virginia a phillips financial disclosure report for 2009

8/3/2019 Virginia A Phillips Financial Disclosure Report for 2009

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A O 10 I FI NANCIAL DISCLOSURE REPORT R e p o r t R e q . i , e a b y t h e E t h i c sin Govermnent Act of 1978~ev . ~ / 2 0 ~ 0 FOR CALENDAR YEAR 2009 (5 u. s . c .pp . ~v ,~" t d t - / ~ Oi. Person Reporting Ilasl name. firsl, middle initial) 2. Court or Organization 3. Date of ReportPhillips, Virginia A. U.S. District Court 04/23/2010

4. Title (Arliclc 111 judgcs indicate active or senior status; 5~. Report l-ype tchcck approprialc type) 6. Reporting Period~r~agis~ratc judges indicale full- or part-time)[] N ominatic, n. [)ate 01/01/2009

ActiveU, S, Dislricl Judge [] Initial []Am~ual [] Final to5b. ~ Amended Report

7. ( hambers or Office Address 8. On the basis of the information contained in this Report and an)modifications pertaining lher eto, it is, in my opinion, in com pliance3470 Twelt~h Street wifl~ applicable laws and regulations.Riverside, CA 925[)1

I M P O R T A N T N O T E S : T h e instractlons accompanying this form most be followed. Complete all parts,checking the NONE box fi~r each part where you have na reportable inf!)rmation. Sign on last page.

1.~ N O N E (N)) reportable positions.)

POSITRON N A ME O F O R G A N I ~ A T I Q N !E N T I T YI. Member, Board of Directors Federal Bar Association, lnland Empire Chapter {non-profit org.)

2.3.4.

5.

! 1 . A G R E E M E N T S . (Reporting individual onty: nee pp, 14-16 of fiting i,,struction.~.) C.? 2 ~~ N O N E (No reportahle agreements.) r : ~ ~ . . ~ ~

D ATE PARTIES AN~ T F ~ R M S ~ ~ ~1I, Fq ~2.


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P a g e F I N A N C I A L 2 o f 6 D I S C L O S U R E R E P O R T t P h i ll ip s , V i r g i n i a A . 0 4 / 2 3 / 2 0 1 0

I11. NON-INVESTMENT INCOME.


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Page 3 of 6 P h i l l i p s , V i r g i n i a A . 0 4 / 2 3 ! 2 0 1 0

V . G I F T S . (Im4ude.~ ttso.w ~o spouse an d dependent children; ~ee p p. 28-3 t of filing instruccion,~)NONE (No reportable

~ DESCRIPTION1 .2.3.4.5.

V I . L I A B ! L I T I E S . a n , . t , d , .~ ~ h , ,. ~ o ~ p . . .. . .. . d a ~ , , , a , ,~ children; s e e p p . 3 2 - 3 3 of filingN O N E ( N o reportable liabilities.)

CREDIYOR DESCRIPTION VALUE CODEI.2.3.4.5 .


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F I N A N C I A L D I S C L O S U R E R E P O R TJ Phillips, Virginia A .

04 / 9M2010age 4 of 6 ....

V I I . I N V E S T M E N T S a n d T R U S T S - i . ~ o ..... ~.., t ....... tlons (Includesaose of spo ..... d dependenr children; seepp. 34-60of filing instruction~[ ~ NO NE ( No reportable incom e, assets, or transactions.)

A. B. C. D .D e s c r i p t io n ~ | " A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c h l d i n g t n t s t a s s e t s ) r e p o r t i n g p e r i o d o f r c p , c , n i o g p e r i o d(I) (2 ) (I) ~2) (1 ) ! (2) (3) (4) (5 ~P l a c e " I X ) " a f t e r e c h a s s e t A m o u n t = T y p e t c . g . , Value Value T y p e ( e . g ., i Date Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e ; C o d e 1 d i v . , r c n l . C od e 2 M e th o d b u y , s e l l , [ m m i d d / y y C o d c 2 C o d e I b u y e r ! s e l l e r~ A - H ) o r i n t . ) ( J - P ) Code3 r e d e m p t i o n ) i ( J - P ) ~ A - H ) ( i f p r i v a t ei ( Q - W ) ! t r a n s a c t i o n )

I 1 . Wells Fargo Bank, Savings & Checking A I n t e r e s t J TAccounls2. Riv.Cmps. Fed Credit Union, IRA A I n t e r e s t J T

! " 3 . UBS* IRA Retirement Money Fund A Dividend J T I"

4. UBS" B ank USA Dep. Accl. A I n t e r e s t J T5, Lord Abbolt Affiliated Fund (I RA) (Mutual A Dividend M TFund)6. Ilarlford Cap. App reciation Fund Class B A Divideud J T(mulual fund)7. I lartford D v dend & Growth Fund Class B A Dividend J T(mulual [hnd)8. California General Obligation Bond C Inter~t L T9. California General Obligation Bond A Interest K T

1 0 . Arncrican Balanced Fund A (IRA) A Dividend K TI I. American Funds Capilal Income Builder A C Dividend M T(IRA)1 2 . American Funds Capital World G r o w t h & A Dividend K Thleome A (IRA)

........... j1 3 . American Funds Income Fund of America A B Dividend L T(IRA)1 4 . American Funds Tax Exempl Fnnd of C Dividend L TAmerica A IRMA)1 5 . California Statcwide CommDcv. B ond A I n t e r e s ! K TIRMA)1 6 , Antelope Valley Ca (omm. College Bond A I n t e r e s t K T

(RMA)1 7 . UtIS US Lg Cap Val. Eq Fund (RMA) B Dividend L T


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FINANCIAL DISCLOSURE REPORT s .... fv ..... R e p o r t i n g D a t e o f R e p o r t ]Page 5 of 6 ehlnips, Virginia A. 04 / 23 / 20~ 0

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. a.~i~a,e~,oIRe, o,~.~

SECTION VII> INVESTMENTS & TRUSTS: ITEM #7: CHANGE OF NAMESECTION VII, INVESTMENTS & T RUSTS: ITEM #17: THIS ITEM W AS ()MITRED FROM THE 2009 REPORT, TH E SELL IN 2008 W AS ONLY APARTIAL SALE


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FINANCIAL DISCLOSURE REPORT Nameoi~P ..... R e p o r t i n g O a t e o f R e p o r Page 6 of 6 P h i l l i p s , V i r g i n i a A , 04/23/2010IX. CERTIFICATION.

I certify that all information given abov e (including information pertaining to my spouse and minor or dep endent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statuto~,provisions permitting non-disclosure.1 further certify that earned income from outside employm ent and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 UoS.C. app. 501 el, seq.. 5 U.S.C. 7353, and Judicial Conference regulations,

NOTE: ANY INDIVIDUAL WH O KN OWINGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECI" TO CIVILAND CR IMINAL SANCTIO NS (5 U.S.C. app. 104)

FILING INSTRUCTION SMail signed original and 3 additional copies

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus C ircle, N.E.W ashington, D.C. 20544

virginia a phillips financial disclosure report for 2009

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