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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. [email protected] www.hazmat101.com

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Page 1: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1

SHIPPING HAZARDOUS MATERIALS

A Training Course in 49CFR

Updated 6/99Prokopis A. Christou, [email protected]

Page 2: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 2

Course Objectives

Provides a review of U.S. DOT Hazardous Materials Regulations

Forms part of recurrent training as required by 49CFR

Page 3: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 3

Hazardous Materials Regulations

Hazardous materials are regulated in order to:– Prevent accidents, leaks and spills– Help emergency responders– Ensure that HAZMAT employees are

aware of the hazards of materials they handle

Page 4: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 4

What Are Hazardous Materials?

“HAZARDOUS MATERIALS are any substances or materials, including environmentally hazardous substances, which have been determined to be capable of posing an unreasonable risk to health, safety or property when transported in commerce, and have been so designated.” (171.8)

Page 5: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 5

Laws Affect Transportation of Hazardous Materials

Regulations US DOT Reg. 49 CFR ..........................All modes within the

USA ICAO Technical Instructions ................International air

transport IATA Dangerous Goods Reg................ Commercial air

transport IMDG Code ..........................................International sea

transport TDG Regulations Regulations .............Shipments to/from

Canada Mexican DOT Regs. ........................... Shipments to/from

Mexico

Page 6: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 6

The Hazardous Materials Regs

The HMR of the Federal Hazardous Materials Transportation LAW (49 CFR) apply to:– Responsibilities for offering and accepting

shipments– Classification of hazardous materials– Packaging standards– Shipping papers– Labels, marks and placards– Emergency response requirements– Training requirements – Registration– Segregation and modal requirements

Page 7: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 7

Penalties

Civil Penalties– Maximum fines up to $25,000 per day per

violation. Updated for inflation Criminal Penalties

– Fines up to $500,000 per day per violation

– Up to five years in prison Injunctive Action

– Shipments stopped or seized

Page 8: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 8

Enforcement Authorities

Research & Special Programs Admin. (RSPA)

Federal Highway Administrations (FHA)

State DOT /State police Federal Railway Administration (FRA) Federal Aviation Administration

(FAA) U.S. Coast Guard

Page 9: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 9

Numbering Sections in 49 CFR

172. 500 (b) (1)

Part Section Paragraph Subparagraph

Page 10: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 10

Structure of HMR

– Part 171 Definitions– Part 172 - Hazard Communication– Part 172.101 - Hazardous Materials Table– Part 173 - Classification and Packaging– Part 174, 175, 176 & 177 - Modal Variations– Part 178 - Standards for Non-Bulk

Packaging– Part 179 - Standards for Bulk Packaging

(tank cars)– Part 180 - Continuing qualification/maint.

Page 11: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 11

Administrative Requirements

Registration for certain shippers and transporters

Training of HAZMAT employees

Page 12: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 12

Training Requirements [172.704]

Train all HAZMAT employees to:– Understand the regulations– Recognize and identify hazardous materials– Know reg. requirements that apply to his/her

job– Be aware of relevant emergency response info.

Types of Training: General awareness, function specific, safety

Safety/OSHA/EPA training Driver training (CDL)

Page 13: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 13

Administrative Requirements

The HAZMAT employer must– Train & test employees– Certify & keep records

Training Compliance Dates– New employee - 90 days– Job function changed - 90 days– Update every 3 years

Page 14: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 14

Six Steps to Compliance

1. Classification - obtain shipping description

2. Packaging - selection and assembly3. Marking of packages4. Labeling of packages5. Shipping papers & emergency

response info6. Placarding & marking of vehicles

For NJ-review Steps 1, 5 and 6

Page 15: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 15

Step 1 of the Six Step Procedure

Obtain shipping description (172.202)

SHIP--The Basic Shipping Description consists of: – The Shipping Name– The Hazard Classification– The Identification Number (UN or

NA)– The Packing Group

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 16

HM Table

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 17

Packing Groups

Packing Group I - Great danger Packing Group II - Moderate danger Packing Group III - Mild danger

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 18

Hazard Classes/Divisions

Class 1 - Explosives (173.50) Class 2 - Compressed gasses (173.115) Class 3 - Flammable liquids (173.120) Class 4 - Flammable solids (173.240) Class 5 - Oxidizers and organic Peroxides (173.127 &

128) Class 6 - Poisonous and infectious materials (173.132 &

134) Class 7 - Radioactives (173.403) Class 8 - Corrosive materials (173.136) Class 9 - Miscellaneous Hazardous Materials (173.140) ORM - Other Regulated Material (173.144) Elevated Temperature (171.8)

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 19

Multiple Hazards

Some materials may have more than one hazard

The first one is called the primary hazard

Other hazards are called subsidiary hazards

How do you determine primary hazard– Precedence of Hazard Table (173.2a(b))– HM Table

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 20

Hazardous Substances

“Hazardous substances” are materials that:

Are listed in Appendix A to Section 172.101; AND

Are in a quantity in one package that equals or exceeds the listed Reportable Quantity (RQ)

Example?

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 21

Marine Pollutants

“Marine pollutants” are defined as materials which:

Are listed in Appendix B to Table 172.101; AND

Are packaged in a concentration greater than 10% for marine pollutant or 1% for severe marine pollutants

Page 22: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 22

Using the HM Table (172.101)

Shipping names Hazard classes Identification numbers Labeling requirements Special provisions Package specifications

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 23

Shipping Name Procedures (I)

Chemicals listed by name

Chemicals not listed by name– Generic names based on hazard– Generic names based on chemical

family– Generic names based on usage– Technical name rule for generic names

(172.203(k)(3))

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 24

Shipping Name Procedures (II)

Hazardous Substances and Marine Pollutants, not meeting the definition of a DOT hazard class– Environmentally hazardous substance,

liquid, n.o.s.– Environmentally hazardous substance,

solid, n.o.s.– Other regulated substance, liquid, n.o.s– Other regulated substance, solid, n.o.s.

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 25

Step 5 of the Six Step Procedure

Completing the shipping paper for hazardous material shipments

Page 26: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 26

The Shipping Description

S H I P -- The shipping paper must show the basic shipping description, consisting of:– Proper shipping name– Hazard class and division (subsidiary is

optional for domestic shipment)– Identification number (UN or NA)– Packing Group (I, II or III)

»PLUS more?

– The total quantity

Page 27: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 27

Additional Shipping Paper Requirements (I)

DOT exemption number, if applicable Limited Quantity, if applicable RQ for hazardous substances Marine Pollutant Residue, last contained, if applicable Dangerous When Wet for Division 4.3[172.203]

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 28

Additional Shipping Paper Requirements (II)

Technical name(s) in parentheses Poison Inhalation Hazard, if applicable Poison, if not otherwise indicated HOT for elevated temperature material Radioactives Special requirements for air, rail and

water

Page 29: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 29

Shipper’s Certification

“This is to certify the above named materials are properly classified, described, packaged, marked and labeled, and are in proper condition for transportation according to the applicable regulations of the Department of Transport.”

[172.204]

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 30

Hazardous and Non-Hazardous Materials

You can list hazardous and non-hazardous materials on the same shipping paper, if you do one of the following:

– Enter all hazardous materials first– Highlight hazardous materials– Mark an “X” or RQ in column headed

“Hazardous Materials” or “HM”

Page 31: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 31

Emergency Response Information

Shippers use MSDS, ERG, forms. Information must include:

– Basic Description of the hazardous material– Immediate hazards to health– Risks of fire or explosion– Immediate precautions in case of an accident– Procedures in case of fire– Methods for handling spills and leaks– Preliminary first aid– 24-hour telephone number

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 32

Review a sample shipping paper

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 33

Step 6 of the Six Step Procedure

Placarding vehicles and containers of hazardous materials (172.500)

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 34

Background

Placards, labels, identification numbers, markings, and shipping papers are hazard communicate hazard information.

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 35

What is

A label? A marking? A placard? An identification number? What is a primary hazard

placard/label? Subsidiary hazard placard/label must

not include class/division number on the bottom corner.

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 36

What to placard?

Table 1 - placard any quantity– cannot use “DANGEROUS” placard

Table 2 - Placard if total quantity 454 kg (1001 pounds)– “DANGEROUS” placard permitted for

mixed load if < 1000 Kg (2205 lb) per class loaded at facility

Page 37: DOT/HMR Training 6/98 -- 49CFR -- P.Christou 1 SHIPPING HAZARDOUS MATERIALS A Training Course in 49CFR Updated 6/99 Prokopis A. Christou, P.E. pcjr101@yahoo.com

DOT/HMR Training 6/98 -- 49CFR -- P.Christou 37

Identification Numbers and placement

Bulk containers must display the identification number of their contents, either on the placard, or an orange panel beside the placard.

Placards should be placed on each end and each side of motor vehicles or railroads.

Cargo tanks and portable tanks less than 1000 gallons require two placards on opposite sides of the tank

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 38

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 39

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 40

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 41

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 42

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 43

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 44

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 45

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 46

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 47

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 48

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 49

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 50

Examples

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 51

Exceptions may be allowed

– Small Quantities Exceptions (173.4)– Materials of Trade (MOT) (173.6)– Exceptions for various classes/div.

(173.13 )– Limited Quantity, ORM-D (column 8A)– Agricultural operations (173.5)– Government material (173.7)– Placarding exceptions– DOT Exemptions

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DOT/HMR Training 6/98 -- 49CFR -- P.Christou 52

Summary

UNDERSTAND the hazard of the materials you handle

KNOW and FOLLOW all your HAZMAT responsibilities, as they apply to your job

You must know the BASIC DESCRIPTION of a material to ship it properly

If you have questions, ASK SOMEONE who knows. Consult regs, procedures, others