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  • 8/11/2019 Young, Amy L. Risk Management Strategies Among African-American Slaves at Locust Grove Plantation

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    International Journal

    of

    HistoricalArchaeology, Vol.

    I, No. 1,

    1997

    Risk

    Management Strategies Among

    African American Slaves at Locust Grove

    Plantation

    Amy L Young1

    African

    Americansfaced

    a

    variety

    of risks

    under

    the

    institution

    of

    slavery.

    The

    theory

    of

    risk management

    is

    used

    as a

    context

    for

    understanding

    the

    lives

    of

    slaves

    at Locust Grove Plantation in

    Kentucky

    and for deconstructing the

    common myth that

    slavery was

    unusually

    mild

    there.African Americansused

    a

    diversity

    of meansat Locust Grove to cope

    with

    risk,

    including generalized

    reciprocity,

    food storage,

    religion, and strong kinship/community bonds.

    KEY

    WORDS:risk;

    African-American slavery; southeastern United States.

    INTRODUCTION

    From 1987 through 1989, the Universityof Louisville Department of

    Anthropology conducted archaeological and historical investigations at Lo-

    cust Grove Plantation. Located approximately 5 mi east of Louisville, Ken-

    tucky,on the Ohio River, Locust Grove dur ing the nineteen th century was

    home to

    Major

    William Croghan, hiswife Lucy Clark Croghan, their nine

    children, and Lucy's famous brother General

    George

    Rogers Clark. The

    Croghans

    and

    their relatives

    are all

    well documented

    in

    hundreds

    of

    letters,

    and indeeds,

    wills,

    tax

    lists,

    censuses,

    estate

    inventories,

    andother

    surviving

    primary records. In addition to the Croghan family, a numberof enslaved

    African

    Americans also lived

    and

    worked

    at

    Locust Grove. Except

    for

    being

    enumerated

    in

    censuses

    and tax

    lists,

    virtually

    nothing

    was

    known about

    these individuals, except that they were made

    to

    raise corn, wheat, hogs,

    'Depa rtmen t of Anthropology and Sociology, Box 5074, U niversity of Southe rn Mississippi,

    Hattiesburg, Mississippi 39406-5074, USA.

    5

    1092-7697/97/03

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    6 Young

    sheep, and cattle and to take care of the Croghans. Archaeological inves-

    tigations were conducted to discover the remains of their

    houses

    and re-

    cover some of their material culture.

    The

    work

    at

    Locust Grove

    was the first

    major archaeological project

    that focused on an African-Am erican slave site at a pla ntation in Kentucky.

    Little

    was

    known concerning material conditions

    or

    daily life

    of

    plantation

    slaves

    in

    this region. Most archaeological work

    on

    slavery

    has

    centered

    on

    large, wealthy plantations in Florida, Georgia, South Carolina, and the

    Chesapeake region of Virginia (Adams, 1987; Adams and Boling, 1989;

    Deetz, 1988; Emerson, 1994; Joseph, 1987, 1989; Kelso, 1984; Klingelhofer,

    1987; Lewis, 1985; McKee, 1988, 1992; Singleton, 1995; Wheaton

    and

    Gar-

    row,

    1985).Some sites in the western cotton belt have also been intensively

    investigated (BrownandCooper, 1990; Wilkie,1995). Because the regions

    and

    temporal periods

    are so

    different,

    it was

    believed that direct compari-

    sons of archaeological remains between the areas would

    yield

    little addi-

    tional informa tion. Furthermo re, once archaeological research showed that

    the

    slaves

    had access to

    substantial amounts

    of

    material goods, especially

    compared

    to

    sites dating

    to the

    seventeenth

    and

    eighteenth centuries,

    it

    was believed that inappropriate comparisons would only support the pre-

    vailingmyth that slaveryinKentuckywasunusually mild (Coleman, 1940).

    Particularly, differences caused

    by

    increasingly available mass-produced

    in-

    dustrial goods throughout the nineteenth century and changes in methods

    of construction

    in

    housing

    may

    have been attributed

    to the

    mild slavery

    in Kentucky rather than to modernization and, thus, obscure the harsh re-

    alities suffered

    by

    African Americans

    at

    Locust Grove.

    In

    other words,

    the

    fact t hat the slave houses at Locust G rove had glazed window s, but those

    at

    Yaughan

    and

    Curriboo plantations

    in

    South Carolina

    did

    not,

    was

    more

    likely

    causedby the easy availabilityofw indow glassin the nineteenth cen-

    tury compared to the eighteenth century. Before meaningful comparisons

    can be made, aunifying framewo rk must be developed for conceptualizing

    African-American

    slave lifeways

    in

    different regions

    and

    time periods.

    An economic theory of risk minimization has been successfully em-

    ployed

    in

    anthropological studies

    of

    hunte r-gather er, horticultural, pastoral,

    and agricultural societies (Baksh

    and

    Johnson, 1990; Cashdan, 1985, 1990;

    Wiessner, 1982a,b; Winterhalder,1990).According tothis theory, all peo-

    ple face the risko r chance that an unpredictable loss will occur (Cashdan,

    1985). Howpeoplecope with risk depends on the dangers in the environ-

    ment (social and physical) and on the particular society affected by such

    loss (Baksh and Johnson, 1990; Hegmon, 1989; Wiessner, 1982b). As

    pointed

    out by Baksh and Johnson

    (1990),

    most studies of risk are

    highly

    quantitative and

    focus

    on subsistence and environmental factors such as

    rainfall

    (Hawkes, 1990; Kaplanet al, 1990; Winterhalder, 1990).However,

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    Risk

    Management

    Among

    Slaves

    some studies are more qualitative and descriptive (Baksh and Johnson,

    1990) but go beyond calories and subsistence and focuson social relations

    and other aspects of culture. This study of Locust Grove is an initial and

    qualitative exam ination of the risk-red ucing strategies employed by the

    slaves there. The risks faced by slaves at Locust Grove w ere largely imposed

    byslave owners(i.e.,beatings and being sold down the river ) rather than

    environmental conditions such

    as

    drought.

    The

    methods utilized

    to cope

    with risk may be viewed as mechanisms of resisting oppressive Southern

    society. Only those risks and the risk-reducing strategies employed by Lo-

    cust Grove slaves

    are

    treated

    in

    detail

    in

    this study. Risks faced

    by

    Afri-

    can-American slaves in other regions and time periods may have been

    different, but the methods tominimize risk mayhave been fairly constant

    throughout the slavery times in the South.

    The theory of risk min imiz ation, wh en employed in archaeological and

    anthropological studies of African-American slaves and slavery, may pro-

    vide a unifying frameworkfor understanding the varietyof conditions ex-

    perienced throughout

    the

    colonial

    and

    antebellum periods

    by

    focusing

    on

    howslaves coped withrisk rather than simply describing particular material

    conditions or dangers. Slaves faced a diversity of risks, but risks on eight-

    eenth-century South Carolina coastal plantations were

    not

    exactly

    the

    same

    as

    those faced

    by

    slaves

    on

    late antebellum farms

    and

    plantations

    in

    Ken-

    tucky. This difference stems from numerous factors concerning

    how

    slaves

    coped

    with

    risk.

    These

    factors include age (child, young adult, elderly), po-

    sition or occupation on the plantation

    (field

    hand , domestic, highly skilled

    worker), wealth

    of the

    planter,

    age of the

    plantation (new frontier planta-

    tion versus

    o ld

    established plantation), personality

    of

    owners,

    overseers,and

    African-American slaves, nation al and intern atio nal economic cond itions,

    labor requirements of the

    crops

    produced, demography, individual talents,

    climate and environmental conditions, proximity of urban centers, and a

    host

    ofother

    phenomena

    and

    circumstances.

    In

    this study,

    the

    theory

    of

    risk management

    is

    used

    as a

    context

    for

    understanding some of the special problems and circumstances of African-

    American slaves at Locust Grove, and the ways in which they may have

    mitigated some of these risks. Such a theoretical framework

    does

    not focus

    on slave treatment but, rather, emphasizes the ways in which theycoped

    with

    risks. It is not necessary to assume that Southern slavery was uniform

    fromcolonial times until Emancipation in the UnitedStatesas is sometimes

    necessary with interregional comparisons

    (Orser,

    1989,

    p.

    28).

    Nor is it

    nec-

    essary to assume that cultural uniformity existed in African-derived popu-

    lations. Rather, risk minimization allows for an understanding of the

    variability of African-American experiences under the brutal slave regime

    through time and space: on plantations, farms, and in cities. Only when

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    8

    Young

    we understand the tremendous variety of roles played by African Ameri-

    cans both d uring and after slavery times can we begin to appreciate the

    diverse and important contributions they made to Southern and American

    culture. With this understanding, we can more

    effectively

    investigate the

    nature, formation,

    and

    maintenance

    of

    pan-African-American culture (Sin-

    gleton, 1995,

    p.

    134).

    This study presents and analyzes the results of archaeological investi-

    gations

    at

    three Locust Grove slave house sites.

    A

    detailed analysis

    o f

    over

    25,000 artifacts recovered

    in

    excavations, coupled

    with a

    consideration

    of

    archaeological feature s and surviving documents, provides the basis for con-

    cluding that while

    the

    shelter,

    furnishing,

    clothing, diet,

    and

    health

    of the

    African-American slaves at Locust Grove may have been capable of sus-

    taining life

    (based

    on

    archaeological data

    and

    nineteenth-century stand-

    ards), this was likely the result of the

    efforts

    of the African Americans

    themselves rather than the paternalism of the owners or the mildness of

    the

    institution

    in

    Kentucky. More importantly, this study shows that

    the

    slaves

    at

    Locust Grove actively worked

    to

    minimize

    someof the

    risks they

    faced byform ing strong family and community ties reinforced bygeneral-

    ized reciprocity,

    by

    producing surplus through raising their

    own

    livestock

    and gardens, and through religious practice. Slavery was not mild in Ken-

    tucky (Lucas, 1992, p. 43), but the methods employed by the African-

    American slaves were effective

    in

    mitigating

    some of the

    risks

    it

    incurred.

    LOCUST

    GROVE

    Locust Groveis

    located

    on the

    Ohio River

    in

    Kentucky,

    on thenorth-

    ernmost fringes of the former slave states (Fig. 1). The plantation was

    owned by the Croghan family and established circa 1790 (Young, 1995).

    The

    slave population

    at

    Locust Grove

    rose from

    just

    6 people in

    1790

    to

    41 in 1820, and in 1849, it declined to 21 (Young,1995). The property was

    rented to tenants

    between 1850

    and

    1860

    and was

    eventually sold

    by the

    Croghan family.

    The

    history

    of the

    slaves after 1850 remains

    a

    mystery.

    Locust Grove is located in a region of the South not normally associated

    with

    plantations,

    and

    indeed, Locust Grove itself does

    not fit the

    traditional

    definition

    of a plantation (Adams and Boling, 1989; Hedrick, 1927; Phillips,

    1929; Weaver, 1945) containing 1000

    or

    more acres

    and 50 or

    more slaves.

    The

    Croghan's slaves

    did not

    raise cotton, rice, sugar,

    or tobacco

    like their

    contemporaries

    on

    more typical Southern plantations.

    The

    African-Ameri-

    can slaves at Locust Grove lived in an area dominated numerically and cul-

    turally by European Americans. At its height, Locust Grove consisted of

    only 695.5

    acres

    worked

    by 41

    slaves. After 1936,

    the

    slave population ranged

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    Risk Management Among Slaves

    9

    Fig. 1.Location of Locust Grove Plantation.

    between

    18 and 30 individuals. In

    terms

    of the

    number

    of

    slaves, acreage,

    and the type of crops, Locust Grove cannot be considered a typical Southern

    plantation. However, compared

    with

    other agricultural entities in the vicin-

    ity,

    Locust Grove was larger than average, but typical of other large Ken-

    tucky

    slaveholdings (Young, 1995). Further,

    the

    attitudes

    of the

    Croghans,

    revealed in numero us surviving letters and othe r docu ments (Thomas, 1969),

    show

    that they considered themselves part

    of the

    Southern gentry

    or

    planter

    class (Young, 1995;

    Young et al., 1995).

    Beginning in 1987, the Department of Anthropology, University of

    Louisville, undertook archaeological inves tigations aimed at recovering ma-

    terial remains owned and used by slaves at Locust Grove. Sites of three

    slavehouses were extensively excavated in the summers of 1987, 1988, and

    1989, resulting in the discovery of numerous features and the recovery of

    thousands

    of

    artifacts.

    In 1987, intensive archaeological excavations began in an area where

    nineteenth-century ceramics were found eroding onto the surface earlier

    that spring. The area is located approximately 200 m east of the main

    house, across an in term ittent stream (Fig. 2). A total of 53 1 x 1-m unit s

    was

    excavated

    in the

    area. Given

    the very dry

    weather

    of the

    summer

    of

    1987, stratigraphic soil color

    and

    texture changes were

    not

    readily

    apparent

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    10

    Young

    Fig. 2.

    Plantation layout,

    LocustGrove,circa 1830.

    and excavations proceeded in 10-cm arbitrary levels. Soils were dry-

    screened through quarter-inch hardware mesh. No soil samples were saved

    for flotation, accounting for the scarcity of small artifacts such as eggshell,

    beads, and straight pins.

    Excavations revealed that a single pen structure, measuring approxi-

    mately5 x 6 m, had

    been

    builton a continuous limestone foundation (Fig.

    3). A limestone chimney pad and hearth were placed on the north wall.

    The

    hearth

    was constructed of

    roughly dressed limestone, like

    the

    wall

    foundation, and filled with soil. An unlined pit cellar measuring approxi-

    mately 1.5 m was placed directly in front of the hearth. Very little

    area

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    Risk Management Among Slaves

    11

    Fig.

    3. Plan

    view

    of the south slave house.

    outside the walls of the house was excavated, so almost nothing is known

    of the

    surrounding house yard.

    The

    assemblage consists

    of

    9709 artifacts

    and 646 pieces of bone. Analysis of the ceram ics and window glass indicates

    that the structure was probably built around 1790 and abandoned

    after

    the

    Civil

    War.

    The

    nails recovered

    in the

    excavations suggest that

    the

    house

    was probably a log structure with a wood shake roof and a wood plank

    floor,

    and

    probably clapboarded

    in the

    midnineteenth century (Young,

    1994, 1995). Most of the artifacts date to the antebellum period, although

    a scattering of later material suggests that the house may have been inter-

    mittently

    occupied until

    the 1870s

    (Young,

    1995).

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    Young

    In the spring of 1988, an area north of the 1987 slave house excavation

    was tested w ith a soil resistivity meter. Anom alous reading s suggested the

    presence of subsurface features, so excavations were scheduled for later

    that spring and summer to test the area. During the summer field school,

    a total of 78 m2was excavated. The field methods were the same as in the

    previous year. Unfortunately,

    the

    drought

    of

    1987 extended into 1988

    and

    dry conditions prevented the easy detection of soil color and texture

    changes, thus making stratigraphic definition

    difficult.

    Two notable features were uncovered

    during

    the

    fieldwork.

    One is a

    macadamized farm road, very rare

    for

    private property

    of the

    nineteenth

    century. The second feature, just north of the road, is a small brick-lined

    pit cellar. The cellar was aligned with the house and cellar excavated in

    1987. In fact, the dimensions of the second pit cellar were quite similar to

    the

    first. Because

    of the

    difficulty

    in

    detecting soil color changes,

    the

    fea-

    ture was excavated by piece-plotting the artifacts.

    Unfortunately wall foundations were not revealed during the excava-

    tions. Evidently the foundationwas removed once the house was abandoned

    and razed. The limestone was probably robbed and reused when the road

    was

    macadamized. In places, a

    feature

    that was probably a robbed-out rem-

    nant of the foundation wasdetected in the excavations. This possible robbed

    builder's trench,the

    copious domestic debris,

    and thepresenceof the

    cellar

    all indicate that a structure stood over the cellar. The possible robber's

    trench

    suggest

    that

    the housewas the

    same size

    as the onelocated in

    1987.

    The

    assemblage

    recovered

    from thissecond

    or

    central slavehouse

    was

    quite similar to that recovered in 1987, except the artifacts were generally

    more

    fragmented,

    and

    nails were less common

    and inpoor

    condition.

    A

    total of

    9308

    artifacts and 728 pieces of bone was recovered. Ceramics and

    windowglass suggest that the house was constructed around 1800 and razed

    around 1870. Unfortunately

    the

    nails were

    so

    rusted

    and

    fragmented that

    it was impossible to assess the method of construction.

    The third and northernmost slave house was excavated in 1989 during

    the summer

    field

    school. The roughly dressed limestone foundation and

    chimney

    pad

    along

    the

    north

    and

    west walls

    had

    remained visible above

    the surface before excavations. Like the southern slave house, this structure

    measured approximately 5 x 6 m. It, too, contained a pit cellar in front of

    the hearth, but it was wood-lined. Dimensions of the third cellar were simi-

    lar

    to the cellar in the south house.

    Excavation methods were similar to those of the previous 2 years. A

    total of 42 m2 was excavated in and around the foundation, using arbitrary

    levels. Soil was dry-screened through quarter-inch mesh.

    While

    the

    size

    of the

    artifact assemblage

    for

    this slave house

    was ex-

    tremely similar to that of the assemblages

    from

    the other twohouses (9653

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    Risk Management Among Slaves

    13

    artifacts and

    1232 pieces

    of

    bone),

    the

    nature

    of the

    assemblage

    was

    sig-

    nificantly

    different.

    The

    nails, ceramics,

    and some

    other artifacts show

    clearly that this house wasstandingand occupied into the twentieth century

    (Young, 1995). Coins, bottle glass, and ceramics from the twentieth century

    were all recovered in considerable quantities. The Waters family, who

    owned Locust

    Grove

    from

    the

    1880s until

    the

    1960s, reported that

    an old

    former slave named John lived

    in the

    house until

    the

    1920s when

    he

    died

    (Young, 1995).There was, though, a significant antebellum component to

    this assemblage, with many ceramic, glass, and other artifacts dating to the

    early nineteenth century (Young, 1995).

    Nails were quite numerous. Many were wire nails manufactured

    after

    1890 (Loveday, 1988; Young, 1994).

    The

    presence

    of

    wire nails suggests

    that heavy renovation

    of the

    house occurred

    in the

    late nineteenth

    or

    early

    twentieth centuries. The cut nails, many of which were m anu factu red after

    1830 (see Loveday,

    1988),

    suggest that

    the

    house

    was

    bui lt between 1830

    and

    1840. Ceramic data su pport th is construction date range. Analysis

    of

    the sizes of the nails indicates that the structure was a frame building with

    a wood floor and shake roof, with a tin roof added in the twen tieth century.

    RISK

    AND RISK MANAGEMENT

    Slaves in all areas of the South faced many risks. Some were common

    to all African-American slaves from the earliest times until after the Civil

    War;

    however, some

    risks

    were more peculiar to specific regions.

    Rather than attempt to evaluate the actual risks faced by slaves at

    different times

    and in

    different regions, this research considers perceived

    risks

    of

    slaves

    in

    Kentucky.

    To

    accomplish this goal,

    two

    documentary

    sources

    are

    used.

    One

    source

    is WPA

    former slave narratives, assembled

    by

    writers during

    the

    Depression.

    The WPA

    writers recorded

    the

    memories

    of former slavesandth eir children regarding theslaveryera (Rawick,1977).

    The other source is

    fugitive

    slave narratives published by abolitionists (e.g.,

    Osofsky, 1969). These two sources complemented each other quite well,in

    that

    the WPA

    interviews covered

    the end of the

    antebellum period

    in the

    form

    of

    remembrances

    of

    elderly African Americans

    who had

    lived

    as

    slaves

    prior to

    Emancipation.

    The fugitive accounts tell of conditionsearlier in

    the

    nineteenth century.

    All

    analyzed documents focused

    on fugitive an d

    former

    slaves who lived in Kentucky (Young, 1995).

    Naturally,a

    number

    of

    important problems occur with these data (see

    Starling,

    1988).

    Fugitive accounts published by abolitionists focus on the

    horrors of slavery, while the p ublished interviews in the WPA former slave

    accounts are rife with biases caused by racism and economic deprivations.

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    14

    Young

    However,

    the

    major trends

    of

    what

    was

    important

    to

    African-American

    slaves living in Kentucky are apparent when reading

    these

    accounts. And,

    ofcourse,

    only very limited amounts of data are available about daily slave

    life in this area.

    Using narratives and interviews of slaves and former slaves who had

    lived in Kentucky and Tennessee, a list of perceived risks was compiled.

    (1)

    (2)

    (3)

    (4)

    (5)

    (6)

    (7)

    being beaten, whipped, or otherwise physically abused;

    being sold or otherwise separated from family and friends;

    being sold down the

    river (with

    or

    without family);

    starvation or malnutrition;

    disease/death

    of

    self

    or

    family member;

    injury/death

    by

    accident (self

    or family

    member);

    and

    other (inad equate shelter, clothing, and education, harassmen t,

    rape).

    The

    first three risks, being physically abused, beingseparatedfrom fam-

    ily, and, especially, being sold down the river, are related in that they

    were all

    used

    as aform of

    punishment

    by

    slave owners. Reading

    the

    former

    slave narrative s

    and the fugitive

    accounts,

    it was

    sometimesdifficult

    to

    sepa-

    rate the

    three,

    as they were sometimes referred to together. It is obvious,

    though, that these three were particularly

    difficult

    situations African-Ameri-

    can

    slaves

    felt

    that they might face,

    or had

    actually faced.

    The

    dangers

    of

    beatings and being sold away were described in ways tha t suggest t hat these

    risks were considered to be very real and, in many cases, imminent. Blass-

    ingame (1979, pp.295-298) listed the risks of physical abuse

    from

    masters

    and of

    being sold away

    from

    family

    as the

    greatest fears

    of all

    slaves.

    The

    risk

    of starvation or ma lnutri tion was usually referred to

    differently

    than the

    first three

    risks. References to lack of food were less common than beatings

    or being sold away, and were often made in abstract terms, rather than in

    real and immediate terms. For instance, the documents reveal that risks of

    food shortfalls were perceived as a

    form

    of injustice where slaves raised an

    abundance

    of

    foodstuff

    for the

    master

    but

    were denied access

    to the

    prod-

    ucts

    of

    their labor. This injustice

    was

    used,

    in the

    words

    of the

    former

    and

    fugitive slaves, as justificationfor theft. The term theft was used but it

    was

    apparent that they

    did not

    truly feel this

    was

    stealing. Owens (1976,

    1970) believed that some

    of the

    greatest impacts

    on

    slave life were disease

    and

    malnutrition.

    The

    dangers

    of

    injury

    or

    disease actually

    had few

    references

    in the

    narratives and accounts, and

    often

    people

    referred to

    fears

    that their chil-

    dren, grandchildren, or other children in the community would become ill

    or be injured. While these risks were perceived as real, in most accounts,

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    Risk Management Among Slaves

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    there were no apparent perceived differences between African-American

    slaves and their owners.

    Other perceived risks were mentioned in

    fugitive

    and former slave ac-

    counts.

    These

    include inadequate housing, being overworked, being har-

    assed by owners and patrollers, losing ma teria l possessions, amo ng others.

    These

    kinds

    of

    risks were rather rare

    in the

    accounts, however.

    It may be

    that inadequate shelter and overwork are more prominent for slaves who

    lived

    in the coastal plantati ons of South Carolina , Georgia, and F lorida

    and on cotton plantations in Alabama and Mississippi.

    Slaves undoubtedly faced

    a

    number

    of

    important

    and

    potentially dev-

    astating risks in Kentucky. But how did African-American slavescopewith

    these risks?

    Where risk is defined as the chance that a loss will occur, Wiessner

    (1982a, pp. 172-173) outlined

    four

    primary strategies forreducing risk:

    (1) preven tion of loss,

    (2)

    transfer

    of risk or loss,

    (3) storage, and

    (4)

    pooling

    of

    risk

    or

    sharing.

    Preventing

    a

    potential loss

    can be

    accomplished through

    a

    variety

    of

    means

    (Wiessner, 1982a).

    These

    include using rituals

    to

    ward

    off

    misfortune

    and

    maintaining

    some control over a resource that one may potentially lose,

    such

    as

    defending territoryfrombeing exploited

    by

    outsiders. W interhalder

    (1990) described

    how

    during

    the

    Middle Ages, farmers

    of the

    Midlands

    of

    England used an open field system where plots were dispersed across a

    large territory to assure that some plots controlled by a

    family

    were pro-

    ductive. In this case, farmers prevented potential losses by controlling re-

    sources (land) dispersed over a large enough area so that there was less

    chance that drought or another catastrophe would entirely destroy a fam-

    ily's crops. Baksh and John son (1990) describe how the M achigu enga in

    South America prevented loss by using rituals to ward off supernatural

    threats that were thought to cause common illnesses and diseases.

    The second strategy that Wiessner (1982a, p. 173) outlined is trans-

    ferring risk or loss to another party. The transfer of

    risk

    was practiced by

    the

    Kw akiu tl (Wiessner, 1982a,

    p.

    173), where surplus accumulated

    by a

    wealthy group was given or transferred to poorer groups. A common or

    negative form

    of

    this strategy

    is

    stealing, where

    one

    party forces another

    to incura loss.

    The third strategy described by Wiessner (1982a, p. 173) is storage,

    where surplus

    resources

    are

    stored

    for uselater when they wouldnot nor-

    mally

    beavailable. This practice for avoidingthe riskof food shortages has

    been do cume nted archaeologically for ma ny prehi storic societies (DeBoer,

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    16

    Young

    1988; Testart, 1982)

    and for

    historic-period societies

    as

    well (Faulkner, 1986;

    Kehoe,

    1978).

    The fourthand final strategyforreducing riskispooling riskorsharing

    (Cashdan, 1985; Wiessner, 1982a,

    p.

    173, 1982b).

    This

    method

    of

    coping

    with variability

    in

    resources involves substituting small losses

    for

    poten-

    tially

    large, dangerous

    ones

    (Wiessner, 1982a,

    p.

    173).

    Th e IKung

    San,

    hunter-gatherers

    of the

    Kalahari, practice this form

    of

    risk minimization

    by giving

    gifts,

    thereby inc urrin g social obligations to have a similar gift

    returned

    at a

    later time. This activity represents generalized reciprocity

    ac-

    crued as a form of insurance. This means that an individ ual or

    family,

    when

    experiencing resource shortages, may rely on others who are not, because

    these others owe a gift. In other words, In times of hardsh ip, a person's

    losses

    can be

    absorbed

    by

    others

    in the population, if risk is well distrib-

    uted (Wiessner, 1982b, p. 65). Among the

    IKung,

    the system of delayed

    reciprocity

    is

    called

    hxaro

    (Wiessner,

    1982b).

    Generalized reciprocity

    is

    also

    ameans bywhichthe Basarwa,wh o live innorthern Botswana and practice

    cultivation

    and animal husbandry, also cope

    with

    resource shortages (Cash-

    dan,

    1985).

    A Western industrialized version of generalized reciprocity as

    insurance against potential

    future

    shortfalls

    is

    described

    by

    Stack (1974,

    pp.32-44) for impoverished African Americans in an urban setting in the

    United

    States.

    Stack noted that

    few

    African-American families

    living on

    welfare were able to meet their basic needs without the help of kin and

    friends.

    Among

    the

    numerous instances

    of

    reciprocity recorded

    by

    Stack

    (1974), one example is illustrative. One woman visited another who had

    small children. She brought

    milk

    and diapers and, in return, took home

    corn bread and greens. The visitor noted th at I know I need help every

    day. Youcan't ge t help just by sittinga t home, laying around, house-nasty

    and everything. You got to get up and go out and meet

    people,

    because

    the very day you go out, that first person you meet may be the person that

    can help you get the things you wan t (Stack, 1974, p. 32). In the gh etto

    community studied by Stack (1974), reciprocal exchanges were sometimes

    immediate

    and

    sometimes delayed.

    COPING WITH RISK AT LOCUST GROVE

    As hunter-gatherer, horticulturalist, and agriculturalist societies (Cash-

    dan, 1985; Wiessner, 1982a; Winterhalder, 1990) typically

    utilize

    combina-

    tions of the risk -red ucin g strateg ies just out line d, it is

    likely

    t h a t

    African-American slaves

    in the

    American South also utilized

    a

    variety

    of

    ways to avoid risk. Documentary evidence indicates that slaves attempted

    to minimize risk by preventing loss through control over their own re-

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    17

    sources.

    Berlin

    and

    Morgan

    (1993, pp.

    29-31)

    and

    Singleton

    (1995, pp.

    129-

    130) have pointed out that some African-American slaves negotiated with

    their masters to have their ow n gardens to raise corn, turnips, cabbages,

    potatoes,

    and

    yams,

    and

    many even kept

    a

    variety

    of

    small livestock

    and

    fowl. Often, gardens and animal pens were regarded as rights to be jeal-

    ously

    defended whenever the master might try to prevent slavesfromwork-

    ing toward their own livelihood (Berlin and Morgan, 1993, pp.

    24-25).

    Rather than relying solely

    on

    rations from

    the

    master

    for

    their subsistence,

    some African-American slaves managed to control their own gardens and

    livestock, and even sold surplus in nearby towns or to their owners.There

    is no direct archaeological or documentary evidence at Locust Grove for

    slave

    gardens, yet there is some indication that the slaves controlled (per-

    haps owned) small livestock, especially chickens

    and

    perha ps hogs (Lev-Tov

    and Young,

    1995),

    and

    found

    other ways to control their food supply.

    Animal bones were recovered

    from

    each of the three slave houses at

    Locust Grove (Lev-Tov and Young, 1995; Young, 1995). Table I lists the

    number

    of

    specimens

    for

    each species identified.

    As can be

    seen, domestic

    pigs, chickens, cattle, and sheep make up the largest portion of the iden-

    tified species, ranging

    from

    69 to 83% of the ide ntified bones. However,

    part of each assemblage is also composed of

    wild

    birds, turtle, fish, and

    other potential

    wild

    foods. This evidence, coupled with fish hooks, bullets,

    gunflints,

    andeven partof a gun

    from

    thenorth house suggest that African

    Americans at Locust Grove had some opportunities to hunt or trap and

    fish to supplement their diets. In other words, their entire diet was not

    totally controlled

    by

    their owner.

    Whilesamples

    are too

    small

    to

    evaluate statistically, analysis

    of

    chicken

    bones suggests that the slaves may have kept their own

    fowl.

    The presence

    of

    immatureand adult chickensin the assemblages indicates regularaccess

    to a flock (Lev-Tov and Young, 1995).

    The age profiles for hogs at Locust Grove show that slaves may have

    had

    access

    to an

    en tire herd rath er tha n anima ls selected

    by the

    planter

    (Fig.

    4).

    What

    is

    especially interesting

    is

    that

    the frequency of

    newborn,

    probably suckling pigs is so high at Locust Grove. Killing of piglets is not

    economically

    sound,

    as

    such practice

    may

    compromise

    the

    production

    po-

    tential of the

    herd.

    Two explan ations are possible. First, the suckling or

    newborn pigs could be the natural mortalities

    within

    the herds that be-

    longed

    to the

    slaves. Second, these bones

    may

    represent piglets stolen

    (or

    better, reappropriated )

    from

    the master's

    herd.

    Th e

    theft

    of piglets was

    evidently fairly common on antebellum plantations in the American South

    (Genovese,

    1976, pp.

    599-601;

    McKee, 1988, pp.

    80-81).

    W att Jordan,w ho

    was

    raised

    a

    slave

    in

    central Kentucky, related that

    his

    grandmother

    was

    sold down south somewheres because she wou ld steal foodfrom the own-

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    Young

    Table I.

    Identification

    and

    NISP

    fo r

    Each

    of the

    Slave House Faunal

    Assemblages

    Species (common name)

    Number

    of bones

    South slave house

    Scalopus

    aquaticus

    (eastern mole)

    Rattus norvegicus

    (rat)

    Rattus sp .

    (Old World rat)

    Sciurus carolinesis

    (gray squirrel)

    Sciurus sp.

    (gray

    or fox

    squirrel)

    Sylvilagus floridanus

    (eastern cottontail)

    Didelphis marsupialis (opossum)

    Procyon

    lotor(raccoon)

    Canisfamiliaris

    (domestic dog)

    Sus scrofa (domestic pig)

    Ovis

    aries

    (domestic

    sheep)

    Ovis/Capra

    (sheep/goat)

    Bos taurus

    (domestic cattle)

    G

    allus

    (domestic chicken)

    Anasplatytynchos (mallard duck)

    Branta

    canadensis

    (Canada goose)

    Columbia livia (rock dove)

    Zenaida

    macroura

    (mourning dove)

    Melanerpes

    sp. (woodpecker)

    Colaptes

    auratus

    (common

    flicker)

    Applodinotus

    grunniens

    (freshwater drum)

    Acipenser fulvescens

    (sturgeon)

    Ictalurus

    punctatus

    (channel catfish)

    Chelydra

    serpentina (snapping turtle)

    Unidentified

    Total

    5

    73

    10

    2

    2

    13

    11

    8

    2

    184

    3

    6

    8

    110

    1

    1

    1

    1

    1

    1

    17

    15

    1

    4

    751

    1232

    Central slave house

    Scalopus aquaticus

    (eastern mole)

    Rattus

    norvegicus

    (rat)

    Sciurus

    carolinensis

    (gray squirrel)

    Marmota monax

    (woodchuck)

    Sylvilagus floridanus

    (eastern cottontail)

    Didelphis virginianus

    (opossum)

    Procyon

    lotor

    (raccoon)

    Sus scrofa (domestic pig)

    Ovis

    aries

    (domestic sheep)

    Ovis/Capra

    (sheep/goat)

    Bos taunts

    (domestic cattle)

    Gallus

    (chicken)

    Meleagris gallopavo

    (turkey)

    Anas sp .(dabb ling duck)

    Branta canadensis

    (Canada goose)

    Corvus

    brachyrynchos

    (crow)

    Columbia

    livia

    (rock dove)

    Chelydra serpentina

    (snapping turtle)

    Applodinotus grunniens

    (freshwater

    drum)

    Unidentified

    Total

    1

    24

    2

    4

    6

    5

    8

    161

    1

    11

    13

    36

    1

    2

    1

    1

    1

    1

    6

    443

    728

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    Table

    I. Continued

    Species

    (common

    name)

    Number

    of

    bones

    North slave house

    Rattus norvegicus

    (rat)

    Sciurus

    carolinensis

    (gray squirrel)

    Marmota monax

    (woodchuck)

    Sylvilagus

    floridanus

    (eastern cottontail)

    Didelphis

    virginianus

    (opossum)

    Procyon

    lotor

    (raccoon)

    Canis

    fam iliaris

    (domestic dog)

    Sus scrofa

    (domestic pig)

    Ovis aries

    (domestic

    sheep)

    Ovis/Capra

    (sheep/goat)

    Bos taunts (domestic

    cattle)

    Gallus (domestic chicken)

    Meleagris gallopavo (turkey)

    Falco

    sparverius

    (kestrel)

    Applodinotus grunniens

    (freshwater drum)

    Micropterus

    salmoides

    (largemouth bass)

    Chefydra

    serpentine

    (snapping turtle)

    Unidentified

    Total

    10

    1

    2

    13

    3

    2

    1

    181

    2

    2

    18

    38

    8

    1

    7

    1

    1

    355

    646

    ers to feed slave children (Rawick, 1977, p. 395). While not conclusive,

    both explanations areplausiblefor the Locust Grove assemblages.The pos-

    sibility

    of theft,of course, suggests that Wiessner's (1982a, p. 173) second

    strategy for reducing risk, transferring loss, may have been practiced by the

    African-American slaves

    at

    Locust Grove.

    Fig. 4. Hog mortality profile.

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    20 Young

    Finally, analysis of the pig bones

    from

    Locust Grove shows that slaves

    had access to entire pig carcasses. This indicates that they were not

    com-

    pletely

    dependent on

    rationed cuts (Lev-Tov

    and

    Young,

    1995) and,there-

    fore,

    may

    have

    had

    some degree

    of

    control over their

    own

    diets.

    In

    addition

    to

    managing greater control

    of

    resources,

    risk can

    also

    be

    reduced through

    the use of

    ritual

    to

    ward

    off

    misfortune. Documentary

    and archaeological evidence suggests that African-American slaves used

    charms

    and

    amulets

    to do

    this. Crystals, blue beads, drilled coins,

    and

    other

    objects were sometimes used

    to

    ward

    off

    witches, prevent illness, avoid

    beatings,

    and

    prevent their sale (Stine

    etal. 1996;

    Ferguson,

    1992;

    Lucas,

    1992,

    pp.

    130-131;

    Raboteau,

    1978;

    Singleton,

    1991,

    pp.

    157-162,1995,

    pp.

    130-131;

    Young,

    1995).For

    example,

    a

    former slave

    livingin

    W ayne County,

    Kentucky,

    and

    interviewed

    by a WPA

    work er explained, Every

    one of my

    children wears a silver dime on a string around their leg to keep off the

    witches

    [sic]

    spell.

    One

    time, before

    my

    daughter Delia

    got to

    wearing

    it,

    she was

    going down

    the

    road,

    not far from ou r

    house, when

    all at

    once

    her leg gave way and she could not walk. Of course I knowed [sic] what

    it was.

    So I w ent after Linda Woods, the

    witch

    doctor (Rawick ,

    1977,

    p.

    35). The

    witch

    doctor bathed Delia's leg in life everlasting, an herb, and

    told Delia to stay off that road for 9 days. Her mother made Delia wear

    a

    silver dime around

    her leg.

    Evidently, Delia,

    once she

    wore

    the

    charm

    and

    followed

    the

    doctor's advice, neversuffered

    from the

    witch's spell again

    (Rawick, 1977,pp. 35-36). Henry Bibb (1849; cited by Osofsky, 1969,p.

    73), in his

    fugitive

    account, describes using these kinds of charms to attract

    love interests.

    These

    kinds of objects, including drilled coins, have been

    recovered in numerous archaeological excavations of slave quarters (Stine

    etal.

    1996;Orser, 1994;

    Singleton,

    1991,pp. 157-162, 1995;

    Young , 1995).

    At Locust Grove, excavations at each of the three slave houses yielded

    objects that

    may

    have been used

    as

    charms

    or

    amulets. From

    the

    southern

    house, a Chinese coin, a faceted blue glass bead, and a notched 20

    U.S.

    coin were found (Fig.5). The date of the Chinese coin has not been de-

    termined,

    but

    several Chinese coins were recovered during

    the

    excavations

    of

    slave pens, where slaves were held a waitin g sale, in A lexandria, Virginia.

    The Chinese coins, because they were ma nufac tured with square holes,

    could have

    been

    used like

    the

    coin Delia wore (Rawick,

    1977,

    p.

    35).

    The

    date of the 20 coin is illegible, but these coins were minted only from1864

    through 1873,with

    the greatest numbers being minted in

    1864

    and

    1865.

    The four notches on this coin are placed so that if twine were wound

    around the coin throug h the notches, an x or cross of string would show

    on the faces of the coin. In this

    way,

    the coin could have been worn as a

    pendant. From

    the

    central house, several chandelier prisms (crystals)

    and

    a

    modified silver dime were recovered (Fig.

    6). The

    dime dates

    to

    1827.

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    However it isextremely worn. What is most remarkable about this coin is

    that a

    cross

    or x has

    been

    scratched on the reverse face. From the north

    house a silver tea spoon, a kaolin clay marble, a Chinese coin, and several

    chandelier prism s were recovered (Fig. 7). The teaspoon has a cross or x

    scratched on the handle. The

    clay

    marble has a cross or x incised in it.

    The mo tifs of x's or crosses, wit h circles and squares (Chinese coins),

    are remarkably similar to marks Ferguson (1992) found on the bases of

    some colonoware bowls recovered in South Carolina. The bowls were likely

    manufactured and

    used

    by

    slaves,

    and

    Ferguson believes that

    the

    marks

    resemble Bakongo cosmograms used for medicine and rituals. The ob-

    jects

    from

    Locust Grove could have served this

    function

    aswell.

    Data show that

    the

    African Americans

    at

    Locust Grove also practiced

    Wiessner's

    (1982a,

    p.

    173) third strategy

    for

    reducing risk:

    storage. At Lo-

    cust

    Grove,

    the

    storage

    facilities

    were

    pit

    cellars

    found

    within each

    of the

    three slave house sites.

    Cellars

    for

    storing food were commonly used

    in the

    eighteenth, nine-

    teenth,

    an d

    twentieth centuries

    in

    many parts

    of the

    United States. Kelso

    (1984, p. 201) recognized these facilities as a long-standing English tradi-

    tion brought to the N ew World (see also Kimm el, 1993). Faulk ner (1986)

    described three typeso fcellars oftenfound onsites datingto the eighteenth

    an d

    nineteenth centuries

    in the

    southern Appalachians:

    the

    structural

    or

    foundational cellar,

    the

    banked earth cellar,

    and the pit

    cellar.

    It is the

    third

    type of most concern here since each of the three slave houses at

    Locust Grove

    contained this type

    of

    storage

    facility.

    A pit

    cellar, according

    to

    Faulkner (1986),

    is

    always found beneath

    buildings.Sometimes

    pit

    cellars were quite large, though never

    as

    large

    as

    the

    room

    or

    building above. Entrance

    to

    large

    pit

    cellars

    was

    sometimes

    gained through

    an

    outside entryway. More

    often,

    however, these features

    were small square or rectangular pits, and entered through a trap door in

    the floor of the room above. Sometimes, too, the cellars were lined

    with

    wood planks, stone,

    or

    brick (Faulkner, 1986,

    p.

    54). According

    to

    inter-

    views conducted by Faulkner (1986), the cellars were customarily used to

    store apples, cabbages, turnips, pum pkin s, mea t, milk, and especially root

    crops such as potatoes and yams.

    Small pit cellars have been identified on many African-American slave

    sites, especially

    those

    found in the Virginia Piedmont or other regions of

    the Up lan d South (Andrews, 1992; Kelso, 1984, 1986; McKee, 1991, 1993;

    McKelway,

    1992, 1994; Singleton, 1995, p. 124), including Locust Grove.

    Their

    function

    is

    clearly illustrated

    by

    Mrs. Mary Emily Eaton

    late, a

    for-

    mer

    slave

    wh o

    lived

    on a

    plantat ion near Knoxville, Tennessee. M rs. Tate

    described sucha pitcellarin a WPAinterview : Every day, spies were mak -

    ing

    their rounds

    an d

    often soldiers, both Yankee

    and

    Rebel, visited

    ou r

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    Risk

    Management Among

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    25

    cabin taking what they could

    find.

    . . . The cellar, a hole dug out under

    some

    boards

    in ourcabin, contained our supplies (Raw ick, 1977, pp. 212-

    219). The soldiers quickly found the Eaton family cellar and took every-

    thing. References to these kinds offeatures are rather rare in former slave

    narratives. This

    does not

    necessarily imply that they were secret.

    The ease

    with

    which the soldiers found the Eaton's cellar may indicate that these

    features were quite common.

    The three

    cellars associated with

    the

    slave houses

    at

    Locust Grove

    are, in many ways, remarkably similar in size and shape. All three measure

    approximately

    1.5 x 1 m and

    were placed

    in front of the

    hearths. They

    were, however, backfilled at different times (Young,1995). The cellars in

    the south and north houses were filled while the houses above were

    still

    occupied. The cellar in the central house was filled when the house above

    was torn down (Young, 1995). Also, the cellar in the south house was not

    lined,

    while

    the

    central

    cellar was brick-lined. Thecellarin the northhouse

    was wood-lined.

    Interestingly,

    it

    appears that

    the

    African-American slave households

    conformed

    to the

    expectation Wiessner

    (1982a,p.

    173) presents concerning

    site structure and the utilization of this particular strategy. She expected

    that

    groups who use storage as an im portant mean s of reducing risk would

    construct

    sites

    that were spatially

    arranged

    in a particular way.

    Storage,

    and especially surplus

    foodstuffs

    tha t need storage, would lead to widely

    spaced household un its or closed-in eating and storage areas, in order to

    avoid

    the

    jealousy

    and

    conflict which m ight arise

    from

    one

    household visibly

    having

    more than another (Wiessner,

    1982a,p .

    173).

    The

    storage facilities,

    the pit cellars, at Locust G rove were not easily visible and we re placed

    within

    the house rather than outside. Such placement of the cellars inside

    the houses, and the fact that each was slightlydifferent, suggests that the

    African-American slaves may have viewed the cellars and their contents as

    private, household property. This does not necessarily mean that sharing

    of

    foodstuff

    did not

    occur

    or

    that jealousy

    and

    competition were common.

    Rather, nonfa mily members may not have had im media te and easy access

    to the food stored in the cellar without asking. Cellars may also have func-

    tioned to keep goods out of sight of the master.

    Like

    the

    generalized reciprocity

    of the

    IKung

    San

    (Wiessner, 1982b)

    and the Basarwa (Cashdan, 1985), reciprocity,family,kinship networks, and

    communitysolidarity based on kinship ties were also likelyused to minimize

    risks facedby theslaves atLocust

    Grove,

    and

    appear

    tohavealonghistory

    among African Americans before

    and after freedom. The role and organi-

    zation of the African-American

    family

    have been debated by social scien-

    tists for many years. Frazier(1939), Moynihan (1965), and others believed

    that the apparent deterioration of the African-American family resulted

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    Risk Management

    Among Slaves

    27

    This

    occurred fairly

    frequently

    inK entucky, althoughit couldcreatecom-

    plications in slave

    family life

    (Lucas, 1992,pp. 17-18). Further, I suggest

    that the

    family

    functioned in the antebellumand early postbellum periods

    inthe

    Upland South much

    as it did

    during

    the

    twentieth century,

    to

    manage

    many

    kinds

    of

    risks. Family

    and

    comm unity solidarity were

    the

    slaves' best

    defense against racial and economic oppression, because onlybystanding

    together could African-Americans during the antebellum period resist pres-

    sures from thedominant white society (Blassingame, 1979,pp.315-317).

    Unfortunately,

    no documentary record exists that describes the family

    structure

    and

    social organization

    of the

    African-American slave comm unity

    at

    Locust Grove.

    Also,it is

    unfo rtun ate that qualities such

    as

    kinship, shar-

    ing,

    gifting,

    and community are not easily visibleand recognizable in the

    archaeological record. However, how goods were distributed across a plan-

    tation

    may

    provide clues about sharing

    and,

    perhaps, kinship

    and

    commu-

    nity as

    well.

    Evidence suggests that the slaves at Locust Grove lived in (at least)

    three households; that

    is,

    each slave house contained

    a

    family.

    The

    family

    mayhave been conjugalorextended. Fu rther, eachofthese familiessought

    to

    create bonds

    with one

    another

    on the

    plantation,

    and with

    slave

    and

    free black families on surrounding farmsand plantations and in the town

    of Louisville.

    The

    strongest bonds

    are

    those

    of

    kinship

    and fictive kin

    also

    helped extendand strengthenfamily ties. Becausenodocumentary sources

    are available concerning slave communities on plantations and farmssur-

    rounding

    Locust Grove,

    and

    because

    no

    archaeological collections

    from

    slavehouse sitesonsurroundingfarms andplantations exist,theremainder

    of this discussion

    is confined to

    household interaction

    at

    Locust Grove.

    Items such as ceramics, especially tablewares, decorated glassware in-

    cludingwine glasses, tumb lers,and cupplates,andother artifacts(i.e.,but-

    tons) were often obtained and used in matching sets. For instance, a tea

    set

    often consisted

    of a

    number

    of

    cups

    and

    saucers (often

    six or

    eight

    each),

    all

    decorated

    in the

    same m anner. Likewise, matching buttons were

    acquired for a single garment. It is possible to

    identify

    matched buttons,

    glassware,

    and

    ceramics,

    or

    sets, from complete artifacts

    and

    from sherds

    recovered

    from the

    archaeological record (Youngetal.

    1995).

    This kind

    of analysis

    was

    completed

    for the

    decorated ceramics,fancyglass tableware,

    and

    buttons

    from the

    threeslavehouses

    atLocust

    Grove.

    The

    goal

    was to

    identify

    and

    quantify

    the

    matches between houses because these matches

    may

    indicate

    gifting and

    sharing between slave

    families and,

    thus, recon-

    struct

    how

    gifting

    may

    hav e distributed goods

    on the

    plantation

    at

    Locust

    Grove.

    There

    are,

    howeve r, several possiblewaysthat m atched ceramics, glass-

    ware, and buttons could be deposited at different slave house sites.

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    28

    Young

    (1)

    (2)

    (3)

    (4)

    items were exchanged between slave households,

    and

    were

    eventually

    broken an d discarded around the house;

    pieces from a set from the ma in house were d istrib uted as

    hand-me-downs among several slave families;

    broken itemsfrom one house were discarded (dumped) at another

    abandoned house; and

    several households could randomly acquire

    the

    same sets.

    Th e

    latter method

    is

    considered

    the

    least probable

    and is not given

    further

    consideration

    here.

    However, the other three possibilities are examined.

    Decorated

    ceramics, glassware,

    an d

    butto ns recovered archaeologically

    from the three slave house sites were used to define patter nin g and recon-

    struct exchange networks. A ceramic type collection was constructed, using

    the

    attributes

    of

    ware type, decoration,

    and

    color. Ware types included

    creamware, pearlware, whiteware, ironstone, porcelain, refined redware,

    and stoneware. Decorated types consisted of the followin g specific patterns :

    blue transfer print, blue hand-painted, blue shell edge, polychrome hand-

    painted, annular, mocha, brown transfer print,

    re d

    transfer print, purple

    transfer

    print, green transfer print, black transfer print, spatter,

    flow

    blue,

    overglaze enameled, luster, embossed, Canton, red shell edge, green shell

    edge,

    gilt,

    an d

    rusticated.

    Th e

    south slave house ceramics were analyzed

    first. A total of 199 ceramic types was identified. Th e central slave house

    assemblage

    was analyzed next, and 123 types were

    recorded,

    in addition

    to

    types that were previously identified

    in the

    south slave house ceramic

    assemblage. The north slave house decorated ceramic assemblage consisted

    of only 40 additional types. The main house assemblage consisted of 130

    types,

    14 of

    which were matched

    in the

    three slave house assemblages.

    To

    determine

    if

    ceramics

    and

    glassware were hand-me-downs

    from the

    main house,

    decorated

    ceramics from

    the

    main house were compared

    to

    decorated ceramics from the three slave houses. Previous analysis (Young

    et

    al., 1995) indicated that

    from

    the south and central slave houses, nearly

    13% of the decorated ceramics came from the main house, probably as

    hand-me-downs,

    and

    from

    the

    north slave house, nearly

    8%

    were also likely

    hand-me-downs. A total of 14types of decorated ceramics from the main

    house also appeared

    in the

    slave house assemblages.

    These are

    shown

    in

    Table II. Rather than indicatinggifting and sharing between slave house-

    holds, these ceramics likely reflect the practice of giving chipped or out-

    of-fashion

    ceramics

    as

    hand me-downs

    to

    slaves

    and

    were, therefore,

    eliminated from further analysis.

    To discover if discard practices resulted in matches between houses,

    attempts were made

    to

    refit

    or

    mend every match. Only

    in a

    singlecase,

    a

    pearlware saucer,

    did

    sherds from

    a

    single vessel come from

    two

    different

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    Risk Management Among Slaves

    29

    houses. The remainder of the matches did not appear to mend or refit.

    This, as well as the distance between the three slave houses (see Fig. 2),

    indicates that discard

    or

    dumping does

    not

    account

    for a

    significant portion

    of matched ceramicsamong the three slave houses.

    Table III shows the remaining types and frequencies of matches of

    decorated ceramics am ong the south, central, and n orth slave houses. As

    can be seen, 32 different ceramic types were shared among the slave fami-

    lies

    at

    Locust Grove.

    The

    south

    and

    central households shared

    20

    ceramic

    types, while

    the

    south

    and

    north households shared

    7, and the

    central

    and

    north

    shared 5 kinds of ceramic types.

    Analysis of glass tableware,

    including

    w ine glasses, decanters, tum blers,

    cup plates, celery vases, compotes, and serving dishes, did not reveal any

    patterns

    of

    sharing among

    the

    slave households. However,

    the

    frequencies

    of

    these items were quite low, and except for

    wine

    glasses, cup plates, and

    tumblers, these items were not

    always

    acquired in matched sets.

    Button analysis, however, did reveal matches between slave houses.

    Three identical blue tran sfer-prin ted (calico) milk glass buttons were

    re-

    covered

    in

    excavations,

    one in

    each

    of the

    three slave houses. Also,

    a

    stamped-design, yellow metal, four-ho le buttonfrom

    the

    south slave house

    matched

    one

    found

    in the

    central slave house.

    The

    data presented here suggest that some amount

    of

    sharing

    of

    non-

    food

    items may have transpired between slave

    families

    at Locust Grove.

    Table II. Ceramic Types and

    Frequencies

    from the Main

    House

    that Matched

    Those

    from the

    Three

    Slaves Houses0

    Type*

    1920

    2309

    283

    340

    3772

    4691

    5896

    801

    7063.88

    2984.88

    7385.88

    1257.89

    2219.89

    2314.89

    Ware

    pw

    pw

    pore

    pw

    pore

    pw

    ww

    pw

    pore

    rr

    cw

    pw

    ww

    pore

    Decoration

    Blue

    tp

    Blue tp

    Canton

    Blue tp

    Overglaze

    Blue

    tp

    Blue tp

    Blue tp

    Overglaze

    Luster

    Mocha

    Blue tp

    Green

    tp

    Overglaze

    South

    1

    1

    28

    1

    4

    7

    2

    13

    Central

    29

    3

    1

    1

    5

    1

    North

    19

    2

    1

    1

    4

    1

    4

    Notation:

    pw,

    pearlware;

    cw,

    creamware;

    ww,

    whiteware;

    rr,

    refined

    redware;pore, porcelain; tp, transfer-printed.

    ' Type numbers refer to catalog numbers in the Locust Grove col-

    lection.

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    Young

    Table III. Ceramic Matches

    an d

    Frequencies from

    th e

    South,

    Central, an d North Slave House Assemblages

    Type

    1788

    1970

    1971

    2144

    2315

    2498

    2554

    2654

    2853

    3078

    32

    3203

    347

    3578

    3996

    4005

    4040

    4242

    4550

    4605

    4704

    4792

    4920

    55534

    654

    85

    979

    1537.88

    1732.88

    4575.88

    4686.88

    6692.88

    Ware

    pw

    ww

    pw

    pore

    ww

    iron

    ww

    ww

    pw

    ww

    ww

    ww

    ww

    rr

    ww

    pw

    ww

    ww

    ww

    pw

    ww

    ww

    ww ?

    pw

    ww

    pw

    ww

    ww

    ww

    pw

    ww

    ww

    Decoration

    Annular

    Blue

    tp

    Blue tp

    Overglaze

    Blue

    tp

    Flow blue

    Blue tp

    Blue tp

    Blue tp

    Red

    shell

    Purple

    tp

    Poly hp

    Poly

    hp

    Rusticated

    Blue tp

    Blue tp

    Red tp

    Red tp

    Red tp

    Blue tp

    Blue tp

    Blue tp

    Blue

    tp

    Poly hp

    Green

    tp

    Poly hp

    Blue tp

    Black

    tp

    Blue edge

    Blue tp

    Brown tp

    Blue tp

    South

    1

    2

    3

    1

    1

    1

    1

    2

    2

    2

    1

    1

    10

    1

    1

    2

    1

    2

    1

    1

    1

    1

    1

    1

    2

    28

    6

    Central

    1

    7

    1

    20

    1

    2

    1

    5

    3

    3

    2

    2

    1

    4

    2

    1

    8

    North

    1

    1

    9

    1

    3

    3

    3

    1

    4

    1

    1

    1

    Total 78 72 29

    Notations: pw , pearlware; ww ,whitew are; pore, porcelain; iron,

    ironstone;

    rr,

    refined redware; poly

    h p,

    polychrome hand-painted;

    shell,shell-edged;

    tp ;

    transfer-printed.

    *Type numbers refer to catalog numbersin the Locust Grove col-

    lection.

    That the items matched between the slave households were

    often

    luxury

    items (such as decorated tea and dinner ceramics and buttons) is also rele-

    vant. Often these kinds of artifacts are used to illustra te status in archae-

    ological studies of slave sites (see especially Adams and Boling,

    1989).

    However, the sharing of these goods suggests tha t such luxury item s may

    have

    had

    different meanings

    for

    African-American slaves (Singleton, 1995,

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    32

    Young

    significant risks included the chance of physical abuse from the master

    (beatings, whippings) and the chance of being sold away, especially down

    the

    river, from hearth

    and

    home. Also important were

    the

    risks

    of

    subsis-

    tence shortages, especially significantfo rslaves, wh owere forced to depend

    more

    on rations than on their own efforts of securing food for themselves

    and their families.

    Slaves at Locust Grove utilized a variety of methods for coping with

    risks.These included the use of religion and ritual to ward off misfortune

    (such as

    illness

    orbeing sold away),

    perhaps

    stealing,or appropriating, food

    (especially piglets), storing surplus food in cellars under the floors of their

    houses, perhaps raising chickens or pigs and garden produce for their own

    consumption or for sale, and through pooling risk by sharing. Sharing was

    probably the most

    effective

    way to strengthen bonds of kinship and com-

    munity. This kind of behavior, that is, reciprocity for mitigating the risks

    posed

    by the en viron ment (social and p hysica l), and for coping

    with

    social

    conflict and cultural loss, was probably universal throughout the entire an-

    tebellum period for African Americans all over the South. Shared behavior

    of this nature does not imply that African-American culture throughout

    the South was uniform. Nor does it necessarily

    imply

    that this behavior is

    African

    in origin, although there is ample evidence to support

    this

    connec-

    tion (Foster, 1983; McDaniel , 1990; Sud arkasa, 1980, 1982; Zollar, 1985).

    Rather, some kinds of risks were common to African Americans

    from

    the

    beginning of the colonial era until the present day. Some kinds of risks,

    however, were peculiar

    to a

    specific region

    and

    temporal period.

    Th e

    kinds

    of

    risks slaves in the Upland South faced during the antebellum period

    have been illustrated here, aswell as some of the responses to those risks

    made

    by

    African Americans

    wh o

    lived

    and

    labored

    at

    Locust Grove.

    Th e

    perspective of risk minimization allows for a deeper understanding of the

    lives of slaves in Kentucky and helps to deconstruct the rather prevalent

    myth that slavery in Kentucky was unusuallymild (Lucas, 1992, pp.

    42-43).

    The ideological implication s of this

    myth

    discredit contemporary arguments

    about the cumulative history of discrimination and current social/political

    responsibilities to redress them through policies (Harrison, 1995, pp. 50-

    52).

    African

    Americans in the South faced a diversity of risks that varied

    according to demography, climate, and a host of other social and environ-

    mental factors. Slaves on sugar plantations were frequently overworked,

    especially during

    the

    cane-processing season, work that

    w as

    also quite dan-

    gerous (Berlin and Morgan, 1993, pp. 4, 21). Free blacks in cities before

    Emancipation faced dangers

    and

    life

    problems such

    as

    poor,

    unsanitary

    housing, harassment, curfews, and being stolen or kidnapped into slavery

    (Lucas, 1992, pp. 101-117). At Locust Grove, the most

    significant

    threats

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    RiskManagement Among Slaves

    to African-American slaves were being beaten and sold, especially down

    the river. It may have been that similar coping

    strategies

    were employed

    in many

    different

    situations (like the use of ritual to ward off evil and

    misfortune), even though

    the

    actual risks show great variability.Thisstudy

    suggests that the most pressing risks were those imposed by slave owners

    andotherwhite members of Southern society and that risk-reducing strate-

    gies were largely employed

    as a

    means

    of

    resistance.

    It

    would

    be

    interesting

    to know whether African Americans did, in fact, use basically the same

    ways

    to reduce many

    different

    risks. If so, this would help to explain a

    pan-African-American society spread over a wide geographic area, success-

    ful

    for long periods of time. This study of Locust Grove isonly the first

    and exploratory step in this direction.

    ACKNOWLEDGMENTS

    I

    would like

    to

    thank Robert

    Kelly,

    Director

    of the

    Archaeology Pro-

    gram

    at the Universityof Louisville,for arrangingthe loan of the Locust

    Grove collections for this analysis.Iwould like to express mygratitude to

    the

    Kentucky Heritage Council

    for

    funding

    the

    zooarchaeological analysis

    of

    the Locust Grove

    faunal

    remains. I am grateful to Justin Lev-Tbv for

    conducting

    such thorough zooarchaeological analyses

    and to

    Walter Klippel

    foruse of the excellent zooarchaeological comparative collections at the De-

    partment

    of Anthropology, Universityof Tennessee, Knoxville. Joseph

    Granger was PI during the three fieldseasonsat Locust Grove, and provided

    encouragement during analyses and write-up. Thanks, too, go to Charles

    Faulkner,

    Lydia

    Pulsipher, Walter Klippel,

    and

    Faye Harrison

    for

    advice

    and

    encouragement during

    this

    researchand forservingon mydissertation com-

    mittee. Commentson the manuscriptbyMelanie Cabak, Philip Carr, Eliza-

    beth Cashdan, Mark Grover, Faye Harrison, Larry McKee, Charles Orser,

    Bruce Roberts, andTheresaSingleton substantially improved the final ver-

    sion. I am especially grateful to Larry McKee, Charles Orser, and Theresa

    Singleton

    for

    their help

    and

    support

    with

    Locust Grove research.

    I

    acknow-

    ledge Locust Grove Historic Home

    for the use of

    their collections, curated

    at the

    University

    of

    Louisville Program

    of

    Archaeology.

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