your inner fish - lacesmagnetschool.org · notes, references, and further reading chapter one...

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EPILOGUE As a parent of two young children, I find myself spending a lot of time lately in zoos, museums, and aquaria. Being a visitor is a strange experience, because I’ve been involved with these places for decades, working in museum collections and even helping to prepare exhibits on occasion. During family trips, I’ve come to realize how much my vocation can make me numb to the beauty and sublime complexity of our world and our bodies. I teach and write about millions of years of history and about bizarre ancient worlds, and usually my interest is detached and analytic. Now I’m experiencing science with my children—in the kinds of places where I discovered my love for it in the first place. One special moment happened recently with my son at the Museum of Science and Industry in Chicago. We’ve gone there regularly over the past three years because of his love of trains and the fact that there is a huge model railroad smack in the center of the place. I’ve spent countless hours at that one exhibit tracing model locomotives on their little trek from Chicago to Seattle. After a number of weekly visits 263

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Page 1: Your Inner Fish - lacesmagnetschool.org · NOTES, REFERENCES, AND FURTHER READING CHAPTER ONE FINDING AN INNER FISH ... pattern hidden in all structure than for “laws of form”

EPILOGUE

Asaparentoftwoyoungchildren,Ifindmyselfspendingalotoftimelatelyinzoos,museums,andaquaria.Beingavisitorisastrangeexperience,becauseI’vebeeninvolvedwiththeseplacesfordecades,workinginmuseumcollectionsandevenhelpingtoprepareexhibitsonoccasion.Duringfamilytrips,I’vecometorealizehowmuchmyvocationcanmakemenumbtothebeautyandsublimecomplexityofourworldandourbodies.Iteachandwriteaboutmillionsofyearsofhistoryandaboutbizarreancientworlds,andusuallymyinterestisdetachedandanalytic.NowI’mexperiencingsciencewithmychildren—inthekindsofplaceswhereIdiscoveredmyloveforitinthefirstplace.Onespecialmomenthappenedrecentlywithmysonat

theMuseumofScienceandIndustryinChicago.We’vegonethereregularlyoverthepastthreeyearsbecauseofhisloveoftrainsandthefactthatthereisahugemodelrailroadsmackinthecenteroftheplace.I’vespentcountlesshoursatthatoneexhibittracingmodellocomotivesontheirlittletrekfromChicagotoSeattle.Afteranumberofweeklyvisits

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tothisshrineforthetrain-obsessed,NathanielandIwalkedtocornersofthemuseumwehadfailedtovisitduringourtrain-watchingventuresoroccasionalforaystothefull-sizetractorsandplanes.Inthebackofthemuseum,intheHenryCrownSpaceCenter,modelplanetshangfromtheceilingandspacesuitslieincasestogetherwithothermemorabiliaofthespaceprogramofthe1960sand1970s.IwasunderthepresumptionthatinthebackofthemuseumIwouldseethetriviathatdidn’tmakeittothemajorexhibitsupfront.Onedisplayconsistedofabatteredspacecapsulethatyoucouldwalkaroundandlookinside.Itdidn’tlooksignificant;itseemedwaytoosmallandjerry-riggedtobeanythingreallyimportant.Theplacardwasstrangelyformal,andIhadtoreaditseveraltimesbeforeitdawnedonme:herewastheoriginalCommandModulefromApollo8,theactualvesselthatcarriedJamesLovell,FrankBorman,andWilliamAndersonhumanity’sfirsttriptothemoonandback.ThiswasthespacecraftwhosepathIfollowedduringChristmasbreakinthirdgrade,andhereIwasthirty-eightyearslaterwithmyownson,lookingattherealthing.Ofcourseitwasbattered.Icouldseethescarsofitsjourneyandsubsequentreturntoearth.Nathanielwascompletelydisinterested,soIgrabbedhimandtriedtoexplainwhatitwas.ButIcouldn’tspeak;myvoicebecamesochokedwithemotionthatIcouldbarelyutterasingleword.Afterafewminutes,Iregainedmycomposureandtoldhimthestoryofman’striptothemoon.ButthestoryIcan’ttellhimuntilheisolderiswhyI

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becamespeechlessandemotional.TherealstoryisthatApollo8isasymbolforthepowerofsciencetoexplainandmakeouruniverseknowable.Peoplecanquibbleovertheextenttowhichthespaceprogramwasaboutscienceorpolitics,butthecentralfactremainsascleartodayasitwasin1968:Apollo8wasaproductoftheessentialoptimismthatfuelsthebestscience.Itexemplifieshowtheunknownshouldnotbeasourceofsuspicion,fear,orretreattosuperstition,butmotivationtocontinueaskingquestionsandseekinganswers.Justasthespaceprogramchangedthewaywelookatthe

moon,paleontologyandgeneticsarechangingthewayweviewourselves.Aswelearnmore,whatonceseemeddistantandunattainablecomeswithinourcomprehensionandourgrasp.Weliveinanageofdiscovery,whenscienceisrevealingtheinnerworkingsofcreaturesasdifferentasjellyfish,worms,andmice.Wearenowseeingtheglimmerofasolutiontooneofthegreatestmysteriesofscience—thegeneticdifferencesthatmakehumansdistinctfromotherlivingcreatures.Couplethesepowerfulnewinsightswiththefactthatsomeofthemostimportantdiscoveriesinpaleontology—newfossilsandnewtoolstoanalyzethem—havecometolightinthepasttwentyyears,andweareseeingthetruthsofourhistorywithever-increasingprecision.Lookingbackthroughbillionsofyearsofchange,everythinginnovativeorapparentlyuniqueinthehistoryoflifeisreallyjustoldstuffthathasbeenrecycled,recombined,repurposed,orotherwisemodifiedfornew

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uses.Thisisthestoryofeverypartofus,fromoursenseorganstoourheads,indeedourentirebodyplan.Whatdobillionsofyearsofhistorymeanforourlives

today?Answerstofundamentalquestionsweface—abouttheinnerworkingsofourorgansandourplaceinnature—willcomefromunderstandinghowourbodiesandmindshaveemergedfrompartscommontootherlivingcreatures.Icanimaginefewthingsmorebeautifulorintellectuallyprofoundthanfindingthebasisforourhumanity,andremediesformanyoftheillswesuffer,nestledinsidesomeofthemosthumblecreaturesthathaveeverlivedonourplanet.

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NOTES,REFERENCES,ANDFURTHERREADING

CHAPTERONEFINDINGANINNERFISH

Ihaveincludedamixofprimaryandsecondarysourcesforthoseinterestedinpursuingthetopicsinthebookfurther.Foraccountsthatuseexploratorypaleontologicalexpeditionsasavehicletodiscussmajorquestionsinbiologyandgeology,seeMikeNovacek’sDinosaursoftheFlamingCliffs(NewYork:Anchor,1997),AndrewKnoll’sLifeonaYoungPlanet(Princeton:PrincetonUniversityPress,2002),andJohnLong’sSwimminginStone(Melbourne:FreemantlePress,2006).Allbalancescientificanalysiswithdescriptionsofdiscoveryinthefield.ThecomparativemethodsthatIdiscuss,includingthe

methodsusedinourwalkthroughthezoo,arethemethodsofcladistics.AsuperboverviewisHenryGee’sInSearchofDeepTime(NewYork:FreePress,1999).Basically,Ipresentaversionofthethree-taxonstatement,thestartingpointforcladisticcomparisons.AgoodtreatmentwithbackgroundsourcesisfoundinRichardForeyetal.,“TheLungfish,theCoelacanthandtheCowRevisited,”inH.-P.

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SchultzeandL.Trueb,eds.,OriginoftheHigherGroupsofTetrapods(Ithaca,N.Y.:CornellUniversityPress,1991).Thecorrelationbetweenthefossilrecordandour“walk

throughthezoo”isdiscussedinseveralpapers.Asampling:Benton,M.J.,andHitchin,R.(1997)Congruencebetweenphylogeneticandstratigraphicdatainthehistoryoflife,ProceedingsoftheRoyalSocietyofLondon,B264:885–890;Norell,M.A.,andNovacek,M.J.(1992)Congruencebetweensuperpositionalandphylogeneticpatterns:Comparingcladisticpatternswithfossilrecords,Cladistics8:319–337;Wagner,P.J.,andSidor,C.(2000)Agerank/claderankmetrics—sampling,taxonomy,andthemeaningof“stratigraphicconsistency,”SystematicBiology49:463–479.Thelayersoftherockcolumnandthefossilscontained

thereinarebeautifullyandcomprehensivelydiscussedinRichardFortey’sLife:ANaturalHistoryoftheFirstFourBillionYearsofLifeonEarth(NewYork:Knopf,1998).ResourcesforvertebratepaleontologyincludeR.Carroll,VertebratePaleontologyandEvolution(SanFrancisco:W.H.Freeman,1987),andM.J.Benton,VertebratePaleontology(London:Blackwell,2004).Fortheoriginoftetrapods:CarlZimmerreviewedthe

stateoftheartinthefieldinhishighlyreadableandwell-researchedAttheWater’sEdge(NewYork:FreePress,1998).JennyClackhaswrittenthedefinitivetextonthewholetransition,GainingGround(Bloomington:IndianaUniversityPress,2002).Thebibleofthistransition,Clack’sbookwillbringanovicetoexpertstatusquickly.

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OuroriginalpapersdescribingTiktaalikappearedintheApril6,2006,issueofNature.Thereferencesare:Daeschleretal.(2006)ADevoniantetrapod-likefishandtheoriginofthetetrapodbodyplan,Nature757:757–763;Shubinetal.(2006)ThepectoralfinofTiktaalikroseaeandtheoriginofthetetrapodlimb,Nature757:764–771.JennyClackandPerAhlberghadaveryreadableandcomprehensivecommentarypieceinthesameissue(Nature757:747–749).Everythingaboutourpastisrelative,eventhestructure

ofthisbook.Icouldhavecalledthisbook“OurInnerHuman”andwrittenitfromafish’spointofview.Thestructureofthatbookwouldhavebeenstrangelysimilar:afocusonthehistoryhumansandfishshareinbodies,brains,andcells.Aswe’veseen,alllifesharesadeeppartofitshistorywithotherspecies,whileanotherpartofitshistoryisunique.

CHAPTERTWOGETTINGAGRIP

Owenwasbynomeansthefirstpersontoseethepatternofonebone–twobones–lotsablobs–digits.Vicq-d’Azyrinthe1600sandGeoffroySt.Hilaire(1812)alsomadethispatternpartoftheirworldviews.WhatdistinguishedOwenwashisconceptofthearchetype.Thiswasatranscendentalorganizationofthebody,reflectingthedesignoftheCreator.St.Hilairewassearchinglessforanarchetypicalpatternhiddeninallstructurethanfor“lawsofform”that

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governtheformationofbodies.AnicetreatmentoftheseissuesisinT.Appel,TheCuvier-GeoffroyDebate:FrenchBiologyintheDecadesBeforeDarwin(NewYork:OxfordUniversityPress,1987),andE.S.Russell,FormandFunction:AContributiontotheHistoryofMorphology(Chicago:UniversityofChicagoPress,1982).ArecentvolumeeditedbyBrianHallisone-stop

shoppingforinformationonlimbdiversityanddevelopmentandcontainsanumberofimportantpapersondifferentkindsoflimbs:BrianK.Hall,ed.,FinsintoLimbs:Evolution,Development,andTransformation(Chicago:UniversityofChicagoPress,2007).UsefulreferencesforexploringtheshiftfromfinsandlimbsinmoredetailincludeShubinetal.(2006)ThepectoralfinofTiktaalikroseaeandtheoriginofthetetrapodlimb,Nature757:764–771;Coates,M.I.,Jeffery,J.E.,andRuta,M.(2002)Finstolimbs:whatthefossilssay,EvolutionandDevelopment4:390–412.

CHAPTERTHREEHANDYGENES

Thedevelopmentalbiologyoflimbdiversityhasseenanumberofreviewsandprimarypapers.ForareviewoftheclassicliteratureseeShubin,N.,andAlberch,P.(1986)Amorphogeneticapproachtotheoriginandbasicorganizationofthetetrapodlimb,EvolutionaryBiology20:319–387;andHinchliffe,J.R.,andGriffiths,P.,“ThePre-chondrogenicPatternsinTetrapodLimbDevelomentand

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TheirPhylogeneticSignificance,”inB.Goodwin,N.Holder,andC.Wylie,eds.,DevelopmentandEvolution(Cambridge,Eng.:CambridgeUniversityPress,1983),pp.99–121.Saunders’sandZwilling’sexperimentsarenowclassic,sosomeofthebestaccountsarenowseeninthemajortextbooksindevelopmentalbiology.TheseincludeS.Gilbert,DevelopmentalBiology,8thed.(Sunderland,Mass.:SinauerAssociates,2006);L.Wolpert,J.Smith,T.Jessell,F.Lawrence,E.Robertson,andE.Meyerowitz,PrinciplesofDevelopment(Oxford,Eng.:OxfordUniversityPress,2006).ForthefirstpaperdescribingSonichedgehog’srolein

limbpatterning,gotoRiddle,R.,Johnson,R.L.,Laufer,E.,Tabin,C.(1993)SonichedgehogmediatesthepolarizingactivityoftheZPA,Cell75:1401–1416.Randy’sworkonSonicsignalinginsharkandskatefinsis

inDahn,R.,Davis,M.,Pappano,W.,Shubin,N.(2007)Sonichedgehogfunctioninchondrichthyanfinsandtheevolutionofappendagepatterning,Nature445:311–314.Subsequentworkfromthelabontheoriginoflimbs,atleastfromageneticperspective,iscontainedinDavis,M.,Dahn,R.,andShubin,N.(2007)Alimbautopodial-likepatternofHoxexpressioninabasalactinopterygianfish,Nature447:473–476.Thestunninggeneticsimilaritiesinthedevelopmentof

flies,chickens,andhumansisdiscussedinShubin,N.,Tabin,C.,Carroll,S.(1997)Fossils,genes,andtheevolutionofanimallimbs,Nature388:639–648;andErwin,D.andDavidson,E.H.(2003)Thelastcommonbilaterian

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ancestor,Development129:3021–3032.

CHAPTERFOURTEETHEVERYWHERE

Theimportanceofteethtoanunderstandingofmammalsisevidentinthemanytreatmentsinthefield.Dentalstructureplaysaparticularlyimportantroleinunderstandingtheearlyrecordofmammals.ExtensivereviewsarefoundinZ.Kielan-Jaworowska,R.L.Cifelli,andZ.Luo,MammalsfromtheAgeofDinosaurs(NewYork:ColumbiaUniversityPress,2004);andJ.A.Lillegraven,Z.Kielan-Jaworowska,andW.Clemens,eds.,MesozoicMammals:TheFirstTwo-ThirdsofMammalianHistory(Berkeley:UniversityofCaliforniaPress,1979),p.311.Farish’smammalfromArizonaisanalyzedinJenkins,F.

A.,Jr.,Crompton,A.W.,Downs,W.R.(1983)MesozoicmammalsfromArizona:Newevidenceonmammalianevolution,Science222:1233–1235.ThetritheledontswefoundinNovaScotiaaredescribed

inShubin,N.,Crompton,A.W.,Sues,H.-D.,andOlsen,P.(1991)Newfossilevidenceonthesister-groupofmammalsandearlyMesozoicfaunaldistributions,Science251:1063–1065.Arecentreviewontheoriginofteeth,bone,andskulls,in

particularthenewevolutiongleanedfromconodontanimals,isfoundinDonoghue,P.,andSansomI.(2002)Originandearlyevolutionofvertebrateskeletonization,MicroscopyResearchandTechnique59:352–372.A

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thoroughreviewoftheevolutionaryrelationshipsamongconodontsandtheirsignificanceisinDonoghue,P.,Forey,P.,andAldridge,R.(2000)Conodontaffinityandchordatephylogeny,BiologicalReviews75:191–251.

CHAPTERFIVEGETTINGAHEAD

Awonderfullycomprehensiveanddetailedtreatmentofthedetailsofskullstructure,development,andevolutionisfoundinathree-volumeset:TheSkull,JamesHankenandBrianHall,eds.(Chicago:UniversityofChicagoPress,1993).Thisisamulti-authorupdateofoneoftheclassicvolumesonheaddevelopmentandstructure:G.R.deBeer,TheDevelopmentoftheVertebrateSkull(Oxford,Eng.:OxfordUniversityPress,1937).Detailsofheaddevelopmentandstructureinhumanscan

befoundintextsonhumananatomyandembryology.Forembryology,seeK.MooreandT.V.N.Persaud,TheDevelopingHuman,7thed.(Philadelphia:Elsevier,2006).ThecompanionanatomytextisK.MooreandA.F.Dalley,ClinicallyOrientedAnatomy(Philadelphia:LippincottWilliams&Wilkins,2006).FrancisMaitlandBalfour’sseminalworkisencapsulated

inBalfour,F.M.(1874)Apreliminaryaccountofthedevelopmentoftheelasmobranchfishes,Q.J.Microsc.Sci.14:323–364;F.M.Balfour,AMonographontheDevelopmentofElasmobranchFishes,4vols.(London:Macmillan&Co.,1878);F.M.Balfour,ATreatiseonComparativeEmbryology,

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2vols.(London:Macmillan&Co.,1880–81);M.FosterandA.Sedgwick,TheWorksofFrancisMaitlandBalfour,withanintroductorybiographicalnoticebyMichaelFoster,4vols.(London:Macmillan&Co.,1885).AsuccessoratOxford,EdwinGoodrich,producedoneoftheclassicsofcomparativeanatomy,StudiesontheStructureandDevelopmentofVertebrates(London:Macmillan,1930).Balfour,Oken,Goethe,Huxley,andotherswere

addressingtheproblemknownasheadsegmentation.Justasthevertebraedifferinaregularprogressionfromfronttoback,sotheheadhasasegmentalpattern.Aselectionofclassicandrecentresources(allwithgoodbibliographies)topursuethisfieldfurther:Olsson,L.,Ericsson,R.,Cerny,R.(2005)Vertebrateheaddevelopment:Segmentation,novelties,andhomology,TheoryinBiosciences124:145–163;Jollie,M.(1977)Segmentationofthevertebratehead,AmericanZoologist17:323–333;Graham,A.(2001)Thedevelopmentandevolutionofthepharyngealarches,JournalofAnatomy199:133–141.Arecentoverviewofthegeneticbasisofgillarch

formationisfoundinKuratani,S.(2004)Evolutionofthevertebratejaw:comparativeembryologyandmoleculardevelopmentalbiologyrevealthefactorsbehindevolutionarynovelty,JournalofAnatomy205:335–347.Examplesoftheexperimentalmanipulationofonegillarchintoanother,usinggenetictechnologies,includeBaltzinger,M.,Ori,M.,Pasqualetti,M.,Nardi,I.,Riji,F.(2005)Hoxa2knockdowninXenopusresultsinhyoidtomandibular

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homeosis,DevelopmentalDynamics234:858–867;Depew,M.,Lufkin,T.,Rubenstein,J.(2002)SpecificationofjawsubdivisionsbyDlxgenes,Science298:381–385.Acomprehensive,well-illustrated,andinformative

resourceforearlyfossilrecordsofskulls,heads,andprimitivefishisreviewedinP.Janvier,EarlyVertebrates(Oxford,Eng.:OxfordUniversityPress,1996).ThepaperdescribingHaikouella,the530-million-year-oldwormwithgills,isChen,J.-Y.,Huang,D.Y.,andLi,C.W.(1999)AnearlyCambriancraniate-likechordate,Nature402:518–522.

CHAPTERSIXTHEBEST-LAID(BODY)PLANS

Theoriginofbodyplanshasbeenthesubjectofanumberofbook-lengthtreatments.Foronewithanexceptionalscopeandbibliography,gotoJ.Valentine,OntheOriginofPhyla(Chicago:UniversityofChicagoPress,2004).TherehavebeenseveralbiographiesofvonBaer.Ashort

oneisJaneOppenheimer,“Baer,KarlErnstvon,”inC.Gillespie,ed.,DictionaryofScientificBiography,vol.1(NewYork:Scribners,1970).Formoredetailedtreatments,seeAutobiographyofDr.KarlErnstvonBaer,ed.JaneOppenheimer(1986;originallypublishedinGerman,2nded.,1886).SeealsoB.E.Raikov,KarlErnstvonBaer,1792–1876,trans.fromRussian(1968),andLudwigStieda,KarlErnstvonBaer,2nded.(1886).Alltheseresourceshavelargebibliographies.SeealsoS.Gould,OntogenyandPhylogeny(Cambridge,Mass.:HarvardUniversityPress,

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1977),foradiscussionofvonBaer’slaws.SpemannandMangold’sexperimentsarediscussedin

embryologytextbooks:S.Gilbert,DevelopmentalBiology,8thed.(Sunderland,Mass.:SinauerAssociates,2006).AmoderngeneticperspectiveontheOrganizeriscontainedinDeRobertis,E.M.(2006)Spemann’sorganizerandselfregulationinamphibianembryos,NatureReviews7:296–302,andDeRobertis,E.M.,andArecheaga,J.TheSpemannOrganizer:75yearson,InternationalJournalofDevelopmentalBiology45(specialissue).ForaccesstothehugeliteratureonHoxgenesand

evolution,thebeststartingreferenceisSeanCarroll’srecentbookEndlessFormsMostBeautiful(NewYork:Norton,2004).ArecentreviewandinterpretationofthewaysthatgenesallowustounderstandthecommonancestorofbilaterallysymmetricalanimalsisinErwin,D.,andDavidson,E.H.(2002)Thelastcommonbilaterianancestor,Development129:3021–3032.Anumberofinvestigatorsarguethatagenetic“flip”

betweenthebodyplanofananthropodandthebodyplanofahumanhappenedsometimeinthedistantpast.ThisideaisdiscussedinDeRobertis,E.,andSasai,Y.(1996)AcommonplanfordorsoventralpatterninginBilateria,Nature380:37–40.HistoricalperspectiveonSt.Hilaire’sviews,aswellasothercontroversiesintheearlyyearsofcomparativeanatomy,arefoundinT.Appel,TheCuvier-GeoffroyDebate:FrenchBiologyintheDecadesBeforeDarwin(NewYork:OxfordUniversityPress,1987).Data

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fromacornwormsdoesnoteasilyfitthismodel,andsuggeststhatinsometaxathemapbetweengeneactivityandaxisspecificationmayhaveevolved.Forthiswork,seeLowe,C.J.,etal.(2006)Dorsoventralpatterninginhemichordates:insightsintoearlychordateevolution,PLoSBiologyonlineaccess:http://dx.doi.org/journal.0040291.Theevolutionofthegenesthatdeterminethebodyaxes

isreviewedinMartindale,M.Q.(2005)Theevolutionofmetazoanaxialproperties,NatureReviewsGenetics6:917–927.Bodyplangenesincnidarians(jellyfish,seaanemones,andtheirrelatives)arediscussedinaseriesofprimarypapers:Martindale,M.Q.,Finnerty,J.R.,Henry,J.(2002)TheRadiataandtheevolutionaryoriginsofthebilaterianbodyplan,MolecularPhylogeneticsandEvolution24:358–365;Matus,D.Q.,Pang,K.,Marlow,H.,Dunn,C.,Thomsen,G.,Martindale,M.(2006)Molecularevidencefordeepevolutionaryrootsofbilateralityinanimaldevelopment,ProceedingsoftheNationalAcademyofSciences103:11195–11200;Chourrout,D.,etal.(2006)MinimalprotohoxclusterinferredfrombilaterianandcnidarianHoxcomplements,Nature442:684–687;Martindale,M.,Pang,K.,Finnerty,J.(2004)Investigatingtheoriginsoftriploblasty:“mesodermal”geneexpressioninadiploblasticanimal,theseaanemoneNemostellavectensis(phylum,Cnidaria;class,Anthozoa),Development131:2463–2474;Finnerty,J.,Pang,K.,Burton,P.,Paulson,D.,Martindale,M.Q.(2004)Deeporiginsforbilateralsymmetry:HoxandDppexpressioninaseaanemone,Science304:1335–1337.

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CHAPTERSEVENADVENTURESINBODYBUILDING

Threekeyarticlesreviewtheoriginsandevolutionofbodiesandofferanintegrativeperspectiveongenetics,geology,andecology:King,N.(2004)Theunicellularancestryofanimaldevelopment,DevelopmentalCell7:313–325;Knoll,A.H.,andCarroll,S.B.(1999)Earlyanimalevolution:Emergingviewsfromcomparativebiologyandgeology,Science284:2129–2137;Brooke,N.M.,andHolland,P.(2003)Theevolutionofmulticellularityandearlyanimalgenomes,CurrentOpinioninGeneticsandDevelopment13:599–603.Allthreepapersarewellreferencedandofferagoodintroductiontothetopicsofthechapter.Forstimulatingtreatmentsoftheconsequencesofthe

originofbodiesandofothernewformsofbiologicalorganization,seeL.W.Buss,TheEvolutionofIndividuality(Princeton:PrincetonUniversityPress,2006),andJ.MaynardSmith,andE.Szathmary,TheMajorTransitionsinEvolution(NewYork:OxfordUniversityPress,1998).ThestorybehindtheEdiacariananimalsiscovered,with

references,inRichardFortey’sLife:ANaturalHistoryoftheFirstFourBillionYearsofLifeonEarth(NewYork:Knopf,1998),andAndrewKnoll’sLifeonaYoungPlanet(Princeton:PrincetonUniversityPress,2002).Theexperimentthatyielded“proto-bodies”from“no-

bodies”isdescribedinBoraas,M.E.,Seale,D.B.,Boxhorn,J.(1998)Phagotrophybyaflagellateselectsforcolonialprey:Apossibleoriginofmulticellularity,EvolutionaryEcology

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12:153–164.

CHAPTEREIGHTMAKINGSCENTS

TheUniversityofUtahhasaneffectivewebsite,Learn.Genetics,thatprovidesawonderfullysimplekitchenprotocolforextractingDNA.TheURLishttp://learn.genetics.utah.edu/units/activities/extraction/.Theevolutionoftheso-calledodorgenesor,more

precisely,olfactoryreceptorgeneshasalargeliterature.BuckandAxel’sseminalpaperisBuck,L.,andAxel,R.(1991)Anovelmultigenefamilymayencodeodorantreceptors:amolecularbasisforodorrecognition,Cell65:175–181.Comparativeaspectsofolfactorygeneevolutionare

treatedinYoung,B.,andTrask,B.J.(2002)Thesenseofsmell:genomicsofvertebrateodorantreceptors,HumanMolecularGenetics11:1153–1160;Mombaerts,P.(1999)Molecularbiologyofodorantreceptorsinvertebrates,AnnualReviewsofNeuroscience22:487–509.Olfactoryreceptorgenesinjawlessfisharediscussedin

Freitag,J.,Beck,A.,Ludwig,G.,vonBuchholtz,L.,Breer,H.(1999)Ontheoriginoftheolfactoryreceptorfamily:receptorgenesofthejawlessfish(Lampetrafluviatilis),Gene226:165–174.ThedistinctionbetweenaquaticandterrestrialolfactoryreceptorgenesisdescribedinFreitag,J.,Ludwig,G.,Andreini,I.,Rossler,P.,Breer,H.(1998)Olfactoryreceptorsinaquaticandterrestrialvertebrates,

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JournalofComparativePhysiologyA183:635–650.Humanolfactoryreceptorevolutionisdiscussedina

numberofpapers.Thisselectionreflectstheissuesdiscussedinthetext:Gilad,Y.,Man,O.,Lancet,D.(2003)Humanspecificlossofolfactoryreceptorgenes,ProceedingsoftheNationalAcademyofSciences100:3324–3327;Gilad,Y.,Man,O.,andGlusman,G.(2005)Acomparisonofthehumanandchimpanzeeolfactoryreceptorgenerepertoires,GenomeResearch15:224–230;Menashe,I.,Man,O.,Lancet,D.,Gilad,Y.(2003)Differentnosesfordifferentpeople,NatureGenetics34:143–144;Gilad,Y.,Wiebe,V.,Przeworski,M.,Lancet,D.,Paabo,S.(2003)Lossofolfactoryreceptorgenescoincideswiththeacquisitionoffulltrichromaticvisioninprimates,PLoSBiologyonlineaccess:http://dx.doi.org/journal.pbio.0020005.Thenotionofgeneduplicationasanimportantsourceof

newgeneticvariationtracestotheseminalworkofOhnoalmostfortyyearsago:S.Ohno,EvolutionbyGeneDuplication(NewYork:Springer-Verlag,1970).ArecentreviewoftheissuethatcontainsadiscussionofbothopsinsandolfactoryreceptorgenesisfoundinTaylor,J.,andRaes,J.(2004)Duplicationanddivergence:theevolutionofnewgenesandoldideas,AnnualReviewsofGenetics38:615–643.

CHAPTERNINEVISION

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Opsingenesintheevolutionofeyeshavebeendescribedinanumberofpapersinrecentyears.ReviewsofthebasicbiologyandtheconsequencesofopsingeneevolutionincludeNathans,J.(1999)Theevolutionandphysiologyofhumancolorvision:insightsfrommoleculargeneticstudiesofvisualpigments,Neuron24:299–312;Dominy,N.,Svenning,J.C.,Li,W.H.(2003)Historicalcontingencyintheevolutionofprimatecolorvision,JournalofHumanEvolution44:25–45;Tan,Y.,Yoder,A.,Yamashita,N.,Li,W.H.(2005)Evidencefromopsingenesrejectsnocturnalityinancestralprimates,ProceedingsoftheNationalAcademyofSciences102:14712–14716;Yokoyama,S.(1996)Molecularevolutionofretinalandnonretinalopsins,GenestoCells1:787–794;Dulai,K.,vonDornum,M.,Mollon,J.,Hunt,D.M.(1999)TheevolutionoftrichromaticcolorvisionbyopsingeneduplicationinNewWorldandOldWorldprimates,Genome9:629–638.DetlevArendtandJoachimWittbrodt’sworkon

photoreceptortissueswasoriginallydescribedinapaperfromtheprimaryliterature:Arendt,D.,Tessmar-Raible,K.,Synman,H.,Dorresteijn,A.,Wittbrodt,J.(2004)Ciliaryphotoreceptorswithavertebrate-typeopsininaninvertebratebrain,Science306:869–871.Anassociatedcommentaryappearedwiththepiece:Pennisi,E.(2004)Worm’slight-sensingproteinssuggesteye’ssingleorigin,Science306:796–797.AnearlierreviewbyArendtprovidesthelargerframeworkthatheusestointerpretthediscovery:Arendt,D.(2003)Theevolutionofeyesand

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photoreceptorcelltypes,InternationalJournalofDevelopmentalBiology47:563–571.FurthercommentarycanbefoundinPlachetzki,D.C.,Serb,J.M.,Oakley,T.H.(2005)Newinsightsintophotoreceptorevolution,TrendsinEcologyandEvolution20:465–467.StillmorecommentaryonArendtandWittbrodt’sworkbyBerndFritzschandJoramPiatigorskyappearedinalaterissueofScience,withacomment-replythatdiscussedthenotionthattheoriginofeyesmaybeextremelyancient,andtracedtoaverydeepbranchofourevolutionarytree.ThistextcanbefoundinScience(2005)308:1113–1114.AreviewofWalterGehring’sworkonPax6andits

consequencesforeyeevolutioniscontainedinapersonalaccount:Gehring,W.(2005)Newperspectivesoneyedevelopmentandtheevolutionofeyesandphotoreceptors,JournalofHeredity96:171–184.Papersthatlookatthedifferentpossiblerelationships

betweenconservedeyeformationgenesandtheevolutionofeyeorgansincludeOakley,T.(2003)Theeyeasareplicatinganddivergingmodulardevelopmentalunit,TrendsinEcologyandEvolution18:623–627,andNilssonD.-E.(2004)Eyeevolution:aquestionofgeneticpromiscuity,CurrentOpinioninNeurobiology14:407–414.Therelationshipbetweenthelensproteinsinoureyes

andthoseoflarvalseasquirtsisdiscussedinShimeld,S.,Purkiss,A.G.,Dirks,R.P.H.,Bateman,O.,Slingsby,C.,Lubsen,N.(2005)Urochordateby-crystallinandtheevolutionaryoriginofthevertebrateeyelens,CurrentBiology15:1684–

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1689.

CHAPTERTENEARS

ThegeneticsofinnerearevolutionisdiscussedinBeisel,K.W.,andFritzsch,B.(2004)Keepingsensorycellsandevolvingneuronstoconnectthemtothebrain:molecularconservationandnoveltiesinvertebrateeardevelopment,BrainBehaviorandEvolution64:182–197.EardevelopmentandthegenesbehinditarediscussedinRepresa,J.,Frenz,D.A.,VandeWater,T.(2000)Geneticpatterningofembryoniceardevelopment,ActaOtolaryngolica120:5–10.Thetransformationofthehyomandibulaintothestapes

isreviewedincomprehensivebook-lengthtreatmentsoftheevolutionofprimitivefishortheoriginofland-livinganimals:J.Clack,GainingGround(Bloomington:IndianaUniversityPress,2002);P.Janvier,EarlyVertebrates(Oxford,Eng.:OxfordUniversityPress,1996).Itisalsodiscussedinrecentresearchpapers,includingClack,J.A.(1989)Discoveryoftheearliestknowntetrapodstapes,Nature342:425–427;Brazeau,M.,andAhlberg,P.(2005)Tetrapod-likemiddleeararchitectureinaDevonianfish,Nature439:318–321.Theoriginofthemammalianmiddleearisdiscussed

fromtheperspectiveofascientifichistorianinP.Bowler,Life’sSpendidJourney(Chicago:UniversityofChicagoPress,1996).Keyprimarysourcesinclude:Reichert,C.(1837)UberdieVisceralbogenderWirbeltiereimallgemeinenund

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derenMetamorphosenbeidenVogelnundSaugetieren,Arch.Anat.Physiol.Wiss.Med.1837:120–222;Gaupp,E.(1911)BeiträgezurKenntnisdesUnterkiefersderWirbeltiereI.DerProcessusanterior(Folii)desHammersderSaugerunddasGonialederNichtsäuger,AnatomischerAnzeiger39:97–135;Gaupp,E.(1911)BeiträgezurKenntnisdesUnterkiefersderWirbeltiereII.DieZusammensetzungdesUnterkiefersderQuadrupeden,AnatomischerAnzeiger,39:433–473;Gaupp,E.(1911)BeiträgezurKenntnisdesUnterkiefersderWirbeltiereIII.DasProblemederEntstehungeines“sekundären”KiefergelenkesbeidenSäugern,AnatomischerAnzeiger,39:609–666;Gregory,W.K.(1913)Critiqueofrecentworkonthemorphologyofthevertebrateskull,especiallyinrelationtotheoriginofmammals,JournalofMorphology24:1–42.Majorliteratureontheoriginofthemammalianjaw,

chewing,andthethree-bonedmiddleearincludesCrompton,A.W.(1963)Theevolutionofthemammalianjaw,Evolution17:431–439;Crompton,A.W.,andParker,P.(1978)Evolutionofthemammalianmasticatoryapparatus,AmericanScientist66:192–201;Hopson,J.(1966)Theoriginofthemammalianmiddleear,AmericanZoologist6:437–450;Allin,E.(1975)Evolutionofthemammalianear,JournalofMorphology147:403–438.TheevolutionaryoriginofPax2andPax6andthe

evolutionarylinkofearsandeyestoboxjellyfishisdiscussedinPiatigorsky,J.,andKozmik,Z.(2004)Cubozoanjellyfish:anevo/devomodelforeyesandothersensory

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systems,InternationalJournalforDevelopmentalBiology48:719–729.Linksofsensoryreceptormoleculestodifferent

moleculesinbacteriaarediscussedinKung,C.(2005)Apossibleunifyingprincipleformechanosensation,Nature436:647–654.

CHAPTERELEVENTHEMEANINGOFITALL

Themethodsofphylogeneticsystematicsarediscussedinanumberofsources.KeyprimaryliteratureincludestheclassicworkofWilliHennig,publishedoriginallyinGerman(GrundzügeeinerTheoriederphylogenetischenSystematik[Berlin:DeutscherZentralverlag,1950])andtranslatedintoEnglishmorethanadecadelater(PhylogeneticSystematics,trans.D.D.DavisandR.Zangerl[Urbana:UniversityofIllinoisPress,1966]).Methodsofphylogeneticreconstruction,whichformthe

basisforthechapter,arediscussedindetailinP.Forey,ed.,Cladistics:APracticalCourseinSystematics(Oxford,Eng.:ClarendonPress,1992);D.Hillis,C.Moritz,andB.Mable,eds.,MolecularSystematics(Sunderland,Mass.:SinauerAssociates,1996);R.DeSalle,G.Girbet,andW.Wheeler,MolecularSystematicsandEvolution:TheoryandPractice(Basel:BirkhauserVerlag,2002).Acomprehensivetreatmentofthephenomenonof

independentevolutionofsimilarfeaturesisinM.SandersonandL.Hufford,Homoplasy:TheRecurrenceof

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SimilarityinEvolution(SanDiego:AcademicPress,1996).Toseethetreeoflifeandthedifferenthypothesesforthe

relationshipsbetweenlivingcreatures,visithttp://tolweb.org/tree/.Thenotionthatourevolutionaryhistoryhasmedical

implicationshasbeenthesubjectofseveralgoodrecentbooks.Forcomprehensiveandwell-referencedtreatments,seeN.Boaz,EvolvingHealth:TheOriginsofIllnessandHowtheModernWorldIsMakingUsSick(NewYork:Wiley,2002);D.Mindell,TheEvolvingWorld:EvolutioninEverydayLife(Cambridge,Mass.:HarvardUniversityPress,2006);R.M.NesseandG.C.Williams,WhyWeGetSick:TheNewScienceofDarwinianMedicine(NewYork:Vintage,1996);W.R.Trevathan,E.O.Smith,andJ.J.McKenna,EvolutionaryMedicine(NewYork:OxfordUniversityPress,1999).TheapneaexampleIderivedfromdiscussionswithNino

Ramirez,chairmanoftheDepartmentofAnatomyattheUniversityofChicago.ThehiccupexampleisderivedfromStraus,C.,etal.(2003)Aphylogenetichypothesisfortheoriginofhiccoughs,Bioessays25:182–188.Thehuman-bacterialgeneswitchusedinthestudyofmitochondrialcardioencephalomyopathywasoriginallydiscussedinLucioli,S.,etal.(2006)IntroducinganovelhumanmtDNAmutationintotheParacoccusdenitriticansCOX1geneexplainsfunctionaldeficitsinapatient,Neurogenetics7:51–57.

ONLINERESOURCES

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Anumberofwebsitesandblogscarryaccurateinformationandareupdatedfrequently.

http://www.ucmp.berkeley.edu/ProducedbytheMuseumofPaleontologyattheUniversityofCalifornia–Berkeley,thisisoneofthebestonlineresourcesonpaleontologyandevolution.Itiscontinuouslyupdatedandrevised.

http://www.scienceblogs.com/loom/ThisisCarlZimmer’sblog,awell-written,timely,andthoughtfulsourceofinformationanddiscussiononevolution.

http://www.scienceblogs.com/pharyngula/P.Z.Myers,aprofessorofdevelopmentalbiology,writesthisaccessible,informative,andcutting-edgeblog.Thisisarichsourceofinformation,wellworthfollowing.

BothZimmer’sandMyers’sblogsareathttp://www.scienceblogs.com,asitethatcontainsanumberofexcellentblogsalsoworthfollowingforinformationandcommentaryonrecentdiscoveries.BlogsrelevanttothethemeofthisbookatthatsiteincludeAfarensis,TetrapodZoology,EvolvingThoughts,andGeneExpression.

http://www.tolweb.org/tree/TheTreeofLifeProjectprovidesaregularlyupdatedandauthoritativetreatmentoftherelationshipsamongallgroupsoflife.LiketheUCMP

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pageatBerkeley,italsoincludesresourcesforlearningabouthowevolutionarytreesaremadeandinterpreted.

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ACKNOWLEDGMENTS

Alltheillustrations,exceptwherenoted,arebyMs.KalliopiMonoyios(www.kalliopimonoyios.com).Kapireaddraftsofthemanuscriptandnotonlyimprovedthetextbutdesignedartthatmatchedit.Ihavebeentrulyfortunatetoworkwithsomeonewithsomanytalents.ScottRawlins(ArcadiaUniversity)generouslygavepermissiontousehiselegantrenderingofSauripterusinChapter2.TedDaeschler(AcademyofNaturalSciencesofPhiladelphia)graciouslyprovidedhissuperbphotosofthegreatTiktaalik“C”specimen.ThanksareduetoPhillipDonoghue(UniversityofBristol)andMarkPurnell(UniversityofLeicester)forpermissiontousetheirrenderingoftheconodonttootharray,McGraw-HillforpermissiontousethetextbookfigurethatstartedthehuntforTiktaalik,andStevenCampanaoftheCanadianSharkResearchLaboratoryforthephotosofsharkorgans.Oneofthegreatestdebtsstudentsofanatomyhaveisto

thepeoplewhodonatetheirbodiessothatwecanlearn.Itisarareprivilegetolearnfromarealbody.Sittingthroughlonghoursinthelab,onefeelsaveryprofoundconnection

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tothedonorswhomaketheexperiencepossible.Ifeltthatconnectionagainwhilewritingthisbook.TheideasIpresentherearerootedinresearchI’vedone

andinclassesI’vetaught.Colleaguesandstudentstoonumeroustoname—undergraduates,medicalstudents,andgraduatestudents—haveplayedaroleinthethinkingthatwentintothesepages.IoweagreatdebttothecolleaguesIhaveworkedwith

overtheyears.TedDaeschler,FarishA.Jenkins,Jr.,FredMullison,PaulOlsen,WilliamAmaral,JasonDowns,andChuckSchaffhaveallbeenpartofthestoriesItellhere.WithoutthesepeopleIwouldhavehadnoreservoirofexperienceonwhichtodraw,norwouldIhavehadasmuchfunalongtheway.MembersofmylaboratoryattheUniversityofChicago—RandallDahn,MarcusDavis,AdamFranssen,AndrewGillis,ChristianKammerer,KalliopiMonoyios,andBeckyShearman—allinfluencedmythinkingandtoleratedmytimeawayfromthebenchasIwrote.Colleagueswhogavetheirtimetoprovideneeded

backgroundorcommentsonthemanuscriptincludeKamlaAhluwalia,SeanCarroll,MichaelCoates,RandallDahn,MarcusDavis,AnnaDiRienzo,AndrewGillis,LanceGrande,ElizabethGrove,NicholasHatsopoulos,RobertHo,BettyKatsaros,MichaelLaBarbera,ChrisLowe,DanielMargoliash,KalliopiMonoyios,JonathanPritchard,VickyPrince,CliffRagsdale,NinoRamirez,CallumRoss,AviStopper,CliffTabin,andJohnZeller.HaythamAbu-Zaydhelpedwithmanyadministrativematters.Myownteachers

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ofanatomyintheHarvard–MITHealthSciencesandTechnologyprogram,FarishA.Jenkins,Jr.,andLeeGehrke,stimulatedaninterestthathaslastedovertwentyyears.Keyadviceattheinceptionoftheproject,andinspiration

throughout,camefromSeanCarrollandCarlZimmer.TheWellfleetPublicLibrary(Wellfleet,Massachusetts)

providedacomfortablehome,andmuch-neededretreat,whereIwrotesignificantpartsofthebook.AbriefstintattheAmericanAcademyinBerlinputmeinanenvironmentthatprovedcriticalwhenIwascompletingthemanuscript.Mytwobosses,Dr.JamesMadara,M.D.(CEO,University

ofChicagoMedicalCenter,VicePresidentforMedicalAffairs,DeanandSaraandHaroldThompsonDistinguishedServiceProfessorintheBiologicalSciencesDivisionandthePritzkerSchoolofMedicine),andJohnMcCarter,Jr.(CEO,TheFieldMuseum),supportedthisprojectandtheresearchbehindit.Ithasbeenatruepleasuretoworkwithsuchinsightfulandcompassionateleaders.IhavebeenfortunatetoteachattheUniversityof

ChicagoandtohavehadtheopportunitytointeractwiththeleadershipofthePritzkerSchoolofMedicinethere.Thedeans,HollyHumphreyandHalinaBruckner,graciouslywelcomedapaleontologisttotheirteam.ThroughinteractingwiththemIcametoappreciatethechallengesandimportanceofbasicmedicaleducation.IthasbeenagreatpleasuretobeassociatedwithThe

FieldMuseuminChicago,whereIhavehadtheopportunitytoworkwithauniquegroupofpeoplededicatedto

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scientificdiscovery,application,andoutreach.ThesecolleaguesincludeElizabethBabcock,JosephBrennan,SheilaCawley,JimCroft,LanceGrande,MelissaHilton,EdHorner,DebraMoskovits,LauraSadler,SeanVanDerziel,andDianeWhite.Iamalsogratefulforthesupport,guidance,andencouragementIhavereceivedfromtheleadersoftheCommitteeonScienceoftheBoardofTrusteesatTheFieldMuseum,JamesL.AlexanderandAdeleS.Simmons.Iamindebtedtomyagent,KatinkaMatson,forhelping

meturnanideaintoaproposalandforadvicethroughouttheprocess.IfeelprivilegedtohaveworkedwithMartyAsher,myeditor.Likeapatientteacher,hegavemeanurturingcombinationofadvice,time,andencouragementtohelpmefindmyway.ZacharyWagmancontributedtothisprojectincountlesswaysbybeingfreewithhistime,keeneditorialeye,andgoodcounsel.DanFrankmadeinsightfulsuggestionsthatstimulatedmetothinkaboutthestoryinnewways.JolantaBenalcopyeditedthetextandimprovedthepresentationimmeasurably.IamverygratefultoEllenFeldman,KristenBearse,andtheproductionteamfortheirhardworkunderatightschedule.Myparents,GloriaandSeymourShubin,alwaysknew

thatIwouldwriteabook,evenbeforeIdid.Withouttheirfaithinme,IdoubtthatIeverwouldhaveputawordonpaper.Mywife,MicheleSeidl,andourchildren,Nathanieland

Hannah,havebeenlivingwithfish—bothTiktaalikandthis

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book—forthebetterpartoftwoyears.MichelereadandcommentedoneverydraftofthistextandsupportedlongweekendabsenceswhileIwrote.Herpatienceandlovemadeitallpossible.

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Copyright©2008byNeilShubin

Allrightsreserved.PublishedintheUnitedStatesby

PantheonBooks,adivisionofRandomHouse,Inc.,NewYork,andinCanadabyRandomHouseofCanadaLimited,

Toronto.PantheonBooksandcolophonareregisteredtrademarksof

RandomHouse,Inc.AllillustrationsbyKalliopiMonoyiosunlessotherwise

noted.

LibraryofCongressCataloging-in-PublicationData

Shubin,Neil.Yourinnerfish:ajourneyintothe3.5-billion-yearhistory

ofthehumanbody/ByNeilShubin.—1sted.p.cm.

Includesbibliographicalreferences.eISBN:978-0-307-37716-6

1.Humananatomy—Popularworks.2.Humanevolution—Popularworks.I.Title.

QM26.s582008611—dc222007024699

www.pantheonbooks.com

v1.0

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