regulation a integration with your other offerings

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www.TheSecuritiesAttorneys.com Reg A – Integration with Your Other Offerings

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Page 1: Regulation A  Integration with Your Other Offerings

www.TheSecuritiesAttorneys.com

Reg A – Integration with

Your Other Offerings

Page 2: Regulation A  Integration with Your Other Offerings

www.TheSecuritiesAttorneys.com

Integration is the doctrine that is

used to determine if one offering is part

of another

Page 3: Regulation A  Integration with Your Other Offerings

This is important because you may be

in unintentional violation of the rules if one sale of stock is determined to be part of another offering and they do not fit

together

Page 4: Regulation A  Integration with Your Other Offerings

The new Reg A provides a “safe harbor” rule on

integration

Page 5: Regulation A  Integration with Your Other Offerings

You can easily tell

whether or not some stock sales

you made are determined to be part of the Rule

Page 6: Regulation A  Integration with Your Other Offerings

A Regulation A offering will not

be integrated with:

Page 7: Regulation A  Integration with Your Other Offerings

prior offers or sales of securities; or

Page 8: Regulation A  Integration with Your Other Offerings

subsequent offers or sales of securities

that are:

Page 9: Regulation A  Integration with Your Other Offerings

registered under the Securities Act,

except as provided in Rule 255(e)

[abandoned offerings];

Page 10: Regulation A  Integration with Your Other Offerings

made in reliance on Rule 701; [as part

of written compensation agreements to

employees, and others]

Page 11: Regulation A  Integration with Your Other Offerings

made pursuant to an employee benefit plan;

Page 12: Regulation A  Integration with Your Other Offerings

made in reliance on Regulation S

[offerings outside of the U.S.];

Page 13: Regulation A  Integration with Your Other Offerings

made pursuant to Section 4(a)(6) of the Securities Act

[crowdfunded offerings]; or

Page 14: Regulation A  Integration with Your Other Offerings

made more than six months after the

completion of the Regulation A

offering

Page 15: Regulation A  Integration with Your Other Offerings

www.TheSecuritiesAttorneys.com

Want to know more? – email me at John.Lux@ Securities-Law.info

(240) 200-4529

Page 16: Regulation A  Integration with Your Other Offerings

John E. Lux was in

the top 5% of authors on

Slideshare in 2014 and has

been quoted by Bloomberg as an expert on reverse

mergers

Page 17: Regulation A  Integration with Your Other Offerings

www.TheSecuritiesAttorneys.com

To learn more, go to

www. TheSecuritiesAttorneys.com

and get a free copy of our book

“How to Go Public”

Page 18: Regulation A  Integration with Your Other Offerings

Disclaimer

This is not legal or investment advice of any kind

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary

The more you know about finance and business, the more you can profit