vote summary report - placements mondiaux sun life
TRANSCRIPT
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Aritzia Inc.
Meeting Date: 07/10/2019
Record Date: 05/24/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 04045U102
Ticker: ATZ
Primary CUSIP: 04045U102 Primary ISIN: CA04045U1021 Primary SEDOL: BDCG2C2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoMeeting for Subordinate and Multiple Voting Shares
Mgmt ForForYesElect Director Brian Hill 1a
Mgmt ForForYesElect Director Jennifer Wong 1b
Mgmt ForForYesElect Director Aldo Bensadoun 1c
Mgmt ForForYesElect Director John E. Currie 1d
Mgmt ForForYesElect Director Ryan Holmes 1e
Mgmt ForForYesElect Director David Labistour 1f
Mgmt ForForYesElect Director John Montalbano 1g
Mgmt ForForYesElect Director Marni Payne 1h
Mgmt ForForYesElect Director Glen Senk 1i
Mgmt ForForYesElect Director Marcia Smith 1j
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Emera Incorporated
Meeting Date: 07/11/2019
Record Date: 05/31/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 290876101
Ticker: EMA
Primary CUSIP: 290876101 Primary ISIN: CA2908761018 Primary SEDOL: 2650050
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Amend Articles Re: Removal of 25 Percent Restrictions Relating to Share Ownership and Voting Rights by Non-Canadian Resident Shareholder
Mgmt Yes For For
Page 1 of 8
Sun Life BlackRock Canadian Equity Fund
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Emera Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt AbstainNoneYesThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.
2
WestJet Airlines Ltd.
Meeting Date: 07/23/2019
Record Date: 06/12/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 960410504
Ticker: WJA
Primary CUSIP: 960410504 Primary ISIN: CA9604105044 Primary SEDOL: BYN2G91
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Variable Voting Shareholders and Common Voting Shareholders
Mgmt No
Mgmt ForForYesApprove Acquisition of All Issued and Outstanding Common and Variable Voting Shares by Kestrel Bidco Inc.of WestJet
1
Blended Rationale: WestJet Airlines has entered into a merger agreement with Onex Corporation. Shareholders will receive $31 in cash per share. The merger consideration represents a premium of approx. 58% to the unaffected closing price two months prior to announcement.
Mgmt AbstainNoneYesThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.
2
Saputo Inc.
Meeting Date: 08/08/2019
Record Date: 06/14/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 802912105
Ticker: SAP
Primary CUSIP: 802912105 Primary ISIN: CA8029121057 Primary SEDOL: 2112226
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Lino A. Saputo, Jr. Mgmt Yes For For
Mgmt ForForYesElect Director Louis-Philippe Carriere 1.2
Mgmt ForForYesElect Director Henry E. Demone 1.3
Page 2 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Saputo Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Anthony M. Fata 1.4
Mgmt ForForYesElect Director Annalisa King 1.5
Mgmt ForForYesElect Director Karen Kinsley 1.6
Mgmt ForForYesElect Director Tony Meti 1.7
Mgmt ForForYesElect Director Diane Nyisztor 1.8
Mgmt ForForYesElect Director Franziska Ruf 1.9
Mgmt ForForYesElect Director Annette Verschuren 1.10
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Incorporation of Environmental, Social and Governance (ESG) Factorsin Executive Compensation
4
Blended Rationale: 1- [SF-S4578-111] Upon Engagement Decided to Support Management
SH AgainstAgainstYesSP 2: Determination of Director Independence 5
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 3: Advisory Vote on Executive Officers' Compensation
6
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 4: Report on the Environmental and Social Impacts of Food Waste
7
Blended Rationale: 1- [SF-S4578-111] Upon Engagement Decided to Support Management
CAE Inc.
Meeting Date: 08/14/2019
Record Date: 06/19/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 124765108
Ticker: CAE
Primary CUSIP: 124765108 Primary ISIN: CA1247651088 Primary SEDOL: 2162760
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Margaret S. (Peg) Billson Mgmt Yes For For
Page 3 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
CAE Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Michael M. Fortier 1.2
Mgmt ForForYesElect Director Marianne Harrison 1.3
Mgmt ForForYesElect Director Alan N. MacGibbon 1.4
Mgmt ForForYesElect Director John P. Manley 1.5
Mgmt ForForYesElect Director Francois Olivier 1.6
Mgmt ForForYesElect Director Marc Parent 1.7
Mgmt ForForYesElect Director Michael E. Roach 1.8
Mgmt ForForYesElect Director Norton A. Schwartz 1.9
Mgmt ForForYesElect Director Andrew J. Stevens 1.10
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
ATS Automation Tooling Systems, Inc.
Meeting Date: 08/15/2019
Record Date: 06/26/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 001940105
Ticker: ATA
Primary CUSIP: 001940105 Primary ISIN: CA0019401052 Primary SEDOL: 2002587
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Neil D. Arnold Mgmt Yes For For
Mgmt ForForYesElect Director Joanne S. Ferstman 1.2
Mgmt ForForYesElect Director Andrew P. Hider 1.3
Mgmt ForForYesElect Director Kirsten Lange 1.4
Mgmt ForForYesElect Director Michael E. Martino 1.5
Blended Rationale: .
Mgmt ForForYesElect Director David L. McAusland 1.6
Mgmt ForForYesElect Director Philip B. Whitehead 1.7
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 4 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Canada Goose Holdings Inc.
Meeting Date: 08/15/2019
Record Date: 07/03/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 135086106
Ticker: GOOS
Primary CUSIP: 135086106 Primary ISIN: CA1350861060 Primary SEDOL: BF04K39
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Multiple Voting and Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Dani Reiss 1.1
Mgmt ForForYesElect Director Ryan Cotton 1.2
Mgmt WithholdForYesElect Director Joshua Bekenstein 1.3
Blended Rationale: [SF-M0201-015] Vote against for failure to attend at least 75% of board and relevant committee attendance.
Mgmt ForForYesElect Director Stephen Gunn 1.4
Mgmt ForForYesElect Director Jean-Marc Huet 1.5
Mgmt ForForYesElect Director John Davison 1.6
Mgmt ForForYesElect Director Maureen Chiquet 1.7
Mgmt ForForYesElect Director Jodi Butts 1.8
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Open Text Corporation
Meeting Date: 09/04/2019
Record Date: 08/02/2019
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 683715106
Ticker: OTEX
Primary CUSIP: 683715106 Primary ISIN: CA6837151068 Primary SEDOL: 2260824
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director P. Thomas Jenkins Mgmt Yes For For
Mgmt ForForYesElect Director Mark J. Barrenechea 1.2
Mgmt ForForYesElect Director Randy Fowlie 1.3
Mgmt ForForYesElect Director David Fraser 1.4
Mgmt ForForYesElect Director Gail E. Hamilton 1.5
Mgmt ForForYesElect Director Stephen J. Sadler 1.6
Page 5 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Open Text Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Harmit Singh 1.7
Mgmt ForForYesElect Director Michael Slaunwhite 1.8
Mgmt ForForYesElect Director Katharine B. Stevenson 1.9
Mgmt ForForYesElect Director Carl Jurgen Tinggren 1.10
Mgmt ForForYesElect Director Deborah Weinstein 1.11
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Shareholder Rights Plan 4
Empire Company Limited
Meeting Date: 09/12/2019
Record Date: 07/22/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 291843407
Ticker: EMP.A
Primary CUSIP: 291843407 Primary ISIN: CA2918434077 Primary SEDOL: 2314000
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Non-Voting Shareholders Mgmt No
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
1
Canopy Growth Corporation
Meeting Date: 09/17/2019
Record Date: 08/08/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 138035100
Ticker: WEED
Primary CUSIP: 138035100 Primary ISIN: CA1380351009 Primary SEDOL: BYTN3W0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John K. Bell Mgmt Yes For Withhold
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Robert Hanson 1.2
Page 6 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Canopy Growth Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director David Klein 1.3
Mgmt ForForYesElect Director William Newlands 1.4
Mgmt ForForYesElect Director Judy A. Schmeling 1.5
Mgmt WithholdForYesElect Director Peter E. Stringham 1.6
Blended Rationale: [SF-M0201-004] Vote against chair of nominating committee because the board is not majority independent.[RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Mark Zekulin 1.7
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Alimentation Couche-Tard Inc.
Meeting Date: 09/18/2019
Record Date: 07/22/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 01626P403
Ticker: ATD.B
Primary CUSIP: 01626P403 Primary ISIN: CA01626P4033 Primary SEDOL: 2011646
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Mgmt ForForYesElect Director Alain Bouchard 2.1
Mgmt ForForYesElect Director Melanie Kau 2.2
Mgmt ForForYesElect Director Jean Bernier 2.3
Mgmt ForForYesElect Director Nathalie Bourque 2.4
Mgmt ForForYesElect Director Eric Boyko 2.5
Mgmt ForForYesElect Director Jacques D'Amours 2.6
Mgmt ForForYesElect Director Richard Fortin 2.7
Mgmt ForForYesElect Director Brian Hannasch 2.8
Mgmt ForForYesElect Director Marie Josee Lamothe 2.9
Mgmt ForForYesElect Director Monique F. Leroux 2.10
Mgmt ForForYesElect Director Real Plourde 2.11
Page 7 of 8
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 07/01/2019 to 09/30/2019
Alimentation Couche-Tard Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Daniel Rabinowicz 2.12
Mgmt ForForYesElect Director Louis Tetu 2.13
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 8 of 8
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canadian Western Bank
Meeting Date: 04/02/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 13677F101
Ticker: CWB
Primary CUSIP: 13677F101 Primary ISIN: CA13677F1018 Primary SEDOL: 2188283
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Andrew J. Bibby 1.1
Mgmt ForForYesElect Director Christopher H. Fowler 1.2
Mgmt ForForYesElect Director Linda M.O. Hohol 1.3
Mgmt ForForYesElect Director Robert A. Manning 1.4
Mgmt ForForYesElect Director E. Gay Mitchell 1.5
Mgmt ForForYesElect Director Sarah A. Morgan-Silvester 1.6
Mgmt ForForYesElect Director Margaret J. Mulligan 1.7
Mgmt ForForYesElect Director Robert L. Phillips 1.8
Mgmt ForForYesElect Director Raymond J. Protti 1.9
Mgmt ForForYesElect Director Ian M. Reid 1.10
Mgmt ForForYesElect Director H. Sanford Riley 1.11
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
The Toronto-Dominion Bank
Meeting Date: 04/02/2020
Record Date: 02/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 891160509
Ticker: TD
Primary CUSIP: 891160509 Primary ISIN: CA8911605092 Primary SEDOL: 2897222
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Amy W. Brinkley Mgmt Yes For For
Mgmt ForForYesElect Director Brian C. Ferguson 1.2
Mgmt ForForYesElect Director Colleen A. Goggins 1.3
Mgmt ForForYesElect Director Jean-Rene Halde 1.4
Mgmt ForForYesElect Director David E. Kepler 1.5
Page 1 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
The Toronto-Dominion Bank
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Brian M. Levitt 1.6
Mgmt ForForYesElect Director Alan N. MacGibbon 1.7
Mgmt ForForYesElect Director Karen E. Maidment 1.8
Mgmt ForForYesElect Director Bharat B. Masrani 1.9
Mgmt ForForYesElect Director Irene R. Miller 1.10
Mgmt ForForYesElect Director Nadir H. Mohamed 1.11
Mgmt ForForYesElect Director Claude Mongeau 1.12
Mgmt ForForYesElect Director S. Jane Rowe 1.13
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
4
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years
5
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities
6
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
Colliers International Group Inc.
Meeting Date: 04/07/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 194693107
Ticker: CIGI
Primary CUSIP: 194693107 Primary ISIN: CA1946931070 Primary SEDOL: BYL7SB4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Peter F. Cohen Mgmt Yes For For
Mgmt ForForYesElect Director John (Jack) P. Curtin Jr 1b
Page 2 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Colliers International Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Christopher Galvin 1c
Mgmt ForForYesElect Director P. Jane Gavan 1d
Mgmt ForForYesElect Director Stephen J. Harper 1e
Mgmt ForForYesElect Director Jay S. Hennick 1f
Mgmt ForForYesElect Director Katherine M. Lee 1g
Mgmt ForForYesElect Director Benjamin F. Stein 1h
Mgmt ForForYesElect Director L. Frederick Sutherland 1i
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Laurentian Bank of Canada
Meeting Date: 04/07/2020
Record Date: 02/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 51925D106
Ticker: LB
Primary CUSIP: 51925D106 Primary ISIN: CA51925D1069 Primary SEDOL: 2077347
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Lise Bastarache Mgmt Yes For For
Mgmt ForForYesElect Director Sonia Baxendale 1.2
Mgmt ForForYesElect Director Andrea Bolger 1.3
Mgmt ForForYesElect Director Michael T. Boychuk 1.4
Mgmt ForForYesElect Director Francois Desjardins 1.5
Mgmt ForForYesElect Director A. Michel Lavigne 1.6
Mgmt ForForYesElect Director David Morris 1.7
Mgmt ForForYesElect Director David Mowat 1.8
Mgmt ForForYesElect Director Michael Mueller 1.9
Mgmt ForForYesElect Director Michelle R. Savoy 1.10
Mgmt ForForYesElect Director Susan Wolburgh Jenah 1.11
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Page 3 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Laurentian Bank of Canada
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Approve Disclosure of Equity Ratio 4
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 3: Set a Diversity Target of More Than 40% of the Board Members for the Next Five Years
5
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP 4: Create a New Technology Committee 6
Blended Rationale: [SF-S4578-105] Personnel matters should be left to the board, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 5: Launch a Tendering Process Every Five Years for Auditing Services
7
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
The Bank of Nova Scotia
Meeting Date: 04/07/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 064149107
Ticker: BNS
Primary CUSIP: 064149107 Primary ISIN: CA0641491075 Primary SEDOL: 2076281
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Nora A. Aufreiter Mgmt Yes For For
Mgmt ForForYesElect Director Guillermo E. Babatz 1.2
Mgmt ForForYesElect Director Scott B. Bonham 1.3
Mgmt ForForYesElect Director Charles H. Dallara 1.4
Mgmt ForForYesElect Director Tiff Macklem 1.5
Mgmt ForForYesElect Director Michael D. Penner 1.6
Mgmt ForForYesElect Director Brian J. Porter 1.7
Mgmt ForForYesElect Director Una M. Power 1.8
Mgmt ForForYesElect Director Aaron W. Regent 1.9
Page 4 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
The Bank of Nova Scotia
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Indira V. Samarasekera 1.10
Mgmt ForForYesElect Director Susan L. Segal 1.11
Mgmt ForForYesElect Director L. Scott Thomson 1.12
Mgmt ForForYesElect Director Benita M. Warmbold 1.13
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee
4
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 2: Upgrade Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information
5
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years
6
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP 4: Revise Human Rights Policies 7
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.[SF-S4578-111] Upon Engagement Decided to Support Management
Canadian Imperial Bank of Commerce
Meeting Date: 04/08/2020
Record Date: 02/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136069101
Ticker: CM
Primary CUSIP: 136069101 Primary ISIN: CA1360691010 Primary SEDOL: 2170525
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Brent S. Belzberg Mgmt Yes For For
Mgmt ForForYesElect Director Charles J. G. Brindamour 1.2
Mgmt ForForYesElect Director Nanci E. Caldwell 1.3
Page 5 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canadian Imperial Bank of Commerce
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Michelle L. Collins 1.4
Mgmt ForForYesElect Director Patrick D. Daniel 1.5
Mgmt ForForYesElect Director Luc Desjardins 1.6
Mgmt ForForYesElect Director Victor G. Dodig 1.7
Mgmt ForForYesElect Director Kevin J. Kelly 1.8
Mgmt ForForYesElect Director Christine E. Larsen 1.9
Mgmt ForForYesElect Director Nicholas D. Le Pan 1.10
Mgmt ForForYesElect Director John P. Manley 1.11
Mgmt ForForYesElect Director Jane L. Peverett 1.12
Mgmt ForForYesElect Director Katharine B. Stevenson 1.13
Mgmt ForForYesElect Director Martine Turcotte 1.14
Mgmt ForForYesElect Director Barry L. Zubrow 1.15
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Approve Disclosure of Compensation Ratio
4
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
5
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP 3: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
6
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
FirstService Corporation
Meeting Date: 04/08/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 33767E202
Ticker: FSV
Primary CUSIP: 33767E202 Primary ISIN: CA33767E2024 Primary SEDOL: BJMKSJ5
Page 6 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
FirstService Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Brendan Calder Mgmt Yes For For
Mgmt ForForYesElect Director Bernard I. Ghert 1b
Mgmt ForForYesElect Director Jay S. Hennick 1c
Mgmt ForForYesElect Director D. Scott Patterson 1d
Mgmt ForForYesElect Director Frederick F. Reichheld 1e
Mgmt ForForYesElect Director Joan Eloise Sproul 1f
Mgmt ForForYesElect Director Michael Stein 1g
Mgmt ForForYesElect Director Erin J. Wallace 1h
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Royal Bank of Canada
Meeting Date: 04/08/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 780087102
Ticker: RY
Primary CUSIP: 780087102 Primary ISIN: CA7800871021 Primary SEDOL: 2754383
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Andrew A. Chisholm Mgmt Yes For For
Mgmt ForForYesElect Director Jacynthe Cote 1.2
Mgmt ForForYesElect Director Toos N. Daruvala 1.3
Mgmt ForForYesElect Director David F. Denison 1.4
Mgmt ForForYesElect Director Alice D. Laberge 1.5
Mgmt ForForYesElect Director Michael H.McCain 1.6
Mgmt ForForYesElect Director David McKay 1.7
Mgmt ForForYesElect Director Heather Munroe-Blum 1.8
Mgmt ForForYesElect Director Kathleen Taylor 1.9
Mgmt ForForYesElect Director Maryann Turcke 1.10
Page 7 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Royal Bank of Canada
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Bridget A. van Kralingen 1.11
Mgmt ForForYesElect Director Thierry Vandal 1.12
Mgmt ForForYesElect Director Frank Vettese 1.13
Mgmt ForForYesElect Director Jeffery Yabuki 1.14
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
4
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
SH AgainstAgainstYesSP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
5
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
Richelieu Hardware Ltd.
Meeting Date: 04/09/2020
Record Date: 03/05/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 76329W103
Ticker: RCH
Primary CUSIP: 76329W103 Primary ISIN: CA76329W1032 Primary SEDOL: 2736273
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Sylvie Vachon Mgmt Yes For For
Mgmt ForForYesElect Director Lucie Chabot 1.2
Mgmt ForForYesElect Director Robert Courteau 1.3
Mgmt ForForYesElect Director Pierre Pomerleau 1.4
Mgmt ForForYesElect Director Mathieu Gauvin 1.5
Mgmt ForForYesElect Director Richard Lord 1.6
Mgmt ForForYesElect Director Marc Poulin 1.7
Mgmt ForForYesElect Director Luc Martin 1.8
Page 8 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Richelieu Hardware Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Sandstorm Gold Ltd.
Meeting Date: 04/15/2020
Record Date: 02/27/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 80013R206
Ticker: SSL
Primary CUSIP: 80013R206 Primary ISIN: CA80013R2063 Primary SEDOL: B7YC668
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Seven Mgmt Yes For For
Mgmt ForForYesElect Director Nolan Watson 2.1
Mgmt ForForYesElect Director David Awram 2.2
Mgmt ForForYesElect Director David E. De Witt 2.3
Mgmt ForForYesElect Director Andrew T. Swarthout 2.4
Mgmt ForForYesElect Director John P.A. Budreski 2.5
Mgmt ForForYesElect Director Mary L. Little 2.6
Mgmt ForForYesElect Director Vera Kobalia 2.7
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Early Warrant Exercise Incentive Program
4
Fairfax Financial Holdings Limited
Meeting Date: 04/16/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 303901102
Ticker: FFH
Primary CUSIP: 303901102 Primary ISIN: CA3039011026 Primary SEDOL: 2566351
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Anthony F. Griffiths Mgmt Yes For For
Mgmt ForForYesElect Director Robert J. Gunn 1.2
Page 9 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Fairfax Financial Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Karen L. Jurjevich 1.3
Mgmt ForForYesElect Director R. William McFarland 1.4
Mgmt ForForYesElect Director Christine N. McLean 1.5
Mgmt ForForYesElect Director Timothy R. Price 1.6
Mgmt ForForYesElect Director Brandon W. Sweitzer 1.7
Mgmt ForForYesElect Director Lauren C. Templeton 1.8
Mgmt ForForYesElect Director Benjamin P. Watsa 1.9
Mgmt ForForYesElect Director V. Prem Watsa 1.10
Mgmt ForForYesElect Director William C. Weldon 1.11
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Canadian Pacific Railway Limited
Meeting Date: 04/21/2020
Record Date: 02/28/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 13645T100
Ticker: CP
Primary CUSIP: 13645T100 Primary ISIN: CA13645T1003 Primary SEDOL: 2793115
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt Yes For For
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForYesElect Director John Baird 3.1
Mgmt ForForYesElect Director Isabelle Courville 3.2
Mgmt ForForYesElect Director Keith E. Creel 3.3
Mgmt ForForYesElect Director Gillian (Jill) H. Denham 3.4
Mgmt ForForYesElect Director Edward R. Hamberger 3.5
Mgmt ForForYesElect Director Rebecca MacDonald 3.6
Mgmt ForForYesElect Director Edward L. Monser 3.7
Mgmt ForForYesElect Director Matthew H. Paull 3.8
Mgmt ForForYesElect Director Jane L. Peverett 3.9
Mgmt ForForYesElect Director Andrea Robertson 3.10
Page 10 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canadian Pacific Railway Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Gordon T. Trafton 3.11
PrairieSky Royalty Ltd.
Meeting Date: 04/21/2020
Record Date: 03/03/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 739721108
Ticker: PSK
Primary CUSIP: 739721108 Primary ISIN: CA7397211086 Primary SEDOL: BN320L4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director James M. Estey Mgmt Yes For For
Mgmt ForForYesElect Director P. Jane Gavan 1b
Mgmt ForForYesElect Director Margaret A. McKenzie 1c
Mgmt ForForYesElect Director Andrew M. Phillips 1d
Mgmt ForForYesElect Director Robert Robotti 1e
Mgmt ForForYesElect Director Myron M. Stadnyk 1f
Mgmt ForForYesElect Director Sheldon B. Steeves 1g
Mgmt ForForYesElect Director Grant A. Zawalsky 1h
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Sienna Senior Living Inc.
Meeting Date: 04/21/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 82621K102
Ticker: SIA
Primary CUSIP: 82621K102 Primary ISIN: CA82621K1021 Primary SEDOL: BWTYXH4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Dino Chiesa Mgmt Yes For For
Mgmt ForForYesElect Director Lois Cormack 1.2
Page 11 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Sienna Senior Living Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Janet Graham 1.3
Mgmt ForForYesElect Director Brian K. Johnston 1.4
Mgmt ForForYesElect Director Paula Jourdain Coleman 1.5
Mgmt ForForYesElect Director Jack MacDonald 1.6
Mgmt ForForYesElect Director Stephen Sender 1.7
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Teck Resources Limited
Meeting Date: 04/21/2020
Record Date: 02/28/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 878742204
Ticker: TECK.B
Primary CUSIP: 878742204 Primary ISIN: CA8787422044 Primary SEDOL: 2879327
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Common and Class B Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Mayank M. Ashar 1.1
Mgmt WithholdForYesElect Director Quan Chong 1.2
Blended Rationale: [SF-M0201-015] Vote against for failure to attend at least 75% of board and relevant committee attendance.
Mgmt ForForYesElect Director Edward C. Dowling 1.3
Mgmt ForForYesElect Director Eiichi Fukuda 1.4
Mgmt ForForYesElect Director Toru Higo 1.5
Mgmt ForForYesElect Director Norman B. Keevil, III 1.6
Mgmt ForForYesElect Director Donald R. Lindsay 1.7
Mgmt ForForYesElect Director Sheila A. Murray 1.8
Mgmt ForForYesElect Director Tracey L. McVicar 1.9
Mgmt ForForYesElect Director Kenneth W. Pickering 1.10
Mgmt ForForYesElect Director Una M. Power 1.11
Mgmt ForForYesElect Director Timothy R. Snider 1.12
Page 12 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Teck Resources Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend Stock Option Plan 4
TFI International Inc.
Meeting Date: 04/21/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 87241L109
Ticker: TFII
Primary CUSIP: 87241L109 Primary ISIN: CA87241L1094 Primary SEDOL: BDRXBF4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Leslie Abi-Karam Mgmt Yes For For
Mgmt ForForYesElect Director Alain Bedard 1.2
Mgmt ForForYesElect Director Andre Berard 1.3
Mgmt ForForYesElect Director Lucien Bouchard 1.4
Mgmt ForForYesElect Director Diane Giard 1.5
Mgmt ForForYesElect Director Richard Guay 1.6
Mgmt ForForYesElect Director Debra Kelly-Ennis 1.7
Mgmt ForForYesElect Director Neil Donald Manning 1.8
Mgmt ForForYesElect Director Arun Nayar 1.9
Mgmt ForForYesElect Director Joey Saputo 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
TransAlta Corporation
Meeting Date: 04/21/2020
Record Date: 03/05/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 89346D107
Ticker: TA
Primary CUSIP: 89346D107 Primary ISIN: CA89346D1078 Primary SEDOL: 2901628
Page 13 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
TransAlta Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Rona H. Ambrose Mgmt Yes For For
Mgmt ForForYesElect Director John P. Dielwart 1.2
Mgmt ForForYesElect Director Dawn L. Farrell 1.3
Mgmt ForForYesElect Director Robert C. Flexon 1.4
Mgmt ForForYesElect Director Alan J. Fohrer 1.5
Mgmt ForForYesElect Director Harry Goldgut 1.6
Mgmt ForForYesElect Director Richard Legault 1.7
Mgmt ForForYesElect Director Yakout Mansour 1.8
Mgmt ForForYesElect Director Georgia R. Nelson 1.9
Mgmt ForForYesElect Director Beverlee F. Park 1.10
Mgmt ForForYesElect Director Bryan D. Pinney 1.11
Mgmt ForForYesElect Director Sandra R. Sharman 1.12
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend By-Laws No. 1 4
Mgmt ForForYesAmend Advance By-Law No. 2 5
Mgmt ForForYesAmend Stock Option Plan 6
Whitecap Resources Inc.
Meeting Date: 04/22/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 96467A200
Ticker: WCP
Primary CUSIP: 96467A200 Primary ISIN: CA96467A2002 Primary SEDOL: B418WK4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Heather J. Culbert 2.1
Mgmt ForForYesElect Director Grant B. Fagerheim 2.2
Page 14 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Whitecap Resources Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Gregory S. Fletcher 2.3
Mgmt ForForYesElect Director Daryl H. Gilbert 2.4
Mgmt ForForYesElect Director Glenn A. McNamara 2.5
Blended Rationale: .
Mgmt ForForYesElect Director Stephen C. Nikiforuk 2.6
Mgmt ForForYesElect Director Kenneth S. Stickland 2.7
Blended Rationale: .
Mgmt ForForYesElect Director Bradley J. Wall 2.8
Mgmt ForForYesElect Director Grant A. Zawalsky 2.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Reduction in Stated Capital 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Canfor Corporation
Meeting Date: 04/23/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 137576104
Ticker: CFP
Primary CUSIP: 137576104 Primary ISIN: CA1375761048 Primary SEDOL: B18P4F6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Twelve Mgmt Yes For For
Mgmt ForForYesElect Director Conrad A. Pinette 2.1
Mgmt ForForYesElect Director Glen D. Clark 2.2
Mgmt ForForYesElect Director Ross S. Smith 2.3
Mgmt ForForYesElect Director William W. Stinson 2.4
Mgmt ForForYesElect Director Barbara Hislop 2.5
Mgmt ForForYesElect Director Dieter W. Jentsch 2.6
Mgmt ForForYesElect Director Dianne L. Watts 2.7
Mgmt WithholdForYesElect Director Ryan Barrington-Foote 2.8
Blended Rationale: [SF-M0201-014] Vote against for being non-independent on key committee.
Page 15 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canfor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director John R. Baird 2.9
Mgmt ForForYesElect Director M. Dallas H. Ross 2.10
Mgmt ForForYesElect Director Anders Ohlner 2.11
Mgmt ForForYesElect Director Donald B. Kayne 2.12
Mgmt ForForYesRatify KPMG LLP as Auditors 3
Choice Properties Real Estate Investment Trust
Meeting Date: 04/24/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 17039A106
Ticker: CHP.UN
Primary CUSIP: 17039A106 Primary ISIN: CA17039A1066 Primary SEDOL: BBX46Q3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Kerry D. Adams Mgmt Yes For For
Mgmt ForForYesElect Trustee Christie J.B. Clark 1.2
Mgmt ForForYesElect Trustee Graeme M. Eadie 1.3
Mgmt ForForYesElect Trustee Karen Kinsley 1.4
Mgmt ForForYesElect Trustee R. Michael Latimer 1.5
Mgmt ForForYesElect Trustee Nancy H.O. Lockhart 1.6
Mgmt ForForYesElect Trustee Dale R. Ponder 1.7
Mgmt ForForYesElect Trustee Galen G. Weston 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
National Bank of Canada
Meeting Date: 04/24/2020
Record Date: 02/27/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 633067103
Ticker: NA
Primary CUSIP: 633067103 Primary ISIN: CA6330671034 Primary SEDOL: 2077303
Page 16 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
National Bank of Canada
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Raymond Bachand Mgmt Yes For For
Mgmt ForForYesElect Director Maryse Bertrand 1.2
Mgmt ForForYesElect Director Pierre Blouin 1.3
Mgmt ForForYesElect Director Pierre Boivin 1.4
Mgmt ForForYesElect Director Manon Brouillette 1.5
Mgmt ForForYesElect Director Yvon Charest 1.6
Mgmt ForForYesElect Director Patricia Curadeau-Grou 1.7
Mgmt ForForYesElect Director Jean Houde 1.8
Mgmt ForForYesElect Director Karen Kinsley 1.9
Mgmt ForForYesElect Director Rebecca McKillican 1.10
Mgmt ForForYesElect Director Robert Pare 1.11
Mgmt ForForYesElect Director Lino A. Saputo, Jr. 1.12
Mgmt ForForYesElect Director Andree Savoie 1.13
Mgmt ForForYesElect Director Pierre Thabet 1.14
Mgmt ForForYesElect Director Louis Vachon 1.15
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForYesRatify Deloitte LLP as Auditors 3
Mgmt NoShareholder Proposal
SH AgainstAgainstYesSP 1: Disclosure of the Equity Ratio Used by the Compensation Committee
4
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
The Stars Group Inc.
Meeting Date: 04/24/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Special
Primary Security ID: 85570W100
Ticker: TSGI
Primary CUSIP: 85570W100 Primary ISIN: CA85570W1005 Primary SEDOL: BDG1MJ0
Page 17 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
The Stars Group Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by Flutter Entertainment plc
Mgmt Yes For For
Bausch Health Companies Inc.
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 071734107
Ticker: BHC
Primary CUSIP: 071734107 Primary ISIN: CA0717341071 Primary SEDOL: BFFVVC1
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Richard U. De Schutter Mgmt Yes For For
Mgmt ForForYesElect Director D. Robert Hale 1b
Mgmt ForForYesElect Director Argeris (Jerry) N. Karabelas 1c
Mgmt ForForYesElect Director Sarah B. Kavanagh 1d
Mgmt ForForYesElect Director Joseph C. Papa 1e
Mgmt ForForYesElect Director John A. Paulson 1f
Mgmt ForForYesElect Director Robert N. Power 1g
Mgmt ForForYesElect Director Russel C. Robertson 1h
Mgmt ForForYesElect Director Thomas W. Ross, Sr. 1i
Mgmt ForForYesElect Director Andrew C. von Eschenbach 1j
Mgmt ForForYesElect Director Amy B. Wechsler 1k
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForYesAmend Omnibus Stock Plan 3
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Page 18 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canadian National Railway Company
Meeting Date: 04/28/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136375102
Ticker: CNR
Primary CUSIP: 136375102 Primary ISIN: CA1363751027 Primary SEDOL: 2180632
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Shauneen Bruder Mgmt Yes For For
Mgmt ForForYesElect Director Donald J. Carty 1.2
Mgmt ForForYesElect Director Gordon D. Giffin 1.3
Mgmt ForForYesElect Director Julie Godin 1.4
Mgmt ForForYesElect Director Edith E. Holiday 1.5
Mgmt ForForYesElect Director V. Maureen Kempston Darkes 1.6
Mgmt ForForYesElect Director Denis Losier 1.7
Mgmt ForForYesElect Director Kevin G. Lynch 1.8
Mgmt ForForYesElect Director James E. O'Connor 1.9
Mgmt ForForYesElect Director Robert Pace 1.10
Mgmt ForForYesElect Director Robert L. Phillips 1.11
Mgmt ForForYesElect Director Jean-Jacques Ruest 1.12
Mgmt ForForYesElect Director Laura Stein 1.13
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Secure Energy Services Inc.
Meeting Date: 04/28/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 81373C102
Ticker: SES
Primary CUSIP: 81373C102 Primary ISIN: CA81373C1023 Primary SEDOL: B55SGV6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Rene Amirault Mgmt Yes For For
Mgmt ForForYesElect Director Marion Burnyeat 1b
Mgmt ForForYesElect Director Brad Munro 1c
Page 19 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Secure Energy Services Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Kevin Nugent 1d
Mgmt ForForYesElect Director Shaun Paterson 1e
Mgmt ForForYesElect Director Daniel Steinke 1f
Mgmt ForForYesElect Director Richard (Rick) Wise 1g
Mgmt ForForYesElect Director Deanna Zumwalt 1h
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
TransAlta Renewables Inc.
Meeting Date: 04/28/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 893463109
Ticker: RNW
Primary CUSIP: 893463109 Primary ISIN: CA8934631091 Primary SEDOL: BCZLSL8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director David W. Drinkwater Mgmt Yes For For
Blended Rationale: .
Mgmt ForForYesElect Director Brett M. Gellner 1.2
Mgmt ForForYesElect Director Allen R. Hagerman 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Kathryn B. McQuade 1.4
Mgmt ForForYesElect Director Paul H.E. Taylor 1.5
Mgmt ForForYesElect Director John H. Kousinioris 1.6
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Vermilion Energy Inc.
Meeting Date: 04/28/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 923725105
Ticker: VET
Primary CUSIP: 923725105 Primary ISIN: CA9237251058 Primary SEDOL: B607XS1
Page 20 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Vermilion Energy Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Ten Mgmt Yes For For
Mgmt ForForYesElect Director Lorenzo Donadeo 2.1
Mgmt ForForYesElect Director Carin S. Knickel 2.2
Mgmt ForForYesElect Director Stephen P. Larke 2.3
Mgmt ForForYesElect Director Loren M. Leiker 2.4
Mgmt ForForYesElect Director Larry J. Macdonald 2.5
Mgmt ForForYesElect Director Timothy R. Marchant 2.6
Mgmt ForForYesElect Director Anthony W. Marino 2.7
Mgmt ForForYesElect Director Robert B. Michaleski 2.8
Mgmt ForForYesElect Director William B. Roby 2.9
Mgmt ForForYesElect Director Catherine L. Williams 2.10
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Reduction in Stated Capital 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Celestica Inc.
Meeting Date: 04/29/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 15101Q108
Ticker: CLS
Primary CUSIP: 15101Q108 Primary ISIN: CA15101Q1081 Primary SEDOL: 2263362
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Robert A. Cascella Mgmt Yes For For
Mgmt ForForYesElect Director Deepak Chopra 1.2
Mgmt ForForYesElect Director Daniel P. DiMaggio 1.3
Mgmt ForForYesElect Director Laurette T. Koellner 1.4
Mgmt ForForYesElect Director Robert A. Mionis 1.5
Mgmt ForForYesElect Director Carol S. Perry 1.6
Page 21 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Celestica Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Tawfiq Popatia 1.7
Mgmt ForForYesElect Director Eamon J. Ryan 1.8
Mgmt ForForYesElect Director Michael M. Wilson 1.9
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Cenovus Energy Inc.
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 15135U109
Ticker: CVE
Primary CUSIP: 15135U109 Primary ISIN: CA15135U1093 Primary SEDOL: B57FG04
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify PricewaterhouseCoopers LLP as Auditors
Mgmt Yes For For
Mgmt ForForYesElect Director Keith M. Casey 2.1
Mgmt ForForYesElect Director Susan F. Dabarno 2.2
Mgmt ForForYesElect Director Jane E. Kinney 2.3
Mgmt ForForYesElect Director Harold N. Kvisle 2.4
Mgmt ForForYesElect Director Steven F. Leer 2.5
Mgmt ForForYesElect Director M. George Lewis 2.6
Mgmt ForForYesElect Director Keith A. MacPhail 2.7
Mgmt ForForYesElect Director Richard J. Marcogliese 2.8
Mgmt ForForYesElect Director Claude Mongeau 2.9
Mgmt ForForYesElect Director Alexander J. Pourbaix 2.10
Mgmt ForForYesElect Director Rhonda I. Zygocki 2.11
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 22 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Husky Energy Inc.
Meeting Date: 04/29/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 448055103
Ticker: HSE
Primary CUSIP: 448055103 Primary ISIN: CA4480551031 Primary SEDOL: 2623836
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Victor T. K. Li Mgmt Yes For Withhold
Blended Rationale: 1- [SF-M0201-125] Vote against sitting CEO for serving on an excessive number of public company boards which we believe raises substantial concerns about his/her ability to exercise sufficient oversight on this board.
Mgmt WithholdForYesElect Director Canning K. N. Fok 1.2
Blended Rationale: [SF-M0201-125] Vote against sitting CEO for serving on an excessive number of public company boards which we believe raises substantial concerns about his/her ability to exercise sufficient oversight on this board.
Mgmt ForForYesElect Director Stephen E. Bradley 1.3
Mgmt ForForYesElect Director Asim Ghosh 1.4
Mgmt ForForYesElect Director Martin J. G. Glynn 1.5
Mgmt ForForYesElect Director Poh Chan Koh 1.6
Mgmt ForForYesElect Director Eva Lee Kwok 1.7
Mgmt ForForYesElect Director Stanley T. L. Kwok 1.8
Mgmt ForForYesElect Director Frederick S. H. Ma 1.9
Mgmt ForForYesElect Director George C. Magnus 1.10
Mgmt ForForYesElect Director Neil D. McGee 1.11
Mgmt ForForYesElect Director Robert J. Peabody 1.12
Mgmt ForForYesElect Director Colin S. Russel 1.13
Mgmt ForForYesElect Director Wayne E. Shaw 1.14
Mgmt ForForYesElect Director William Shurniak 1.15
Mgmt ForForYesElect Director Frank J. Sixt 1.16
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAmend Bylaw No. 1 3
Cameco Corporation
Meeting Date: 04/30/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 13321L108
Ticker: CCO
Primary CUSIP: 13321L108 Primary ISIN: CA13321L1085 Primary SEDOL: 2166160
Page 23 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Cameco Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
A.1 Elect Director Ian Bruce Mgmt Yes For For
Mgmt ForForYesElect Director Daniel Camus A.2
Mgmt ForForYesElect Director Donald Deranger A.3
Mgmt ForForYesElect Director Catherine Gignac A.4
Mgmt ForForYesElect Director Tim Gitzel A.5
Mgmt ForForYesElect Director Jim Gowans A.6
Mgmt ForForYesElect Director Kathryn (Kate) Jackson A.7
Mgmt ForForYesElect Director Don Kayne A.8
Mgmt ForForYesElect Director Anne McLellan A.9
Mgmt ForForYesRatify KPMG LLP as Auditors B
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
C
Mgmt AbstainNoneYesThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.
D
Blended Rationale: [LN-M0105-001] Abstaining from this item preserves shareholders' right to take legal action should irregularities be discovered at a later date.
Eldorado Gold Corporation
Meeting Date: 04/30/2020
Record Date: 03/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 284902509
Ticker: ELD
Primary CUSIP: 284902509 Primary ISIN: CA2849025093 Primary SEDOL: BHZJ5Y9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director George Albino Mgmt Yes For For
Mgmt ForForYesElect Director George Burns 1.2
Mgmt ForForYesElect Director Teresa Conway 1.3
Mgmt ForForYesElect Director Catharine Farrow 1.4
Mgmt ForForYesElect Director Pamela Gibson 1.5
Page 24 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Eldorado Gold Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Michael Price 1.6
Mgmt ForForYesElect Director Steven Reid 1.7
Mgmt ForForYesElect Director John Webster 1.8
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Gildan Activewear Inc.
Meeting Date: 04/30/2020
Record Date: 03/04/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 375916103
Ticker: GIL
Primary CUSIP: 375916103 Primary ISIN: CA3759161035 Primary SEDOL: 2254645
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William D. Anderson Mgmt Yes For For
Mgmt ForForYesElect Director Donald C. Berg 1.2
Mgmt ForForYesElect Director Maryse Bertrand 1.3
Mgmt ForForYesElect Director Marc Caira 1.4
Mgmt ForForYesElect Director Glenn J. Chamandy 1.5
Mgmt ForForYesElect Director Shirley E. Cunningham 1.6
Mgmt ForForYesElect Director Russell Goodman 1.7
Mgmt ForForYesElect Director Charles M. Herington 1.8
Mgmt ForForYesElect Director Luc Jobin 1.9
Mgmt ForForYesElect Director Craig A. Leavitt 1.10
Mgmt ForForYesElect Director Anne Martin-Vachon 1.11
Mgmt ForForYesApprove Shareholder Rights Plan 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesRatify KPMG LLP as Auditors 4
Page 25 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Loblaw Companies Limited
Meeting Date: 04/30/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 539481101
Ticker: L
Primary CUSIP: 539481101 Primary ISIN: CA5394811015 Primary SEDOL: 2521800
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Paviter S. Binning Mgmt Yes For For
Mgmt ForForYesElect Director Scott B. Bonham 1.2
Mgmt ForForYesElect Director Warren Bryant 1.3
Mgmt ForForYesElect Director Christie J.B. Clark 1.4
Mgmt ForForYesElect Director Daniel Debow 1.5
Mgmt ForForYesElect Director William A. Downe 1.6
Mgmt ForForYesElect Director Janice Fukakusa 1.7
Mgmt ForForYesElect Director M. Marianne Harris 1.8
Mgmt ForForYesElect Director Claudia Kotchka 1.9
Mgmt ForForYesElect Director Beth Pritchard 1.10
Mgmt ForForYesElect Director Sarah Raiss 1.11
Mgmt ForForYesElect Director Galen G. Weston 1.12
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposal
SH AgainstAgainstYesSP 1: Enhance the Mandate of the Risk and Compliance Committee to Assign it with Specific Responsibility for Human Rights Risk Assessment, Mitigation and Prevention, Policy Formulation and Adoption
4
Blended Rationale: 1- [SF-S4578-111] Upon engagement decided to support management
Methanex Corporation
Meeting Date: 04/30/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 59151K108
Ticker: MX
Primary CUSIP: 59151K108 Primary ISIN: CA59151K1084 Primary SEDOL: 2654416
Page 26 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Methanex Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Douglas Arnell Mgmt Yes For For
Mgmt ForForYesElect Director James Bertram 1.2
Mgmt ForForYesElect Director Phillip Cook 1.3
Mgmt ForForYesElect Director Paul Dobson 1.4
Mgmt ForForYesElect Director John Floren 1.5
Mgmt ForForYesElect Director Maureen Howe 1.6
Mgmt ForForYesElect Director Robert Kostelnik 1.7
Mgmt ForForYesElect Director Leslie O'Donoghue 1.8
Mgmt ForForYesElect Director Janice Rennie 1.9
Mgmt ForForYesElect Director Kevin Rodgers 1.10
Mgmt ForForYesElect Director Margaret Walker 1.11
Mgmt ForForYesElect Director Benita Warmbold 1.12
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Pason Systems Inc.
Meeting Date: 04/30/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 702925108
Ticker: PSI
Primary CUSIP: 702925108 Primary ISIN: CA7029251088 Primary SEDOL: 2569565
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Six Mgmt Yes For For
Mgmt ForForYesElect Director James D. Hill 2.1
Mgmt ForForYesElect Director James B. Howe 2.2
Mgmt ForForYesElect Director Marcel Kessler 2.3
Mgmt ForForYesElect Director T. Jay Collins 2.4
Mgmt ForForYesElect Director Judi M. Hess 2.5
Page 27 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Pason Systems Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Laura L. Schwinn 2.6
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Pretium Resources Inc.
Meeting Date: 04/30/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 74139C102
Ticker: PVG
Primary CUSIP: 74139C102 Primary ISIN: CA74139C1023 Primary SEDOL: B57Q8S9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Seven Mgmt Yes For For
Mgmt ForForYesElect Director Richard O'Brien 2.1
Mgmt ForForYesElect Director George Paspalas 2.2
Mgmt ForForYesElect Director Peter Birkey 2.3
Mgmt ForForYesElect Director David Smith 2.4
Mgmt ForForYesElect Director Faheem Tejani 2.5
Mgmt ForForYesElect Director Robin Bienenstock 2.6
Mgmt ForForYesElect Director Jeane Hull 2.7
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Yamana Gold Inc.
Meeting Date: 04/30/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 98462Y100
Ticker: YRI
Primary CUSIP: 98462Y100 Primary ISIN: CA98462Y1007 Primary SEDOL: 2219279
Page 28 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Yamana Gold Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John Begeman Mgmt Yes For For
Mgmt ForForYesElect Director Christiane Bergevin 1.2
Mgmt ForForYesElect Director Alexander Davidson 1.3
Mgmt ForForYesElect Director Richard Graff 1.4
Mgmt ForForYesElect Director Kimberly Keating 1.5
Mgmt ForForYesElect Director Peter Marrone 1.6
Mgmt ForForYesElect Director Jane Sadowsky 1.7
Mgmt ForForYesElect Director Dino Titaro 1.8
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Agnico Eagle Mines Limited
Meeting Date: 05/01/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 008474108
Ticker: AEM
Primary CUSIP: 008474108 Primary ISIN: CA0084741085 Primary SEDOL: 2009823
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Leanne M. Baker Mgmt Yes For For
Mgmt ForForYesElect Director Sean Boyd 1.2
Mgmt ForForYesElect Director Martine A. Celej 1.3
Mgmt ForForYesElect Director Robert J. Gemmell 1.4
Mgmt ForForYesElect Director Mel Leiderman 1.5
Mgmt ForForYesElect Director Deborah McCombe 1.6
Mgmt ForForYesElect Director James D. Nasso 1.7
Mgmt ForForYesElect Director Sean Riley 1.8
Mgmt ForForYesElect Director J. Merfyn Roberts 1.9
Mgmt ForForYesElect Director Jamie C. Sokalsky 1.10
Page 29 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Agnico Eagle Mines Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
AltaGas Ltd.
Meeting Date: 05/01/2020
Record Date: 03/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 021361100
Ticker: ALA
Primary CUSIP: 021361100 Primary ISIN: CA0213611001 Primary SEDOL: B43WJC5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt Yes For For
Mgmt ForForYesElect Director Victoria A. Calvert 2.1
Mgmt ForForYesElect Director David W. Cornhill 2.2
Mgmt ForForYesElect Director Randall L. Crawford 2.3
Mgmt ForForYesElect Director Allan L. Edgeworth 2.4
Mgmt ForForYesElect Director Robert B. Hodgins 2.5
Mgmt ForForYesElect Director Cynthia Johnston 2.6
Mgmt ForForYesElect Director Pentti O. Karkkainen 2.7
Mgmt ForForYesElect Director Phillip R. Knoll 2.8
Mgmt ForForYesElect Director Terry D. McCallister 2.9
Mgmt ForForYesElect Director Linda G. Sullivan 2.10
Mgmt ForForYesElect Director Nancy G. Tower 2.11
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Capital Power Corporation
Meeting Date: 05/01/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 14042M102
Ticker: CPX
Primary CUSIP: 14042M102 Primary ISIN: CA14042M1023 Primary SEDOL: B61KF83
Page 30 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Capital Power Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Donald Lowry Mgmt Yes For For
Mgmt ForForYesElect Director Doyle Beneby 1.2
Mgmt ForForYesElect Director Jill Gardiner 1.3
Mgmt ForForYesElect Director Kelly Huntington 1.4
Mgmt ForForYesElect Director Katharine Stevenson 1.5
Mgmt ForForYesElect Director Keith Trent 1.6
Mgmt ForForYesElect Director Jane Peverett 1.7
Mgmt ForForYesElect Director Robert L. Phillips 1.8
Mgmt ForForYesElect Director Brian Vaasjo 1.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Centerra Gold Inc.
Meeting Date: 05/01/2020
Record Date: 03/23/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 152006102
Ticker: CG
Primary CUSIP: 152006102 Primary ISIN: CA1520061021 Primary SEDOL: B01NXQ4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Richard W. Connor Mgmt Yes For For
Mgmt ForForYesElect Director Dushenaly (Dushen) Kasenov 1.2
Mgmt ForForYesElect Director Maksat Kobonbaev 1.3
Mgmt ForForYesElect Director Askar Oskombaev 1.4
Mgmt ForForYesElect Director Michael S. Parrett 1.5
Mgmt ForForYesElect Director Jacques Perron 1.6
Mgmt ForForYesElect Director Scott G. Perry 1.7
Mgmt WithholdForYesElect Director Sheryl K. Pressler 1.8
Blended Rationale: SD-M0201-005] Nominee is not independent and serves on a key committee.
Page 31 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Centerra Gold Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Bruce V. Walter 1.9
Mgmt ForForYesElect Director Paul N. Wright 1.10
Mgmt ForForYesElect Director Susan L. Yurkovich 1.11
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Imperial Oil Ltd.
Meeting Date: 05/01/2020
Record Date: 03/05/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 453038408
Ticker: IMO
Primary CUSIP: 453038408 Primary ISIN: CA4530384086 Primary SEDOL: 2454241
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify PricewaterhouseCoopers LLP as Auditors
Mgmt Yes For For
Mgmt ForForYesElect Director D.C. (David) Brownell 2.1
Mgmt ForForYesElect Director D.W. (David) Cornhill 2.2
Mgmt ForForYesElect Director B.W. (Bradley) Corson 2.3
Mgmt ForForYesElect Director K.T. (Krystyna) Hoeg 2.4
Mgmt ForForYesElect Director M.C. (Miranda) Hubbs 2.5
Mgmt ForForYesElect Director J.M. (Jack) Mintz 2.6
Mgmt ForForYesElect Director D.S. (David) Sutherland 2.7
MTY Food Group Inc.
Meeting Date: 05/01/2020
Record Date: 03/27/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 55378N107
Ticker: MTY
Primary CUSIP: 55378N107 Primary ISIN: CA55378N1078 Primary SEDOL: 2514275
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Murat Armutlu Mgmt Yes For For
Blended Rationale: .
Page 32 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
MTY Food Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt WithholdForYesElect Director Stanley Ma 1.2
Blended Rationale: 1- [SF-M0201-009] Vote against for failure to establish a key committee.
Mgmt ForForYesElect Director Dickie Orr 1.3
Mgmt ForForYesElect Director Claude St-Pierre 1.4
Blended Rationale: .
Mgmt ForForYesElect Director David K. Wong 1.5
Mgmt ForForYesElect Director Gary O'Connor 1.6
Mgmt ForForYesElect Director Eric Lefebvre 1.7
Blended Rationale: .
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
TC Energy Corporation
Meeting Date: 05/01/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 87807B107
Ticker: TRP
Primary CUSIP: 87807B107 Primary ISIN: CA87807B1076 Primary SEDOL: BJMY6G0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Stephan Cretier Mgmt Yes For For
Mgmt ForForYesElect Director Michael R. Culbert 1.2
Mgmt ForForYesElect Director Russell K. Girling 1.3
Mgmt ForForYesElect Director Susan C. Jones 1.4
Mgmt ForForYesElect Director Randy Limbacher 1.5
Mgmt ForForYesElect Director John E. Lowe 1.6
Mgmt ForForYesElect Director David MacNaughton 1.7
Mgmt ForForYesElect Director Una Power 1.8
Mgmt ForForYesElect Director Mary Pat Salomone 1.9
Mgmt ForForYesElect Director Indira V. Samarasekera 1.10
Mgmt ForForYesElect Director D. Michael G. Stewart 1.11
Mgmt ForForYesElect Director Siim A. Vanaselja 1.12
Page 33 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
TC Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Thierry Vandal 1.13
Mgmt ForForYesElect Director Steven W. Williams 1.14
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Toromont Industries Ltd.
Meeting Date: 05/01/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 891102105
Ticker: TIH
Primary CUSIP: 891102105 Primary ISIN: CA8911021050 Primary SEDOL: 2897103
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Peter J. Blake Mgmt Yes For For
Mgmt ForForYesElect Director Jeffrey S. Chisholm 1.2
Mgmt ForForYesElect Director Cathryn E. Cranston 1.3
Mgmt ForForYesElect Director James W. Gill 1.4
Mgmt ForForYesElect Director Wayne S. Hill 1.5
Mgmt ForForYesElect Director Sharon L. Hodgson 1.6
Mgmt ForForYesElect Director Scott J. Medhurst 1.7
Mgmt ForForYesElect Director Robert M. Ogilvie 1.8
Mgmt ForForYesElect Director Katherine A. Rethy 1.9
Mgmt ForForYesElect Director Richard G. Roy 1.10
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mullen Group Ltd.
Meeting Date: 05/04/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 625284104
Ticker: MTL
Primary CUSIP: 625284104 Primary ISIN: CA6252841045 Primary SEDOL: B4MMW16
Page 34 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Mullen Group Ltd.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Six Mgmt Yes For For
Mgmt ForForYesElect Director Christine McGinley 2.1
Mgmt ForForYesElect Director Stephen H. Lockwood 2.2
Mgmt ForForYesElect Director David E. Mullen 2.3
Mgmt ForForYesElect Director Murray K. Mullen 2.4
Mgmt ForForYesElect Director Philip J. Scherman 2.5
Mgmt ForForYesElect Director Sonia Tibbatts 2.6
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Barrick Gold Corporation
Meeting Date: 05/05/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 067901108
Ticker: ABX
Primary CUSIP: 067901108 Primary ISIN: CA0679011084 Primary SEDOL: 2024644
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director D. Mark Bristow Mgmt Yes For For
Mgmt ForForYesElect Director Gustavo A. Cisneros 1.2
Blended Rationale: .
Mgmt ForForYesElect Director Christopher L. Coleman 1.3
Blended Rationale: .
Mgmt ForForYesElect Director J. Michael Evans 1.4
Mgmt ForForYesElect Director Brian L. Greenspun 1.5
Blended Rationale: .
Mgmt ForForYesElect Director J. Brett Harvey 1.6
Mgmt ForForYesElect Director Andrew J. Quinn 1.7
Mgmt ForForYesElect Director M. Loreto Silva 1.8
Mgmt ForForYesElect Director John L. Thornton 1.9
Page 35 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Barrick Gold Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
CT Real Estate Investment Trust
Meeting Date: 05/05/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 126462100
Ticker: CRT.UN
Primary CUSIP: 126462100 Primary ISIN: CA1264621006 Primary SEDOL: BFSRSC5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Heather Briant Mgmt Yes For For
Mgmt ForForYesElect Trustee Greg Hicks 1.2
Mgmt ForForYesElect Trustee David Laidley 1.3
Mgmt ForForYesElect Trustee Anna Martini 1.4
Mgmt ForForYesElect Trustee Dean McCann 1.5
Mgmt ForForYesElect Trustee John O'Bryan 1.6
Mgmt ForForYesElect Trustee Ken Silver 1.7
Mgmt ForForYesElect Trustee Kelly Smith 1.8
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Enbridge Inc.
Meeting Date: 05/05/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 29250N105
Ticker: ENB
Primary CUSIP: 29250N105 Primary ISIN: CA29250N1050 Primary SEDOL: 2466149
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Pamela L. Carter Mgmt Yes For Withhold
Page 36 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Enbridge Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Blended Rationale: 1- [SD-M0201-001] Vote against the Chair of the Nominating and Governance Committee as the Chairman of the board is not independent and a lead independent director has not been identified.
Mgmt ForForYesElect Director Marcel R. Coutu 1.2
Mgmt ForForYesElect Director Susan M. Cunningham 1.3
Mgmt ForForYesElect Director Gregory L. Ebel 1.4
Mgmt ForForYesElect Director J. Herb England 1.5
Mgmt ForForYesElect Director Charles W. Fischer 1.6
Mgmt ForForYesElect Director Gregory J. Goff 1.7
Mgmt ForForYesElect Director V. Maureen Kempston Darkes 1.8
Mgmt ForForYesElect Director Teresa S. Madden 1.9
Mgmt ForForYesElect Director Al Monaco 1.10
Mgmt ForForYesElect Director Dan C. Tutcher 1.11
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAmend By-Law No. 1 of Enbridge 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Finning International Inc.
Meeting Date: 05/05/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 318071404
Ticker: FTT
Primary CUSIP: 318071404 Primary ISIN: CA3180714048 Primary SEDOL: 2339177
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Vicki L. Avril-Groves Mgmt Yes For For
Mgmt ForForYesElect Director James E.C. Carter 1.2
Mgmt ForForYesElect Director Jacynthe Cote 1.3
Mgmt ForForYesElect Director Nicholas Hartery 1.4
Mgmt ForForYesElect Director Mary Lou Kelley 1.5
Mgmt ForForYesElect Director Andres J. Kuhlmann 1.6
Page 37 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Finning International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Harold N. Kvisle 1.7
Mgmt ForForYesElect Director Stuart L. Levenick 1.8
Mgmt ForForYesElect Director Kathleen M. O'Neill 1.9
Mgmt ForForYesElect Director Christopher W. Patterson 1.10
Mgmt ForForYesElect Director Edward R. Seraphim 1.11
Mgmt ForForYesElect Director L. Scott Thomson 1.12
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Freehold Royalties Ltd.
Meeting Date: 05/05/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 356500108
Ticker: FRU
Primary CUSIP: 356500108 Primary ISIN: CA3565001086 Primary SEDOL: B3SJKB0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Gary R. Bugeaud Mgmt Yes For Withhold
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Peter T. Harrison 1.2
Mgmt WithholdForYesElect Director J. Douglas Kay 1.3
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt WithholdForYesElect Director Arthur N. Korpach 1.4
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Susan M. MacKenzie 1.5
Mgmt ForForYesElect Director Thomas J. Mullane 1.6
Mgmt ForForYesElect Director Marvin F. Romanow 1.7
Mgmt ForForYesElect Director Aidan M. Walsh 1.8
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Page 38 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Freehold Royalties Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Reduction in Stated Capital 4
George Weston Limited
Meeting Date: 05/05/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 961148509
Ticker: WN
Primary CUSIP: 961148509 Primary ISIN: CA9611485090 Primary SEDOL: 2956662
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Paviter S. Binning Mgmt Yes For For
Mgmt ForForYesElect Director Andrew A. Ferrier 1.2
Mgmt ForForYesElect Director Nancy H. O. Lockhart 1.3
Mgmt ForForYesElect Director Sarabjit S. Marwah 1.4
Mgmt ForForYesElect Director Gordon M. Nixon 1.5
Mgmt ForForYesElect Director J. Robert S. Prichard 1.6
Mgmt ForForYesElect Director Robert Sawyer 1.7
Mgmt ForForYesElect Director Christi Strauss 1.8
Mgmt ForForYesElect Director Barbara Stymiest 1.9
Mgmt ForForYesElect Director Galen G. Weston 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Gibson Energy Inc.
Meeting Date: 05/05/2020
Record Date: 03/23/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 374825206
Ticker: GEI
Primary CUSIP: 374825206 Primary ISIN: CA3748252069 Primary SEDOL: B44WH97
Page 39 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Gibson Energy Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director James M. Estey Mgmt Yes For For
Mgmt ForForYesElect Director Douglas P. Bloom 1.2
Mgmt WithholdForYesElect Director James J. Cleary 1.3
Blended Rationale: [SF-M0201-029] Vote against Chair of the ESG/H&S Committee for insufficient progress with respect to climate-related reporting.
Mgmt ForForYesElect Director John L. Festival 1.4
Mgmt ForForYesElect Director Marshall L. McRae 1.5
Mgmt ForForYesElect Director Mary Ellen Peters 1.6
Mgmt ForForYesElect Director Steven R. Spaulding 1.7
Mgmt ForForYesElect Director Judy E. Cotte 1.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Great Canadian Gaming Corporation
Meeting Date: 05/05/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 389914102
Ticker: GC
Primary CUSIP: 389914102 Primary ISIN: CA3899141020 Primary SEDOL: 2380573
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Six Mgmt Yes For For
Mgmt ForForYesElect Director Peter G. Meredith 2.1
Mgmt ForForYesElect Director Rod N. Baker 2.2
Mgmt WithholdForYesElect Director Larry W. Campbell 2.3
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt WithholdForYesElect Director Mark A. Davis 2.4
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Page 40 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Great Canadian Gaming Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Thomas W. Gaffney 2.5
Mgmt ForForYesElect Director Karen A. Keilty 2.6
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Primo Water Corporation
Meeting Date: 05/05/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 74167P108
Ticker: PRMW
Primary CUSIP: 74167P108 Primary ISIN: CA74167P1080 Primary SEDOL: BLKVVX9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Britta Bomhard Mgmt Yes For For
Mgmt ForForYesElect Director Susan E. Cates 1.2
Mgmt ForForYesElect Director Jerry Fowden 1.3
Mgmt ForForYesElect Director Stephen H. Halperin 1.4
Mgmt ForForYesElect Director Thomas J. Harrington 1.5
Mgmt ForForYesElect Director Betty Jane (BJ) Hess 1.6
Mgmt ForForYesElect Director Gregory Monahan 1.7
Mgmt ForForYesElect Director Mario Pilozzi 1.8
Mgmt ForForYesElect Director Billy D. Prim 1.9
Mgmt WithholdForYesElect Director Eric Rosenfeld 1.10
Blended Rationale: [SF-M0201-019] Nominee serves on an excessive number of public company boards, which we believe raises substantial concerns about the director's ability to exercise sufficient oversight on this board.[SF-M0201-005] Vote against chair of nominating committee for failure of the committee to take action with respect to substantial withhold votes for director(s) last year.
Mgmt ForForYesElect Director Graham W. Savage 1.11
Mgmt ForForYesElect Director Steven P. Stanbrook 1.12
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 41 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Ritchie Bros. Auctioneers Incorporated
Meeting Date: 05/05/2020
Record Date: 03/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 767744105
Ticker: RBA
Primary CUSIP: 767744105 Primary ISIN: CA7677441056 Primary SEDOL: 2345390
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Ann Fandozzi Mgmt Yes For For
Mgmt ForForYesElect Director Beverley Anne Briscoe 1b
Mgmt ForForYesElect Director Erik Olsson 1c
Mgmt ForForYesElect Director Adam DeWitt 1d
Mgmt ForForYesElect Director Robert George Elton 1e
Mgmt ForForYesElect Director J. Kim Fennell 1f
Mgmt ForForYesElect Director Amy Guggenheim Shenkan 1g
Mgmt ForForYesElect Director Sarah Elizabeth Raiss 1h
Mgmt ForForYesElect Director Christopher Zimmerman 1i
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Russel Metals Inc.
Meeting Date: 05/05/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 781903604
Ticker: RUS
Primary CUSIP: 781903604 Primary ISIN: CA7819036046 Primary SEDOL: 2248808
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Alain Benedetti Mgmt Yes For For
Mgmt ForForYesElect Director John M. Clark 1.2
Mgmt ForForYesElect Director James F. Dinning 1.3
Mgmt ForForYesElect Director Brian R. Hedges 1.4
Mgmt ForForYesElect Director Alice D. Laberge 1.5
Mgmt ForForYesElect Director William M. O'Reilly 1.6
Page 42 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Russel Metals Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director John G. Reid 1.7
Mgmt ForForYesElect Director Annie Thabet 1.8
Mgmt ForForYesElect Director John R. Tulloch 1.9
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Seven Generations Energy Ltd.
Meeting Date: 05/05/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 81783Q105
Ticker: VII
Primary CUSIP: 81783Q105 Primary ISIN: CA81783Q1054 Primary SEDOL: BRK0MM4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Ten Mgmt Yes For For
Mgmt ForForYesElect Director Mark Monroe 2.1
Mgmt ForForYesElect Director Marty Proctor 2.2
Mgmt ForForYesElect Director Leontine Atkins 2.3
Mgmt ForForYesElect Director Avik Dey 2.4
Mgmt ForForYesElect Director Harvey Doerr 2.5
Mgmt ForForYesElect Director Paul Hand 2.6
Mgmt ForForYesElect Director Ronnie Irani 2.7
Mgmt ForForYesElect Director Susan Jones 2.8
Mgmt ForForYesElect Director Bill McAdam 2.9
Mgmt ForForYesElect Director Jackie Sheppard 2.10
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Performance and Restricted Share Unit Plan
4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Page 43 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Sun Life Financial Inc.
Meeting Date: 05/05/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 866796105
Ticker: SLF
Primary CUSIP: 866796105 Primary ISIN: CA8667961053 Primary SEDOL: 2566124
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William D. Anderson Mgmt Yes For For
Mgmt ForForYesElect Director Dean A. Connor 1.2
Mgmt ForForYesElect Director Stephanie L. Coyles 1.3
Mgmt ForForYesElect Director Martin J. G. Glynn 1.4
Mgmt ForForYesElect Director Ashok K. Gupta 1.5
Mgmt ForForYesElect Director M. Marianne Harris 1.6
Mgmt ForForYesElect Director Sara Grootwassink Lewis 1.7
Mgmt ForForYesElect Director James M. Peck 1.8
Mgmt ForForYesElect Director Scott F. Powers 1.9
Mgmt ForForYesElect Director Hugh D. Segal 1.10
Mgmt ForForYesElect Director Barbara G. Stymiest 1.11
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Alaris Royalty Corp.
Meeting Date: 05/06/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 01163Q400
Ticker: AD
Primary CUSIP: 01163Q400 Primary ISIN: CA01163Q4007 Primary SEDOL: B95JCB9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Six Mgmt Yes For For
Mgmt ForForYesElect Director E. Mitchell Shier 2.1
Blended Rationale: .
Mgmt ForForYesElect Director Mary C. Ritchie 2.2
Mgmt ForForYesElect Director Stephen W. King 2.3
Page 44 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Alaris Royalty Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Peter Grosskopf 2.4
Mgmt ForForYesElect Director Robert Bertram 2.5
Blended Rationale: .
Mgmt ForForYesElect Director John (Jay) Ripley 2.6
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesRe-approve Restricted Share Unit Plan 4
Altus Group Limited
Meeting Date: 05/06/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 02215R107
Ticker: AIF
Primary CUSIP: 02215R107 Primary ISIN: CA02215R1073 Primary SEDOL: B67M8D9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Angela L. Brown Mgmt Yes For For
Mgmt ForForYesElect Director Robert G. Courteau 1b
Mgmt ForForYesElect Director Colin Dyer 1c
Mgmt ForForYesElect Director Anthony Gaffney 1d
Mgmt ForForYesElect Director Anthony Long 1e
Mgmt ForForYesElect Director Diane MacDiarmid 1f
Mgmt ForForYesElect Director Raymond C. Mikulich 1g
Mgmt ForForYesElect Director Janet P. Woodruff 1h
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Long-Term Incentive Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Page 45 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Boralex Inc.
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 09950M300
Ticker: BLX
Primary CUSIP: 09950M300 Primary ISIN: CA09950M3003 Primary SEDOL: 2099084
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Andre Courville Mgmt Yes For For
Mgmt ForForYesElect Director Lise Croteau 1.2
Mgmt ForForYesElect Director Ghyslain Deschamps 1.3
Mgmt ForForYesElect Director Marie-Claude Dumas 1.4
Mgmt ForForYesElect Director Marie Giguere 1.5
Mgmt ForForYesElect Director Edward H. Kernaghan 1.6
Mgmt ForForYesElect Director Patrick Lemaire 1.7
Mgmt ForForYesElect Director Yves Rheault 1.8
Mgmt ForForYesElect Director Alain Rheaume 1.9
Mgmt ForForYesElect Director Dany St-Pierre 1.10
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Franco-Nevada Corporation
Meeting Date: 05/06/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 351858105
Ticker: FNV
Primary CUSIP: 351858105 Primary ISIN: CA3518581051 Primary SEDOL: B29NF31
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director David Harquail Mgmt Yes For For
Mgmt ForForYesElect Director Paul Brink 1.2
Mgmt ForForYesElect Director Tom Albanese 1.3
Mgmt ForForYesElect Director Derek W. Evans 1.4
Mgmt ForForYesElect Director Catharine Farrow 1.5
Page 46 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Franco-Nevada Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Louis Gignac 1.6
Mgmt ForForYesElect Director Maureen Jensen 1.7
Mgmt ForForYesElect Director Jennifer Maki 1.8
Mgmt ForForYesElect Director Randall Oliphant 1.9
Mgmt ForForYesElect Director David R. Peterson 1.10
Mgmt ForForYesElect Director Elliott Pew 1.11
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Intact Financial Corporation
Meeting Date: 05/06/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 45823T106
Ticker: IFC
Primary CUSIP: 45823T106 Primary ISIN: CA45823T1066 Primary SEDOL: B04YJV1
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Charles Brindamour Mgmt Yes For For
Mgmt ForForYesElect Director Janet De Silva 1.2
Mgmt ForForYesElect Director Claude Dussault 1.3
Mgmt ForForYesElect Director Jane E. Kinney 1.4
Mgmt ForForYesElect Director Robert G. Leary 1.5
Mgmt ForForYesElect Director Sylvie Paquette 1.6
Mgmt ForForYesElect Director Timothy H. Penner 1.7
Mgmt ForForYesElect Director Stuart J. Russell 1.8
Mgmt ForForYesElect Director Frederick Singer 1.9
Mgmt ForForYesElect Director Stephen G. Snyder 1.10
Mgmt ForForYesElect Director Carol Stephenson 1.11
Mgmt ForForYesElect Director William L. Young 1.12
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Page 47 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Intact Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Kinross Gold Corporation
Meeting Date: 05/06/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 496902404
Ticker: K
Primary CUSIP: 496902404 Primary ISIN: CA4969024047 Primary SEDOL: B03Z841
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Ian Atkinson Mgmt Yes For For
Mgmt ForForYesElect Director John A. Brough 1.2
Mgmt ForForYesElect Director Kerry D. Dyte 1.3
Mgmt ForForYesElect Director Glenn A. Ives 1.4
Mgmt ForForYesElect Director Ave G. Lethbridge 1.5
Mgmt ForForYesElect Director Elizabeth D. McGregor 1.6
Mgmt ForForYesElect Director Catherine McLeod-Seltzer 1.7
Mgmt ForForYesElect Director Kelly J. Osborne 1.8
Mgmt ForForYesElect Director J. Paul Rollinson 1.9
Mgmt ForForYesElect Director David A. Scott 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Reduction in Stated Capital 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Norbord Inc.
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 65548P403
Ticker: OSB
Primary CUSIP: 65548P403 Primary ISIN: CA65548P4033 Primary SEDOL: 2641441
Page 48 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Norbord Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Jack L. Cockwell Mgmt Yes For For
Mgmt ForForYesElect Director Paul E. Gagne 1.2
Mgmt ForForYesElect Director Peter Gordon 1.3
Mgmt ForForYesElect Director Paul A. Houston 1.4
Mgmt ForForYesElect Director Marian Lawson 1.5
Mgmt ForForYesElect Director Colleen McMorrow 1.6
Mgmt ForForYesElect Director Denise M. Nemchev 1.7
Mgmt ForForYesElect Director Lori A. Pearson 1.8
Mgmt ForForYesElect Director Peter C. Wijnbergen 1.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Nutrien Ltd.
Meeting Date: 05/06/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 67077M108
Ticker: NTR
Primary CUSIP: 67077M108 Primary ISIN: CA67077M1086 Primary SEDOL: BDRJLN0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Christopher M. Burley Mgmt Yes For For
Mgmt ForForYesElect Director Maura J. Clark 1.2
Mgmt ForForYesElect Director David C. Everitt 1.3
Mgmt ForForYesElect Director Russell K. Girling 1.4
Mgmt ForForYesElect Director Miranda C. Hubbs 1.5
Mgmt ForForYesElect Director Alice D. Laberge 1.6
Mgmt ForForYesElect Director Consuelo E. Madere 1.7
Mgmt ForForYesElect Director Charles V. Magro 1.8
Mgmt ForForYesElect Director Keith G. Martell 1.9
Page 49 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Nutrien Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Aaron W. Regent 1.10
Mgmt ForForYesElect Director Mayo M. Schmidt 1.11
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Pan American Silver Corp.
Meeting Date: 05/06/2020
Record Date: 03/12/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 697900108
Ticker: PAAS
Primary CUSIP: 697900108 Primary ISIN: CA6979001089 Primary SEDOL: 2669272
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Ross J. Beaty Mgmt Yes For For
Mgmt ForForYesElect Director Michael Steinmann 1.2
Mgmt ForForYesElect Director Michael L. Carroll 1.3
Mgmt WithholdForYesElect Director Neil de Gelder 1.4
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Walter T. Segsworth 1.5
Mgmt ForForYesElect Director Gillian D. Winckler 1.6
Mgmt ForForYesElect Director Charles A. Jeannes 1.7
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Suncor Energy Inc.
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 867224107
Ticker: SU
Primary CUSIP: 867224107 Primary ISIN: CA8672241079 Primary SEDOL: B3NB1P2
Page 50 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Suncor Energy Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Patricia M. Bedient Mgmt Yes For For
Mgmt ForForYesElect Director Mel E. Benson 1.2
Mgmt ForForYesElect Director John D. Gass 1.3
Mgmt ForForYesElect Director Dennis M. Houston 1.4
Mgmt ForForYesElect Director Mark S. Little 1.5
Mgmt ForForYesElect Director Brian P. MacDonald 1.6
Mgmt ForForYesElect Director Maureen McCaw 1.7
Mgmt ForForYesElect Director Lorraine Mitchelmore 1.8
Mgmt ForForYesElect Director Eira M. Thomas 1.9
Mgmt ForForYesElect Director Michael M. Wilson 1.10
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
ARC Resources Ltd.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 00208D408
Ticker: ARX
Primary CUSIP: 00208D408 Primary ISIN: CA00208D4084 Primary SEDOL: B6463M8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Farhad Ahrabi Mgmt Yes For For
Mgmt ForForYesElect Director David R. Collyer 1.2
Mgmt ForForYesElect Director John P. Dielwart 1.3
Mgmt ForForYesElect Director Harold N. Kvisle 1.4
Mgmt ForForYesElect Director Kathleen M. O'Neill 1.5
Mgmt ForForYesElect Director Herbert C. Pinder, Jr. 1.6
Mgmt ForForYesElect Director William G. Sembo 1.7
Mgmt ForForYesElect Director Nancy L. Smith 1.8
Page 51 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
ARC Resources Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Terry M. Anderson 1.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Baytex Energy Corp.
Meeting Date: 05/07/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 07317Q105
Ticker: BTE
Primary CUSIP: 07317Q105 Primary ISIN: CA07317Q1054 Primary SEDOL: B4VGVM3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Mark R. Bly Mgmt Yes For For
Mgmt ForForYesElect Director Trudy M. Curran 1.2
Mgmt ForForYesElect Director Naveen Dargan 1.3
Mgmt ForForYesElect Director Don G. Hrap 1.4
Mgmt ForForYesElect Director Edward D. LaFehr 1.5
Mgmt ForForYesElect Director Jennifer A. Maki 1.6
Mgmt ForForYesElect Director Gregory K. Melchin 1.7
Mgmt ForForYesElect Director David L. Pearce 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
BCE Inc.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 05534B760
Ticker: BCE
Primary CUSIP: 05534B760 Primary ISIN: CA05534B7604 Primary SEDOL: B188TH2
Page 52 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
BCE Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Barry K. Allen Mgmt Yes For For
Mgmt ForForYesElect Director Mirko Bibic 1.2
Mgmt NoElect Director Sophie Brochu - Withdrawn Resolution
1.3
Mgmt ForForYesElect Director Robert E. Brown 1.4
Mgmt ForForYesElect Director David F. Denison 1.5
Mgmt ForForYesElect Director Robert P. Dexter 1.6
Mgmt ForForYesElect Director Ian Greenberg 1.7
Mgmt ForForYesElect Director Katherine Lee 1.8
Mgmt ForForYesElect Director Monique F. Leroux 1.9
Mgmt ForForYesElect Director Gordon M. Nixon 1.10
Mgmt ForForYesElect Director Thomas E. Richards 1.11
Mgmt ForForYesElect Director Calin Rovinescu 1.12
Mgmt ForForYesElect Director Karen Sheriff 1.13
Mgmt ForForYesElect Director Robert C. Simmonds 1.14
Mgmt ForForYesElect Director Paul R. Weiss 1.15
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposal
SH AgainstAgainstYesSP 1: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
4
Blended Rationale: 1- [SF-S4578-106] Company already has policies in place to address these issues.
Canadian Natural Resources Limited
Meeting Date: 05/07/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136385101
Ticker: CNQ
Primary CUSIP: 136385101 Primary ISIN: CA1363851017 Primary SEDOL: 2171573
Page 53 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Canadian Natural Resources Limited
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Catherine M. Best Mgmt Yes For For
Mgmt ForForYesElect Director M. Elizabeth Cannon 1.2
Mgmt ForForYesElect Director N. Murray Edwards 1.3
Mgmt ForForYesElect Director Christopher L. Fong 1.4
Mgmt ForForYesElect Director Gordon D. Giffin 1.5
Mgmt ForForYesElect Director Wilfred A. Gobert 1.6
Mgmt ForForYesElect Director Steve W. Laut 1.7
Mgmt ForForYesElect Director Tim S. McKay 1.8
Mgmt ForForYesElect Director Frank J. McKenna 1.9
Mgmt ForForYesElect Director David A. Tuer 1.10
Mgmt ForForYesElect Director Annette M. Verschuren 1.11
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Canadian Tire Corporation Limited
Meeting Date: 05/07/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136681202
Ticker: CTC.A
Primary CUSIP: 136681202 Primary ISIN: CA1366812024 Primary SEDOL: 2172286
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Non-Voting Shareholders Mgmt No
Mgmt ForForYesElect Director Diana Chant 1.1
Mgmt ForForYesElect Director Norman Jaskolka 1.2
Mgmt ForForYesElect Director Cynthia Trudell 1.3
Page 54 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Crombie Real Estate Investment Trust
Meeting Date: 05/07/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 227107109
Ticker: CRR.UN
Primary CUSIP: 227107109 Primary ISIN: CA2271071094 Primary SEDOL: B11YBV5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Paul V. Beesley Mgmt Yes For For
Mgmt ForForYesElect Trustee Donald E. Clow 1.2
Mgmt ForForYesElect Trustee John C. Eby 1.3
Mgmt ForForYesElect Trustee J. Michael Knowlton 1.4
Mgmt ForForYesElect Trustee Barbara Palk 1.5
Mgmt ForForYesElect Trustee Jason P. Shannon 1.6
Mgmt ForForYesElect Trustee Karen Weaver 1.7
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesAuthorize Trustees to Fix Remuneration of Auditors
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Enerplus Corporation
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 292766102
Ticker: ERF
Primary CUSIP: 292766102 Primary ISIN: CA2927661025 Primary SEDOL: B584T89
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Elliott Pew Mgmt Yes For For
Mgmt ForForYesElect Director Judith D. Buie 1.2
Mgmt ForForYesElect Director Karen E. Clarke-Whistler 1.3
Mgmt ForForYesElect Director Michael R. Culbert 1.4
Mgmt ForForYesElect Director Ian C. Dundas 1.5
Mgmt ForForYesElect Director Hilary A. Foulkes 1.6
Mgmt ForForYesElect Director Robert B. Hodgins 1.7
Page 55 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Enerplus Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Susan M. MacKenzie 1.8
Mgmt ForForYesElect Director Jeffrey W. Sheets 1.9
Mgmt ForForYesElect Director Sheldon B. Steeves 1.10
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAmend Share Award Incentive Plan 3
Mgmt ForForYesRe-approve Share Award Incentive Plan 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Ero Copper Corp.
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 296006109
Ticker: ERO
Primary CUSIP: 296006109 Primary ISIN: CA2960061091 Primary SEDOL: BF02Z72
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Christopher Noel Dunn 2.1
Mgmt ForForYesElect Director David Strang 2.2
Mgmt ForForYesElect Director Lyle Braaten 2.3
Mgmt ForForYesElect Director Steven Busby 2.4
Mgmt ForForYesElect Director Sally Eyre 2.5
Mgmt ForForYesElect Director Robert Getz 2.6
Mgmt ForForYesElect Director Chantal Gosselin 2.7
Mgmt ForForYesElect Director John Wright 2.8
Mgmt ForForYesElect Director Matthew Wubs 2.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Stock Option Plan Grants 4
Mgmt ForForYesRe-approve Stock Option Plan 5
Mgmt ForForYesRe-approve Share Unit Plan 6
Mgmt ForForYesAmend Quorum Requirements 7
Page 56 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Ero Copper Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
8
First Quantum Minerals Ltd.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 335934105
Ticker: FM
Primary CUSIP: 335934105 Primary ISIN: CA3359341052 Primary SEDOL: 2347608
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Mgmt ForForYesElect Director Philip K.R. Pascall 2.1
Mgmt ForForYesElect Director G. Clive Newall 2.2
Mgmt ForForYesElect Director Kathleen A. Hogenson 2.3
Mgmt ForForYesElect Director Peter St. George 2.4
Mgmt ForForYesElect Director Andrew B. Adams 2.5
Mgmt ForForYesElect Director Robert J. Harding 2.6
Mgmt ForForYesElect Director Simon J. Scott 2.7
Mgmt ForForYesElect Director Joanne K. Warner 2.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP (Canada) as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesApprove Shareholder Rights Plan 5
Mgmt ForForYesApprove Advance Notice Requirement 6
Mgmt ForForYesAmend Articles 7
Fortis Inc.
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 349553107
Ticker: FTS
Primary CUSIP: 349553107 Primary ISIN: CA3495531079 Primary SEDOL: 2347200
Page 57 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Fortis Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Tracey C. Ball Mgmt Yes For For
Mgmt ForForYesElect Director Pierre J. Blouin 1.2
Mgmt ForForYesElect Director Paul J. Bonavia 1.3
Mgmt ForForYesElect Director Lawrence T. Borgard 1.4
Mgmt ForForYesElect Director Maura J. Clark 1.5
Mgmt ForForYesElect Director Margarita K. Dilley 1.6
Mgmt ForForYesElect Director Julie A. Dobson 1.7
Mgmt ForForYesElect Director Douglas J. Haughey 1.8
Mgmt ForForYesElect Director Barry V. Perry 1.9
Mgmt ForForYesElect Director Jo Mark Zurel 1.10
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Advance Notice Requirement 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Great-West Lifeco Inc.
Meeting Date: 05/07/2020
Record Date: 03/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 39138C106
Ticker: GWO
Primary CUSIP: 39138C106 Primary ISIN: CA39138C1068 Primary SEDOL: 2384951
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Common and First Preferred Shareholders
Mgmt No
Mgmt ForForYesElect Director Michael R. Amend 1.1
Mgmt ForForYesElect Director Deborah J. Barrett 1.2
Mgmt ForForYesElect Director Robin Bienfait 1.3
Mgmt ForForYesElect Director Heather E. Conway 1.4
Mgmt ForForYesElect Director Marcel R. Coutu 1.5
Mgmt ForForYesElect Director Andre Desmarais 1.6
Page 58 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Great-West Lifeco Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt WithholdForYesElect Director Paul Desmarais, Jr. 1.7
Blended Rationale: [SF-M0201-015] Vote against for failure to attend at least 75% of board and relevant committee attendance.[SF-M0201-019] Nominee serves on an excessive number of public company boards, which we believe raises substantial concerns about the director's ability to exercise sufficient oversight on this board.
Mgmt ForForYesElect Director Gary A. Doer 1.8
Mgmt ForForYesElect Director David G. Fuller 1.9
Mgmt ForForYesElect Director Claude Genereux 1.10
Mgmt ForForYesElect Director J. David A. Jackson 1.11
Mgmt ForForYesElect Director Elizabeth C. Lempres 1.12
Mgmt ForForYesElect Director Paula B. Madoff 1.13
Mgmt ForForYesElect Director Paul A. Mahon 1.14
Mgmt ForForYesElect Director Susan J. McArthur 1.15
Mgmt ForForYesElect Director R. Jeffrey Orr 1.16
Mgmt ForForYesElect Director T. Timothy Ryan 1.17
Mgmt ForForYesElect Director Jerome J. Selitto 1.18
Mgmt ForForYesElect Director James M. Singh 1.19
Mgmt ForForYesElect Director Gregory D. Tretiak 1.20
Mgmt ForForYesElect Director Siim A. Vanaselja 1.21
Mgmt ForForYesElect Director Brian E. Walsh 1.22
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
iA Financial Corporation Inc.
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 45075E104
Ticker: IAG
Primary CUSIP: 45075E104 Primary ISIN: CA45075E1043 Primary SEDOL: BJ2ZH37
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Agathe Cote Mgmt Yes For For
Mgmt ForForYesElect Director Benoit Daignault 1.2
Mgmt ForForYesElect Director Nicolas Darveau-Garneau 1.3
Mgmt ForForYesElect Director Emma K. Griffin 1.4
Page 59 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
iA Financial Corporation Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Claude Lamoureux 1.5
Mgmt ForForYesElect Director Ginette Maille 1.6
Mgmt ForForYesElect Director Jacques Martin 1.7
Mgmt ForForYesElect Director Monique Mercier 1.8
Mgmt ForForYesElect Director Danielle G. Morin 1.9
Mgmt ForForYesElect Director Marc Poulin 1.10
Mgmt ForForYesElect Director Denis Ricard 1.11
Mgmt ForForYesElect Director Louis Tetu 1.12
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH ForAgainstYesSP 1: Analyze Climate Risk and Report the Results of its Analysis
4
Blended Rationale: [SF-S0000-003] Support proposal due to lack of adequate corporate disclosure.[SF-S0000-002] We believe it is in the best interests of shareholders to have access to greater disclosure on this issue. [SF-S0000-201] We believe this issue is both material and urgent.
SH AgainstAgainstYesSP 2: Adopt Measured Environmental Impact Reduction Objectives with Clearly Identified Targets in its Sustainable Development Policy
5
Blended Rationale: [SF-S4578-111] Upon Engagement Decided to Support Management. [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP 3: Use the Services of Advisory Experts in Sustainable Development to Adequately Guide the Sustainable Development Committee
6
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
Inter Pipeline Ltd.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 45833V109
Ticker: IPL
Primary CUSIP: 45833V109 Primary ISIN: CA45833V1094 Primary SEDOL: BDD54N3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Richard Shaw Mgmt Yes For For
Page 60 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Inter Pipeline Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Christian Bayle 1.2
Mgmt ForForYesElect Director Peter Cella 1.3
Mgmt ForForYesElect Director Julie Dill 1.4
Mgmt ForForYesElect Director Duane Keinick 1.5
Mgmt ForForYesElect Director Arthur Korpach 1.6
Mgmt ForForYesElect Director Alison Taylor Love 1.7
Mgmt ForForYesElect Director Margaret McKenzie 1.8
Mgmt ForForYesElect Director Brant Sangster 1.9
Mgmt ForForYesElect Director Shelley Brown 1.10
Mgmt ForForYesElect Director Wayne Smith 1.11
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Shareholder Rights Plan 4
Mgmt ForForYesApprove Reduction in Stated Capital 5
Interfor Corporation
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 45868C109
Ticker: IFP
Primary CUSIP: 45868C109 Primary ISIN: CA45868C1095 Primary SEDOL: BMJ71W4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eleven Mgmt Yes For For
Mgmt ForForYesElect Director Ian M. Fillinger 2.1
Mgmt ForForYesElect Director Christopher R. Griffin 2.2
Mgmt ForForYesElect Director Jeane L. Hull 2.3
Mgmt ForForYesElect Director Rhonda D. Hunter 2.4
Mgmt ForForYesElect Director Gordon H. MacDougall 2.5
Mgmt ForForYesElect Director J. Eddie McMillan 2.6
Mgmt ForForYesElect Director Thomas V. Milroy 2.7
Page 61 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Interfor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Gillian L. Platt 2.8
Mgmt ForForYesElect Director Lawrence Sauder 2.9
Mgmt ForForYesElect Director Curtis M. Stevens 2.10
Mgmt ForForYesElect Director Douglas W.G. Whitehead 2.11
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Killam Apartment Real Estate Investment
Meeting Date: 05/07/2020
Record Date: 03/25/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 49410M102
Ticker: KMP.UN
Primary CUSIP: 49410M102 Primary ISIN: CA49410M1023 Primary SEDOL: BYZ1856
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Timothy R. Banks Mgmt Yes For For
Mgmt ForForYesElect Trustee Philip D. Fraser 1.2
Mgmt ForForYesElect Trustee Robert G. Kay 1.3
Mgmt ForForYesElect Trustee Aldea M. Landry 1.4
Mgmt ForForYesElect Trustee James C. Lawley 1.5
Mgmt ForForYesElect Trustee Arthur G. Lloyd 1.6
Mgmt ForForYesElect Trustee Karine L. MacIndoe 1.7
Mgmt ForForYesElect Trustee Laurie M. MacKeigan 1.8
Mgmt ForForYesElect Trustee Robert G. Richardson 1.9
Mgmt ForForYesElect Trustee Manfred J. Walt 1.10
Mgmt ForForYesElect Trustee G. Wayne Watson 1.11
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 62 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Magna International Inc.
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 559222401
Ticker: MG
Primary CUSIP: 559222401 Primary ISIN: CA5592224011 Primary SEDOL: 2554475
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Scott B. Bonham Mgmt Yes For For
Mgmt ForForYesElect Director Peter G. Bowie 1.2
Mgmt ForForYesElect Director Mary S. Chan 1.3
Mgmt ForForYesElect Director V. Peter Harder 1.4
Mgmt ForForYesElect Director Kurt J. Lauk 1.5
Mgmt ForForYesElect Director Robert F. MacLellan 1.6
Mgmt ForForYesElect Director Cynthia A. Niekamp 1.7
Mgmt ForForYesElect Director William A. Ruh 1.8
Mgmt ForForYesElect Director Indira V. Samarasekera 1.9
Mgmt ForForYesElect Director Donald J. Walker 1.10
Mgmt ForForYesElect Director Lisa S. Westlake 1.11
Mgmt ForForYesElect Director William L. Young 1.12
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Manulife Financial Corp.
Meeting Date: 05/07/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 56501R106
Ticker: MFC
Primary CUSIP: 56501R106 Primary ISIN: CA56501R1064 Primary SEDOL: 2492519
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Ronalee H. Ambrose Mgmt Yes For For
Mgmt ForForYesElect Director Guy L.T. Bainbridge 1.2
Mgmt ForForYesElect Director Joseph P. Caron 1.3
Page 63 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Manulife Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director John M. Cassaday 1.4
Mgmt ForForYesElect Director Susan F. Dabarno 1.5
Mgmt ForForYesElect Director Julie E. Dickson 1.6
Mgmt ForForYesElect Director Sheila S. Fraser 1.7
Mgmt ForForYesElect Director Roy Gori 1.8
Mgmt ForForYesElect Director Tsun-yan Hsieh 1.9
Mgmt ForForYesElect Director Donald R. Lindsay 1.10
Mgmt ForForYesElect Director John R.V. Palmer 1.11
Mgmt ForForYesElect Director C. James Prieur 1.12
Mgmt ForForYesElect Director Andrea S. Rosen 1.13
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
NFI Group Inc.
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 62910L102
Ticker: NFI
Primary CUSIP: 62910L102 Primary ISIN: CA62910L1022 Primary SEDOL: BD3HFC5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt Yes For For
Mgmt ForForYesElect Director Phyllis Cochran 2.1
Mgmt ForForYesElect Director Larry Edwards 2.2
Mgmt ForForYesElect Director Adam Gray 2.3
Mgmt ForForYesElect Director Krystyna Hoeg 2.4
Mgmt ForForYesElect Director John Marinucci 2.5
Mgmt ForForYesElect Director Paulo Cezar da Silva Nunes 2.6
Mgmt ForForYesElect Director Paul Soubry 2.7
Mgmt ForForYesElect Director Brian V. Tobin 2.8
Mgmt ForForYesElect Director Katherine Winter 2.9
Page 64 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
NFI Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAmend Shareholder Rights Plan 3
Mgmt ForForYesApprove Stock Option Plan 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Parkland Fuel Corporation
Meeting Date: 05/07/2020
Record Date: 03/24/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 70137T105
Ticker: PKI
Primary CUSIP: 70137T105 Primary ISIN: CA70137T1057 Primary SEDOL: B3SQRQ5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John F. Bechtold Mgmt Yes For For
Mgmt ForForYesElect Director Lisa Colnett 1.2
Mgmt ForForYesElect Director Robert (Bob) Espey 1.3
Mgmt ForForYesElect Director Timothy W. Hogarth 1.4
Mgmt ForForYesElect Director Jim Pantelidis 1.5
Mgmt ForForYesElect Director Domenic Pilla 1.6
Mgmt ForForYesElect Director Steven Richardson 1.7
Mgmt ForForYesElect Director David A. Spencer 1.8
Mgmt ForForYesElect Director Deborah Stein 1.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesRe-approve Stock Option Plan 4
Mgmt ForForYesAmend Restricted Share Unit Plan 5
Mgmt ForForYesRe-approve Restricted Share Unit Plan 6
Mgmt ForForYesChange Company Name to Parkland Corporation
7
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
8
Page 65 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
SNC-Lavalin Group Inc.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 78460T105
Ticker: SNC
Primary CUSIP: 78460T105 Primary ISIN: CA78460T1057 Primary SEDOL: 2763884
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Gary C. Baughman Mgmt Yes For For
Mgmt ForForYesElect Director Mary-Ann Bell 1.2
Mgmt ForForYesElect Director Christie J.B. Clark 1.3
Mgmt ForForYesElect Director Isabelle Courville 1.4
Mgmt ForForYesElect Director Ian L. Edwards 1.5
Mgmt ForForYesElect Director Kevin G. Lynch 1.6
Mgmt ForForYesElect Director Steven L. Newman 1.7
Mgmt ForForYesElect Director Michael B. Pedersen 1.8
Mgmt ForForYesElect Director Jean Raby 1.9
Mgmt ForForYesElect Director Zin Smati 1.10
Mgmt ForForYesElect Director Benita M. Warmbold 1.11
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
SH AgainstAgainstYesSP 1: Integrate ESG Criteria into Performance Evaluation of Executive Officers
5
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesSP 2: Maintain Head Office in Quebec 6
Blended Rationale: [SF-S4578-108] Corporate policy decisions are best left to the board absent demonstrable harm to shareholders by prior board action or inaction. The board can be held accountable for its decisions through the election of directors.
Mgmt ForForYesAmend Bylaw No. 2005-1 7
Spin Master Corp.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 848510103
Ticker: TOY
Primary CUSIP: 848510103 Primary ISIN: CA8485101031 Primary SEDOL: BZ03B55
Page 66 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Spin Master Corp.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Subordinate Voting Shareholders and Multiple Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Jeffrey I. Cohen 1.1
Mgmt ForForYesElect Director Reginald (Reggie) Fils-Aime 1.2
Mgmt ForForYesElect Director Ronnen Harary 1.3
Mgmt ForForYesElect Director Dina R. Howell 1.4
Mgmt ForForYesElect Director Christina Miller 1.5
Mgmt ForForYesElect Director Anton Rabie 1.6
Mgmt ForForYesElect Director Todd Tappin 1.7
Mgmt ForForYesElect Director Ben Varadi 1.8
Mgmt ForForYesElect Director Charles Winograd 1.9
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Stantec Inc.
Meeting Date: 05/07/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 85472N109
Ticker: STN
Primary CUSIP: 85472N109 Primary ISIN: CA85472N1096 Primary SEDOL: 2854238
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Douglas K. Ammerman Mgmt Yes For For
Mgmt ForForYesElect Director Richard C. Bradeen 1.2
Mgmt ForForYesElect Director Shelley A. M. Brown 1.3
Mgmt ForForYesElect Director Patricia D. Galloway 1.4
Mgmt ForForYesElect Director Robert J. Gomes 1.5
Mgmt ForForYesElect Director Gordon A. Johnston 1.6
Mgmt ForForYesElect Director Donald J. Lowry 1.7
Mgmt ForForYesElect Director Marie-Lucie Morin 1.8
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 67 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Stantec Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Stella-Jones Inc.
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 85853F105
Ticker: SJ
Primary CUSIP: 85853F105 Primary ISIN: CA85853F1053 Primary SEDOL: 2809777
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Robert Coallier Mgmt Yes For For
Mgmt ForForYesElect Director Rhodri J. Harries 1.2
Mgmt ForForYesElect Director Karen Laflamme 1.3
Mgmt ForForYesElect Director Katherine A. Lehman 1.4
Mgmt ForForYesElect Director James A. Manzi, Jr. 1.5
Mgmt ForForYesElect Director Douglas Muzyka 1.6
Mgmt ForForYesElect Director Simon Pelletier 1.7
Mgmt ForForYesElect Director Eric Vachon 1.8
Mgmt ForForYesElect Director Mary Webster 1.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend Employee Share Purchase Plans 4
TELUS Corporation
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 87971M103
Ticker: T
Primary CUSIP: 87971M103 Primary ISIN: CA87971M1032 Primary SEDOL: 2381093
Page 68 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
TELUS Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director R.H. (Dick) Auchinleck Mgmt Yes For For
Mgmt ForForYesElect Director Raymond T. Chan 1.2
Mgmt ForForYesElect Director Stockwell Day 1.3
Mgmt ForForYesElect Director Lisa de Wilde 1.4
Mgmt ForForYesElect Director Darren Entwistle 1.5
Mgmt ForForYesElect Director Thomas E. Flynn 1.6
Mgmt ForForYesElect Director Mary Jo Haddad 1.7
Mgmt ForForYesElect Director Kathy Kinloch 1.8
Mgmt ForForYesElect Director Christine Magee 1.9
Mgmt ForForYesElect Director John Manley 1.10
Mgmt ForForYesElect Director David Mowat 1.11
Mgmt ForForYesElect Director Marc Parent 1.12
Mgmt ForForYesElect Director Denise Pickett 1.13
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
WSP Global Inc.
Meeting Date: 05/07/2020
Record Date: 03/25/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 92938W202
Ticker: WSP
Primary CUSIP: 92938W202 Primary ISIN: CA92938W2022 Primary SEDOL: BHR3R21
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Louis-Philippe Carriere Mgmt Yes For For
Mgmt ForForYesElect Director Christopher Cole 1.2
Blended Rationale: .
Mgmt ForForYesElect Director Alexandre L'Heureux 1.3
Mgmt ForForYesElect Director Birgit Norgaard 1.4
Page 69 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
WSP Global Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Suzanne Rancourt 1.5
Mgmt ForForYesElect Director Paul Raymond 1.6
Mgmt ForForYesElect Director Pierre Shoiry 1.7
Mgmt ForForYesElect Director Linda Smith-Galipeau 1.8
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Badger Daylighting Ltd.
Meeting Date: 05/08/2020
Record Date: 03/30/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 05651W209
Ticker: BAD
Primary CUSIP: 05651W209 Primary ISIN: CA05651W2094 Primary SEDOL: B3M4R76
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Glen Roane Mgmt Yes For For
Mgmt ForForYesElect Director Catherine Best 1.2
Mgmt ForForYesElect Director Grant Billing 1.3
Mgmt ForForYesElect Director David Bronicheski 1.4
Mgmt ForForYesElect Director William Derwin 1.5
Mgmt ForForYesElect Director Mary Jordan 1.6
Mgmt ForForYesElect Director William Lingard 1.7
Mgmt ForForYesElect Director Garry P. Mihaichuk 1.8
Mgmt ForForYesElect Director Paul Vanderberg 1.9
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 70 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Constellation Software Inc.
Meeting Date: 05/08/2020
Record Date: 04/01/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 21037X100
Ticker: CSU
Primary CUSIP: 21037X100 Primary ISIN: CA21037X1006 Primary SEDOL: B15C4L6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Jeff Bender Mgmt Yes For For
Mgmt ForForYesElect Director Lawrence Cunningham 1.2
Mgmt ForForYesElect Director Susan Gayner 1.3
Mgmt ForForYesElect Director Robert Kittel 1.4
Mgmt ForForYesElect Director Mark Leonard 1.5
Mgmt ForForYesElect Director Paul McFeeters 1.6
Mgmt ForForYesElect Director Mark Miller 1.7
Mgmt ForForYesElect Director Lori O'Neill 1.8
Mgmt ForForYesElect Director Stephen R. Scotchmer 1.9
Mgmt ForForYesElect Director Robin Van Poelje 1.10
Mgmt ForForYesElect Director Dexter Salna 1.11
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Enerflex Ltd.
Meeting Date: 05/08/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 29269R105
Ticker: EFX
Primary CUSIP: 29269R105 Primary ISIN: CA29269R1055 Primary SEDOL: B4Y2RV9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Robert S. Boswell Mgmt Yes For For
Mgmt ForForYesElect Director Maureen Cormier Jackson 1.2
Mgmt ForForYesElect Director W. Byron Dunn 1.3
Mgmt ForForYesElect Director H. Stanley Marshall 1.4
Page 71 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Enerflex Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Kevin J. Reinhart 1.5
Mgmt ForForYesElect Director Marc E. Rossiter 1.6
Mgmt ForForYesElect Director Stephen J. Savidant 1.7
Mgmt ForForYesElect Director Juan Carlos Villegas 1.8
Mgmt ForForYesElect Director Michael A. Weill 1.9
Mgmt ForForYesElect Director Helen J. Wesley 1.10
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend Share Option Plan 4
Hydro One Limited
Meeting Date: 05/08/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 448811208
Ticker: H
Primary CUSIP: 448811208 Primary ISIN: CA4488112083 Primary SEDOL: BYYXJY9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Cherie Brant Mgmt Yes For For
Mgmt ForForYesElect Director Blair Cowper-Smith 1.2
Mgmt ForForYesElect Director David Hay 1.3
Mgmt ForForYesElect Director Timothy Hodgson 1.4
Mgmt ForForYesElect Director Jessica McDonald 1.5
Mgmt ForForYesElect Director Mark Poweska 1.6
Mgmt ForForYesElect Director Russel Robertson 1.7
Mgmt ForForYesElect Director William Sheffield 1.8
Mgmt ForForYesElect Director Melissa Sonberg 1.9
Mgmt ForForYesElect Director Susan Wolburgh Jenah 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 72 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
IGM Financial Inc.
Meeting Date: 05/08/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 449586106
Ticker: IGM
Primary CUSIP: 449586106 Primary ISIN: CA4495861060 Primary SEDOL: 2469375
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Marc A. Bibeau Mgmt Yes For For
Mgmt ForForYesElect Director Jeffrey R. Carney 1.2
Mgmt ForForYesElect Director Marcel R. Coutu 1.3
Mgmt ForForYesElect Director Andre Desmarais 1.4
Mgmt WithholdForYesElect Director Paul Desmarais, Jr. 1.5
Blended Rationale: [SF-M0201-015] Vote against for failure to attend at least 75% of board and relevant committee attendance.
Mgmt ForForYesElect Director Gary Doer 1.6
Mgmt ForForYesElect Director Susan Doniz 1.7
Mgmt ForForYesElect Director Claude Genereux 1.8
Mgmt ForForYesElect Director Sharon Hodgson 1.9
Mgmt ForForYesElect Director Sharon MacLeod 1.10
Mgmt ForForYesElect Director Susan J. McArthur 1.11
Mgmt ForForYesElect Director John McCallum 1.12
Mgmt ForForYesElect Director R. Jeffrey Orr 1.13
Mgmt ForForYesElect Director Gregory D. Tretiak 1.14
Mgmt ForForYesElect Director Beth Wilson 1.15
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAmend By-Law No. 1 3
Morneau Shepell Inc.
Meeting Date: 05/08/2020
Record Date: 03/24/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 61767W104
Ticker: MSI
Primary CUSIP: 61767W104 Primary ISIN: CA61767W1041 Primary SEDOL: B64ZLH6
Page 73 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Morneau Shepell Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Luc Bachand Mgmt Yes For For
Mgmt ForForYesElect Director Gillian (Jill) Denham 1.2
Mgmt ForForYesElect Director Kish Kapoor 1.3
Mgmt ForForYesElect Director Ron Lalonde 1.4
Mgmt ForForYesElect Director Stephen Liptrap 1.5
Mgmt ForForYesElect Director Kevin Pennington 1.6
Mgmt ForForYesElect Director Dale Ponder 1.7
Mgmt ForForYesElect Director Michele Trogni 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesRe-approve 2017 Long-Term Incentive Plan 4
Mgmt ForForYesRe-approve Deferred Share Unit Plan 5
Pembina Pipeline Corporation
Meeting Date: 05/08/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 706327103
Ticker: PPL
Primary CUSIP: 706327103 Primary ISIN: CA7063271034 Primary SEDOL: B4PT2P8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Anne-Marie N. Ainsworth Mgmt Yes For For
Mgmt ForForYesElect Director Michael (Mick) H. Dilger 1.2
Mgmt ForForYesElect Director Randall J. Findlay 1.3
Mgmt ForForYesElect Director Robert G. Gwin 1.4
Mgmt ForForYesElect Director Maureen E. Howe 1.5
Mgmt ForForYesElect Director Gordon J. Kerr 1.6
Mgmt ForForYesElect Director David M.B. LeGresley 1.7
Mgmt ForForYesElect Director Leslie A. O'Donoghue 1.8
Page 74 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Pembina Pipeline Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Bruce D. Rubin 1.9
Mgmt ForForYesElect Director Henry W. Sykes 1.10
Mgmt ForForYesApprove KPMG LLP Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Bylaws 3
Mgmt ForForYesApprove Advance Notice Requirement 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Premium Brands Holdings Corporation
Meeting Date: 05/08/2020
Record Date: 03/23/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 74061A108
Ticker: PBH
Primary CUSIP: 74061A108 Primary ISIN: CA74061A1084 Primary SEDOL: B1VJFK7
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Seven Mgmt Yes For For
Mgmt ForForYesElect Director Sean Cheah 2a
Mgmt ForForYesElect Director Johnny Ciampi 2b
Mgmt ForForYesElect Director Bruce Hodge 2c
Mgmt ForForYesElect Director Kathleen Keller-Hobson 2d
Mgmt WithholdForYesElect Director Hugh McKinnon 2e
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director George Paleologou 2f
Mgmt WithholdForYesElect Director John Zaplatynsky 2g
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Page 75 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Lundin Mining Corporation
Meeting Date: 05/11/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 550372106
Ticker: LUN
Primary CUSIP: 550372106 Primary ISIN: CA5503721063 Primary SEDOL: 2866857
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Donald K. Charter Mgmt Yes For For
Mgmt ForForYesElect Director John H. Craig 1.2
Mgmt ForForYesElect Director C. Ashley Heppenstall 1.3
Mgmt ForForYesElect Director Marie Inkster 1.4
Mgmt ForForYesElect Director Peter C. Jones 1.5
Mgmt ForForYesElect Director Lukas H. Lundin 1.6
Mgmt ForForYesElect Director Dale C. Peniuk 1.7
Mgmt ForForYesElect Director Catherine J. G. Stefan 1.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend Stock Option Plan 4
Element Fleet Management Corp.
Meeting Date: 05/12/2020
Record Date: 03/30/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 286181201
Ticker: EFN
Primary CUSIP: 286181201 Primary ISIN: CA2861812014 Primary SEDOL: B7FNMQ2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director David F. Denison Mgmt Yes For For
Mgmt ForForYesElect Director Paul D. Damp 1.2
Mgmt ForForYesElect Director Jay Forbes 1.3
Mgmt ForForYesElect Director G. Keith Graham 1.4
Mgmt ForForYesElect Director Joan Lamm-Tennant 1.5
Mgmt ForForYesElect Director Rubin J. McDougal 1.6
Page 76 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Element Fleet Management Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Andrew Clarke 1.7
Mgmt ForForYesElect Director Alexander D. Greene 1.8
Mgmt ForForYesElect Director Andrea Rosen 1.9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Innergex Renewable Energy Inc.
Meeting Date: 05/12/2020
Record Date: 03/31/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 45790B104
Ticker: INE
Primary CUSIP: 45790B104 Primary ISIN: CA45790B1040 Primary SEDOL: B29TNV3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Jean La Couture Mgmt Yes For For
Mgmt ForForYesElect Director Ross J. Beaty 1.2
Mgmt ForForYesElect Director Nathalie Francisci 1.3
Mgmt ForForYesElect Director Richard Gagnon 1.4
Mgmt ForForYesElect Director Daniel Lafrance 1.5
Mgmt ForForYesElect Director Michel Letellier 1.6
Mgmt ForForYesElect Director Dalton James Patrick McGuinty 1.7
Mgmt ForForYesElect Director Monique Mercier 1.8
Mgmt ForForYesElect Director Ouma Sananikone 1.9
Mgmt ForForYesElect Director Louis Veci 1.10
Mgmt ForForYesElect Director Pierre G. Brodeur 1.11
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesEstablish Range for Board Size (Minimum of Three to Maximum of Fourteen)
3
Mgmt ForForYesApprove Reduction in Stated Capital 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Page 77 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Keyera Corp.
Meeting Date: 05/12/2020
Record Date: 03/25/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 493271100
Ticker: KEY
Primary CUSIP: 493271100 Primary ISIN: CA4932711001 Primary SEDOL: B3SGMV5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt Yes For For
Mgmt ForForYesElect Director James Bertram 2.1
Mgmt ForForYesElect Director Blair Goertzen 2.2
Mgmt ForForYesElect Director Douglas Haughey 2.3
Mgmt ForForYesElect Director Gianna Manes 2.4
Mgmt ForForYesElect Director Donald Nelson 2.5
Mgmt ForForYesElect Director Michael Norris 2.6
Mgmt ForForYesElect Director Thomas O'Connor 2.7
Mgmt ForForYesElect Director Charlene Ripley 2.8
Mgmt ForForYesElect Director David Smith 2.9
Mgmt ForForYesElect Director Janet Woodruff 2.10
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
TMX Group Limited
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 87262K105
Ticker: X
Primary CUSIP: 87262K105 Primary ISIN: CA87262K1057 Primary SEDOL: B8KH5G7
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt Yes For For
Mgmt ForForYesElect Director Luc Bertrand 2a
Mgmt ForForYesElect Director Nicolas Darveau-Garneau 2b
Mgmt ForForYesElect Director Christian Exshaw 2c
Page 78 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
TMX Group Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Marie Giguere 2d
Mgmt ForForYesElect Director Martine Irman 2e
Mgmt ForForYesElect Director Harry Jaako 2f
Mgmt ForForYesElect Director William Linton 2g
Mgmt ForForYesElect Director Jean Martel 2h
Mgmt ForForYesElect Director Gerri Sinclair 2i
Mgmt ForForYesElect Director Kevin Sullivan 2j
Mgmt ForForYesElect Director Eric Wetlaufer 2k
Mgmt ForForYesElect Director Charles Winograd 2l
Mgmt ForForYesAmend Stock Option Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Cominar Real Estate Investment Trust
Meeting Date: 05/13/2020
Record Date: 03/31/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 199910100
Ticker: CUF.UN
Primary CUSIP: 199910100 Primary ISIN: CA1999101001 Primary SEDOL: 2419927
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration
Mgmt Yes For For
Mgmt ForForYesApprove Increase in Number of Trustees from Nine to Ten
2
Mgmt ForForYesElect Trustee Luc Bachand 3.1
Mgmt ForForYesElect Trustee Christine Beaubien 3.2
Mgmt ForForYesElect Trustee Paul D. Campbell 3.3
Mgmt ForForYesElect Trustee Mitchell Cohen 3.4
Mgmt ForForYesElect Trustee Sylvain Cossette 3.5
Mgmt ForForYesElect Trustee Zachary R. George 3.6
Mgmt ForForYesElect Trustee Johanne Lepine 3.7
Mgmt ForForYesElect Trustee Michel Theroux 3.8
Page 79 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Cominar Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Trustee Rene Tremblay 3.9
Mgmt ForForYesElect Trustee Karen Laflamme 3.10
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAmend Contract of Trust Re: Unit Distribution 5
Mgmt ForForYesAmend Contract of Trust Re: Investment Guidelines
6
Mgmt ForForYesApprove Unitholders Rights Plan 7
Home Capital Group Inc.
Meeting Date: 05/13/2020
Record Date: 03/23/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 436913107
Ticker: HCG
Primary CUSIP: 436913107 Primary ISIN: CA4369131079 Primary SEDOL: 2434180
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Yousry Bissada Mgmt Yes For For
Mgmt ForForYesElect Director Robert J. Blowes 1.2
Mgmt ForForYesElect Director Paul W. Derksen 1.3
Mgmt ForForYesElect Director Paul G. Haggis 1.4
Mgmt ForForYesElect Director Alan R. Hibben 1.5
Mgmt ForForYesElect Director Susan E. Hutchison 1.6
Mgmt ForForYesElect Director Claude R. Lamoureux 1.7
Mgmt ForForYesElect Director James H. Lisson 1.8
Mgmt ForForYesElect Director Hossein Rahnama 1.9
Mgmt ForForYesElect Director Lisa L. Ritchie 1.10
Mgmt ForForYesElect Director Sharon H. Sallows 1.11
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 80 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Intertape Polymer Group Inc.
Meeting Date: 05/13/2020
Record Date: 03/27/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 460919103
Ticker: ITP
Primary CUSIP: 460919103 Primary ISIN: CA4609191032 Primary SEDOL: 2459901
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Robert M. Beil Mgmt Yes For For
Mgmt ForForYesElect Director Frank Di Tomaso 1.2
Mgmt ForForYesElect Director Robert J. Foster 1.3
Mgmt ForForYesElect Director James Pantelidis 1.4
Mgmt ForForYesElect Director Dahra Granovsky 1.5
Mgmt ForForYesElect Director Jorge N. Quintas 1.6
Mgmt ForForYesElect Director Mary Pat Salomone 1.7
Mgmt ForForYesElect Director Gregory A.C. Yull 1.8
Mgmt ForForYesElect Director Melbourne F. Yull 1.9
Mgmt ForForYesRatify Raymond Chabot Grant Thornton LLP as Auditors
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
ShawCor Ltd.
Meeting Date: 05/13/2020
Record Date: 03/31/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 820439107
Ticker: SCL
Primary CUSIP: 820439107 Primary ISIN: CA8204391079 Primary SEDOL: B9M2YJ3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Lisa J. Bahash Mgmt Yes For For
Mgmt NoElect Director John T. Baldwin - Withdrawn Resolution
1.2
Mgmt ForForYesElect Director Derek S. Blackwood 1.3
Mgmt ForForYesElect Director Laura A. Cillis 1.4
Mgmt ForForYesElect Director Kevin J. Forbes 1.5
Mgmt ForForYesElect Director Michael S. Hanley 1.6
Page 81 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
ShawCor Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Robert Mionis 1.7
Mgmt ForForYesElect Director Stephen M. Orr 1.8
Mgmt ForForYesElect Director Pamela S. Pierce 1.9
Mgmt NoElect Director Donald M. Wishart - Withdrawn Resolution
1.10
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Summit Industrial Income REIT
Meeting Date: 05/13/2020
Record Date: 04/01/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 866120116
Ticker: SMU.UN
Primary CUSIP: 866120116 Primary ISIN: CA8661201167 Primary SEDOL: B928VJ0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Paul Dykeman Mgmt Yes For For
Mgmt ForForYesElect Trustee Louis Maroun 1.2
Mgmt ForForYesElect Trustee Saul Shulman 1.3
Blended Rationale: .
Mgmt ForForYesElect Trustee James Tadeson 1.4
Blended Rationale: .
Mgmt ForForYesElect Trustee Larry Morassutti 1.5
Mgmt ForForYesElect Trustee Michael Catford 1.6
Mgmt ForForYesElect Trustee Dayna Gibbs 1.7
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Superior Plus Corp.
Meeting Date: 05/13/2020
Record Date: 03/27/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 86828P103
Ticker: SPB
Primary CUSIP: 86828P103 Primary ISIN: CA86828P1036 Primary SEDOL: B3KTPS0
Page 82 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Superior Plus Corp.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Catherine M. Best Mgmt Yes For For
Mgmt ForForYesElect Director Eugene V.N. Bissell 1.2
Mgmt ForForYesElect Director Richard C. Bradeen 1.3
Mgmt ForForYesElect Director Luc Desjardins 1.4
Mgmt ForForYesElect Director Randall J. Findlay 1.5
Mgmt ForForYesElect Director Patrick E. Gottschalk 1.6
Mgmt ForForYesElect Director Douglas J. Harrison 1.7
Mgmt ForForYesElect Director Mary B. Jordan 1.8
Mgmt ForForYesElect Director David P. Smith 1.9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Boardwalk Real Estate Investment Trust
Meeting Date: 05/14/2020
Record Date: 03/24/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 096631106
Ticker: BEI.UN
Primary CUSIP: 096631106 Primary ISIN: CA0966311064 Primary SEDOL: B011205
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Trustees at Seven Mgmt Yes For For
Mgmt ForForYesElect Trustee Gary Goodman 2.1
Mgmt ForForYesElect Trustee Arthur L. Havener, Jr. 2.2
Mgmt ForForYesElect Trustee Sam Kolias 2.3
Mgmt ForForYesElect Trustee Samantha A. Kolias-Gunn 2.4
Mgmt ForForYesElect Trustee Scott Morrison 2.5
Mgmt ForForYesElect Trustee Brian G. Robinson 2.6
Mgmt ForForYesElect Trustee Andrea Goertz 2.7
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration
3
Page 83 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Boardwalk Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesRe-approve Deferred Unit Plan 5
Chartwell Retirement Residences
Meeting Date: 05/14/2020
Record Date: 03/26/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 16141A103
Ticker: CSH.UN
Primary CUSIP: 16141A103 Primary ISIN: CA16141A1030 Primary SEDOL: B8S8C94
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Lise Bastarache of Chartwell Mgmt Yes For For
Mgmt ForForYesElect Trustee V. Ann Davis of Chartwell 1.2
Mgmt ForForYesElect Trustee Huw Thomas of Chartwell 1.3
Mgmt ForForYesElect Trustee Michael D. Harris of CSH Trust 2.1
Mgmt ForForYesElect Trustee Andre R. Kuzmicki of CSH Trust 2.2
Mgmt ForForYesElect Trustee Sharon Sallows of CSH Trust 2.3
Mgmt ForForYesElect Director Lise Bastarache of CMCC 3.1
Mgmt ForForYesElect Director W. Brent Binions of CMCC 3.2
Mgmt ForForYesElect Director V. Ann Davis of CMCC 3.3
Mgmt ForForYesElect Director Michael D. Harris of CMCC 3.4
Mgmt ForForYesElect Director Andre R. Kuzmicki of CMCC 3.5
Mgmt ForForYesElect Director Sharon Sallows of CMCC 3.6
Mgmt ForForYesElect Director James Scarlett of CMCC 3.7
Mgmt ForForYesElect Director Huw Thomas of CMCC 3.8
Mgmt ForForYesElect Director Vlad Volodarski of CMCC 3.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForYesAmend Deferred Unit Plan 5
Mgmt ForForYesAmend Declaration of Trust 6
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
7
Page 84 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Crescent Point Energy Corp.
Meeting Date: 05/14/2020
Record Date: 04/02/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 22576C101
Ticker: CPG
Primary CUSIP: 22576C101 Primary ISIN: CA22576C1014 Primary SEDOL: B67C8W8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Craig Bryksa 2.1
Mgmt ForForYesElect Director Laura A. Cillis 2.2
Mgmt ForForYesElect Director James E. Craddock 2.3
Mgmt ForForYesElect Director John P. Dielwart 2.4
Mgmt WithholdForYesElect Director Ted Goldthorpe 2.5
Blended Rationale: [SF-M0201-125] Vote against sitting CEO for serving on an excessive number of public company boards which we believe raises substantial concerns about his ability to exercise sufficient oversight on this board.
Mgmt ForForYesElect Director Mike Jackson 2.6
Mgmt ForForYesElect Director Jennifer F. Koury 2.7
Mgmt ForForYesElect Director Francois Langlois 2.8
Mgmt ForForYesElect Director Barbara Munroe 2.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Reduction in Stated Capital 4
Mgmt ForForYesAmend Restricted Share Plan 5
Mgmt ForForYesAmend Bylaws Re: Meetings of Shareholders Held through Electronic Means
6
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
7
Labrador Iron Ore Royalty Corporation
Meeting Date: 05/14/2020
Record Date: 04/03/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 505440107
Ticker: LIF
Primary CUSIP: 505440107 Primary ISIN: CA5054401073 Primary SEDOL: B8L02P3
Page 85 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Labrador Iron Ore Royalty Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William J. Corcoran Mgmt Yes For For
Mgmt ForForYesElect Director Mark J. Fuller 1.2
Mgmt ForForYesElect Director Douglas F. McCutcheon 1.3
Mgmt ForForYesElect Director Dorothea E. Mell 1.4
Mgmt ForForYesElect Director William H. McNeil 1.5
Mgmt ForForYesElect Director Sandra L. Rosch 1.6
Mgmt ForForYesElect Director John F. Tuer 1.7
Mgmt ForForYesElect Director Patricia M. Volker 1.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
NovaGold Resources Inc.
Meeting Date: 05/14/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 66987E206
Ticker: NG
Primary CUSIP: 66987E206 Primary ISIN: CA66987E2069 Primary SEDOL: 2135450
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Elaine Dorward-King Mgmt Yes For For
Mgmt ForForYesElect Director Sharon Dowdall 1.2
Mgmt ForForYesElect Director Diane Garrett 1.3
Mgmt ForForYesElect Director Thomas Kaplan 1.4
Mgmt ForForYesElect Director Gregory Lang 1.5
Mgmt ForForYesElect Director Igor Levental 1.6
Mgmt ForForYesElect Director Kalidas Madhavpeddi 1.7
Mgmt ForForYesElect Director Clynton Nauman 1.8
Mgmt ForForYesElect Director Ethan Schutt 1.9
Mgmt ForForYesElect Director Anthony Walsh 1.10
Page 86 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
NovaGold Resources Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Stock Option Plan 3
Blended Rationale: .
Mgmt ForForYesAmend Performance Share Unit Plan 4
Blended Rationale: .
Mgmt ForForYesAmend Non-Employee Director Deferred Share Unit Plan
5
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 7
Parex Resources Inc.
Meeting Date: 05/14/2020
Record Date: 03/26/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 69946Q104
Ticker: PXT
Primary CUSIP: 69946Q104 Primary ISIN: CA69946Q1046 Primary SEDOL: B575D14
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Lisa Colnett 2.1
Mgmt ForForYesElect Director Sigmund Cornelius 2.2
Mgmt ForForYesElect Director Robert Engbloom 2.3
Mgmt ForForYesElect Director Wayne Foo 2.4
Mgmt ForForYesElect Director G.R. (Bob) MacDougall 2.5
Mgmt ForForYesElect Director Glenn McNamara 2.6
Mgmt ForForYesElect Director Carmen Sylvain 2.7
Mgmt ForForYesElect Director David Taylor 2.8
Mgmt ForForYesElect Director Paul Wright 2.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAmend Stock Option Plan 4
Page 87 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Parex Resources Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Quebecor Inc.
Meeting Date: 05/14/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 748193208
Ticker: QBR.B
Primary CUSIP: 748193208 Primary ISIN: CA7481932084 Primary SEDOL: 2715777
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class B Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Chantal Belanger 1.1
Mgmt ForForYesElect Director Lise Croteau 1.2
Mgmt ForForYesElect Director Normand Provost 1.3
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
SSR Mining Inc.
Meeting Date: 05/14/2020
Record Date: 03/26/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 784730103
Ticker: SSRM
Primary CUSIP: 784730103 Primary ISIN: CA7847301032 Primary SEDOL: BF7MPL9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Mgmt ForForYesElect Director A.E. Michael Anglin 2.1
Mgmt ForForYesElect Director Paul Benson 2.2
Mgmt ForForYesElect Director Brian R. Booth 2.3
Mgmt ForForYesElect Director Simon A. Fish 2.4
Mgmt ForForYesElect Director Gustavo A. Herrero 2.5
Page 88 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
SSR Mining Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Beverlee F. Park 2.6
Mgmt ForForYesElect Director Steven P. Reid 2.7
Mgmt ForForYesElect Director Elizabeth A. Wademan 2.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesApprove 2020 Share Compensation Plan 5
Wheaton Precious Metals Corp.
Meeting Date: 05/14/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 962879102
Ticker: WPM
Primary CUSIP: 962879102 Primary ISIN: CA9628791027 Primary SEDOL: BF13KN5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
a1 Elect Director George L. Brack Mgmt Yes For For
Mgmt ForForYesElect Director John A. Brough a2
Mgmt ForForYesElect Director R. Peter Gillin a3
Mgmt ForForYesElect Director Chantal Gosselin a4
Mgmt ForForYesElect Director Douglas M. Holtby a5
Mgmt ForForYesElect Director Glenn Ives a6
Mgmt ForForYesElect Director Charles A. Jeannes a7
Mgmt ForForYesElect Director Eduardo Luna a8
Mgmt ForForYesElect Director Marilyn Schonberner a9
Mgmt ForForYesElect Director Randy V. J. Smallwood a10
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
b
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
c
Page 89 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Chemtrade Logistics Income Fund
Meeting Date: 05/15/2020
Record Date: 03/17/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 16387P103
Ticker: CHE.UN
Primary CUSIP: 16387P103 Primary ISIN: CA16387P1036 Primary SEDOL: 2782191
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Mark Davis Mgmt Yes For For
Mgmt ForForYesElect Trustee Lucio Di Clemente 1.2
Mgmt ForForYesElect Trustee Daniella Dimitrov 1.3
Mgmt ForForYesElect Trustee Emily Moore 1.4
Mgmt ForForYesElect Trustee Katherine Rethy 1.5
Mgmt ForForYesElect Trustee Lorie Waisberg 1.6
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend Deferred Share Unit Plan 4
Equitable Group Inc.
Meeting Date: 05/15/2020
Record Date: 03/24/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 294505102
Ticker: EQB
Primary CUSIP: 294505102 Primary ISIN: CA2945051027 Primary SEDOL: B00GQP4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Eric Beutel Mgmt Yes For For
Mgmt ForForYesElect Director Michael Emory 1.2
Mgmt ForForYesElect Director Susan Ericksen 1.3
Mgmt ForForYesElect Director Kishore Kapoor 1.4
Mgmt ForForYesElect Director David LeGresley 1.5
Mgmt ForForYesElect Director Lynn McDonald 1.6
Mgmt ForForYesElect Director Andrew Moor 1.7
Mgmt ForForYesElect Director Rowan Saunders 1.8
Page 90 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Equitable Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Vincenza Sera 1.9
Mgmt ForForYesElect Director Michael Stramaglia 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Power Corporation of Canada
Meeting Date: 05/15/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 739239101
Ticker: POW
Primary CUSIP: 739239101 Primary ISIN: CA7392391016 Primary SEDOL: 2697701
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Participating Preferred Shareholders and Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Pierre Beaudoin 1.1
Mgmt ForForYesElect Director Marcel R. Coutu 1.2
Mgmt ForForYesElect Director Andre Desmarais 1.3
Mgmt ForForYesElect Director Paul Desmarais, Jr. 1.4
Blended Rationale: .
Mgmt ForForYesElect Director Gary A. Doer 1.5
Mgmt ForForYesElect Director Anthony R. Graham 1.6
Mgmt ForForYesElect Director J. David A. Jackson 1.7
Mgmt ForForYesElect Director Paula B. Madoff 1.8
Mgmt ForForYesElect Director Isabelle Marcoux 1.9
Mgmt ForForYesElect Director Christian Noyer 1.10
Mgmt ForForYesElect Director R. Jeffrey Orr 1.11
Mgmt ForForYesElect Director T. Timothy Ryan, Jr. 1.12
Mgmt ForForYesElect Director Siim A. Vanaselja 1.13
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAmend Stock Option Plan 3
Mgmt ForForYesAmend Bylaws 4
Page 91 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Waste Connections, Inc.
Meeting Date: 05/15/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 94106B101
Ticker: WCN
Primary CUSIP: 94106B101 Primary ISIN: CA94106B1013 Primary SEDOL: BYQFRK5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Ronald J. Mittelstaedt Mgmt Yes For For
Mgmt ForForYesElect Director Edward E. "Ned" Guillet 1.2
Mgmt ForForYesElect Director Michael W. Harlan 1.3
Mgmt ForForYesElect Director Larry S. Hughes 1.4
Mgmt ForForYesElect Director Worthing F. Jackman 1.5
Mgmt ForForYesElect Director Elise L. Jordan 1.6
Mgmt ForForYesElect Director Susan "Sue" Lee 1.7
Mgmt ForForYesElect Director William J. Razzouk 1.8
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForYesApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesApprove Qualified Employee Stock Purchase Plan
4
Ag Growth International Inc.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 001181106
Ticker: AFN
Primary CUSIP: 001181106 Primary ISIN: CA0011811068 Primary SEDOL: B545BK2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Gary Anderson 2.1
Mgmt ForForYesElect Director Tim Close 2.2
Mgmt ForForYesElect Director Anne De Greef-Safft 2.3
Mgmt ForForYesElect Director Janet Giesselman 2.4
Mgmt ForForYesElect Director Bill Lambert 2.5
Page 92 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Ag Growth International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Bill Maslechko 2.6
Mgmt ForForYesElect Director Malcolm (Mac) Moore 2.7
Mgmt ForForYesElect Director Claudia Roessler 2.8
Mgmt ForForYesElect Director David White 2.9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAmend Equity Incentive Plan 4
Mgmt ForForYesRe-approve Shareholder Rights Plan 5
Mgmt ForForYesApprove Reduction in Stated Capital 6
Allied Properties Real Estate Investment Trust
Meeting Date: 05/19/2020
Record Date: 03/30/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 019456102
Ticker: AP.UN
Primary CUSIP: 019456102 Primary ISIN: CA0194561027 Primary SEDOL: 2387701
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Gerald R. Connor Mgmt Yes For For
Mgmt ForForYesElect Trustee Lois Cormack 1.2
Mgmt ForForYesElect Trustee Gordon R. Cunningham 1.3
Mgmt ForForYesElect Trustee Michael R. Emory 1.4
Mgmt ForForYesElect Trustee James Griffiths 1.5
Mgmt ForForYesElect Trustee Margaret T. Nelligan 1.6
Mgmt ForForYesElect Trustee Stephen L. Sender 1.7
Mgmt ForForYesElect Trustee Peter Sharpe 1.8
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 93 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Alamos Gold Inc.
Meeting Date: 05/20/2020
Record Date: 04/03/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 011532108
Ticker: AGI
Primary CUSIP: 011532108 Primary ISIN: CA0115321089 Primary SEDOL: BZ3DNP6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Elaine Ellingham Mgmt Yes For Withhold
Blended Rationale: SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director David Fleck 1.2
Mgmt WithholdForYesElect Director David Gower 1.3
Blended Rationale: SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director Claire M. Kennedy 1.4
Mgmt ForForYesElect Director John A. McCluskey 1.5
Mgmt ForForYesElect Director Monique Mercier 1.6
Mgmt ForForYesElect Director Paul J. Murphy 1.7
Mgmt ForForYesElect Director J. Robert S. Prichard 1.8
Mgmt WithholdForYesElect Director Ronald E. Smith 1.9
Blended Rationale: SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director Kenneth G. Stowe 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Frontera Energy Corporation
Meeting Date: 05/20/2020
Record Date: 04/09/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 35905B107
Ticker: FEC
Primary CUSIP: 35905B107 Primary ISIN: CA35905B1076 Primary SEDOL: BD9P7F0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Page 94 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Frontera Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt WithholdForYesElect Director Luis F. Alarcon Mantilla 2.1
Blended Rationale: 1- [SF-M0201-031] Vote against Chair of N&G committee with oversight over environmental management for insufficient progress with respect to TCFD or SASB-aligned reporting.[RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt WithholdForYesElect Director W. Ellis Armstrong 2.2
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Raymond J. Bromark 2.3
Mgmt ForForYesElect Director Rene Burgos Diaz 2.4
Mgmt ForForYesElect Director Orlando Cabrales Segovia 2.5
Mgmt ForForYesElect Director Gabriel de Alba 2.6
Mgmt ForForYesElect Director Russell Ford 2.7
Mgmt ForForYesElect Director Veronique Giry 2.8
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAmend Articles 4
HudBay Minerals Inc.
Meeting Date: 05/21/2020
Record Date: 04/09/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 443628102
Ticker: HBM
Primary CUSIP: 443628102 Primary ISIN: CA4436281022 Primary SEDOL: B05BDX1
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Carol T. Banducci Mgmt Yes For For
Mgmt ForForYesElect Director Igor A. Gonzales 1b
Mgmt ForForYesElect Director Richard Howes 1c
Mgmt ForForYesElect Director Sarah B. Kavanagh 1d
Mgmt ForForYesElect Director Carin S. Knickel 1e
Mgmt ForForYesElect Director Peter Kukielski 1f
Mgmt ForForYesElect Director Stephen A. Lang 1g
Mgmt ForForYesElect Director Daniel Muniz Quintanilla 1h
Mgmt ForForYesElect Director Colin Osborne 1i
Page 95 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
HudBay Minerals Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director David S. Smith 1j
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Sleep Country Canada Holdings Inc.
Meeting Date: 05/21/2020
Record Date: 03/25/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 83125J104
Ticker: ZZZ
Primary CUSIP: 83125J104 Primary ISIN: CA83125J1049 Primary SEDOL: BYP3H11
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Mgmt ForForYesElect Director Christine Magee 2.1
Mgmt ForForYesElect Director David Friesema 2.2
Mgmt ForForYesElect Director Douglas Bradley 2.3
Mgmt ForForYesElect Director John Cassaday 2.4
Mgmt ForForYesElect Director Zabeen Hirji 2.5
Mgmt ForForYesElect Director Andrew Moor 2.6
Mgmt ForForYesElect Director Stacey Mowbray 2.7
Mgmt ForForYesElect Director David Shaw 2.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAmend Security-Based Compensation Arrangements
5
Mgmt ForForYesAmend Long Term Incentive Plan 6
Mgmt ForForYesAmend Stock Option Plan 7
Page 96 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Northland Power Inc.
Meeting Date: 05/22/2020
Record Date: 04/15/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 666511100
Ticker: NPI
Primary CUSIP: 666511100 Primary ISIN: CA6665111002 Primary SEDOL: B68XHC3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Common and Class A Shareholders
Mgmt No
Mgmt ForForYesElect Director John W. Brace 1
Mgmt ForForYesElect Director James C. Temerty 2
Mgmt ForForYesElect Director Linda L. Bertoldi 3
Mgmt ForForYesElect Director Marie Bountrogianni 4
Mgmt ForForYesElect Director Lisa Colnett 5
Mgmt ForForYesElect Director Barry Gilmour 6
Mgmt ForForYesElect Director Russell Goodman 7
Mgmt ForForYesElect Director Keith Halbert 8
Mgmt ForForYesElect Director Ian Pearce 9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
10
Mgmt ForForYesApprove Advance Notice Requirement 11
Mgmt ForForYesAmend By-Law to Permit a Virtual Only Shareholder Meeting and Change Quorum Requirement for Shareholder Meetings from 10% to 25%
12
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
13
Northview Apartment Real Estate Investment Trust
Meeting Date: 05/25/2020
Record Date: 03/27/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 667185102
Ticker: NVU.UN
Primary CUSIP: 667185102 Primary ISIN: CA6671851021 Primary SEDOL: BYZGBB8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by Galaxy Real Estate Core Fund LP and Galaxy Value Add Fund LP
Mgmt Yes For For
Page 97 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Northview Apartment Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Trustee Scott Thon 2.1
Mgmt ForForYesElect Trustee Todd R. Cook 2.2
Mgmt ForForYesElect Trustee Daniel Drimmer 2.3
Blended Rationale: .
Mgmt ForForYesElect Trustee Kevin E. Grayston 2.4
Mgmt ForForYesElect Trustee Dennis J. Hoffman 2.5
Mgmt ForForYesElect Trustee Christine McGinley 2.6
Mgmt ForForYesElect Trustee Terrance L. McKibbon 2.7
Mgmt ForForYesElect Trustee Valery Zamuner 2.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Jamieson Wellness Inc.
Meeting Date: 05/26/2020
Record Date: 03/30/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 470748104
Ticker: JWEL
Primary CUSIP: 470748104 Primary ISIN: CA4707481046 Primary SEDOL: BF5GNG4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Heather Allen Mgmt Yes For For
Mgmt ForForYesElect Director Louis Aronne 1.2
Mgmt ForForYesElect Director Mark Hornick 1.3
Mgmt ForForYesElect Director Timothy Penner 1.4
Mgmt ForForYesElect Director Catherine Potechin 1.5
Mgmt ForForYesElect Director Steve Spooner 1.6
Mgmt ForForYesElect Director Jason Tafler 1.7
Mgmt ForForYesElect Director David Williams 1.8
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesRe-approve Long-Term Incentive Plan 3
Mgmt ForForYesApprove Employee Share Purchase Plan 4
Page 98 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
West Fraser Timber Co. Ltd.
Meeting Date: 05/26/2020
Record Date: 04/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 952845105
Ticker: WFT
Primary CUSIP: 952845105 Primary ISIN: CA9528451052 Primary SEDOL: 2951098
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Henry H. (Hank) Ketcham Mgmt Yes For For
Mgmt ForForYesElect Director Reid E. Carter 1.2
Mgmt ForForYesElect Director Raymond Ferris 1.3
Mgmt ForForYesElect Director John N. Floren 1.4
Mgmt ForForYesElect Director Brian G. Kenning 1.5
Mgmt ForForYesElect Director John K. Ketcham 1.6
Mgmt ForForYesElect Director Gerald J. (Gerry) Miller 1.7
Mgmt ForForYesElect Director Robert L. Phillips 1.8
Mgmt ForForYesElect Director Janice G. Rennie 1.9
Mgmt ForForYesElect Director Gillian D. Winckler 1.10
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Shareholder Rights Plan 4
Linamar Corporation
Meeting Date: 05/27/2020
Record Date: 04/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 53278L107
Ticker: LNR
Primary CUSIP: 53278L107 Primary ISIN: CA53278L1076 Primary SEDOL: 2516022
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt Yes For For
Mgmt ForForYesElect Director Frank Hasenfratz 2.1
Page 99 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Linamar Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Linda Hasenfratz 2.2
Mgmt ForForYesElect Director Mark Stoddart 2.3
Mgmt ForForYesElect Director Lisa Forwell 2.4
Mgmt WithholdForYesElect Director Terry Reidel 2.5
Blended Rationale: [SF-M0201-004] Vote against chair of nominating committee because the board is not majority independent.
Mgmt ForForYesElect Director Dennis Grimm 2.6
Shopify Inc.
Meeting Date: 05/27/2020
Record Date: 04/14/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 82509L107
Ticker: SHOP
Primary CUSIP: 82509L107 Primary ISIN: CA82509L1076 Primary SEDOL: BXDZ9Z0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Multiple Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Tobias Luetke 1.1
Mgmt ForForYesElect Director Robert Ashe 1.2
Mgmt ForForYesElect Director Gail Goodman 1.3
Mgmt ForForYesElect Director Colleen Johnston 1.4
Mgmt ForForYesElect Director Jeremy Levine 1.5
Mgmt ForForYesElect Director John Phillips 1.6
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
BRP Inc.
Meeting Date: 05/28/2020
Record Date: 04/15/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 05577W200
Ticker: DOO
Primary CUSIP: 05577W200 Primary ISIN: CA05577W2004 Primary SEDOL: B9B3FG1
Page 100 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
BRP Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Multiple Voting and Subordinate Voting Shareholders
Mgmt No
Mgmt ForForYesElect Director Pierre Beaudoin 1.1
Mgmt ForForYesElect Director Joshua Bekenstein 1.2
Mgmt ForForYesElect Director Jose Boisjoli 1.3
Mgmt ForForYesElect Director Charles Bombardier 1.4
Mgmt ForForYesElect Director Michael Hanley 1.5
Mgmt ForForYesElect Director Louis Laporte 1.6
Mgmt ForForYesElect Director Estelle Metayer 1.7
Mgmt ForForYesElect Director Nicholas G. Nomicos 1.8
Mgmt ForForYesElect Director Daniel J. O'Neill 1.9
Mgmt ForForYesElect Director Edward Philip 1.10
Mgmt ForForYesElect Director Joseph Robbins 1.11
Mgmt ForForYesElect Director Barbara Samardzich 1.12
Mgmt ForForYesRatify Deloitte LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Endeavour Mining Corporation
Meeting Date: 05/28/2020
Record Date: 04/17/2020
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G3040R158
Ticker: EDV
Primary CUSIP: G3040R158 Primary ISIN: KYG3040R1589 Primary SEDOL: BDGN4L2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Issuance of Shares in Connection with the Acquisition of SEMAFO Inc.
Mgmt Yes For For
Mgmt ForForYesApprove Issuance of Shares in One or More Private Placements
2
Page 101 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Extendicare Inc.
Meeting Date: 05/28/2020
Record Date: 04/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 30224T863
Ticker: EXE
Primary CUSIP: 30224T863 Primary ISIN: CA30224T8639 Primary SEDOL: B86RZZ0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Norma Beauchamp Mgmt Yes For For
Mgmt ForForYesElect Director Michael Guerriere 1.2
Mgmt ForForYesElect Director Sandra L. Hanington 1.3
Mgmt ForForYesElect Director Alan R. Hibben 1.4
Mgmt ForForYesElect Director Brent Houlden 1.5
Mgmt ForForYesElect Director Donna E. Kingelin 1.6
Mgmt ForForYesElect Director Samir Manji 1.7
Mgmt ForForYesElect Director Al Mawani 1.8
Mgmt ForForYesElect Director Alan D. Torrie 1.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
SEMAFO Inc.
Meeting Date: 05/28/2020
Record Date: 04/09/2020
Country: Canada
Meeting Type: Special
Primary Security ID: 816922108
Ticker: SMF
Primary CUSIP: 816922108 Primary ISIN: CA8169221089 Primary SEDOL: 2795371
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by Endeavour Mining Corporation
Mgmt Yes For For
Blended Rationale: 1- [SF-M0400-001] SEMAFO has entered into a merger agreement with Endeavour Mining. Shareholders will receive .1422 Endeavour shares for each SEMAFO share. The merger consideration represents a premium of approx. 18% to the closing price 60 days prior to announcement.
Page 102 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
The Descartes Systems Group Inc.
Meeting Date: 05/28/2020
Record Date: 04/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 249906108
Ticker: DSG
Primary CUSIP: 249906108 Primary ISIN: CA2499061083 Primary SEDOL: 2141941
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Deepak Chopra Mgmt Yes For For
Mgmt ForForYesElect Director Deborah Close 1.2
Mgmt ForForYesElect Director Eric A. Demirian 1.3
Mgmt ForForYesElect Director Dennis Maple 1.4
Mgmt ForForYesElect Director Chris Muntwyler 1.5
Mgmt ForForYesElect Director Jane O'Hagan 1.6
Mgmt ForForYesElect Director Edward J. Ryan 1.7
Mgmt ForForYesElect Director John J. Walker 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Shareholder Rights Plan 4
IAMGOLD Corporation
Meeting Date: 05/29/2020
Record Date: 03/31/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 450913108
Ticker: IMG
Primary CUSIP: 450913108 Primary ISIN: CA4509131088 Primary SEDOL: 2446646
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John E. Caldwell Mgmt Yes For Withhold
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt WithholdForYesElect Director Donald K. Charter 1.2
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Richard J. Hall 1.3
Page 103 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
IAMGOLD Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director P. Gordon Stothart 1.4
Mgmt ForForYesElect Director Mahendra Naik 1.5
Mgmt ForForYesElect Director Timothy R. Snider 1.6
Mgmt ForForYesElect Director Sybil E. Veenman 1.7
Mgmt ForForYesElect Director Ronald P. Gagel 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Canadian Apartment Properties Real Estate Investment Trust
Meeting Date: 06/01/2020
Record Date: 04/27/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 134921105
Ticker: CAR.UN
Primary CUSIP: 134921105 Primary ISIN: CA1349211054 Primary SEDOL: 2117599
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustees Harold Burke Mgmt Yes For For
Mgmt ForForYesElect Trustees Gina Parvaneh Cody 1.2
Mgmt ForForYesElect Trustees Mark Kenney 1.3
Mgmt ForForYesElect Trustees Poonam Puri 1.4
Mgmt ForForYesElect Trustees Jamie Schwartz 1.5
Mgmt ForForYesElect Trustees Michael Stein 1.6
Mgmt ForForYesElect Trustees Elaine Todres 1.7
Mgmt ForForYesElect Trustees Rene Tremblay 1.8
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 104 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Aecon Group Inc.
Meeting Date: 06/02/2020
Record Date: 04/03/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 00762V109
Ticker: ARE
Primary CUSIP: 00762V109 Primary ISIN: CA00762V1094 Primary SEDOL: 2699547
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John M. Beck Mgmt Yes For For
Mgmt ForForYesElect Director John W. Brace 1.2
Mgmt ForForYesElect Director Joseph A. Carrabba 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Anthony P. Franceschini 1.4
Mgmt ForForYesElect Director J.D. Hole 1.5
Mgmt ForForYesElect Director Susan Wolburgh Jenah 1.6
Mgmt ForForYesElect Director Eric Rosenfeld 1.7
Mgmt ForForYesElect Director Jean-Louis Servranckx 1.8
Mgmt ForForYesElect Director Monica Sloan 1.9
Mgmt ForForYesElect Director Deborah S. Stein 1.10
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
RioCan Real Estate Investment Trust
Meeting Date: 06/02/2020
Record Date: 04/13/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 766910103
Ticker: REI.UN
Primary CUSIP: 766910103 Primary ISIN: CA7669101031 Primary SEDOL: 2229610
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Bonnie Brooks Mgmt Yes For For
Mgmt ForForYesElect Trustee Richard Dansereau 1.2
Mgmt ForForYesElect Trustee Paul Godfrey 1.3
Mgmt ForForYesElect Trustee Dale H. Lastman 1.4
Page 105 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
RioCan Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Trustee Jane Marshall 1.5
Mgmt ForForYesElect Trustee Sharon Sallows 1.6
Mgmt ForForYesElect Trustee Edward Sonshine 1.7
Mgmt ForForYesElect Trustee Siim A. Vanaselja 1.8
Mgmt ForForYesElect Trustee Charles M. Winograd 1.9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAmend Declaration of Trust 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Wesdome Gold Mines Ltd.
Meeting Date: 06/02/2020
Record Date: 04/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 95083R100
Ticker: WDO
Primary CUSIP: 95083R100 Primary ISIN: CA95083R1001 Primary SEDOL: B0Y90N5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Charles Main Mgmt Yes For For
Mgmt ForForYesElect Director Duncan Middlemiss 1.2
Mgmt ForForYesElect Director Nadine Miller 1.3
Mgmt ForForYesElect Director Warwick Morley-Jepson 1.4
Mgmt ForForYesElect Director Brian Skanderbeg 1.5
Mgmt ForForYesElect Director Edie Thome 1.6
Mgmt ForForYesElect Director Bill Washington 1.7
Mgmt ForForYesApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Omnibus Equity Incentive Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Page 106 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Ballard Power Systems Inc.
Meeting Date: 06/03/2020
Record Date: 04/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 058586108
Ticker: BLDP
Primary CUSIP: 058586108 Primary ISIN: CA0585861085 Primary SEDOL: 2072717
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Douglas P. Hayhurst Mgmt Yes For For
Mgmt WithholdForYesElect Director Kui (Kevin) Jiang 1.2
Blended Rationale: 1- [SF-M0201-019] Nominee serves on an excessive number of public company boards, which we believe raises substantial concerns about the director's ability to exercise sufficient oversight on this board.
Mgmt ForForYesElect Director Duy-Loan Le 1.3
Mgmt ForForYesElect Director R. Randall MacEwen 1.4
Mgmt ForForYesElect Director Marty Neese 1.5
Mgmt ForForYesElect Director James Roche 1.6
Mgmt WithholdForYesElect Director Shaojun (Sherman) Sun 1.7
Blended Rationale: [SF-M0201-015] Vote against for failure to attend at least 75% of board and relevant committee attendance.
Mgmt ForForYesElect Director Ian Sutcliffe 1.8
Mgmt ForForYesElect Director Janet Woodruff 1.9
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Genworth MI Canada Inc.
Meeting Date: 06/03/2020
Record Date: 04/21/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 37252B102
Ticker: MIC
Primary CUSIP: 37252B102 Primary ISIN: CA37252B1022 Primary SEDOL: B3NWJQ2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Andrea Bolger Mgmt Yes For For
Mgmt ForForYesElect Director Paul Forestell 1.2
Mgmt ForForYesElect Director Sharon Giffen 1.3
Page 107 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Genworth MI Canada Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Sidney Horn 1.4
Mgmt ForForYesElect Director Martin Laguerre 1.5
Mgmt ForForYesElect Director Stuart Levings 1.6
Mgmt ForForYesElect Director David Nowak 1.7
Mgmt ForForYesElect Director Erson Olivan 1.8
Mgmt ForForYesElect Director Neil Parkinson 1.9
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Thomson Reuters Corporation
Meeting Date: 06/03/2020
Record Date: 04/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 884903709
Ticker: TRI
Primary CUSIP: 884903709 Primary ISIN: CA8849037095 Primary SEDOL: BFXPTB0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director David Thomson Mgmt Yes For For
Mgmt ForForYesElect Director Steve Hasker 1.2
Mgmt ForForYesElect Director Kirk E. Arnold 1.3
Mgmt ForForYesElect Director David W. Binet 1.4
Mgmt ForForYesElect Director W. Edmund Clark 1.5
Mgmt ForForYesElect Director Michael E. Daniels 1.6
Mgmt ForForYesElect Director Kirk Koenigsbauer 1.7
Mgmt ForForYesElect Director Vance K. Opperman 1.8
Mgmt ForForYesElect Director Kim M. Rivera 1.9
Mgmt ForForYesElect Director Barry Salzberg 1.10
Mgmt ForForYesElect Director Peter J. Thomson 1.11
Mgmt ForForYesElect Director Wulf von Schimmelmann 1.12
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Page 108 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Thomson Reuters Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoShareholder Proposal
SH AgainstAgainstYesSP 1: Produce a Human Rights Risk Report at Reasonable Cost and Omitting Proprietary Information
4
Blended Rationale: 1- [SF-S4578-106] Company already has policies in place to address these issues.
Tourmaline Oil Corp.
Meeting Date: 06/03/2020
Record Date: 04/17/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 89156V106
Ticker: TOU
Primary CUSIP: 89156V106 Primary ISIN: CA89156V1067 Primary SEDOL: B3QJ0H8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Michael L. Rose Mgmt Yes For For
Mgmt ForForYesElect Director Brian G. Robinson 1.2
Mgmt ForForYesElect Director Jill T. Angevine 1.3
Mgmt ForForYesElect Director William D. Armstrong 1.4
Mgmt ForForYesElect Director Lee A. Baker 1.5
Mgmt ForForYesElect Director John W. Elick 1.6
Mgmt ForForYesElect Director Andrew B. MacDonald 1.7
Mgmt ForForYesElect Director Lucy M. Miller 1.8
Mgmt ForForYesElect Director Janet L. Weiss 1.9
Mgmt ForForYesElect Director Ronald C. Wigham 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesRe-approve Stock Option Plan 3
Mgmt ForForYesApprove Reduction in Stated Capital 4
Algonquin Power & Utilities Corp.
Meeting Date: 06/04/2020
Record Date: 04/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 015857105
Ticker: AQN
Primary CUSIP: 015857105 Primary ISIN: CA0158571053 Primary SEDOL: B51BMR7
Page 109 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Algonquin Power & Utilities Corp.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify Ernst & Young LLP as Auditors Mgmt Yes For For
Mgmt ForForYesElect Director Christopher J. Ball 2.1
Mgmt ForForYesElect Director Melissa Stapleton Barnes 2.2
Mgmt ForForYesElect Director Christopher Huskilson 2.3
Mgmt WithholdForYesElect Director Christopher Jarratt 2.4
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director D. Randy Laney 2.5
Mgmt ForForYesElect Director Kenneth Moore 2.6
Mgmt ForForYesElect Director Ian Robertson 2.7
Mgmt ForForYesElect Director Masheed Saidi 2.8
Mgmt ForForYesElect Director Dilek Samil 2.9
Mgmt ForForYesElect Director George Steeves 2.10
Mgmt ForForYesAmend Employee Share Purchase Plan 3
Mgmt ForForYesAmend Articles Re: Meetings of Shareholders to be Held Virtually
4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Granite Real Estate Investment Trust
Meeting Date: 06/04/2020
Record Date: 04/24/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 387437114
Ticker: GRT.UN
Primary CUSIP: 387437114 Primary ISIN: CA3874371147 Primary SEDOL: B9GS088
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Trustee Peter Aghar Mgmt Yes For For
Mgmt ForForYesElect Trustee Remco Daal 1.2
Mgmt ForForYesElect Trustee Kevan Gorrie 1.3
Mgmt ForForYesElect Trustee Fern Grodner 1.4
Mgmt ForForYesElect Trustee Kelly Marshall 1.5
Page 110 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Granite Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Trustee Al Mawani 1.6
Mgmt ForForYesElect Trustee Gerald Miller 1.7
Mgmt ForForYesElect Trustee Sheila A. Murray 1.8
Mgmt ForForYesElect Trustee Jennifer Warren 1.9
Mgmt ForForYesElect Director Peter Aghar of Granite REIT Inc.
2.1
Mgmt ForForYesElect Director Remco Daal of Granite REIT Inc.
2.2
Mgmt ForForYesElect Director Kevan Gorrie of Granite REIT Inc.
2.3
Mgmt ForForYesElect Director Fern Grodner of Granite REIT Inc.
2.4
Mgmt ForForYesElect Director Kelly Marshall of Granite REIT Inc.
2.5
Mgmt ForForYesElect Director Al Mawani of Granite REIT Inc. 2.6
Mgmt ForForYesElect Director Gerald Miller of Granite REIT Inc.
2.7
Mgmt ForForYesElect Director Sheila A. Murray of Granite REIT Inc.
2.8
Mgmt ForForYesElect Director Jennifer Warren of Granite REIT Inc.
2.9
Mgmt ForForYesRatify Deloitte LLP as Auditors 3
Mgmt ForForYesApprove Deloitte LLP as Auditors of Granite REIT Inc. and Authorize Board to Fix Their Remuneration
4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Emera Incorporated
Meeting Date: 06/05/2020
Record Date: 04/24/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 290876101
Ticker: EMA
Primary CUSIP: 290876101 Primary ISIN: CA2908761018 Primary SEDOL: 2650050
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Scott C. Balfour Mgmt Yes For For
Mgmt ForForYesElect Director James E. Bertram 1.2
Page 111 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Emera Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Sylvia D. Chrominska 1.3
Mgmt ForForYesElect Director Henry E. Demone 1.4
Mgmt ForForYesElect Director Kent M. Harvey 1.5
Mgmt ForForYesElect Director B. Lynn Loewen 1.6
Mgmt ForForYesElect Director John B. Ramil 1.7
Mgmt ForForYesElect Director Andrea S. Rosen 1.8
Mgmt ForForYesElect Director Richard P. Sergel 1.9
Mgmt ForForYesElect Director M. Jacqueline Sheppard 1.10
Mgmt ForForYesElect Director Jochen E. Tilk 1.11
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAmend Employee Common Share Purchase Plan
5
First Majestic Silver Corp.
Meeting Date: 06/09/2020
Record Date: 04/10/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 32076V103
Ticker: FR
Primary CUSIP: 32076V103 Primary ISIN: CA32076V1031 Primary SEDOL: 2833583
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Six Mgmt Yes For For
Mgmt ForForYesElect Director Keith Neumeyer 2.1
Mgmt ForForYesElect Director Nicole Adshead-Bell 2.2
Mgmt ForForYesElect Director Marjorie Co 2.3
Mgmt ForForYesElect Director Ana Lopez 2.4
Mgmt ForForYesElect Director Robert A. McCallum 2.5
Mgmt ForForYesElect Director Douglas Penrose 2.6
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Page 112 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
First Majestic Silver Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Martinrea International Inc.
Meeting Date: 06/09/2020
Record Date: 05/05/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 573459104
Ticker: MRE
Primary CUSIP: 573459104 Primary ISIN: CA5734591046 Primary SEDOL: 2107620
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Rob Wildeboer Mgmt Yes For For
Mgmt ForForYesElect Director Fred Olson 1.2
Mgmt ForForYesElect Director Terry Lyons 1.3
Mgmt ForForYesElect Director Roman Doroniuk 1.4
Mgmt ForForYesElect Director David Schoch 1.5
Mgmt ForForYesElect Director Sandra Pupatello 1.6
Mgmt ForForYesElect Director Pat D'Eramo 1.7
Mgmt ForForYesElect Director Molly Shoichet 1.8
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Dollarama Inc.
Meeting Date: 06/10/2020
Record Date: 04/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 25675T107
Ticker: DOL
Primary CUSIP: 25675T107 Primary ISIN: CA25675T1075 Primary SEDOL: B4TP9G2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1A Elect Director Joshua Bekenstein Mgmt Yes For For
Mgmt ForForYesElect Director Gregory David 1B
Page 113 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Dollarama Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Elisa D. Garcia C. 1C
Mgmt ForForYesElect Director Stephen Gunn 1D
Mgmt ForForYesElect Director Kristin Mugford 1E
Mgmt ForForYesElect Director Nicholas Nomicos 1F
Mgmt ForForYesElect Director Neil Rossy 1G
Mgmt ForForYesElect Director Richard Roy 1H
Mgmt ForForYesElect Director Huw Thomas 1I
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Restaurant Brands International Inc.
Meeting Date: 06/10/2020
Record Date: 04/15/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 76131D103
Ticker: QSR
Primary CUSIP: 76131D103 Primary ISIN: CA76131D1033 Primary SEDOL: BTF8CF0
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Alexandre Behring Mgmt Yes For For
Blended Rationale: .
Mgmt ForForYesElect Director Joao M. Castro-Neves 1.2
Mgmt ForForYesElect Director Maximilien de Limburg Stirum 1.3
Mgmt ForForYesElect Director Paul J. Fribourg 1.4
Blended Rationale: .
Mgmt ForForYesElect Director Neil Golden 1.5
Mgmt ForForYesElect Director Ali Hedayat 1.6
Mgmt ForForYesElect Director Golnar Khosrowshahi 1.7
Mgmt ForForYesElect Director Giovanni (John) Prato 1.8
Mgmt ForForYesElect Director Daniel S. Schwartz 1.9
Mgmt ForForYesElect Director Carlos Alberto Sicupira 1.10
Blended Rationale: .
Page 114 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Restaurant Brands International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Roberto Moses Thompson Motta
1.11
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
SH AgainstAgainstYesReport on Minimum Requirements and Standards Related to Workforce Practices
4
Blended Rationale: 1- [SF-S4578-106] Company already has policies in place to address these issues.
SH AgainstAgainstYesReport on Comprehensive Policy on Plastic Pollution and Sustainable Packaging
5
Blended Rationale: 1- [SF-S4578-106] Company already has policies in place to address these issues.
The North West Company Inc.
Meeting Date: 06/10/2020
Record Date: 05/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 663278208
Ticker: NWC
Primary CUSIP: 663278208 Primary ISIN: CA6632782083 Primary SEDOL: BZ3FZR8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director H. Sanford Riley Mgmt Yes For For
Mgmt ForForYesElect Director Brock Bulbuck 1.2
Mgmt ForForYesElect Director Deepak Chopra 1.3
Mgmt ForForYesElect Director Frank J. Coleman 1.4
Mgmt ForForYesElect Director Wendy F. Evans 1.5
Mgmt ForForYesElect Director Stewart Glendinning 1.6
Mgmt ForForYesElect Director Edward S. Kennedy 1.7
Mgmt ForForYesElect Director Annalisa King 1.8
Mgmt ForForYesElect Director Violet (Vi) A.M. Konkle 1.9
Mgmt ForForYesElect Director Jennefer Nepinak 1.10
Mgmt ForForYesElect Director Eric L. Stefanson 1.11
Mgmt ForForYesElect Director Victor Tootoo 1.12
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 115 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
The North West Company Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt AbstainNoneYesThe Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service.
4
Mgmt AbstainNoneYesThe Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares.
5
B2Gold Corp.
Meeting Date: 06/12/2020
Record Date: 05/01/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 11777Q209
Ticker: BTO
Primary CUSIP: 11777Q209 Primary ISIN: CA11777Q2099 Primary SEDOL: B29VFC4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt WithholdForYesElect Director Kevin Bullock 2.1
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Robert Cross 2.2
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Robert Gayton 2.3
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director Clive T. Johnson 2.4
Mgmt WithholdForYesElect Director George Johnson 2.5
Blended Rationale: [LN-M0201-005] Non-independent director on inadequately independent board.
Mgmt WithholdForYesElect Director Jerry Korpan 2.6
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Bongani Mtshisi 2.7
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Page 116 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
B2Gold Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Robin Weisman 2.8
Mgmt ForForYesElect Director Liane Kelly 2.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAmend Restricted Unit Plan 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Brookfield Asset Management Inc.
Meeting Date: 06/12/2020
Record Date: 04/29/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 112585104
Ticker: BAM.A
Primary CUSIP: 112585104 Primary ISIN: CA1125851040 Primary SEDOL: 2092599
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director M. Elyse Allan Mgmt Yes For For
Mgmt ForForYesElect Director Angela F. Braly 1.2
Mgmt ForForYesElect Director Murilo Ferreira 1.3
Mgmt ForForYesElect Director Janice Fukakusa 1.4
Mgmt ForForYesElect Director Frank J. McKenna 1.5
Mgmt ForForYesElect Director Rafael Miranda 1.6
Mgmt ForForYesElect Director Seek Ngee Huat 1.7
Mgmt ForForYesElect Director Diana L. Taylor 1.8
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt NoShareholder Proposals
SH AgainstAgainstYesSP 1: Assign an Oversight Responsibility for Human Capital Management to a Board Committee
4
Blended Rationale: [SF-S4578-106] Company already has policies in place to address these issues.
Page 117 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Brookfield Asset Management Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
SH AgainstAgainstYesSP 2: Amend Clawback Policy to Seek Recoupment of Incentive or Equity-Based Compensation
5
Blended Rationale: [SF-S0500-102] Executive compensation matters should be left to the board's compensation committee, which can be held accountable for its decisions through the election of directors.
H&R Real Estate Investment Trust
Meeting Date: 06/16/2020
Record Date: 05/04/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 403925407
Ticker: HR.UN
Primary CUSIP: 403925407 Primary ISIN: CA4039254079 Primary SEDOL: BGM8DW6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1A Elect Trustee Alex Avery Mgmt Yes For For
Mgmt ForForYesElect Trustee Robert E. Dickson 1B
Mgmt ForForYesElect Trustee Edward Gilbert 1C
Mgmt ForForYesElect Trustee Brenna Haysom 1D
Mgmt ForForYesElect Trustee Thomas J. Hofstedter 1E
Mgmt ForForYesElect Trustee Laurence A. Lebovic 1F
Mgmt ForForYesElect Trustee Juli Morrow 1G
Mgmt ForForYesElect Trustee Marvin Rubner 1H
Mgmt ForForYesElect Trustee Ronald C. Rutman 1I
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Kinaxis Inc.
Meeting Date: 06/16/2020
Record Date: 05/04/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 49448Q109
Ticker: KXS
Primary CUSIP: 49448Q109 Primary ISIN: CA49448Q1090 Primary SEDOL: BN85P68
Page 118 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Kinaxis Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John (Ian) Giffen Mgmt Yes For For
Mgmt ForForYesElect Director Robert Courteau 1.2
Mgmt ForForYesElect Director Gillian (Jill) Denham 1.3
Mgmt ForForYesElect Director Angel Mendez 1.4
Mgmt ForForYesElect Director Pamela Passman 1.5
Mgmt ForForYesElect Director Elizabeth (Betsy) Rafael 1.6
Mgmt ForForYesElect Director Kelly Thomas 1.7
Mgmt ForForYesElect Director John Sicard 1.8
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Westshore Terminals Investment Corporation
Meeting Date: 06/16/2020
Record Date: 05/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 96145A200
Ticker: WTE
Primary CUSIP: 96145A200 Primary ISIN: CA96145A2002 Primary SEDOL: B8KB138
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William W. Stinson Mgmt Yes For For
Mgmt ForForYesElect Director M. Dallas H. Ross 1.2
Mgmt WithholdForYesElect Director Brian Canfield 1.3
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Glen Clark 1.4
Mgmt WithholdForYesElect Director H. Clark Hollands 1.5
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Steve Akazawa 1.6
Mgmt ForForYesElect Director Nick Desmarais 1.7
Mgmt ForForYesElect Director Dianne Watts 1.8
Page 119 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Westshore Terminals Investment Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MEG Energy Corp.
Meeting Date: 06/17/2020
Record Date: 05/05/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 552704108
Ticker: MEG
Primary CUSIP: 552704108 Primary ISIN: CA5527041084 Primary SEDOL: B4XF9J1
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Jeffrey J. McCaig Mgmt Yes For For
Mgmt ForForYesElect Director Derek W. Evans 1.2
Mgmt ForForYesElect Director Grant D. Billing 1.3
Mgmt ForForYesElect Director Ian D. Bruce 1.4
Mgmt ForForYesElect Director Judy A. Fairburn 1.5
Mgmt ForForYesElect Director Robert B. Hodgins 1.6
Mgmt ForForYesElect Director William R. Klesse 1.7
Mgmt ForForYesElect Director Susan M. MacKenzie 1.8
Mgmt ForForYesElect Director James D. McFarland 1.9
Mgmt ForForYesElect Director Diana J. McQueen 1.10
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Torex Gold Resources Inc.
Meeting Date: 06/17/2020
Record Date: 05/04/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 891054603
Ticker: TXG
Primary CUSIP: 891054603 Primary ISIN: CA8910546032 Primary SEDOL: BD2NKY1
Page 120 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Torex Gold Resources Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Andrew B. Adams Mgmt Yes For Withhold
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Franklin L. Davis 1.2
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director David A. Fennell 1.3
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Michael D. Murphy 1.4
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director Elizabeth A. Wademan 1.5
Mgmt ForForYesElect Director Frederick M. Stanford 1.6
Mgmt ForForYesElect Director Robin A. Bienenstock 1.7
Mgmt ForForYesElect Director Richard A. Howes 1.8
Mgmt ForForYesElect Director Jody L.M. Kuzenko 1.9
Mgmt ForForYesElect Director Roy S. Slack 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Quorum Requirements 3
Mgmt ForForYesApprove Advance Notice Requirement 4
Mgmt ForForYesAmend Shareholder Rights Plan 5
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
6
Bombardier Inc.
Meeting Date: 06/18/2020
Record Date: 05/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 097751200
Ticker: BBD.B
Primary CUSIP: 097751200 Primary ISIN: CA0977512007 Primary SEDOL: 2109723
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt No
Page 121 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Bombardier Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Pierre Beaudoin 1.1
Mgmt ForForYesElect Director Joanne Bissonnette 1.2
Mgmt ForForYesElect Director Charles Bombardier 1.3
Mgmt ForForYesElect Director Martha Finn Brooks 1.4
Mgmt ForForYesElect Director Diane Fontaine 1.5
Mgmt ForForYesElect Director Diane Giard 1.6
Mgmt ForForYesElect Director Anthony R. Graham 1.7
Mgmt ForForYesElect Director August W. Henningsen 1.8
Mgmt ForForYesElect Director Eric Martel 1.9
Mgmt ForForYesElect Director Douglas R. Oberhelman 1.10
Blended Rationale: .
Mgmt ForForYesElect Director Vikram Pandit 1.11
Mgmt ForForYesElect Director Antony N. Tyler 1.12
Mgmt ForForYesElect Director Beatrice Weder di Mauro 1.13
Mgmt ForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
SH AgainstAgainstYesSP 1: Separate Disclosure of Voting Results by Class of Shares
4
Blended Rationale: 1- [SF-S4578-106] Company already has policies in place to address these issues.
Mgmt ForForYesAmend By-Law One Re: Holding of Meetings with the Use of More Modern Communication Facilities
5
CI Financial Corp.
Meeting Date: 06/18/2020
Record Date: 05/01/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 125491100
Ticker: CIX
Primary CUSIP: 125491100 Primary ISIN: CA1254911003 Primary SEDOL: B3KT0S5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William E. Butt Mgmt Yes For For
Mgmt ForForYesElect Director Brigette Chang-Addorisio 1.2
Page 122 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
CI Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director William T. Holland 1.3
Mgmt ForForYesElect Director Kurt MacAlpine 1.4
Mgmt ForForYesElect Director David P. Miller 1.5
Mgmt ForForYesElect Director Tom P. Muir 1.6
Mgmt ForForYesElect Director Sheila A. Murray 1.7
Mgmt ForForYesElect Director Paul J. Perrow 1.8
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
MAG Silver Corp.
Meeting Date: 06/18/2020
Record Date: 05/07/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 55903Q104
Ticker: MAG
Primary CUSIP: 55903Q104 Primary ISIN: CA55903Q1046 Primary SEDOL: 2581332
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Seven Mgmt Yes For For
Mgmt ForForYesElect Director Peter D. Barnes 2.1
Mgmt ForForYesElect Director Richard P. Clark 2.2
Mgmt ForForYesElect Director Jill D. Leversage 2.3
Mgmt ForForYesElect Director Daniel T. MacInnis 2.4
Mgmt ForForYesElect Director George N. Paspalas 2.5
Mgmt ForForYesElect Director Selma Lussenburg 2.6
Mgmt ForForYesElect Director Derek C. White 2.7
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAmend Stock Option Plan 5
Mgmt ForForYesRe-approve Share Unit Plan 6
Mgmt ForForYesAmend Deferred Share Unit Plan 7
Page 123 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
OceanaGold Corporation
Meeting Date: 06/19/2020
Record Date: 05/19/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 675222103
Ticker: OGC
Primary CUSIP: 675222103 Primary ISIN: CA6752221037 Primary SEDOL: B1Z7L21
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Ian M. Reid Mgmt Yes For For
Mgmt ForForYesElect Director Paul B. Sweeney 1.2
Blended Rationale: .
Mgmt ForForYesElect Director Geoff W. Raby 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Craig J. Nelsen 1.4
Mgmt ForForYesElect Director Catherine A. Gignac 1.5
Mgmt ForForYesElect Director Michael H. L. Holmes 1.6
Mgmt ForForYesApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Osisko Gold Royalties Ltd.
Meeting Date: 06/22/2020
Record Date: 05/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 68827L101
Ticker: OR
Primary CUSIP: 68827L101 Primary ISIN: CA68827L1013 Primary SEDOL: BN60CQ4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John R. Baird Mgmt Yes For For
Mgmt ForForYesElect Director Francoise Bertrand 1.2
Mgmt ForForYesElect Director John Burzynski 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Christopher C. Curfman 1.4
Mgmt ForForYesElect Director Joanne Ferstman 1.5
Mgmt ForForYesElect Director William Murray John 1.6
Page 124 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Osisko Gold Royalties Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Pierre Labbe 1.7
Mgmt ForForYesElect Director Charles E. Page 1.8
Mgmt ForForYesElect Director Sean Roosen 1.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Stock Option Plan 3
Mgmt ForForYesAmend Employee Share Purchase Plan 4
Mgmt ForForYesAmend Restricted Share Unit Plan 5
Mgmt ForForYesApprove Shareholder Rights Plan 6
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
7
BlackBerry Limited
Meeting Date: 06/23/2020
Record Date: 05/04/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 09228F103
Ticker: BB
Primary CUSIP: 09228F103 Primary ISIN: CA09228F1036 Primary SEDOL: BCBHZ31
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director John Chen Mgmt Yes For For
Mgmt ForForYesElect Director Michael A. Daniels 1.2
Mgmt ForForYesElect Director Timothy Dattels 1.3
Mgmt ForForYesElect Director Lisa Disbrow 1.4
Mgmt ForForYesElect Director Richard Lynch 1.5
Mgmt ForForYesElect Director Laurie Smaldone Alsup 1.6
Mgmt ForForYesElect Director Barbara Stymiest 1.7
Mgmt ForForYesElect Director V. Prem Watsa 1.8
Mgmt ForForYesElect Director Wayne Wouters 1.9
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAmend Equity Incentive Plan 3
Page 125 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
BlackBerry Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesRe-approve Deferred Share Unit Plan 4
Mgmt ForForYesAmend Employee Share Purchase Plan 5
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
6
Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 7
Maple Leaf Foods Inc.
Meeting Date: 06/24/2020
Record Date: 05/12/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 564905107
Ticker: MFI
Primary CUSIP: 564905107 Primary ISIN: CA5649051078 Primary SEDOL: 2555865
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director William E. Aziz Mgmt Yes For For
Mgmt ForForYesElect Director W. Geoffrey Beattie 1.2
Mgmt ForForYesElect Director Ronald G. Close 1.3
Mgmt ForForYesElect Director Jean M. Fraser 1.4
Mgmt ForForYesElect Director Timothy D. Hockey 1.5
Mgmt ForForYesElect Director John A. Lederer 1.6
Mgmt ForForYesElect Director Katherine N. Lemon 1.7
Mgmt ForForYesElect Director Jonathan W.F. McCain 1.8
Mgmt ForForYesElect Director Michael H. McCain 1.9
Mgmt ForForYesElect Director Carol M. Stephenson 1.10
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Air Canada
Meeting Date: 06/25/2020
Record Date: 04/27/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 008911877
Ticker: AC
Primary CUSIP: 008911877 Primary ISIN: CA0089118776 Primary SEDOL: BSDHYK1
Page 126 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Air Canada
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Amee Chande Mgmt Yes For For
Mgmt ForForYesElect Director Christie J.B. Clark 1.2
Mgmt ForForYesElect Director Gary A. Doer 1.3
Mgmt ForForYesElect Director Rob Fyfe 1.4
Mgmt ForForYesElect Director Michael M. Green 1.5
Mgmt ForForYesElect Director Jean Marc Huot 1.6
Mgmt ForForYesElect Director Madeleine Paquin 1.7
Mgmt ForForYesElect Director Calin Rovinescu 1.8
Mgmt ForForYesElect Director Vagn Sorensen 1.9
Mgmt ForForYesElect Director Kathleen Taylor 1.10
Mgmt ForForYesElect Director Annette Verschuren 1.11
Mgmt ForForYesElect Director Michael M. Wilson 1.12
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesApprove Shareholder Rights Plan 4
Mgmt AbstainNoneYesThe Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service.
A
Mgmt AgainstNoneYesThe Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares.
B
Cascades Inc.
Meeting Date: 06/25/2020
Record Date: 05/01/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 146900105
Ticker: CAS
Primary CUSIP: 146900105 Primary ISIN: CA1469001053 Primary SEDOL: 2179254
Page 127 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Cascades Inc.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Alain Lemaire Mgmt Yes For For
Mgmt ForForYesElect Director Louis Garneau 1.2
Mgmt ForForYesElect Director Sylvie Lemaire 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Elise Pelletier 1.4
Mgmt ForForYesElect Director Sylvie Vachon 1.5
Mgmt ForForYesElect Director Mario Plourde 1.6
Mgmt ForForYesElect Director Michelle Cormier 1.7
Mgmt ForForYesElect Director Martin Couture 1.8
Mgmt ForForYesElect Director Patrick Lemaire 1.9
Mgmt ForForYesElect Director Hubert T. Lacroix 1.10
Mgmt ForForYesElect Director Melanie Dunn 1.11
Mgmt ForForYesElect Director Nelson Gentiletti 1.12
Mgmt ForForYesElect Director Elif Levesque 1.13
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForYesAmend By-Law No. 2011-1 Re: Holding of Annual Meetings Entirely by Telephonic, Electronic or Other Communication Facility
4
Cronos Group Inc.
Meeting Date: 06/25/2020
Record Date: 04/27/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 22717L101
Ticker: CRON
Primary CUSIP: 22717L101 Primary ISIN: CA22717L1013 Primary SEDOL: BF01YS3
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Jason Adler Mgmt Yes For For
Mgmt ForForYesElect Director Jody Begley 1b
Page 128 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Cronos Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Director Bronwen Evans 1c
Mgmt ForForYesElect Director Murray Garnick 1d
Mgmt ForForYesElect Director Michael Gorenstein 1e
Mgmt ForForYesElect Director Heather Newman 1f
Mgmt ForForYesElect Director James Rudyk 1g
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForYesApprove Omnibus Stock Plan 4
Mgmt ForForYesApprove Continuance of Company [OBCA to BCBCA]
5
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
Exchange Income Corporation
Meeting Date: 06/25/2020
Record Date: 05/21/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 301283107
Ticker: EIF
Primary CUSIP: 301283107 Primary ISIN: CA3012831077 Primary SEDOL: B3VHDS9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Ratify PricewaterhouseCoopers LLP as Auditors
Mgmt Yes For For
Mgmt ForForYesElect Director Brad Bennett 2.1
Mgmt ForForYesElect Director Gary Buckley 2.2
Mgmt ForForYesElect Director Polly Craik 2.3
Mgmt ForForYesElect Director Gary A. Filmon 2.4
Mgmt ForForYesElect Director Duncan D. Jessiman 2.5
Mgmt ForForYesElect Director Michael Pyle 2.6
Mgmt ForForYesElect Director Grace Schalkwyk 2.7
Mgmt ForForYesElect Director Melissa Sonberg 2.8
Mgmt ForForYesElect Director Donald Streuber 2.9
Mgmt ForForYesElect Director Edward Warkentin 2.10
Page 129 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Exchange Income Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAmend Shareholder Rights Plan 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt AgainstNoneYesThe Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Carrier, ABN = Non-Canadian Who Is Not A Non-Canadian Carrier
A
Mgmt AgainstNoneYesThe Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 25% or More of the Company's Issued and Outstanding Shares
B
Knight Therapeutics Inc.
Meeting Date: 06/25/2020
Record Date: 05/21/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 499053106
Ticker: GUD
Primary CUSIP: 499053106 Primary ISIN: CA4990531069 Primary SEDOL: BK6WN77
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director James C. Gale Mgmt Yes For For
Mgmt ForForYesElect Director Jonathan Ross Goodman 1.2
Mgmt ForForYesElect Director Samira Sakhia 1.3
Mgmt ForForYesElect Director Robert N. Lande 1.4
Mgmt ForForYesElect Director Michael J. Tremblay 1.5
Mgmt ForForYesElect Director Nicolas Sujoy 1.6
Mgmt ForForYesElect Director Janice Murray 1.7
Mgmt ForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForYesRe-approve Stock Option Plan 3
Page 130 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Seabridge Gold Inc.
Meeting Date: 06/25/2020
Record Date: 05/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 811916105
Ticker: SEA
Primary CUSIP: 811916105 Primary ISIN: CA8119161054 Primary SEDOL: 2246459
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director A. Frederick Banfield Mgmt Yes For Withhold
Blended Rationale: [RU-M0201-028] Vote against Nominating/Governance Committee member for failure to adequately account for diversity on the board
Mgmt ForForYesElect Director Rudi P. Fronk 1.2
Mgmt ForForYesElect Director Eliseo Gonzalez-Urien 1.3
Blended Rationale: .
Mgmt ForForYesElect Director Richard C. Kraus 1.4
Blended Rationale: .
Mgmt ForForYesElect Director Jay S. Layman 1.5
Mgmt ForForYesElect Director Melanie R. Miller 1.6
Mgmt ForForYesElect Director Clement A. Pelletier 1.7
Blended Rationale: .
Mgmt ForForYesElect Director John W. Sabine 1.8
Blended Rationale: .
Mgmt ForForYesElect Director Gary A. Sugar 1.9
Blended Rationale: .
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForYesApprove Extension of Stock Options' Expiry Date
4
Mgmt AgainstForYesOther Business 5
Blended Rationale: [SF-M0125-001] We oppose giving companies our proxy to vote on matters where we are not given the opportunity to review and understand those measures and carry out an appropriate level of shareholder oversight.
Winpak Ltd.
Meeting Date: 06/26/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 97535P104
Ticker: WPK
Primary CUSIP: 97535P104 Primary ISIN: CA97535P1045 Primary SEDOL: 2972851
Page 131 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Winpak Ltd.
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Antti I. Aarnio-Wihuri Mgmt Yes For For
Mgmt ForForYesElect Director Martti H. Aarnio-Wihuri 1.2
Mgmt ForForYesElect Director Rakel J. Aarnio-Wihuri 1.3
Mgmt ForForYesElect Director Bruce J. Berry 1.4
Mgmt WithholdForYesElect Director Kenneth P. Kuchma 1.5
Blended Rationale: [SF-M0201-014] Vote against for being non-independent on key committee.
Mgmt ForForYesElect Director Dayna Spiring 1.6
Mgmt WithholdForYesElect Director Ilkka T. Suominen 1.7
Blended Rationale: [SF-M0201-014] Vote against for being non-independent on key committee.
Mgmt ForForYesRatify KPMG LLP as Auditors 2
Boyd Group Services Inc.
Meeting Date: 06/29/2020
Record Date: 05/25/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 103310108
Ticker: BYD
Primary CUSIP: 103310108 Primary ISIN: CA1033101082 Primary SEDOL: BKPNC96
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Nine Mgmt Yes For For
Mgmt ForForYesElect Director Dave Brown 2.1
Mgmt ForForYesElect Director Brock Bulbuck 2.2
Mgmt ForForYesElect Director Allan Davis 2.3
Mgmt ForForYesElect Director Robert Gross 2.4
Mgmt ForForYesElect Director John Hartmann 2.5
Mgmt ForForYesElect Director Violet (Vi) A.M. Konkle 2.6
Mgmt ForForYesElect Director Timothy O'Day 2.7
Mgmt ForForYesElect Director William Onuwa 2.8
Mgmt ForForYesElect Director Sally Savoia 2.9
Mgmt ForForYesApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Page 132 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Boyd Group Services Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAllow Board to Appoint Additional Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting
5
Chorus Aviation Inc.
Meeting Date: 06/29/2020
Record Date: 05/15/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 17040T300
Ticker: CHR
Primary CUSIP: 17040T300 Primary ISIN: CA17040T3001 Primary SEDOL: BD2C5N2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Margaret Clandillon Mgmt Yes For For
Mgmt ForForYesElect Director Gary M. Collins 1.2
Mgmt ForForYesElect Director Karen Cramm 1.3
Mgmt ForForYesElect Director Richard D. Falconer 1.4
Mgmt ForForYesElect Director R. Stephen Hannahs 1.5
Mgmt ForForYesElect Director Sydney John Isaacs 1.6
Mgmt ForForYesElect Director Amos Kazzaz 1.7
Mgmt ForForYesElect Director Richard H. McCoy 1.8
Mgmt ForForYesElect Director Marie-Lucie Morin 1.9
Mgmt ForForYesElect Director Joseph D. Randell 1.10
Mgmt ForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForYesApprove Shareholder Rights Plan 3
Mgmt ForForYesAuthorize New Class of Preferred Stock 4
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
5
Mgmt AbstainNoneYesThe Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service
6
Page 133 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Chorus Aviation Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt AgainstNoneYesThe Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares
7
Dream Industrial Real Estate Investment Trust
Meeting Date: 06/30/2020
Record Date: 05/21/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 26153W109
Ticker: DIR.UN
Primary CUSIP: 26153W109 Primary ISIN: CA26153W1095 Primary SEDOL: BMH4P92
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1A Elect Trustee R. Sacha Bhatia Mgmt Yes For For
Mgmt ForForYesElect Trustee Michael J. Cooper 1B
Mgmt ForForYesElect Trustee J. Michael Knowlton 1C
Mgmt ForForYesElect Trustee Ben Mulroney 1D
Mgmt ForForYesElect Trustee Brian Pauls 1E
Mgmt ForForYesElect Trustee Vicky Schiff 1F
Mgmt ForForYesElect Trustee Vincenza Sera 1G
Mgmt ForForYesElect Trustee Sheldon Wiseman 1H
Mgmt ForForYesApprove Pricewaterhousecoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration
2
Dream Office Real Estate Investment Trust
Meeting Date: 06/30/2020
Record Date: 05/21/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 26153P104
Ticker: D.UN
Primary CUSIP: 26153P104 Primary ISIN: CA26153P1045 Primary SEDOL: BMJJVS6
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1A Elect Trustee Detilef Bierbaum Mgmt Yes For For
Page 134 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Dream Office Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesElect Trustee Donald Charter 1B
Mgmt ForForYesElect Trustee Michael J. Cooper 1C
Mgmt ForForYesElect Trustee P. Jane Gavan 1D
Mgmt ForForYesElect Trustee Robert Goodall 1E
Mgmt ForForYesElect Trustee Kellie Leitch 1F
Mgmt ForForYesElect Trustee Karine MacIndoe 1G
Mgmt ForForYesApprove Pricewaterhousecoopers LLP as Auditors and Authorize Trustee to Fix Their Remuneration
2
Mgmt ForForYesAmend Deferred Unit Incentive Plan 3
Kirkland Lake Gold Ltd.
Meeting Date: 06/30/2020
Record Date: 05/22/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 49741E100
Ticker: KL
Primary CUSIP: 49741E100 Primary ISIN: CA49741E1007 Primary SEDOL: BD4G349
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Mgmt ForForYesElect Director Jonathan Gill 2a
Mgmt WithholdForYesElect Director Peter Grosskopf 2b
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Ingrid Hibbard 2c
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt WithholdForYesElect Director Arnold Klassen 2d
Blended Rationale: [SD-M0201-005] Nominee is not independent and serves on a key committee.
Mgmt ForForYesElect Director Elizabeth Lewis-Gray 2e
Mgmt ForForYesElect Director Anthony Makuch 2f
Mgmt ForForYesElect Director Barry Olson 2g
Mgmt ForForYesElect Director Jeff Parr 2h
Mgmt ForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Page 135 of 136
Sun Life - Quarterly
Vote Summary Report
Date range covered: 04/01/2020 to 06/30/2020
Kirkland Lake Gold Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForYesAmend Long Term Incentive Plan 5
Mgmt ForForYesAmend Deferred Share Unit Plan 6
Page 136 of 136
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brookfield Property Partners L.P.
Meeting Date: 10/24/2019
Record Date: 08/30/2019
Country: Bermuda
Meeting Type: Special
Primary Security ID: G16249107
Ticker: BPY
Primary CUSIP: G16249107 Primary ISIN: BMG162491077 Primary SEDOL: B9MSZT8
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAmend Unit Option Plan 1
Aurora Cannabis Inc.
Meeting Date: 11/08/2019
Record Date: 09/10/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 05156X108
Ticker: ACB
Primary CUSIP: 05156X108 Primary ISIN: CA05156X1087 Primary SEDOL: BTGWJY9
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Fix Number of Directors at Eight Mgmt Yes For For
Mgmt ForForYesElect Director Michael Singer 2.1
Mgmt ForForYesElect Director Terry Booth 2.2
Mgmt ForForYesElect Director Steve Dobler 2.3
Mgmt ForForYesElect Director Ronald Funk 2.4
Mgmt WithholdForYesElect Director Jason Dyck 2.5
Blended Rationale: [SF-M0201-014] Vote against for being non-independent on key committee.
Mgmt WithholdForYesElect Director Norma Beauchamp 2.6
Blended Rationale: [SF-M0201-004] Vote against chair of nominating committee because the board is not majority independent.
Mgmt ForForYesElect Director Margaret Shan Atkins 2.7
Mgmt WithholdForYesElect Director Adam Szweras 2.8
Blended Rationale: [SF-M0201-019] Vote against this member for serving on over 3 public company boards in addition to being a CEO, which we believe raises substantial concerns about his ability to exercise sufficient oversight on this board.
Mgmt ForForYesRatify KPMG LLP as Auditors 3
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
4
Page 1 of 4
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dream Global Real Estate Investment Trust
Meeting Date: 11/12/2019
Record Date: 10/02/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 26154A106
Ticker: DRG.UN
Primary CUSIP: 26154A106 Primary ISIN: CA26154A1066 Primary SEDOL: BMJ71D5
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by Real Estate Funds Managed by The Blackstone Group Inc.
Mgmt Yes For For
Blended Rationale: 1- [SF-M0400-001] DRG has entered into a merger agreement with Blackstone. Shareholders will receive $16.79 per share. The merger consideration represents a premium of approx. 18.5% to the closing price one day prior to announcement.
Aphria Inc.
Meeting Date: 11/14/2019
Record Date: 10/04/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 03765K104
Ticker: APHA
Primary CUSIP: 03765K104 Primary ISIN: CA03765K1049 Primary SEDOL: BTC2NF2
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1.1 Elect Director Irwin D. Simon Mgmt Yes For For
Mgmt ForForYesElect Director John M. Herhalt 1.2
Mgmt ForForYesElect Director Jodi Butts 1.3
Mgmt ForForYesElect Director David Hopkinson 1.4
Mgmt WithholdForYesElect Director Tom Looney 1.5
Blended Rationale: 1- [HK-M0201-001] As remuneration committee member, responsible for poorly structured CEO pay arrangement
Mgmt ForForYesElect Director Renah Persofsky 1.6
Mgmt ForForYesElect Director Walter Robb 1.7
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 2 of 4
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Boyd Group Income Fund
Meeting Date: 12/02/2019
Record Date: 10/14/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 103309100
Ticker: BYD.UN
Primary CUSIP: 103309100 Primary ISIN: CA1033091002 Primary SEDOL: 2438900
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Reorganization of the Fund Re: Conversion from Income Trust to Public Corporation
Mgmt Yes For For
First Capital Realty Inc.
Meeting Date: 12/10/2019
Record Date: 10/25/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 31943B100
Ticker: FCR
Primary CUSIP: 31943B100 Primary ISIN: CA31943B1004 Primary SEDOL: 2185596
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Conversion to Publicly Traded Real Estate Investment Trust
Mgmt Yes For For
Hudson's Bay Company
Meeting Date: 12/17/2019
Record Date: 11/08/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 444218101
Ticker: HBC
Primary CUSIP: 444218101 Primary ISIN: CA4442181018 Primary SEDOL: B8436W4
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by Rupert Acquisition LLC Mgmt Yes For For
Canfor Corporation
Meeting Date: 12/18/2019
Record Date: 11/12/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 137576104
Ticker: CFP
Primary CUSIP: 137576104 Primary ISIN: CA1375761048 Primary SEDOL: B18P4F6
Page 3 of 4
Sun Life - Quarterly
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Canfor Corporation
Voting Policy: Blackrock
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition by 1227738 B.C. Ltd., a Wholly-Owned Subsidiary of Great Pacific Capital Corp.
Mgmt Yes For For
Blended Rationale: 1- Canfor Corporation has entered into a merger agreement with Great Pacific Capital Corp. Shareholders will receive $16.00 per share in cash. The merger consideration represents a premium of approx. 80% to the unaffected closing price 60 days prior to announcement.
Page 4 of 4