also applicable to perception, in that the activity of perception in one
way is a matter of taking my view on reality. On the other hand perception is also pre-
personal, a matter of inescapable being within a world94. We do in some regards master our
perspectives on the world, but in the end we can never escape the continuing situatedness
in the world.
To sum up, we are essential embodied agents who actively engage and perceive the
surrounding world. We know the world through our capacity to move around in it. But in
order to obtain this openness to the world, I necessarily need some kind of self-awareness,
I need to have a feel of my stance among things, otherwise I will lose orientation95. The
notions of body schema and proprioception cover this intimate self-awareness, this pre-
reflective feel of our own body and its capacity to move around in the world.
It is precisely this pre-reflective self-awareness that offers a way out of the traditional
schism between the subjective and the objective96. The body is, according to Merleau-
Ponty, both a lived subject, i.e. the body is a felt phenomenal perspective on the world. But
at the same time, the body is also an object situated alongside other objects in the world.
Our bodily existence is thus a constant negotiation of these two kinds of embodiment.
Gibson seems to contribute to the dissolution of the schism by summiting the pointlessness
of such a division. It is merely a matter of point of view;
93 Gallagher (2005), p. 24 94
Taylor (1989/1990), p. 10 95 Taylor (1989/1990), p. 6 96 Carman (1999), p. 206
38
The supposedly separate realms of the subjective and the objective are actually only poles of attention.
The dualism of observer and environment is unnecessary. The information for the perception of “here” is
of the same kind as the information of “there”, and a continuous layout of surfaces extends from one to
the other.97
We have now reached an understanding of the interwoven character of embodiment and
perception. Merleau-Ponty proposes a way of thinking about the body and the (embodied)
mind – world relation that suggests a way around the classical schism. We will now,
equipped with this theoretical fundament, return to the analysis of music.
97 Gibson (1979/1986), p. 116
39
On the scent of music
We are now finally ready to return to music. I will in the following seek an understanding of
the preceding theoretical elucidations in relation to music. This will not be a strict
chronological account, though. The only chronology I am aiming at is my own. In other
words, I will work to show my examination of music in relation to the above mentioned
theoretical foundation. I must therefore emphasis that the following analysis of music
originates from my point of view, from what I find important in my understanding of music.
First of all, I will return to an initial inquiry, raised in the beginning of the thesis, namely
that of the emotional qualities of music. This is an often neglected area of interest within
the field of music, probably due to the fact that emotions in relation to music is a
exceedingly complicated matter and besides, it has been considered as a second degree
derivative compared to the primary target within the investigation of musical influence;
[…]listening has been tackled in a predominantly structuralist fashion: It has been widely assumed that
the primary aim must be to investigate the kinds of abstract tonal, metric, grouping, melodic, and
timbral structures that people accumulate as they listen *…+ as well as the more dynamic processes to
which these structures give rise.98
The fact is that we do get emotionally moved by music. Many musical consumers will in all
probability ascribe this emotionally affect as an enhancement of the musical experience.
But at the same time, we cannot determine exactly why we do get emotionally moved by
music. As mentioned introductory, music is considered as a non-representational art99.
Music cannot represent moods, states of affair or events in a way that other art forms can.
But still, music elicits profound emotional impact on listeners, so something must be going
on, even though it is not formally represented. This “something” will serve as my point of
departure into the puzzling field of music.
98 Clarke (2003), p. 116 99 Cf. “The Phenomenological Listening Experience”.
40
Music and emotions
How do we get emotionally moved by a piece of music? This is a quite complicated
question. The matter of even determining what an emotion is is itself an extremely
complicated problem. The fact is that there is no unambiguous answer; we cannot precisely
say what an emotion is. There is, scientifically speaking, no agreement upon what an
emotion is100. I will nevertheless try to give an explanation of what it indicates when we say
that we are emotionally affected by a given piece of music.
There seems to be agreement to the fact that we do get emotionally moved by particular
music. This is a rather perplexing aspect of music. As mentioned, music is a non-
representational form of art that nonetheless arouses different emotional responses in the
listener. But whether these emotions are an intrinsic element of the music, a purely
subjective response, a cultural product/condition, or perhaps somewhere in between, is a
conflicting issue. To begin with, I will put the discussion of musical emotion’s ownership
aside and turn to the field of neuroscience to clarify their position on the subject. In the
end, nobody can possibly disagree with the fact that emotions somehow are related to the
perceiving subject.
Research indicates that our musical perception involves a considerably large amount of
neural networks shredded throughout the brain. In fact, a discovery within neurobiology
back in the 1970s shows connections between sound perception and the cerebellum part of
the brain. This means that the inner ear not only distributes all received information to the
auditory cortex as previously believed, but besides directly involves the cerebellum101.
Normally the cerebellum is considered as the part of the brain dealing with timing and
movements. But in 2003, Schmahmann discovered a close connection between the
100 Levitin (2006/2008), p. 182. Damasio claims that the term “emotion” should be applied to the autonomic arousal of specific cortical and sub-cortical structures, and that “feeling” which generally follows emotion should be applied to the complex cognitive, culturally inflected, and secondary interpretation of emotion, Damasio (1999), p. 42, also quoted in Becker (2004), p. 47. I endorse this conceptional distinction. 101 Levitin (2006/2008), p. 184
41
cerebellum and emotions specifying the cerebellum’s involvement in emotions102. This is
interesting in the case of music as this discovery gives us a plausible explanation of the
emotional arousing. We can scientifically detect the musical influence (though somewhat
blurred) and gain evidence for the intuitive claim that music convey emotional responses
from the perceiving subject. The issues at stake are according to Daniel Levitin similar to
the ones at stake in concern of language;
Music appears to mimic some of the features of language and to convey some of the same emotions that
vocal communication does, but in a nonreferential, and nonspecific way. It also invokes some of the
same neural regions that language does, but far more than language, music taps into the primitive brain
structures involved with motivation, reward, and emotion103
The parallel to language is, as mentioned, a risky business. Non-musical elements (such as
lyrics) potentially possess novel representational content and it is therefore important to
carefully distinguish between music and language. Nevertheless, the above quote from
Levitin serves its purpose by emphasizing the difference between the two.
The question remains of the source of the emotional reaction to a particular musical piece.
As alluded, I find it implausible that the respective emotional response should originate
from anything else than the perceiving subject. But the relation between music and the
arising emotion remains unsolved. Is the cause to be found within the structure of music or
perhaps as a mental construction based on the stimulus received by the music? In other
words, is the musical affect attributed to the perceiving subject or is it rather an immanent
quality? These are two prominent positions within the area of emotional responding to
music. I think the truth lies somewhere in between, and I will briefly sketch out the two
positions in order to clarify my own.
The first position –that music evokes emotions on the basis of its structure- is commonly
known as the formalistic approach. Peter Kivy, a great authority within philosophy of
102 Levitin (2006/2008), p. 175 103 Levitin (2006/2008), p. 191
42
music, is advocating what he labels enhanced formalism. Enhanced formalism is a
refinement of traditional formalism defended by ex. Kant and Gurney104. According to Kivy,
we do in fact get emotionally moved by music, e.g. music possesses emotive properties.
These emotive properties exist within the musical syntax itself, they are embedded within
the general structure of a particular piece of music;
In other words, the emotive properties of music, like such other properties as turbulence, or tranquility,
or its being major at one point, minor at another, or simply that it has one kind of melody here, and
another kind next, can be explained, initially, in terms of the simplest facts of musical structure: that is
sonic patterns, and that patterns consist in repetition and contrast.105
The emotive properties are in the music, not in the listener106. The listener is emotionally
moved by a piece of music when recognizing these aspects within the sonic pattern of the
particular piece. The emotional qualities are neither semantic content nor dispositional
properties, but rather things happening in the music and that the listener hears happening
there107.
One of the immense troubles related to Kivy’s enhanced formalism is the incapacity to
match this approach to the important role context plays in shaping the character and
content of individual listening episodes. In fact, Kivy’s account fails to recognize the unique
autonomous position the listener holds in shaping her own individual listening
experience108. I will return to these deficiencies later when illustrating my own view on the
matter, but let us first turn to the alternative position to see if it offers a more
comprehensive perspective.
The second position considers the emotive response evoked by music as a mental
phenomenon. This is a field of diversity but I have chosen one representative for the overall
104 Very roughly put, traditional formalism argues that music is pure sound structure without representational or semantic content, Kivy (2002), p. 68 105 Kivy (2002), p. 91 106
Kivy (2002), pp. 95-96 107 Kivy (2002), p. 95. Besides see Krueger (2009), p. 106 108 Krueger (2009), pp. 107-116
43
approach to the connection between music and emotions. But please note that my selected
delegate not necessarily frames the general arguments within this area. In fact, the
emotional responding to music appears to be only a small part of his examination of music.
But for the sake of simplicity and philosophical economy my focus finds its origin in Harold
Fiske and his stand.
In contrast to Kivy, Fiske points out that musical understanding solely is the outcome of the
listeners own mental processing. Understanding music is thereby a product of an
individual mental construction process, requiring both cognitive time and effort109. Music is
not out there, it is not an independently existing entity, but rather an internal pattern
construction on the basis of an on-going anticipation in the temporal experience of the flow
of information;
Owing partly to how sound is produced and transmitted and partly to the limitations of the narrow
perceptual field, the perceived shape of music can only be an outcome of a construction (not
reconstruction or ”copy”) calculated on the part of neural network mechanisms from the flow of
information extracted from the “now”[…] What it seems we do is: identify relevant cues, piece the cues
together into patterns that can be retained (in echoic memory) long enough for brain mechanisms to
examine and create the sense that we can “look” at music by invoking principles borrowed from vision,
and then creating the impression of an auditory “object”. The “object” seems complete and
multidimensioned but is, however, only remotely related to what we hear during the slit-like limitations
of the perceptual “now”. 110
Music is perceived as an on-going temporal experience. Music does not stand still long
enough to be a shape. Nevertheless we do experience musical shapes but these does not
exist independent of time111. Rather, musical shapes has its origin within the brains
109 Fiske (2008), pp. 25-26. I failed to find any explanations of the term “musical understanding” in Fiske’s work. I therefore choose to interpret musical understanding in my own terms, namely as the experience of recognizing organized pattern of sound as music. I find it plausible that Fiske will endorse this explanation. Support for this claim is ex. found on p. 41: “*…+ pattern realization is prerequisite for musical understanding. Music perception begins with pattern recognition *…+” 110 Fiske (2008), p. 56 111 Fiske (2008), p. 43
44
attempt to construct patterns from incoming acoustic stimulus information. The brain has
an underlying need for realized structure and in any kind of perception it is therefore
driven by a need to find discernable shape112.
One at the great achievements of Fiske’s account, we will from here on entitle it the mental
construction approach, is its capability to expound the active component of the individual
listening experience. Listening to music is a matter of actively engaging in the acoustic flow
of information. Music perception is an active process based on pattern construction
activity113. The listener, in other words, constructs her own listening experience. This is a
claim we will return to shortly. But first off all we will take a closer look at how Fiske
conceives the emotional aspect in relation to music. Not surprisingly, Fiske ascribes the
emotional response as something happening within the listener;
Having ruled out the idea that the connection originates with either the composer or sound object (this
rules out performer origin as well obviously), only a single possibility is left: specific expressive reference
originates with the listener in response to some life experience affect finding association with some
particular realized tonal-rhythmic structure or some multi-structural relationship. Let’s call this reference
“appearance value”.114
The so called appearance value is ascribed as belonging to the individual listener; it is
solely dependent on the listener’s response to realized tonal-rhythmic content. The
appearance value is thereby of no content in itself, but rather a specific extension of the
musical process known only by the listener115. Appearance value finds its source in the
individuals own life experience, and in this regard, emotional responding to a particular
piece of music can be determined as an affect caused by the specific internal frame of
reference, reserved for the particular listening individual;
112 Fiske (2008), pp. 40-41 113
Fiske (2008), p. 86 114 Fiske (1990), p. 125 115 Fiske (1990), p. 126
45
An emotional response to music is genuine and real-life, but its source is synthetic. The source is an
association; the result is an appearance of an emotion-laden event. Appearance value is (an important)
extra to understood pattern relationships and may, for many, enhance the musical experience. What is
clear, however, is that appearance-value is not part of the music itself, it is not embodied in the patterns
of their anticipation, or in the sound object. Nor is it entirely appropriate to claim that appearance value
is caused by music. Appearance-value is created by the listener in which an affect, based upon the
listener’s own life experiences, finds ground with particular musical patterns.116
The listener is in this mental approach responsible for creating her own listening
experience. I find this idea of perceptual composing quite intriguing. We do not just
discover music, as seemingly Kivy would argue, but we also create the character of our own
musical experience. Nevertheless, I fear that endorsing the full force of Fiske’s argument
inevitably would direct us back into the arms of subjectivism. If emotional responding to
music is solely a matter of an individual processes on the basis of an internal frame of
reference, how can music then ever reach out of the subject and be a shareable entity?
Besides, though I am fascinated of the composing aspect of the musical experience, I find
this claim as only part of the story, a facet of the bigger picture, so to speak. Music reaches
out of the subject; music is not just a question of mental processes. We use music in various
settings and in various scenarios in our lives, and the musical experience is strongly
dependent on the context in which it appears. In order to demonstrate this claim, I will first
of all exemplify a practical case, illustrating this multiplicity of how we use music as an
emotional regulator. I will hereafter return to the elaboration of my point of view.
Moodagent - A study case
There is a commercial tendency to try to combine people’s commercial interests. Think of
Amazon’s success of administrating the consumers’ preferences. They always seem to find
irresistible suggestions of new purchases. The Moodagent is one of the most ambitious
attempts to connect the emotional aspects in music. The Moodagent is a mobile technical
116 Fiske (1990), p. 129
46
devise, developed to specify music in accordance with the emotional aspects. The
Moodagent applies digital signal processing on the sound signal extracted from digital
music. The information based on this signal processing is through advanced recognition
technology and neural networks employed to extract the emotional aspects of music117.
The purpose is to facilitate a similarity of different kinds of music on behalf of the analyzed
emotional aspects. The consumers will thereby be capable of constructing individual
musical playlists, based on emotional aspects of music. Against a background of indication
of emotional value, the consumer is able to choose a particular desired emotional effect of a
piece of music. In practice, this is done by regulating five different slider bars on a mobile
phone118. If I for example feel angry and wish to hear music with angry connotations, I can
turn up the anger indicator and thereby receive a number of different music with
aggressive overtones. On the other hand, if I am going out and looking for some music to
support or initiate my mood for such an action, I would rather aspire for something
energetic and joyful music. Another potential of the Moodagent is the possibility to
organize your music collection. Applying the Moodagent to your collection of music enables
you to structure your listening episodes according to emotional indicators. It will be
possible to construct personalized playlists taking you from one emotional spectrum to
another.
My intention in this section has been to give a practical example of how we use music in our
everyday lives. In the particular case of the Moodagent, it is related to emotional regulation,
which is why I found it an illustrative example in this context. I have merely worked to
show the general aspects of the Moodagent, a further analysis of how the emotional aspects
are established and an encountering of the theoretical foundation, as well as the technical
details, would be a welcomed gesture in understanding the potential of this mobile device.
But I have achieved my purpose by positioning the Moodagent as a practical example of
how we use music as an emotional regulator in our everyday lives.
117 For further information of the Moodagent, see www.syntonetic.com/moodagent or www.moodagent.com 118 These slider bars includes sensual, tender, joy, aggressive and tempo.
47
Music as an active doing
Despite the intriguing elements in the above mentioned mental construction approach to
music, it nevertheless fails to give a comprehensive perspective on the diversity of the
musical phenomenon. However prosperous the mental construction approach may appear,
it can only supply us with a possible explanation of how an individual conceives music. But
it seems fairly unsatisfactory to explain music as an individual experience dependent on
invisible brain processes that we fall short in understanding. I wish to illustrate a more
nuanced picture of the musical experience by drawing attention to the various settings in
which we use music in our everyday lives. Understanding music is not just a matter of
detecting the internal influence or the mental construction. This is just a small part of it;
Work in anthropology of the emotions and elsewhere suggests that we can productively focus not on
trying to penetrate and pin down hidden internal states but rather on the manner, variably practiced and
conceptualized in different contexts, in which people are personally involved in the musical
engagements.119
If we restrict ourselves to the area of emotional responding to music, the above mentioned
Moodagent provides evidence for our way of using music as an emotional regulator. This
manner of regulating emotions goes far beyond the technical boundaries of the Moodagent.
The Moodagent is merely a practical example of the conscious adjustment of emotions by
the use of music. Such an emotional adjustment can also take place on a more or less
unconscious level and can also be more or less involuntary. But I want to take the
discussion of musical experience past emotional responses illustrating the multifaceted
and ubiquitous character of music.
First of all I will return to Fiske and his mental construction paradigm acknowledging his
active approach to the musical experience. Though disagreement with the full force of his
argument I nevertheless find this active component quite illustrative of the experience of
119 Finnegan (2003), p. 188
48
listening to music. In line with the elucidation of the active component in perception I find
this exceedingly applicable to the listening experience; we actively construct, or rather
compose the scope of our musical experience. This composition is among other things
dependent on the level of our anticipation in the particular musical scenery. In order to get
deeply involved in a given piece of music it will require a mode of what previously was
termed deep listening120. In deep listening episodes, the listener is intensely involved in
listening profoundly and being absorbed by a particular piece of music. This intense
involvement or awareness is quite similar to the previously mentioned awareness achieved
by mindfulness121. The listener directs his or her undivided attention towards the musical
piece in a way that is comparable to the practical achievement of mindfulness. Both of these
modes of experience are very active. In deep listening the perceiver is intensely listening,
attentive and utterly absorbed. The practicing perceiver of mindfulness is equally attentive
and intensely involved in the ebb and flow of his own experiences. Yet, paradoxically, one
loses the sense of being a distinct acting subject over and against an independent object
(i.e. the music as an object of perception in the case of deep listening or whatever specified
object of perception in the case of mindfulness). In both deep listening episodes and
mindfulness it seems fair to say that, experientially, the subject-object distinction weakens
or is dissolved, the mode of experientially immersion seems to reveal the close coherence
between the surrounding world and its inhabitants.
To fully grasp the multifaceted character of music, we will have to go past the individual
listening experience and enlarge the discussion of musical experience to contain elements
reaching beyond the subject. The social dimensions of music are an important aspect that
we will return to in the second part of the thesis122. Initially, I have chosen to turn towards
perceptual psychology, specifically James J. Gibson’s notion of affordances, to illustrate the
far-reaching perspectives of musical experience123.
120 The notion of deep listening is introduced in “The Phenomenological Listening experience”. 121 Cf. “Enaction & Mindfulness”. 122 As in the case of my separate treatment of active perception versus embodiment, it is not quite fair to make such a clear distinction between the solitary listening experiences versus the social dimension. It will later be evident that music is deeply rooted in our social world. 123 An ecological approach to the listening experience is establishing, based on the theory of affordances. See ex. Clarke (2003), Clarke (2005) or DeNora (2000).
49
Gibson uses the notion of affordances to describe the elements the environment offers the
animal;
The affordances of the environment are what it offers the animal, what it provides or furnishes, either for
good or ill. The verb to afford is found in the dictionary, but the noun affordance is not. I have made it up.
I mean by it something that refers to both the environment and the animal in a way that no existing term
does. It implies the complementarity of the animal and the environment.124
The affordances of an object in the environment are the uses, functions, or values of that
object - In other words the opportunities the given object offers a perceiver. But
affordances are not merely dependent on a particular object’s properties; they are at the
same time defined relative to the particular perceiver, in that the perceiver interprets the
affordances in relation to his respective situation. Merleau-Ponty’s notion of “intentional
arc” may prove supportive here125. In describing the essentially embodied human nature,
Merleau-Ponty emphasizes that perception always inevitably is generated by the
individual’s previous experiences and capacity to move around in the world. This sort of
background knowledge is framed by Merleau-Ponty’s notion of intentional arc, which
projects about us our past, future, human setting, physical, ideological and moral
situation126. This basic practical orientation capacity is not only connected to the body
schema, but equally to the affordances in the environment. We pick up different
affordances dependent on our given situation and who we are.
This means that the same object offers different affordances, dependent on the perceiver. A
wooden chair, for example, affords a termite to eat, while to a human being it affords sitting
on (if rest is the desired effect), or perhaps standing on (in order to reach something). The
relationship between affordances in the environment and the interceptive animal (we will
from here on concentrate on human perceivers) is dialectical. It is neither a relationship
124 Gibson (1979/1986), p. 127 125
This notion was briefly mentioned in the section of Embodiment and will later be taken up again in “Intentional Arc”. 126 Merleau-Ponty (1945/2009), pp. 157-158
50
founded on perceivers imposing needs on an indifferent environment, nor a fixed
environment offering strictly delimiting affordances127. On the contrary, the relationship
between the environment and the perceiver is of a reciprocal character, where an
affordance “implies the complimentarity of the animal and the environment”128.
Gibson’s perceptual psychology is also known as the ecological approach to perception129.
Central to an ecological view is the idea that perceptual information specifies objects and
events in the world, and that perception and action are indissolubly linked130. All senses
obtain information about both the environment and the self, and in this sense
exteroception (awareness of the world) and proprioception (awareness of the self in the
world) must be complementary131. An understanding of this reciprocity of action and
perception provides us with a way around the mental construction paradigm. We are as
essentially embodied and embedded agents situated in the world, and we navigate within
this very world on the basis of the affordances the environment offers us, and equally on
the basis of our specific situation;
Instead of supposing that the brain constructs or computes the objective information from a
kaleidoscopic inflow of sensations, we may suppose that the orienting of the organs of perception is
governed by the brain so that the whole system of input and output resonates to the external
information.132
This resonance or tuning of the perceptual system to the environmental information is,
again, an illustration of the reciprocal character between the perceiver and the
environment. Perception is a self-tuning process which increases the perceiver’s resonance
127
Clarke (2003), pp. 117-118 128
Cf. above quote from Gibson (1979/1986), p. 127. Despite my appreciation of DeNora’s Music in Everyday Life, I nevertheless find her interpretation of Gibson’s notion of affordances inaccurate. DeNora claims that; “For Gibson, objects afford things independently of how users appropriate them.”, and she turns elsewhere to find justification for the reciprocity of the environment and the perceiver (DeNora (2000), p. 40). This is, as argued above, an unnecessary and misinterpreted exercise. 129 One of his works are entitled The Ecological Approach to Visual Perception (Gibson (1979/1986)) 130
Clarke (2003), p. 117 131 Gibson (1979/1986), p. 183 & p. 187 132 Gibson (1966/1968), p. 5
51
with the environment; “In music (and more obviously still in dance) the body resonates
with the world”133. Resonance is by no means passive, but on the contrary a highly active,
exploratory engagement with the environment134. We do, in other words, act within a
world that also acts upon us.
Musical Affordances
Applying the ecological approach to the experience of listening to music can be very
obliging for the attempt to illustrate the far reaching perspectives of the musical
experience. Interpreting music as affordances facilitates the possibility of explaining the
range of various listeners’ response to a variety of musical attributes;
The ecological approach to perception offers an alternative view that gives a coherent account of the
directness of listeners’ perceptual responses to a variety of environmental attributes, ranging from the
spatial location and physical source of musical sounds, to their structural function and cultural and
ideological value.135
Music offer an innumerous series of affordances, and different listeners pick up different
affordances in accordance with the diversity of their perceptual capacities136. This can be
illustrated by music’s interpretive flexibility. A particular piece of music offers a range of
musical affordances. These musical affordances are picked up by the perceiver on the basis
of not alone his or her perceptual competences but they are besides constituted from the
circumstances in which they are used137. Music thus affords a multiplicity that enables
different perceiver’s to interpret the very same piece of music in various ways, dependent
on perceptual capacities, use and thereby context. I may for example have an experience of
a particular piece of music that is attached to the previous setting in which I first heard the
133 Ingold (2000), p. 410. Original italics. 134 Clarke (2005), pp. 18-19 135
Clarke (2005), p. 46 136 Clarke (2005), p. 47 137 DeNora (2000), p. 44
52
given piece of music. This experience might accompany my future re-hearings of that piece,
coloring my impression of the particular music. Or it might be replaced and experienced in
a new way. Such an example of individual changeability within a particular piece of music
can function as an illustration of the multifaceted dimensions of the musical experience. We
experience music as offering a variety of affordances, which we actively engage with and
make use of in various ways;
The musical context offers a situation in which the listener is surrounded by acoustic information.
Designed intentionally for sensory exploration, the musical environment is characterized by the presence
of not only harmony and rhythm but also such factors as silence, timbre (instrumentation), dynamic
(amplitude), desity, texture, gestural and motivic figures, patterns, and audible processes of accretion
and degradation (such as rescendi or ritardandi, the processes of getting louder or slower). These factors
are affordances, objective characteristics of the music subjectively discriminated in context. To different
listeners, they may suggest attending to the music in particular ways *…+.138
Music is not just a stimulus that we passively register and incorporates as a pleasant
artifact139. On the contrary, understanding music as an affordance-laden structure suggests
that music is a dynamic art form, offering us a whole range of potential uses. Musical
environments are designed for exploration140. But musical affordances are not merely to be
understood as a one way relation between the object (the music) and the perceived
opportunities (the subject). Musical affordances emerge through the dynamic interaction
between the musical piece (the sounds) and the active listener with the appropriate skills.
It is important to stress the individual’s influence on the musical experience. Perception
(both everyday and aesthetic) is based in reality. Perception is not just a mental affair but a
skill learned, exploratory and voluntary141. Through intimate self-acquaintance is the
reciprocal relationship between perception and action established. Experiencing music is
thereby a matter of actively engaging in the musical environment, a perceptual learning
138 Nonken (2008), p. 294 139 Pinker describes music as auditory cheesecake. In his point of view music could vanish from our world, leaving our lifestyle virtually unchanged, Pinker (1997), p. 528 & p. 534. It should be quite obvious that I do not endorse this claim. 140 Nonken (2008), p. 294 141 Nonken (2008), p. 291
53
process not established out of the blue, but based on an innate ability to control or direct
the experience of music142.
Thus, we pick up different musical affordances depending on our perceptual skills, use and
the context in which they arise143. Music is not merely a stimulus, rather, music’s powers
are constituted by one self; we interact with the music144. We compose the content of our
musical experience by picking up musical affordances. Again we observe reciprocity, this
time between the object (the music) and the perceiver. Experiencing music is neither a
matter of receiving the musical sounds in an appropriate way, nor is it an unequivocal
relation, solely dependent on the perceiving subject. On the contrary it seems fair to say
that we to some extend create the content of our musical experience, while the music at the
same time creates us145.
Music is a deeply integrated part of our lives, a resource of transformative powers that
provides potentialities for doing things, changing things and making things happen146;
[…] recognizing music as […] an affordance structure, allows for music to be understood […] as a place or
space for “work” or meaning and lifeworld making. Music can, in other words, be invoked as an alley for
a variety of world-making activities, it is a workspace for semiotic activity, a resource for doing, being
and naming the aspects of social reality, including the realities of subjectivity and self […].147
We do things to and with music. This dynamic relationship finds verification in different
domains such as emotional regulation, memory recapturing, identity construction and
142
Nonken (2008), p. 285. Studies of neonate music therapy indicate that already within the womb the unborn child is exposed to a “uterine symphony” (DeNora, p. 77) I find this research quite interesting and I will continuously refer to it, but must unfortunately restrict myself in going further into those issues. 143
This will be thoroughly explored in the section “Situated musical actions”. 144
DeNora (2000), p. 41 145 An obvious consequence of such a claim would be to examine the identity aspects in relation to musical experience. DeNora speaks of music as providing material for identifying identity (DeNora (2000), p. 69). We will later catch a glimpse of music’s influences on the establishing social identities (“Musical Identities”), but a comprehensive study of the identity aspects of music will unfortunately fall beyond the scope of the present examination. 146 DeNora (2000), pp. 44-48 147 DeNora (2000), p. 40
54
interpersonal coordination, etc. Music is an “aesthetic technology”148, a cultural resource
offering not only pleasant sonic structures but besides a variety of potential uses.
A Sonic World
A suggestive way of summarizing the musical affordances is to portray music as offering a
sonic world. Music provides a sonic space. This sonic space is the internal spatial
configuration of the piece itself, i.e. the different ways that sound features hang together to
form a coherent musical work. By engaging in a particular piece of music the listener is
surrounded by acoustic information149. This acoustic information is incorporated by the
listener dependent on perceptual skills, use and the context in which they arise. The sonic
space is available to everyone, who is willing to openly engage with the acoustic
information of the particular piece of music. This proposes that music offers a shareable
sonic world – an intersubjective sonic space accessible to any individual with the
appropriate perceptual skills150.
Interpreting music as offering a shareable sonic world is by no means an attempt to
separate music from our everyday world. On the contrary, music is such an integrated part
of our everyday world that such a maneuver seems absurd. My intention of introducing the
notion of a sonic world is a purely theoretical concern – an attempt to encapsulate the
specific character of the phenomenon music, by conceptualizing the spatial aspects of
music. Schopenhauer believed that music was experienced exclusively through time with
absolute exclusion of space151. I believe he was wrong. I agree with his claim of the
importance of the temporal aspects of our musical experience and of music in general. This
will be evident in my examination of music and time below. But I do not think that an 148
DeNora (2000), p. 7 149
Nonken (2008), p. 294 150 By emphasizing the importance of the appropriate perceptual skills, I wish to disregard specific cases such as inabilities to perceive certain sound elements, due to either illness or innate defects (see ex. Sacks (1983/1986) or Sacks (2007) for illustrative examples of such perceptual defects related to musical perception). The appropriate perceptual skills are not a matter of having the right kind of musical training or any other kind of privileged status. Such an over-intellectualizing of musical experience can ex. be found in Kivy (2002), pp. 81-83. Rather, the appropriate perceptual skill is simply a matter of being willing to openly engage with the particular piece of music. 151 Schopenhauer (1969), p. 266
55
exclusion of the spatial aspects supply an accurate approach, either to the experience of
music or music itself. The spatial aspects are an important part of our musical experience.
In the end of the next part, the notion of a sonic space will be incorporated into my
conception of the musical world. Worth noticing first of all is the urgency of a clarification
of the social aspects of music. If music offers an intersubjective sonic world, we will need to
elucidate the aspects of the shareable character of music. This will, as promised, be the
center of focus in the next part of my examination. But first I will focus on what can be
termed as an intermediary of the social dimension, namely the case of dancing.
56
Interlude; Dancing –Illustrating the force of embodiment
This section will be focusing on dancing. My motivation for conveying an analysis of dance
originates in its twofold potential to illustrate partly the theoretical elucidations in concern
of embodiment, partly the multiplicity of the musical experience. Besides, I find the case of
dancing quite efficient to emerge a bridging between a characterization of the individual
listening experience and the social dimension of the musical experience.
Dance is a well integrated and deeply founded activity of our everyday lives. Its history
reaches far back and its practice finds a great variety in widespread manifestations. Recent
research within dance therapy designates an assumption that we are, in fact, born to
dance152. This research finds its source in an intensive dance programme with dual sensory
impaired children. Facing the devastating effects of deaf-blindness, these children
countenance great challenges, especially in the area of communication. A study into the
bodily effects of the dual sensory impaired children will therefore potentially reveal quite a
good understanding of the force of embodiment. As Bond puts it in her concluding remarks
“Such children remind me that I build my everyday social world through embodiment”153.
However fascinating such studies may be, I nevertheless want to move the discussion in
another direction. I find the assumption that we are born to dance intriguing, and I will in
the following work to show a possible explanation of the innate character of dance154.
Returning to the previous section on embodiment, let us recall Merleau-Ponty’s emphasis
on the body as the very foundation of all our experience. We are situated within a world
that we actively perceive and engage with as essentially embodied agents. But the
reciprocity of perception and embodiment can only be maintained through a sense of
oneself as an embodied agent. I have to know where my body is and what it is doing. This
152 Bond (2009), p. 402 153 Bond (2009), p. 218 154
Again, I have unfortunately not found the necessary space for developing an extensive analysis of the achievements of communicative musicality. Research within this field supplies evidence for this innate character of dance, see ex. Trevarthen and Malloch (2000).
57
intimate self-acquaintance is based on information attained by proprioception (knowing
where my limbs are positioned) and the body schema (which is responsible for
maintaining posture, balance and governing movement). We know the world through our
capacity to move around in it, but the openness to the world can only be obtained through
self-awareness.
Applying this theoretical foundation to the area of dance is an obvious strategy. Dance is
generally considered as enhancing self-awareness155;
[…] dance is conceptualized as intentional non-verbal behavior that expresses, through the dynamic
patterns of special movements in space, a heightened felt sense of self and/or environment.156
Given such a definition of dance it seems fair to argue that dance initiates this heightened
felt sense of self (we will return to the environmental aspects shortly). Dance is thereby the
practical illumination of the theoretical notions of proprioception and body schema. These
two notions are experientially exemplified in the case of dancing. Evidently, as mentioned,
dance is broadly manifested, and it is not insignificant to consider the context in which
dance is practiced. Professional ballet dancers face completely other challenges than
Saturday night clubbers157. In accordance with my overall project, I do not intend to engage
in a particular dimension (that is of either musical character or dance). My interest is to
accentuate dance as an observable outcome of the experientially aspects of music. I will
therefore neither be discussing dance as abstracted from music, but rather as a common
everyday situated aspect of our listening experience158.
155
Friedson (1996), p. 30, describes his own experiences with dance within Tumbuka healing as an expansion of self. 156 Bond (2009), p. 404. See also Wulff (2006), p. 137. 157 For an elaboration of the ballet world see ex. Wulff (2006). A thorough study of electronic dance music is found in Butler (2006), though the dance dimension is a bit neglected. 158
Gregory (1997), pp. 125-127 point out that it can, indeed, be difficult to tell whether the music is an accompaniment to the dance, or the dance a movement to the music. Besides, one can also imagine a situation where dance is completely precluded from music.
58
Listening to music in an engaging and intensely manner, i.e. listening deeply, not
necessarily results in dancing. But music will nevertheless commonly still have a profound
impact on the listening subject’s body;
Movement is, I believe, the most fundamental conceptualization of music – the basic category in terms of
which it is experienced.159
This impact can, besides dancing, be observed through finger tapping, head nodding,
swaying and several other more or less obscure bodily responses. The above mentioned
definition of dance as “intentional non-verbal behavior that expresses a heightened felt
sense of self” will therefore be extended to entail all of the bodily responses of musical
influence160. I will in the following assume that such bodily response, regarding their
individual form, is a result of not merely the perceived musical elements, but besides an
integrated individual interpretative response to both the music, the terms of which it is
being used, as well as the context or the setting, in which it arise. Here are my reasons;
Dancing to music often arise within a social setting where a variety of other participants
are present. The environmental aspects inevitably have an impact on not merely the
experience of dancing, but equally on the experience of the music in general. These
environmental factors will be examined below in the section “Setting the Scene”. I will
therefore initially focus on the individual dancing experience. But the idea of participation
is an important consideration. Dancing to music is not merely a participation in a larger
scale, implying social scenery, but equally a participation in the music. The dancing
individual actively engages with the music, creating a creative interpretive response to the
perceived musical sounds161. Music is frequently described in terms of movement162. I
159
Hamilton (2007), p. 142 160 Thereby avoiding, among other things, cultural and sociological discussions of dance, such as for example exemplifying dance as a primarily female phenomenon due to its sexual potential. For an elaboration of such a strategy, see. McRobbie (1991) 161 The temporal aspects of music is an important factor in understanding this claim, but I am afraid that I once again will have to postpone a discussion, this time that of the temporal aspects of music. See “Music and Time”. 162 Davidson and Malloch (2009) claim that music is experienced as movement, because musical meaning itself originates in the body, p. 565. I think they present only one side of the story, neglecting the role of context.
59
think an illustrative way of thinking about musical movement, is to think of dancing as a
creative musical performance163, where the individual dancer fashion a personal response
based on anticipation not only in the music as perceived here and now, but also on the
expectations of what to come164. Christopher Small uses the term “musicking” to express
the act of taking part in any kind of musical performance165. In dance, musicking in sound
and musicking in movement occurs simultaneously and in relation to each other166.
Participating in the music in this way is thereby both a creative and musical process, where
the dancer’s motion is a rhythmic additional counterpart to the sounding patterns of the
music, and besides an interpretation of the music that is being danced to167;
Taking a semiotic view (and one consistent with the naturalistic account of the sense given by
psychologist James J. Gibson, 1966), I assume that it is a basic psychological proclivity not to hear sound
as an uninterpreted quality, but to hear it as bearing information that is adaptively useful. In a natural
environment, such information could be about the location and movement of objects, the position and
attitude of another living thing, the affective state of another as bidding affection or retreat.168
Interpreting music through dance is first of all an individual determined phenomenon. The
dancer shapes his or her response as the music unfolds, and given that this response is
expressed through bodily movement, the dancer must possess a certain kind of self-
awareness in order to elicit such a response. This awareness of the self is, though primitive,
already effective from birth169. But the amount of self-awareness often increases
concurrently with the experience of dancing to music. A possible explanation of this
heightened felt sense of self is to turn to the previously explored intertwining of perception
and embodiment. When dancing to music one actively engages in the music in a particular
163
This notion of creative musical performance is inspired by studies within electronic dance music. Though used in a similar fashion it is important to point out that dancing within this particular kind of music has a significant impact upon the music, in that the DJ presumably responds to the audience’s feed-back. For more on electronic dance music see Fikentscher (2000) or Butler (2006). 164 Husserl uses the notion protention to describe anticipation in the future events, Husserl (1964), p. 76 and Husserl (1913/1998), pp. 174ff. In the section “Music and Time” I will elaborate this notion further. 165 Small (1998), p. 9. See also Fikentscher (2000), p. 57 166 Fikentscher (2000), p. 58 167
Butler (2006), p. 72 168 Cumming (2000), p. 118 169 Gallagher (2005), pp. 72-78
60
dynamic manner, where one must play an active role in shaping the direction of the
musical experience170;
Dancing, or “working (it) out” translates into a ritual in which the physical aspects of self, the body, is the
instrument for renewing the spiritual or mental aspect of self, that is, the nonphysical aspects of
identity.171
The dancing body is in this sense a musical instrument that elicits an immediate and
profound response to a particular piece of music as it unfolds, enabling us to explore the
nonphysical aspects of identity172. Identity aspects within the musical domain are a general
consensus. DeNora, for example, describes music as a building material of subjectivity, as a
resource for identifying identity173. Cumming specifically speaks of musical personality
coined in her notion of the sonic self, a creation that comes into being with sound174. The
sonic self is not a previously existing element of personality, but a dynamic making based
on the choices made among musical sounds. Establishing a sonic self is a matter of actively
engagement within the musical repertoire of possibilities. The sonic self can thereby be
understood as a twofold character. There is an outward face of identity exemplified in the
formation of subjects by their participation in the social sphere of gesture, language, or
music. But there is also an individuated identity that may become topic for my reflexive
self-awareness, knowledge of myself as a acting body175.
The experiential qualities are by Butler described as “unlocking the groove”;
170
Blacking states that in dance the body and mind are ideally united, quoted in Wulff (2006), p. 125 171 Fikentscher (2000), pp. 75-76 172 This relation to subjective identity seems even more evidently, when considering the aspects of musical time. This will be further explained in the section “Music and Time”. 173 DeNora (2000), p. 57 and p. 69 174
Cumming (2000), p. 23. Though the notion of the sonic self arises in relation to a discussion of musical performance, I nevertheless find it applicable to other dimensions of the musical experience. 175 Cumming (2000), pp. 10-12
61
Groove promotes multiple interpretations and flexible interactions – An unlocking of the temporal
experience into many directions.176
Dancing to music is an unlocking of the groove, or to use a previously discussed notion,
dancing is an interpretation of the musical affordances. The music provides a variety of
affordances that the dancer pick up in accordance with his or her perceptual skills, the use
in which they appear and the context in which they arise. To view music’s affordance laden
structure within the dancing domain enables us to understand the multiplicity of the
nature of dance. Dance is not just one thing but rather a variety of possibilities, actualized
in the response shaped by the performing participant as the music unfolds. But dance is not
merely an observable result of an individual’s movement. We use dance to do different
things. Some speak of dancing where a transitory step outside the everyday can be enjoyed.
Or dance can be used for liberation or as a political statement177. An important aspect,
worthwhile dwelling at for a moment, is the potentiality of creating a personal space
through dance. Though dance usually occurs in social settings, dancing nevertheless offers
the opportunity for creating a vital subjective space where one’s own territory is
demarcated in relation to others178. We are, as mentioned, directed in our experiences, our
body define the behavioral space and environment under constraints defined by
affordances179. In this sense it seems fair to argue that not only do listeners create the
content of their listening experience, they also enact or actively construct the context of
their music experience180. Dancing, aesthetically oriented movement, are the means for
constructing spaces of the subject181. I think that it is in this sense that the liberating
potential in dance is to be understood. By creating a subjective space, dancing
experientially releases a range of possibilities to be explored. Dancing gives us the potential
to redefine the social rules of everyday life, to explore gender and sexuality aspects, the
176 Butler (2006), p. 6. Locked grove are the short patterns etched into records that the DJ uses as tools in a performance, ibid. p. 5 177 Fikentscher (2000), pp. 65-66 178 Irigaray (1989), p. 132. 179
Gallagher (2005), p. 32 180 Goguen (2004), p. 121 181 DeNora (2000), p. 78
62
option to step outside restrictions, conventions and norms of the world outside the dance
setting182, and thereby to explore our own subjectivity.
Dancers’ project their self onto the music, and at the same time explore what is in the music
by means of the self183, thereby adding a kind of subjective reciprocity between the music
and the perceiving self. This reciprocity is already explored within the listening experience,
but returning to it now in the case of dancing inevitably makes it more obvious that an
important aspect is missing, namely the relation to other selves;
A listening subject cannot only move through different phases while listening, and with varying degrees
of assertoric strength, she can recognize the limitations of the interpretive world within which she
operates, and opening up the way of listening available to her, allow others to respond from a position of
difference. Listening, then, is not only a matter of musicality, but of hearing other selves.184
Listening to music in general inescapably is an activity deeply rooted in our everyday social
lives, and every kind of analysis of the listening experience must give an account of these
social aspects, in order to provide a broadly picture of the experience of listening to music.
The second part will be addressing this social dimension.
182
Fikentscher (2000), p. 75 183 Clarke (2005), p. 149 184 Cumming (2000), p. 71
63
Music as a Social Phenomenon
Music is as an active doing, an active participation in the sonic world offered by music on
behalf of the perceiving subject. So, is music then a pure private subjective experience? We
all certainly have different preferences regarding the type of music, we tend to like. In more
extreme scenarios this conflict regarding taste, stretches to the constituting elements and
becomes a discussion of the necessary and sufficient conditions for the indication of a piece
of music. As mentioned, I do not intend to engage in a discussion of particular types of
music. Nevertheless, I find it intuitively problematic to accept that music in general is a
private experience. On the contrary, I find it plausible that music essentially is a social
phenomenon. I will in the following advance at a justification of the essential social
character of our musical experience.
Music always takes place within a community and is thus inherently practice-, discourse- or
tradition related185. Music, as all other art, is deeply rooted in our practical and everyday
life. John Dewey gives a good hint of the importance of our everyday life, when he describes
the deficiencies in the theories of art;
My purpose […] is to indicate that theories which isolate art and its appreciation by placing them in a
realm of their own, disconnected from other modes of experiencing, are not inherent in the subject-
matter but arise because of specifiable extraneous conditions. Embedded as they are in institutions and
in habits of life, these conditions operate effectively because they work so unconsciously.186
Music and art in general cannot be understood detached from its context. Given our strong
involvement in the world, we tend to disregard this foundation, because we are so familiar
with our surroundings that they seemingly do not deserve further attention. The context of
music consists not only of the place of origin combined with different implications of the
constitution and conception of the object, but the context itself in which it appears seems to
185 Benson (2003), p. 41 186 Dewy (1934/2005), p. 9
64
form the very potential of music. Not only is the context in which music appears
determined by social factors, even the content of our experience of listening to this
particular music, in this particular scenario, is dependent on social aspects. Think of the
difference of experiencing a specific piece of music solitarily a cold rainy evening, and the
experience of the very same musical piece shared with hundreds, perhaps thousands of
like-minded peers at a summer festival event. These two diverse modes of a musical
experience are inevitably affected by the social connotations of the particular experience.
Taking a look at the history of music reveals different prescriptions, different conditions
and conceptions of the phenomenon music. How interesting these historical considerations
may be, I do not find it relevant in the given framework to embrace the historical
dimension. Worth noticing, though, is a traditional tendency to conceive music (and art in
general) as an autonomous entity somehow separated from our everyday world, inhabiting
its own domain;
Artistic activity is supposed not to play a part in constituting our sense of reality and therefore it is
possible to detach the product from the world in which it takes place and to measure it against a non-
worldly, non-temporal standard. By positing a reality existing independently of the artwork, it becomes
possible to detach the artwork from the temporal structure of that reality. Classical aesthetics then seeks
to naturalize temporal process.187
But recognizing the social nature of music in general is recently becoming an obvious
supposition in most approaches to analyzing the phenomenon. Even Adorno, despite his
claim of the autonomy of music (and his counterintuitive claim that music, or art in general,
only offers pleasure in regard to its amusing character188), acknowledges the social
component of music;
Art’s essence is twofold: on the one hand it dissociates itself from empirical reality and from the
functional complex that is society; and on the other, it belongs to that reality and to that social complex.
187 Hodge (1993), p. 256 188 Hamilton, p. 162. For an elaboration of Adorno’s position on music, see Hamilton (2007), pp. 153-191
65
This comes out directly in the particular aesthetic phenomena which are always simultaneously aesthetic
and faits sociaux [social facts]. Aesthetic autonomy and art qua social fact are not the same; moreover
each calls for a different kind of perception.189
I will in the following investigate these social components of music. This will be done partly
from focusing on the nature of music in general190. Is music at all an autonomous entity and
if so, is this autonomy consistent with the essential social nature of the phenomenon? Is it
necessary, or even possible, to make such a sharp distinction between art and reality,
indicated in the above quote from Adorno? I wish to illustrate the essential social character
of music. By doing this I will first of all return to the postponed exploration of the temporal
aspects of music. This will supply us with an understanding of the basic shareable nature of
the musical phenomenon. Music is potentially a multi-available entity, inevitably situated
within the current of our everyday social lives. Analyzing this basic situatedness of the
musical experience will form the next step in understanding the social components of
music. Afterwards, a further analysis of the social aspects of music is anchored in
expanding the notion of musical affordances to entail what we will call social affordances.
Understanding musical affordances as social will gain insight into the mutual tuning-in
relationship and joint attention, which will supply evidence for the social
interrelationships, initiated by a mutual musical experience. Finally, I will move towards
the more general social aspects of the musical experience by approaching the social setting
of music and the identity-material in music. Such a larger scale strategy calls for an
understanding of the basic social connotations within every given musical experience. I will
therefore, unlike the first part, focus particular on analyzing the musical experience, first of
all by examining the social implications of the individual musical experience, hereafter
working my way up, so to speak, illustrating the essential social character of the music
experience in general. But initially, we will examine the temporal aspects of music in order
to grasp the shareable nature of the musical experience in the first place.
189
Adorno; Aesthetic Theory (1984), p. 358 as quoted in Hodge (1993), p. 257 and partly in Hamilton (2007), p. 167. 190 Though I will not, as mentioned, anticipate in an ontological examination of the phenomenon music.
66
Music and Time
I have on several occasions hinted at the importance of time in relation to music. Not to
exhaust the act of suspension any longer, I will now take up this perplexing aspect of music.
But I must reiterate that this elaboration inevitably is rooted in my intentions of illustrating
the social dimension of experiencing music, why the following must be seen as clarifying
these particular aspects and therefore not as a thorough elaboration of the subject.
Music’s relation to time actualizes the urge for an analysis of this relationship;
Music poses the centrality of time to the artwork itself, with a particular urgency. Time is central not just
to the formation of the conventions and the development of the individual artist’s capacities, required to
produce or perform the work in question. A relation to time, to temporal sequence, and to temporal
structure is internal to music itself. This disrupts the attempt to set up aesthetic values as timeless and to
presume that time and temporality are irrelevant to artworks, and to judgments about them. The
function of time within music sets up a contrast to the form of temporality, which predominates in
everyday experience.191
Though music arises through everyday time, so to speak, music nevertheless seems to exist
in another time span. In everyday experience time is a causal entity, a frame in which tasks
are accomplished. In contrast, in the case of music, time is intrinsic to the internal
construction of music, not simply a frame in which it occurs192. But what is musical time
then? If we argue that musical time is an intrinsic ideal realm of time disconnected from
our ordinary everyday world193, we seem to violate the above claim that we actively
compose the content of our musical experience. Besides, it seems difficult to claim that
music essentially is a social phenomenon, if it at the same time is detached from the social
191 Hodge (1993), p. 256 192
Hodge (1993), p. 256 193 Susanne Langer and Roger Scruton are examples of such a position, Kivy (2000), pp. 27ff. and Scruton (1997), p. 489
67
domain. In the following I will investigate the character of musical time and argue that it is
unnecessary to detach musical time from our everyday world.
In illuminating these problems, I will take a closer look at some of Husserl’s observations
on the issue of time. I must apologize for this somewhat general approach to Husserl’s
account, which in itself is rich enough to form the basis of a separate investigation. But for
the sake of simplicity, I will only focus on the general aspects of Husserl’s comprehensive
analysis.
Husserl distinguishes between objective (cosmic) time and subjective (phenomenological)
time194. He focuses on the subjective internal time consciousness by describing the three-
fold division into past, present and future195. As experiences only occur in the present, the
past is experienced in the present in a different mode, which he terms retention
(memory196). Retention is a continuous modification of the same beginning point197. By
conceptualizing retention he enables us to distinguish past from present, though both are
experienced in the Now198. But the flow of time is a continual sinking away into the past;
Truly, however, it pertains to the essence of the intuition of time that in every point of its duration
(which, reflectively, we are able to make into an object) it is consciousness of what has just been and not
mere consciousness of the now-point of the objective thing appearing as having duration. In this
consciousness, we are aware of what has just been in the continuity pertaining to it *…+.199
Every now has its “horizon of Before” just as well as every now has a “horizon of After”200.
Our experiences are in this sense a threefold dimension of what has been, what is, and what
will come. Protention is the Husserlian term for this forward-looking expectation201.
194
Husserl (1913/1998), p. 192 195
Husserl (1913/1998), pp. 195-196. See also Goguen (2004), pp. 125-127 196 Husserl (1913/1998), p. 175 197 Husserl (1964), p. 51 198 Husserl’s observations on retention is confirmed by recent research on temporal cognition of music, where a pre-conscious buffer of about 10 seconds is identified, Goguen (2004), p. 126 199
Husserl (1964), pp. 53-54 200 Husserl (1913/1998), p. 195 201 Husserl (1913/1998), p. 175
68
Turning towards another influential character within phenomenology, Schutz elaborates
Husserl’s considerations on time202, applying them specifically to the area of music203.
Schutz also focus on phenomenological or subjective time, in particular he draws on the
notion of Durée, inherited from Bergson204. Durée embraces the inner time of our
consciousness differentiated from outer time, in that the durée has no measurable
capacity205. Schutz argues that the musical time resemblances the inner subjective time;
As long as a piece of music lasts, and as long as we are listening, we participate in its flux; or more
precisely: the flux of music and the flux of the stream of our consciousness are interrelated, are
simultaneous; there is a unity between them; we swim, so to speak, in this stream. And music goes on as
a unit which is indivisible. Only if we stop this ongoing development, only if we bring the flux to a
standstill, only if, so to speak, we step out of the stream and look back: then it seems that what we
experience as a unit while it lasted, has been constituted in polythetic steps.206
We experience music as a unit; we participate in its flux by a simultaneous coexistence
between our own stream of consciousness and the musical time. Only through a reflexive
glance will we be able to grasp the parts of the musical structure. This reflexive attitude is
made possible through the faculty of memory207. Drawing on Husserl, Schutz distinguish
between two types of remembrance (recollection), namely retention and reproduction,
where the former attach itself immediately to the actual experience, though it sinks into the
past. The latter, reproduction, refers to more remote pasts which are reproduced in
memory208. But the future is equally important;
202
Husserl’s main focus is on inner time consciousness, whereas Schutz tends to focus more broadly on the temporality of social relationships, but this differentiation will only supply us with a more extensive picture of the temporal phenomenon. 203
Husserl is also speaking of music in his development of his theory on time (see ex. Husserl (1964), p. 23 and Zahavi (2001), p. 121), though not as specifically as Schutz. But another objection must be made regarding Schutz. His work on music consists of posthumous publications, fragmentary in character. 204 The notion of durée seems quite similar to Husserl’s descriptions of the subjective/phenomenological time. 205 Schutz (1996), p. 257 206
Schutz (1996), p. 250 207 Schutz (1996), p. 255 208 Schutz (1996), p. 256
69
By living in our experiences, by being directed towards the objects of our acts and thoughts we are
always oriented towards the future, we are always expecting certain occurrences and events.209
These expectations are, as with recollection, divided into two. Protention portray those
expectations attached to actual experience and anticipation is those that refer to events and
experiences of the more distant future210. The two types of recollection (retention and
reproduction) and the two types of expectations (protention and anticipation) are not only
constitutive for the interconnectedness of the stream of consciousness, but they are also
constitutive for the experience of music211. Memory and expectations about the future are
the interplay in our consciousness that enables us to experience music as a unit. We live in
the flux of the ongoing music. Only by bringing the participation in the musical flux to a
standstill, only by assuming a reflective attitude will we be able to bring the acts of our
listening to objects of reflection212.
Music can thus be understood as a twofold temporal event. At one hand it is a unit, an
indivisible structure of ongoing movement. At the other hand, the accomplished musical
event is divisible into parts. We can scrutinize and analyze the different elements within a
particular piece of music, but this division can only be accomplished after bringing the
ongoing movement to a standstill. This structure inevitably results in what Schutz refers to
as the Eleatic paradox213. The flying arrow of Zeno is used as an analogy to illuminate this
paradox;
Consider the flying arrow of Zeno. Regard its flight as an ongoing movement. It is a unit from the instant
it was shot from the bow until it reaches its goal. Following this movement with your eyes, you
experienced one single event in inner time. Afterwards, in hindsight, when this movement will have been
completed, when the arrow has traversed its path, you may consider the movement – once performed
209 Schutz (1996), p. 256 210 Schutz (1996), p. 256 211
Schutz (1996), p. 257 212 Schutz (1996), p. 270 213 Schutz (1996), p. 249
70
and accomplished – as identical with the trajectory traversed by the arrow. Then you may break down
into pieces the unity of the ongoing motion […] But, then, the arrow does not fly anymore.214
Considering this dual temporal characterization of the musical experience, it not only
seems to be a plausible explanation of the temporal aspects involved in music, it also
enables us to avoid the autonomous claim of music. Music is not an isolated entity
inhabiting its own domain215, but rather deeply rooted and dependent on what we could
call real time. This paradoxical nature of musical time questions the very motive of
establishing a notion of “musical time”. By using a specific term to describe the musical
time, we unavoidably suggest that musical time coins another kind of time that differs from
everyday, or real time. Philip Alperson addresses this problem by arguing that musical time
is an instance of time in general;
The truth of the matter seems to be that the temporal dimension of musical experience is not
fundamentally different from that of any other sort of temporal experience. Rather, as an occurrence, an
art whose method of presentation is progressive in time, a piece of music is a piece with all phenomena
which occur in time: it has a determinate period of duration; an objective and irreversible time order; it
seems to involve the specific mental faculties of attention, memory, expectation, and apperception, and,
as such, it seems tied to our sense of personal identity.216
Though musical time is an instance of time in general, it is nevertheless profitable to
maintain the phrase “musical time” on a theoretical level as it illustrates the specific
temporal aspects of musical experience. It is important to maintain the notion of musical
time as it;
[…] underscore the fact that, in drawing our attention to intelligible structures whose patterns develop in
time, music does exploit certain features of temporal experience. It exploits the sense we have of
movement “through” time, it exploits a sense of movement with or against a regular temporal
background, and it exploits the sense of the integration of a flux of events into a single, unified whole. In
214
Schutz (1996), p. 249 215 Schopenhauer (1969), p. 262, for instance, argues that music is not confined to the phenomenal world. 216 Alperson (1980), p. 414. I will shortly follow up on the identity potential within music.
71
general, it makes duration an object of attention and calls upon the same faculties we employ in all time
perception.217
We will therefore continue to use the phrase musical time, memorizing that it is an aspect
of time in general. The necessity of maintaining the notion is due to the fact that musical
time in particular draws attention to a specific aspect of time. This specific aspect of time is
an aspect that escapes the measurable characteristics of ordinary time. Surely a piece of
music has these measurable durations. Music unfolds itself in time; it has a specific
duration, which is measurable. But by speaking of musical time, I wish to accentuate the
above mentioned similarities with subjective time. I wish to emphasize that experiencing
music is different from the outer time, so to speak, in that music unfolds itself in the inner
time, the durée. The experience of music is differentiated from outer time due to this
participation in the listening subject’s stream of consciousness;
The listener lived, while listening, in another dimension of time which cannot be measured by our clocks
or other mechanical devices. In the measurable time there are pieces of equal length, there are minutes
and hours. There is no such yardstick for the dimension of time the listener lives through; there is no
equality between its pieces, if there are pieces at all.218
The experience of music, the participation in the musical event involves participation in the
musical time. While experiencing music the listener lives in what appears to be another
time span219. But this simultaneity between the musical time and the listener’s stream of
consciousness is not merely an individual experience. On the contrary, participating in the
musical time entails an opening towards sharing, in vivid present, the others stream of
consciousness in immediacy220. Music thus becomes a shared time for those involved.
Through manifold participation in a given musical event, we are, in Schutz’s phrase,
217 Alperson (1980), p. 414 218 Schutz (1996), p. 254 219 Schutz uses an illustrative analogy to explain this incommensurability between the time we are living through versus clock time; The experience of waiting on the surgeon who operated on a person dear to us will inevitably feel quite different than the same amount of time spent chatting with a friend. Schutz (1996), p. 254 220 Friedson (1996), p. 124
72
growing older together; we are tuned-in, living together in the same flux221. We will now
explore this tuning-in relationship by first of all investigating the situatedness of the
listening experience. Afterwards it will be necessary to examine the nature of the sharable
music experience by drawing attention to notions such as mutual tuning-in relationships,
joint attention and social affordances.
221 Schutz (1964), p. 175
73
Situatedness of musical experience
First of all we will need to turn to the situatedness of the listener, elaborating a conceptual
frame in which the temporal and spatial surroundings of the listener are accentuated. This
is a necessary move as I wish to investigate the fundamental social connotations of the
listening experience. Every kind of listening to music is to some extent situated. Whether I
listen to music solitarily with my headphones on, or I am participating a large concert at
Roskilde Festival, these two very different modes of listening will inevitably be enfolded
with my particular cultural inheritance. I will always approach the music with a pregiven
set of expectations222.
I will in the following reconcile three different notions illustrating the situatedness of any
given musical experience, namely Merleau-Ponty’s “intentional arc”, Schutz’s “scheme of
reference” and Bourdieu’s “habitus of listening”223. These three notions each disclose a
perspective on this situatedness; Intentional arc seems to reveal the most basic structures
orienting us in our world, whereas scheme of reference is operational on the sociocultural
level. Habitus of listening is also working on the sociocultural level, though it appears to be
of a somewhat more general character, than the scheme of reference. I will subsequently
give a short description of each of the notions and hereafter bring them together in an
analysis of situated musical actions, which afterwards will function as a collective name of
the three notions at stake.
222 Becker (2004), p. 69 223
Bourdieu does not specifically speak of habitus of listening, but in order to narrow the focus, I have chosen to follow Becker (2004), pp. 70ff in her specification of the habitus. This strategy will be more comprehensible in the paragraph concerning Bourdieu’s notion of the habitus.
74
Intentional Arc
I will begin with Merleau-Ponty´s notion of intentional arc as this notion, as mentioned, is
operative at the most basic level. Merleau-Ponty gives the following description of the
intentional arc;
[…] the life of consciousness – cognitive life, the life of desire or perceptual life – is subtended by an
“intentional arc” which projects round about us our past, our future, our human setting, our physical,
ideological and moral situation, or rather which results in our being situated in all these respects.224
By living and acting within the world, humans inevitably acquire a variety of different skills
appropriate to multiple different situations. Dependent on the individual’s respective
perspective and equally dependent on the given situation, the individual will respond
accordingly. This means that the intentional arc prescribes the way we pick up different
affordances in our environment;
The agent sees things from some perspective and sees them as affording certain actions. What the
affordances are depends on past experience with that sort of thing in that sort of situation. The idea of
an intentional arc is meant to capture the idea that all past experience is projected back into the world.
The best representation of the world is thus the world itself.225
It is precisely in this sense that the intentional arc is a basic concept – it is operational pre-
consciously. It functions on the level at the body schema, which, as we have seen, is
responsible for maintaining posture, balance and governing movement. The intentional arc
is in this respect an orientation capacity which not only enables adjustment to the
environment but equally enables different sorts of interactions with our changing
environments. Our bodily adjustments are shaped by environmental features which in turn
shape how we engage with these environmental features – we change our environment by
224 Merleau-Ponty (1945/2009), p. 157 225 Dreyfus (1998), in the section “Learning without Representation: Merleau-Ponty’s Intentional Arc”
75
acting in it. This intimate body-world reciprocity is secured by the intentional arc. Thus, the
intentional arc shapes our actions and is likewise shaped by them226.
Scheme of Reference
Alfred Schutz was a pioneer within sociological phenomenology and his notion scheme of
reference is therefore not surprisingly founded upon that tradition. Interested in clarifying
the essential structures of the life-world, and in exposing the role of subjectivity in the
construction of the social world227, Schutz maneuvers at the level of our social lives.
Scheme of reference captures the sociocultural background against which things are
constituted in their meaning. In this context Schutz also speaks of typification. Typification
is a type of practical know-how that determines the experience of the life-world; it is a sort
of background knowledge that determines how we interpret a given situation;
[…] In all such cases he can discover within his past experience the context of motivation constituting the
partner’s reaction. This may be specific experience of this particular partner, or it may be knowledge of
the typical reactions one can expect when one affects another person in a typical way. We always carry
about us the knowledge of rules of this kind. We simply take them for granted, and, since we have no
reason to question them, we never even bother to ask where we learned them.228
The typifications that lays the ground for our social interaction is part of our everyday
encounter with the world and its inhabitants, and as such, largely unknown to the agent.
The typifications are based primarily on our previous experiences, but they are not static
rules. Rather, they emerge from the dynamic reciprocal interaction with the other229, which
is why they are open for alteration.
A simple example can illustrate the issues at stake here. In the western world (roughly
speaking) we experience a dog as a domesticated pet, whereas in China, for example, the 226 Ibid. Dreyfus calls the body-world reciprocity a feed-back loop. 227
Overgaard & Zahavi (2009), p. 100 228 Schutz (1932/1967), p. 162 229 Schutz (1932/1967), pp. 154ff
76
status of a dog is infused with another conception, considering its status as a culinary meal
(or think of the rank of a cow in India). Applying this to music, listening to a classical piece
of music brings about a whole other experience to me as opposed to an African tribe
member. I suspect that my cultural heritage supplies connotations reaching beyond my
musical experience (an obvious example would be the general presumption that classical
music is an high-status form of music), whereas the African tribe member, free of such
connotations, on the contrary has another scheme of reference conducting the musical
experience of a classical piece of music.
One of the great achievements of Schutz’s sociological phenomenology is his understanding
of the social world as a manifold of different realms. The social world is not simply one
thing but various domains presenting different challenges to the interactive agents;
Just as the world of my actual perception is only a fragment of the whole world of my experience, and
this in turn is but a fragment of the world of my possible experience, so likewise the social world (itself a
portion of this “whole world”) is only directly experienced by me in fragments as I live from moment to
moment.230
This results in an extensive analysis of these different realms but a further investigation
into these is beyond the scope of this paper. What will prove profitable in this framework is
to notice Schutz’s observations concerning the We-relationship. The We-relationship is
defined as “face-to-face relationships in which the partners are aware of each other and
sympathetically participate in each other’s lives for however a short time”231. When we are
living in a We-relationship, we are involved in each other in such an intimate manner, that
we share a common stream of consciousness. When we are involved in each other, each of
our experiences will be colored by this interpersonal engagement, our experiences will be
influenced by this solidarity232. This is previously framed by the notion of mutual tuning-in
relationship and will be thoroughly explored in s separate section below.
230
Schutz (1932/1967), p. 142 231 Schutz (1932/1967), p. 164 232 Schutz (1932/1967), p. 167
77
But let us sum up the scheme of reference. We have a horizon of interpretative schemes of
references. These are based upon typifications of previous experiences and our cultural
heritage. We enact our social lives in different realms, embracing direct interaction with
our surroundings, dissociated knowledge of people outside my environment, previous
events (autobiographical as well as pre-personal) and artifacts in the world testifying their
human origin233.
Habitus of Listening
Bourdieu’s notion of habitus is meant to frame the system of dispositions that enable us to
navigate and act within a given social environment. The habitus is;
[…] structured structures predisposed to function as structuring structures, that is, as principles of the
generation and structuring of practices and representations which can be objectively “regulated” and
“regular” without in any way being the product of obedience to rules, objectively adapted to their goals
without presupposing a conscious aiming at ends or an express mastery of the operations necessary to
attain them and, being all this, collectively orchestrated without being the product of the orchestrating
action of a conductor.234
The habitus is not a set of rules but rather inclinations or dispositions, determining the
actions of a social agent. But it is important to emphasize that despite the function of the
habitus as a source of the agent’s actions, the habitus is not the product of an individual’s
strategic intentions235. On the contrary, the habitus is a precondition for social interaction,
a sort of immanent law that is endowing the commonsense world with an objectivity
secured by a general consensus236. The habitus is thus a basic structured system of
dispositions facilitating social interaction. The habitus is not a static system, but a dynamic,
233 Schutz (1932/1967), p. 109. In his analysis of artifacts, Schutz is exceedingly close to Heidegger’s analysis of tools. Both Schutz and Heidegger conceive artifacts/tools as a constant reference to the Other. 234
Bourdieu (1972/1977), p. 72 235 Bourdieu (1972/1977), p. 73 236 Bourdieu (1972/1977), pp. 80-81
78
or rather dialectical relationship between the objective structures within the habitus and
the cognitive and motivating structures, which they produce. The habitus is thereby
constantly transformed and reproduced in accordance with historical practices237. But
these structuring structures, the habitus, are only revealed in the object, which they
structure238, and, as such, beyond the grasp of consciousness239.
Although Bourdieu acknowledges the dialectical relationship between the habitus and the
individual, he nevertheless seems to operate on a more general level, so to speak. He does
not clarify the role of the individual, besides the fact that he conceives the individual
system of dispositions as structural invariants of the habitus in general240. This combined
with the transcendental nature of the habitus, the inconceivable structure of the
structuring structures leads me to presume that the notion of habitus is operative on a
superior level of abstraction; that it captures the social heritage, we cannot fully grasp.
Despite this generality, I would like to stress the importance of conceiving the habitus as a
set of dispositions. We will, as mentioned, focus on the habitus of listening. Judith Becker
presents such a strategy241;
Our “habitus of listening” is tacit, unexamined, seemingly completely “natural”. We listen in a particular
way without thinking about it, and without realizing that it even is a particular way of listening […] A
“habitus of listening” suggests, not a necessity nor a rule, but an inclination, a disposition to listen with a
particular kind of focus, to expect to experience particular kinds of emotion […] The stance of the listener
is not a given, not natural, but necessarily influenced by place, time, the shared context of culture, and
the intricate and irreproducible details of one’s personal biography.242
237 Bourdieu (1972/1977), p. 83 238 Bourdieu (1972/1977), p. 90 239 Bourdieu (1972/1977), p. 94 240
Bourdieu (1972/1977), p. 86 241 Becker (2004), pp. 70 ff 242 Becker (2004), p. 71
79
Becker uses the notion of habitus of listening to express the temporal and spatial
situatedness of the listener243. As indicated in this, admittedly perfunctory, elaboration of
the notion of habitus, I believe that this notion must be complimented with the notions of
intentional arc and scheme of reference. This will be my intention in the subsequently
section.
Situated Musical Actions
Every kind of musical experience is to some extent situated. Adapting the habitus of
listening, we gain knowledge of the social dispositions each individual necessarily and
subconsciously implement on the musical experience. We have a disposition to listen to a
piece of music with a particular focus, which is determined by our given cultural heritage.
But the social agent in question here, inevitably have a solitary set of experiences equally
determining the extent of the musical experience. In other words, the agent has a variety of
interpretive schemes of references at his disposal, which partly are based on the structures
of his given environment, typifications extracted by typical reactions in typical events, but
at the same time founded upon the agent’s previous experiences. To oblige the most
fundamental level of the individual’s orientation capacities, we will have to turn towards
the notion of intentional arc in order to validate the claim that we pick up different
affordances.
I have chosen to bring the above three notions together, as I believe that they illustrate
three different perspectives on the situated musical experience. But this situatedness is
inseparable from its actual use. The situatedness of any sort of musical experience is not
just a cognitive or embodied matter, but equally enacted244. It is important to notice that
the individual not merely is exposed to a fixed context, in which the musical experience
occurs. In contrast, the individual actively shapes the character of the context of the
243
Becker (2004), p. 70. According to Becker, the habitus of listening is the aural equivalent to the visual term “gaze”. 244 Goguen (2004), p. 120
80
musical experience, which is why I think the notion of “situated musical actions”245 quite
well captures the issues at stake. But obviously the creation of the context of the musical
experience happens within a given social frame. The social scenery plays a crucial role in
shaping the musical experience. We will now study some of these social effects by first of all
examining the social affordances.
245 This notion is also used by Goguen (2004)
81
Social Affordances
Music inevitably summons the present of the other246. But how is this so? To explain this
we will have to, once again, return to the notion of musical affordances. As explored above,
music is an aesthetic technology, socially available to the perceiver with the appropriate
skills247. Music offers a sonic space that affords engagement and appropriation of the sonic
structures248. But it is not merely the perceiver’s ability to obtain the musical affordances
that determines the musical experience. Picking up musical affordances is a dynamic
interaction with the music itself – The musical affordances are realized within this dynamic
relationship. Music is a material in the world, an intersubjective accessible sonic space that
we can manipulate and do different things with. Dependent on the use of the music, the
character of the musical experience will be affected. We use music in different scenarios.
These will be examined below249. Worth noticing in this regard, is the dramatic change that
occurs when listening to music in a social setting, as compared to a solitary listening
episode. Again, every kind of musical experience is to some degree socially charged, every
musical experience is situated. But the specific experience of sharing the musical
experience directly with others alternates the conception of the music at play, just as well
as the conscious decision to retreat to a solitary listening experience would influence the
musical experience.
The social impact on the musical experience can be explained by referring to social
affordances. Music is a material situated within the world and offering a variety of
affordances, including social resources;
[…] the study of how music is used in daily life helps to illuminate the practical activity of casting ahead
and furnishing the social space with material-cultural resources for feeling, being and doing. This is part
246 This claim was made at the end of the section ”Dancing – Illustrating the force of Embodiment” and will now be thoroughly elaborated. 247
Cf. “Musical Affordances”. 248 Cf. “A Sonic World”. 249 Cf. “Setting the Scene”.
82
of how the habitat for social life – its support system – is produced and sustained […] music is a resource
for producing social life.250
Music offers social affordances; it is a social resource that presents a shareable sonic space.
Just as musical affordances arises in the dynamic interaction between the piece of music
and the perceiver, so does social affordances arise during the interaction with the other in
a common we-relationship. Exemplifying this in relation to music, let us first turn to the
individual listening experience. As explored above, the individual actively engages with the
musical piece, to some extent creating the content of the listening experience on the basis
of a dynamic interaction with the music. The solitary listening experience (for the sake of
simplicity we will disregard the social connotations for a moment) is thus created through
a dynamic interplay between the music and the individual. Applying this to the social
scenario, listening to music with others entails not merely my own resonance with the
musical affordances but equally awareness that others too, respond and react to the music
at play. I will be alert to others reactions as I acknowledges the availability of the musical
affordances for the other251. This is particularly observable at an electronic dance event,
where the dancer responds to the music played and the other dancers’ movements. But the
dancing crowd equally influences the music, as the DJ adapts the music in accordance with
the dancers’ response. Music in such scenarios can thus be said to communicate a whole
range of different relationships.
The other can only disclose himself when he is to some degree sense able, but he is, in
himself, an important source of affordances252. The task of picking up social affordances
from the other requires an explorative human activity to reveal it253. To understand the
extent of the shareable character of music, we will return to Schutz and incorporate his
notion of mutual tuning-in to the composition of social affordances.
250 DeNora (2000), p. 129 251 Schutz (1964), p. 160, speaks of actions as being ”oriented in their course with reference to one another”. Gibson (1979/1986), p. 135, describes the other as an important source of affordances. 252 Gibson (1979/1986), p. 135 253 Good (2007), p. 271
83
Mutual tuning-in Relationship
Music affords a social sonic space. This shared accessibility of musical affordances is what
establishes the social environment254. Music is an aesthetic technology, a tool for shared
action and feeling. In this respect, music affords a mutual tuning-in relationship;
It is the thesis of the present paper that this sharing of the other’s flux of experiences in inner time, this
living through a vivid present in common, constitutes what we called in our introductory paragraphs the
mutual tuning-in relationship, the experience of the “We”, which is at the foundation of all possible
communication.255
In this mutual tuning-in relationship, the “’I’ and the ‘Thou’ are experienced by both
participants as a ‘We’ in vivid sense”256. Recall Schutz’s analysis of the temporal aspects of
music. According to Schutz, participating in any given form of musical event involves
participation in the inner time, the durée. Experiencing music with others is living together
in the same flux – we are, as Schutz puts it, growing older together257.
Approaching the social musical experience as a mutual tuning-in relationship is highly
applicable to the theory of affordances (both affordances in general, as well as
musical/social affordances)258;
If perception is not the having of representations, but the activity of keeping in touch with the
environment surrounding one, then it becomes much more likely that two or more individuals will share
at least some of their awareness.259
254
Costall (1995), p. 473 255
Schutz (1964), p. 173. The notion of this mutual tuning-in relationship is founded upon an analysis of “Making Music Together” (the title of the text), and therefore originate in the relation between performer-listener, but given the fact that Schutz also uses this notion elsewhere, I feel confident at applying it to the musical experience in general. 256 Schutz (1964), p. 161 257 Schutz (1964), p. 175 258
Again, my focus will be on the musical/social affordances, but the following considerations are equally relevant to the general theory of affordances. 259 Reed (1992), p. 12
84
Understanding others then, arises from a situation of shared awareness, which is part of
intersubjectivity260. We are tuned-in, not merely to the objects existing in the world, but
equally in our interaction with the other. We share information specific to environmental
situations261. In this sense, one could argue that all affordances are social. James M. M. Good
addresses this problem by referring to what he calls the dilemma of social affordances. This
dilemma arises from the difficulties of applying the theory of social affordances to a social
science investigation;
The more a theory focuses on abstract invariances, the more remote it comes from the flow of
interaction, the more it concentrates on the minutiae of meaningful interaction in the flow, and the more
one is weighed down by ponderous description.262
But as the dilemma specifically occurs within the social science domain, and as it is
concerned with a practical aspect of detecting these social affordances, we will not discuss
this dilemma further than recognizing its existence. I find no difficulties in accepting that all
affordances are social263. On the contrary, such a claim only seems to support the intimacy
of mind, body and world, whereas it gives an opening to the intersubjective world. Besides,
as we discovered in analyzing the musical affordances, social affordances are not merely
detected, but they are actively created and maintained by the joint action of interacting
parties264;
Shared awareness, on this view, is emphatically not the identity of two private experiences, but is instead
a joint or mutual experiencing of a particular aspect of the world […] Hence, what is shared […] is not
subjective states, but information specific to environmental situations.265
260
Good (2007), p. 273 261 Reed (1992), p. 12 262 Good (2007), p. 276 263 Costall (1995) gives some interesting ideas on why Gibson failed to underplay the socio-cultural in the perception of affordances. According to Costall this failure consists in Gibson’s concept of literal perception and his concern with the problem of cultural relativism. (p. 475) 264 Good (2007), p. 280 265 Reed (1992), p. 12
85
We will now move on to investigate the character of this joint action, framed by the notion
of joint attention.
Joint Attention
We are tuned in to our environment and the affordances that are offered by this specific
environment. This means that we are tuned in to other people existing within this
environment. Joint attention frames the mutual awareness occurring when two or more
people are attending to the same object in the environment266. But this mutual awareness
is not merely an additional aspect of our perception of a given object. Rather, joint attention
result in a shared experience with the other (-s), a fundamental mutual stance affecting the
experience of the given object267. Jointly attending to a given object in the environment is a
matter of establishing a framework for attending to the environment, or making use of one
already established268;
The shared framework is a way for the content of our attentional states to be mutually fixed. Yet
establishing a framework is also a matter of mutually structuring the activity of attending to the
world.269
Returning to the above developed notion of situated musical actions, we will now
incorporate this in relation to joint attention, specifically within the musical sphere. Any
kind of musical experience is to some degree situated. We experience music with a pre-
dispositioned set of expectations dependent on our cultural heritage, individual
background and perceptual capacities. We will in this context focus on the social
experience of listening to music, but it is important to have in mind, though, that the
fundamental level of the social experience nevertheless necessitate the individual
266 Cochrane (2009), p. 59. Joint attention is believed to be established in infants from around nine months, but I will mainly focus on mature joint attention in what follows. 267
Campbell (2002), pp. 174ff 268 Cochrane (2009), p. 61 269 Cochrane (2009), p. 62
86
participants self-awareness270, one needs to be prepared and open towards mutual
attending to the music;
Hence joint attention is characterized by an ongoing preparedness to alter the way I attend to something
should you direct me to it, as well as being self-consciously aware of the publicly available aspects of my
own behavior as they have the potential to lead your attentional focus. This preparedness and openness
should be mutual.271
Establishing a mutual frame is one of the main contributes of joint attention. This shared
framework applies yet another dimension to the situated musical action, as it modifies the
musical experience. As explored above, experiencing music is a matter of actively engaging
and creating the content of this very experience. Experiencing music in a jointly attending
manner has a vivid impact on the musical experience, because the musical perception is
mediated by the other person’s task of perceiving the music272;
Such mutual co-ordination entails that we share the task of perceiving together, filtering our experiences
through our awareness of the other, such that the experience is intrinsically altered. Joint attention
involves establishing a plural subject of attention, in which a framework for perceiving the world is
generated, and in which the actual interactions involved define that state.273
The establishing of this plural subject results in a unifying tendency, where different
individuals listen and responds to the music as a group274, i.e. music launches group
identity. Think of a large concert, where the crowd seemingly responds as a unit. In such
scenarios you will often find yourself swaying back and forth, applauding, dancing, etc. in
270
This self-awareness is at first glance quite similar to Merleau-Ponty’s intentional arc. But given that intentional arc is operational at a pre-conscious level, the self-awareness at stake here differentiates itself, as the notion of joint attention operates at a cognitive level. 271
Cochrane (2009), p. 62 272 Cochrane (2009), p. 64 speaks of the task of seeing, but summarizes that it is perception in general. However, he does not justify this shift of focus. The interesting aspect of this observation is that though Cochrane is focusing in musical perception, he nevertheless seems to slip into a focus on visual perception on the default. The tendency to focus on visual perception is thoroughly described during my motivational account and the section “The Phenomenological Listening Experience”. 273 Cochrane (2009), p. 65 274 Cochrane (2009), p. 73
87
synchronization with the others around you. You will commonly respond to the
group/community accordingly. Some describes this as a feeling of falling into the music275.
We adopt and adapt to the resources within an environment and in a social context this
implies that we resonate our responses according to those of others. Music is such a
resource. Through music we resonate with our surroundings (including the presence of
others) and through music we gain an understanding of our self and of our social identities.
In order to further grasp this identity-material within music, we will first off all need to
examine the scenery of any musical performance and see how the scene or the setting
affects the musical experience.
275 DeNora (2000), p. 124
88
Setting the Scene
The physical surroundings of the musical event are an important factor in our musical
experience. I will in the following work to show a few indications of these spacial
influences. But I must point out that I by no means aim at an exhaustive account but rather
wish to call attention to the fact that the social scenery plays a role in the shaping of our
musical experience.
Examining the scenery of the musical event is to some extent an expansion of the situated
musical actions. But whereas the elaboration of the idea of situated musical actions
resulted in a conceptual frame in which the solitary musical experience reveals itself as a
fundamental orientational capacity, defined by the individual’s cultural heritage, I now
wish to take a closer look at the influences at stake within the social surroundings of the
musical event. So, having demonstrated the individual’s basic situatedness of any musical
experience, I will currently inspect the physical surroundings of the musical event and the
impact it has on the musical experience.
As indicated above, the musical experience dramatically changes, when sharing the
experience with others. Listening to music, for example, with others, alters the experience
of music, due to the implications of the above mentioned aspects of social affordances,
mutual tuning-in relationships and joint attention. I will not only respond to the musical
affordances related to my own situated musical actions but equally react upon others
situated musical actions. In this context, the other is to some extent constituent of my
musical experience. We will pursue this idea further in the next section on musical
identities.
The physical environment of the musical event may have a profound impact on the musical
experience. The physical space, in which a given musical event occurs, influences the
experience;
89
Performance spaces affect greatly the relationships that are created among those that are inside
them.276
Whether a concert hall, a park, stadium, small pub, etc, these physical locations inevitably
infect our experience of the musical event as a whole. This is not merely due to the
experience of being at the different locations, but also because these different places offer
different opportunities for development of the musical performance, and of the experience
of listening to the particular music as well. An important factor is, obviously, the technical
potential for establishing a good sound. The sound aspect seems more persistent when
attending a large concert, than it would be during more intimate musical sessions, such as
for example an acoustic live session at a bar. In the first case, we tend to have higher
expectations to the technical facilities supporting the sound, probably due to the fact that
such a huge musical event inevitably creates a distance between the participants and the
performing crew, a distance that is united by the music277. So, if the music reaches the
audience distorted, this will infect the experience radically. In the second case, the intimate
live session, other factors such as closeness with the performer, intimacy with the rest of
the audience or familiarity/atmosphere in the surroundings might make up for the
technical facilities. Over and all, it appears that our expectations and level of tolerance vary
with the sort of music being played. We seem to be more tolerant during a live rock show,
given the many contingencies (i.e. spontaneity of live performing, possibility of mistakes,
unpredictable sound equipment, audience reactions, etc.) than would be the case in a live
symphonic performance or opera.
Revisiting Bourdieu’s notion of the habitus, we can say that we have a common set of
expectations to different musical events, specified by the culture we live in. Attending a
large concert of any kind is infused with the participants’ dispositions to anticipate in the
particular event. We all have a habitus of musical event, so to speak, that induces this
common set of expectations, depending on our cultural heritage. This means that if I am
276
Small (1998), p. 199 277 Besides, when attending a large musical event we usually pay an admission fee. This can also have an influence on the expectations prior to the event, as we tend to be more expectant, when having paid for the admission.
90
participating a concert of classical music, I will have certain expectations not only to the
music but also to the setting, in which the music is to be experienced. I will expect some
degree of formality amongst the other participants and the space we share, I will equally
expect to be seated, and will be quite surprised if the surroundings of the event fail to
match, to some degree, my previous experiences and my cultural expectations278. Thus, the
habitus plays a role in shaping how the music manifests to us, perceptually speaking.
On the other hand, music can also be used to support, or even create, scenes in our social
world. Music is a resource for establishing an agent’s aesthetic dimension. Music is used for
elaborating configured spaces that are hospitable to some types of actions, inhospitable to
others. Individuals “orchestrate” their social activity through music279; musical scenes are
created in accordance with the particular agency called for. Given the habitus of musical
events, we all have expectations to the physical surroundings of specific musical events, ex.
the concert hall hosting a classical concert. But the relationship between the music and the
setting in which it occurs is of a reciprocal character – the music also strongly infuses the
space, in which it unfolds. This theoretical statement is widely manifested in our everyday
lives. Think of the soothing music played in a cramped elevator offering reassurance to the
passengers. Or think of the jolly Christmas music played in a packed mall, provoking whole
different connotations, than those actually manifested280. Music seemingly plays a crucial
role in shaping and guiding our actions in different contexts;
Music is thus part of the cultural material through which “scenes” are constructed, scenes that afford
different kinds of agency, different sorts of pleasure and ways of being.281
Music has an ability to drive and organize action. In this sense, music can be a prescription
of social order282. Again, we use music to do different things. Music is an active doing,
278 Obviously, breaking such conventions can be a deliberate strategy on the behalf of the organizers or the performing musicians. 279 DeNora (2000), p. 110-111 280 In fact, music is a ubiquitous feature of shopping and the retail sector has undergone a potent development within the musical sphere, emerging still new ways of optimizing our consumption. For more on this interesting aspect of music, see DeNora (2000), pp. 131ff. 281 DeNora (2000), p. 123
91
essentially embedded in our everyday social lives. The physical surrounding of the musical
event is an important factor, influencing the musical experience. Music unfolds within a
given physical frame, which is shaping the musical experience. Exactly the temporal
dimension of music is what makes it a social powerful phenomenon. Music is a way of
happening that moves through time283. Participating in the musical event is sharing the
temporal dimension. The last section of the social inquiry of music will be examining one of
the shared aspects of the musical event, by focusing on musical identities.
282 DeNora (2000), p. 125 283 DeNora (2000), p. 161
92
Musical Identities
I have on several occasions hinted at the identity material within music and I now wish to
evolve the idea that music can be a resource for establishing identities. The potential for
creating identity through music is a well-established field of research, primarily concerned
with examining music as a resource for establishing personal identity284. I endorse this
interesting field of research, but I nevertheless approach the identity potential from
another angle, as I advance the phenomenon from a social perspective. I want to explore
the culmination of the above developed argument that we come together in our mutual
musical experience. I will, in other words, extend the theoretical fundament for the mutual
response to a given musical event285. This will be done by exemplifying how music is a
material of establishing identity within a group of participants.
The relationship between music and identity can be approached from two different
theoretical perspectives. The first concerns the identity “status” of an individual, while the
other investigates the contribution of social groups in structuring specific musical
behavior286. Obviously, such a distinction is mainly theoretical, whereas it is impossible to
study an individual’s identity separated from the social surroundings. The distinction will
prove profitable, though, as it enables us to focus on two different, but equally important,
perspectives of the identity material within music. I will, as mentioned, approach the
phenomenon from the social identity perspective, an approach that has not yet been
extensively investigated287.
284 Hargreaves et al. (2002), p. 14 285 This mutual response is previously examined through the notions of mutual tuning-in relationships and joint attention. 286
Tarrant et al. (2002), p. 134 287 Hargreaves et al. (2002), p. 5 states that the social functions of music have been seriously neglected. Besides, see Tarrant et al. (2002), p. 134
93
We will, nevertheless, have to recognize the innate aspect of musicality288. This is an
inescapable field of research when seeking an understanding of the importance of music in
our everyday lives; “Music may be at the source of the ability to be socialized in the human
way.”289 We are all musical – every human being has a biological and social guarantee of
musicality290. Acknowledging the innate character of musicality supply evidence not
merely for the importance of music to human beings, but function in addition as a premise
for my investigation of social identity prospects within music. We are all to some degree
musical beings and cannot ignore the fact that music is an important factor in shaping
identity.
Turning towards social identity theory will supply the necessary conceptual framework of
the study of social identity. We are all, according to social identity theory, members of
different social groups, both large-scale, such as gender and race, and smaller scale groups,
for example family, colleagues, etc. Interaction between two or more people are
distinguished by whether the behavior primarily is based on individual characteristics or
based upon acknowledging one’s own and others group membership. Behavior in the first
case is coined by interpersonal behavior; the latter is referred to as intergroup behavior291.
I wish to focus on intergroup behavior. The necessity of such a strategy can be illustrated
by referring to the importance of the context, in which social behavior occurs;
*…+ attempts to define or describe oneself inevitably proceed from a perspective, and different
perspectives have different implications for how a person is treated *…+ Thus, interest in “true identities”
and “actual characteristics” of persons can be replaced by concern with the perspectives in which they
are constructed.292
288 Communicative musicality is a relative new field of research describing our innate abilities to take in the world, Malloch and Trevarthen (2009), p. 4. The innate aspect of musicality within this field is in line with the statement mentioned during analyzing the phenomenon of dance; We are all born to dance. 289 Trevarthen (2002), p. 22 290
Hargreaves at al. (2002), p. 15 291 Tarrant et al. (2002), p. 137 292 Gergen (1991/2000), p. 146
94
We construct our selves, so to speak, dependent on the situations we encounter. When this
construction occurs in an intergroup relationship, the sense of self alters in relation to the
other selves. Revisiting the notion of joint attention facilitates an opportunity to grasp this
alternation. When jointly attending an object, the experience of the particular object is to
some extend constituted by the other. The other is in one sense or another phenomenally
present, shaping the character of my experience. Applying this to the area of identity-
construction, we can argue that when joint attention occurs within a specific social group,
in which the member’s feels attached, a mutual feeling of community may arise;
Every way we can think of to specify a human being will involve a relationship with others. Our
relationships specify us; they change as we change, and we change as they change. Who we are is how
we relate. So it is that to affirm and celebrate our relationships through musicking, especially in company
with like-feeling people, is to explore and celebrate our sense of who we are, to make us feel more fully
ourselves […] we have been allowed to live for a while in the world as it ought to be, in the world of right
relationships.293
An obvious approach in exemplifying this in relation to music is to consider the concert
scenario once again. Attending a concert with others dramatically alters the musical
experience294. This is partly due to the social surroundings and the situated musical actions
of me and others. We respond not only to our physical environment but also to the actions
of others. But an aspect of the latter is missing, namely that of social identity. When
participating in a concert, the individual often find him- or herself so absorbed in the event
that the sense of self is defined in relation to the other participants. This is most likely to
occur “in company with like-feeling people”295. In such cases, we seem to relate and
respond to the music as a group – our reactions are to some degree synchronized. Think for
example of a packed dancehall at an electronic dance event. The dancers typically
synchronize their movement in relation to each other, the dancer responds to the other
293 Small (1998), p. 142 294 The concert seems the clearest example of this, but the alteration of the musical experience equally occurs in other scenarios, where the experience is shared between two or more people. Besides, a solitary musical experience is, as mentioned, socially charged. This suggests that the alternation of the musical experience is situation-dependent, rather than merely physical qualified. 295 Cf. above quote
95
dancer, creating a collective synchronized movement reminiscent of a choreographed
dance. This synchronicity is a type of simultaneity that goes beyond co-temporal
occurrence296. The participants experience a collective energy that facilitates a felt sense of
group behavior297 – a sense of being part of a particular environment with the other
participants298. Another example of such coordinated group behavior can be found in an
enthusiastic crowd at a live rock show, simultaneously waving their hands above their
head. The impact on a spectator of these two mentioned examples is in severe contrast to
observing a symphonic event, as for example opera. Nevertheless, the participants of an
opera are equally synchronized in their participation, though in a passive manner. It would
be considered as highly inappropriate to stand up and shout during an opera event (unless
of course it is practiced as an act of approval after the event has finished). Every kind of
musicking, every kind of participation in a musical event calls for a specific mutual attitude
on behalf of each participant. This establishes a community amongst the participants, a
mutual frame in which the experience of the music is shared.
I have worked to illustrate not only the identity material within music but equally a
verification of the claim that we mutually react to a given musical event. When attending a
musical event, we may experience the music within a community of attendants.
Admittedly, this inspection is insufficient, but it nevertheless serves the purpose by, once
again, emphasizing the importance of music in our everyday lives. I will now turn towards
a closure of the discussion of the social dimension of music by arguing that the experience
of listening to music is a partaking of the musical world.
296 Fikentscher (2000), p. 80 297
Fikentscher (2000), p. 81 describes this collective energy as vibe. 298 Whether this felt sense of group behavior is initiated by the collective energy or the synchronizing movements is analogue to the chicken vs. egg-discussion and will not be of relevancy in this context.
96
Listening to Music – A partaking of the Musical World.
We do things to and with music. Music is a powerful form of art, influencing many people’s
everyday lives across the world. I have worked to show the essential social foundation of
music through examining the temporal aspects of music, the basic situated musical actions,
the mutual sharable experience of music due to the social affordances, the mutually tuning-
in relationships and joint attention, and finally the influence of the physical surroundings
and the social identity potential within music. After gaining this insight into the social
dimensions of music, it appears unfeasible to argue that music is an autonomous entity,
detached from our everyday social lives. On the contrary, music is a material deeply
situated within the current of our everyday world;
As case studies show, music’s effects can be dramatic. It may return language to those for whom it has
been lost and restore memory to the amnesiac. It may bring awareness to the torpid and trigger violent
seizures in the otherwise calm. This seems extraordinary. Yet music is no miracle but an experience
available to everyone.299
Music does seem to have extraordinary powers. I think it is these prevailing aspects of
music that persuades some people to speak of music as a mysterious force300, sometimes
even of music as an entity inhabiting its own independent world301. Considering these
powerful elements of music, it seems profitable to speak of a musical world, albeit on a
theoretical level. Music affords a shareable sonic world available to any active perceiver,
who is willing to dynamically engage with this sonic world. But the sonic world not merely
finds it origin in our everyday world; it is equally maintained, preserved and enacted
within this everyday world. It is, in other words, impossible to separate the sonic world
from our everyday world. There is, as Gibson emphasizes, only one world;
299
Nonken (2008), p. 290 300 Small (1998), p. 141 determines that music is “an activity that is always to some degree religious in nature”. 301 Ex. Scruton (1997), p. 489
97
It is a mistake to separate the natural from the artificial as if there were two environments; artifacts
have to be manufactured from natural substances. It is also a mistake to separate the cultural
environment from the natural environment, as if there were a world of mental products distinct from the
world of material products. There is only one world, however diverse, and all animals live in it, although
we human animals have altered it to suit ourselves.302
Despite this “one world claim” the purpose of maintaining a conceptual description of the
musical world supplies potential for elaborating understanding of the unique character of
the musical phenomenon. By employing the notion of a musical world, I wish to emphasize
in particular the special nature of the temporal aspects in music. The temporal dimension
in music is, as explored above, a twofold entity. Mutual participating in a musical event is a
mutual participation in the inner time, the durée. When experiencing music together, we
live in the same flux, we share an instant of time with the other (-s);
In that all musical performances evolve over time, the relationships the performance brings into being
are also evolving. The relationships at the end of the performance are not the same as those of the
beginning. Something has changed between the participants through the fact of having undergone the
performance together. Who we are has changed, has evolved a little *…+ Those relationships are all
around us as we music, and we are in the midst of them. We need make no effort of will to enter into the
world that the performance creates, for it envelopes us, whether we will it or not.303
When experiencing music with others we are, in Schutz’s terminology, growing older
together. This is, in my opinion, the ultimate claim of the sharable nature of the musical
experience and equally of the essential social character of music in general. Sharing music
with others is an explorative activity disclosing knowledge about the self, the surroundings
and the other participants involved in the event – we explore the world through our acts of
musicking.
302 Gibson (1979/1986), p. 130. Also quoted in Costall (1995), p. 471 303 Small (1998), p. 140
98
But music is not merely a resource for exploring our environment. Music is also a source of
profound immersion304. We tend to occasionally have an experience of being caught up in
the music, to lose a sense of time and place and submit ourselves to the music;
Rather, music can be seen to place in the foreground of perception an ongoing, physical and material
“way of happening” into which actors may slip, fall, acquiesce. This passing over into music, this musical
mediation of action, is often observable, often known to self as a feeling or energy state. It is also a local
phenomenon, something that occurs in the here and now of action’s flux, as actors interact with music’s
presence in an environment or social space. This aspect of music illuminates the body as an entity
configured in relation to its material-cultural environment.305
Though music basically is situated within the current of our everyday social lives, it is
nevertheless more than a material object, on which to reflect upon306. Music is an innate
capacity available to us from the very beginning of our lives. Music is a capacity through
which we resonate, adapt and explore our world. Hence, music is a resource for exploring
our environment, ourselves and others, a resource for exploring personal identity and
social relationships – a resource through which we come to understand our world. It is
these potentials of music that I wish to accentuate by conceptualizing the musical world.
Thus, when we listen to music, we actively engage with the musical world. We pick up
musical affordances according to our perceptual capacities, use and the context in which
they arise. Listening to music is an interaction with the music at stake – we engage with the
musical piece in a reciprocal manner, meaning that the music to some extent offers the
components of the listening experience, which is at the same time to some extent created
by ourselves. But every kind of listening experience is somewhat social in character. This is
obviously manifested when sharing the experience of listening to music with others. When
mutual listening episodes occur, we will not only be able to detect our own picking up of
the musical affordances, we will equally be aware of the social availability of the sonic
304 This is particularly investigated within the area of trance applied to cultural studies of how a given culture uses music to achieve a state of trance. See ex. Friedson (1996) for an interesting introduction to the subject. 305 DeNora (2000), p. 160 306 DeNora (2000), p. 160
99
world. This means that we will furthermore be attuned to the other’s response to the
music. In this sense, the other will function as a “co-creator” of my listening experience
(just as I will equally infect his or hers listening experience).
But even when focusing on the solitary listening experience, we will find these social
connotations. Every musical action is to some extent situated. This was explored above
through the notions of intentional arc, scheme of reference and habitus of listening. Solitary
listening episodes have traditionally been the center of focus when discussing the
experience of listening to music. Such solitary listening affairs certainly is a noticeable part
of our musical experiences in general, but I have worked to show my distance from the
traditional tendency to assume that these episodes are the ideal mode of listening to music,
and besides their inclination of characterizing the solitary listening episodes as a passive
affair. On the contrary, every kind of engagement in the musical world is an active and
dynamic event, inevitably situated within the current of our everyday social lives. The
solitary retreat to the musical world is socially situated through the individual’s cultural
heritage, his or hers background knowledge and previous experiences. I may deliberately
choose to shut the world out, so to speak, by indulging to the world of music through a pair
of headphones. Or I may, during my years as a teenager, withdraw to my room playing
unreasonable loud music, and thereby trying to communicate (or even act out) my anger to
my surroundings.
The social dimension of music is an inescapable part of any attempt to approach the
phenomenon. I cannot image, and have not yet discovered, a comprehensive approach to
music, disregarding its social fundament. And why should such one exist? Music is
essentially a social activity. We use music in our everyday social lives; our acts of musicking
will always to some extent be situated within this social domain. Further investigations
into the social domain of music will not merely underline my approach to the musical
phenomenon, but will equally be welcomed in understanding the great importance and
impact of music that makes it such a powerful tool for humans across the world.
100
Conclusion
Approaching the musical experience is a philosophical rich inquiry. The experience of
music is an elusive phenomenon in many ways. I have in the above investigated my
approach to the experience of music. My first concern was to establish a conception of the
specific mode of attending to the music. By emphasizing the notion of deep listening, I have
been able to center my focus on the listening experience, thereby eliminating a discussion
of the different musical experiences and the different levels of anticipation in a given
musical event. Listening to music, in my usage of the phrase, is a matter of deeply engaging
with the music at stake. This was further illustrated by examining the character of aesthetic
perception and the specific attention achieved by mindfulness. Leaving music aside for a
while, I have developed a theoretical frame in which my claim of music as an active doing
has found its basis. Investigating the enactive approach to perception has convinced me of
the persuading effects of such an approach and equally of the embodied perspectives of our
experiences. Perception, generally speaking, is essentially embodied and situated within
the world. This has been of crucial importance to my discovery of the significance of the
social dimension. I have repeatedly insisted on putting this dimension aside, though, as I
have aspired to complete my discussion of the solitary musical experience, before engaging
in the social aspects of the musical experience. This has not been an easy strategy. I have
frequently been strained by this decision to divide the investigation of the musical
experience into two parts. Especially in applying the theoretical fundament to the analysis
of the musical experience has this concern been importunate. Discussing issues such as the
emotional affects of music, the musical affordances and music as offering a sonic world
have inevitably called for an exploration of the social perspectives of the musical
experience. But I have maintained my strategy convinced that it would supply me with a
deeper understanding of our musical experience. Besides, in retrospection, it has only
provided further evidence for the unavoidably social connotations of our musical
experience.
101
The claim of music as an active doing has been bridged with the social dimension of our
listening experience through an examination of dance. The case of dancing is one of the
best ways to illustrate the active and embodied structures of our musical experience.
Dancing is a perfect example of how a participant actively engages in the music being
heard, creatively fashioning an observable response. Besides, investigating dance
inevitably calls for an analysis of the social dimension of the musical experience.
The social aspects have been approached through an examination of the temporal
character of music. Music is a temporal form of art, manifesting itself through time.
Experiencing music is a matter of participating in the musical time. Every kind of musical
action is to some degree situated. The situatedness of our musical experience was
investigated by the notions of intentional arc, scheme of reference and habitus of listening.
These three notions was coined in the notion of situated musical actions, illustrating how
our musical actions always will be influenced by our personal perceptual capacities, our
autobiographical history, and cultural heritage. Revisiting the notion of musical
affordances, I have illuminated the social connotations of the affordances and thereby
established the foundation of understanding music as a social, sharable phenomenon.
Music facilitates a mutual-tuning-in relationship, in which the participants share an
instance of time together. This mutual-tuning-in relationship is combined with the notion
of joint attention in order to grasp the character of shareable aspects of our musical
experience. When experiencing music with others the musical experience dramatically
alters. This is due to the fact that when attending to music in social contexts, we are aware
of the other (-s) attending to the music as well. The social scenery of the musical experience
will also influence how the music is experienced. The physical surroundings are an
important factor of our musical experience. Finally I round up the investigation of the social
dimension of our musical experience by examining the identity aspects within music.
Sharing musical experiences with others is an important source of our social identities.
Over and all I argue that listening to music is a partaking in the musical world. Emphasizing
the theoretical connotations of this musical world, I avoid the persuading claim that music
is an autonomous entity, inhabiting its own domain. On the contrary, music is deeply
102
rooted in this world – our everyday world. Conceptualizing music as a musical world is
nevertheless a profitable maneuver, as it provides a conceptual frame in which insight into
the complex structures of our musical experience can be achieved. When we listen to
music, when we deeply engage in listening to a specific piece of music, we take part in the
musical world. Listening to music is in this sense a matter of active participation in a
mutual available “world” – the world of music. But the level of participation, the act of
musicking is inevitably strongly connected to our everyday social lives. In other words,
listening to music is an active doing, essentially founded within the current of our everyday
lives.
103
References
Alperson, Philip (1980): ’Musical Time and Music as an Art of Time’ in The Journal of
Aesthetics and Art Criticism, Vol. 38 (4), pp. 407-417.
Bastian, Peter (1987/1995): Ind I Musikken – En bog om Musik og Bevidsthed.
Gyldendal/Publimus, Haslev, DK.
Becker, Judith (2004): Deep Listeners – Music, Emotion, and Trancing. Indiana University
Press, Bloomington and Indianapolis.
Behnke, Elizabeth A. (1989): ‘At the Service of the Sonata: Music Lessons with Merleau-
Ponty’ in Merleau-Ponty: Critical Essays. Edited by Henry Pietersma. The Center for
Advanced Research in Phenomenology & University Press of America, Washington, D. C.
Benson, Bruce Ellis (2003): The Improvisation of Musical Dialogue – A Phenomenology of
Music. Cambridge University Press, UK.
Berger, Peter L. and Thomas Luckmann (1966): The Social Construction of Reality – a
treatise in the Sociology of Knowledge. Anchor Books, New York.
Blacking, John (1973): How Musical is Man? University of Washington Press, Seattle, USA.
Blacking, John (1995): Music, Culture, and Experience – Selected Papers of John Blacking.
Edited by Reginald Byron. The University of Chicago Press, Chicago and London.
Bond, Karen (2009): ‘The human nature of dance; Towards a theory of aesthetic
community’ in Communicative Musicality – Exploring the basis of human companionship.
Edited by Stephen Malloch and Colwyn Trevarthen. Oxford University Press, New York.
104
Bourdieu, Pierre (1972/1977): Outline of a Theory of Practice. Translated by Richard Nice.
Cambridge University Press, Cambridge.
Butler, Mark J. (2006): Unlocking the Groove – Rhythm, Meter, and Musical Design in
Electronic Dance Music. Indiana University Press, Bloomington and Indianapolis, USA.
Campbell, John (2002): Reference and Consciousness. Oxford Cognitive Science Series.
Clarendon Press, Oxford.
Carman, Taylor (1999): ‘The body in Husserl and Merleau-Ponty’ in Philosophical Topics,
vol. 27(2).
Clarke, Eric F. (2003): ‘Music and Psychology’ in The Cultural Study of Music – a critical
introduction. Edited by Martin Clayton, Trevor Herbert and Richard Middleton. Routledge,
New York/London.
Clarke, Eric F. (2005): Ways of Listening – An Ecological Approach to the Perception of
Musical Meaning. Oxford University Press, New York.
Clayton, Martin. Trevor Herbert and Richard Middleton (ed.) (2003): The Cultural Study of
Music –a critical introduction. Routledge, New York.
Cochrane, Tom (2009): ‘Joint Attention to Music’ in British Journal of Aesthetics, vol. 49 (1),
pp. 59-73.
Costall, Alan (1995): ‘Socializing Affordances’ in Theory & Psychology, vol. 5(4), pp. 467-
481.
Cumming, Naomi (2000): The Sonic Self; Musical Subjectivity and Signification. Indiana
University Press, USA.
105
Damasio, Antonio (1999): The Feeling of What Happens – Body and Emotion in the Making of
Consciousness. Harcourt Brace & Company, Orlando, Florida.
Davidson, Jane and Stephen Malloch (2009): ‘Musical communication; The body
movements of performance’ in Communicative Musicality – Exploring the basis of human
companionship. Edited by Stephen Malloch and Colwyn Trevarthen. Oxford University
Press, New York, pp. 565-584
DeNora, Tia (2000): Music in Everyday Life. Cambridge University Press, New York.
Dewey, John (1934/2005): Art as Experience. Perigee Books, Penguin Group, New York,
2005.
Dibben, Nicola (2003): ‘Musical Materials, Perception, and Listening’ in The Cultural Study
of Music – a critical introduction. Edited by Martin Clayton, Trevor Herbert and Richard
Middleton. Routledge, New York/London.
Dreyfus, Hubert (1998): Intelligence Without Representation – Merleau-Ponty’s Critique of
Mental Representation: The Relevance of Phenomenology to Scientific Explanation.
Http://www.class.uh.edu./cogsci/dreyfus.html.
Dufrenne, Mikel (1953/1973): The Phenomenology of Aesthetic Experience. Translated by
Edward S. Casey, Albert A. Anderson, Willis Domingo and Leon Jacobson. North Western
University Press, Evanston, USA.
Finnegan, Ruth (2003): ‘Music, Experience, and the Anthropology of Emotion’ in The
Cultural Study of Music – a critical introduction. Edited by Martin Clayton, Trevor Herbert
and Richard Middleton. Routledge, New York/London.
106
Fikentscher, Kai (2000): “You better work”; Underground dance music in New York City.
University Press of New England, USA.
Fiske, Harold E. (1990): Music and Mind – Philosophical Essays on the Cognition and
Meaning of Music. Studies in the History and Interpretation of Music, vol. 25. The Edwin
Mellen Press, Lewiston, New York.
Fiske, Harold E. (1993): Music Cognition and Aesthetic Attitudes. Studies in the History and
Interpretation of Music, vol. 41. The Edwin Meller Press, Lewiston, New York.
Fiske, Harold E. (2008): Understanding musical understanding –The Philosophy, Psychology,
and Sociology of the Musical Experience. The Edwin Mellen Press, Lewiston, New York.
Friedson, Steven M. (1996): Dancing Prophets – Musical Experience in Tumbuka Healing.
The University of Chicago Press, Chicago and London.
Gallagher, Shaun and Jonathan Cole (1995): ‘Body Image and Body Schema in a
Deafferented Subject’ in Journal of Mind and Behavior, 16, pp. 369-390.
Gallagher, Shaun ( 2005): How the Body Shapes the Mind. Clarendon Press, Oxford, UK.
Geraets, Theodore (1989): ‘The Return to Perceptual Experience and the Meaning of the
Primacy of Perception’ in Merleau-Ponty: Critical Essays. Edited by Henry Pietersma. The
Center for Advanced Research in Phenomenology & University Press of America,
Washington, D. C.
Gergen, Kenneth J. (1991/2000): The Saturated Self – Dilemmas of Identity in Contemporary
Life. Basic Books, New York.
Gibson, James J. (1966/1968): The Senses Considered as Perceptual Systems. George Allen
and Unwin Ltd, Ruskin House, London.
107
Gibson, James J. (1979/1986): The Ecological Approach to Perception. Lawrence Erlbaum
Associates, Publishers, London.
Goguen, Joseph A. (2004): ‘Musical Qualia, Context, Time and Emotion’ in Journal of
Consciousness Studies, vol. 11, no. 3-4.
Good, James M. M. (2007): ‘The Affordances for Social Psychology of the Ecological
Approach to Social Knowing’ in Theory & Psychology, vo. 17(2), pp. 265-295.
Gregory, Andrew H. (1997): ‘The roles of music in society’ in The Social Psychology of Music.
Edited by David J. Hargreaves and Adrian C. North. Oxford University Press, New York.
Hamilton, Andy (2007): Aesthetics and Music. Continuum International Publishing Group,
London and New York.
Hanh, Thich Nhat (1975/2008): The Miracle of Mindfulness. Translated by Mobi Ho. Rider,
Random House Group, Great Britain.
Hargreaves, David J. and Adrian C. North (ed.)(1997): The Social Psychology of Music.
Oxford University Press, New York.
Hargreaves, David J., Dorothy Mill and Raymond A. R. MacDonald (ed.) (2002): ‘What are
musical identities, and why are they important?’ in Musical Identities. Oxford University
Press, New York.
Heft, Harry (2001): Ecological Psychology in Context: James Gibson, Roger Barker, and the
Legacy of William James’s Radical Empiricism. Lawrence Erlbaum Associates, Publishers,
London.
108
Hodge, Joanna (1993): ‘Aesthetic Decomposition; Music, Identity, and Time’ in The
Interpretation of Music. Edited by Michael Krausz. Clarendon Press, Oxford.
Husserl, Edmund (1964): The Phenomenology of Internal Time-Consciousness. Edited by
Martin Heidegger. Translated by James S. Churchill. Indiana University Press, Bloomington,
USA.
Husserl, Edmund (1913/1998): Ideas Pertaining to a Pure Phenomenology and to a
Phenomenological Philosophy. First Book – General Introduction to a Pure Phenomenology.
Translated by F. Kersten. Kluwer Academic Publishers, The Netherlands.
Husserl, Edmund (1989/2002): Ideas Pertaining to a Pure Phenomenology and to a
Phenomenological Philosophy. Second Book – Studies in the Phenomenology of Constitution.
Translated by Richard Rojcewicz and André Schuwer. Kluwer Academic Publishers, The
Netherlands.
Irigaray, Lucy (1989): ‘The gesture in psychoanalysis’ in Between Feminism and
Psychoanalysis. Edited by Teresa Brennan. Routledge, New York.
Ihde, Don: Listening and Voice –Phenomenologies of Sound. Second Edition. State University
of New York Press, Albany, 2007.
Ingold, Tim (2000): The Perception of the Environment – Essays in livelihood, dwelling and
skill. Routledge, London and New York.
Janaway, Christopher (2006): Reading Aesthetics and Philosophy of Art – Selected Texts
with Interactive Commentary. Blackwell Publishing, UK.
Johnson, Galen A. (1993): The Merleau-Ponty Aesthetics Reader – Philosophy and Painting.
Michael B. Smith, Translation Editor. Northwestern University Studies in Phenomenology
and Existential Philosophy. Northwestern University Press, Evanston, Illinois.
109
Kapferer, Bruce (1983): A celebration of demons – Exorcism and the Aesthetics of Healing in
Sri Lanka. Indiana University Press, Bloomington.
Kivy, Peter (2002): Introduction to a Philosophy of Music. Clarendon Press, Oxford, UK.
Klein, Gabriele (2003): ‘Image, Body, and Performativity; The Constitution of Subcultural
Practice in the Globalized World of Pop’ in The Post-subcultures Reader. Edited by David
Muggleton and Rubert Weinzierl. Oxford, New York
Krueger, Joel W. (2009): ‘Enacting Musical Experience’ in Journal of Consciousness Studies,
Vol. 16 (2-3), pp. 98-123.
Leman, Marc, Frank Desmet, Frederik Styns, Leon Van Noorden and Dirk Moelants (2009):
‘Sharing Musical Expression Through Embodied Listening – A case study based on Chinese
Quqin music’ in Music Perception, vol. 26 (3), pp. 263-278.
Levitin, Daniel (2006/2008): This is Your Brain on Music – Understanding a Human
Obsession. Atlantic Books, Great Britain.
Magee, Bryan (1983/1997): The Philosophy of Schopenhauer. Clarendon Press, Oxford.
Malloch, Stephen and Colwyn Trevarthen (2009): ‘Communicating the vitality and interests
of life’ in Communicative Musicality – Exploring the basis of human companionship. Edited by
Stephen Malloch and Colwyn Trevarthen. Oxford University Press, New York, pp. 1-11.
McRobbie, Angela (1991): Feminism and Youth Culture – From ‘Jackie’ to ‘Just Seventeen’.
Macmillian, London.
Merleau-Ponty, Maurice (1945/2009): The Phenomenology of Perception. Translated by
Colin Smith. Routledge Classics, London and New York.
110
Merleau-Ponty, Maurice (1948/2009): The World of Perception. Routledge Classics, London
and New York.
Nöe, Alva (2004a): Action in Perception. The MIT Press, Cambridge, Massachusetts.
Nöe, Alva (2004b): ‘Experience without the Head’ in Perceptual Experience. Edited by
Tamar Szabó Gendler and John Hawthorne. Oxford University Press.
Nöe, Alva (no date available): Art as Enaction.
http://www.interdisciplines.org/artcog/papers/8
Nonken, M. (2008): ‘What Do Musical Chairs Afford? On Clarke’s Ways of Listening and
Sacks’s Musicophilia’. Ecological Psychology, vol. 20, issue 4, pp. 283-295.
Overgaard, Søren and Dan Zahavi (2009): ‘Phenomenological Sociology – The Subjectivity
of Everyday Life’ in Jacobsen, M.H. (ed.): Encountering the Everyday: An Introduction to the
Sociologies of the Unnoticed. Basingstoke, Palgrave Macmillian, pp. 93-115.
Pedone, Nicola (1995): ‘Intersubjectivity, Time and Social Relationship in Alfred Schutz’s
Philosophy of Music’ in Axiomathes, No. 2, pp. 197-210.
Phillips-Silver, Jessica and Laurel J. Trainor (2005): ‘Feeling the Beat; Movement Influences
Infant Rhythm Perception’ in Science, 308, p. 1430.
Phillips-Silver, Jessica and Laurel J. Trainor (2007): ‘Hearing what the body feels; Auditory
encoding of rhythmic movement’ in Cognition, 105 (3), pp. 533-546.
Pinker, Steven (1997): How the Mind Works. Allen Lane, The Penguin Press, England.
111
Reed, Edward S. (1992): ‘Knowers talking about the Known: Ecological Realism as a
Philosophy of Science’ in Synthese 92, pp. 9-23.
Reed, Edward S. (1996): Encountering the World – Towards an Ecological Psychology.
Oxford University Press, New York.
Rodrigues, Helena Maria, Paulo Maria Rodrigues & Jorge Salgado Correia (2009):
‘Communicative musicality as creative participation; From early childhood to advanced
performance’ in Communicative Musicality – Exploring the basis of human companionship.
Edited by Stephen Malloch and Colwyn Trevarthen. Oxford University Press, New York, pp.
585-610.
Sacks, Oliver (1983/1986): The Man who mistook his wife for a hat. Picador, published by
Pan Books, Great Britain.
Sacks, Oliver (2007): Musicophilia – Tales of Music and the Brain. Picador, London.
Sager, Rebecca (2006): ‘Creating a Musical Space for Creating the Other-Self Within’ in The
Musical Human. Edited by Suzel Ana Reiley. Ashgate, Hampshire, England.
Schopenhauer, Arthur (1969): The World as Will and Representation –volume I. Translated
by E. F. J. Payne. Dower Publications, Inc., New York.
Schopenhauer, Arthur (1966): The World as Will and Representation – volume II. Translated
by E. F. J. Payne. Dower Publications, Inc., New York.
Schutz, Alfred (1932/1967): The Phenomenology of the Social World. Translated by George
Walsh and Frederick Lehnert. Northwestern University studies in Phenomenology and
Existential Philosophy. Northwestern University Press, USA.
112
Schutz, Alfred (1962): Collected Papers vol. I – The Problem of Social Reality. Edited by
Maurice Natanson. Martinus Nijhoff, The Hague, Netherlands.
Schutz, Alfred (1964): Collected Papers vol. II – Studies in social Theory. Edited by Arvid
Brodersen. Martinus Nijhoff, The Hague, Netherlands.
Schutz, Alfred (1996): Collected Papers vol. IV. Edited by Helmut Wagner and George
Psathas. Kluwer Academic Publishers, Netherlands.
Scruton, Roger (1993): ‘Notes on the Meaning of Music’ in The interpretation of Music.
Edited by Michael Krausz. Clarendon Press, Oxford.
Scruton, Roger (1997): The Aesthetics of Music. Clarendon Press, Oxford.
Sibley, Frank (1993): ‘Making Music our Own’ in The Interpretation of Music. Edited by
Michael Krausz. Clarendon Press, Oxford.
Small, Christopher (1998): Musicking – The Meanings of Performing and Listening. Wesleyan
University Press, Middletown, Connecticut.
Tarrant, Mark, Adrian C. North and David J. Hargreaves (2002): ‘Youth identity and music’
in Musical Identities. Edited by Raymond A. R. MacDonald, David J. Hargreaves and Dorothy
Mill. Oxford University Press, New York.
Taylor, Charles (1989): ‘Embodied Agency’ in Merleau-Ponty: Critical Essays. Edited by
Henry Pietersma. The Center for Advanced Research in Phenomenology & University Press
of America, Washington, D. C.
Trevarthen, Colwyn and Stephen Malloch (2000): The Dance of Wellbeing – Defining the
Musical Therapeutic Effect in Nordic Journal of Music Therapy, 9 (2), pp. 3-17.
113
Trevarthen, Colwyn and Stephen Malloch (2002): ‘Musicality and Music before three –
Human Vitality and Invention Shared with Pride’. Zero to three, 23 (1), pp. 10-18.
Trevarthen, Colwyn (2002): ‘Origins of musical identity: evidence from infancy for musical
social awareness’ in Musical Identities. Edited by Raymond A. R. MacDonald, David J.
Hargreaves and Dorothy Mill. Oxford University Press, New York.
Varela, Francisco J., Evan Thompson and Eleanor Rosch (1991): The Embodied Mind –
Cognitive Science and Human Experience. The MIT Press, Cambridge, Massachusetts.
Wallace, Alan B. (2006): The Attention Revolution – Unlocking the Power of the Focused
Mind. Wisdom Publications, Boston, USA.
Wulff, Helena (2006): ‘Experiencing the Ballet Body; Pleasure, Pain, Power’ in The Musical
Human –Rethinking John Blacking’s Enthnomusicology in the Twenty-First Century. Edited by
Suzel Ana Reiley. Ashgate, Hampshire, England/Burlington, USA.
Zahavi, Dan (2001): Husserls Fænomenologi. Gyldendal, DK.
Zelazo, Philip David, Moris Moscovitch and Evan Thompson (2007): The Cambridge
Handbook of Consciousness. Cambridge University Press, USA.