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CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR MODIFICATION AND WEIGHT LOSS A thesis submitted in partial satisfaction of the requirements for the degree of Master of Science in Home Economics by Carolee Blumin May, 1982

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Page 1: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

CALIFORNIA STATE UNIVERSITY, NORTHRIDGE

BEHAVIOR MODIFICATION AND WEIGHT LOSS

A thesis submitted in partial satisfaction of the requirements for the degree of Master of Science in

Home Economics

by

Carolee Blumin

May, 1982

Page 2: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

The Thesis of Carolee Blumin is Approved:

Patricia Beals, M.S.

Lillie M. Grossman, Dr.P.H.

Ann R. Stasch, Ph.D. Committee Chairperson

California State University, Northridge

ii

Page 3: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

ACKNOWLEDGMENTS

The author would like to express appreciation to Dr. Ann R.

Stasch, Committee Chairperson. Her warmth and understanding were as

much a part of this project as were her knowledge, guidance and

support.

Sincere appreciation is also extended to Dr. Lillie M. Grossman

and Mrs. Patricia Beals for their guidance and cooperation in preparing

this thesis.

The author is also indebted to Nancy Imazu of Maxicare for her

cooperatton during the data-gathering process.

A special note of thanks goes to Irene Goldman for her skillful

typing of the many drafts.

iii

Page 4: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

TABLE OF CONTENTS

ACKNOWLEDGMENTS

LIST OF TABLES

LIST OF FIGURES .

ABSTRACT

Chapter

1. INTRODUCTION ....

Purpose of Study

Justification .

Objectives ..

Null Hypotheses ..

Assumptions

L imitations .

Definitions

2. REVIEW OF LITERATURE

Etiology of Obesity

Resistance to Weight Reduction

History of Behavior Modification

Techniques of Behavior Modification .

Case Studies

3~ PROCEDURES . . .

4. RESULTS AND DISCUSSION

Attrition

iv

Page

iii

vi

vii

. viii

1

1

1

2

2

2

3

3

5

5

7

10

12

17

20

25

27

Page 5: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Weight Loss and Maintenance ..

Booster Sessions .....

Tecpnique Preference and Use

5. SUMMARY AND CONCLUSIONS .

Recommendations

SELECTED BIBLIOGRAPHY

APPENDICES . . . . .

A. Letter of Permission ....

B. Data Collection Devices ..

C. Preliminary Data .... .

D. Chi-Square Analysis .... .

v

Page

28

32

33

37

38

40

43

44

46

49

56

Page 6: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

LIST OF TABLES

Table

l. Weight Control Class Schedule .

2. Group Identification

3. Group Attendance and Percent of Attrition

4. Percent of Participants Losing Specified Amounts of Weight .......... .

5. Average Amount of Weight Lost per Person During 9-Week Course .....

6. Monthly Weight Loss During Course ...

7. Weight Loss During Maintenance Period

8. Preference Order and Actual Use of Techniques

9. Profile of Group A

10. Profile of Group B

11. Profile of Group C

12. Profile of Group D

13. Profile of Group E

14. Frequency Distribution of Participants Using Specific Techniques During Maintenance

15. Chi-Square Analysis .

, 16. Chi-Square Analysis

vi

Page

23

26

27

28

29

31

31

36

50

51

52

53

54

55

57

58

Page 7: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

LIST OF FIGURES

Figure Page

1. Relationship Between Attrition Rate and Weight Loss Quring Course 30

vii

Page 8: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

ABSTRACT

BEHAVIOR MODIFICATION AND WEIGHT LOSS

~

Carolee Blumin

Master of Science in Home Economics

The purpose of this study was to determine the effects of a

behavior modification course on maintenance of weight reduction after

treatment. Specific aspects have included the rate of loss at three­

month intervals for one year, preference for the techniques, and actual

home use of the techniques following completion of the course. Infor­

mation on attrition rate and attendance at booster sessions has also

been included. Chi-square was performed to determine significant

differences on weight losses and time of year that dieting began.

Sixty-two participants were interviewed by telephone to gather

information about weight maintenance, home use of techniques and

booster session attendance. Evaluation forms filled out at the end

of the course by each subject were used to tabulate the most- and

least-liked techniques.

The course was taught at a health maintenance organization

viii

Page 9: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

located in the Los Angeles area and spanned nine weeks.

Results of this study showed that a low level of success had

been maintained over a period of twelve months.

ix

Page 10: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Chapter l

INTRODUCTION

Purpose of the Study

The purpose of this study was to determine if dieters who com­

pleted a course in behavior modification were able to maintain weight

loss over a period of time. It was also the purpose of this study to

determine which techniques the dieters have continued to use on their

own.

Justification

Obesity has been found to be a major health hazard. Research

has indicated between forty and eighty million Americans to be obese.

Social, sexual and occupational roles have been threatened by being

overweight. Eighty-seven percent of the people treated for obesity

received temporary or no relief. Doctors, psychologists, nutritionists

and other experts in the field have had little to offer in the way of

help for these people. However, behavior modification techniques have

been changing this picture. With concentration focused on overt be­

havior, studies have shown that behavior modification has successfully

reduced body weight regardless of the cause (0 1 Leary and Wilson, 1975).

The kinds of techniques that were effective in this study have

been defined with the hope that others who read this will have gained

insight into the weight reduction process.

1

Page 11: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Objectives

The objectives of this study were as follows:

1. The assessment of the rate of weight loss of dieters at

three month intervals of time following their participation in a course

in behavior modification and weight reduction.

2. The tabulation of techniques dieters reported using at

three month intervals of time following their participation in a course

in behavior modification and weight reduction.

3. The determination of the best-liked and the least-liked

techniques of behavior modification.

Null Hypotheses

The null hypotheses of this study were as follows:

1. There is no significant difference between weight lost \,,

during a behavior modification tfeatment program and weight lost during

maintenance periods.

2. There is no significant difference between the weight lost

as a result of treatment in a behavior modification course and the time

of year that treatment began.

Assumptions

The following assumptions were made in developing this study:

1. People who needed or wanted to lose weight were interested

in changing their eating behavior.

2. Participants answered questions honestly.

Page 12: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Limitations

The limitations of this study were as follows:

1. This study represented the results produced by only one

therapist.

2. This study represented members of the particular organiza­

tion studied.

Definitions

1. Behavior Modification- a system of techniques based on

learning principles used to change observable behavior.

2. Obesity - considered to exist when an individual has ex­

ceeded his or her ideal weight by 20 percent or more.

3. Therapist - one who teaches the behavior modification

techniques to others.

4. Learning Theory - based on facts obtained from experiments

in the laboratory. The three theories are (1) conditioning, based on

the forming of habits; (2) cognition, based on the act of knowing; and

(3) humanism, based on the need to express creativity.

5. Classical Conditioning - the simplest kind of learning based

on the stimulus-response experiments performed by Pavlov.

6. Operant Conditioning - a system based on reward and punish-

ment in order to encourage subjects to act in a more desirable way.

7. Overt Behavior- behavior which can be seen and measured.

8. Cognitive Domain - the area of knowledge and awareness.

9. "Booster" Session - a follow-up meeting with the therapist

after treatment has been completed; a method of fostering continued

Page 13: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

motivation in the subject.

10. Weight Maintenance - the ability to keep weight off once

it has been lost.

11. Maintenance- any specified period of time following treat­

ment for weight reduction.

I '

Page 14: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Chapter 2

REVIEW OF LITERATURE

Etiology of Obesity

\ ~ ) ~ Genetics, metabolism, physiology and environment have all been

implicated in obesity. Research also found evidence relating obesity ;:y• .... __ ~ '}

to socio-cultural factors, ~ocio-economic status: social mobility and

'ethnic variables {O'Leary and \~ilson, 1975).

Craddock {1973) cited studies with identical twins showing a

high correlation for body weight despite envirqnmental differences, \

thus supporting the genetic viewpoint. Other cited studies (Craddock,

1973) that supported this hereditary factor have found that the weights

of adopted children showed n,o correlation with the weights of the .

adopting parents wh i 1 e the weights of other ch i1 d ren corre 1 a ted we 11

with their natural parents. Stunkard (1980) expressed caution in making

statements concerning studies about twins and adopted children due to

conflicting evidence and questionable sampling methods. However, he/

made clear the fact that genes play a significant role in obesity.

Several factors in theHenvironment have been shown to be in-

valved in the etiology of obesity. Some studies"showed that overfeeding

in the first years of life led to increases in the number of fat cells •.

Supposedly, the individual will then have acquired a tendency to accumu­

late fat easily. By the same studies, overfeeding in the later years

produced evidence of increases only in the size of already existing fat

ce 11 s (Craddock, 1973). Newer .evidence, .however, has suggested that

5

Page 15: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

r···· \

this correlation may not hold up under the more advanced·cell detection

methods being used today (Stunkard, 1980). Regardless of these incon­

sistencies, the powerful influence of the environment on obesity has

been documented~ D~i1LE!~~il'19_~~-~it~, social pressures of eating, and

eating to relieve depression have all been included in a long list of

environmental influences (Craddock, 1973).

Further evidence of the environment control of obesity has

come from surveys that showed obesity to "run in families." When both

parents were obese, 80 percent of the offspring were obese. When only

one parent was obese, 40 percent of the offspring were obese. When

neither parent was obese, only 10 percent of the offspring were obese

(Leitenberg, 1976).

Research has shown metabolism and physiology to be rare but not

l unknown causes of obesity. Malfunction of the hypothalmic area of the

j ~ n, pi !_ui_taz_g~_and and ad~~~~~~~~;~; h~~~ precipitated obesity.

( HX!'!~-~~-~I_i~~-!-~.rll ~_f1d thyroid defir:=j"~~~~ have been known to do the same '-- (Craddock, 1973).

Nutrition Newsletter (1981) carried an article on recent work

concerning the role of brown fat and its ability to waste energy in the

form of heat. This concept has gained acceptance as a factor in the

metabolic contra 1 of weight. t,~-rd

Social and ethnic factors have been documented by many re-

searchers who showed that in the United States obesity has decreased

with upward mobility while different patterns have emerged in other

countries (Craddock, 1973). Because obesity has proven to be a social

definition, its incidence has taken on a different significance within

6

Page 16: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

social structures (LeBow, 1981). Work done in the area of social and

ethnic influence in the control of obesity has suggested that under­

standing the social determinants may be more important than under­

standing the physiological determinants. Since obesity has been shown

to be in part a function of lifestyle, treatment may be enhanced if

approached from that position (Stunkard, 1980).

Resistance to Weight Reduction

Regardless of the cause of obesity, it has been established

that a reduction in caloric intake has ultimately caused a reduction in

body weight. Despite this simple unalterable fact, treatment has failed

to help most people lose and maintain weight loss for more than a year.

Jordan (1973) offered one explanation for this. Obese individ­

uals, like normal-weight individuals, exhibited certain physiological

symptoms while dieting. These symptoms included a lowered pulse rate

and a lowered basal metabolic rate. In addition, all subjects became

irritable, preoccupied with food and often depressed. All lost weight,

but returned to their previous weights when dieting was discontinued.

According to Jordan (1973), these have been identified as symptoms of

stress and he suggested that this indicated an equilibrium at work con­

trolling energy balance. Once the body established this, it became

extremely resistant to change. Jordan (1973) described experiments in

overfeeding in an attempt to produce obesity in normal weight individ­

uals. Once the overfeeding stopped, subjects returned to their normal

eating patterns and pre-experimental weights. However, if overfeeding

were to continue for several years, Jordan (1973) has suggested that

Page 17: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

the body would establish a new equilibrium. He further suggested that

if the time required to achieve this can be established, then programs

can be set up to allow a new equilibrium to be established at intervals

during the dieting process. Limited knowledge of these metabolic pro­

cesses has hampered effective treatment by this method. LeBow (1981)

supported this theory when he chose to include Jordan's equilibrium

theory in his discussion on the breakdown of weight maintenance.

Conversely, Conrad (1954) maintained that if a patient, given

sufficient motivation, failed to lose weight on a reduced calorie diet,

emotional maladjustment should be suspected. Since it has been estab­

lished that the primary function of food has been to sustain life by

fulfilling metabolic needs, food intake beyond that need was then

thought to be taken for emotional reasons. A compilation of reasons

has been reported as follows: (1) to reduce anxiety, (2) to gain

acceptance and security, (3) to influence others, (4) response to depri­

vation, (5) protection against illness, (6) a sign of success, (7) method

of expressing hostility, (8) an excuse to avoid maturity, (9) represen­

tation of pregnancy, (10) identification with fat parent, (11) defense

against sexuality, (12) manifestation of low self-image, and (13) a form

of self-punishment (Babcock, 1948; Bayles and Ebaugh, 1950; Conrad,

1954).

A study conducted at the Cornell University School of Nutrition

(Young et al., 1955) showed a close relationship between emotional sta­

bility and success in weight reduction. Patients who appeared to have

emotional problems were advised to seek appropriate counseling prior to

attempting a weight reduction program lest it should compound the al-

Page 18: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

ready existing problems.

Despite the various theories concerning obesity, evidence still

has shown that the only way to lose body fat has been by the establish­

ment of negative energy balance. Reduced calorie intake was considered

the primary means of producing this negative balance and behavior modi­

fication was significantly more effective than alternate methods in

producing weight reduction on a short-term basis. However, the test of

successful treatment of obesity has been considered to be the mainten­

ance of weight loss over time and behavior modification programs have

not met this criterion any better than have alternative programs. The

advantages of behavioral treatment--low cost, efficient, ease of dis­

semination, no adverse side effects--have led researchers to believe

that this approach should be researched (Stunkard, 1980).

Researchers have been slow to make unprecedented claims due to

the lack of long-term follow-up data, inconsistency in reporting sta­

tistical data, attrition rate of subjects involved in research projects,

and lack of continued motivation of subjects. Merritt (Bray, 1980:111)

has stated that, "weight maintenance after weight reduction is unproven

for any therapy. "

Some suggestions for improved research have included making

follow-up an integral part of the design and asking subjects to commit

themselves. Evidence has shown that frequent contact or "booster 11

sessions with the therapist reduced attrition rate. Although booster

sessions showed inconsistent results, well-timed and spaced sessions

were beneficial (Stunkard, 1980)~

The goal of all behavior modification has been to help individ-

Page 19: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

uals learn how to control and influence their own environments, both

social and physical. The future of behavior modification has been con­

sidered certain even if somewhat unpredictable. The pervasive theme of

treatment has continued to be that of self-control, self-instruction,

self-monitoring, self-evaluation, self-reinforcement and self-selection

of standards (Sjoden et al., 1979).

History of Behavior Modification

The origins of behavior modification have been traced back to

the works of Freud and his medical model which focused its treatment on

identifying and resolving underlying causes for observed behavior.

General dissatisfaction with this unscientific approach gave

way to the Pavlovian view that mental disease was a disruption of the

normal process of behavior and that treatment should have directed it­

self at the modification of the disruption. Pavlov subsequently

developed the process called classical conditioning and introduced a

systematic program into the study of behavior. In this way behavior

became directly measurable rather than left to the Freudian method of

interpretation of impressions (Franks, 1969).

As human behavior became more and more subjected to scientific

inspection, the principles of behaviorism were developed by John B.

Watson, the father of behaviorism in America. Watson believed that

psychology should have used experimental techniques and often took

the position that the mind did not exist. Although his work was first

published in the 1920s, little else followed until the late 1950s

(Erwin, 1978; Franks , 1969) .

Page 20: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Out of behaviorism grew the techniques of behavior modification.

Work on the principles and procedures of behavior modification was done

almost simultaneously by J. Wolpe in South Africa, who developed the

foundations of the clinical practice; by H. J. Eysenck in England, who

described the .. modern learning theory 11; and by B. F. Skinner in America,

who applied the principles of operant conditioning to human problems

(0 1 Leary and Wilson, 1975).

Wolpe formed what became known as the 11 behavioral·group ... This

group evaluated current status and research on behavior therapy, con­

sidered methodological problems and made recommendations. Eysenck

based his learning theory on the works of Pavlov and other theorists.

His work was in accordance with the more scientific approach as an

alternative to psychotherapy (Agras et al., 1979). Skinner•s operant

conditioning based its treatment on the use of reward and punishment

to modify behavior (Kazdin, 1978).

No clear, concise and accepted definition of behavior modifica­

tion has been made and this has led to much misunderstanding about its

use and misuse. Mehrabian (1978) described behavior modification as a

technique that focused on changing specific observable behaviors that

can readily be measured and assessed as to the effectiveness of the

change. Kazdin (1978:1) defined behavior modification as 11 the applica­

tion of experimental findings from psychological research for the pur­

pose of altering behavior. The applications are directed toward

eliminating debilitating behavior and enhancing human functioning ...

Earlier work with prisoners and mental patients gave rise to the

mistrust and hostility felt by the general public as people began to see

Page 21: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

behavior modification techniques as controlling and manipulating. A­

threat to personal freedom became a reality as questions arose about

who decided "good" and "bad" behaviors (Leitenberg, 1976).

Behavior modification originated for the treatment of abnormal

behaviors. Correction of inappropriate behaviors, rather than their

underlying causes, was the focus of this new approach. Principles of

learning theory became the backbone for breaking maladaptive behaviors

(Sjoden et al., 1979). More recent research has been incorporating

thought, images and feelings and finding them to be powerful influences

(O'Leary and Wilson, 1975; Williams et aT., 1976).

The development of behavior modification, then, has been attri­

buted to a dissatisfaction with the traditional, but unscientific,

psychoanalytical method. This prompted the rise of behaviorism which

led directly to the learning theories and eventually to a set of pre­

scribed techniques for successful behavior changes.

Techniques of Behavior Modification

"Most obese persons will notstay in treatment for obesity. Of

those who stay in the treatment most will not lose weight and of those

who do lose weight, most will regain it" (O'Leary and Wilson, 1975:330).

The above statement made by Albert J. Stunkard, a leader in re­

search on obesity, has typified the general findings of weight control

programs. However, researchers and therapists alike have reported that

behavior modification techniques have been changing that picture~~-

da ~_,___Qgha v j or modi f_i c~JjQrL.ll9c~LRJ:QY~TL.:trtJle~ .. the~mQ.s.t_,SJJ.c.c,ass_fuJ~

approach to weight reduction (Leitenberg, 1976; O'Leary and Wilson, ~.........___·--~~~---"···-----~-- ~"""~~ ~,._....,._..,_

"'""--.,..~ .......... """--~

,, '

Page 22: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

1975; Sjoden et al., 1979; Williams et al., 1976; Bray, 1980).

The techniques were developed on the premise that behavior was

the way in which a person learned to cope with life situations. Pro-

ponents of behavior ~~~!~~~,_<:~~~~~~~ ~~y~~~~~2~n~,~~~~e~~,~~~t.--~\'l,~~n~~eh~~iQ!',""~ .....,.______~~--~ ------ - ~--~---- __ , - -~

changes were sustained long e!!Ql:lgh,",,attitudes~and,.fegli_!l,gs ~Jso e:ha!!g~d. -.._,~ .. ·~-- ··- --·"'"'•' " -.. -·- ._-.-~--·<•····· --~·-·~·~-~-.---·~----~-·~-----~·

to become consistent with ~he new ~~~~yiQ!:~ (Mehrabi an, 1978) .

Although several learning models were presented in the litera­

ture, operant conditioning has been the major focus of behavior modifi-----~---~--·---·-~-----~-,__,--~·--~~-~~-----~<-~--- -- ___ ...,~:-...... ~-......-..-----~---~-~-··- ~--· -----·· .. -···· ····--~····-·--···-~----~-------- ,._, _______ ~--~----~---- -·~"~~

cation. The basis of operant condLI:tPJli~ngw~~JL~yst~m of reward and •· • '"•><:-.ch<~-·;.c"'~"'-"''"'""""~""""'"•'·"~"'"-•''0-'""·'~"'"''',.._.-•·····.,,·•- · '·· · · " - · ' ·' ··• •··- ,< -- •• ,.,_,_,-, •• , __ ,, •• ,_,._,,"-'·"",-·.

punishment, alternately called positive and negative reinforcers

(Mehrabian, 1978).

Sherman (1973) described a sequence of six basic steps that

have been helpful in planning operant conditioning. They were as

follows: (l) state the general problem; (2) identify the behavioral

objective; (3) develop behavioral measures; (4) make observations;

(5) make necessary alterations in plan; and (6) monitor the results.

Although there has been some variation among researchers (Erwin,

1978; Franks, 1969; Leitenberg, 1976; O'Leary and Wilson, 1975; Sjoden

et al., 1979), most programs have employed one or more of the following

generally recognized and accepted techniques.

Self-monitoring. This record-keeping technique has urged sub- ,

jects to record behaviors and food intake, thus allowing the subject t~ see what behaviors and feelings have prompted eating.

Self-reward and self~punishment~ These techniques have sought~~·~ to find ways in which the subjects can reward or punish themselves in ·~

Page 23: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

order to maintain newly formed behaviors. Monetary rewards and fines

have become popular.

Social reinforcement. This technique has focused its attentionX;

on educating family and friends so that they may help to perpetuate ~

appropriate behavior in the natural environment.

>Goal-setting. This technique has been conducive to weight los~

when realistic, short-term goals were set.

Nutrition counseling. Evidence has suggested that this kind o~~~

counseling should be included in order to prevent weight loss at the ex-Vf

pense of essential nutrients.

Aversion therapy. This technique has made use of releasing un­

pleasant odors or administering electric shocks while eating. The imag­

ination has also been used extensively in creating unpleasant thoughts.

Desensitization. This technique has been used to reduce

threatening situations by use of an anxiety hierarchy and relaxation

techniques.

Modeling. This technique has attempted to change behavior by :}! the subject witness the performance of another person. ~

\ having

Self-control. This form of operant conditioning has been used

to teach the individual to depend on him- or herself rather than on a

therapist. Signed contracts have become a popular device.

Group·therapy. This kind of therapy has used many different

Page 24: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

techniques to reinforce favorable behavior changes through a social

setting.

Stimulus control. This technique has tried to make the subject

aware of cues associated with eating, such as the clock, a specifi~ room, reading, television, boredom, etc.

Exercise counseling. Inactivity has been described as a main

component of overweight. Nevertheless, according to LeBow (1981) many

of the obese were unreceptive to activity programs because_they con­

sidered exercise to be work. In further descriptions of the exercise

component, LeBow (1981) cited studies that have shown that those

dieters who exercised lost 35 percent more fat than the diet-only sub­

jects. He also cited a study that showed that increasing calorie ex­

penditure through exercise protected the body from undesirable lean­

body tissue loss.

No technique has proven effective by itself. While the most

effective combination has not been defined, much success has still

been recorded.

It has become possible for dieters to pursue a behavior modifi-~-.. -----~-~~,.....~--"'·-·-~~~----··-«··-~ •"<->.--'"''~">"'•'-"-'-" -·_o--~0"!'"•--~~"<••"c-~F'"-•'"~"""~'"--•~o.~,...-......... ~.g,_~~~,.-,~.~-..-·v~,-"'"~.~·~=-.~-,;·,~-·-•-,-,·o•~·-.~••o,..-•'C""~.,...,~ .. -~·-· .. ,~>

cation approach to weight loss without first seeking out the help of - --·--·--~·---·· ........ ,,,. '"""""""""""""'" ~-· "'"'"""'"'""""-·-····-···-::,.

a thera~-~~~~ ·-<Several books have appeared on the market as self-help --~.c---,_~-"~-- .. ---'-"

and programmed learning of the techniques.

In keeping with behavior modification theory, Jordan, et al.

(1976} have written a book encouraging readers to take charge of their

own weights by taking responsibility for their own eating behaviors.

Techniques, directed at changing inappropriate behaviors, were

described.

15

Page 25: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Ferguson (1976) put into book form a ten-week behavior modifi­

cation program complete with explanations, activities and blank forms

to be filled out by the dieter. The activities were all geared toward

discovering and changing established habits that Je_Q to~ overweight .. - -.-f>'<><>--'•·_._,.~8·•~'""'_.,.~-....~~-'~··>·~·M• ''> o

----~·'--' -·--······-"'····-···------·-·--····-·---· ·•->='·•Pr .. ,, •• ..,.~.-·

Arenson (1978) also put into book form a behavior modification

program. She, too, included explanations, activities and forms.

Again, the dieter was encouraged to take charge by discovering problem

areas and changing behavior patterns in such a way as to produce sue-

cess in weight loss and maintenance.

All three of these books (Arenson, 1978; Ferguson, 1975; Jordan

et al., 1976) have stressed record-keeping or self-monitoring as a key -------~--···--··-~-••·-----·~--.~---.~,_,_,-__...,..~._.,.....,.,._~~._.....,-~. ~~""'"'""'"'""~"-_,-,"<.••-c-.>.-..,_..,-...-.,.,_'<0<__,--.-'-'"'S)'""'-~~·--""~-,.~~<.~,~~.,....,.~-,.r"'~~"~-""""'

ti ve in a 11 owing the dieter to see trends and R~~1:~.rn.~~--th.c:tt.b.!t or.~Q~,.

may not have been aware of before. Only when these eating behavior

patterns were documented co~:Jlg_J.b.f:!.,{!J.~:tgr_ J~~9J'! .. ~.<?.lll.~~e changes.

Cue elimination, preplanning and energy use were all part of

the Arenson (1978) and Ferguson (1975) programs. The dieter was in-

structed to eat in only one place, to avoid simultaneous activity when

eating, to keep food out of sight and to break behavior chains that

signal eating. In so doing, dieters were helped to eliminate outside

influences that had become unconscious eating cues. Preplanning was

a technique advocated to eliminate impulsive and emotional eating. It

limited the dieter to only that food which was planned for that day.

Energy use or exercise was considered an important part of weight re­

duction programs. In moderation it has been known to reduce appetite

(Ferguson, 1975) and to help maintain negative energy balance. Energy

Page 26: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

use suggestions focused mostly on ways to increase walking throughout

the day.

Arenson (1978) based her program mostly on record-keeping and

writing exercises that helped dieters to discover themselves. Her

thesis was that in order to achieve lasting success, one must become

aware of the whole self in order to assume responsibility for one's

own behavior.

Case Studies

It has only been since the late 1960s that behavior modifica­

tion has been applied to the treatment of obesity. Surveys of original

research work done in the area of behavior modification for weight loss

have revealed an incomplete picture. Although all studies resulted in

a weight loss, the long-term results of weight loss maintenance have

not been made clear. In addition, only very few experiments have

studied the comparative effects of the various techniques (Jordan and

Levitz, 1973).

One researcher reported that both professional and experienced

therapists produced greater weight losses in behavior modification pro­

grams than lay therapists. Further studies found evidence that charac­

teristics of the therapist had a major influence on the success of the

program (Stunkard, 1980).

Aversion therapy captured the attention of several researchers.

Foreyt and Kennedy {l97l) successfully produced weight loss in six sub­

jects by pairing favorite foods with noxious odors. Five of the sub­

jects had maintained and even increased their weight loss at the end of

I I

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48 weeks. Some credit for this success was given to the experimenter­

patient relationship and was emphasized as an effective component of

the study.

A second study (Meyer and Crisp, 1964) using electric shocks to

inhibit eating of favorite foods, showed this to be effective only if

the subject actually experienced the shocks. Avoiding the food in

order to avoid the shock did not produce behavior changes or weight

loss.

Three separate studies (Levitz and Stunkard, 1974; Penick

et al., 1971; Stunkard, 1972) comparing the effectiveness of behavior

modification in group settings all resulted in similar conclusions.

Those groups in which behavior modification techniques were applied

averaged more weight loss and longer maintenance of that loss than did

subjects participating in groups without the use of behavior modifica­

tion techniques.

When comparing the effectiveness of behavior modification tech­

niques between group therapy and individual therapy, McCann and Trulson

(1955) concluded that neither the individual nor the group therapy pro­

gram was effective over a three-year period.

Stuart (1967) and Hall (1972) both experimented with self­

control techniques of reward and punishment. When these techniques

were applied both with and without the interaction of a therapist, the

therapist-controlled subjects were more successful.

A study by Mahoney et al. (1973} involving self-reward, self ...

punishment and self-monitoring techniques revealed that theself-reward

subjects lost significantly more weight.than either oftheother two

groups.

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While behavior modification techniques have been shown to be

successful in causing individuals to lose pounds, the long-term picture

has been discouraging and this led one group of researchers (Young et

al., 1955:1115) to conclude that, "In the end the only real answer to

the problem of obesity is prevention ...

Blouin (1977:535) reinforced this statement when he said,

11 research and therapy results to date indicate that prevention and

not treatment is the only road to true success in curing obesity."

1;:7

Page 29: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Chapter 3

PROCEDURE

A study.was conducted to determine results of a behavior modi­

fication class for weight reduction. Classes were taught at a prepaid

health maintenance organization in Northridge, California.

Participants were either self- or doctor-referred and each was

given a choice of group or individual counseling. The course consisted

of nine weeks with the same therapist teaching the class at each of the

meetings. The complete course was offered in January, April, July and

October. Booster sessions were offered monthly after completion of the

course. Groups were identified as A, B, C, D and E according to their

starting date. A participant was considered to have completed the

course if he or she attended at least six meetings. This study eval­

uated the progress of participants that had completed the course one

year ago. Others had completed the course nine, six, and three months

before, respectively. Finally, an evaluation of participants' progress

immediately following completion of the course was made. Statistical

analyses by chi-square were done in order to test the null hypotheses.

The following is a description of the content of the course.

At the beginning of each class meeting, all participants were

weighed and their weight recorded on a form. Dieters were expected to

keep daily food diaries for the entire nine weeks and were always en­

couraged to share their dieting experiences with the whole group.

The first class consisted of information gathering and an

20

Page 30: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

orientation of what to expect from the course. The main topic for the

week pertained to habit awareness. Homework designed for this purpose

was for dieters to begin food diaries and to prepare a map showing all

the eating places of their respective homes and work places.

The second class meeting dealt with food cue elimination and

non-food rewards. Each dieter was asked to make a list of that which

triggered eating for him or her and then to make a decision on how

these cues could be eliminated or changed. Secondly, participants were

encouraged to indulge in activities, other than eating, that made them

feel good. These were non-food rewards.

The third class meeting emphasized positive dieting and

learning to eat slowly. As one positive approach, dieters were asked

to make diet plans for themselves. Techniques, such as putting uten­

sils down between bites, were taught for the purpose of prolonging the

eating process.

The fourth class meeting dealt with testaurant eating and be­

havior chains. The discussion centered around preplanning activities

that have been shown to encourage good eating habits. Secondly,

dieters were taught how to break a behavior chain that resulted in

inappropriate eating.

The fifth class meeting discussion centered on self-sabotage

and emotional overeating. The dieter who practiced self~sabotage was

the one who found excuses for eating. In order to eliminate this, the

dieter was asked to identify those situations and then to make a com­

mitment to change that kind of behavior. The first step towards

eliminating emotional overeating, dieters were told, was a matter of

'- I

Page 31: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

identification.

The sixth class meeting concentrated on the elimination of

impulsive eating. Dieters were again reminded of the importance of

preplanning as a means to eliminate impulsive eating.

The seventh class meeting ~mphasized the importance of energy

use through regular exercise. Hints on how to increase energy use

during the course of a normal day were discussed.

The eighth class meeting dealt with the importance of the

positive influence of others on continued success. Therefore, dieters

were asked to actively enlist the support of at least one person. Main­

taining good food habits was also stressed.

The week between the fifth and the sixth class meeting had

been designated as a maintenance week. The purpose of this week was

to give the participants a chance to experience being on their own.

Any problems or questions arising during this week were presented and

discussed. The inclusion of this maintenance week brought the total

time of treatment to nine weeks. (See Table 1.)

Page 32: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table l

Weight Control Class Schedule

Week Topic Homework

l Habit Awareness Begin food diary Eating place map

2 Food cue elimination Food out of sight Non-food rewards Eat in one place

When eating, only eat

3 Positive dieting Practice diet plan Eating slowly Utensils down

4 Restaurant meals Practice meals Behavior chains Use alternate activities

for eating

5 Preventing 11 Self- Plan for preventing sabotage 11 sabotage

Overeating and emotions

6 No class Maintenance check list

7 Planning to prevent Plan one meal/day impulsive eating Prepare shopping list

Plan for restaurant~ parties

8 Energy Use Plan for activity More cue elimination Cue eliminations

9 Positive influence of Enlist support of friend or others loved one

Maintaining good habits

Page 33: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

The combination of techniques used throughout this course in­

volved (1) self-monitoring, (2) self-reward, (3) social reinforcement,

(4) nutrition counseling, (5) modeling, (6) stimulus control, {7) self­

control, (8) group therapy, (9) goal setting, and (10) exercise. For

example: keeping of food diaries was a form·of self-monitoring; using

non-food rewards involved self-reward; sharing experiences and en­

listing support of a friend were both considered social reinforcement;

nutrition and exercise counseling were present throughout the lectures;

modeling was used by the therapist to demonstrate homework activities;

elimination of eating cues was a part of stimulus control; self-control

was encouraged by individual decision making; group therapy, rather

than individual counseling, was the chosen form of presentation; and

each dieter was encouraged to set realistic goals of weight loss

expectancy.

Each of these broad categories consisted of many specific

techniques. The following list of items was used in this program:

(l) sharing experiences, (2) keeping food diaries, (3) keeping food out

of sight, (4) eating in one place, (5) putting utensils down, (6}

eating without doing another activity, (7) enjoying non-food treats,

(8) following splurge allowances, (9) substituting one food for another

or another activity for eating, (10) eating smaller portions, (ll)

breaking behavior chains, (12) restaurant eating, (13) fast food ideas,

(14) preplanning, and (15) exercising.

In order to obtain information, participants were telephoned

and asked the questions indicated on thecollective device. The data

obtained in this manner and from the evaluation forms were tabulated,

organized and reported.

Page 34: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Chapter 4

RESULTS AND DISCUSSION

After the completion of telephone interviews with sixty-two­

subjects who had been involved in a behavior modification and weight

reduction program, the data were tabulated, compiled and organized

according to several different factors and relationships. These in--

eluded attrition rate, weight reduction during the nine-week course,

maintenance of weight loss at three, six, nine and twelve month inter-

vals, attendance at booster sessions and the most~ and least-liked

Collectively, the groups consisted of twelve men and fifty

women. The ages ranged from sixteen to sixty-two with an average age

of forty years.

Since all participants had been interviewed by telephone, the

reliability of self-report has been the basis for all results and con­

clusions.

Subjects were grouped according to the starting date oftreat-

25

Page 35: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

ment. Each of the five groups consisted of a distinct and unique set

of subjects. Since it was not possible to follow a single group for

any length of time, separate groups were selected to represent the

stated intervals of time. Group A began the nine-week course in

October of 1981. No follow-up data was collected on this group. Group

A represented only the results of the course itself. Group B began the

course in July of 1981. A three-month follow-up interview was done to

obtain information on current weight, booster session attendance and

current use of behavior modification techniques. Groups C, D and E

were treated the same as Group B. The starting date for Group C was

April of 1981 and ·represented a six-month interval between the course

and the follow-up interview. Group D began in February of 1981 and

represented a nine-month interval. GroupE began in October of 1980

and represented a twelve-month interval. (See Table 2.)

Table 2

Group Identification

Group Starting Date Time Interval

A October 1981 No follow-up

B July 1981 3 months

c April 1981 6 months

D January 1981 9 months

E October 1980 12 months

p .

Page 36: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Attrition

Attrition rates for the various groups studied are presented

in Table 3.

Group

A

B

c

D

E

Table 3

Group Attendance and Percent of Attrition

Subjects Subjects Entered Finished

39 13

44 18

30 16

25 9

20 6

Percent of Attrition

67

59

47

64

70

The average attrition rate for all groups combined was 61.4±9

percent. Attrition rates of from 20 to 80 percent have been reported

by Levitz and Stunkard (1974}.

According to Levitz and Stunkard (1974.) a major problem in any

obesity treatment program has been the number of patients who have

dropped out of treatment. This attrition rate has seriously biased

the results of treatment since studies have shown that the poor weight­

losers have dropped out at a higher rate than the more successful

dieters. Therefore, a lower attrition rate has meant that the less

successful dieters have remained in the program.

- -·-~--- - --;,------ --~-::;------

Page 37: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Weight Loss and Maintenance

Penick et al. (1971) have reported that 25 percent or less of

obese persons will have lost as much as twenty pounds as a result of

treatment and only 5 percent will have lost as much as forty pounds.

Weight loss to date of all subjects has shown that 17 percent have

lost more than twenty pounds but less than forty pounds and 3 percent

have lost more than forty pounds.

Weight Loss

More than 20 pounds

More than 40 pounds

Table 4

Percent of Participants Losing Specified Amounts of Weight

Treatment Groups A through E

17

3

Average in Literature

(Penick et al., 1971)

25

5

Since Penick et al. (1971) did not identify the element of

time, the results in Table 4 should be considered general rather than

specific.

During the nine-week course, Group A subjects lost an average

of nine pounds per person. Group B subjects lost an average of seven

pounds per person. Three B subjects had been pregnant during the

course and were omitted from calculations of weight loss as a result

of treatment and during the weight maintenance period. They have,

Page 38: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

however, been included in all other tabulations. Another subject

moved and was not interviewed. Group C subjects lost an average of

twelve pounds per person. Two of the C subjects had moved and were

not interviewed. Group D subjects lost an average of eleven pounds

per person. Group E subjects lost an average of five pounds per person.

One subject had been pregnant during the course and was not included in

weight lost as a result of treatment or in weight maintenance calcu­

lations.

Table 5

Average Amount of Weight Lost Per Person During 9-Week Course

Weight Loss in Pounds

A

9

B

7

Group

c

12

0 E

ll 5

The relationship between attrition rate and weight loss on an

average per person basis has been documented by Levitz and Stunkard

(1974). They described a pattern of decreasing weight loss with de­

creasing attrition rate. This study, however, produced results that

were directly opposite. With decreasing weight loss there had been

an increase in attrition rate. (See Figure 1.) This discrepancy may

have originated in group size. This study dealt with small groups.

Levitz and Stunkard (1974) have not specified this variable.

---- ---~-~-------;_.--

Page 39: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

100 95 90 85 80 75

1::: 70 0

65 ...... ..j..) ...... 60 s.. ..j..) 55 ..j..)

50 c::(

4- 45 0

40 ~

35 30 25 20 15 10 5 0

1

E

. . . B .·• . . ...

A .... •·•·•·•·· •. D

·J¥•;o . . . . :.c

2 3 4 5 6 7 8 9 10 11 12 13 14 15

Weight Loss in Pounds

Figure 1

Relationship Between Attrition Rate and Weight Loss During Course

Weight maintenance was compared for Groups B, C, D and E.

Group A represented only the weight loss that occurred during the

course. In order to compare the progress made by dieters during the

maintenance periods, Tables 6 and 7 have been prepared. Table 6 shows

the average weight loss per person on a monthly basis for the nine-week

course. Table 7 shows the weight losses that occurred during the main­

tenance periods.

Because each group represented a unique set of dieters, it was

important to compare the losses on a monthly basis. In this way, a set

of figures emerged that showed a clear picture of the weight loss

pattern.

Page 40: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Weight Loss in Pounds

No. of months

Table 6

Monthly Weight Loss During Course

Group

A B c

4 3 5

Table 7

Weight Loss During Maintenance Periods

B

since treatment 3 began

Pounds lost si nee treatment 10 began

Pounds lost 3.3 per month

Average for all groups (Mean±S.D.)

D E

5 2 3.8±2.8

c D E

6 9 12

22 13 6

3.6 1.4 .5

Page 41: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

The data in Table 7 shows that with increasing length of time,

weight losses decreased. Some dieters had already begun to increase \

their body weights. Similar results have been reported in the litera-

ture by other researchers, who noted the discouraging results of weight

reduction programs (McCann and Trulson, 1955; Levitz and Stunkard, 1974;

Young et al., 1955). However, this study has shown that treatment was

still effective at a low level after a twelve-month interval. The

longer range picture of these dieters has yet to be recorded.

When subjected to statistical testing by chi-square, there was

no significant difference between the weight lost during the course and

weight lost during the maintenance periods. The null hypothesis has

been accepted. There was, however, a significant difference at the .01

level between the weight lost as a result of the treatment and the time

of year that treatment began. The null hypothesis has been rejected.

The groups representing starting times in January and April exhibited

the highest weight losses while the groups starting in July and October

produced significantly less weight losses. Therefore, it can be sug­

gested that the months after the beginning of the year, but prior to

the start of summer, may be conducive to dieting while the summer and

fall months may be considered a less effective time to diet.

Booster Sessions

Booster sessions designed to enhance continued motivation after

treatment have not shown consistent results. Stunkard (1980) cited

studies that have shown both favorable and unfavorable results. He

suggested that booster sessions were helpful only if they were

Page 42: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

scheduled at strategic times for the participants. Prearranged ses­

sions have not generally coincided with critical stress periods in

dieting.

Twenty of the 46 eligible subjects attended at least onebooster

session. This represented a 41 percent return of subjects during the

maintenance period. However, calculations showed that the twenty sub­

jects who had attended at least one booster session had lost an average

of sixteen pounds per person while the subjects who had not attended

any booster sessions had lost thirteen pounds per person. All subjects

reported that the booster sessions were of help to them.

Technique Preference and'Use

The most-liked of the techniques used during the nine-week

course as reported by all groups are listed in Table 8 in order of

decreasing preference. Also the actual use of these techniques during

maintenance is presented in the same table for comparison with the

stated preferences.

This tabulation has shown that the social aspects of sharing

experiences played a major role in this treatment program. Stuart and

Mitchell (Stunkard, 1980) reported that the social aspects of health

care have probably been rooted in the earliest days of human civiliza­

tion. Individuals who share common problems have traditionally met the

challenge with varying degrees of social organization. This technique

of sharing experiences has slipped to the eleventh position on the

scale of maintenance use~ Subjects reported that upon leaving the

group they no longer had anyone with whom to share their experiences.

Page 43: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Those subjects who had continued treatment through the booster ses­

sions reported using those sessions to share experiences. Lack of

transportation, inconvenient scheduling of sessions, and forgetfulness

were given as reasons for non-attendance at the booster sessions.

Preplanning of meals and food intake was the second most-liked

technique, but had slipped to the ninth position of actual use during

maintenance. Explanations offered by subjects to account for this

indicated that its association with record-keeping techniques may have

influenced a dislike for preplanning methods.

Keeping food out of sight and eating in only one location of

the home or office were the third and fourth most-liked techniques

during the course and had actually risen to the first and second places

of techniques used during maintenance. One explanation for the ratings

received by these two techniques may have been due to their close re­

lationship to cue elimination. Many subjects had spoken of eating for

reasons other than hunger. Sight of food and physical location of self

were both able to trigger eating in these individuals.

A large number of subjects commented on the self-awareness that

had come about as a result of applying the techniques, especially the

keeping of a diary. Most reported a dislike for keeping the diary, but

also acknowledged its importance. This technique placed fifth in the

list of preferences, but had slipped to last place in the list of tech­

niques being used for weight maintenance.

Exercising was listed as the least~ liked technique but had

risen to the seventh place in the list of maintenance techniques being

used. The rest of the techniqu~s fall somewhere in between with

Page 44: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

varying degrees of exchanges in order of preference and use. Comments

regarding the breaking of behavior chains indicated that this had been

done for the most part during the course and so had not needed further

attention. Fast food and restaurant eating techniques were not appli­

cable to many subjects as they had decided not to eat out.

The philosophy of the therapist who conducted the course had

been one of positiveness and reward. No form of punishment was evi­

dent in her methodology. This positive approach prompted subjects to

comment on the positive feelings that they had enjoyed throughout the

course.

Page 45: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table 8

Preference Order and Actual Use of Techniques

Preference in Maintenance use Order descending order Order in descending order

1 Sharing experiences 1 Food out of sight 2 Preplanning 2 One location 3 Food out of sight 3 Smaller portions 4 One location 4 Subs ti tuti ons 5 Keeping diaries 5 Splurge allowance 6 Substitution 6 Non-food treats 7 Smaller portions 7 Exercising 8 Behavior chains 8 Restaurants 9 Restaurants 9 Preplanning.

10 Only eat 10 Only eat 11 Utensils down 11 Sharing experiences 12 Splurge allowance 12 Behavior chains 13 Fast foods 13 Fast foods 14 Non-food treats 14 Utensils down 15 Exercising 15 Keeping diaries

Page 46: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Chapter 5

SUMMARY AND CONCLUSIONS

The effectiveness of behavior modification in the treatment of

obesity was assessed in sixty~two subjects. All participants had been

either self- or doctor-referred and were given a choice of group or

individual counseling. All participants had voluntarily chosen the

group setting and received the same treatment by the same therapist.

The initial success for each group during the nine-week course

was encouraging, but losses decreased with the passage of time. How­

ever, twelve months after treatment in a behavior modification pro­

gram, a low level of success was still evident.

Statistical testing by chi-square showed that there was no

difference between the amount of weight lost during the course and the

amount of weight lost during the maintenance periods. Chi-square

analysis showed that dieters lost significantly more weight during the

first half of the year than they did during the second half of the yea~

A number of other statistics were presented as a result of

analysis of the data. The average attrition rate for all groups com­

bined was 61.4±9 percent. Seventeen percent had lost more than twenty

pounds; 3 percent had lost more than forty pounds; and the average

number of pounds lost per person during the nine-week course was

8.8±3.7 pounds. Thirty--two percent had attended at least one booster

session. All ~participants reported that theyhad been helped further

by the sessions and had lost more·weight per person than those who had

37

Page 47: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

not attended any booster sessions.

The most-liked technique was the sharing of experiences while

the least-liked was exercising. The most-used technique during main­

tenance was keeping food out of sight while the least-used was the

keeping of diaries.

The treatment of obesity has been the subject of an over­

whelming number of books and articles. A common feature of all weight

reduction programs has been their general ineffectiveness over time.

Although each treatment program has had some success with some individ­

uals, the reasons for this success have not yet been identified.

There has been a real need for further study in methods of

weight reduction and the effect on long-term maintenance. There has

also been a real need for wide-spread educational programs aimed at

the prevention of obesity. Evidence has suggested that prevention may

be the only real cure for obesity.

This study was an investigation of several aspects of a be­

havior modification treatment program. It was done with the hope that,

combined with the results of other research, these results would have

value to others using this form of treatment

Recommendations

Results of this study have prompted recommendations as follows:

1. Since it has been shown that behavior modification programs

do successfully help individuals lose weight, the problem of regain

during maintenance has arisen. Therefore, booster sessions should be

further researched in an effort to gain maximum and effective use of

them.

Page 48: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

2. Methods of lowering attrition rate, such as requiring a

deposit, need to be studied for their effectiveness.

3. Many different techniques have been taught and used during

treatment. In order to determine effective combinations, more research

on actual techniques used at home should be conducted.

4. This study has raised the question of a possible relation­

ship between record-keeping techniques and weight loss. This question

should receive special attention from researchers.

5. Since individuals begin treatment either as self-referred

or doctor-referred dieters, this variable should be investigated.

6. The time of year that treatment begins should be investi­

gated for its effect on the success of weight loss.

Page 49: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

SELECTED BIBLIOGRAPHY

Books

Agras, W. Stewart, Alan E. Kazdin, and G. Terrance Wilson. Behavior TheraPY: Toward an Applied Clinical Science. San Francisco: Freeman, 1979.

Arenson, Gloria. How to Stop Playing the Weighting Game. Los Angeles: Transformation Publications, 1978.

Bray, ·George A. Obesity: Compari ti ve Methods of Weight Contra 1 . Westport: Technomic, 1980.

Craddock, Dennis. Obesity and its Management. London: Churchill Livingston, 1973.

Erwin, Edward. Behavior TheraPY:· Scientific, Philosophical, and Moral Foundations. London: Cambridge University Press, 1978.

Ferguson, James M. Learning to Eat:· Behavior Modification for Weight Control. Palo Alto, California: Bull, 1975.

Franks, Cyril t1. Behavior Therapy: Appraisal and Status. New York: McGraw-Hi 11 , 1969.

Jordan, Henry A., Leonard S. Levitz, and Gordon M. Kimbrell. Eating is Okay! New York: New American Library, 1976.

Kanfer, Frederick H., and Jeanne S. Phillips. Learning Foundations of Behavior Therapy. New York: John Wiley, 1970. ·

Kazdin, Alan E. History of Behavior Modification: Experimental Foundations of Contemporary Research. Baltimore: University Park Press, 1978~

LeBow, Michael D. Weight Control: The Behavioral Strategies. New York: John Wiley, 1981.

Leitenberg, Harold, ed. Handbook of Behavior Modification and Behavior Therapy. New Jersey: Prentice Hall, 1976.

Mehrabian, Albert. Basic.Behavior·Modification. Vol. 9. New York: Human Sciences Press, 1978.

O'Leary, Daniel K., and G. Terrance Wilson. Behavior Therap': Application and Outcome. New Jersey: Prentice Hall, 19 5.

40

Page 50: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Sherman, A. Robert. Behavior Modification: Theory and Practice. Monterey, California: Brooks/Cole, 1973.

Sjoden, Pre-Olow, Sandra Bates, and WilliamS. Dockens III, eds. Trends in Behavior Therapy~ New York: Academic Press, 1979.

Stunkard, Albert J., ed. Obesity~ Philadelphia: Saunders, 1980.

Williams, Ben J., Sander Martin, and John P. Foreyt, eds. Obesity: Behavioral Approaches to Dietary Management~ New York: Brunner/Mazel, 1976.

Periodicals

Babcock, C. G. Food and Its Emotional Significance. Journal of the American Dietetic Association, 24 (May 1948) 390-393.

Bayles, S., and F. G. Ebaugh. Emotional F&ctors in Eating and Obesity. Journal of the American Dietetic Association, 26 (June 1950) 430-34.

Blouin, B. B. Diet and Obesity. Journal •of the·American Dietetic Association, 70 (1977) 535.

Conrad, S. W. Resistance of the Obese to Reducing. Journal of the American Dietetic Association, 30 (June 1954). 581-88.

Foreyt, J. P., and W. A. Kennedy. Treatment of Overweight by Aversion Therapy. Behavior Research ·and • Therapy, 9 ( 1971) 29~34 •.

Grinker, J. Behavioral and Metabolic Consequences of Weight Reduction. Journal of the American Dietetic Association·; 62 (January 1973) 30-4.

Hall, S.M. Self-control and Therapist Control in the Behavioral Treatment of Overweight Women. BehaviOr Research and Therapy, 10 (1972) 59-68.

Hertzler, A. A. Obesity~- Impact of the Family. Journal of• the· American Dietetic Association, 79· (November 198)) 525-30.

Jordan, H. A. In defense of Bodyweight~ · Journal of· the American· Dietetic-Association; 62 (January 1973) 17 .. 21 ~ · _

Jordan, H. A .. , and L. S. Levitz. Behavior Modi-fication in a Self-Help Group. Journal of the•American Dfetetic •Asscidatton, 62 (January 1973) 27:..9 ~

41

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Levitz, L. S., and A. J. Stunkard. A therapeutic Coalition for Obesity: Behavior Modification and Patient Self-Help. American Journa 1 of Psychiatry, 131 :4 (Apri 1 197 4) 423-26.

Mahoney, M. J., N. G. M. Moura, and T. C. Wade. Relative Efficacy of Self-Reward, Self-Punishment, and Self-Monitoring Techniques for Weight Loss. Journal of Consulting and Clinical Psychology. 40:3 (1973) 404-07.

McCann, M., and M. F. Trulson. Long-Term Effect of Weight-Reducing Programs. Journal of the Americari·Dietetic Association, 31 (November 1955) 1108 ... 10.

Meyer, V., and A. H. Crisp. Aversion Therapy in Two Cases of Obesity. Behavior Research and Therapy, 2 (1964) 143-47.

Nutrition Newsletter, Sunmer 1981, pp. 3-9.

Penick, S. B., R. Filion, S. Fox, and A. J. Stunkard. Behavior Modification in the Treatment of Obesity. Psychosomatic· Medicine, 33:1 (January-February 197l) 49-55.

Stuart, R.B. Behavioral Control of Overeating. Behavior·Research and Therapy, 5 (1967) 357-65.

Stunkard, A. J. New Therapies for the Eating Disorders; Behavior Modification of Obesity and Anorexia Nervosa. Archives of General Psychiatry, 26 (May 1972) 391-98.

Young, C. M., N. S. Moore, K. Berresford, B. M. Einset, and B. G. Waldner. The Problem of the Obese Patient. Journal of the American Dietetic Association, 31 (November 1955) llll-15. ·

Page 52: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

APPENDICES

43

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APPENDIX A

Letter of Permission

44

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maxi care

August 20, 1981

To Whom It May Concern:

Carolee Blumin has permission to telephone

Maxicare members at Northridge Medical Group who have completed our weight control course. I

understand that she has developed a questionnaire which will enable her to gain information for

research leading to a masters degree.

Sincerely,

~~~ Erica Frand, M.P.H. Director, Health Education

Cot7HJtate Office 11833 HAWTHORNE BLVD. HAWTHORNE, CA 902SO (213) 973-5400 A FI!DIRALLY QUAUFIID HEALTH MAINTENANCE ORGANIZATION

Melling Address 445!1 WEST 117th ST.

HAWTHORNE, CA 902SO

45

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46

p •

APPENDIX B

Data Collection Devices

Page 56: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Evaluation Data Collection Form

Starting date ____ _

Number of subjects entering class ____ _

Number of subjects completing class ____ _

Most liked aspect of class

Least liked aspect of class

Subject

1 2 3 4 5 6 7 8

Starting Weight.

Group ____ _

Ending Weight

"TI

Page 57: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Telephone Data Collection Form·

Starting Date -------Name -----------

Starting Height------

Group·--------­

Phone No.

Ending Weight ·------

1. What is your current weight?~-----

2. Which, if any, of the following techniques are you still using?

1. Sharing experience ____ 9. Substitution

2. Diaries 10. Sma 11 portions ~-

3. Out of sight _ 11. Behavior chains

4. One place_ 12. Preplanning ____

5. Utensils down 13. Exercise

6. Only eat_ 14. Fast food·

7. Non-food 15. Restaurant eating --...--.

8. Splurge

3. How many 11 Booster Sessions" have you attended?

4. Have these sessions helped you to tontinue using the techniques?

5. Have these sessions helped you to continue to lose weight and/or maintain your weight loss?

Comments:

48

Page 58: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

APPENDIX C

Pre 1 imi nary Data

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!>U

Table 9

Profile of Group A

Starting End of Subject Weight Course Weight

1 174 167

2 160 152

3 162 159

4 214 208

5 142 130

6 188 177

7 140 135

8 205 190

9 159 151

10 208 197

11 92 88

12 287 269

13 172 170

Page 60: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

o.JI

Table 10

Profile of Group B

. Starting End of Maintenance Attendance at Subject Weight Course Weight . Wei ght ... 3 mas .. Booster Sessions

1 238 222 216 Yes

2 144 138 Moved

3 162 160 Miscarried No

4 147 139 138 No

5 252 243 231 Yes

6 160 164 Pregnant No

7 247 226 220 No

8 128 126 126 No

9 198 189 190 No

10 206 202 201 Yes

11 145 143 140 Yes

12 187 190. Pregnant No

13 170 166 159 Yes

14 130 127 126 Yes

15 212 213 213 No

16 122 116 116 Yes

17 138 133 135 Yes

18 163 145 145 No.

Page 61: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table 11

Profile of Group C

Starting End of Maintenance Attendance at Subject Weight Course Weight Weight-6 mos. Booster Sessions

1 202 198 187 No

2 159 140 Moved

3 164 151 140 No

4 150 146 145 No

5 235 215 178 No

6 289 262 225 Yes

7 155 136 124 Yes

8 254 238 220 Yes

9 196 189 1g6 No

10 210 195 190 Yes

11 136 133 125 No

12 170 157 169 No

13 238 226 Moved

14 130 119 113 Yes

15 166 163 153 Yes

i6 125 118 108 No

Page 62: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table 12

Profile of Group D

Starting End of Maintenance Attendance at Subject Weight Course Weight Weight-9 mos. Booster Sessions

1 179 172 174 No

2 160 150 150 No

3 228 224 226 No

4 193 186 183 Yes

5 157 134 150 No

6 287 280 260 No

7 301 280 280 Yes

8 202 190 180 Yes

9 140 132 124 Yes

Page 63: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

54

Table 13

Profile of Group E

Starting End of Maintenance Attendance at Subject Weight Course Weight Weight-12 mos. Booster Sessions

1 144 147 Pregnant No

2 220 217 204 No

3 174 170 180 Yes

4 159 142 142 Yes

5 108 109 102 No

6 152 149 155 No

Page 64: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table 14

Frequency Distribution of Participants Using Specific Techniques During Maintenance

Techniques Groups

B N=l6 c N=l4 D N=9 No. % No. % No. %

Sharing experiences 6 38 5 36 3 33 Diaries 2 12 5 36 0 0 Food out of sight 15 94 8 57 6 66 One place 15 94 7 50 5 56 Utensils down 2 13 4 29 2 22 Only eat 6 38 4 29 4 44 Non-food 8 50 5 36 7 77 Splurging 11 69 6 43 3 33 Subs ti tuti ons 14 88 8 57 4 44 Small portions 13 81 9 64 6 66 Behavior chains 8 50 4 29 3 33 Preplanning 4 25 7" 50 4 44 Exercise 6 38 7 50 6 66 Fast foods 8 50 3 21 2 22 Restaurants 10 63 4 29 5 56

E N=5 No. %

1 20 1 20 3 60 2 40 1 20 2 40 1 20 2 40 2 40 1 20 0 0 2 40 2 40 0 0 1 20

Total No.

15 8

32 29 9

16 21 22 28 29 15 17 21 13 20

%

34 18 72 66 20 36 48 50 64 66 34 39 48 30 45

0"! 0'!

Page 65: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

APPENDIX D

Chi-square Analysis

56

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57

Table 15

Data for Null Hypothesis No. 1

Groups

B c D E Totals

Course losses 0 7 12 11 5 35

E 6.9 13.8 9.8 4.5

D . 1 -1.8 1.2 .5

o2 .01 3.24 1.44 .25

D2/E .0014 .235 . 147 .055

Maintenance losses 0 10 22 13 6 51

E 10.1 20.2 14.2 6.5

D -.1 1.8 -1.2 -.5

02 .01 3.24 1.44 .25

D2/E .0009 .160 . 101 .038

Totals 17 34 24 11 86

Chi-square - .7383

Criterion value .01 - 11.345

No statistical difference

Page 67: CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BEHAVIOR

Table 16

Data for Null Hypothesis

A B

0 9 7

E 8.8 8.8

D .2 -1.8

02 .04 3.24

D2/E .0045 .0368

Chi-square- 18.15

Criterion value .01 - 13.28

.01 level of significance

Groups

c

12

8.8

3.2

10.24

1.163

58

No. 2

D E Total

11 5 44

8.8 8.8 44

2.2 -3.8

4.84 14.44

.55 16.4