vitro v. saverglass - petition for ipr
TRANSCRIPT
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Filed on behalf
of
the Petitioner: Vitro Packaging, LLC
By: ABELMAN, FRAYNE SCHWAB
Jeffrey
A
Schwab Reg. No. 24,249)
Robert B. Smith Reg. No. 28,538)
666 Third A venue
New York, New York 10017
Tel.: 212) 949-9022
Paper
Filed March 26, 2015
UNITED STATES PATENT AND TR DEM RK OFFICE
BEFORE THE
PATENT
TRI L
AND
PPE L
BOARD
VITRO P ACI
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T BLE OF CONTENTS
TABLE OF AUTHORITIES .................................................................................... iii
PETITION
I
Notices Under 37 C.P.R.§ 42.8 ......................................................................... 1
II. Payment
o
Fees Under 37 C.P.R.§§ 42.15 a) and 42.103 ............................... 2
III. Requirements Under 7 C F R 42 104
..........................................................
2
A Grounds for Standing ...................................................................................... 2
B. Identification o
Challenge .............................................................................. 2
IV. Background ..................................................................................................... 7
V
Claim Construction ......................................................................................... 9
VI. Applicable Legal Standards ........................................................................... 11
VII. Detailed Explanation
o
Grounds For Unpatentability ...............................
12
VIII. Conclusion .....................................................................................................
21
11
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TABLE OF AUTHORITIES
Cases
In re Borden, 90 F.3d 1570 Fed. Cir. 1996) .............................................. 11, 12,
15
Custom Accessories, Inc.
v
Jeffrey-Allan Indust., Inc.,
807 F.2d 955 Fed. Cir. 1986) ................................................................................. 11
Durling v Spectrum Furniture Co.,
1 1
F.3d 100 Fed.
Cir. 1996) ..................................................................................................... 11, 14, 18
Egyptian Goddess, Inc. v Swisa, Inc., 543 F.3d 665 Fed.
Cir. 2008)
(en bane)
..................................................................................................
9
KSR Int l
Co v
Teleflex, Inc., 550 U.S. 398 2007) ................................................. 9
MRC Innovations v Hunter Mfg., LLP, 747 F.3d 1326
Fed. Cir. 2014) ................................................................................................... 9, 19
Statutes Rules and Other Authorities
35 U.S.C. § 102 e) ..................................................................................................... 7
35U.S.C. § 103 a) ................................................................................... 3, 11 12 21
35 U.S.C. § 314 a) ....................................................................................... 12,
20 21
35 U.S.C. § 316 e) ................................................................................................... 12
37 C.F.R. § 42.8 ......................................................................................................... 1
37 C.F.R. § 42.15 a) .................................................................................................. 2
37 C.F.R.
§
42.103 ..................................................................................................... 2
37 C.F.R. § 42.104 ..................................................................................................... 2
Fed.R.Evid. 901 8) .................................................................................................... 4
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PETITION
The Petitioner, Vitro Packaging, LLC (the Petitioner ), requests an
inter
partes review
of
United States Patent No. D526,197
(the '
197 Patent ), which
issued on August 8 2006. A copy
of
the '197 Patent is attached as Exhibit 1001.
The United States Patent and Trademark Office ( PTO ) records indicate that on
December 15, 2010, the '197 Patent was assigned to Saverglass, Inc., which has an
office at 107 Spring Street, Ramsey, NJ 07446. Such assignment is recorded at
Reel 025527, Frame 409. As noted below, Saverglass has sued the Petitioner for
alleged infringement
of
he ' 197 Patent.
ARGUMENT
I. Notices
Under
37 C.F.R.
§
42.8
Real Party-In-Interest: The Petitioner Vitro Packaging, LLC is the real
party-in-interest. Vitro is a Delaware corporation which has a place
of
business at
324 Service Road, Suite 111, Melville, New York 11747. Vitro is a subsidiary of
Vitro S.A.B. de C.V. ofVitroa, Mexico.
Related Proceeding: The Patent Owner has filed an action alleging
infringement
of
the '197 Patent, unfair competition, and falsely claiming
inventorship under the New York General Business Law. Saverglass Inc. v Vitro
Packaging LLC. Civil Action No. 14-5434 (E.D.N.Y. 2014).
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Lead and Back-up Counsel and Service Information
Lead Counsel Back-up Counsel
Jeffrey A. Schwab Robert B. Smith
Abelman, Frayne Schwab Abelman, Frayne Schwab
666 Third A venue 666 Third A venue
ew York,
Y
10017 New York,
Y
10017
Tel. 212 949-9022 Tel. 212 949-9022
Fax: 212 949-9190 Fax: 212 949-9190
[email protected] [email protected]
Reg. No. 24,490 Reg. No. 28,538
II.
Payment
o
Fees
Under 37 C.F.R. §§ 42.15 a) and 42.103
The Commissioner is authorized to charge the required fees for this Petition
to deposit account No. 01-0035. Should any additional fees become due during this
proceeding, the Commissioner is authorized to charge such fees to the same
deposit account.
III.
Requirements Under 37 C.F.R. § 42.104
Grounds for Standing The Petitioner certifies that, under 37 C.P.R. § 42.104,
the 197 Patent s available for
inter p rtes
review and the Petitioner is not barred
or estopped from requesting an inter p rtes review challenging the patent claim on
the grounds identified in this Petition.
Identification ofChallenge The Petitioner requests review
of
the validity
of
claim 1 of the 197 Patent based on the following prior art not cited during the
original prosecution:
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- Exhibit 1002 - Round Ink bottle, page 54, Illinois Glass Company
catalog (1906),
- Exhibit
1003
C H No. 146, page 212, Illinois Glass Company catalog
(pre-1930),
- Exhibit 1003 C H No. 284, page 212, Illinois Glass Company catalog
(pre-1930),
- Exhibit 1004 C H No. 284, page 149, Illinois Glass Company catalog
(1923),
- Exhibit 1005- Trayser et al. U.S. Patent No. D509,433 ( Trayser ).
The Petitioner respectfully asserts that claim 1 is invalid under 35 U.S.C. §
103 on the following bases:
A. Claim 1 is obvious over the Round Ink bottle as modified by the C H No.
146 and C H No. 284 bottles.
B. Claim 1 is obvious over the Round Ink bottle as modified by the C H No.
146 and C H No. 284 bottles and further modified by Trayser.
C. Claim 1 is obvious over the C H No. 146 bottle as modified by the C H
No. 284 bottle.
D. Claim 1 is obvious over the C H No. 146 bottle as modified by the C H
No. 284 bottle and Trayser.
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The References in Exhibits 1003-1005 Are Prior rt to the '197 Patent
Exhibits 1002-1004 show pages from three old Illinois Glass Company
catalogs, namely a catalog bearing a 1906 date (Exhibit 1002), a catalog which is
internally stamped with a 1923 date (Exhibit 1004
,
and a catalog which does not
bear a date but which certainly dates prior to
1930 (Exhibit 1003). As discussed
below, in 1929 the Illinois Glass Company merged with the Owens Glass
Company to become Owens-Illinois i.e., the Illinois Glass Company no longer
operated under such name after the 1929 merger), and thus a catalog marked
Illinois Glass Company could not have been issued after 1929. Such catalogs
are ancient documents under Federal Rule o Evidence 901(8).
Under Rule 901 (8), an ancient document may be authenticated by showing that
it is in a condition that creates no suspicion about its authenticity; was in a place
where,
i
authentic, it would likely be; and is at least 20 years old when offered.
The Petitioner respectfully submits that there is no suspicion concerning the fact
that the catalogs in Exhibits 1002-1004 are accurate copies
o
catalogs published
prior to 1930. Further, today it is not unusual to find copies o old books or
catalogs which have been scanned and posted on the Internet. For example,
Project Gutenberg contains a collection o thousands o old, out o copyright books
which have been scanned and posted.
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A complete copy
o
the 1906 Illinois Glass catalog can be found at
http://www.sha.org/ bottle/igco 1906.htm. The 1923 Illinois Glass Company
catalog is available at http://www. sha.org/bottle/igco1920.htm. The pre-1930
Illinois Glass Company catalog is available at
http:/ www.sha.org/bottle/igco 1926.htm. There is nothing suspicious concerning
the catalogs or their content.
The dates
o
the 1923 and pre-1930 catalogs can be verified by both the
company name and the company trademark which appear thereon. Both catalogs
bear the name Illinois Glass Company and the trademark
o
an I inside o a
diamond shape. Both catalogs refer to the products as Diamond I. At
http://www.glassbottlemarks.com/diamond-i-or-i-inside-a-diamond-mark-seen-on
antique-bottles/, the author discusses such trademark and notes that the Illinois
Glass Company used the diamond I trademark from approximately 1915 until
1929. ee Exhibit 1007. Usage o the Diamond I trademark from about 1915-
1929 is confirmed in The Dating Game, B. Lockhart et al., Bottles and Extras
magazine Winter 2005. ee Exhibit 1008.
The Illinois Glass Company merged with the Owens Bottle Machine Company
in 1929.
ee
Time Magazine article dated May 15, 1933, vol. 21, no. 20, p. 41,
attaches as Exhibit 1009. The trademark thereafter used by the Owens-Illinois
Glass Company was an I and an
0
inside
o
a diamond.
ee
Owens-Illinois
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Glass Company, Society for Historical Archeology, the University of Montana
(Exhibit
101
0), available at http:/ www.sha.org/index.php/view/page/ owens
Illinois article .
Given the fact that historic literature dates the use of the I inside a diamond
trademark to pre-1930, given the fact that the Illinois Glass Company no longer
existed after 1930, and given that the new company, Owens-Illinois, changed the
trademark from the I diamond to an I and
0
diamond, it is evident that
catalogs bearing the name Illinois Glass Company with the I inside a diamond
trademark must have been first published prior to 1930.
There is no indication that the catalogs or the approximate dates of publication
are inaccurate. Schlesselman
8
Due to the age of the catalogs, the Petitioner was
not able to obtain originals to submit with this Petition. However, there is no
indication that the copies available at the foregoing sites are suspicious, and thus
under the ancient document provisions of the Federal Rules of Evidence the
catalogs should be admissible and satisfy the best evidence requirement.
The Petitioner notes that a search of the term Illinois Glass Company on the
PTO s website ofpost-1976 issued patents reveals that the PTO has on numerous
occasions cited Illinois Glass Company catalogs as prior art in other patents.
For all the foregoing reasons, the Petitioner respectfully asserts that the three
Illinois Glass Company catalogs are admissible prior art to the '197 Patent.
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The application which issued as United States Patent No. D509,433 to
Trayser
t al
( Trayser ) was filed with the
PTO
on July
1
2003, and issued on
September 13, 2005. The application which became the
'197
Patent was filed
on
August 25, 2004, and claims priority based on a European registered design
application (EM 000137997) filed on February 25, 2004. Thus, even if the ' 197
Patent is entitled to
an
effective filing date
of
the European registered design
(February 25. 2004), under the pre-AlA 35 U.S.C. § 102(e), Trayser constitutes
prior art to the ' 197 Patent.
Section VII explains
how
the foregoing three references render the claim
obvious.
IV. ackground
The application which issued as the
'197
Patent, entitled Bottle, was filed
on
August 25, 2004, and assigned Serial No. 29/211,960. The application contains
a single embodiment with perspective, front, rear, side, top and bottom views. On
September 15, 2005, the
PTO
issued a non-final rejection
of
the claim as being
obvious over a combination
of
four references (which are not the same as the
references attached as Exhibits 1002 - 1005 hereto).
In an
Amendment filed
on
December 5, 2005, the applicant revised the original claim ( The ornamental
design for a bottle, as shown and described ) to delete the words
and
described.
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The applicant also argued that it would not have been obvious to combine the four
references as asserted by the Examiner:
In the bottle art, every design feature can be found somewhere
in the prior art. Therefore, every bottle design can be rejected on
some combination o references.
But this fact does not legitimize such combination. Instead,
for a combination o references to be legitimate, there must be some
suggestion or teaching in the prior art, that the combination should
be made.
Stated another way: a person o ordinary skill in this art,
namely, a bottle designer, would not assemble the four references in
the first place, side-by-side, in the course
o
designing a new bottle.
But even
i
such a designer should, by a very remote chance,
assemble the four references side by side, and decide to pick and
choose various features from among the four references and combine
them, the chances are only one in an almost infinite number, that the
various design features disclosed in those four references would be
selected in the particular combination that was selected for purposes
o rejecting the claim in the present application. In other words:
every bottle design has a multitude o design features. Therefore, the
chances that any given one feature from each o the four bottle
designs each
o
those four designs embodying a multitude
o
design
features) would be selected and assembled, are one in an almost
infinite number.
ee December 5 2005 Amendment, pages 5-6 emphasis in original).
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Thereafter, the application was allowed.
It is worthy o note that the suggestion or teaching argument was made
prior to
KSR Int'l
Co
v
Teleflex Inc.,
550 U.S. 398 (2007). The current legal
standard for obviousness is significantly more expansive. Moreover, it
is
settled
that, where prior art designs are sufficiently related to one another, that fact alone
provides the motivation to apply features o one design to the other. MRC
Innovations v. Hunter Mfg., LLP,
747 F.3d 1326, 1334 (2014). Thus, the mere
similarity in appearance between two prior art references provides the suggestion
to combine. d.
V Claim Construction
In an
inter partes
review, a claim should be given the broadest construction
in light o the specification o the patent in which it appears. 3 7 C.F.R. §
42.1 OO b). Because it
is
a design patent, the scope o claim 1 is defined by the
drawings with any written description which may appear in the specification.
Egyptian Goddess, Inc.
v
Swisa, Inc., 543
F.3d 665, 680 (Fed. Cir. 2008)
(en
bane).
The design claimed in the '197 Patent is a bottle which has the following
design features: a generally cylindrical main container portion with (i) a height-to
width ratio o approximately 1.6; (ii) a very slight taper in width from the top to the
bottom (approximately 10 percent); and (iii) a relatively square upper shoulder.
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The bottle design o claim 1 further includes a cylindrical neck extending upwardly
from the center
o
the top surface
o
the main container portion. The upper end
o
the neck includes an annular transfer ring. Finally, the bottle contains a bottom
which is concave facing downwardly and concave facing upwardly (hereafter
referred to as double concave ).
ee
~
18
o the Declaration
o
Kurt Schlesselman
attached hereto as Exhibit 1006 (hereinafter the Schlesselman Dec. ). The transfer
ring
is
typically used when manufacturing mass-produced glass bottles to extract
them from the mold. Schlesselman e c ~
14
The claimed design includes a top view and a bottom view. However,
because the main container portion and neck are both cylindrical, the design shown
in the top view and bottom view are dictated by the shape o the front view unless
additional design features are added. Here the '197 Patent does not show any
design features in the top and bottom views beyond that dictated by the design o
the front and side views.
The Petitioner notes that Figure 6
o
the '197 Patent, which
is
a top view,
has four coaxial circles. The outermost circle obviously represents the shoulder o
the main body portion. The circles with the second and third larger radii appear to
correspond to the inner and outer diameter o the transfer ring.
ee
Figure 1 o the
' 197 Patent.
t
is not clear what design feature the circle with the smallest diameter
is intended to represent.
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VI. pplicable Legal Standards
In the case of a design patent, the ultimate inquiry under Section 1 3 is
whether the claimed design would have been obvious to a designer
of
ordinary
skill who designs articles
of
the type involved. Durling
v
Spectrum Furniture
Co., 1 1 F.3d 100, 1 3 (Fed. Cir. 1996). The inquiry focuses on the visual
impression of the claimed design as a whole and not on selected individual
features. In re Borden, 90 F.3d 1570, 1574 (Fed. Cir. 1996).
In the present case, a designer of ordinary skill would have been a person
with a college degree and at least 2-3 years in the industry performing bottle
design. e e ~ 12 of the Schlesselman Dec. Further, a person of ordinary skill would
be presumed to be aware
of
all relevant prior art in the applicable field, i.e., bottle
design.
See Custom Accessories, Inc.
v
Jeffrey-Allan Indust., Inc.,
807 F.2d 955,
963 (Fed. Cir. 1986).
For purposes
of
applying Section 1 3 to a design patent claim, a two-step
process is employed. Initially, one must find a single reference, a
something in
existence, the design characteristics
of
which are basically the same as the claimed
design. '
Durling,
1 1
F.3d at 103. Then, other references may be used to
modify [the primary reference] to create a design that has the same overall visual
appearance as the claimed design. d. A secondary reference may be combined
with the primary reference when the designs are so related that the appearance of
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certain ornamental features in one would suggest the application of those features
to the other. Borden 90 F.3d at 1575. This being a Section 103 analysis, the
application
of
the so related standard is to be addressed under the
KSR
standard.
In
an
IPR proceeding, the petitioner shall have the burden of proving a
proposition ofunpatentability
by
a preponderance of the evidence. 35 U.S.C. §
316(e). Thus, a challenged patent claim does not have a presumption of validity.
The Office may institute an
inter partes
review where the petition filed
under section 311 and any response filed under section 313 shows that there is a
reasonable likelihood that the petitioner would prevail with respect to at least 1 of
the claims challenged in the petition. 35 U.S.C. § 314(a).
VII. Detailed Explanation
of
Grounds For Unpatentability
A. Claim 1
f
The 197 Patent Is Obvious Over The Round Ink
Bottle Design As Modified By the C H No. 146 and C H No. 284
Bottles
The Round Ink bottle design is shown on page 54 of the 1906 Illinois Glass
Company catalog.
See
Exhibit 1002.
The 197 Patent design contains a number of attributes which determine the
overall design. Such attributes include, in the order
of
prominence:
a. the relative height and width of the main body of the bottle;
b. the shape of the upper round shoulder of the main body;
c. the ratio of the body height to neck height; and
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d
the shape o the transition from the neck to the top o the main body.
e e ~
14 o the Schlesselman Dec.
There are two other less noticeable features. The bottle's main body tapers
in width from the shoulder to the base, and at the top o the neck o the bottle there
is a transfer ring o
a given height. The taper
is
not generally noticeable unless
measured. The transfer ring is the enlarged width portion at the top
o
the neck. It
is used to remove the bottle from the mold during manufacture.
Id
The Round
nk
bottle, as shown on page 54
o
the 1906 Illinois Glass Company
catalog, has basically the same design as the design illustrated in the '197 Patent,
except that the main body portion is not tapered and the transfer ring portion o the
neck is slightly longer. e e ~
15
o the Schlesselman Dec. However, the overall
design is basically the same as the claim 1 design. d Although there is only
one view, the bottle is round, and therefore the side views and rear view would
be identical.
Id
The relative proportions
o
the Round Ink bottle design and the Claim 1 design
can be compared as follows:
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Design Feature
Claim 1 Design
Round Ink Design
Main body height versus width ratio
1.6
1.75
Main body taper - top to bottom 10 percent none
Main body upper shoulders square
square
Ratio - body height to neck height
2.5 2.3
Ratio - body width to neck width
3
2.8
d. t ~ 16
As shown in the table above, and as is evident from comparing the two designs, the
Round Ink Bottle design
is
basically the same as the claim 1 design. Darling,
101 F.3d at 103
. .
Accordingly, the Round nk Bottle constitutes a single reference,
'a
something in existence, the design characteristics ofwhich are basically the same
as the claimed design, '
Durling,
101 F.3d at 103, and satisfies the first step of the
two-step invalidity analysis
The Round Ink bottle design is not exactly the same as the claim 1 design.
The main design difference is that the Claim 1 design has a somewhat squarer
shoulder and transition from the top to the neck. Also, the Claim 1 design
decreases very slightly in width from top to bottom, although such
is
not a
prominent design feature. There is also a small, but not significant to the overall
design, difference in the length
of
the transfer ring. Schlesselman
17
Finally, the
claim 1 design includes a bottom with a double concave surface (both the upper
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and lower surfaces
of
the bottom of the bottle are concave , which the Round Ink
Bottle does not show. d.
The C H No. 146 and C H No. 284 bottles are shown opposite one another
on page 212 of the pre-1930 Illinois Glass Company catalog attached as Exhibit
1003. The C H No. 284 bottle also appears in the 1923 Illinois Glass Company
catalog attached as Exhibit 1004. The C H 146 bottle has a cylindrical round main
body portion with a slight taper from top to bottom and a cylindrical neck which
projects upwardly from the center of the top surface. The upper shoulder of the
main body portion, similar to the Claim 1 design, is relatively square,
so
that the
top of the main body portion
is
relatively flat. Because the bottle
is
round, the
front, side, and back views are all the same. See 5
of
the Schlesselman Dec.
Because the Round
nk
bottle, C H 146 bottle, and C H 284 bottle all have
generally the same overall shape, it would have been obvious to use attributes
present in the C H 146 and C H 284 bottles in the Round Ink bottle.
Borden, 90
F.3d at 1575.
The C H No. 146 glass bottle has square shoulders which are virtually
indistinguishable from the Claim 1 design. It also has almost the same amount
of
top-to-bottom taper in width. The C H 284 glass bottle has the same shape transfer
ring as Claim 1 design. f there is any difference between the Claim 1 design and
the Round
nk
bottle modified to have the taper and squarer shoulders
of
C H 146
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and the transfer ring o the C H No. 284 bottle, it has to be the double concave
shape o the bottom wall o the bottle.
ee 18 o
the Schlesselman Dec. The
combination
is
merely one
o
simple adaptation and does·not rise to the level
o
patentability.
The double concave shape
o
the glass bottom in the '197 design is not a
significant feature, but it is the only feature which even arguable distinguishes the
'197 design from the combined prior art. The Petitioner respectfully submits that
the double concave shape
is
insufficient to render the overall shape o the bottle
patentable over the prior art.
The applicant respectfully submits that it has demonstrated that there is a
reasonable likelihood that the petitioner would prevail with respect to at least 1
o
the claims challenged in the petition, and that the present Petition should be
granted. 35 U.S.C. § 314(a).
B Claim 1 Is Obvious Over The Round Ink Bottle Design As
Modified By The C H No 146 And C H No 284 Bottles And
Trayser
The Petitioner respectfully reasserts the analysis in Section VII (A) and
reasserts that the resulting design would be the same as the bottle design o Claim
1
The Patentee may argue that the ' 197 Patent design differs from the
combination o the Round Ink bottle
as
modified by the C H No. 146 and C H No.
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284 bottles because the shoulder and the transition region between the
neck
and top
do
not bend
as sharply as in Claim
1
Although the difference between the shoulders
of
the C H No. 146 bottle and
the 197 Patent are nearly indistinguishable from one another, the Petitioner
contends
that
Trayser discloses a shoulder and transition region which are the same
as the claim 1 design. The bottle disclosed in Trayser is close in shape to the
Round Ink bottle, and thus it would have been a simple matter of design choice ·and
obvious to use the shoulder and transition region disclosed in the Trayser
reference.
The applicant respectfully submits that it has demonstrated that there is a
reasonable likelihood that the petitioner would prevail with respect to at least 1 of
the claims challenged in the petition, and that the present Petition should be
granted. 35 U.S.C. § 314(a).
For this alternative reason, the Petition should be granted.
C Claim 1 is obvious over C H No 146 as modified by
HNo
284
As noted above, the C H No. 146 bottle is shown on page 212
of
a pre-1930
Illinois Glass Company catalog attached as Exhibit 1003. The design has a
cylindrical round main body portion with a slight taper from top to bottom and a
cylindrical neck which projects upwardly from the center
of
the top surface. The
upper shoulder of the main body portion, similar to the claim 1 design, is relatively
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square, so that the top
of
the main body portion is relatively flat. Because the
bottle is round, the front, side, and back views are all the same.
See ~ 23 of
the
Schlesselman Dec. The relative proportions
of
the C H No. 146 and the Claim 1
design can be compared as follows:
Design Feature Claim 1 Design C H No.146
Main body height versus width ratio
1 6
1 54
Main body taper - top to bottom
10
percent 9 percent
Main body upper shoulders
square square
Ratio - body height to neck height
2 5 2 5
Ratio - body width to neck width
2 4
See ~ 23 of
the Schlesselman Dec.
As shown in the table above, and as is evident from comparing the two
designs, the C H 146 bottle design
is
basically the same as the claim 1 design.
Durling 101
F.3d at 103.
e e ~
24
of
the Schlesselman Dec. Accordingly, the C H
No. 146 bottle constitutes
a
single reference,
'a
something in existence, the design
characteristics
of
which are basically the same as the claimed design, ' Darling
101
F.3d at 103, and satisfies the first step
of
the two-step invalidity analysis.
The only differences between the C H No. 146 bottle and the Claim 1 design
are that, in the C H No. 146 design, the neck
is
a little wider and the transfer ring is
slightly thinner. Also, the C H No. 146 bottle does not contain a double concave
bottom.
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The C H No. 284
s
another perfume bottle. It appears opposite to the C H
No. 146 perfume bottle on the same page 212 o the pre-1930 Illinois Glass
Company catalog. As is evident, the C H No. 284 bottle has a main body portion
similar to the main body portion
o
the C H No. 146 bottle (except that the body is
not tapered, and the shoulders are somewhat rounded). The neck o the C H No.
284 bottle, however, differs from the neck o the C H No. 146 bottle insofar as the
width o the neck is less and the transfer ring is thicker. See ~ 26 o the
Schlesselman Dec.
Because both the C H No. 146 and the C H No. 284 bottles are perfume
bottles, and particularly, because they appear on the same page, opposite one
another, o the Illinois Glass Company pre-1930 catalog, it would have been
obvious for a person skilled in the art to substitute the neck shown in the C H No.
284 bottle (including the thicker transfer ring) for the neck shown in the C H No.
146 bottle. As they are merely a variation o
the same design, the mere similarity
o the designs suggests that it would have been obvious to apply the design
features o one to the other. MRC Innovations, 747 F.3d at 1334. e e ~ 27 o the
Schlesselman Dec. The result
o
such combination would be a bottle design which
is the same as the design shown in Claim 1 o the 197 Patent, except for the
double concave bottom. d. The Petitioner submits that the double concave bottom
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is insufficient to render patentable the Claim 1 design, insofar as the overall design
of
Claim 1 is the same as the prior art.
For such reasons, Claim 1 should be rejected as obvious.
The applicant respectfully submits that it has demonstrated that there is a
reasonable likelihood that the petitioner would prevail with respect to at least 1 of
the claims challenged in the petition, and that the present Petition should be
granted. 35 U.S.C. § 314(a).
D. Claim 1 Is Obvious Over C H No. 146 As Modified
By
The
C H No. 284 Bottle nd Trayser
The Petitioner respectfully incorporates the analysis in Section VII (C) and
reasserts that the resulting design would be the same as the bottle design ofClaim
1 The Patentee may argue that the ' 197 Patent design differs from the
combination
of
the C H No. 146 as modified by the C H No. 284 bottle because the
shoulder and the transition region between the neck and top do not bend as sharply
as in Claim
1
In such event, the Petitioner contends that Trayser discloses a shoulder and
transition region which are the same as the Claim 1 design, and that it would have
been obvious to use the shoulder and transition region disclosed in the Trayser
reference.
As noted above, Trayser has basically the same design as the C H 146 bottle,
and thus it would have been obvious to combine features. If the Trayser shoulder
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and transition region were to be used in the C H 146 bottle as modified, with the
exception
o
the double concave bottom the designs the resulting design would
essentially be the same.
The applicant respectfully submits that it has demonstrated that there is a
reasonable likelihood that the petitioner would prevail with respect to at least 1
o
the claims challenged in the petition, and that the present Petition should be
granted.
35
U.S.C. § 314(a).
VIII. CONCLUSION
For the reasons discussed above, the Petitioner respectfully submits that it
has demonstrated a reasonable likelihood that Claim 1 o the '197 Patent should be
rejected as obvious under
35
U.S.C. §103. For such reason, the Petitioner requests
that its Petition for inter p rtes review should be granted.
Dated: March 26, 2015
Respectfully submitted,
ABELMAN FRAYNE SCH
Jeffrey
A
Schwab (Reg. No. 24,249)
Robert B. Smith (Reg. No. 28,538)
666 Third A venue
New York, New York 10017
Tel.: (212) 949-9022