vitro v. saverglass - petition for ipr

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  • 8/21/2019 Vitro v. Saverglass - Petition for IPR

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    Filed on behalf

    of

    the Petitioner: Vitro Packaging, LLC

    By: ABELMAN, FRAYNE SCHWAB

    Jeffrey

    A

    Schwab Reg. No. 24,249)

    Robert B. Smith Reg. No. 28,538)

    666 Third A venue

    New York, New York 10017

    Tel.: 212) 949-9022

    [email protected]

    [email protected]

    Paper

    Filed March 26, 2015

    UNITED STATES PATENT AND TR DEM RK OFFICE

    BEFORE THE

    PATENT

    TRI L

    AND

    PPE L

    BOARD

    VITRO P ACI

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    T BLE OF CONTENTS

    TABLE OF AUTHORITIES .................................................................................... iii

    PETITION

    I

    Notices Under 37 C.P.R.§ 42.8 ......................................................................... 1

    II. Payment

    o

    Fees Under 37 C.P.R.§§ 42.15 a) and 42.103 ............................... 2

    III. Requirements Under 7 C F R 42 104

    ..........................................................

    2

    A Grounds for Standing ...................................................................................... 2

    B. Identification o

    Challenge .............................................................................. 2

    IV. Background ..................................................................................................... 7

    V

    Claim Construction ......................................................................................... 9

    VI. Applicable Legal Standards ........................................................................... 11

    VII. Detailed Explanation

    o

    Grounds For Unpatentability ...............................

    12

    VIII. Conclusion .....................................................................................................

    21

    11

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    TABLE OF AUTHORITIES

    Cases

    In re Borden, 90 F.3d 1570 Fed. Cir. 1996) .............................................. 11, 12,

    15

    Custom Accessories, Inc.

    v

    Jeffrey-Allan Indust., Inc.,

    807 F.2d 955 Fed. Cir. 1986) ................................................................................. 11

    Durling v Spectrum Furniture Co.,

    1 1

    F.3d 100 Fed.

    Cir. 1996) ..................................................................................................... 11, 14, 18

    Egyptian Goddess, Inc. v Swisa, Inc., 543 F.3d 665 Fed.

    Cir. 2008)

    (en bane)

    ..................................................................................................

    9

    KSR Int l

    Co v

    Teleflex, Inc., 550 U.S. 398 2007) ................................................. 9

    MRC Innovations v Hunter Mfg., LLP, 747 F.3d 1326

    Fed. Cir. 2014) ................................................................................................... 9, 19

    Statutes Rules and Other Authorities

    35 U.S.C. § 102 e) ..................................................................................................... 7

    35U.S.C. § 103 a) ................................................................................... 3, 11 12 21

    35 U.S.C. § 314 a) ....................................................................................... 12,

    20 21

    35 U.S.C. § 316 e) ................................................................................................... 12

    37 C.F.R. § 42.8 ......................................................................................................... 1

    37 C.F.R. § 42.15 a) .................................................................................................. 2

    37 C.F.R.

    §

    42.103 ..................................................................................................... 2

    37 C.F.R. § 42.104 ..................................................................................................... 2

    Fed.R.Evid. 901 8) .................................................................................................... 4

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    PETITION

    The Petitioner, Vitro Packaging, LLC (the Petitioner ), requests an

    inter

    partes review

    of

    United States Patent No. D526,197

    (the '

    197 Patent ), which

    issued on August 8 2006. A copy

    of

    the '197 Patent is attached as Exhibit 1001.

    The United States Patent and Trademark Office ( PTO ) records indicate that on

    December 15, 2010, the '197 Patent was assigned to Saverglass, Inc., which has an

    office at 107 Spring Street, Ramsey, NJ 07446. Such assignment is recorded at

    Reel 025527, Frame 409. As noted below, Saverglass has sued the Petitioner for

    alleged infringement

    of

    he ' 197 Patent.

    ARGUMENT

    I. Notices

    Under

    37 C.F.R.

    §

    42.8

    Real Party-In-Interest: The Petitioner Vitro Packaging, LLC is the real

    party-in-interest. Vitro is a Delaware corporation which has a place

    of

    business at

    324 Service Road, Suite 111, Melville, New York 11747. Vitro is a subsidiary of

    Vitro S.A.B. de C.V. ofVitroa, Mexico.

    Related Proceeding: The Patent Owner has filed an action alleging

    infringement

    of

    the '197 Patent, unfair competition, and falsely claiming

    inventorship under the New York General Business Law. Saverglass Inc. v Vitro

    Packaging LLC. Civil Action No. 14-5434 (E.D.N.Y. 2014).

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    Lead and Back-up Counsel and Service Information

    Lead Counsel Back-up Counsel

    Jeffrey A. Schwab Robert B. Smith

    Abelman, Frayne Schwab Abelman, Frayne Schwab

    666 Third A venue 666 Third A venue

    ew York,

    Y

    10017 New York,

    Y

    10017

    Tel. 212 949-9022 Tel. 212 949-9022

    Fax: 212 949-9190 Fax: 212 949-9190

    [email protected] [email protected]

    Reg. No. 24,490 Reg. No. 28,538

    II.

    Payment

    o

    Fees

    Under 37 C.F.R. §§ 42.15 a) and 42.103

    The Commissioner is authorized to charge the required fees for this Petition

    to deposit account No. 01-0035. Should any additional fees become due during this

    proceeding, the Commissioner is authorized to charge such fees to the same

    deposit account.

    III.

    Requirements Under 37 C.F.R. § 42.104

    Grounds for Standing The Petitioner certifies that, under 37 C.P.R. § 42.104,

    the 197 Patent s available for

    inter p rtes

    review and the Petitioner is not barred

    or estopped from requesting an inter p rtes review challenging the patent claim on

    the grounds identified in this Petition.

    Identification ofChallenge The Petitioner requests review

    of

    the validity

    of

    claim 1 of the 197 Patent based on the following prior art not cited during the

    original prosecution:

    2

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    - Exhibit 1002 - Round Ink bottle, page 54, Illinois Glass Company

    catalog (1906),

    - Exhibit

    1003

    C H No. 146, page 212, Illinois Glass Company catalog

    (pre-1930),

    - Exhibit 1003 C H No. 284, page 212, Illinois Glass Company catalog

    (pre-1930),

    - Exhibit 1004 C H No. 284, page 149, Illinois Glass Company catalog

    (1923),

    - Exhibit 1005- Trayser et al. U.S. Patent No. D509,433 ( Trayser ).

    The Petitioner respectfully asserts that claim 1 is invalid under 35 U.S.C. §

    103 on the following bases:

    A. Claim 1 is obvious over the Round Ink bottle as modified by the C H No.

    146 and C H No. 284 bottles.

    B. Claim 1 is obvious over the Round Ink bottle as modified by the C H No.

    146 and C H No. 284 bottles and further modified by Trayser.

    C. Claim 1 is obvious over the C H No. 146 bottle as modified by the C H

    No. 284 bottle.

    D. Claim 1 is obvious over the C H No. 146 bottle as modified by the C H

    No. 284 bottle and Trayser.

    3

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    The References in Exhibits 1003-1005 Are Prior rt to the '197 Patent

    Exhibits 1002-1004 show pages from three old Illinois Glass Company

    catalogs, namely a catalog bearing a 1906 date (Exhibit 1002), a catalog which is

    internally stamped with a 1923 date (Exhibit 1004

    ,

    and a catalog which does not

    bear a date but which certainly dates prior to

    1930 (Exhibit 1003). As discussed

    below, in 1929 the Illinois Glass Company merged with the Owens Glass

    Company to become Owens-Illinois i.e., the Illinois Glass Company no longer

    operated under such name after the 1929 merger), and thus a catalog marked

    Illinois Glass Company could not have been issued after 1929. Such catalogs

    are ancient documents under Federal Rule o Evidence 901(8).

    Under Rule 901 (8), an ancient document may be authenticated by showing that

    it is in a condition that creates no suspicion about its authenticity; was in a place

    where,

    i

    authentic, it would likely be; and is at least 20 years old when offered.

    The Petitioner respectfully submits that there is no suspicion concerning the fact

    that the catalogs in Exhibits 1002-1004 are accurate copies

    o

    catalogs published

    prior to 1930. Further, today it is not unusual to find copies o old books or

    catalogs which have been scanned and posted on the Internet. For example,

    Project Gutenberg contains a collection o thousands o old, out o copyright books

    which have been scanned and posted.

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    A complete copy

    o

    the 1906 Illinois Glass catalog can be found at

    http://www.sha.org/ bottle/igco 1906.htm. The 1923 Illinois Glass Company

    catalog is available at http://www. sha.org/bottle/igco1920.htm. The pre-1930

    Illinois Glass Company catalog is available at

    http:/ www.sha.org/bottle/igco 1926.htm. There is nothing suspicious concerning

    the catalogs or their content.

    The dates

    o

    the 1923 and pre-1930 catalogs can be verified by both the

    company name and the company trademark which appear thereon. Both catalogs

    bear the name Illinois Glass Company and the trademark

    o

    an I inside o a

    diamond shape. Both catalogs refer to the products as Diamond I. At

    http://www.glassbottlemarks.com/diamond-i-or-i-inside-a-diamond-mark-seen-on

    antique-bottles/, the author discusses such trademark and notes that the Illinois

    Glass Company used the diamond I trademark from approximately 1915 until

    1929. ee Exhibit 1007. Usage o the Diamond I trademark from about 1915-

    1929 is confirmed in The Dating Game, B. Lockhart et al., Bottles and Extras

    magazine Winter 2005. ee Exhibit 1008.

    The Illinois Glass Company merged with the Owens Bottle Machine Company

    in 1929.

    ee

    Time Magazine article dated May 15, 1933, vol. 21, no. 20, p. 41,

    attaches as Exhibit 1009. The trademark thereafter used by the Owens-Illinois

    Glass Company was an I and an

    0

    inside

    o

    a diamond.

    ee

    Owens-Illinois

    5

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    Glass Company, Society for Historical Archeology, the University of Montana

    (Exhibit

    101

    0), available at http:/ www.sha.org/index.php/view/page/ owens

    Illinois article .

    Given the fact that historic literature dates the use of the I inside a diamond

    trademark to pre-1930, given the fact that the Illinois Glass Company no longer

    existed after 1930, and given that the new company, Owens-Illinois, changed the

    trademark from the I diamond to an I and

    0

    diamond, it is evident that

    catalogs bearing the name Illinois Glass Company with the I inside a diamond

    trademark must have been first published prior to 1930.

    There is no indication that the catalogs or the approximate dates of publication

    are inaccurate. Schlesselman

    8

    Due to the age of the catalogs, the Petitioner was

    not able to obtain originals to submit with this Petition. However, there is no

    indication that the copies available at the foregoing sites are suspicious, and thus

    under the ancient document provisions of the Federal Rules of Evidence the

    catalogs should be admissible and satisfy the best evidence requirement.

    The Petitioner notes that a search of the term Illinois Glass Company on the

    PTO s website ofpost-1976 issued patents reveals that the PTO has on numerous

    occasions cited Illinois Glass Company catalogs as prior art in other patents.

    For all the foregoing reasons, the Petitioner respectfully asserts that the three

    Illinois Glass Company catalogs are admissible prior art to the '197 Patent.

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    The application which issued as United States Patent No. D509,433 to

    Trayser

    t al

    ( Trayser ) was filed with the

    PTO

    on July

    1

    2003, and issued on

    September 13, 2005. The application which became the

    '197

    Patent was filed

    on

    August 25, 2004, and claims priority based on a European registered design

    application (EM 000137997) filed on February 25, 2004. Thus, even if the ' 197

    Patent is entitled to

    an

    effective filing date

    of

    the European registered design

    (February 25. 2004), under the pre-AlA 35 U.S.C. § 102(e), Trayser constitutes

    prior art to the ' 197 Patent.

    Section VII explains

    how

    the foregoing three references render the claim

    obvious.

    IV. ackground

    The application which issued as the

    '197

    Patent, entitled Bottle, was filed

    on

    August 25, 2004, and assigned Serial No. 29/211,960. The application contains

    a single embodiment with perspective, front, rear, side, top and bottom views. On

    September 15, 2005, the

    PTO

    issued a non-final rejection

    of

    the claim as being

    obvious over a combination

    of

    four references (which are not the same as the

    references attached as Exhibits 1002 - 1005 hereto).

    In an

    Amendment filed

    on

    December 5, 2005, the applicant revised the original claim ( The ornamental

    design for a bottle, as shown and described ) to delete the words

    and

    described.

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    The applicant also argued that it would not have been obvious to combine the four

    references as asserted by the Examiner:

    In the bottle art, every design feature can be found somewhere

    in the prior art. Therefore, every bottle design can be rejected on

    some combination o references.

    But this fact does not legitimize such combination. Instead,

    for a combination o references to be legitimate, there must be some

    suggestion or teaching in the prior art, that the combination should

    be made.

    Stated another way: a person o ordinary skill in this art,

    namely, a bottle designer, would not assemble the four references in

    the first place, side-by-side, in the course

    o

    designing a new bottle.

    But even

    i

    such a designer should, by a very remote chance,

    assemble the four references side by side, and decide to pick and

    choose various features from among the four references and combine

    them, the chances are only one in an almost infinite number, that the

    various design features disclosed in those four references would be

    selected in the particular combination that was selected for purposes

    o rejecting the claim in the present application. In other words:

    every bottle design has a multitude o design features. Therefore, the

    chances that any given one feature from each o the four bottle

    designs each

    o

    those four designs embodying a multitude

    o

    design

    features) would be selected and assembled, are one in an almost

    infinite number.

    ee December 5 2005 Amendment, pages 5-6 emphasis in original).

    8

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    Thereafter, the application was allowed.

    It is worthy o note that the suggestion or teaching argument was made

    prior to

    KSR Int'l

    Co

    v

    Teleflex Inc.,

    550 U.S. 398 (2007). The current legal

    standard for obviousness is significantly more expansive. Moreover, it

    is

    settled

    that, where prior art designs are sufficiently related to one another, that fact alone

    provides the motivation to apply features o one design to the other. MRC

    Innovations v. Hunter Mfg., LLP,

    747 F.3d 1326, 1334 (2014). Thus, the mere

    similarity in appearance between two prior art references provides the suggestion

    to combine. d.

    V Claim Construction

    In an

    inter partes

    review, a claim should be given the broadest construction

    in light o the specification o the patent in which it appears. 3 7 C.F.R. §

    42.1 OO b). Because it

    is

    a design patent, the scope o claim 1 is defined by the

    drawings with any written description which may appear in the specification.

    Egyptian Goddess, Inc.

    v

    Swisa, Inc., 543

    F.3d 665, 680 (Fed. Cir. 2008)

    (en

    bane).

    The design claimed in the '197 Patent is a bottle which has the following

    design features: a generally cylindrical main container portion with (i) a height-to

    width ratio o approximately 1.6; (ii) a very slight taper in width from the top to the

    bottom (approximately 10 percent); and (iii) a relatively square upper shoulder.

    9

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    The bottle design o claim 1 further includes a cylindrical neck extending upwardly

    from the center

    o

    the top surface

    o

    the main container portion. The upper end

    o

    the neck includes an annular transfer ring. Finally, the bottle contains a bottom

    which is concave facing downwardly and concave facing upwardly (hereafter

    referred to as double concave ).

    ee

    ~

    18

    o the Declaration

    o

    Kurt Schlesselman

    attached hereto as Exhibit 1006 (hereinafter the Schlesselman Dec. ). The transfer

    ring

    is

    typically used when manufacturing mass-produced glass bottles to extract

    them from the mold. Schlesselman e c ~

    14

    The claimed design includes a top view and a bottom view. However,

    because the main container portion and neck are both cylindrical, the design shown

    in the top view and bottom view are dictated by the shape o the front view unless

    additional design features are added. Here the '197 Patent does not show any

    design features in the top and bottom views beyond that dictated by the design o

    the front and side views.

    The Petitioner notes that Figure 6

    o

    the '197 Patent, which

    is

    a top view,

    has four coaxial circles. The outermost circle obviously represents the shoulder o

    the main body portion. The circles with the second and third larger radii appear to

    correspond to the inner and outer diameter o the transfer ring.

    ee

    Figure 1 o the

    ' 197 Patent.

    t

    is not clear what design feature the circle with the smallest diameter

    is intended to represent.

    10

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    VI. pplicable Legal Standards

    In the case of a design patent, the ultimate inquiry under Section 1 3 is

    whether the claimed design would have been obvious to a designer

    of

    ordinary

    skill who designs articles

    of

    the type involved. Durling

    v

    Spectrum Furniture

    Co., 1 1 F.3d 100, 1 3 (Fed. Cir. 1996). The inquiry focuses on the visual

    impression of the claimed design as a whole and not on selected individual

    features. In re Borden, 90 F.3d 1570, 1574 (Fed. Cir. 1996).

    In the present case, a designer of ordinary skill would have been a person

    with a college degree and at least 2-3 years in the industry performing bottle

    design. e e ~ 12 of the Schlesselman Dec. Further, a person of ordinary skill would

    be presumed to be aware

    of

    all relevant prior art in the applicable field, i.e., bottle

    design.

    See Custom Accessories, Inc.

    v

    Jeffrey-Allan Indust., Inc.,

    807 F.2d 955,

    963 (Fed. Cir. 1986).

    For purposes

    of

    applying Section 1 3 to a design patent claim, a two-step

    process is employed. Initially, one must find a single reference, a

    something in

    existence, the design characteristics

    of

    which are basically the same as the claimed

    design. '

    Durling,

    1 1

    F.3d at 103. Then, other references may be used to

    modify [the primary reference] to create a design that has the same overall visual

    appearance as the claimed design. d. A secondary reference may be combined

    with the primary reference when the designs are so related that the appearance of

    11

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    certain ornamental features in one would suggest the application of those features

    to the other. Borden 90 F.3d at 1575. This being a Section 103 analysis, the

    application

    of

    the so related standard is to be addressed under the

    KSR

    standard.

    In

    an

    IPR proceeding, the petitioner shall have the burden of proving a

    proposition ofunpatentability

    by

    a preponderance of the evidence. 35 U.S.C. §

    316(e). Thus, a challenged patent claim does not have a presumption of validity.

    The Office may institute an

    inter partes

    review where the petition filed

    under section 311 and any response filed under section 313 shows that there is a

    reasonable likelihood that the petitioner would prevail with respect to at least 1 of

    the claims challenged in the petition. 35 U.S.C. § 314(a).

    VII. Detailed Explanation

    of

    Grounds For Unpatentability

    A. Claim 1

    f

    The 197 Patent Is Obvious Over The Round Ink

    Bottle Design As Modified By the C H No. 146 and C H No. 284

    Bottles

    The Round Ink bottle design is shown on page 54 of the 1906 Illinois Glass

    Company catalog.

    See

    Exhibit 1002.

    The 197 Patent design contains a number of attributes which determine the

    overall design. Such attributes include, in the order

    of

    prominence:

    a. the relative height and width of the main body of the bottle;

    b. the shape of the upper round shoulder of the main body;

    c. the ratio of the body height to neck height; and

    2

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    d

    the shape o the transition from the neck to the top o the main body.

    e e ~

    14 o the Schlesselman Dec.

    There are two other less noticeable features. The bottle's main body tapers

    in width from the shoulder to the base, and at the top o the neck o the bottle there

    is a transfer ring o

    a given height. The taper

    is

    not generally noticeable unless

    measured. The transfer ring is the enlarged width portion at the top

    o

    the neck. It

    is used to remove the bottle from the mold during manufacture.

    Id

    The Round

    nk

    bottle, as shown on page 54

    o

    the 1906 Illinois Glass Company

    catalog, has basically the same design as the design illustrated in the '197 Patent,

    except that the main body portion is not tapered and the transfer ring portion o the

    neck is slightly longer. e e ~

    15

    o the Schlesselman Dec. However, the overall

    design is basically the same as the claim 1 design. d Although there is only

    one view, the bottle is round, and therefore the side views and rear view would

    be identical.

    Id

    The relative proportions

    o

    the Round Ink bottle design and the Claim 1 design

    can be compared as follows:

    13

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    Design Feature

    Claim 1 Design

    Round Ink Design

    Main body height versus width ratio

    1.6

    1.75

    Main body taper - top to bottom 10 percent none

    Main body upper shoulders square

    square

    Ratio - body height to neck height

    2.5 2.3

    Ratio - body width to neck width

    3

    2.8

    d. t ~ 16

    As shown in the table above, and as is evident from comparing the two designs, the

    Round Ink Bottle design

    is

    basically the same as the claim 1 design. Darling,

    101 F.3d at 103

    . .

    Accordingly, the Round nk Bottle constitutes a single reference,

    'a

    something in existence, the design characteristics ofwhich are basically the same

    as the claimed design, '

    Durling,

    101 F.3d at 103, and satisfies the first step of the

    two-step invalidity analysis

    The Round Ink bottle design is not exactly the same as the claim 1 design.

    The main design difference is that the Claim 1 design has a somewhat squarer

    shoulder and transition from the top to the neck. Also, the Claim 1 design

    decreases very slightly in width from top to bottom, although such

    is

    not a

    prominent design feature. There is also a small, but not significant to the overall

    design, difference in the length

    of

    the transfer ring. Schlesselman

    17

    Finally, the

    claim 1 design includes a bottom with a double concave surface (both the upper

    14

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    and lower surfaces

    of

    the bottom of the bottle are concave , which the Round Ink

    Bottle does not show. d.

    The C H No. 146 and C H No. 284 bottles are shown opposite one another

    on page 212 of the pre-1930 Illinois Glass Company catalog attached as Exhibit

    1003. The C H No. 284 bottle also appears in the 1923 Illinois Glass Company

    catalog attached as Exhibit 1004. The C H 146 bottle has a cylindrical round main

    body portion with a slight taper from top to bottom and a cylindrical neck which

    projects upwardly from the center of the top surface. The upper shoulder of the

    main body portion, similar to the Claim 1 design, is relatively square,

    so

    that the

    top of the main body portion

    is

    relatively flat. Because the bottle

    is

    round, the

    front, side, and back views are all the same. See 5

    of

    the Schlesselman Dec.

    Because the Round

    nk

    bottle, C H 146 bottle, and C H 284 bottle all have

    generally the same overall shape, it would have been obvious to use attributes

    present in the C H 146 and C H 284 bottles in the Round Ink bottle.

    Borden, 90

    F.3d at 1575.

    The C H No. 146 glass bottle has square shoulders which are virtually

    indistinguishable from the Claim 1 design. It also has almost the same amount

    of

    top-to-bottom taper in width. The C H 284 glass bottle has the same shape transfer

    ring as Claim 1 design. f there is any difference between the Claim 1 design and

    the Round

    nk

    bottle modified to have the taper and squarer shoulders

    of

    C H 146

    15

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    and the transfer ring o the C H No. 284 bottle, it has to be the double concave

    shape o the bottom wall o the bottle.

    ee 18 o

    the Schlesselman Dec. The

    combination

    is

    merely one

    o

    simple adaptation and does·not rise to the level

    o

    patentability.

    The double concave shape

    o

    the glass bottom in the '197 design is not a

    significant feature, but it is the only feature which even arguable distinguishes the

    '197 design from the combined prior art. The Petitioner respectfully submits that

    the double concave shape

    is

    insufficient to render the overall shape o the bottle

    patentable over the prior art.

    The applicant respectfully submits that it has demonstrated that there is a

    reasonable likelihood that the petitioner would prevail with respect to at least 1

    o

    the claims challenged in the petition, and that the present Petition should be

    granted. 35 U.S.C. § 314(a).

    B Claim 1 Is Obvious Over The Round Ink Bottle Design As

    Modified By The C H No 146 And C H No 284 Bottles And

    Trayser

    The Petitioner respectfully reasserts the analysis in Section VII (A) and

    reasserts that the resulting design would be the same as the bottle design o Claim

    1

    The Patentee may argue that the ' 197 Patent design differs from the

    combination o the Round Ink bottle

    as

    modified by the C H No. 146 and C H No.

    16

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    284 bottles because the shoulder and the transition region between the

    neck

    and top

    do

    not bend

    as sharply as in Claim

    1

    Although the difference between the shoulders

    of

    the C H No. 146 bottle and

    the 197 Patent are nearly indistinguishable from one another, the Petitioner

    contends

    that

    Trayser discloses a shoulder and transition region which are the same

    as the claim 1 design. The bottle disclosed in Trayser is close in shape to the

    Round Ink bottle, and thus it would have been a simple matter of design choice ·and

    obvious to use the shoulder and transition region disclosed in the Trayser

    reference.

    The applicant respectfully submits that it has demonstrated that there is a

    reasonable likelihood that the petitioner would prevail with respect to at least 1 of

    the claims challenged in the petition, and that the present Petition should be

    granted. 35 U.S.C. § 314(a).

    For this alternative reason, the Petition should be granted.

    C Claim 1 is obvious over C H No 146 as modified by

    HNo

    284

    As noted above, the C H No. 146 bottle is shown on page 212

    of

    a pre-1930

    Illinois Glass Company catalog attached as Exhibit 1003. The design has a

    cylindrical round main body portion with a slight taper from top to bottom and a

    cylindrical neck which projects upwardly from the center

    of

    the top surface. The

    upper shoulder of the main body portion, similar to the claim 1 design, is relatively

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    square, so that the top

    of

    the main body portion is relatively flat. Because the

    bottle is round, the front, side, and back views are all the same.

    See ~ 23 of

    the

    Schlesselman Dec. The relative proportions

    of

    the C H No. 146 and the Claim 1

    design can be compared as follows:

    Design Feature Claim 1 Design C H No.146

    Main body height versus width ratio

    1 6

    1 54

    Main body taper - top to bottom

    10

    percent 9 percent

    Main body upper shoulders

    square square

    Ratio - body height to neck height

    2 5 2 5

    Ratio - body width to neck width

    2 4

    See ~ 23 of

    the Schlesselman Dec.

    As shown in the table above, and as is evident from comparing the two

    designs, the C H 146 bottle design

    is

    basically the same as the claim 1 design.

    Durling 101

    F.3d at 103.

    e e ~

    24

    of

    the Schlesselman Dec. Accordingly, the C H

    No. 146 bottle constitutes

    a

    single reference,

    'a

    something in existence, the design

    characteristics

    of

    which are basically the same as the claimed design, ' Darling

    101

    F.3d at 103, and satisfies the first step

    of

    the two-step invalidity analysis.

    The only differences between the C H No. 146 bottle and the Claim 1 design

    are that, in the C H No. 146 design, the neck

    is

    a little wider and the transfer ring is

    slightly thinner. Also, the C H No. 146 bottle does not contain a double concave

    bottom.

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    The C H No. 284

    s

    another perfume bottle. It appears opposite to the C H

    No. 146 perfume bottle on the same page 212 o the pre-1930 Illinois Glass

    Company catalog. As is evident, the C H No. 284 bottle has a main body portion

    similar to the main body portion

    o

    the C H No. 146 bottle (except that the body is

    not tapered, and the shoulders are somewhat rounded). The neck o the C H No.

    284 bottle, however, differs from the neck o the C H No. 146 bottle insofar as the

    width o the neck is less and the transfer ring is thicker. See ~ 26 o the

    Schlesselman Dec.

    Because both the C H No. 146 and the C H No. 284 bottles are perfume

    bottles, and particularly, because they appear on the same page, opposite one

    another, o the Illinois Glass Company pre-1930 catalog, it would have been

    obvious for a person skilled in the art to substitute the neck shown in the C H No.

    284 bottle (including the thicker transfer ring) for the neck shown in the C H No.

    146 bottle. As they are merely a variation o

    the same design, the mere similarity

    o the designs suggests that it would have been obvious to apply the design

    features o one to the other. MRC Innovations, 747 F.3d at 1334. e e ~ 27 o the

    Schlesselman Dec. The result

    o

    such combination would be a bottle design which

    is the same as the design shown in Claim 1 o the 197 Patent, except for the

    double concave bottom. d. The Petitioner submits that the double concave bottom

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    is insufficient to render patentable the Claim 1 design, insofar as the overall design

    of

    Claim 1 is the same as the prior art.

    For such reasons, Claim 1 should be rejected as obvious.

    The applicant respectfully submits that it has demonstrated that there is a

    reasonable likelihood that the petitioner would prevail with respect to at least 1 of

    the claims challenged in the petition, and that the present Petition should be

    granted. 35 U.S.C. § 314(a).

    D. Claim 1 Is Obvious Over C H No. 146 As Modified

    By

    The

    C H No. 284 Bottle nd Trayser

    The Petitioner respectfully incorporates the analysis in Section VII (C) and

    reasserts that the resulting design would be the same as the bottle design ofClaim

    1 The Patentee may argue that the ' 197 Patent design differs from the

    combination

    of

    the C H No. 146 as modified by the C H No. 284 bottle because the

    shoulder and the transition region between the neck and top do not bend as sharply

    as in Claim

    1

    In such event, the Petitioner contends that Trayser discloses a shoulder and

    transition region which are the same as the Claim 1 design, and that it would have

    been obvious to use the shoulder and transition region disclosed in the Trayser

    reference.

    As noted above, Trayser has basically the same design as the C H 146 bottle,

    and thus it would have been obvious to combine features. If the Trayser shoulder

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    and transition region were to be used in the C H 146 bottle as modified, with the

    exception

    o

    the double concave bottom the designs the resulting design would

    essentially be the same.

    The applicant respectfully submits that it has demonstrated that there is a

    reasonable likelihood that the petitioner would prevail with respect to at least 1

    o

    the claims challenged in the petition, and that the present Petition should be

    granted.

    35

    U.S.C. § 314(a).

    VIII. CONCLUSION

    For the reasons discussed above, the Petitioner respectfully submits that it

    has demonstrated a reasonable likelihood that Claim 1 o the '197 Patent should be

    rejected as obvious under

    35

    U.S.C. §103. For such reason, the Petitioner requests

    that its Petition for inter p rtes review should be granted.

    Dated: March 26, 2015

    Respectfully submitted,

    ABELMAN FRAYNE SCH

    Jeffrey

    A

    Schwab (Reg. No. 24,249)

    [email protected]

    Robert B. Smith (Reg. No. 28,538)

    [email protected]

    666 Third A venue

    New York, New York 10017

    Tel.: (212) 949-9022