conferences

2010 Mutual Funds and Investment Management Conference : attendee list : 1

CONFERENCES

ATTENDEE LIST BY COMPANY

Susan Kirkpatrick AARP Financial

Mac Hisey AARP Funds

Dan Cwenar Access Data / Broadridge

Chip Miller Access Data Corp.

Brian Hook Adams Express Company

George Rebhan Advisors Series Trust

Mike LeRoy Advisors Series Trust

George Wofford Advisors Series Trust

Christine Carsman Affiliated Managers Group, Inc.

Larry Cranch AllianceBernstein

Phil Kirstein AllianceBernstein

Mark Anderson AllianceBernstein L.P.

David Martin AllianceBernstein, LP.

Erick Holt Allianz GI of America LP

Larry Altadonna Allianz Global Investors

Enrique Dick Allianz Global Investors

Youse Guia Allianz Global Investors

Richard Kirk Allianz Global Investors

Wayne Miao Allianz Global Investors

Gene Moy Allianz Global Investors

Claudine Perlet Allianz Global Investors AG

Brian Shlissel Allianz Global Investors Fund Management

Thomas Fuccillo Allianz Global Investors of America

Barbara Green Allianz Global Investors of America L.P.

Nancy Morris Alllianz Global Investors

Lisa Mougin ALPS Fund Services

Jeremy May ALPS Fund Services Inc.

Erin Douglas ALPS Fund Services, Inc.

JoEllen Legg ALPS Fund Services, Inc.

Warren Antler Altman Group

Chuck Etherington American Century Investments


Maryanne Roepke American Century Investments

Tim Taggart American Growth Fund

Christopher Petersen Ameriprise Financial

Scott Plummer Ameriprise Financial Inc.

Paul Major Ameriprise Financial, Inc.

Christine Williams Aon

Paul Kim Aon Risk Services

Frank Centrone Apollo Investment Corp.

Diane Landau Apollo Investment Corporation

Jamie Schibuk Arch Insurance Group

Cynthia Kalathas Arendt & Medernach

Tim Clemens Artio Global Investors

John Whilesmith Artio Global Investors

Sarah Johnson Artisan Funds

Jessica Chase Atlantic Fund Administration

Stacey Hong Atlantic Fund Administration, LLC

Patricia Louie AXA Equitable Life Insurance Company

Elaine Dixon AXA Financial

Steven Kane Axis Capital

Steve King Ballard Spahr LLP

Paul Scott Ballard Spahr, LLP

Jim Bordewick Bank of America

Michael DeFao Bank of America

Robert Zakem Bank of America

Fearghal Woods Bank of Ireland

Patrick Patalino Baron Capital

Mike Boyle BBD, LLP

John Braun BBD, LLP

Jim Kaiser BBD, LLP

Bill Kouser BBD, LLP

Keith Totten Beacon Consulting

Keith Brown Beacon Consulting Group

Mike Kerrigan Beacon Consulting Group

Frank Strauss Beacon Consulting Group

Scott Englehart Beacon Hill Fund Services, Inc

Steve Mintos Beacon Hill Fund Services, Inc.

Scot Draeger Bernstein Shur

Dana Lukens Bernstein Shur

Tom Sheehan Bernstein Shur

Fred Werblow Better Business Bureau of Greater New York

Nancy Persechino Bingham McCutchen


Fran Cohen Bingham McCutchen LLP

Mike Glazer Bingham McCutchen LLP

Barry Hurwitz Bingham McCutchen LLP

Paul Raymond Bingham McCutchen LLP

Toby Serkin Bingham McCutchen LLP

Roger Joseph Bingham McCutchen, LLP

Mike Bailey BlackRock

Robert Connolly BlackRock

Steve Messinger BlackRock

Ira Shapiro BlackRock

Howard Surloff BlackRock, Inc.

Barbara Pires Blackstone Asia Advisors LLC

Don Doherty BNP/FundQuest

Billy Blank BNY Mellon

Kathy Cuocolo BNY Mellon

Jim Ducey BNY Mellon

Frank Egan BNY Mellon

Phil Evans BNY Mellon

Robin Fisher BNY Mellon

Jennifer Goerlich BNY Mellon

Chris Healy BNY Mellon

Joe Keenan BNY Mellon

Jay Lipman BNY Mellon

Marty McElligott BNY Mellon

Ed McGann BNY Mellon

Mary Jean Milner BNY Mellon

Ken Roehner BNY Mellon

Geoff Bobroff Bobroff Consulting, Inc.

Kathryn Fuller Borden Ladner Gervais LLP

Scott McEvoy Borden Ladner Gervais LLP

John Warren Borden Ladner Gervais LLP

Craig Hill Boston Financial Data Services

Brian Cosgrove Bowne Investment Management Services

Jeffrey Phillips Bowne Investment Management Services

Richard Keller Brandes Investment Partners

Debra McGinty-Poteet Brandes Investment Partners

Joshua Grossman Brandes Investment Partners, L.P.

Tom Quinlan Brandes Investment Partners, L.P.

Von Celestine Bridgeway Capital Management

Tom Coakley Broadridge

Michael Collins Broadridge


Anthony Cordani Broadridge

Rob Ortense Broadridge

Ed Rivoire Broadridge

Russ Simon Broadridge

Rich Specht Broadridge

Peggy Schooley Broadridge Financial Solutions

Nicole Best Brown Brothers Harriman

Hugh Bolton Brown Brothers Harriman

Brian Fitzgerald Brown Brothers Harriman

Julie Flynn Brown Brothers Harriman

John Hartnett Brown Brothers Harriman

Jim Kent Brown Brothers Harriman

Susan Livingston Brown Brothers Harriman

Nancy Stetson Brown Brothers Harriman

Patricia Fallon Brown Brothers Harriman & Co.

Mike Saunders Brown Brothers Harriman & Co.

Michael Barna Burnham Asset Management Corp

Nimish Bhatt Calamos Investments

William Tartikoff Calvert

Dave Patton Capital Group Companies, American Funds Svc. Co.

Justin Brezina Capital Research and Management

Walt Burkley Capital Research and Management Company

Lily Corzo Capital Research and Management Company

Mike Downer Capital Research and Management Company

Ken Gorvetzian Capital Research and Management Company

James Ryan Capital Research and Management Company

Turner Swan Causeway Capital Management LLC

Morrison Warren Chapman and Cutler LLP

Hsin Chau Charles Schwab

Shelley Harding Charles Schwab

Catherine MacGregor Charles Schwab

Loren Ziegler Charles Schwab

Frank Pezzello Charles Schwab & Co. Inc

Melissa Callison Charles Schwab & Co., Inc

David Lekich Charles Schwab & Co., Inc.

Audra Mai Charles Schwab & Co., Inc.

Christine Pierangeli Charles Schwab & Co., Inc.

Mike Hogan Charles Schwab Investment Management

George Pereira Charles Schwab Investment Management

Jennifer Normann Chartis

Wendy Dowd Chubb


Matthew Kopet Chubb Insurance

Todd Cipperman Cipperman Compliance Services

Nick Filippo Cipperman Compliance Services

Martin Dean Citi

Jim Nolan Citi

Joe Rezabek Citi

Justin Skeels Citi

Bruce Treff Citi

Irimga McKay Citi Fund Services

Peter Verduin Citigroup

Jennifer Lammers Clearwater Investment Trust

Len Mackey Clifford Chance US LLP

Chris Bellamy Cohen Fund Audit Services

Mark Schikowski Cohen Fund Audit Services

Brett Eichenberger Cohen Fund Audit Services Ltd.

Peggy McCaffrey Cohen Fund Audit Services, Ltd.

Ron Cohn Cohn & Barr

Robert Scales Columbia Wanger Asset Management

Cindi Boudreau Computershare Fund Services

Rob Brennan Computershare Fund Services

Bill Jackson Computershare Fund Services

Jocelyn McBride Computershare Fund Services

Steve Spiegel Computershare Fund Services

Frederick Bailey ConvergEx

Jim Buck ConvergEx

Steven Yadegari Cramer Rosenthal McGlynn, LLC

Peter Crane Crane Data

Jay Buckley Credit Agricole CIB

David Rebibo Credit Agricole Corporate and Investment Bank

Carlos Leal CRM Funds

Cathy Heron CRMC

Liz Cohen D.F. King & Co., Inc.

Richard De May D.F. King & Co., Inc.

Vincent Di Costa D.F. King & Co., Inc.

Peter Schwartz Davis Graham & Stubbs LLP

Susan Baker Davis Polk

Daniel Budofsky Davis Polk & Wardwell LLP

Ryan Charles Davis Selected Advisers

Ben Mendola Davis Selected Advisers, L.P.

Ken Berman Debevoise & Plimpton LLP

Stephen Bier Dechert LLP


Tom Bogle Dechert LLP

Julien Bourgeois Dechert LLP

Kevin Cahill Dechert LLP

Ned Dodds Dechert LLP

Michael Doluisio Dechert LLP

Ruth Epstein Dechert LLP

Brendan Fox Dechert LLP

David Harris Dechert LLP

Christopher Harvey Dechert LLP

David Kotler Dechert LLP

Matthew Larrabee Dechert LLP

Jack Murphy Dechert LLP

John O’Hanlon Dechert LLP

Jeffrey Puretz Dechert LLP

Jon Rand Dechert LLP

Stuart Strauss Dechert LLP

Marlene Petter Delaware Investments

Bill Bacic Deloitte

Larry Depp Deloitte

P.J. DiStefano Deloitte

Susan Esper Deloitte

Rob Fabio Deloitte

Megan Kelly Deloitte

Julie Shirazi Deloitte

Cary Stier Deloitte

Nick Denton-Clark Deloitte & Touche LLP

Donna Glass Deloitte & Touche LLP

Paul Kraft Deloitte & Touche LLP

Elizabeth Krentzman Deloitte & Touche LLP

Tim Lupfer Deloitte Consulting LLP

Gary Lemon DePauw University

Andrea Mango Deutsche Asset Management

Paul Schubert Deutsche Asset Management

Bob Kloby Deutsche Bank

Rita Rubin Deutsche Bank

A. Thomas Smith Deutsche Asset Management

Steve Sachs Diamond Hill Investments

Thomas Early DicksteinShapiro

Valerie Brown Dimensional

Christopher Crossan Dimensional Fund Advisors

Catherine Newell Dimensional Fund Advisors


Carolyn O Dimensional Fund Advisors

Tom Mack Dividend Capital

Roberta Kameda Dodge & Cox

Thomas Mistele Dodge & Cox

Greg Cunnion Doremus Financial Printing

David Wade Doremus FP

Bill Schalda Dreyfus

Mark Costley Drinker Biddle & Reath

Veena Jain Drinker Biddle & Reath

Mike Malloy Drinker Biddle & Reath

Nancy O’Hara Drinker Biddle & Reath

Mary Jo Reilly Drinker Biddle & Reath

Audrey Talley Drinker Biddle & Reath

Josh Deringer Drinker Biddle & Reath LLP

Diana McCarthy Drinker Biddle & Reath LLP

Fred Quatrocky DST Systems, Inc

Jay Donley DST Systems, Inc.

Mike Tobin DST Systems, Inc.

Nathan Partain Duff & Phelps Investment Management Co.

Amy Duling DundeeWealth US

Tammy Wendoll Dunham & Associates

Paul Freeman DWS Funds

Bill McClayton DWS Funds

William Searcy DWS Funds

Bob Wadsworth DWS Funds

Michael Clark DWS Invesments/Deutsche Bank

John Blouch Dykema

Heather Harker Dykema Gossett, PLLC

Cooper Abbott Eagle Asset Mgmt.

John Mahoney Eaton Vance

Sharon Gordon Eaton Vance Management

Michelle Green Eaton Vance Management

Mary-Pat Cormier Edwards Angell Palmer & Dodge LLP

Thomas Seale EFA

Jesse Haldeman Endurance Specialty Insurance Ltd.

Jeff Ulness Epoch Investment Partners, Inc.

Michael Barkman Ernst & Young

Kevin Collins Ernst & Young

Mike DiLecce Ernst & Young

John Kavanaugh Ernst & Young

Rob Meiner Ernst & Young


Mark Michel Ernst & Young

Peter O’Toole Ernst & Young

Shaun Real Ernst & Young

Ravi Singh Ernst & Young

Michael Winter Ernst & Young

Steve Altier Ernst & Young LLP

Sue Cote Ernst & Young LLP

Matt Epp Ernst & Young LLP

Brenda Fleissner Ernst & Young LLP

Joe Grainger Ernst & Young LLP

Adeel Jivraj Ernst & Young LLP

Todd Johnson Ernst & Young LLP

Bob Mulhall Ernst & Young LLP

Scott Odahl Ernst & Young LLP

Doug Ratcliffe Ernst & Young LLP

Michele Walker Ernst & Young LLP

Sandy Fitzburgh eSecLending

Chip Hart eSecLending

Pat Norris Evergreen Funds

Chuck Gariboldi FAF Advisors

Kathy Prudhomme FAF Advisors, Inc.

Charlie Manzoni FAF Advisors/First American Funds

Charles Richter FAM Funds

Monte Thompson FAM Funds

John Kruk Fasken Martineau DuMoulin LLP

Jack Lockridge Federal Bar Association

Peter Germain Federated Investors

John Johnson Federated Investors, Inc.

Stephen Fisher Fidelity Investments

Sean Fitzsimons Fidelity Investments

Marty McGee Fidelity Investments

Sian Burgess Fidelity Investments Canada ULC

Bill Baxter Fidelity Management and Research

Matthew Swendiman Fifth Third Funds

Frank Watson Filepoint Edgar Services

Joseph Price FINRA

Joe Malone First Eagle Funds

Mark Goldstein First Eagle Investment Management/Arnhold and S. Bleichroeder

Larry Lavoie First Investors

Mark Bradley First Trust Portfolios L.P.

Scott Jardine First Trust Portfolios L.P.


Kristi Maher First Trust Portfolios L.P.

Dave Carson Flex-Funds/Huntington Funds

Richard Berthy Foreside Financial Group

Susan Mosher Foreside Financial Group

Mark Redman Foreside Financial Group

David Whitaker Foreside Financial Group

John Keffer Forum Funds

Donald O’Connor Forward Funds

Alan Reid Forward Management

Paul Schaeffer Forward Management

Robert Naka Forward Management, LLC

Pat Bernasconi Frank Crystal & Co., Inc.

Alison Baur Franklin Templeton Investments

Breda Beckerle Franklin Templeton Investments

Lori Weber Franklin Templeton Investments

Hal Liebes Fred Alger Management, Inc.

Bruce Alpert Gabelli Funds, LLC

Jeanne LaPorta GE Asset Management

Carrie Hansen Genworth Financial Wealth Management

Deborah Djeu Genworth Financial Wealth Management, Inc.

Mark Perry Gibson, Dunn & Crutcher LLP

Mike Gillespie GMO Trust

Ellen Drought Godfrey & Kahn, S.C.

Michele Racadio Godfrey & Kahn, SC

Ken Curran Goldman Sachs

Peter Fortner Goldman Sachs

George Djurasovic Goldman Sachs & Co.

Patricia Meyer Goldman Sachs & Co.

Miriam Cytryn Goldman Sachs Asset Management

Scott McHugh Goldman Sachs Asset Management

Peter Bonanno Goldman Sachs Asset Management, L.P.

Jessica Palmer Goldman Sachs Mutual Funds

Marco Adelfio Goodwin Procter

Bob Kurucza Goodwin Procter

John Hunt Goodwin Procter LLP

Rich Kerr Goodwin Procter LLP

Phil Newman Goodwin Procter LLP

Chris Palmer Goodwin Procter LLP

Kimberly Vargo Goodwin Procter LLP

Bill Thomas Grail Advisors

JB Kittredge Grantham Mayo Van Otterloo


Bev Byrne Great-West Life & Annuity Ins. Co.

Steven Felsenstein Greenberg Traurig LLP

Richard Cutshall Greenberg Traurig LLP

Arthur Don Greenberg Traurig LLP

Rod Miller GuideStone Financial Resources of the SBC

Jeff Billinger GuideStone Funds

Patty Weiland GuideStone Funds

Bill Steers Gunn Steers & Company

Erik Ojala Harbor Capital Advisors, Inc.

Vernon Meyer Hartford

Paul Beste Heartland Advisors, Inc.

Neil Hennessy Hennessy Funds

Terry Nilsen Hennessy Funds

Jennifer Hickox Houston Casualty Company

Andre Brewster Howard Rice

Richard Fabietti HSBC Global Asset Management

David Moffat Huron Consulting Group

Steve Carman Husch Blackwell Sanders, LLP

Larry Maffia ICI Mutual Insurance Company

John Mulligan ICI Mutual Insurance Company

Dan Steiner ICI Mutual Insurance Company

Kathie McGrath ICMA Retirement Corporation

Erik Jonson ICON Funds

Jessica Seidlitz ICON Funds

Terrie Wiedenheft IFS Financial Services, Inc.

Geoff Creighton IGM Financial Inc.

Amy Lancellotta Independent Directors Council

Joseph O’Donnell ING

Paul Caldarelli ING Funds

Jules Drelick ING Funds

Theresa Kelety ING Funds

Todd Modic ING Funds

Kate Nichols ING Funds

Chris Okoroegbe ING Funds

Steve Wastek ING Funds

Brett Wright ING Funds

John Diaz Institutional Investor

Justin Wright INTECH

Liz Duggan Interactive Data

Rob Haddad Interactive Data

Mark Heckert Interactive Data


Doug Levinson Interactive Data

Joe Mazalewski Interactive Data

Kenneth Starr Interactive Data

Melissa Rohrbaugh Interactive Data Corporation

Ed Ross Interactive Data Pricing & Reference Data

Laurie Brignac Invesco Fixed Income

Kevin Carome Invesco Ltd.

Greg Ahern Investment Company Institute

Ari Burstein Investment Company Institute

Dorothy Donohue Investment Company Institute

Anna Driggs Investment Company Institute

Jane Heinrichs Investment Company Institute

Keith Lawson Investment Company Institute

Karrie McMillan Investment Company Institute

Eva Mykolenko Investment Company Institute

Susan Olson Investment Company Institute

Brian Reid Investment Company Institute

Frances Stadler Investment Company Institute

Paul Schott Stevens Investment Company Institute

John Zader Investment Managers Series Trust

Anthony Dell Investors Bank & Trust Co.

David Cheop Investors Group Inc.

Karen Gillogly J.P. Morgan

George Martinez J.P. Morgan

Bill Muia J.P. Morgan

Diane Scott J.P. Morgan

Dan Manniello J.P. Morgan Chase

Tony Feenick J.P. Morgan Investment Management, Inc.

Frank Nasta J.P. Morgan Investment Management, Inc.

Mark Anderson Jackson National Asset Management

Dan Koors Jackson National Asset Management

Mark Nerud Jackson National Asset Management

Susan Rhee Jackson National Asset Management, LLC

Rick Noyes Janus

Susan Wold Janus Capital Group

Heidi Hardin Janus Capital Management LLC

Robin Nesbitt Janus Capital Management LLC

Rich Hirtle John Hancock Financial Services

Richard Choi Jorden Burt LLP

Chip Lunde Jorden Burt LLP

Nadine Baconi JP Morgan


Roy Rogers JP Morgan Chase Bank, NA

Mary Baker-Balady JPMorgan

Bob Caporale JPMorgan

Tom Christofferson JPMorgan

Tom Ishikawa JPMorgan

Chris Lynch JPMorgan

Tracy O’Brien JPMorgan

Michael Ravensbergen JPMorgan

Steve Smith JPMorgan

Bill Stanton JPMorgan

Steve Ungerman JPMorgan

Trish Maleski JPMorgan Asset Management

Bob Young JPMorgan Asset Management / Funds Management

Mark Kelley JPMorgan Chase

Ann Osti JPMorgan Chase

Joe Sanzone JPMorgan Chase

Wendy Setnicka JPMorgan Chase & Co.

Michael Caccese K&L Gates

Kurt Decko K&L Gates

Stuart Fross K&L Gates

Chuck Miller K&L Gates

Mark Perlow K&L Gates

Paulita Pike K&L Gates

Cliff Alexander K&L Gates LLP

Cameron Avery K&L Gates LLP

David Dickstein K&L Gates LLP

Paul Dykstra K&L Gates LLP

Alan Goldberg K&L Gates LLP

Jennifer Gonzalez K&L Gates LLP

Rebecca O’Brien Radford K&L Gates LLP

Francine Rosenberger K&L Gates LLP

Lori Schneider K&L Gates LLP

George Zornada K&L Gates LLP

Robert Zutz K&L Gates LLP

Stephane Ries KBL European Private Bankers

Dorothy Flynn Keane

Tom Steed Kilpatrick Stockton, LLP

Bob Schneider Kleinberg, Kaplan, Wolff & Cohen, P.C.

Sean McKee KPMG

Jeff Sion KPMG

Stanley Wo KPMG


Kim Zavislak KPMG

John Capone KPMG LLP

Laura Del Prato KPMG LLP

Deanna Flores KPMG LLP

Laurel Hammer KPMG LLP

Peter Hayes KPMG LLP

Brent Oswald KPMG LLP

Dave Seymour KPMG LLP

Dan Strasshofer KPMG LLP

Todd Watchmaker KPMG LLP

Ron Feiman Kramer Levin

Carl Frischling Kramer Levin

Jay Baris Kramer Levin Naftalis & Frankel LLP

Susan Penry-Williams Kramer Levin Naftalis & Frankel LLP

Brynn Peltz Latham & Watkins LLP

Jack Welch Latham & Watkins LLP

Bob Frenkel Legg Mason

Todd Lebo Legg Mason

Rob Nelson Legg Mason

Tom Mandia Legg Mason & Co.

Joe Carrier Legg Mason, Inc

Tom Lemke Legg Mason, Inc.

Dana Pescosolido Legg Mason, Inc.

Dan Hayes Lincoln Financial Group

Scott Arndt Lipper

Devin McCune Lipper

Don Ryan Loomis Sayles

James Bernaiche Lord, Abbett & Co. LLC

John Forst Lord, Abbett & Co. LLC

Lynn Gargano Lord, Abbett & Co. LLC

Vito Fronda Lord, Abbett & Co., LLC

Jeffrey Greenbaum Lovells Studio Legale

Pamela Krill Madison Investment Advisors, Inc.

Andrea Stimmel Mairs and Power

Lisa Hartzell Mairs and Power, Inc.

Jay Keeshan Management Practice, Inc.

Meyrick Payne Management Practice, Inc.

Don Rumery Managers Investment Group

Barry McGrath Maples and Calder

Frank Vento Marsh USA Inc.

John Blaser Marshall Funds


Evan Geldzahler Marsico Capital Management

Tom Kerwin Marsico Capital Management

Lynnett Fuller Marsico Capital Management, LLC

David Price Marsico Funds

John Deitelbaum Massachusetts Mutual Life Insurance Company

Ken Cohen MassMutual / OppenheimerFunds

Sean Baker MassMutual Financial Group

Jay Pratt MassMutual Funds

Tara Doyle Matheson Ormsby Prentice

Peter McCamman Mayer Brown LLP

Amy Ward Pershkow Mayer Brown LLP

Eric Polans Merrill Corporation

Dan Doyle Met Investor Series Trust

Bob Boulware Met Life

Paul Cellupica MetLife, Inc.

Elizabeth Blake MFC Global US

Bob Uek MFS Funds

Mark Polebaum MFS Investment Management

Geoff Hodge Milestone Group

Roger Hartley Mitchell Hartley Advisers

Paul Fawsitt MoneyMate

Laura Anne Corsell Montgomery McCracken

Jill Whitelaw Montgomery McCracken Walker & Rhoads, LLC

Terrance Reilly Montgomery, McCracken, Walker & Rhoads, LLP

John McGuire Morgan Lewis

Mara Bardinelli Morgan Stanley

Steve Hartstein Morgan Stanley Smith Barney

Dominic Maurillo Morgan Stanley Smith Barney

Georgia Bullitt Morgan, Lewis & Bockius LLP

Sean Graber Morgan, Lewis & Bockius LLP

Tim Levin Morgan, Lewis & Bockius LLP

Steve Stone Morgan, Lewis and Bockius LLP

David Rumph Munder Capital

Kevin Kuhl Munder Capital Management

David Smith Mutual Fund Directors Forum

Susan Ferris Wyderko Mutual Fund Directors Forum

Joe Finelli Nationwide Funds Group

Dorothy Sanders Nationwide Funds Group

Jim Bernstein Nationwide Investment Management Group

Mike Spangler Nationwide Investment Management Group

Russell Kane Natixis Global Associates


Mike Kardok Natixis Global Associates

Thomas Johnson New York Life Insurance Company

Alan Shortell New York Life Insurance Company

Brian Wickwire New York Life Investments

Jeffrey May Nicholas Company, inc.

Mike Blake Northern Trust

Gerry Brady Northern Trust

Jennifer Gramins Northern Trust

Matt Gray Northern Trust

Anna Jamroz Northern Trust

Owen Meacham Northern Trust

Barbara Nelligan Northern Trust

Matt Ward Northern Trust

Ann Zeiler Northern Trust

Lloyd Wennlund Northern Trust Global Investments

Barbara Courtney Northwestern Mutual

Richard Liebmann Norton Smith & Co

Sandy Tichenor Nuveen Investments, Inc.

Kimberly Plante Ohio National Financial Services

Laura Bissell Okapi Partners LLC

Bruce Goldfarb Okapi Partners LLC

George Bowen OppenheimerFunds

Julie Welton OppenheimerFunds

Bob Zack OppenheimerFunds

Lisa Bloomberg OppenheimerFunds, Inc.

Patrick Hyland OppenheimerFunds, Inc.

Mark Vandehey OppenheimerFunds, Inc.

Brian Wixted OppenheimerFunds, Inc.

Sam Freedman OppenheimerFunds-Denver

John Vekich OptumHealth Financial

Pamela Nichter Osterweis Capital Management

Jordana DeGuire Pacific Life Fund Advisors LLC

Laurene MacElwee Pacific Life Fund Advisors LLC

Kevin Steiner Pacific Life Fund Advisors LLC

Tom Willis Pacific Life Funds

Robin Yonis Pacific Life Insurance Company

Marc Mahon Parnassus Investments

John Skidmore Parnassus Investments

Paul Atkins Patomak Partners

Wendell Faria Paul Hastings

Brian Hurley Paul, Hastings, Janofsky & Walker


David Hearth Paul, Hastings, Janofsky & Walker LLP

Mitch Nichter Paul, Hastings, Janofsky & Walker LLP

Michael Rosella Paul, Hastings, Janofsky & Walker LLP

Chris Tafone Paul, Hastings, Janofsky & Walker LLP

Michael Pellegrino Pellegrino, LLC

John Falco Pepper Hamilton LLP

John Ford Pepper Hamilton LLP

Gregory Nowak Pepper Hamilton LLP

David Flattum PIMCO

John Loh PIMCO

Josh Ratner PIMCO

Brent Harris PIMCO Funds

Steve King PIMCO LLC

Terry Cullen Pioneer Investments

Chris Kelley Pioneer Investments

Bill Mennonna Pioneer Investments

Laura Moret Piper Jaffray Companies

Kathie Barr PNC Capital Advisors

Kelley Brennan PNC Funds

Matt Caulfield PNC Global Investment Servicing

Craig Churman PNC Global Investment Servicing

Mike DeNofrio PNC Global Investment Servicing

Dave Giannone PNC Global Investment Servicing

Linda Hoard PNC Global Investment Servicing

Jay Nusblatt PNC Global Investment Servicing

Malcolm Pobjoy PNC Global Investment Servicing

Bill Salus PNC Global Investment Servicing

Wayne Weaver PNC Global Investment Servicing

John Griffin PricewaterhouseCoopers

Tom Henk PricewaterhouseCoopers

Marty Jennings PricewaterhouseCoopers

Tom Kent PricewaterhouseCoopers

Marie O’Connor PricewaterhouseCoopers

Cindy Powers PricewaterhouseCoopers

Lori Richards PricewaterhouseCoopers

Mike Spiryda PricewaterhouseCoopers

John Stadtler PricewaterhouseCoopers

Karen Stuckey PricewaterhouseCoopers

Dave Trerice PricewaterhouseCoopers

Patrick Wall PricewaterhouseCoopers

Ted Wilm PricewaterhouseCoopers


Hugh Armstrong PricewaterhouseCoopers LLP

Shawn Baker PricewaterhouseCoopers LLP

Barry Benjamin PricewaterhouseCoopers LLP

Joe Diangelo PricewaterhouseCoopers LLP

Anthony Evangelista PricewaterhouseCoopers LLP

Kathryn Kaminsky PricewaterhouseCoopers LLP

Paul Keller PricewaterhouseCoopers LLP

Ann Kennedy PricewaterhouseCoopers LLP

Raj Kothari PricewaterhouseCoopers LLP

Chris May PricewaterhouseCoopers LLP

Bill McGinley PricewaterhouseCoopers LLP

Gary Meltzer PricewaterhouseCoopers LLP

Karen Morgan PricewaterhouseCoopers LLP

Chris Thompson PricewaterhouseCoopers LLP

John Parkhouse PricewaterhouseCoopers Luxembourg

Mari Ferris PricewaterhouseCoopers, LLP

Amy Doberman ProFunds

Barry Pershkow ProFunds

Tim Coakley ProFunds Group

Debbie Docs Prudential

Valerie Simpson Prudential

Theresa Thompson Prudential

Saul Fenster Prudential Insurance Fund

Tim Knierim Prudential Investment Management

Katie Quirk Prudential Investments

Grace Torres Prudential Investments

Robert Burns Putnam Investments

James Clark Putnam Investments

Frank McNamara Putnam Investments

Michael Schnitman Putnam Investments

Stephen Tate Putnam Investments

Sandy Madden Quantitative Advisors

Lisa Thenell Rainier Investment Management, Inc.

Melodie Zakaluk Rainier Investment Management, Inc.

Chih-Pin Lu Raymond James Financial, Inc.

Erik Preus RBC Funds

RBC Funds RBC Funds Trust

Steve Keen Reed Smith LLP

Alan Seigerman ReFlow

Michael Lydon Reich & Tang Asset Mgmt.

Bob Straniere Reich & Tang Funds Group


Raul Varela Rivet Software, Inc.

John Gerstmayr Ropes & Gray

Rajib Chanda Ropes & Gray LLP

Gregory Davis Ropes & Gray LLP

Mike Doherty Ropes & Gray LLP

Thomas Hiller Ropes & Gray LLP

Susan Johnston Ropes & Gray LLP

John Loder Ropes & Gray LLP

Alan Priest Ropes & Gray LLP

George Braxton Raine Ropes & Gray LLP

Elizabeth Reza Ropes & Gray LLP

Rob Skinner Ropes & Gray LLP

David Sullivan Ropes & Gray LLP

Michael Szkodzinski Ropes & Gray LLP

James Thomas Ropes & Gray LLP

Jane Rose Rose Law Firm

John Diederich Royce Funds

Ron Tuosto RR Donnelley

Ross Erickson Russell Investments

Sandra Richardson Russell Investments

Mary Beth Rhoden Russell Investments

Kari Seabrands Russell Investments

Leanne Smith Russell Investments

Mark Swanson Russell Investments

Cheryl Wichers Russell Investments

Kevin McGovern Rydex|SGI

Lisa Morrone S&P

Robert Hancock Sands Capital Management

Bradford Campbell Schiff Hardin LLP

Abby Ingber Schroder Investment Management NA

Karen Spiegel Schulte Roth & Zabel

Ken Gerstein Schulte Roth & Zabel LLP

George Silfen Schulte Roth & Zabel LLP

Joanna Haigney Security Global Investors

Amy Lee Security Global Investors

John Alshefski SEI

Jay Cipriano SEI

Robert Groth SEI

Gary Harris SEI

Debi Koons SEI

Phil Masterson SEI


Steve Papulak SEI

George Tsiaras SEI

Cheryl Burgermeister Select Sector SPDR Funds

Tom Malone Sentinel Funds

Bibb Strench Seward & Kissel

Ron Cima Seward & Kissel LLP

Kathleen Clarke Seward & Kissel LLP

Paul Miller Seward & Kissel LLP

Tony Nuland Seward & Kissel LLP

John Tavss Seward & Kissel LLP

Nathan Greene Shearman & Sterling LLP

Jesse Kanach Shearman & Sterling LLP

Paul Schreiber Shearman & Sterling LLP

Ellen Harris Sidley Austin LLP

Laurin Blumenthal Kleiman Sidley Austin LLP

Jock MacKinnon Sidley Austin LLP

Sarah Cogan Simpson Thacher & Bartlett LLP

Ken Burdon Skadden, Arps

Jonathan Eisenberg Skadden, Arps, Slate, Meagher & Flom LLP

Bob Dunne SMART Business Advisory & Consulting, LLC

Heidi Ryan Patton SMART Business Advisory & Consulting, LLC

Mary Joan Hoene Sonnenschein Nath & Rosenthal LLP

Michael Wittke Southeastern Asset Management

Julie Bishop Southeastern Asset Management, Inc.

Kristy Stevenson State Farm

Dan Willard State Farm Investment Management Corporation

Neal Chansky State Street

Dennis Fritchman State Street

Bob Engvall State Street

Andy Fry State Street

Scott Horton State Street

Jim Keenan State Street

Wendy LaBonte State Street

Mary Moran Zeven State Street

Owen Nichols State Street

Larry O’Grady State Street

Stephanie Poster State Street

Dan Rowley State Street

Pete Thurmond State Street

Bob Triano State Street

Barbara Wentzel State Street


Ellen Needham State Street Bank

David Saulnier State Street Bank

John Stratton State Street Corp

Julie Tedesco State Street Corp

Tracy Atkinson State Street Corporation

Joyce Dardonis State Street Corporation

Tom Forrester State Street Corporation

Michael Foutes State Street Corporation

Gary French State Street Corporation

Alan Greene State Street Corporation

Brenda Lyons State Street Corporation

Doug Miller State Street Corporation

Michael Prendergast State Street Corporation

Scott Rimmer State Street Corporation

Keith Slattery State Street Corporation

Jacki Angell State Street Global Advisors

Lance Dial State Street Global Advisors

Phillip Gillespie State Street Global Advisors

Billy Hawkins State Street Global Advisors

Julie Piatelli State Street Global Advisors

Carolan Berkley Stradley Ronon

Mike O’Hare Stradley Ronon

Matthew DiClemente Stradley Ronon Stevens & Young

Lisa Duda Stradley Ronon Stevens & Young

Kristin Ives Stradley Ronon Stevens & Young

Bill Pilling Stradley Ronon Stevens & Young

Lawrence Stadulis Stradley Ronon Stevens & Young

Bob Fulton Stradley Ronon Stevens & Young LLP

Prufesh Modhera Stradley Ronon Stevens & Young LLP

Greg DiMeglio Stradley Ronon Stevens & Young, LLP

Alison Fuller Stradley Ronon Stevens & Young, LLP

Bruce Leto Stradley Ronon Stevens & Young, LLP

Michael Mabry Stradley Ronon Stevens & Young, LLP

Jana Cresswell Stradley, Ronon, Stevens & Young, LLP

Kevin Shine Strategic Insight

Joel Goldberg Stroock & Stroock & Lavan LLP

Gary Granik Stroock & Stroock & Lavan LLP

Nicole Runyan Stroock & Stroock & Lavan LLP

Eric Kadel Sullivan & Cromwell LLP

Rick Wertheim Sullivan & Cromwell LLP

David Leahy Sullivan & Worcester, LLP


Maura Murphy Sun Capital Advisers LLC

Steven Brancato SunAmerica

Greg Bressler SunAmerica Asset Management Corp.

John Silane SunGard Asset Arena

Marguerite Bateman Sutherland Asbill & Brennan LLP

Tom Bisset Sutherland Asbill & Brennan LLP

Tom Conner Sutherland Asbill & Brennan LLP

David Goldstein Sutherland Asbill & Brennan LLP

David Abbey T. Rowe Price Associates, Inc.

Darrell Braman T. Rowe Price Associates, Inc.

Karen Horn T. Rowe Price Associates, Inc.

David Oestreicher T. Rowe Price Associates, Inc.

Theo Rodgers T. Rowe Price Associates, Inc.

Linda Kaufmann Tait, Weller & Baker LLP

Jim Mahoney Tait, Weller & Baker LLP

Michele Teichner TD Asset Management

Jeremy Read The Altman Group

Paul Torre The Altman Group

Tom Nader The Altman Group, Inc.

Jeff Bieselin The Bank of New York Mellon

Jim Cecere The Bank of New York Mellon

Lori Givens The Bank of New York Mellon

Sandy McKenna The Bank of New York Mellon

Joe Connolly The Dreyfus Corporation

Janette Farragher The Dreyfus Corporation

Michael Rosenberg The Dreyfus Corporation

Tami Fagely The Hartford

Tom Jones The Hartford

Ed Macdonald The Hartford

J.P. Scanlon The Hartford

Steve Boughal The Hartford Financial Services Group

Ralf Hensel The Investment Funds Institute of Canada

Katherine Kruk The Investment Funds Institute of Canada

Larry Amerl The Marshall Funds

Terence Faherty The Milestone Group

Randy Rein The Northern Trust Company

Peter Reinhart The Northern Trust Company

John Denneen The Royce Funds

JoAnn Strasser Thompson Hine LLP

Michael Wible Thompson Hine LLP

Charles Thompson Thompson, Hickey, Cunningham, Clow & April, P.A.


Jon Hale Thomson Reuters

Gerry Vaillancourt Thrivent Financial

David Royal Thrivent Financial for Lutherans

Randall Lowry TIAA CREF

Glenn Brightman TIAA-CREF

Phil Goff TIAA-CREF

Stewart Greene TIAA-CREF

Rachael Zufall TIAA-CREF

Tom Pandick Tocqueville Asset Management

Rich Fachet Travelers

Suzanne Hoppe Travelers

Lacey Pevey Travelers

Philip Holl Trust Company of the West

Brian McNally Turner Funds/Turner Investments Partners

Eric Falkeis U.S. Bancorp Fund Services, LLC

Erin La Porte U.S. Bancorp Fund Services, LLC

Joe Redwine U.S. Bancorp Fund Services, LLC

Karl Walli U.S. Department of the Treasury

Kelly Niland U.S. Global Investors

Luis Aguilar U.S. Securities and Exchange Commission

Carlo di Florio U.S. Securities and Exchange Commission

Buddy Donohue U.S. Securities and Exchange Commission

Susan Ervin U.S. Securities and Exchange Commission

Robert Plaze U.S. Securities and Exchange Commission

Smeeta Ramarathnam U.S. Securities and Exchange Commission

Douglas Scheidt U.S. Securities and Exchange Commission

David Shillman U.S. Securities and Exchange Commission

Tom Warren UAT, INC.

Joe Allessie UBS

Seth Ruderman UBS Financial Services

Thomas Disbrow UBS Global Asset Management

Keith Weller UBS Global Asset Management

Eric Sanders UBS Global Asset Management (Americas) Inc.

Bob Dorsey Ultimus Fund Solutions, LLC

Frank Maresca Ultimus Fund Solutions, LLC

Terry Gallagher UMB Fund Services, Inc.

Bob Tuszynski UMB Fund Services, Inc.

David Bogaert Unified Fund Services, Inc.

Carol Highsmith Unified Fund Services, Inc.

John Swhear Unified Series Trust

Margaret Bond Union Bank


Moon Lee Union Bank

Kevin Galvin Union Bank, N.A.

George Sapp US Bancorp Fund Services LLC

Mike Ceccato US Bancorp Fund Services, LLC

Susan McGee US Global Investors

James Whetzel USAA

Stuart Schuldt Van Kampen Investments

John Sullivan Van Kampen Investments

Natalie Bej Vanguard

Mike Bosken Vanguard

Tyler Craig Vanguard

Amy Dobra Vanguard

Heidi Stam Vanguard

Ken Nagel Vanguard Brokerage Services

Anthony Calhoun Vantagepoint Funds Board of Directors

Arthur Lynch Vantagepoint Funds Board of Directors

Robin Wiessmann Vantagepoint Funds Board of Directors

Mary Bishop Varden Technologies, Inc.

Maureen Miller Vedder Price P.C.

David Sturms Vedder Price P.C.

Karin Jagel Flynn Vedder Price, P.C.

Jim Hanks Venable LLP

Michael Leber Venable LLP

Chris Dyer Victory Capital Management

Derrick Macdonald Victory Capital Management

Michael Lazar Vintage Filings

Jackie Porter Virtus Funds

Kevin Carr Virtus Investment Partners

Jeff Squires Vista360

Joe Mastoloni Vontobel Asset Management, Inc.

Dan Hoover Wachovia Bank WGSL

Bob Hechler Waddell & Reed Advisors Funds

Joe Kauten Waddell and Reed

Russell Biles Wasatch Funds, Inc.

Jeffrey Steele Washington Management Corp.

Michael Stockton Washington Management Corporation

Ken Stoll Weitz Funds

Jen Mortimer Wellington Management

James Campbell Wellington Management Company, LLP

David Messman Wells Fargo

Debra Ann Early Wells Fargo Funds Management


Rick Smirl William Blair & Company, LLC

Dan Morrissey William Fry

Bill Baker Willis HRH

Matt Baum Willis North America Inc.

Barry Barbash Willkie Farr & Gallagher LLP

Rose DiMartino Willkie Farr & Gallagher LLP

Maria Gattuso Willkie Farr & Gallagher LLP

Ben Haskin Willkie Farr & Gallagher LLP

Burton Leibert Willkie Farr & Gallagher LLP

Joe Riley Willkie Farr & Gallagher LLP

Jim Anderson WilmerHale

Bob Bagnall WilmerHale

Matthew Chambers WilmerHale

John Faust WilmerHale

David Heaton WilmerHale

Lori Martin WilmerHale

Len PIerce WilmerHale

Carol Robinson Schepp WilmerHale

Tim Silva WilmerHale

Marianne Smythe WilmerHale

John Kelley Wilmington Trust Company

Aaron Eubanks Wilshire Associates

Liz Cohernour Wintergreen Advisers, LLC

Richard Morris WisdomTree Asset Management

Stevie Conlon Wolters Kluwer Financial Services

Chris Eng Wolters Kluwer Financial Services

Robert Putney

conferences

Documents