regulation a integration with your other offerings

www.TheSecuritiesAttorneys.com

Reg A – Integration with

Your Other Offerings

www.TheSecuritiesAttorneys.com

Integration is the doctrine that is

used to determine if one offering is part

of another

This is important because you may be

in unintentional violation of the rules if one sale of stock is determined to be part of another offering and they do not fit

together

The new Reg A provides a “safe harbor” rule on

integration

You can easily tell

whether or not some stock sales

you made are determined to be part of the Rule

A Regulation A offering will not

be integrated with:

prior offers or sales of securities; or

subsequent offers or sales of securities

that are:

registered under the Securities Act,

except as provided in Rule 255(e)

[abandoned offerings];

made in reliance on Rule 701; [as part

of written compensation agreements to

employees, and others]

made pursuant to an employee benefit plan;

made in reliance on Regulation S

[offerings outside of the U.S.];

made pursuant to Section 4(a)(6) of the Securities Act

[crowdfunded offerings]; or

made more than six months after the

completion of the Regulation A

offering

www.TheSecuritiesAttorneys.com

Want to know more? – email me at John.Lux@ Securities-Law.info

(240) 200-4529

John E. Lux was in

the top 5% of authors on

Slideshare in 2014 and has

been quoted by Bloomberg as an expert on reverse

mergers

www.TheSecuritiesAttorneys.com

To learn more, go to

www. TheSecuritiesAttorneys.com

and get a free copy of our book

“How to Go Public”

Disclaimer

This is not legal or investment advice of any kind

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary

The more you know about finance and business, the more you can profit