what can and cannot be done with classical dft at interfaces?

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What can and cannot be done with classical DFT at interfaces? Gunnar Pruessner Department of Physics Imperial College London INCEMS M18 Meeting, Karlsruhe, Jan 2007 G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 1 / 11

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Page 1: What can and cannot be done with classical DFT at interfaces?

What can and cannot be donewith classical DFT at interfaces?

Gunnar Pruessner

Department of PhysicsImperial College London

INCEMS M18 Meeting, Karlsruhe, Jan 2007

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 1 / 11

Page 2: What can and cannot be done with classical DFT at interfaces?

Outline

1 IntroductionModelObservables and ParametersClassical DFTRelation to phase field modelling

2 Applying DFT to Intergranular FilmsParametrisationTechnical limitationsSummary: Doable and not doable

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 2 / 11

Page 3: What can and cannot be done with classical DFT at interfaces?

Introduction Model

Model

Two confining latticesInterface: freely rearranging, “liquid” layer in betweenReservoir: chemical potential µ

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 3 / 11

Page 4: What can and cannot be done with classical DFT at interfaces?

Introduction Model

Model

Two confining latticesInterface: freely rearranging, “liquid” layer in betweenReservoir: chemical potential µ

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 3 / 11

Page 5: What can and cannot be done with classical DFT at interfaces?

Introduction Model

Model

Two confining latticesInterface: freely rearranging, “liquid” layer in betweenReservoir: chemical potential µ

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 3 / 11

Page 6: What can and cannot be done with classical DFT at interfaces?

Introduction Observables and Parameters

Observables and Parameters

Key observablesI Density profile ρ(~x)I Thermodynamic properties (grand potential, steric forces,

pressure. . . )

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 4 / 11

Page 7: What can and cannot be done with classical DFT at interfaces?

Introduction Observables and Parameters

Observables and Parameters

Key observables: Density profile, potentials, pressure . . .Parameters

I temperature, chemical potential, . . .I relative lattice orientation: gap (phase), tilt, twist

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 4 / 11

Page 8: What can and cannot be done with classical DFT at interfaces?

Introduction Observables and Parameters

Observables and Parameters

Key observables: Density profile, potentials, pressure . . .Parameters

I temperature, chemical potential, . . .I relative lattice orientation: gap (phase), tilt, twist

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 4 / 11

Page 9: What can and cannot be done with classical DFT at interfaces?

Introduction Observables and Parameters

Observables and Parameters

Key observables: Density profile, potentials, pressure . . .Parameters

I temperature, chemical potential, . . .I relative lattice orientation: gap (phase), tilt, twist

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 4 / 11

Page 10: What can and cannot be done with classical DFT at interfaces?

Introduction Observables and Parameters

Observables and Parameters

Key observables: Density profile, potentials, pressure . . .Parameters

I temperature, chemical potential, . . .I relative lattice orientation: gap (phase), tilt, twist

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 4 / 11

Page 11: What can and cannot be done with classical DFT at interfaces?

Introduction Classical DFT

The principles of Classical Density Functional TheoryHaymet and Oxtoby, 1981 and 1982

Classical Density Functional TheoryFunctional Taylor series of effective one particle potential ofcomplicated liquid over reference (bulk) system

ln(

ρ(r)ρ0

)=

∫dd r ′ C(2)(r ′ − r)(ρ(r ′) − ρ0)

using direct correlation function C(2)(r)To be solved with certain boundary conditions.Reparametrise ρ(r):

ρ(r) = ρ0

(1 +

∑n

µn(r)eıknr

)

Separation of length scales.G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 5 / 11

Page 12: What can and cannot be done with classical DFT at interfaces?

Introduction Classical DFT

The principles of Classical Density Functional TheoryHaymet and Oxtoby, 1981 and 1982

Classical Density Functional Theory

Expand µn(r ′) about r ′ = r and use Fourier coefficients of C(2):

ln

(1 +

∑n

µn(r)eıknr

)=

∑n

eıknrV ′′ρ0 (cnµn(r) − ı∇cn∇µn(r) − . . .)

Problem: All µn on both sides, need to decoupleIdea: Demand for all r:

ln

(1 +

∑n

µn(r)eıknr

)=

∑n

eıknrV ′′ρ0(cnµn(r) − ı∇cn∇µn(r) − . . .

)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 5 / 11

Page 13: What can and cannot be done with classical DFT at interfaces?

Introduction Classical DFT

The principles of Classical Density Functional TheoryHaymet and Oxtoby, 1981 and 1982

Classical Density Functional TheoryNow Fourier transform

V −1∫dd r e−ıkmr ln

(1 +

∑n

µn(r)eıknr

)=

V ′′ρ0(cmµm (r) − ı∇cm∇µm (r) − . . .

)Surprise: Equivalent to Allen-Cahn phase field model.

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 5 / 11

Page 14: What can and cannot be done with classical DFT at interfaces?

Introduction Relation to phase field modelling

Phase field modelling derived from DFT

Recipe

Start with (and keep it) the full grand potential in terms of ρ(r)Reparametrise and expand (functionally and in space)Simplify: Within a unit cell µn(r) is nearly constantSeparation of length scalesResults in Allen-Cahn phase field model:

W =

∫Ω

dd r f (φ(r)) −ε2

2φ(r)∇2φ(r)

non-conserved order parameterKobayashi, Warren, Carter (2000) [with orientation field integrated out]

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 6 / 11

Page 15: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films

Outline

1 IntroductionModelObservables and ParametersClassical DFTRelation to phase field modelling

2 Applying DFT to Intergranular FilmsParametrisationTechnical limitationsSummary: Doable and not doable

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 7 / 11

Page 16: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Parametrisation

What does the parametrisation mean physically?Density profile: ρ(r) = ρ0

(1 +

∑n µn(r)eıknr)

Boundary Conditions: Fix µn(r) on the far left and the far right.Shift/Gap: No problem!What if orientations are different on both sides?Change Fourier domain!

Possible if Σ boundary; Feasible if small enough (→ number of coefficients).G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 8 / 11

Page 17: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Parametrisation

What does the parametrisation mean physically?Density profile: ρ(r) = ρ0

(1 +

∑n µn(r)eıknr)

Boundary Conditions: Fix µn(r) on the far left and the far right.Shift/Gap: No problem!What if orientations are different on both sides?Change Fourier domain!

Possible if Σ boundary; Feasible if small enough (→ number of coefficients).G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 8 / 11

Page 18: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Parametrisation

What does the parametrisation mean physically?Density profile: ρ(r) = ρ0

(1 +

∑n µn(r)eıknr)

Boundary Conditions: Fix µn(r) on the far left and the far right.Shift/Gap: No problem!What if orientations are different on both sides?Change Fourier domain!

Possible if Σ boundary; Feasible if small enough (→ number of coefficients).G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 8 / 11

Page 19: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Parametrisation

What does the parametrisation mean physically?Density profile: ρ(r) = ρ0

(1 +

∑n µn(r)eıknr)

Boundary Conditions: Fix µn(r) on the far left and the far right.Shift/Gap: No problem!What if orientations are different on both sides?Change Fourier domain!

Possible if Σ boundary; Feasible if small enough (→ number of coefficients).G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 8 / 11

Page 20: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Parametrisation

What does the parametrisation mean physically?Density profile: ρ(r) = ρ0

(1 +

∑n µn(r)eıknr)

Boundary Conditions: Fix µn(r) on the far left and the far right.Shift/Gap: No problem!What if orientations are different on both sides?Change Fourier domain!

Possible if Σ boundary; Feasible if small enough (→ number of coefficients).G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 8 / 11

Page 21: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Technical limitations

What are the technical obstacles?

Key obstacles:Can only cope with one Fourier domain (practically excludesdifferent crystal structures).Need to have stable solid phases (an issue in itself), i.e. µn of thesolid phase must be a solution of∫

dd r eıkmr ln

(1 +

∑n

µneıknr

)= V ′′ρ0cmµm

Numerical convergence during root-findingComplicated geometry, i.e. setupImproving expansion systematically (C(3), ∇3, higher modes) ispossible but might ruin convergence.

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 9 / 11

Page 22: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Results so far

Clear mathematical foundation of the theoryAppropriate parametrisation for grain boundaries (Σ only, twist andtilt)Grand potential functional to be globally minimised (std.minimisation methods)Relation to phase field modelling (observables, parameters,limitations; publication in preparation [contribution to D3.2])Implementation for gaps (not yet convergent)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 10 / 11

Page 23: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Results so far

Clear mathematical foundation of the theoryAppropriate parametrisation for grain boundaries (Σ only, twist andtilt)Grand potential functional to be globally minimised (std.minimisation methods)Relation to phase field modelling (observables, parameters,limitations; publication in preparation [contribution to D3.2])Implementation for gaps (not yet convergent)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 10 / 11

Page 24: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Results so far

Clear mathematical foundation of the theoryAppropriate parametrisation for grain boundaries (Σ only, twist andtilt)Grand potential functional to be globally minimised (std.minimisation methods)Relation to phase field modelling (observables, parameters,limitations; publication in preparation [contribution to D3.2])Implementation for gaps (not yet convergent)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 10 / 11

Page 25: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Results so far

Clear mathematical foundation of the theoryAppropriate parametrisation for grain boundaries (Σ only, twist andtilt)Grand potential functional to be globally minimised (std.minimisation methods)Relation to phase field modelling (observables, parameters,limitations; publication in preparation [contribution to D3.2])Implementation for gaps (not yet convergent)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 10 / 11

Page 26: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Results so far

Clear mathematical foundation of the theoryAppropriate parametrisation for grain boundaries (Σ only, twist andtilt)Grand potential functional to be globally minimised (std.minimisation methods)Relation to phase field modelling (observables, parameters,limitations; publication in preparation [contribution to D3.2])Implementation for gaps (not yet convergent)

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 10 / 11

Page 27: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 28: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 29: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 30: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 31: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 32: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 33: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11

Page 34: What can and cannot be done with classical DFT at interfaces?

Applying DFT to Intergranular Films Summary: Doable and not doable

Doable

Complete theory for Σ boundariescontribution to INCEMS M3.4 (general description) — relevance?

Probably: Convergence for single species, at least in single modeor common amplitude approximationNarrow boundaries using r-independent µn

Closed, dense structures. BCC, FCC.

[Probably] Not doableMultiple species (lack of reliable data, non-convergence ofnumerics, too many parameters)Open, network structures (require 3 and higher body interactions)Impurities (again, too many parameters)More complicated boundaries, big Σ values

G. Pruessner (Imperial) DFT for Intergranular Films Karlsruhe, 01/2007 11 / 11