uscib comint requirements list - nsa

43
. - - •.rop srnr'ID:AS.,42 uoCtJiviLh Ls to ii 1A1rt USCIB: 9 .3/44 tr\T[fltNNT CllUINi:il3 Q}li:.¥ 5 August 1955 LTOP SECRET M»iORANDUM FOR THE MEMBERS OF USCIBEC: Subject: References: USCIB CCMINT Requirements List. (a) USCIB 9.3/41 dated 8 April 1955. (b) USCIB 9.3/39 dated 1 April 1955. 1. Pursuant to USCIB decision contained' in reference (a), USCIBEC continued its efforts along the lines set forth in paragraph 4 of reference ( b) 2. It was agreed to proceed forthwith by having each member who so desired submit a CCMINT Requirements List with a view to effecting a marriage that would produce a single List that could be fitted within the framework of the National Intelligence objectives presented in DCID 4/4 of 14 December 1954. 3. The COMINT Requirements Lists referred to in paragraph 2 above were forwarded to an Ad Hoc Committee chaired by the Department of Defense member, consisting of representatives from the Departments of Army, Navy, Air Force, the Central Intelligence Agency and the National Security Agency. 4. The enclosure constitutes the agreed upon consolidation of the various Lists and is forwarded for USCIBEC consideration at a special meeting to be held at 1000, Thursday, 11 August 1955, in Room 2E-687, Pentagon. USCIB: 9 .3/44 eclassified and a USCIB Ai'l'Ll'lULU [JUbUW1dtlo bUIHfitl'l CODE WORD MATERIAL mumu: VJ:A eOMIM'f' ettA-MMELS ONLY ursuant to E. 0. 1352 24

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Page 1: USCIB COMINT REQUIREMENTS LIST - NSA

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• •.rop srnr'ID:AS.,42

/\t-'PE1JD~o uoCtJiviLh Ls to ii 1A1rt USCIB: 9 .3/44 GODFHX;WR~ tr\T[fltNNT CllUINi:il3 Q}li:.¥

5 August 1955

~elm LTOP SECRET M»iORANDUM FOR THE MEMBERS OF USCIBEC:

Subject:

References:

USCIB CCMINT Requirements List.

(a) USCIB 9.3/41 dated 8 April 1955. (b) USCIB 9.3/39 dated 1 April 1955.

1. Pursuant to USCIB decision contained' in reference (a), USCIBEC continued its efforts along the lines set forth in paragraph 4 of reference ( b) •

2. It was agreed to proceed forthwith by having each member who so desired submit a CCMINT Requirements List with a view to effecting a marriage that would produce a single List that could be fitted within the framework of the National Intelligence objectives presented in DCID 4/4 of 14 December 1954.

3. The COMINT Requirements Lists referred to in paragraph 2 above were forwarded to an Ad Hoc Committee chaired by the Department of Defense member, consisting of representatives from the Departments of Army, Navy, Air Force, the Central Intelligence Agency and the National Security Agency.

4. The enclosure constitutes the agreed upon consolidation of the various Lists and is forwarded for USCIBEC consideration at a special meeting to be held at 1000, Thursday, 11 August 1955, in Room 2E-687, Pentagon.

USCIB: 9 .3/44

eclassified and a

USCIB

Ai'l'Ll'lULU [JUbUW1dtlo bUIHfitl'l

CODE WORD MATERIAL

mumu: VJ:A eOMIM'f' ettA-MMELS ONLY

ursuant to E. 0. 1352

24

Page 2: USCIB COMINT REQUIREMENTS LIST - NSA

e T()P ~8 July 1955

:MEMORANDUM FOR THE SECRETARY OF DEFENSE

SUBJECT: Guidance for COMl.NT Activities

REFERF.NCE: NSCJ.D-9, Revised, dated 29 December !952

In accordance with the reference, USCIB has reconsidered the needs

of its member departments and agencies for infonnation which may be de-

rived from CO}oUNT activities and has prepared a revised consolidated state­

ment o.r the objectives to which these activities should be directed. The

statement is contained in TAB A entitled "USCIB cmoJINT Objectives List. n

TAB A contains the

the mission or NSA and

to each Objective.

TAB B attached is

sources considered re!evant

listed.

to produce the int'ormation

TAB A in which the COMINT

Objectives and Requirements are

"""'.L..,;;F whose communications, by their content

their study, are considered most J.ike~

ed to fuli'ill a particular requirement.

The COMINT Objectives and Requirements are presented in order of their

importance based upon (1) the priority natii.ona.L objectives set forth in DCID

li/4, (2) the unique character of COMINT as a source of info:mation and (.3) the

value of this :lntomation in relation to intelligence from other sources. USCIS

has not attempted, however, to cover basic requir~ents for technical develop­

ment and continuity. It recognizes that NSA must provide for continuing .lmow-

. ledge of communications am comnunicationa security practices of nations and

national services not incl.uded in the COMJ.NT Objectives List. In addition,

USClB considers it imperati-a:e that the Director, NsA, in the a.1.location of

CCMlNT resources,, continue to provide for the close support of field and

theater mil.1.tary commanders to be effeptive instantly in time 01· need.

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'f()P SECRE'F

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TABB has been prepared with the intention that the Djrect.or, NSA

usa it as a guide in prepa.r:ing, and presenting to USCIB at a.n ea.rJ.y da.te,

a proposed j.mpleJnenting plan which will fake into accoun·t the technical

factors involved, his requiremen~s for technical .development and continuity, '

and his obligation to provide close CO~ITNT 'support to field commanders. It

is anticipated by USCJ.B that appr6val of an implementing plan mW ha'Ve the

effect of superseding TAB B.

ln recognition or the need for .f!e:d.bili ty in the guii;:tance roo chanismf

USClB considers that individual member departments and agencies should be

authorized to provide supplemental guidance to NSA in accordance w:i th the

principles and procedures out!ined in TAB c.

The Director, NSA. is USCIB at least annually

osed, the basic allocatio

of available arxl pro gra.nuned COMJNT res c- timated extent to which

they can be applied to accomplish t. and the additional

resources, if any,

mission.

USCIB recommends

as basic guidance for

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carry out his

this mmoor.andum and its attachments

the Uc So COMINr effort and forward

Securl ty Agency, for his impleme11ta.tion.

/i.1.LEN W. DULLES Chairman, USCJ.B

TOP SE€RE'f

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TAB A

CCMINT OBJEC'.t'l\TES LIST -PREFACE

The Objectives and Requireme.nts in the COMlNT Objectives List are in

pribri ty order so that. each entry in each column is considered more impor-

tant than those which follow it.

Insofar aa possible and reasonable, COMlNT production resources should

be directed to the accomplishment of the tasks in the order listed. It

should be noted that ail of the Objectives and Requirements are important

to U-S. planning, decision and action the allocation of some

resources.

The COl1J.NT Objectives have valid over a long

period of time, and to require li ttla, if

ories of information known

to It is

anticipated that occasional e Requirements may be necessary.

ctive or re'quirement does not determine

the of COVJNT i.nfonnation require innnedia. ta

reporting because nee to National Security or their value to

current diplomatic, governmental, and military operations, depends upon their

timely receipt. In those predictable instances where rapid handling of infor-

ma ti on is requ:l red, the COMJ. NT producer mil be advised through the supple-

mental. guidance mechanism. The members or USCIB appreciate, howeverJ that

they will be dependent in many instances on the judgment of the CG1INT pro-

ducer. for the selection of information that requires expeditious handling.

The absolute highest delivery precedence is to be given to information

concerning Soviet Bloc actions indicative 01" imm.1.nence of war, once it is

found as a result. 01· application of the pr:i.orl ties specii"ied by this J.ist.

Such ini'onnation is to be delivered i1mnediately and directly to all USCIB

consumers and to all other recipients to whom NSA is authorized to make

delivery.

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• Perishable information vital to current u.s. diplomatic; governmental

or military operations should also be reported with maxJl!lum feasible speed

~o the consumers primarily concerned, once such information is recognized

in any of the CCMlNT material being processed.

Note: The term Soviet Bloc as used in the listing is intended to

rooan USSR, the Eastern European Satellites, Col'tlmunist China, North Korea

and North Vietnam. , I

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USC In COMINT or.JhCTJV 1·:3 1.IST

COMINT OBJECTIVE

L To provide cum NT inform11.tion on SOV:tt"t m oc politico-·nilit;iry •t:i'.'a.teRiC

plans anrl. jnt('nt:i.om1, p:-irticul•1rly to initi:;itl'l hoEJtiliti"'·

COMINT Tieyuirements

a. USSR decision to l::i.nnch an attack on th(! cmtin<'ntal U.S.

b. USSR or Chinese Conmunist decision to launch an atbick on U.S

forces or U.S • .:i lli~s

c. count rie 11 to initiah

COl{[NT QB,J£CTIVE

2. To provide CCHINT 0oviet Ploc striki:nr; forces

capabJc or l~unchfog &in sttack on

p.,'lrticuhrly with regard to the

EO 3.3(h)(2) PL 86-36/50 USC 3605

COIUNT

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comNT 0 RJECTIVE

3. To providtJ COMINT infonnation on Soviet Bioc I

EO 3.3(h)(2) COMINr OBJECTIVm PL 86-36/50 USC 3605

4. To provide CCMINr information on those Soviet Bloo £orces

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GOMINT OBJECTIVE

5. To provide CCt·lU11' inf orm.n tion on Soviet Blocl

COMINI' OBJECT IVE ····• •.•.

6. To provide Soviet Blool

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Pace __ ;_: ·- 7·-·'T0P SE€RE'f

h)(2 ) 615 0 USC 3605

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COMINI' OBJECTIVE

7 • To provide 001.-Ul'lr inf om tion on the I ___ __. strengths and weaknesses of the Soviet Bloo.

COHIIIT Reguiremonts

COMINT OBJECT IVE

8. To provide COMINr infol'ID9.tion on those forces capable

of reinforcing Soviet Bloc/

E 3.3(h) PL 86-361

(2) 50 USC 3605

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OOMINI' OBJECT IVE:

9. To provide COMINI' inf orma ti on oc economy

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)(2) 150 USC 3605

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. CCMINT OBJECT IVE

'10. To provide COMJNl' information on Soviet Blool

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Paec_Lc:>i_J_P11.r,es

TOP SECRET

2) ~a USC 3605

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• Tl\~ #Q?l97@4f6 EO 3.3(h)(2) TUr----fJ DU-'-'-~~ PL 86-36/50 use 3605

OCMINI' OBJECT lVE

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REF ID:A57242 TABB

tSCIB COMINr somcm r.m.r

The Preface to the COMmr Objectives List applies to this Sotlrce List. The following additional info..""lllation should also.

be considered.

The COMINr Sources are categorized as Primary or Ancillary. Primary Sources are those now believed to be the principil

sources from which int:orma. tion might be obta.iilBd to sat Ancillary Sources are those which may produce

information to supplement that obtained from the Pr"""l" _.,,

The folloving points should be noted in app

a. In general, the priority at the collection Source is set by its

first appearance s.s a Primary" Source. However, where the Obj c rements associated with that initial Primary

Source list~ng do not re·.:iuire collection or av ble from the Source, the priority of effort

as Primary Sources take priority in the order of their listing, but after Pr ces.

b. The priority for publ:i.cation of' any item of infomation from any S is determined by the Object~ve or Require-

:-.snt to which it relat::1s, am irrespective or the position of the Source on the List. It is intended that only that information

which relates to liated Objectives and Bequirements will normally be published.

Note: The term Soviet Bloc as used in the listing is intel'.lded to :mean USSR, the Ea.stern European Satellites, Communist China,

North Korea and North Vietnam. ----

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REF ID:A57242 USCIB CCXD;'T C~JLC!IV~ LIST

COMINT OFJECTIVE

1. To prorl.de CGi-fi:wf inrol"liia:tion oµ Sorlet. :sloe politieo-u.ilit.ary at:ra.tegic

pl.ans and intentions, particularly to i:rltiilte hosti.litjes.

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CO:·:::Jl!' .:OURC.ES

EO 3.3(h)(2) · PL 86-36/50 USC 3605 D • - n:iarv

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CO}'.INT OBJ;CTIVE REF ID:A57242

2. To provide CO.MINT infonnation on Soviet Bloc striking forces

(i.e., those forces disposed for and capable of launching an attack on

the U.S., its forces or its allies) particularly with regard to the

initia. tion of hostilities.

CCIUNT Requirements

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Same as for Objective 1 plus the following:

EO 3.3(h)(2) PL86-36/50 USC 3605

Pri.rr.arz

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REF ID:A57242 d. Capabilities, plans and intentions of the U3SR to attack U.S.

forces or allies in the Westem Hem:isphere.

e. Capabilities, plam B1'ld intentioM of the Sov:iet Bloc ili.rm.!d

forces to attack U.S. forces or a.l~ies ... I __________ ___.

Ca;J. !lilitie s, plam and intentions of the Soviet Bloc.to attack

U • .:l • .:.'orces er 1Jlies ... I _____________ _.

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·Eo 3.3(h)(2) PL 86-36/50 USC 3605

Sa·"l! as for Ret:uireilent s 2a, \b and c.

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3. 3 !hi I 2 I PL 86-36/50 USC 3605

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REF ID:A57242 CQ)JTh'T O BTECTIVE

,:3. To provide COMINT information on Soviet Bloc develop:nent,

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Eo 3 . 3 I h I I 2 I PL 86-36/50 USC 3605

Same as fer Objective l plus the following:

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3. 3 !hi I 2 I PL 86-36/50 USC 3605 . .,

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PL 86-36/50 USC 3605

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COMINI' OBJECT IVE

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OOM!NT OBJECTIVE

5. To provide CCMII'lr information on Soviet Bloc inter-

national policy

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OOMmr OBJECTIVE"

6. To provide Soviet Bloo

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3. 3 !hi I 2 I PL 86-36/50 USC 3605

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OOMINr OBJECTIVE

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. 3. 3 !hi I 2 I

PL 86-36/50 USC 3605

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3. 3 !hi I 2 I PL 86-36/50 USC 3605

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COMI!lr OBJEOTlVE REF ID:A57242

9. To provide COMINr inrortlB. tion on Soviet Bloc econOiey"

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EO 3. 3 I h I I 2 I PL 86-36/50 USC 3605

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CCMINT OBJECT 1VE

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EO 3. 3 I h I I 2 I PL 86-36/50 USC 3605

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COMINr OBJECTIVE

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• TAB 0

PRINCIPLES AND PROCEDURES FOR SUPPLEMENTAL GUIDANCE

PRINCIPLES

1. SUpplemental guidance must be cohs,istent with the C<JUNT Objectives

Listt and be Within the limits established by the approved Implementing Plan.

2. The primary purpose of Supplemental Gui.dance is to facilitate iden•

tii'ication and production by the National Security Agency of that CCMINT

information which best satieties each listed CQUNT objective or require-

ment.

r "

3. Supplemental guidance will be, ~n main, in the .form ot supple­

mentary or amplifying details about the th long term and short tam,

of USCIB agencies £or information to ~u~e n fUl.t'illment 01· the COMINT

Objectives Li.st. Such details will ~ated and furnished by the

interested members o! USCIB, bo ~ !ly and collectively; and either

re.Lated to priori

Agency tor advice

vide supplemental guidance must be

he USClB agencies for specific in.formation

.nts; and to the needs of the Nationa.L Security

terpretation and clarification o!t basic guidance.

S. Coordination or supplemental guidance among the USCIB agencies is

essential in those cases where two or rnore agencies have a common interest

in the in1'ormation which might be produced in 1"0sponse to a listed COMl.NT

Requirement. Provision must be made to facilitate such coordination.

6. USClB empowers USCIBEC to act authoritative!y on mat~ers or supple-

mental guidance.

PROCEDURES

7. Supplemental guidance may be prepared :individually or collectively

by the interested members of USCIB. Supplemental guidance shall be prepared

in writing to the extent feasible an:i shal.l be related directJ.y to tbe COMINT

Objectives List. Written statements of long-term supplemental guidance shall

be approved by USCI.BEC prior to subrni ssion to NSA.

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• 8. Each member of USClB should designate an individual empowered to

act in his name in matters of consumer-producer relations concerning supple-

mental guidance •.

9. The NSA repreaentative for supplemental guidance matters, in conduct...

ing his business, should deal with s:illl:ilar .Ly accredited representatives ei that'

individually or collectively, at his discretion; keep a full record of aJ.1

such transactions available to all representatives designated in accordance

with paracraph 8, above, and if' unab!e to resolve a matter of supplemental

guidance to his own and to their aatis1·actio refer it directly to USCIBEC

£or immediate consideration.

10. Accredited representatives, ad with tm action 01' the

Director, should have the

able to arrj,ve at a unanimous

guidance in the space o.1' one meeting,,

dled in accordance with the procedure set forth

in paragraph 7 0£ USCIB l.I'ective #2.

12. Any supplemental guidance which would necessitate a significant

reallocation o.r resources from that approved in the Implementing Plan must

be treated as a change in basic guidance, must be approved by USCIB,, and

forwarded as a change to the basic guidance.

13. In those cases where USCIBEC approves unanimously or an item of I

supplemental guidance wh:i.ch would reqm.re a signii'icant real.location of

COMINT resources, and specifically designates it as being of emergency nature,

it is empowered to deliver it to NSA in advance or USClB consideration, and

NSA to act upon it in advance of its inclusion in the basic guidance.

14. Any NSA reallocat.ion of COMlNT facilities reflect.ing a significant

change to the approved J.mplementing Plan is to be reported to USClB by NSA,

whether the change results from a modification in the basic guidance or •

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Page 43: USCIB COMINT REQUIREMENTS LIST - NSA

• rosults from technical COONT considerations. NSA is not required to

report changes in, allocation not reflecting a sigt'l~"icant change in the

Implementing Plan to USCIB, except in summary in its annual report. Any

individual member agency, of course, is authorized to raise such changes

for conGideration in USClB as it sees fit.

15. The Director, NSA may carry out chanees in the NSA Implementing

Plan in advance of their consideration by USClB when time does not permit

prior consideration by USCIB.

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