biocatalytic decarboxylation and deacetylation studies on...

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Biocatalytic decarboxylation and deacetylation… Chapter 2 119 Biocatalytic decarboxylation and deacetylation studies on cinnamic acids and other phenylpropanoids 2.1 Introduction: Decarboxylation is one of the oldest chemical transformations involving removal of a carboxyl group (-COOH), usually in the form of carbon dioxide (Scheme 1) and has been extensively used in organic synthesis. R OH O RH + C O O Scheme 1 2.2 Importance of decarboxylation: Many pathways to natural products involve steps which remove portions of the carbon skeleton. Although two or more carbon atoms may be cleaved off via the reverse aldol or reverse Claisen reactions, by far the most common degradative modification is the loss of one carbon-atom by a decarboxylation reaction. Decarboxylation is a particular feature of the biosynthetic utilization of amino acids and various secondary metabolites are derived from amino acids via loss of the carboxyl group using specific enzymes termed as decarboxylases [Liu and Zhang (2006)]. Similarly, decarboxylation of α-keto acids is a feature of primary metabolism in glycolysis and pyruvic acid to acetaldehyde or pyruvic acid to acetyl-CoA represents an example of overall oxidative-decarboxylation prior to the entry of acetyl-CoA into Krebs cycle [Dewick (2009)]. From the organic chemistry viewpoint, decarboxylation of cinnamic acids and their derivatives leads to the formation of immensely important bioactive compounds like styrene or hydroxystyrenes etc. Hydroxystyrenes, also known as vinylphenols, constitute one of the most extensively explored compounds [Kuwahara et al. (2004)] due to their wide ranging applications in food and flavors [Steffen (1994)], as intermediates in the preparation of other bioactive molecules [Stuart et al. (1994); Aslam et al. (1996)], and polymers/copolymers, electronics, ion exchange resins and photoresists [Lee et al. (1994); Atsushi et al. (1998)] etc. A burgeoning global demand coupled with the natural scarcity of several commercially important hydroxystyrenes, many of which are FEMA GRAS (Flavoring Extract Manufacturer Association; Generally Regarded As Safe) approved

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  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    119

    Biocatalytic decarboxylation and deacetylation studies on cinnamic acids

    and other phenylpropanoids

    2.1 Introduction:

    Decarboxylation is one of the oldest chemical transformations involving removal of a

    carboxyl group (-COOH), usually in the form of carbon dioxide (Scheme 1) and has been

    extensively used in organic synthesis.

    R OH

    O

    R H + C OO

    Scheme 1

    2.2 Importance of decarboxylation:

    Many pathways to natural products involve steps which remove portions of the carbon

    skeleton. Although two or more carbon atoms may be cleaved off via the reverse aldol or

    reverse Claisen reactions, by far the most common degradative modification is the loss of

    one carbon-atom by a decarboxylation reaction. Decarboxylation is a particular feature of

    the biosynthetic utilization of amino acids and various secondary metabolites are derived

    from amino acids via loss of the carboxyl group using specific enzymes termed as

    decarboxylases [Liu and Zhang (2006)]. Similarly, decarboxylation of α-keto acids is a

    feature of primary metabolism in glycolysis and pyruvic acid to acetaldehyde or pyruvic

    acid to acetyl-CoA represents an example of overall oxidative-decarboxylation prior to the

    entry of acetyl-CoA into Krebs cycle [Dewick (2009)].

    From the organic chemistry viewpoint, decarboxylation of cinnamic acids and their

    derivatives leads to the formation of immensely important bioactive compounds like styrene

    or hydroxystyrenes etc. Hydroxystyrenes, also known as vinylphenols, constitute one of the

    most extensively explored compounds [Kuwahara et al. (2004)] due to their wide ranging

    applications in food and flavors [Steffen (1994)], as intermediates in the preparation of

    other bioactive molecules [Stuart et al. (1994);

    Aslam et al. (1996)], and

    polymers/copolymers, electronics, ion exchange resins and photoresists [Lee et al. (1994);

    Atsushi et al. (1998)] etc. A burgeoning global demand coupled with the natural scarcity of

    several commercially important hydroxystyrenes, many of which are FEMA GRAS

    (Flavoring Extract Manufacturer Association; Generally Regarded As Safe) approved

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    120

    flavoring agents such as 4-vinylguaiacol and 4-vinylphenol etc. (Figure 1) have provided an

    increased impetus for their synthesis which is by and large accomplished via

    decarboxylation of cinnamic acids.

    OH

    OM e

    OH

    4-vinylguaiacol

    (FEM A GRAS No. 2675)4-vinylphenol

    (FEM A GRAS No. 3675)

    Figure 1: Commercially important hydroxystyrenes

    Thus, in view of the immense importance of decarboxylation reactions, numerous

    methodologies have been developed for accomplishing these reactions. As apparently

    known, the removal of carboxyl group is a tedious task and often requires prior activation

    by metal catalyst as well as the use of harsh organic base [Cohen and Schambach (1970)].

    The most common approach for the decarboxylation of cinnamic acid derivatives involves

    refluxing at a very high temperature in the presence of quinoline (base) and anhydrous

    copper salt [Shepard et al. (1930)]. Also, a number of metal based catalysts such as Mn(III),

    Hg(OAc)2, and AgOAc have been employed to carry out the reactions. Recently, some

    microwave and ionic liquid mediated green protocols and biotransformation processes have

    been developed for the decarboxylation of cinnamic acid derivatives into hydroxystyrenes.

    A brief description of some reported decarboxylation protocols has been presented below:

    2.3 Reported methods for decarboxylation reactions:

    2.3.1 Conventional approaches:

    These approaches generally involve metal based catalytic systems and high temperature

    refluxing of cinnamic acids. Walling et al. studied the individual effects of both quinoline

    and copper salt towards decarboxylation of substituted cinnamic acids. It was found that

    decarboxylation occurred very slowly in the presence of Cu salt or quinoline alone [Walling

    and Wolfstrin (1947)]. However, addition of 10% copper sulphate to the mixture of

    cinnamic acid in boiling quinoline accelerated the decarboxylation process to yield the

    corresponding product (Scheme 2).

    COOH

    R R

    Quinoline, >250oC

    R= Cl, Br, NO2, OMe etc.

    CuSO4

    Scheme 2

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    121

    In another instance, Johnson et al. studied the acid-catalyzed (mixture of HBr and

    CH3COOH) decarboxylation of cinnamic acids (Scheme 3). It was observed that rate of

    reaction increased with increase in the concentration of acid catalyst [Johnson and Heinz

    (1949)].

    R1 R2

    + HA C6H5C+

    R1

    CHCOOH

    R2

    C6H5C CH2C6H5C CCOOH

    R1 R2

    + CO2

    Scheme 3

    Similarly, Overberger et al. synthesized p-acyloxystyrenes by the Cu/quinoline mediated

    decarboxylation of cinnamic acids. In the first step, p-hydroxy cinnamic acid was acetylated

    with long chain acid chlorides (C-1 to C-15) and the second step involved the

    decarboxylation reaction for the formation of acyloxystyrenes (Scheme-4) [Overberger et

    al. (1950)].

    Quinoline, heat

    copper powder

    R= CH3, C2H5 to C15H31

    CH=CH-COOH

    OH

    CH=CH-COOH

    OCOR

    CH=CH2

    OCOR

    RCOCl

    Scheme 4

    In another report, cis-combretastatin A4 (an antimitotic compound) was synthesized via

    decarboxylation of corresponding α-phenyl cinnamic acid ((E)-3-(3'-Hydroxy-4'-

    methoxyphenyl)-2-(3'',4'',5''-trimethoxyphenyl)prop-2-enoic acid) using a combination

    of Cu/quinoline (Scheme 5) [Gaukroger et al. (2001)].

    HOOC OH

    OCH3

    OCH3

    H3CO OCH3

    OH

    OCH3

    OCH3

    H3CO OCH3

    Quinoline, Cu powder

    200oC

    Scheme 5

    Thus, decarboxylation via conventional synthetic methods involves either the use of

    harsh chemicals [Cohen and Schambach (1970)] or protection-deprotection steps

    resulting in hazardous waste besides providing low yields of desired product due to

    tendency for the formation of several side reactions including polymerization [Locatelli

    et al. (2005); Bernini et al. (2007)].

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    122

    Consequently, there have been efforts to design more benign decarboxylation processes

    with various improvements, however, still these are confined by the crucial use of

    metals [Moseley and Gilday (2006); Gooßen et al. (2006); Dickstein et al. (2007)].

    2.3.2 Microwave and Ionic liquid assisted decarboxylation approaches:

    In recent past, few green approaches utilizing microwave or ionic liquids have been

    accounted. Bernini et al. (2007) has developed a microwave assisted process for the

    decarboxylation of 4-hydroxycinnamic acids in the presence of 1,8-

    diazabicyclo[5.4.0]undec-7-ene (DBU) as base and basic aluminum oxide as solid support

    (Scheme 6). The procedure was successfully extended to a natural sample of ferulic acid

    extracted from wheat bran to get 4-vinylguaiacol.

    COOH

    MW, DBU

    solid support Al2O3

    R1 = R2 = R3 = H, OCH3 etc.

    HO

    R2

    R3

    R1

    HO

    R2

    R3

    R1

    Scheme 6

    Similarly, Nomura et al. reported the decarboxylation of hydroxylated cinnamic acids via

    microwave heating using amine bases (Scheme 7) [Nomura et al. (2005)].

    OH

    O

    R 2

    R 1

    R 2

    R 1R 3 R 3

    RNH 2

    MW

    R 1 = OH , R 2 = R 3 = H , OC H 3 etc .

    Scheme 7

    A microwave assisted decarboxylation of hydroxy substituted α-phenyl cinnamic acids into

    corresponding stilbenes using a combination of methylimidazole (MIm) and piperidine has

    been disclosed (Scheme 8) [Kumar et al. (2007)].

    COO H

    R1

    R2

    HO R3

    R1

    R2

    HO R3

    MIm/Piperidine

    R1 = R2 = R3 = H, OCH3 etc.

    Polyethyl ene g lycol, MW

    Scheme 8

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    123

    Recently, Sharma et al. has reported a new platform for the metal- and quinoline-free

    decarboxylation of various N-heteroaryl and aryl carboxylic acids under microwave

    irradiation in aqueous condition employing ionic liquid [hmim]Br (Scheme 9). The addition

    of a mild base like aqueous sodium hydrogen carbonate (NaHCO3) to [hmim]Br further

    improved the decarboxylation of hydroxylated cinnamic and aromatic acid substrates

    [Sharma et al. (2008)].

    R1

    R2

    R'O

    R3

    R4

    COOH

    R1

    R2

    R'O

    R3

    R4

    [hmim]Br-Base

    MW, 140oC

    R1-R4 = OMe, OH etc.

    R' = H, CH3 etc.

    Scheme 9

    All of these methods fit well into the context of Green Chemistry however, the increased

    health consciousness among consumers for foods and flavors comprising of all natural

    ingredients is still a major holdup with these procedures [Muheim and Lerch (1999)]. Thus,

    in this existing context of heightened environmental concerns along with ever increasing

    demand of natural flavors; microbial or biocatalytic decarboxylation of cinnamic acids has

    provided a panacean approach. The peculiar properties of biocatalysts, especially their high

    chemo-, regio- and enantioselectivity and their ability to work under mild reaction

    conditions appear to be particularly suitable for the production of styrenes. On top, the

    products from such bioconversion are considered natural under the European and American

    Legislation [Muheim and Lerch (1999); Topakas et al. (2003)].

    2.3.3 Decarboxylation through biotransformation route:

    Enzymatic or chemical catalysis is the basis of many industrial processes and often this

    technology compete with synthetic one for the production of important chemicals.

    Biotransformation processes represent a promising alternative to chemical synthesis as

    compounds produced by these are generally regarded as safe. Several studies employing

    microbial or plant cell cultures for the decarboxylation of cinnamic acids have been reported

    with prime focus on bioconversion of ferulic acid into commercially important 4-

    vinylguaiacol.

    For example, Lee et al. used Bacillus pumilus as biocatalyst for the decarboxylation of

    ferulic acid in a two-phase system (Scheme 10). Higher biotransformation yields were

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    124

    obtained when hydrocarbons such as n-pentane, n-hexane, n-heptane and n-octane were

    used as organic phase [Lee et al. (1998)].

    OH

    O

    OCH3

    HO

    OCH3

    HO

    Bacillus pumilus

    hexane-phosphate buffer

    Ferulic acid 4-Vinylguaiacol

    Scheme 10

    Donaghy et al. has reported conversion of ferulic acid to 4-vinylguaiacol by yeast isolated

    from unpasteurised apple juice. The highest decarboxylase activity was associated with the

    washed resting cells of Candida lambica showing temperature and pH optima of 35oC and

    6.5, respectively [Donaghy et al. (1999)]. Karmakar et al. has reported a new bacterial strain

    (B. coagulans BK07) isolated from decomposed wood-bark having ferulic acid

    decarboxylation properties. This strain rapidly decarboxylated ferulic acid to 4-

    vinylguaiacol which was immediately converted to vanillic acid via vanillin. Vanillic acid

    was further demethylated to protocatechuic acid [Karmakar et al. (2000)].

    Similarly, Mathew et al. reported a yeast strain Debaryomyces hansenii for metabolism of

    ferulic acid to 4-vinylguaiacol (by the non oxidative decarboxylation of its side chain) and

    vanillin (Scheme 11). Debaryomyces produced 1470 mg/L of 4-vinylguaiacol after ten

    hours of incubation, corresponding to a molar yield of 95% while the production of vanillin

    reached a maximum of 169 mg/L [Mathew et al. (2007)].

    OH

    O

    OCH3

    HO

    OCH3

    HODebaryomyces hansenii

    Ferulic acid 4-Vinylguaiacol

    OCH3

    HO

    CHO

    Vanillin

    and

    (2 g/L) (1.47 g/L) (0.169 g/L)

    Scheme 11

    Decarboxylation of trans-cinnamic acids into corresponding styrenes has also been carried

    out through plant cell cultures of Catharanthus roseus, Nicotiana tabacum, Daucus carota

    and Camellia sinencis at room temperature in quantitative yields (Scheme 12) [Takemoto

    and Achiwa (2001)].

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    125

    CO2H

    HO HO

    plant cell culture

    phosphate buffer (pH 6.4), 10 days

    Ferulic acid 4-Vinylguaiacol

    MeO MeO

    + CO2

    Scheme 12

    Similarly, 4-vinylphenol has been synthesized through decarboxylation of p-coumaric

    acid with the help of p-coumaric acid decarboxylase (Scheme-13) [Barthelmebs et al.

    (2000)].

    HO

    COOH

    HO

    PDC

    CO2

    PDC = p-coumaric aciddecarboxylase

    p-Coumaric acid 4-Vinylphenol Scheme 13

    Hashidoko et al. synthesized 4-vinyl phenol with the help of (E)-4-hydroxycinnamate

    decarboxylase (4-HCD) of Klebsiella oxytoca. The presence of hydroxy group at para

    position of the aromatic ring was found essential for decarboxylation (Scheme 14)

    [Hashidoko et al. (1993)].

    HO

    COOH

    HO

    p-Coumaric acid 4-Vinylphenol

    Klebsiella oxytoca

    Scheme 14

    In majority of above reported methods, achieving excellent selectivity vis-à-vis

    biotransformation of ferulic acid into 4-vinylguaiacol still remains a tedious task due to

    frequently encountered problem of over oxidation [Karmakar et al. (2000); Mathew et

    al. (2007)] into corresponding acid/aldehyde/alcohol. Moreover, lower product yield and

    limited substrate applicability add to the constraints of these procedures.

    Keeping in view the enormous potential for progress in the field of biotransformation on

    account of the unlimited reservoir of different enzyme activities existing in nature and the

    exciting achievements of modern biotechnology, there remains a scope for further

    improvement in the existing biocatalytic decarboxylation protocols of cinnamic acids.

    2.4 Result and Discussion:

    As a part of our ongoing efforts towards the production of important bioactive molecules

    like styrenes through green chemistry [Sinha et al. (2006, 2007); Kumar et al. (2007)], we

    have had interest in exploiting abundantly available natural raw materials such as ferulic

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    126

    acid (from maize, wheat or rice bran) and related cinnamic acids for bioconversion into

    value added products; primarily styrenes, utilizing bacterial strains isolated from Western

    Himalayan region.

    2.4.1 Screening of microbial strains:

    Ferulic acid (1a) was chosen as a model substrate for the screening of microbial strains

    isolated from the soils of Western Himalayan region. The strains capable of

    decarboxylating 1a into vinylguaiacol (1b) were rapidly screened through thin layer

    chromatography (TLC) and then by high performance liquid chromatography (HPLC)

    against referance standard. The obtained product 1b was re-confirmed through GC-MS

    and NMR. Accordingly, two strains (KJLPB4 and KJPB2) showing good conversion

    were selected from a group of 38 strains screened. Based on 16S rDNA sequencing,

    strains KJLPB4 and KJPB2 were subsequently identified as Pantoea agglomerans

    species and hereafter named as P. agglomerans KJLPB4 (EMBL # FN263077) and P.

    agglomerans KJPB2 (EMBL # FN263076). The strains have been deposited with

    Institute of Microbial Technology, Chandigarh, India under MTCC 10409 and MTCC

    10062, respectively.

    2.4.2 Optimization of biotransformation procedure:

    Optimization experiments were initially performed with strain KJLPB4 under three

    different sets – varying substrate concentration, incubation temperature and incubation time

    with 1a as model substrate. The effect of varying time and substrate concentration is shown

    in Figure 2. Initially, the reaction

    mixture was incubated up to 96 h

    at 28oC. A 200 µL of sample was

    taken at definite time intervals

    (after 12 h interval) and extracted

    with equal volume of ethyl acetate

    for analysis with RP-HPLC (Figure

    3). It was found that optimum yield

    of about 98% was obtained at 48 h.

    Figure 2. Effect of substrate concentration and incubation time on the yield of 4-

    vinylguaiacol by Pantoea agglomerans KJLPB4 at 28oC. Ferulic acid (FA) concentrations

    (g/L): 1.0 (♦), 2.0 (■), 2.5 (▲) and 3.0 ( )

    0

    20

    40

    60

    80

    100

    120

    0 12 24 48 72 96

    Incubation time (h)

    Yield (%)

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    127

    Figure 3. HPLC chromatograms of biocatalytic decarboxylation for 1a to 1b at different

    time intervals (12 h to 48 h) with Pantoea agglomerans KJLPB4 at 28oC; FA= ferulic acid,

    VG= 4-vinylguaiacol

    Subsequently, ferulic acid concentration was optimized starting with 1.0 g/L and gradually

    increasing up to 3.0 g/L at 28oC. Optimum conversion was achieved from 2.0 g/L of

    substrate concentration for strain KJLPB4 at 48 h. With further increase in ferulic acid

    concentration, the yield declined correspondingly; 2.5 g/L of ferulic acid resulting in yield

    of around 50%. No bioconversion was observed when ferulic acid concentration was

    increased above 3.0 g/L.

    Thus, it was ascertained that 2.0 g/L of substrate concentration, 28oC of incubation

    temperature and 48 h of incubation time was optimum for complete conversion of 1a into

    1b with KJLPB4. Under similar set of conditions (2.0 g/L substrate concentration, 28oC and

    48 h incubation time), bioconversion of 1a to 1b was 60% with strain KJPB2 along with

    30% conversion into vanillic acid (1c) as a second product. However, if the reaction mixture

    was allowed to proceed for 72 h, yield of 1c increased up to 85% (Scheme 15).

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    200

    400

    600

    800

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    2000

    Minutes

    FA

    VG

    FA

    FA

    VG

    VG

    VG

    a: 12 h

    b: 24 h

    c: 36 h

    d: 48 h

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    Minutes

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    200

    400

    600

    800

    0 1 2 3 4 5 6 7 8 9 10 11 12

    mAU

    0

    500

    1000

    1500

    2000

    Minutes

    FA

    VG

    FA

    FA

    VG

    VG

    VG

    a: 12 h

    b: 24 h

    c: 36 h

    d: 48 h

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    128

    COOH

    OCH3

    HO

    OCH3

    HO

    COOH

    OCH3

    HO

    P. agglomerans

    OCH3

    HO

    +Strain KJPB2

    Oxidative-decarboxylation

    48 h

    72 h(60% + 30%) (85%)

    Strain KJLPB4

    Selective decarboxylation

    48 h(98%)

    Scheme 15. Bioconversion of ferulic acid by newly isolated strains of P. agglomerans

    2.4.3 Determination of protein content and SDS page analysis:

    The protein content determined by Bradford method [Bradford (1976)] was found to be

    0.021 mg/mL and 2.9 mg/mL in case of KJLPB4 culture supernate and cell-free enzyme

    extract, respectively. In case of KJPB2 culture supernate, protein content was 0.036 mg/mL.

    The SDS page analysis of KJLPB4 culture supernate, cell free enzyme extract and KJPB2

    culture supernate (Figure 4) showed that a number of proteins were secreted extracellularly

    by both the strains however, there was some qualitative and quantitative differences. As

    expected the numbers of proteins secreted extracellularly by KJLPB4 were less as compared

    to the number of proteins present in cell free extract which was in corroboration with their

    protein content.

    Figure 4: SDS page analysis of various preparations from P. agglomerans strains

    116

    66

    45

    25

    35

    M 1 2 3

    KDa

    116

    66

    45

    25

    35

    M 1 2 3

    KDa

    Lane M: Unstained protein molecular weight marker

    Lane 1: Culture supernate of KJPB2

    Lane 2: Culture supernate of KJLPB4

    Lane 3: Cell free enzyme extract from KJLPB4

    116

    66

    45

    25

    35

    M 1 2 3

    KDa

    116

    66

    45

    25

    35

    M 1 2 3

    KDa

    Lane M: Unstained protein molecular weight marker

    Lane 1: Culture supernate of KJPB2

    Lane 2: Culture supernate of KJLPB4

    Lane 3: Cell free enzyme extract from KJLPB4

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    129

    2.4.4 Influence of co-solvent:

    One of the shortcomings of biocatalysis in aqueous solution is the poor solubility of the

    substrates to be converted which is generally resolved by the use of co-solvent [Sorgedrager

    et al. (2008)]. In our case too, the poor solubility of substituted cinnamic acids in water

    posed a problem. Many reports are cited where basic medium with NaOH [Hua et al.

    (2007)], or NaHCO3 [Kumar et al. (2007)] or organic solvent has been used [Nomura et al.

    (2005); Mathew et al. (2007)], besides the use of biphasic system [Lee et al. (1998)].

    Pondering over the problem, the effect of various co-solvents (non-polar to polar solvents

    i.e. hexane, tert-butyl methyl ether, chloroform, N,N-dimethylformamide, tetrahydrofuran,

    acetonitrile, ethanol) on the biotransformation of ferulic acid was scrutinized. To our

    expectation, no conversion was there without using co-solvent and 1-2% (v/v) of water

    miscible organic solvent was found obligatory. However, further increase in the

    concentration of co-solvent led to decrease in reaction yields. Amongst the various organic

    co-solvents studied, best results were given by both N,N-dimethylformamide (DMF) and

    NaOH solution (pH 8.5). However, due to crucial pH adjustment step with NaOH [Hua et

    al. (2007)], DMF was preferred as co-solvent.

    2.4.5 Decarboxylation in preparative scale:

    To evaluate the practical use of isolated strains, preparative scale decarboxylation was

    carried out with 1a (50 mg x 5) dissolved in DMF (final concentration in medium 2%, v/v).

    Culture (25 mL x 5) of P. agglomerans KJLPB4 was added and the reaction was carried out

    at 28oC for 48 h in incubator shaker (220 rpm). Column chromatography of the crude

    sample (obtained from five batches) over silica gel with hexane: ethyl acetate (9:1, v/v)

    gave 179 mg of pure 4-vinylguaiacol with isolated yield of 93%.

    Further, from the viewpoint of utilizing renewable natural sources, a sample of crude ferulic

    acid extracted from maize bran was subjected for bioconversion. Since ferulic acid is

    covalently bound to the polysaccharide fraction of plant cell wall in maize bran [Saulniet et

    al. (1995)], its recovery needs a chemical or enzymatic hydrolysis of the plant cell wall.

    Here, the chemical hydrolysis (with NaOH) was performed [Bunzel et al. (2005)] which

    resulted in 70% ferulic acid release from maize bran along with expected dimers and trimers

    of ferulic acid. This crude sample, without any further purification, was subjected to

    biotransformation with KJLPB4 resulting in the formation of 4-vinylguaiacol with

    quantitative yield.

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    130

    2.4.6 Substrate spectrum:

    Later on, to elucidate the scope and general applicability of the protocol under optimized

    conditions, a variety of structurally divergent substrates were subjected to decarboxylation

    for determining the structural requirements of substrates to be converted (Table 1).

    Table 1. Decarboxylation of substituted cinnamic acids by P. agglomerans strains

    Entry Cinnamic acid (a) Product (b )

    COOH

    HO

    OCH 3

    COOH

    H3CO

    OH

    COOH

    HO

    OCH 3

    COOH

    HO

    OH

    HO

    OCH 3

    HO

    H 3CO

    OH

    HO

    OH

    H3CO

    COOH

    HO

    COOH

    OH

    COOH

    OH OH

    OH

    3

    2

    4

    5

    85

    12

    8

    98

    30

    30

    4

    2

    (10 + 85b)c

    1

    ndnd

    ndnd6

    7

    60 + 30b

    nd

    HO

    OCH 3

    H 3CO

    Y ield %a

    KJLPB4 KJPB2T im e[h]

    48

    72

    48

    72

    72

    96

    96

    It is clearly established from Table 1 that the best substrate for decarboxylation under

    optimized conditions with P. agglomerans strain KJLPB4 is ferulic acid (1a) while with

    KJPB2 it is p-coumaric acid (4a). It is relevant to mention here that such high yields for 1b

    and 4b has not been achieved earlier even by our group employing synthetic protocols

    [Sinha et al. (2007); Sharma et al. (2008)]. Both sinapic acid (2a) and caffeic acid (3a)

    showed lower conversion yields (Table 1, entries 2, 3). While for 2-hydroxy and 3-hydroxy

    cinnamic acid (Table 1, entries 5, 6) no conversion was observed. As reported earlier,

    decarboxylation of cinnamic acids is generally favoured by ortho- or para-hydroxy

    substitution at the aromatic ring as compared to meta-hydroxy counterpart [Nomura et al.

    (2005); Sinha et al. (2007)]. However, with our protocol even m-hydroxy counterpart of

    a On the basis of HPLC analysis;

    b formation of

    vanillic acid (1c) along with desired

    product 1b in 48 h of incubation; c

    formation of 1c got increased as major product

    after 72 h of incubation; nd = not detected.

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    131

    ferulic acid i.e. isoferulic acid (7a) was decarboxylated into corresponding styrene (7b) by

    P. agglomerans strain KJLPB4 though the yield obtained was just 30% (Entry 7). Besides

    compounds 5a and 6a, some other substrates found unsuitable for decarboxylation with

    strains KJLPB4 and KJPB2 are listed in Table 2.

    Table 2. Unsuitable substrates for decarboxylation with Pantoea agglomerans strains

    cinnamic acid

    p-nitrocinnamic acid

    3,4-dimethoxycinnamic acid

    4-bromocinnamic acid

    5-chloroindole-2-carboxylic acid

    trans-3-indoleacrylic acid

    2-chloro-4-nitrobenzoic acid

    benzoic acid

    p-nitrobenzoic acid

    p-chlorobenzoic acid

    phenylacetic acid

    biphenylacetic acid

    p-hydroxyphenylacetic acid

    p-nitrophenylacetic acid

    Inspired by the above success with 1a (conversion 98%), we attempted the decarboxylation

    of substituted ferulic acids as scanty literature is available on such conversions through

    microbes. For this, different derivatives of ferulic acid were prepared by known methods

    with consideration of following aspects (a) substitution on aromatic ring; (b) substitution

    pattern at the double bond; (c) substitution at acidic hydrogen; (d) substitution at hydroxy

    position as shown in Table 3. The prepared derivatives were subjected to bioconversion and

    it was found that substitution either at phenyl ring of ferulic acid or at acidic hydrogen

    hindered the decarboxylation by both strains (Table 3, entries 8,9,11). Similarly,

    substitution at double bond (12a) was met with limited success as the corresponding

    hydroxylated stilbene (12b) was obtained in traces (which might be attributed to its poor

    solubility).

    In pursuit to access the industrially important acetylated styrenes [Kunitsky et al. (2005)],

    O-acetylation at hydroxy functional group of ferulic acid (13a) was carried out and

    subjected for bioconversion by P. agglomerans strain KJLPB4. To our utmost surprise,

    instead of decarboxylated product (13b) we predominantly got 4-vinylguaiacol (1b) along

    with minor deacetylated product 1a (Table 3, entry 13).

    Similar results were shown by strain KJPB2 with acetylated p-coumaric acid (14a) where

    4b was obtained in 80% yield. HPLC analysis of conversion at different time intervals

    revealed that in such cases both deacetylation and decarboxylation reactions were preceding

    in parallel and thus after 48 h majority of acetylated substrate was converted into

    deacetylated-decarboxylated product.

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    132

    Inspired by the success with acetylated substrates 13a and 14a, we reasoned that acetylation

    of 12a (to enhance its solubility) might provide us with enhanced yield of corresponding

    hydroxylated stilbene. Therefore 15a was prepared and subjected for biotransformation

    where inquisitively we got only deacetylated product (12a) in 95% yield instead of expected

    15b.

    Table 3. Effect of substitution on ferulic acid (1a) decarboxylation by P. agglomerans

    strain KJLPB4

    O

    OCH3

    COOH

    O

    OCH3

    COOH

    HO

    OCH3

    HO

    OCH3

    Br Br

    COOCH 3

    HO

    OCH3

    HO

    OCH3

    COOH

    HO

    OCH3

    (subsitution at acidic hydrogen)

    (subsitution at double bond)

    (subsitution at hydroxy position)

    Entry Substrate (a) Product (b)Yield %

    *

    **

    (subsitution on aromatic ring) *

    HO

    OCH3

    COOHHO

    OCH3

    COOH

    AcO AcO

    COOH

    AcO

    OCH3

    AcO

    OCH3

    AcO

    OCH3

    COOHAcO

    OCH3

    Time (h)

    9

    8

    10

    12

    nd

    nd

    nd

    13

    15

    14a

    traces

    nd (13b)+95 (1b)+2 (1a)

    nd (14 b)+80 (4 b)+2 (4a)

    nd (15b)+95 (12a)

    96

    48

    96

    96

    72

    48

    48

    a strain KJPB2; nd= not detected

    COOH

    HO

    OCH3

    HO

    OCH3

    11 nd96

    In order to further augment the applicability of the above protocol, different acetylated

    derivatives of substituted cinnamic acids were subjected to biotransformation with both

    strains and indeed got deacetylated products in good amounts in all cases with KJLPB4

    (Table 4, entries 16-23) while low to moderate yields were obtained with KJPB2.

    Thus, in addition to decarboxylation, the isolated strain KJLPB4 have shown promise as

    an effective deacetylating agent [Parmar et al. (1998a, b)].

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    133

    Table 4. Yield of deacetylated products with P. agglomerans strain KJLPB4

    Entry Substrate (a) Product (b)

    COOH

    AcO

    OAc

    COOH

    HO

    OH

    AcOCOOH

    AcOCOOH

    HOCOOH

    HOCOOH

    AcO

    OCH 3

    HO

    OCH 3

    CHO

    AcO

    OCH 3

    CHO

    HO

    OCH 3

    AcO

    OCH 3

    COOHHO

    OCH 3

    COOH

    AcOCOOH

    HOCOOH

    H3CO

    OCH 3

    H3CO

    OCH 3

    AcOCOOH

    HOCOOH

    16

    17

    19

    20

    85+2 (3b)

    95

    68

    22 80

    23 85

    1895

    87

    21

    65

    Yield [%]aTime [h]

    72

    72

    72

    72

    72

    72

    72

    48

    OCH 3

    OCH 3

    OCH 3

    OCH 3

    OCH 3 OCH 3

    OAc OH

    a On the basis of HPLC analysis

    2.5 Conclusion:

    This study proves the usefulness of two newly isolated strains of P. agglomerans (KJLPB4

    and KJPB2) for the production of hydroxystyrenes, many of which have high commercial

    potential. The simple and environment friendly method allows the preparative scale

    synthesis of 4-vinylguaiacol with KJLPB4 in good yield and excellent selectivity while

    strain KJPB2 is effectively exploited for production of vinyl guaiacol or vanillic acid

    depending upon the incubation time. In addition, strain KJLPB4 was effectively utilized for

    the chemoselective deacetylation over decarboxylation for acetylated α-phenylcinnamic

    acids.

    2.6 Experimental:

    2.6.1 Materials and methods:

    The cinnamic acids (1-7, 13, 14) were of reagent grade (purchased from Merck, Sigma

    Aldrich and Alfa Aesar). The remaining cinnamic acid derivatives were synthesized in the

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    134

    lab using appropriate methods [Trost (1991); Kumar et al. (2007)]. The structures and purity

    of the synthesized substrates was confirmed by NMR, GC-MS and HPLC. Solvents used

    were of analytical grade. 1H (300 MHz) and

    13C (75.4 MHz) NMR spectra were recorded on

    a Bruker Avance-300 spectrometer wherever mentioned. GC-MS analysis was undertaken

    using a Shimadzu-2010 spectrometer.

    2.6.2 Synthesis of substrates for decarboxylation (Table 3, 8a-15a) and deacetylation

    (Table 4, 16a-23a) studies:

    2.6.2.1 Synthesis of trans 3-(5-Bromo-4-hydroxy-3-methoxyphenyl)-2-propenoic acid

    (8a):

    5-Bromo-4-hydroxy-3-methoxybenzaldehyde (1.5 g, 7.5 mmol) and malonic acid (1.8 g,

    17.5 mmol) were dissolved in pyridine (8 mL) using aniline (0.5 mL) as catalyst. The

    reaction mixture was stirred at room temperature for 24 h. Progress of reaction was

    monitored by thin layer chromatography (hexane/ethyl acetate 6:4). The reaction was then

    diluted with HCl 5 M and extracted with 3 x 5 mL of dichloromethane. The organic layer

    was dried over anhydrous Na2SO4, filtered and concentrated until a residue was obtained.

    Compound 8a was purified by column chromatography (from ethyl acetate/hexane 6:4) and

    its spectral data was matched well with reported values [Gaspar et al. (2009)].

    COOH

    HO

    OCH 3

    Br

    White solid (Yield 42%) m.p. 233-234oC,

    1H-NMR (DMSO-d6, 300

    MHz): δ 7.52 (1H, d, J = 15.5 Hz), 7.32 (1H, d, J = 1.9 Hz), 7.14 (1H, d, J = 1.9 Hz), 6.35

    (1H, d, J = 15.4 Hz), 3.91 (3H, s); 13

    C-NMR (DMSO-d6, 75.4 MHz): δ 168.2. 148.5, 146.2,

    142.9, 126.3, 124.8, 117.2, 110.2, 109.2 and 56.3.

    2.6.2.2 Synthesis of trans-methyl -3-(4-hydroxy-3-methoxyphenyl)propenoate (9a):

    To the solution of ferulic acid (5 g) in anhydrous methanol (100 mL), passed HCl gas and

    left at room temperature for overnight. Further the mixture was heated at 50oC for 3 h. The

    reaction mixture (after removal of MeOH) was poured into chloroform (150 mL) and

    washed with water (100 mL x 2). The chloroform layer was washed again with a saturated

    aqueous solution of NaHCO3 (100 mL). The obtained chloroform layer was dried over

    anhydrous Na2SO4 and evaporated. The residue was purified by silica gel column

    chromatography and eluted with hexane-ethyl acetate (3:1, v/v) to give methyl ferulate

    whose NMR spectra matched well with the reported values[Masuda et al. (2006)].

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    135

    COOCH3

    HO

    OCH3 Colorless viscous oil (Yield 68%) 1H-NMR (CDCl3, 300 MHz): δ

    7.62 (1H, d, J = 15.4 Hz), 7.07 (1H, dd, J = 1.9 Hz and 8.0 Hz), 7.02 (1H, d, J = 1.9 Hz),

    6.92 (1H, d, J = 8.0 Hz), 6.30 (1H, d, J = 15.4 Hz), 5.85 (1H, s), 3.92 (3H, s), 3.80 (3H, s);

    13C-NMR (CDCl3, 75.4 MHz): δ 167.8. 148.2, 145.8, 142.7, 125.8, 124.6, 116.9, 109.7,

    109.2 and 55.6.

    2.6.2.3 Synthesis of trans-3-(4-O-allyl-3-methoxyphenyl)propenoic acid (10a) and trans-

    3-(5-allyl-4-hydroxy-3-methoxyphenyl)-2-propenoic acid (11a):

    (a) Synthesis of 4-O-allyl-3-methoxybenzadehyde

    A mixture of vanillin (131 mmol), anhydrous K2CO3 (267 mmol) was taken in anhydrous

    acetone (170 mL). Then added allyl bromide (25 mL) drop wise with constant stirring. The

    reaction mixture was refluxed for 5 h and the progress of the reaction was monitored by

    TLC. The crude product was purified by silica gel column chromatography using hexane-

    ethyl acetate (9:1) to give 4-O-allyl-3-methoxybenzadehyde which was characterized by 1H

    and 13

    C NMR and HRMS data.

    CHO

    O

    OCH3 White solid (Yield 88%) m.p. 30-35°C, 1H-NMR (CDCl3, 300 MHz): δ

    9.83 (1H, s), 7.42 (2H, d, J = 7.78 Hz), 6.97 (1H, s), 6.11-6.00 (1H, m), 5.45-5.31 (2H, m),

    4.69 (2H, d, J = 4.34 Hz), 3.91 (3H, s); 13

    C-NMR (CDCl3, 75.4 MHz): δ 191.3, 153.8,

    150.2, 132.6, 130.5, 126.9, 119.2, 112.3, 109.6, 70.2 and 56.4. HRMS-ESI: m/z [M+H]+ for

    C11H12O3, calculated 193.0786; observed 193.0651.

    (b) Synthesis of 5-Allyl-4-hydroxy-3-methoxybenzaldehyde:

    The product from step (a) was taken in round bottom flask and subjected to microwave at

    150 W for 15 min at 195-205oC temperature to undergo Claisen rearrangement. The

    progress of reaction was monitor with the help of TLC. Finally purification was done with

    column chromatography (hexane: ethyl acetate 9:1, v/v) and product was characterized by

    1H and

    13C NMR and HRMS data.

    OCH3

    HO

    CHO

    White solid (Yield 55%) 1H-NMR (CDCl3, 300 MHz): δ 10.81 (1H, s),

    9.72 (2H, s), 6.82 (2H, s), 5.87-5.75 (1H, m), 4.97-4.95 (1H, s), 3.76 (3H, s), 3.23 (2H, d, J

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    136

    = 6.63 Hz); 13

    C-NMR (CDCl3, 75.4 MHz); δ 191.2, 149.6, 146.9, 135.1, 128.8, 127.8, 126.1,

    116.7, 107.2, 56.1 and 33.1. HRMS-ESI: m/z [M+H]+ for C11H12O3, calculated 193.0786;

    observed 193.0713.

    (c) Synthesis of trans-3-(4-O-allyl-3-methoxyphenyl)propenoic acid (10a) and trans-3-(5-

    Allyl-4-hydroxy-3-methoxyphenyl)-2-propenoic acid (11a)

    A mixture of allylated aldehyde (2.5 mmol) obtained as described above, malonic acid (6

    mmol), pyridine (15 mmol) in piperidine (0.25 mL) was heated on a water bath (90-95oC)

    for 3 h. The mixture was allowed to cool at room temperature and then poured into excess

    dilute HCl (50 mL, 2N). Precipitated solid was filtered, washed with cold water and dried to

    get the respective cinnamic acid which was further purified by column chromatography

    (hexane: ethyl acetate 6:4 v/v).

    trans-3-(4-O-allyl-3-methoxyphenyl)-2-propenoic acid (Table 3; 10a)

    COOH

    O

    OCH3 White solid (Yield 56%) 1H-NMR (CDCl3, 300 MHz): δ

    7.71 (1H, d, J = 15.8 Hz), 7.62-7.50 (2H, m), 6.82 (1H, s), 6.41 (1H, d, J = 15.8 Hz), 6.72-

    6.04 (1H, m), 6.06-6.38 (2H, m), 4.64 (2H, d, J = 5.35 Hz), 3.87 (3H, s): 13

    C-NMR (CDCl3,

    75.4 MHz): δ 170.8, 153.1, 149.8, 149.6, 135.7, 133.6, 127.9, 119.7, 117.3, 112.5, 109.7,

    72.1 and 57. 3. HRMS-ESI: m/z [M+H]+ for C13H14O4, calculated 235.2558; observed

    235.2551.

    trans-3-(5-Allyl-4-hydroxy-3-methoxyphenyl)-2-propenoic acid (Table 3; 11a)

    COOH

    HO

    OCH3 White solid (Yield 42%) m.p. 184-187°C, 1H-NMR (CDCl3, 300

    MHz): δ 7.63 (1H, d, J = 15.55 Hz), 7.22 (1H, s), 7.04 (1H, s), 6.38 (1H, d, J = 15.37 Hz),

    6.05-5.97 (1H, m), 5.11-4.99 (2H, m), 4.62 (1H, s), 3.91 ( 3H, s), 3.40 (2H, d, J = 5.37 Hz);

    13C-NMR (CDCl3, 75.4 MHz): δ 168.7, 148.7, 147.8, 146.5, 137.8, 127.6, 127.1, 124.9,

    116.2, 109.5, 56.8 and 34.8. HRMS-ESI: m/z [M+H]+ for C13H14O4, calculated 235.2558;

    observed 235.2562.

    Synthesis of αααα-Phenyl-4-hydroxy-3-methoxycinnamic acid (Table 3; Compound 12a) is

    described under section 2.6.2.5. Compound 13 and 14 were from commercial sources.

    2.6.2.4 Synthesis of acetoxylated αααα-phenyl-cinnamic acids via Perkin reaction (15a,

    17a-21a):

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    137

    A mixture of phenylacetic acid (0.06 mol), triethylamine (35 mL) and acetic anhydride (70

    mL) was taken in 250 mL round bottom flask and kept on stirring for 20 min. To this,

    benzaldehyde derivative (0.066 mol) was added and reaction mixture was refluxed for 9 h.

    The progress of the reaction was monitored by TLC and after completion the reaction

    mixture was cooled and water was added to it. The aqueous mixture was further acidified

    with dil HCl, ppt filtered, aqueous part extracted with ethyl acetate (3 x 20 mL), dried on

    sodium sulfate and concentrated under vacuum to obtain crude product which was further

    purified on Si-gel column with a 1:1 mixture of ethyl acetate and hexane to obtain

    acetoxylated α-phenylcinnamic acids (15a, 17a-21a) whose spectral data was found

    matching with the reported values [Gaukroger et al. (2001); Solladié et al. (2003); Borrel et

    al. (2005)].

    αααα-Phenyl-4-acetoxy-3-methoxycinnamic acid (Table 3; 15a)

    AcO

    OCH 3

    COOH

    1H NMR (DMSO-d6, 300 MHz): δ 7.60 (1H, s), 7.30-7.25 (3H, m),

    7.07 (2H, d, J = 8.3 Hz), 6.82 (1H, d, J = 8.6 Hz), 6.66 (1H, d, J = 8.5 Hz), 6.45 (1H, s),

    3.19 (3H, s), 2.06 (3H, s); 13

    C NMR (DMSO-d6, 75.4 MHz): δ 169.5, 169.0, 150.3, 140.1,

    138.7, 136.6, 133.6, 133.5, 129.5, 129.2, 128.2, 124.1, 123.2, 113.8, 55.3 and 20.6.

    αααα-Phenyl-4-acetoxycinnamic acid (Table 4; 17a)

    AcOCOOH 1

    H NMR (DMSO-d6, 300 MHz): δ 7.84 (1H, s), 7.31-7.28 (3H,

    m), 7.19-7.16 (2H, m), 7.03 (2H, d, J = 8.3 Hz), 6.84 (2H, d, J = 8.4 Hz), 2.18 (3H, s); 13

    C

    NMR (DMSO-d6, 75.4 MHz): δ 173.1, 169.1, 151.4, 141.5, 135.1, 132.8, 131.7, 129.6,

    128.6, 128.1, 121.6, 121.4 and 21.1.

    αααα-4'-Methoxyphenyl-4-acetoxy-3-methoxycinnamic acid (Table 4; Compound 18a)

    AcO

    OCH 3

    COOH

    OCH 3

    1H NMR (DMSO-d6, 300 MHz): δ 7.51 (1H, s), 6.92 (2H, d,

    J = 8.5 Hz),6.68-6.61 (3H, m), 6.54 (1H, d, J = 8.5 Hz), 6.33 (1H, s), 3.54 (3H, s), 3.16 (3H,

    s), 2.01 (3H, s); 13

    C NMR (DMSO-d6, 75.4 MHz): δ 169.4, 168.4, 159.0, 150.1, 139.8,

    138.7, 133.7, 132.5, 130.8, 128.2, 123.7, 122.3, 114.1, 113.5, 55.1 and 20.5.

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    138

    αααα-4'-Methoxyphenyl-4-acetoxycinnamic acid (Table 4; Compound 19a)

    AcOCOOH

    OCH 3

    1H NMR (CDCl3, 300 MHz): δ 7.68 (1H, s), 7.11-7.05 (4H,

    m), 6.97-6.91 (4H, m), 3.75 (3H, s), 2.20 (3H, s); 13

    C NMR (CDCl3, 75.4 MHz): δ 168.6,

    168.3, 158.4, 150.3, 137.3, 132.6, 132.0, 130.9, 130.4, 127.7, 121.4, 113.7, 54.7 and 20.5.

    HRMS-ESI: m/z [M+H]+ for C18H16O5, calculated 313.3245; observed 313.3242.

    αααα-4'-Acetoxyphenyl-4-acetoxy-3-methoxycinnamic acid (Table 4; Compound 21a)

    AcOCOOH

    OCH 3

    OAc

    1H NMR (DMSO-d6, 300 MHz): δ 7.72 (1H, s), 7.23 (2H,

    d, J = 8.5 Hz), 7.11 (2H, d, J = 8.5 Hz), 6.90 (1H, d, J = 8.0 Hz), 6.83 (1H, d, J = 8.0 Hz),

    6.56 (1H, s), 3.34 (3H, s), 2.20 (3H, s), 2.11 (3H, s); 13

    C NMR (DMSO-d6, 75.4 MHz): δ

    168.8, 167.8, 150.4, 140.4, 138.5, 134.5, 133.5, 133.4, 130.9, 124.0, 122.8, 122.1, 113.3,

    54.8, 20.0 and 19.5.

    2.6.2.5 Hydrolysis of αααα-phenyl-acetoxycinnamic acids:

    The acetoxylated α-phenyl-cinnamic acid 15a (0.007 mol) was dissolved in 10 mL solution

    of 10% NaOH and irradiated to microwave for 2 min. The reaction mixture was kept at

    room temperature for 1 h and then worked up. The ice-cooled reaction mixture was

    acidified with dil HCl, the obtained ppt filtered washed with water and dried to obtain

    hydroxylated α-phenyl-cinnamic acid derivatives (12a).

    αααα-Phenyl-4-hydroxy-3-methoxycinnamic acid (Table 3; Compound 12a)

    COOHHO

    OCH31H NMR (CD3COCD3, 300 MHz): δ 7.71(1H, s), 7.39-7.18 (5H,

    m), 6.73-6.28 (2H, m), 6.43(1H, s), 3.31 (3H, s); 13

    C NMR δ (CD3COCD3, 75.4 MHz):

    168.1, 148.0, 146.8, 140.2, 137.3, 129.9, 129.8, 128.6, 127.4, 126.4, 125.8, 114.7, 112.8 and

    54.6.

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    139

    2.6.2.6 General procedure for acetylation of compounds (Table 4; 16a, 22a and 23a):

    A solution of substrate (5.5 mmol) and a catalytic amount of 4-dimethylaminopyridine

    (DMAP) in dry pyridine (5 mL) were cooled at 0oC. Acetic anhydride (12 mmol) was added

    drop wise over 10 min. After stirring overnight at room temperature, the solution was

    poured into cold water and the aqueous layer was extracted twice with ethyl acetate. The

    organic layer was successively washed with 1 M HCl and water, dried over anhydrous

    Na2SO4 and concentrated under in vacuo. The resulting solid was purified by

    recrystallization with ethyl acetate-hexane (8:2, v/v).

    3,4-Diacetoxycinnamic acid (Table 4; Compound 16a)

    COOH

    AcO

    OA c White solid (Yield 86%) 1H-NMR (CDCl3, 300 MHz): δ 7.73

    (1H, d, J = 15.8 Hz), 7.44 (1H, dd, J = 8.5 and 1.8 Hz), 7.41 (1H, d, J = 1.8 Hz), 7.26 (1H,

    d, J = 8.5 Hz), 6.41 (1H, d, J = 15.8 Hz), 2.32 (3H, s), 2.31 (3H, s);

    13C-NMR (CDCl3, 75.4

    MHz): δ 171.7, 168.5, 168.3, 145.5, 144.3, 142.9, 133.3, 127.1, 124.4, 123.4, 118.8, 21.1

    and 21.0.

    2.6.3 General procedure for biocatalytic decarboxylation:

    Strains KJLPB4 and KJPB2 were isolated from the Western Himalayan soils and grown in

    nutrient broth (NB) medium at 28oC and 220 rpm for 24 h [Kasana et al. (2007)]. For the

    decarboxylation studies, Ferulic acid (1a) dissolved in minimum quantity of N,N-

    dimethylformamide (DMF) was added to 5 mL culture and incubated up to 96 h. Samples

    were periodically withdrawn, extracted with ethyl acetate and concentrated in vacuo at 40oC

    to remove solvent. 1 mL of methanol was added to the concentrated extract, filtered through

    0.22 µM filter and subjected to HPLC analysis. The decarboxylated products were

    confirmed by matching their retention time and UV spectra with reference standards

    [Sharma et al. (2008)]. Similar procedure was followed for other compounds (2a-23a).

    2.6.3.1 Spectral data of decarboxylated products:

    4-Ethenyl-2-methoxyphenol or 4-vinyl guaiacol (Table 1; Compound 1b)

    HO

    OCH 3 Colorless viscous liquid, 1H NMR (CDCl3, 300 MHz): δ 6.86-6.80 (3H,

    m), 6.62-6.52 (1H, m), 5.66 (1H, s), 5.70 (1H, d, J = 17.54 Hz), 5.09 (1H, d, J = 10.92 Hz),

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    140

    3.83 (3H, s); 13

    C NMR (CDCl3, 75.4 MHz) δ 146.4, 145.5, 136.6, 103.2, 120.1, 114.4.

    111.5, 108.1 and 55.8.

    4-Hydroxy-3-methoxybenzoic acid (Table 1; Compound 1c)

    COOH

    HO

    OCH 3 White solid, m.p. 209-212°C 1H NMR (MeOD, 300 MHz): δ 7.58-7.56

    (2H, m), 6.86-6.83 (1H, m), 3.89 (3H, s); 13

    C NMR (MeOD, 75.4 MHz): δ 170.2, 152.8,

    148.8, 125.4, 123.2, 116.0, 113.9 and 56.6.

    4-Ethenylphenol or 4-vinylphenol (Table 1; Compound 4b)

    HO Colorless liquid, 1H NMR (CDCl3, 300 MHz): δ 7.24 (2H, d, J = 8.08 Hz),

    6.74 (2H, d, J = 8.89 Hz), 6.64-6.55 (1H, m), 5.54 (1H, d, J = 17.38 Hz), 5.53 (1H, s), 5.07

    (1H, d, J = 10.52 Hz); 13

    C NMR (CDCl3, 75.4 MHz): δ 155.5, 136.3, 130.6, 127.7, 115.4

    and 111.7.

    αααα-Phenyl-4-hydroxy-3-methoxycinnamic acid (Table 3; Compound 12a)

    Spectral data same as described in 2.4.2.5

    αααα-Phenyl-4-hydroxycinnamic acid (Table 4; Compound 17b)

    COOH

    HO White solid, m.p. 223-226°C. 1H NMR (MeOD, 300 MHz): δ 7.71

    (1H, s), 7.31 (3H, m), 7.12 (2H, d), 6.83 (2H, d), 6.49(2H, d); 13

    C NMR (MeOD, 75.4

    MHz): δ 170.2, 158.5, 140.4, 136.9, 132.3, 129.6, 129.5, 128.3, 127.2, 125.9 and 115.6.

    2.6.4 Identification of Bacterial strain:

    Strains KJLPB4 and KJPB2 showing ferulic acid decarboxylation activity were identified

    based on their 16S rDNA sequencing [Sambrook et al. (1989)]. The primers used for

    amplification were 5΄-AGAGTTTGATCATGGCTCAGA-3΄ and 5΄-

    GTTACCTTGTTACGACTT-3΄. The amplified 16S rDNA gene was purified from agarose

    gel using Genelute Gel Extraction Kit (Sigma, USA), ligated into the cloning vector

    (pGEM-T easy vector) with the cloning kit (Promega, USA). The nucleotide sequencing of

    the gene was done by using Big DyeR Terminator Cycle Sequencing Kit (Applied

    Biosystems) and 3130xl Genetic Analyzer (Applied Biosystems). The BLASTN program

    (http://www.ncbi.nlm.nih.gov/BLAST/, NCBI, Bethesda, MD) was used for homology

    searches with the standard program default. These strains have been deposited in the

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    141

    MTCC, IMTECH culture collection, Chandigarh, India under MTCC 10409 and MTCC

    10062, respectively.

    2.6.4.1 16S rDNA sequence of Pantoea agglomerans strains:

    (a) KJLPB4:

    AGTCGGACGATACACAGAGGAGCTTGCTCCTTGGGGGACGAGTGGCGGACGGGTGAGTAATGTCTGGGGA

    TCTGCCCGATAGAGGGGGATAACCACTGGAAACGGTGGCTAATACCGCATAACGTCGCAAGACCAAAGAG

    GGGGACCTTCGGGCCTCTCACTATCGGATGAACCCAGATGGGATTAGCTAGTAGGCGGGGTAATGGCCCA

    CCTAGGCGACGATCCCTAGCTGGTCTGAGAGGATGACCAGCCACGCTGGAACTGAGACACGGTCCATACT

    CCTACGGGAGGCAGCGGTGGGGAATATTGCACAATGGGCGCAAGCCTGATGCAACCCTGCCGCGTGTATG

    AAGAACGCCTTCGGGTTGTAAAGTACTTTCAGCGGGGAGGAAGGCGATGGGGTTAATAACCTTATCGATT

    GACGTTACCCGCAGAAGAAGCACCGGCTAACTCCGTGCCAGCAGCCGCGGTAATACGGAGGGTGCAAGCG

    TTAATCGGAATTACTGGGCGTAAAGCGCACGCAGGCGGTCTGTTAAGTCAGATGTGAAATCCCCGGGCTT

    AACCTGGGAACTGCATTTGAAACTGGCAGGCTTGAGTCTTGTAGAGGGGGGTAGAATTCCAGGTGTAGCG

    GTGAAATGCGTAGAGATCTGGAGGAATACCGGTGGCGAAGGCGGCCCCCTGGACAAAGACTGACGCTCAG

    GTGCGAAAGCGTGGGGAGCAAACAGGATTAGATACCCTGGTAGTCCACGCCGTAAACGATGTCGACTTGG

    AGGTTGTTCCCTTGAGGAGTGGCTTCCGGAGCTAACGCGTTAAGTCGACCGCCTGGGGAGTACGGCCGCA

    AGGTTAAAACTCAAATGAATTGACGGGGGCCCGCACAAGCGGTGGAGCATGTGGTTTAATTCGATGCAAC

    GCGAAGAACCTTACCTACTCTTGACATCCACGGAATTCTGGCAGAGATGCCTTAGTGCCTTCGGGAACCG

    TGAGACAGGTGATGCATGGCTGTCGTCAGCTTGTGTTGTGAAATGTTGGGTTAAGTCCCGCAACGAGCGC

    AACCCTTATCCTTTGTTGCCAGCGAGTAATGTCGGGAACTCAAAGGAGACTGCCGGTGATAAACCGGAGG

    AAGGTGGGGATGACGTCAAGTCATCATGGCCCTTACGAGTAGGGCTACACACGTGCTACAATGGCGCATA

    CAAAGAGAAGCGACCTCGCGAGAGCAAGCGGACCTCACAAAGTGCGTCGTAGTCCGGATCGGAGTCTGCA

    ACTCGACTCCGTGAAGTCGGAATCGCTAGTAATCGTGGATCAGAATGCCACGGTGAATACGTTCCCGGGC

    CTTGTACACACCGCCCGTCCCCCTTTGGAGTGGCTTGCAAAAGAAGTAGGTAGCATAACCTTCGCGAGTA

    GCACACGCACGAAGTAGCG

    (b) KJPB2:

    AGAGTTTGATCATGGCTCAGATTGAACGCTGGCGGCAGGCCTAACACATGCAAGTCGGACGGTAGCACAGAGGA

    GCTTGCTCCTTGGGTGACGAGTGGCGGACGGGTGAGTAATGTCTGGGGATCTGCCCGATAGAGGGGGATAACCA

    CTGGAAACGGTGGCTAATACCGCATAACGTCGCAAGACCAAAGAGGGGGACCTTCGGGCCTCTCACTATCGGAT

    GAACCCAGATGGGATTAGCTAGTAGGCGGGGTAATGGCCCACCTAGGCGACGATCCCTAGCTGGTCTGAGAGGA

    TGACCAGCCACACTGGAACTGAGACACGGTCCAGACTCCTACGGGAGGCAGCAGTGGGGAATATTGCACAATGG

    GCGCAAGCCTGATGCAGCCATGCCGCGTGTATGAAGAAGGCCTTCGGGTTGTAAAGTACTTTCAGCGGGGAGGA

    AGGCGATGGGGTTAATAACCTTATCGATTGACGTTACCCGCAGAAGAAGCACCGGCTAACTCCGTGCCAGCAGC

    CGCGGTAATACGGAGGGTGCAAGCGTTAATCGGAATTACTGGGCGTAAAGCGCACGCAGGCGGTCTGTTAAGTC

    AGATGTGAAATCCCCGGGCTTAACCTGGGAACTGCATTTGAAACTGGCAGGCTTGAGTCTTGTAGAGGGGGGTA

    GAATTCCAGGTGTAGCGGTGAAATGCGTAGAGATCTGGAGGAATACCGGTGGCGAAGGCGGCCCCCTGGACAAA

    GACTGACGCTCAGGTGCGAAAGCGTGGGGAGCAAACAGGATTAGATACCCTGGTAGTCCACGCCGTAAACGATG

    TCGACTTGGAGGTTGTTCCCTTGAGGAGTGGCTTCCGGAGCTAACGCGTTAAGTCGACCGCCTGGGGAGTACGG

    CCGCAAGGTTAAAACTCAAATGAATTGACGGGGGCCCGCACAAGCGGTGGAGCATGTGGTTTAATTCGATGCAA

    CGCGAAGAACCTTACCTACTCTTGACATCCACGGAATTCGGCAGAGATGCCTTAGTGCCTTCGGGAACCGTGAG

    ACAGGTGCTGCATGGCTGTCGTCAGCTCGTGTTGTGAAATGTTGGGTTAAGTCCCGCAACGAGCGCAACCCTTA

    TCCTTTGTTGCCAGCGAGTAATGTCGGGAACTCAAAGGAGACTGCCGGTGATAAACCGGAGGAAGGTGGGGATG

    ACGTCAAGTCATCATGGCCCTTACGAGTAGGGCTACACACGTGCTACAATGGCGCATACAAAGAGAAGCGACCT

    CGCGAGAGCAAGCGGACCTCACAAAGTGCGTCGTAGTCCGGATCGGAGTCTGCAACTCGACTCCGTGAAGTCGG

    AATCGCTAGTAATCGTGGATCAGAATGCCACGGTGAATACGTTCCCGGGCCTTGTACACACCGCCCGTCACACC

    ATGGGAGTGGGTTGCAAAAGAAGTAGGTAGCTTAACCTTCGGGAGGGCGCTTACCACTTTGTGATTCATGACTG

    GGGTGAAGTCGTAACAAGGTAAC

    2.6.5 Determination of protein content:

    Cultures having OD550 of 0.8 were harvested, centrifuged at 10000g for 15 min and

    supernatant was separated from the pellet. The pellet constituting resting cells was re-

    suspended in 50 mM tris HCl buffer (pH 7) and stored at 4oC till further experiments. Cell

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    142

    free enzyme extract was prepared from resting cells by cell disruption in lysis buffer

    followed by ultrasonication using a “Sonics Vibra Cell” sonicator equipped with a microtip.

    A pulse of 9.9 second bursts with 5 second cooling period between each burst was given for

    8 minutes followed by centrifugation at 12000g for 15 min and filtration. The filtrate was

    kept at 0oC till further use. The protein content of culture supernate and cell free enzyme

    extract was determined according to Bradford method [Bradford (1976)] using BSA as

    standard.

    2.6.6 Influence of co-solvent:

    The stability towards different organic solvents was studied according to the procedure in

    which the amount of culture added is reduced and substituted by amount of organic solvents

    to make up final reaction volume 5 mL. The model substrate for this study was 1a.

    2.6.7 Biotransformation studies with ferulic acid isolated from maize bran:

    For the release of ferulic acid from maize bran alkaline hydrolysis was performed according

    to a reported method [Bunzel et al. (2005)]. In short, 100 g of maize bran was hydrolyzed

    using 2 M NaOH under nitrogen for 24 h and protected from light. After acidification (pH

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    143

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    NMR spectra of some compounds

    HO

    OCH3

    1H NMR (in CDCl3) spectrum of 4-Ethenyl-2-methoxyphenol or 4-vinyl guaiacol (Table 1; Compound 1b)

    13C NMR (in CDCl3) spectrum of 4-Ethenyl-2-methoxyphenol or 4-vinyl guaiacol (Table 1; Compound 1b)

    6080100120140160 ppm

    3.03.54.04.55.05.56.06.57.0

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    COOH

    HO

    OCH 3

    345678910 ppm

    1H NMR (in MeOD) spectrum of 4-Hydroxy-3-methoxybenzoic acid or vanillic acid (Table 1; Compound 1c)

    220 200 180 160 140 120 100 80 60 40 20 ppm

    13C NMR (in MeOD) spectrum of 4-Hydroxy-3-methoxybenzoic acid or vanillic acid (Table 1; Compound 1c)

  • Biocatalytic decarboxylation and deacetylation… Chapter 2

    150

    COOH

    HO

    OCH3

    1H NMR (in CD3COCD3) spectrum of α-Phenyl-4-hydroxy-3-methoxycinnamic acid

    (Table 3; Compound 12a)

    13C NMR (in CD3COCD3) spectrum of α-Phenyl-4-hydroxy-3-methoxycinnamic acid

    (Table 3; Compound 12a)