5-b-2 gsm-to-umts training series 22_hsupa principles_v1_0.pdf

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    HUAWEI TECHNOLOGIES CO., LTD.

    www.huawei.com

    HUAWEI Confidential

    Internal

    HSUPA Principles

    GSM-to-UMTS Training Series V1.0

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    HUAWEI TECHNOLOGIES CO., LTD. Page 2HUAWEI Confidential

    Change History

    Cheng Fangyuan

    Explanation of HSUPA is added in P3.

    The GPRS coding schemes are added in P5.

    Note of the PDU is added in P18.

    1.12009-01-15

    Zhang Bibo

    The items on P5 for comparing HSUPA and

    GPRS are modified.

    Notes are added in P13.

    Note of the E-TFC is added on P14.

    1.22009-01-20

    Gao BoInitial release.1.02009-12-27

    AuthorDescriptionRevision VersionDate

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    HUAWEI TECHNOLOGIES CO., LTD. Page 3HUAWEI Confidential

    Objectives

    [ Similarities and Differences Between HSUPA and GPRS

    [ Features of HSUPA

    [ MAC Layer and Physical Layer of HSUPA

    [ Scheduling Principles of HSUPA

    [ Power Control of HSUPA

    l In this course, you will learn:

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    HUAWEI TECHNOLOGIES CO., LTD. Page 4HUAWEI Confidential

    Contents

    Chapter 1 HSUPA vs. GPRS HSUPA VS. HSDPA

    Chapter 2 MAC Layer of HSUPA

    Chapter 3 Physical Layer of HSUAP

    Chapter 4 Scheduling Principles of HSUPA

    Chapter 5 Power Control of HSUPA

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    HUAWEI TECHNOLOGIES CO., LTD. Page 5HUAWEI Confidential

    HSUPA vs. GPRS&EGPRS

    Multiple access

    technology:

    TDMA+CDMA

    Multiple access

    technology:

    FDMA+TDMA

    Single modulated MCS1 to MCS9,

    CS1 to CS4

    Modulation mode:

    BPSK, QPSK

    Modulation mode:

    GMSK, 8PSK

    Physical channel:

    E-DCH

    Physical channel:

    PDTCH

    Scheduling: channel

    circumstance, data volume

    to be transmitted in the

    buffer of the UE, and

    available power

    Scheduling:

    user priority

    HSUPA GPRS&EGPRS

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    HUAWEI TECHNOLOGIES CO., LTD. Page 6HUAWEI Confidential

    Features of

    HSUPA

    uplink

    Limitations of R99 Uplink and Features of HSUPA

    Long delay

    Low uplink data rate

    Small uplink capacity

    Peak rate: 5.76 Mbit/s (RAN 10)

    Improvement on uplink coverage at high date

    rate: 20 % to 50 %

    Improvement on uplink capacity: 30 % to 100%

    Reduced delay

    Fast resource scheduling and control

    Improved QoS

    Features of

    R99 uplink

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    HUAWEI TECHNOLOGIES CO., LTD. Page 7HUAWEI Confidential

    Comparison Between R99 and HSUPA

    Min.10 ms TTIMin. 2 ms (initial

    10 ms) TTI

    Slow resource

    request and

    allocation

    mechanism (at RNC)

    Fast resource request

    and allocation

    mechanism (at NodeB)

    Dedicated resources

    allocation of low

    efficiency

    Dedicated resources

    allocation for delay-

    sensitive services

    Traditional ARQ to

    perform high-layer

    retransmission

    HARQ to perform

    fast retransmission

    at the physical layer

    Multiplexing of

    transport channels to

    physical channels

    Multiplexing of

    logical channels to

    MAC layer

    Release 99 HSUPA

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    HUAWEI TECHNOLOGIES CO., LTD. Page 8HUAWEI Confidential

    Comparison Between HSUPA and HSDPA

    New high-speed

    downlink shared

    channels

    Dedicated uplink

    channels with

    enhanced capability

    Single serving cell

    (the traffic channel

    does not support soft

    handover)

    Soft handover is

    supported

    Adaptive

    modulation/codingFast power control

    Multiple users share

    the power and code

    resources of the

    NodeB.

    Multiple users cause the RoT

    to rise, and the NodeB

    allocates resources among

    different users.

    HSDPA HSUPA

    HARQ with fast retransmission at the physical layer

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    HUAWEI TECHNOLOGIES CO., LTD. Page 9HUAWEI Confidential

    Features of HSUPA

    Important features of Release 6

    The NodeB has multiple high-speed channels to receive signals from the UE.

    The signals may come from different UEs or the same UE.

    Multiple users share the interference. Multiple users transmit signals at the specified rate and power based on quick

    scheduling.

    E-DPDCH

    E-DPDCH

    E-DPDCHE-DPDCH

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    HUAWEI TECHNOLOGIES CO., LTD. Page 10HUAWEI Confidential

    Category and Capability of the HUSPA UE

    For 10 ms TTI, the maximum rate cannot exceed 2000 kbit/s.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 11HUAWEI Confidential

    Contents

    Chapter 1 HSUPA vs. GPRS HSUPA vs. HSDPA

    Chapter 2 MAC Layer of HSUPA

    Chapter 3 Physical Layer of HSUPA

    Chapter 4 Scheduling Principles of HSUPA

    Chapter 5 Power Control of HSUPA

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    HUAWEI TECHNOLOGIES CO., LTD. Page 12HUAWEI Confidential

    HSUPA Protocol Stack

    SM(SessionManagement)

    GMM(GprsMobi l i ty Management)

    RRC(Rad ioResour ceCont r ol)

    RLC(Radio Link Cont r ol)

    M AC-esandMAC-d(M edium AccessCont ro l)

    M AC-e

    PhysicalLayer

    IubInter faceProtocols

    IuInter faceProtocols

    UE Node B RNC SGSN

    MAC-e and MAC-es are new entities in Release 6.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 13HUAWEI Confidential

    MAC Structure at the UE Side

    Associated

    Downlink

    Signalling

    E - D C H

    M A C - d

    F A C H R A C H

    D C C H D T C HD T C H

    D S C H D C H D C H

    MAC Control

    U SC H( TDD only )

    C P C H( FDD only )

    C T C HB C C H C C C H

    S H C C H( TDD only )P C C H

    PC H FA C H

    MAC-c/sh

    U S C H( TDD on ly )

    D S C H

    M A C - h s

    H S- D SC H

    Associated

    Uplink

    Signalling

    Associated

    Downlink

    Signalling

    M A C-es /M A C - e

    Associated

    Uplink

    Signalling

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    HUAWEI TECHNOLOGIES CO., LTD. Page 14HUAWEI Confidential

    Details of MAC-es/e at the UE Side

    MAC-es/e

    MAC Control

    Associated UplinkSignalling E-TFC

    (E-DPCCH)

    To MAC-d

    HARQ

    Multiplexing and TSN settingE-TFC Selection

    Associated SchedulingDownlink Signalling

    (E-AGCH / E-RGCH(s))

    Associated ACK/NACKsignaling(E-HICH)

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    HUAWEI TECHNOLOGIES CO., LTD. Page 15HUAWEI Confidential

    MAC Structure at the UTRAN Side

    FACH RACH

    DCCH DTCHDTCH

    DSCH

    MAC Control

    Iur or local

    MAC Control

    DCH DCH

    MAC-d

    USCHTDDonly

    MAC-c/sh

    CPCHFDDonly

    CCCH CTCHBCCH SHCCHTDDonly

    PCCH

    FACHPCH USCHTDDonly

    DSCH

    MAC Control

    HS-DSCHHS-DSCH

    Associated Uplink

    SignallingAssociated Downlink

    Signalling

    MAC-hs

    Configuration

    without MAC-c/sh

    Configuration

    with MAC

    Configuration

    with MAC-c/sh

    E-DCH

    Associated Uplink

    SignallingAssociated Downlink

    Signalling

    MAC Control

    MAC-es

    MAC-e

    MAC Control

    Iub

    c/sh

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    HUAWEI TECHNOLOGIES CO., LTD. Page 16HUAWEI Confidential

    Details of MAC-e at the NodeB Side

    In the NodeB, there is

    an MAC-e entity and

    an E-DCH scheduler

    for each UE. The

    MAC-e and the E-DCH

    scheduler process

    HSUPA-related

    functions in the NodeB.

    MAC-e

    MAC Control

    E-DCH

    AssociatedDownlink

    Signalling

    AssociatedUplink

    Signalling

    MAC-d Flows

    De-multiplexing

    HARQ entity

    E-DCHControl (FFS)

    E-DCH

    Scheduling (FFS)

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    HUAWEI TECHNOLOGIES CO., LTD. Page 17HUAWEI Confidential

    Details of MAC-es at the RNC Side

    In the SRNC, there is an

    MAC-es entity for each UE.

    The MAC-es sublayer

    processes the E-DCH-

    related functions that are

    not covered by the MAC-eentity in the NodeB.

    MAC-es

    MAC Control

    FromMAC-e inNodeB #1

    To MAC-d

    Disassembly

    Reordering QueueDistribution

    Reordering QueueDistribution

    Disassembly

    Reordering/Combining

    Disassembly

    Reordering/Combining

    Reordering/Combining

    FromMAC-e inNodeB #k

    MAC-d flow #1 MAC-d flow #n

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    HUAWEI TECHNOLOGIES CO., LTD. Page 18HUAWEI Confidential

    MAC-es/e PDU

    MAC-d PDU MAC-d PDU MAC-d PDU

    MAC-es SDUMAC-es SDUTSN1N1DDI1 MAC-es SDU

    MAC-d PDUs coming from one Logical Channel

    N1 MAC-es SDUs of size and LCh indicated by DDI1

    MAC-es PDU1

    DDI1 N1 DDI2 N2

    DDI1 N1 DDI2 N2 DDIn Nn DDI0(Opt)

    MAC-es PDU1

    MAC-es PDU2 MAC-es PDUn

    MAC-es PDU2MAC-es PDU1 DDIn Nn MAC-es PDUn

    MAC-e PDU

    SI(Opt)

    Padding(Opt)

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    HUAWEI TECHNOLOGIES CO., LTD. Page 19HUAWEI Confidential

    Contents

    Chapter 1 HSUPA vs. GPRS HSUPA vs. HSDPA

    Chapter 2 MAC Layer of HSUPA

    Chapter 3 Physical Layer of HSUPA

    Chapter 4 Scheduling Principles of HSUPA

    Chapter 5 Power Control of HSUPA

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    HUAWEI TECHNOLOGIES CO., LTD. Page 20HUAWEI Confidential

    Channel Mapping

    In RAN 10, the mapping from DCCH to HS-DSCH/E-DCH is implemented.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 21HUAWEI Confidential

    New Channels in HSUPA

    Uplink transport channel

    E-DCH: Bears high-speed uplink data.

    Uplink physical channel

    E-DPDCH: Bears E-DCH PDUs.

    E-DPCCH: Bears the control information of the E-DPDCH.

    Downlink physical channel

    E-HICH: Bears the HARQ ACK/NACK indication message of the E-DCH.

    E-AGCH: Bears the absolute grant (AG) information determined by the scheduler.

    E-RGCH: Bears the relative grant (RG) information determined by the scheduler.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 22HUAWEI Confidential

    Physical Layer Information Exchange Process of HSUPA

    The UE sends an SI request carrying buffer state,

    UPH, and other relevant information through the E-

    DPDCH.

    The NodeB allocates resources through the E-

    AGCH to the UE (AG procedure) or indicates power

    adjustment through the E-RGCH (RG procedure).

    The UE sends MAC-e PDU (service or signalingdata) through the E-DPDCH, and sends the control

    information (required for demodulating the PDU)

    and happy bit (indicating whether the UE is happy

    with the current scheduled rate) through the E-

    DPCCH.

    The NodeB tells the UE whether the PDU has been

    successfully demodulated through the E-HICH.

    E-DPDCH E-DPCCH E-AGCH/RGCH E-HICH

    Node B

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    HUAWEI TECHNOLOGIES CO., LTD. Page 23HUAWEI Confidential

    Structure of the E-DPDCH/E-DPCCH

    SI PaddingMAC-e PDU (payload)Header

    Structure of E-DPDCH (sub) frame

    Happy bitE-TFCIRSN

    Structure of E-DPCCH subframe

    2bit 7bit 1bit

    Happy bit: Indicates whether

    the UE is happy with the

    current scheduled rate.

    TTI

    SF=256

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    HUAWEI TECHNOLOGIES CO., LTD. Page 24HUAWEI Confidential

    E-DPDCH / E-DPCCH Frame Format

    The E-DPDCH and the E-DPCCH both keep frame alignment with the uplink

    DPCCH.

    Modulation: BPSK with I/Q branch

    When the TTI of E-DCH is 10 ms, the contents of the E-DPCCH subframe is

    repeatedly sent for five times.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 25HUAWEI Confidential

    E-DPDCH / E-DPCCH Slot Format

    1280384019200219207

    6401920960049606

    320960480084805

    1604802400162404

    802401200321203

    4012060064602

    2060300128301

    1030150256150

    Bits/Slot

    Ndata

    Bits/

    Subframe

    Bits/

    FrameSF

    Channel Bit Rate

    (kbit/s)c

    1030150256150

    Bits/Slot

    Ndata

    Bits/

    Subframe

    Bits/

    Frame

    SFChannel Bit Rate

    (kbit/s)

    Slot Format #i

    E-DPDCH slot format

    E-DPCCH slot format

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    HUAWEI TECHNOLOGIES CO., LTD. Page 26HUAWEI Confidential

    E-DPDCH I/Q Channel Mapping

    Ced,k : Channelization code

    ed,k : Gain factor for E-DPDCH

    Iqed,k : Determines the I/Q branch mapping

    Iqed,k = 1, maps to I branch

    Iqed,k = j, maps to Q branch

    jE-DPDCH2

    1E-DPDCH1Yes1

    1E-DPDCH2

    jE-DPDCH1No1

    jE-DPDCH4

    1E-DPDCH3

    jE-DPDCH2

    1E-DPDCH1

    No/Yes0

    iqed,kE-DPDCHk

    HS-DSCH

    configuredNmax-dpdch

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    HUAWEI TECHNOLOGIES CO., LTD. Page 27HUAWEI Confidential

    Code Resource Allocation

    l E-DPCCH uses the channel code: Cec = Cch,256,1

    l E-DPDCHk uses the channel code: Ced,k, which is determined by Nmax-dpdch

    and the spreading factor. For the specific rules, see the following table.

    Cch,4,2 if SF = 4

    Cch,2,1 if SF = 2E-DPDCH2

    Cch,SF,SF/2E-DPDCH1

    1

    Cch,4,1E-DPDCH3

    E-DPDCH4

    Cch,4,1 if SF = 4

    Cch,2,1 if SF = 2E-DPDCH2

    Cch,SF,SF/4 if SF 4Cch,2,1 if SF = 2

    E-DPDCH1

    0

    Channelization code Ced,kE-DPDCHkNmax-dpdch

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    HUAWEI TECHNOLOGIES CO., LTD. Page 28HUAWEI Confidential

    Downlink Channel

    E-AGCH

    Bears the maximum E-DPDCH/DPCCH

    ratio.

    Bears the HARQ control information.

    E-RGCH

    Bears a simple command to instruct the

    UE to increase, decrease, or keep its

    transmit power currently granted.

    E-HICH

    Informs the UE whether the transmission

    of the previous data is successful (Ack) or

    not (Nack).

    Up / Hold / Down

    HARQ ControlT/P Grant

    E-AGCH (sub) frame structure

    E-HICH (sub) frame structure

    TTI

    Ack / Nack

    E-RGCH (sub) frame structure

    SF=256

    SF=128

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    HUAWEI TECHNOLOGIES CO., LTD. Page 29HUAWEI Confidential

    Grant Mechanism

    Absolute Grant (AG)

    Borne by the E-AGCH of the E-DCH serving cell.

    Grant mode: An index (totally 31 index values) is used to indicate the Traffic-to-

    Pilot ratio (E-DPDCH/DPCCH).

    Significance of the Grant value: Maximum power ratio (E-DPDCH/DPCCH)

    available for the UE.

    Relative Grant (RG)

    RG carries a command instructing the UE to increase, keep, or decrease its

    current transmit power.

    The Serving RG is sent by all the cells in the E-DCH serving RLs.

    The Non-serving RG is sent by the E-RGCH in the E-DCH non-serving RLs.

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    HUAWEI TECHNOLOGIES CO., LTD. Page 30HUAWEI Confidential

    E-AGCH Frame Format

    The E-AGCH is a downlink common channel.

    Fixed rate: 30 kbit/s

    Modulation: QPSK

    SF=256

    The E-AGCH bears the E-DCH absolute Grant information of all the UEs in the cell.

    The TTI may be 2 ms or 10 ms depending on the E-DCH. If the E-DCH TTI is 10 ms, then the E-AGCH either

    sends the same content in five subframes, or sends the content in one of the five subframes.

    The UE only monitors the E-AGCH of the E-DCH serving cell.

    Slot #1 Slot #14Slot #2 Slot #iSlot #0

    Tslot = 2560 chips

    1 subframe = 2 ms

    1 radio frame, Tf= 10 ms

    E-AGCH 20 bits

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    Mapping of Absolute Grant (AG) Values

    For the actual grant values (T/P), see the following table.

    10(38/15)2

    21(134/15)2

    0INACTIVE*11(42/15)222(150/15)2

    1ZERO_GRANT*12(47/15)223(168/15)2

    2(7/15)213(53/15)224(95/15)2x4

    3(11/15)214(60/15)225(150/15)2x2

    4(15/15)215(67/15)226(119/15)2x4

    5(19/15)2

    16(75/15)2

    27(134/15)2

    x4

    6(24/15)217(84/15)228(150/15)2x4

    7(27/15)218(95/15)229(168/15)2x4

    8(30/15)219(106/15)230(150/15)2x6

    9(34/15)220(119/15)231(168/15)2x6

    Inde

    x

    Absolute Grant

    Value

    IndexAbsolute Grant

    Value

    IndexAbsolute Grant

    Value

    *: Refer to the 3GPP TS 25.321 protocol.

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    E-AGCH Frame Timing

    Two slots offset after the P-CCPCH

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    E-RGCH Frame Format

    Dedicated downlink physical channel for transmitting RG (+1, 0, -1 or 0, -1) to the UE

    Adopt the same frame format and the same channelization code of the E-HICH SF=128

    Modulation: QPSK

    All cells in the E-DCH active set send E-RGCH frames.

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    Mapping of E-RGCH Relative Grant Values

    -1-1DOWN

    00HOLD

    not allowed+1UP

    RG Value (E-DCH Mon-

    Serving Radio Link Set)

    RG Value (E-DCH Serving

    Radio Link Set)Command

    The primary serving cell sends +1, 0, and -1, and a non-primary

    serving cell only sends 0 and -1.

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    SGcur is the scheduled power state of the previous frame.

    SGreq is the power needed for the TTI requested rate.

    When Sgreq - SGcur > AGThreshold, the E-AGCH is used to adjust the power. Otherwise, the E-

    RGCH is used to adjust the power.

    (5/15) 20(27/15)213(119/15)226

    (24/15)212(106/15)225

    (6/15)21(30/15)214(134/15)227

    (7/15)22(34/15)215(150/15)228

    (8/15)23(38/15)216(168/15)229

    (9/15)24(42/15)217(95/15)2*430

    (11/15)25(47/15)218(150/15)2*231

    (12/15)26(53/15)219(119/15)2*432

    (13/15)27(60/15)220(134/15)2*433

    (15/15)28(67/15)221(150/15)2*434

    (17/15)29(75/15)222(168/15)2*435

    (19/15)210(84/15)223(150/15)2*636

    (21/15)211(95/15)224(168/15)2*637

    Scheduled GrantIndexScheduled GrantIndexScheduled GrantIndex

    SG Table

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    Typical Interaction Between the UE and the NodeB

    The UE sends the

    SI request (indicating the UE buffer

    state and the available power)

    and the happy bit.

    The NodeBgets the

    requested rate

    from SI.

    The NodeB finds

    the SGreqaccording to the

    requested rate and

    compares it with

    the SGcur.

    Greater than

    AGThreshold

    Less than or equal to

    AGThreshold

    Use AG to grant Use RG to grant

    Adjust the power according to

    AG or RG, and indicates whether

    the UE is happy with the current

    scheduled rate.

    NodeB

    UU

    UE

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    Timing Relations Among the E-RGCH, P-CCPCH, and DPCH

    Each slot bears an RG command.

    If the cell does not belong to the E-DCH serving RLs:

    The RG information is sent in 15 consecutive slots (10 ms).

    If the cell belongs to the E-DCH serving RLs:

    10 ms TTI: The RG information is sent in 12 consecutive slots (8 ms).

    2 ms TTI: The RG information is sent in 3 consecutive slots (2 ms).

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    E-RGCH Timing Relations

    When the cell sending the E-RGCH belongs to the E-DCH serving RLs, the E-

    RGCH frame offset confirms to the following conditions:

    1. If the E-DCH TTI is 10 ms, the E-RGCH frame offset to the P-CCPCH

    satisfies the following formula:

    2. If the E-DCH TTI is 2 ms, the E-RGCH frame offset to the P-CCPCH

    satisfies the following formula:

    When the cell sending the E-RGCH does not belong to the E-DCH serving RLs:

    The E-RGCH frame offset to the P-CCPCH is 5120 chips.

    ( )

    +=

    30

    7025676805120

    ,,

    nDPCHnRGCHE

    ( )

    ++= 30

    5025676805120 ,, nDPCHnRGCHE

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    E-HICH Frame Format

    Dedicated downlink physical channel for transmitting the HARQ

    Ack/Nack to the UE Adopt the same frame format and the same channelization code of

    the E-RGCH

    SF=128

    Modulation: QPSK

    All cells in the E-DCH active set send E-HICH frames.

    Ack/Nack indication

    Ack=>+1

    Nack from the serving RLs =>-1

    Nack from non-serving RLs =>0 (DTX)

    The UE can receive the E-HICH from a maximum of four cells.

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    E-HICH Timing Relations

    When the E-DCH TTI is 10 ms, the E-HICH frame offset to P-CCPCH is: (chips)

    When the E-DCH TTI is 2 ms, the E-HICH frame offset to P-CCPCH is: (chips)

    nHICHE ,

    nHICHE ,

    ( ) +=

    30

    7025676805120 ,, nDPCHnHICHE

    ( )

    ++=

    30

    5025676805120

    ,,

    nDPCHnHICHE

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    How to Reach the Peak Rate (5.76 Mbit/s)

    Preconditions:

    No retransmission.

    Uplink resources are available.

    Coding efficiency =1

    Multi-code transmission: 2 x SF4 + 2 x SF2

    2 ms TTI

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    E-DPDCH Frame (SF=4)

    When SF=4, TTI=2 ms, and coding rate=1, the maximum payload of each

    subframe is 1920 bits, that is 960 kbit/s.

    1920 bits payload

    1920 bits parity 1920 bits parity1920 bits system

    1920 bits symbols

    1920 bits symbols

    7680 chips

    1/3 coding

    Puncture

    BPSK modulation

    Spreading (SF=4)

    2 ms

    7680 chips/2 ms=3.84 Mcps

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    E-DPDCH Frame (SF=2)

    When SF=2, TTI=2 ms, and coding rate=1, the maximum payload of each

    subframe is 3840 bits, that is 1920 kbit/s.

    3840 bits payload

    3840 bits parity 3840 bits parity3840 bits system

    3840 bits symbols

    3840 bits symbols

    7680 chips

    1/3 coding

    Puncture

    BPSK modulation

    Spreading (SF=2)

    2 ms

    7680 chips/2 ms=3.84 Mcps

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    Multi-Code Transmission

    SI SI+data Retransmission

    1

    23

    4

    E-DPDCH

    E-DPCCH

    E-AGCH

    E-RGCH

    E-HICH

    1.1.

    2.2.

    3.3.

    4.4.

    Grant

    Ack/Nack

    Control Info

    10ms

    14~16ms8ms

    30ms

    1 2 3 4 5 6

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    Contents

    Chapter 1 HSUPA vs. GPRS HSUPA vs. HSDPA

    Chapter 2 MAC Layer of HSUPA

    Chapter 3 Physical Layer of HSUPA

    Chapter 4 Scheduling Principles of HSUPA

    Chapter 5 Power Control of HSUPA

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    Rise-over-Thermal Noise

    Rise-over-Thermal (RoT) reflects the

    measurement value of the uplink load.

    In order to correctly demodulate the data

    received by the NodeB, the Signal-to-

    Interference-Noise Ratio (SINR) must be the

    minimum.

    The increase of the user number and transmit

    power leads to the increase of the uplink

    interference.

    The NodeB senses the noise raise and SINR is

    influenced.

    The NodeB controls the total uplink interference

    by adjusting the Grant for every UE.

    The UE transmits the data based on the Grant,

    the volume of data to be sent, and the availabletransmit power.

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    NodeB Scheduling

    UE1 UE2 UE3

    The NodeB allocates resources among multiple UEs in the unit of TTI,

    and notifies the UE through Grant.

    The NodeB tries to satisfy the demand of all online users under the

    precondition of preventing overload, maximizing resource utilization ratio,

    and maximizing the cell throughput.

    The scheduler of HSUPA needs to consider the channel condition, the

    data volume to be sent in the UE buffer, and the available transmit powerof the UE.

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    Implementation of Scheduling

    The UE sends a resource request.

    The UE reports the Scheduling Information (SI).

    The UE reports the happy bit.

    The NodeB controls the transmit power of the UE.

    The NodeB grants a Traffic-to-Pilot ratio to the UE,

    which determines the transmit rate of the UE.

    This mode, in which the NodeB grants a T/P value to the

    UE, is called scheduled transmission.

    The NodeB satisfies the demand of the delay-sensitive

    services.

    The NodeB adopts the non-grant mode for delay-sensitive

    services, that is, the RNC allocates a certain amount of

    resources directly to the UE, and the UE can use the

    resources at any time rather than waiting for the

    scheduling result.

    For more

    information about

    the scheduling, seethe physical channel

    part on P31.

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    HARQ Mechanism

    The Stop and Wait (SAW) protocol for multi-channel or multi-process isperformed through four (TTI=10 ms) or eight (TTI=2 ms) processes.

    Synchronous retransmission does not need the process number.

    Each Radio Link (RL) sends the feedback respectively.

    Each RL establishes one E-HICH.

    The E-HICH information sent by each Radio Links set (RLs) is the

    same and can be combined.

    If all E-HICHs return ACK, then the transmission succeeds.

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    Contents

    Chapter 1 HSUPA vs. GPRS HSUPA vs. HSDPA

    Chapter 2 MAC Layer of HSUPA

    Chapter 3 Physical Layer of HSUPA

    Chapter 4 Scheduling Principles of the HSUPA

    Chapter 5 Power Control of HSUPA

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    E-DPCCH Physical Channel Power Control

    The E-DPCCH has a power offset with the uplink DPCCH.

    ec is the gain factor of the E-DPCCH.

    E-DPCCH is designated by the higher layer, which can be specified by parameter

    settings.

    = 2010DPCCHE

    cec

    2010

    DPCCHE

    5/150

    6/151

    8/152

    9/153

    12/154

    15/155

    19/156

    24/157

    30/158

    Quantized amplitude ratios

    for

    Signalling values for DE-

    DPCCH

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    y

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    E DPDCH Ph i l Ch el P e C t lE DPDCH Physical Channel Power Control

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    E-DPDCH Physical Channel Power ControlE-DPDCH Physical Channel Power Control

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    E-DPDCH Gain Factor

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    The E-DPDCH has a power offset with the uplink DPCCH.

    ed is the gain factor of E-DPDCH.

    ed,ref is the gain factor of the reference E-TFC.

    ed can be calculated through ed,ref.

    E-DPDCH and harq are designated by the higher layer, which can be

    specified by the parameter setting.

    20, ,

    , , ,

    , ,

    10

    harq

    e ref e j

    ed j harq ed ref

    e j e ref

    L K

    L K

    =

    =20

    , 10

    DPDCHE

    crefed

    ed,j,harq: Gain factor of the current E-TFC.

    Le,ref: E-DPDCH Quantity of the reference

    E-TFC

    Le,j: E-DPDCH number of the current E-TFC.

    Ke,ref:Number of transport block bits of the

    reference E-TFC.

    Ke,j: Number of transport block bits of thecurrent E-TFC.

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    Reference E-TFC

    How to determine the reference E-TFC of each frame?

    The reference E-TFC is the system-specified

    reference E-TFC.

    Suppose the reference E-TFCs are 1, 2, ...m-1,m

    (m is the maximum reference E-TFC), then the E-

    TFCs between m-1 and m shall take m-1 as the

    reference E-TFC.

    The E-TFCs larger than m shall take m as thereference E-TFC.

    The E-TFCs smaller than 1 shall all select 1 as the

    reference E-TFC.

    E-TFC 2E-TFC 1

    E-TFC 2E-TFC 2

    E-TFC 2E-TFC 3

    E-TFC 2E-TFC 4

    E-TFC 5E-TFC 5

    E-TFC 5E-TFC 6

    E-TFC 5E-TFC 7

    E-TFC 5E-TFC 8

    E-TFC 9E-TFC 9

    E-TFC 9E-TFC 10

    Reference E-TFC

    E-TFC

    As shown in the right figure, E-TFC 2/5/9

    are the specified reference E-TFCs.

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    E-AGCH/E-RGCH/E-HICH Power Control

    Two power control modes

    Static power allocation

    P = Pcpich + PowerOffset

    Dynamic power allocation (based on the downlink DPCH)

    ---Every kind of channel can have a different PO. The specificimplementations are different, and are not defined in the protocol.

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    Appendix 1: Active Set of HSUPA

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    pp

    DPCH Active Set

    E-DCH Active Set

    Serving RLs

    E-DCH

    serving

    cell

    serving

    RL

    serving

    RL

    Non-

    serving

    RL

    Non-

    serving

    RL

    Other AS

    Cell

    Other AS

    Cell

    Send the E-

    AGCHThe UE can merge the E-

    RGCH commands sentby the cells in the RLs.

    Send the non-

    serving E-RGCH

    All cells belong to the UE

    active set and can process

    the E-DCH.

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    Appendix 2: E-DPDCH FRC

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    FRCFixed Reference Channel

    Totally seven kinds of FRC: 1 to 7, which are multiple testreference channels of the E-DPDCH.

    69.00.28824000001669010FRC7

    1927.80.5023840000221927

    8

    10FRC6

    978.00.509192000044978010FRC5

    507.60.52996000004507610FRC4

    4050.00.70311520442281002FRC3

    2706.00.7057680002254122FRC2

    1353.00.7053840004427062FRC1

    Max inf

    bit rate

    [kbps]

    Coding

    rate

    NBINSF4SF3SF2SF1NINFTTI [ms]Fixed Ref

    Channel

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    Thank you.

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