u.s. district court district of maryland...

US District Court Civil Docket as of 02/21/2007 Retrieved from the court on Friday, February 23, 2007

U.S. District Court District of Maryland (Baltimore)

CIVIL DOCKET FOR CASE #: 1:04-md-15863-JFM

In re: Alger, Columbia, Janus, MFS, One Group, Putnam, Allianz Dresdner Assigned to: Judge J. Frederick Motz Lead case: 1:04-md-15861-CCB Member cases: 1:04-cv-00804-JFM 1:04-cv-00909-JFM 1:04-cv-00932-JFM 1:04-cv-00933-JFM 1:04-cv-00934-JFM 1:04-cv-00935-JFM 1:04-md-15862-AMD 1:04-md-15863-JFM 1:04-md-15864-JFM 1:04-cv-01296-JFM 1:04-cv-01298-JFM 1:04-cv-01299-JFM 1:04-cv-01301-JFM 1:04-cv-01302-JFM 1:04-cv-01308-JFM 1:04-cv-01309-JFM 1:04-cv-01312-JFM 1:04-cv-01313-JFM 1:04-cv-01314-JFM 1:04-cv-01455-JFM 1:04-cv-01623-JFM 1:04-cv-02283-JFM 1:04-cv-02285-JFM 1:04-cv-02286-JFM 1:04-cv-02287-JFM 1:05-cv-02875-JFM Case in other court: USCA, 06-01789 USCA, 06-01790

Date Filed: 04/09/2004 Jury Demand: Both

Plaintiff

A Plaintiff represented by Christopher S Hinton Wolf Haldenstein Adler Freeman and Herz LLP 270 Madison Ave New York, NY 10016 12125454663 Fax: 12125454653 LEAD ATTORNEY ATTORNEY TO BE NOTICED Alan Schulman Bernstein Litowitz Berger and Grossmann LLP 12481 High Bluff Dr Ste 300 San Diego, CA 92130 18587930070 Fax: 18587930323 Email: [email protected] TERMINATED: 11/15/2006 ATTORNEY TO BE NOTICED Daniel Arlen Sloane, III Hillyard Wahlberg Kudla and Sloane LLP 5445 DTC Pkwy Ste 750 Englewood, CO 80111 13035715302 Fax: 13035711806 Email: [email protected] ATTORNEY TO BE NOTICED David James Schaffer Titus Hillis and Reynolds PC 15 E Fifth St Ste 2750 Tulsa, OK 74103 19185876800 Fax: 19185876822 ATTORNEY TO BE NOTICED Heather Marla Tashman Schiffrin and Barroway LLP 280 King of Prussia Rd Radnor, PA 19087 16106677706 Fax: 16106677056 ATTORNEY TO BE NOTICED Michelle M Backes Schiffrin and Barroway LLP 280 King of Prussia Rd Radnor, PA 19087 16106677706 Fax: 16106677056

Email: [email protected] ATTORNEY TO BE NOTICED Ray Thompson Hillis Titus Hillis and Reynolds PC 15 E Fifth St Ste 2750 Tulsa, OK 74103 19185876800 Fax: 19185876822 Email: [email protected] ATTORNEY TO BE NOTICED Alice McInerney Kirby McInerney and Squire 830 Third Ave New York, NY 10022 12123716600 Fax: 12127512540 Email: [email protected] ATTORNEY TO BE NOTICED Andrew Steven Friedman Bonnett Fairbourn Friedman and Balint PC 2901 N Central Ste 1000 Phoenix, AZ 85012 16027765902 Fax: 16022741199 Email: [email protected] ATTORNEY TO BE NOTICED Barbara Z Blumenthal Hoffman Reilly Pozner and Williamson 511 16th St Ste 700 Denver, CO 80202 13038936100 Fax: 13038936110 ATTORNEY TO BE NOTICED Brian Barry Law Office of Brian Barry 1081 Avenue of the Stars Ste 307 Los Angeles, CA 90067 13107880831 Fax: 13107880841 Email: [email protected] ATTORNEY TO BE NOTICED Bruce L Simon Cotchett Pitre Simon and McCarthy 840 Malcolm Rd Ste 200

Burlingame, CA 94010 16506976000 Fax: 16506970577 Email: [email protected] ATTORNEY TO BE NOTICED Carol Valerie Gilden Much Shelist Freed Denenberg Ament Bell and Rubenstein 191 N Wacker Ste 1800 Chicago, IL 60606 13125212403 Fax: 13125212100 Email: [email protected] ATTORNEY TO BE NOTICED Chet Barry Waldman Wolf Popper LLP 845 Third Ave New York, NY 10022 12124519624 Fax: 12124862093 Email: [email protected] ATTORNEY TO BE NOTICED Christine Marie Fox Kaplan Fox LLP 805 Third Ave 22nd Fl New York, NY 10022 12126871980 Fax: 12126877714 Email: [email protected] ATTORNEY TO BE NOTICED Conor R Crowley Much Shelist Freed Denenberg Ament and Rubenstein PC 191 N Wacker Dr Ste 1800 Chicago, IL 60606 13125212725 Fax: 13125212100 ATTORNEY TO BE NOTICED Daniel P Chiplock Lieff Cabraser Heimann and Bernstein LLP 780 Third Ave 48th Fl New York, NY 10017-2024 12123559500 Fax: 12123559592 Email: [email protected]

ATTORNEY TO BE NOTICED David J Bershad Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz 49th Fl New York, NY 10119-0165 12125945300 Fax: 12128681229 Email: [email protected] TERMINATED: 04/19/2006 ATTORNEY TO BE NOTICED Deborah Clark Weintraub Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz New York, NY 10019-0165 12125945300 Fax: 12128681229 Email: [email protected] TERMINATED: 08/16/2006 ATTORNEY TO BE NOTICED Debra Jean Wyman Lerach Coughlin Stoia Geller Rudman and Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 16192311058 Fax: 16192317423 Email: [email protected] ATTORNEY TO BE NOTICED Demet Basar Wolf Haldenstein Adler Freeman and Herz LLP 270 Madison Ave New York, NY 10001 12125454664 Fax: 12125454677 Email: [email protected] ATTORNEY TO BE NOTICED Denise Davis Schwartzman Chimicles and Tikellis LLP 361 W Lancaster Ave Haverford, PA 19041 16106428500 Fax: 16106493633 Email: [email protected]

ATTORNEY TO BE NOTICED Elizabeth H Cronise Lieff Cabraser Heimann and Bernstein LLP 780 Third Ave 48th Fl New York, NY 10017-2024 12123559500 ATTORNEY TO BE NOTICED Eric Lawrence Zagar Schiffrin and Barroway LLP Three Bala Plaza East Ste 400 Bala Cynwyd, PA 19004 16106677706 Fax: 16106677056 Email: [email protected] ATTORNEY TO BE NOTICED Gary B O Connor Drubner Hartley and O Connor LLC 500 Chase Pkwy Waterbury, CT 06708 12037538966 Fax: 12037536373 Email: [email protected] ATTORNEY TO BE NOTICED Gregg M Fishbein Lockridge Grindal Nauen PLLP 100 Washington Ave South Ste 2200 Minneapolis, MN 55401 16123396900 Fax: 16123390981 Email: [email protected] ATTORNEY TO BE NOTICED H Adam Prussin Pomerantz Haudek Block Grossman and Gross LLP 100 Park Ave 26th Fl New York, NY 10017-5516 12126611100 Fax: 12126618665 Email: [email protected] ATTORNEY TO BE NOTICED Henry A Cirillo The Furth Firm LLP 225 Bush St 15th Fl San Francisco, CA 94104

14154332070 Fax: 14109822076 Email: [email protected] ATTORNEY TO BE NOTICED Henry Rosen Lerach Coughlin Stoia Geller Rudman and Robbins LLP 401 B St Ste 1700 San Diego, CA 92101 16192311058 Fax: 16192317423 Email: [email protected] ATTORNEY TO BE NOTICED Ira Michael Press Kirby McInerney and Squire LLP 830 Third Ave 10th Fl New York, NY 10022 12123172300 Fax: 12127512540 Email: [email protected] ATTORNEY TO BE NOTICED James E Hartley, Jr Drubner Hartley and OConnor LLC 500 Chase Pkwy Waterbury, CT 06708 12035976314 Fax: 12036737353 Email: [email protected] ATTORNEY TO BE NOTICED Jeffrey Harold Squire Kirby McInerney and Squire LLP 830 Third Ave New York, NY 10022 12123716600 Fax: 12127512540 ATTORNEY TO BE NOTICED Jerald Bien Willner Bernstein Litowitz Berger and Grossman LLP 12481 High Bluff Dr Ste 300 San Diego, CA 92130 18587930070 Fax: 18587930323 Email: [email protected] ATTORNEY TO BE NOTICED

Joel B Strauss Kaplan Fox and Kilsheimer LLP 805 Third Ave New York, NY 10022 12126871980 Fax: 12126877714 Email: [email protected] ATTORNEY TO BE NOTICED John Kevin Grant Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street, Suite 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-4534 Email: [email protected] ATTORNEY TO BE NOTICED John Halebian Lovell Stewart Halebian LLP 500 Fifth Ave 58th Fl New York, NY 10110 12126081900 Fax: 12127194677 Email: [email protected] ATTORNEY TO BE NOTICED John Bucher Isbister Tydings and Rosenberg LLP 100 E Pratt St 26th Fl Baltimore, MD 21202 14107529714 Fax: 14107275460 Email: [email protected] ATTORNEY TO BE NOTICED John Erik Sandstedt Bernstein Litowitz Berger and Grossman LLP 1285 Avenue of the Americas 38th Fl New York, NY 10019 12125541400 Fax: 12125541444 ATTORNEY TO BE NOTICED Joseph Fonti Bernstein Litowitz Berger and Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 12125541400

Fax: 12125541444 Email: [email protected] ATTORNEY TO BE NOTICED Joseph J Zonies Kritzer Zonies LLC 140 E 19th Ave Third Fl Denver, CO 80203-1013 13033931111 Fax: 13033942719 Email: [email protected] ATTORNEY TO BE NOTICED Julie McCurdy Williamson Hoffman Reilly Pozner and Williamson LLP 511 16th St Ste 700 Denver, CO 80202 13038936100 Fax: 13038936110 Email: [email protected] TERMINATED: 10/12/2005 ATTORNEY TO BE NOTICED Karen L Morris Morris and Morris LLC Counselors At Law 4001 Kennett Pike Ste 300 Wilmington, DE 19807 13024260400 Fax: 13014260406 Email: [email protected] ATTORNEY TO BE NOTICED Karen Hanson Riebel Lockridge Grindal Nauen 100 Washington Ave S Ste 2200 Minneapolis, MN 55401-2179 16123396900 Email: [email protected] ATTORNEY TO BE NOTICED Kim E Levy Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz New York, NY 10119-0165 12125945300 Fax: 12128681229 Email: [email protected] TERMINATED: 04/19/2006 ATTORNEY TO BE NOTICED

Klari Neuwelt Law Office of Klari Neuwelt 110 E 59th St 29th Fl New York, NY 10022 12125938800 Fax: 12125939131 Email: [email protected] ATTORNEY TO BE NOTICED Mark C Molumphy Cotchett Pitre Simon and McCarthy 840 Malcolm Rd Ste 200 Burlingame, CA 94010 16506976000 Fax: 16506970577 Email: [email protected] ATTORNEY TO BE NOTICED Mark Carl Rifkin Wolf Haldenstein Adler Freeman and Herz LLP 270 Madison Ave 10th Fl New York, NY 10016 12125454600 Fax: 12125454653 Email: [email protected] ATTORNEY TO BE NOTICED Marshall N Perkins Brower Piven A Professional Corporation The World Trade Center 401 E Pratt St Ste 2525 Baltimore, MD 21202 14103320030 Fax: 14106851300 Email: [email protected] ATTORNEY TO BE NOTICED Max W Berger Bernstein Litowitz Berger and Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 12125541400 Fax: 12125541499 ATTORNEY TO BE NOTICED Nicholas E Chimicles Chimicles and Tikellis LLP 361 W Lancaster Ave Haverford, PA 84058

16106428500 Fax: 16106493633 Email: [email protected] ATTORNEY TO BE NOTICED Peter Edwards Seidman, Sr Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz New York, NY 10119-0165 12125945300 Fax: 12122734334 Email: [email protected] TERMINATED: 04/19/2006 ATTORNEY TO BE NOTICED Richard M Heimann Lieff Cabraser Heimann and Bernstein Embarcadero Center West 275 Battery St 30th Fl San Francisco, CA 94111 14159561000 Fax: 14159561008 Email: [email protected] ATTORNEY TO BE NOTICED Richard A Lockridge Lockridge Grindal Nauen PLLP 100 Washington Ave South Ste 2200 Minneapolis, MN 55401-2179 16123396900 Fax: 16123390981 Email: [email protected] ATTORNEY TO BE NOTICED Robert Gerard Eisler Lieff Cabraser Heimann and Bernstein LLP 780 Third Ave New York, NY 10017-2024 12123559500 Fax: 12123559592 Email: [email protected] ATTORNEY TO BE NOTICED Robert S Gans Bernstein Litowitz Berger and Grossmann LLP 12481 High Bluff Dr Ste 300 San Diego, CA 92130 18587930070 Fax: 18587930323 Email: [email protected]

TERMINATED: 11/15/2006 ATTORNEY TO BE NOTICED Ronen Sarraf Pomerantz Haudek Block Grossman and Gross LLP 100 Park Ave New York, NY 10017-5516 12126611100 Fax: 12126618665 ATTORNEY TO BE NOTICED Stanley M Grossman Pomerantz Haudek Block Grossman and Gross LLP 100 Park Ave 26th Fl New York, NY 10017 12126611100 Fax: 12126618665 Email: [email protected] ATTORNEY TO BE NOTICED Steven E Fineman Lieff Cabraser Heimann and Bernstein LLP 780 Third Ave 48th Fl New York, NY 10017-2024 12123559500 Fax: 12123559592 Email: [email protected] ATTORNEY TO BE NOTICED Thomas Edmond Glynn Lerach Coughlin Stoia Geller Rudman and Robbins LLP 401 B St Ste 1700 San Diego, CA 92101 16192311058 Fax: 16192317423 ATTORNEY TO BE NOTICED Timothy Alan DeLange Bernstein Litowitz Berger and Grossman 12481 High Bluff Dr Ste 300 San Diego, CA 92130 18587930070 Fax: 18587930323 Email: [email protected] ATTORNEY TO BE NOTICED Timothy Newlyn Mathews

Chimicles and Tikellis LLP 361 W Lancaster Ave Haverford, PA 19041 16106428500 Fax: 16106493633 Email: [email protected] ATTORNEY TO BE NOTICED William C Sammons Tydings and Rosenberg LLP 100 E Pratt St 26th Fl Baltimore, MD 21202 14107529700 Fax: 14107275460 Email: [email protected] ATTORNEY TO BE NOTICED William F Sheehan Goodwin Procter LLP 1800 Massachusetts Ave NW Washington, DC 20036 12028282083 Fax: 12028282195 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Julie Parisi represented by Jeffrey S Kruske Law Office of Jeffrey S Kruske 8000 Foster Overland Park, KS 66204 19136483220 ext 3032 Fax: 19136485875 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Mike Sayegh

Plaintiff

Jackie Williams represented by Deborah Clark Weintraub (See above for address) LEAD ATTORNEY Sanford Paul Dumain Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz

New York, NY 10119 12125945300 Fax: 12128681229 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Kim E Levy (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Cynthia Puleo represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

City of Chicago Deferred Compensation Plan

represented by Adam Henry Wierzbowski Bernstein Litowitz Berger and Grossman LLP 1285 Avenue of the Americas New York, NY 10019 12125541400 Fax: 12125541444 Email: [email protected] ATTORNEY TO BE NOTICED Robert S Gans (See above for address) TERMINATED: 11/15/2006 ATTORNEY TO BE NOTICED William C Fredericks Bernstein Litowitz Berger and Grossman LLP 1285 Avenue of the Americas New York, NY 10019 12125541400 Fax: 12125541444 Email: [email protected] ATTORNEY TO BE NOTICED Alan Schulman (See above for address) TERMINATED: 11/15/2006 ATTORNEY TO BE NOTICED

Plaintiff

Joanna Adams represented by Thomas James McKenna

Gainey and McKenna 485 Fifth Ave Third Fl New York, NY 10017 12129831300 Fax: 12129830383 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Roger Kelso

Plaintiff

Kathleen Fitzgerald

Plaintiff

Gerald Born represented by Eric Lawrence Zagar (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Donna Gaffney represented by Eric Lawrence Zagar (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John Vining represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Joseph Cordani represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Barbara Cordani represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

James Laufer represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Harry Schipper represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

David Grant represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jonathan Clain represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

David Armetta represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Grace Nugent represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

George Slabe as Custodian for Jo D. Slabe UGMA

represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Morris Sutton represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mayor Sutton represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Pamela Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Virginia Wilcox represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Edward Segel represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Iris Segel represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Brad Smith represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Harold Beardsley represented by Mark Carl Rifkin

(See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Irving J. Chasen represented by Deborah R Gross Law Office of Bernard M Gross PC John Wanamaker Bldg Ste 450 Juniper and Market Sts 100 Penn Square East Philadelphia, PA 19107 12155613600 Fax: 12155613000 Email: [email protected] ATTORNEY TO BE NOTICED Karen L Morris (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Gustavo Bruckner represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Edward Casey represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jean Stigas represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lawrence A. Stigas represented by H Adam Prussin (See above for address)

ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Dina Rozenbaum represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mark Schwartz represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Boris Fieldman represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Simon Denenberg represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Tina Gobillat represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Katherine Clark represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

David Shaev represented by H Adam Prussin


Plaintiff

Zachary Alan Starr represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John E. Morrissey represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Harry Jacobs represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John Hammerslaugh represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Jeremy Alan Lieberman Pomerantz Haudek Block Grossman and Gross 100 Park Ave New York, NY 10012 12126611100 Fax: 12126618665 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Tina Casey represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Diane Hutto represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Warren Pinchuck represented by Karen L Morris (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John Joseph Gillis represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Julian Rose Gillis represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mark Snyder represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Warren Sherman represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jerry Huang represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Datren Williams f/u/b/o Ledelous Little

represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Datren Williams represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Maloon Powers Pitre & Higgins, represented by Bruce L Simon

LLC (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark C Molumphy (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

First Derivative Traders On Behalf of Itself and All Others Similarly Situated

represented by Ira Michael Press (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Kliel Rose represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Miranda Zuber represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Jeremy Alan Lieberman (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Michelle Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lisa Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Kenneth Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

James W. Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Steven weigand represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Evon Yameen represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lori N. Wiswell represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Helen Wasserman represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

William Walsh represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Harriet Surks represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Glenn Silva represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Aurora Santos represented by H Adam Prussin


Plaintiff

Giacoma Ruggeri represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

George E. Pliska represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Edward Newman represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mary G. Naples represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Edward L. Murphy, Sr. represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Debora J. McLaughlin represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Teresa M. Meehan represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Michael J. Meehan represented by H Adam Prussin (See above for address)

ATTORNEY TO BE NOTICED

Plaintiff

Craig J. McLaughlin represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Joseph P. McDonough represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Howard W. Mathews represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Paolo LaFrancesca represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Todd Klein represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Peter Kavaler represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Antonio Ioakim represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Scott Howe represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

William John Glebus, Jr. represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Norma Dweck represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Ann Schneps Dubin represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John H. Diamond, Jr. represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Elise M. Diamond represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Brian Clark represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Alisa Brown represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Leon Brazin represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lorraine Blacker represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Raquel Benun represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Thomas F. Bednarek represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Doris Banas represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John Asseta represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Anthony Antoniello represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Simon J. Denenberg represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Edward I. Segel represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Gail Craven represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

John K. Clement represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Joanne S. Baseman represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Seth B. Marks represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Roger Bailey represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Michael Lipstein represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

James E. Schultz represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Rhonda Vladimir represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Robert K. Finnell represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Sherry Chait represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Gerald Chait represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mei Hung represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jason Hung represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Gloria Steinberg represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Robin Resnick represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Doreen Duke represented by Nicholas E Chimicles


Plaintiff

Lauri C. Bader represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Sylvia Volin represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

George Tsetsekos represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Sharon Gaines represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Michael Gaines represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Erik P. Gagnon represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mark J. Keane represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Reiko Gagnon represented by Nicholas E Chimicles (See above for address)


Plaintiff

Katharine Clark represented by Nicholas E Chimicles (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund on behalf of all others similarly situated

represented by James Weber Oliver Lerach Coughlin Stoia and Robbins LLP 100 Pine St Ste 2600 San Francisco, CA 94111 14152884545 Fax: 14152884534 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED John Kevin Grant (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

City of Lakeland Employees Pension Fund on behalf of all others similarly situated

represented by James Weber Oliver (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Kevin Grant (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Chemical Valley Pension Fund of West Virginia on behalf of all others similarly situated

represented by James Weber Oliver (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Kevin Grant (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

1199 SEIU Greater New York Pension Fund

represented by James Weber Oliver (See above for address)

on behalf of all others similarly situated

LEAD ATTORNEY ATTORNEY TO BE NOTICED John Kevin Grant (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lead Class Counsel for the One Group Subtrack 04-629

represented by Kim E Levy (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Linda B Parker 04-629

represented by Clifford S Goodstein Milberg Weiss Bershad and Schulman LLP One Pennsylvania Plz New York, NY 10119 12126318624 Fax: 12122734380 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Sanford Paul Dumain (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Heather Marla Tashman (See above for address) ATTORNEY TO BE NOTICED Kim E Levy (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lead Class Counsel for the Columbia Subtrack 04-1763

represented by Kim E Levy (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Additional Class Counsel for the Putnam Subtrack 04cv00560

represented by Deborah Clark Weintraub (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Joseph Shanis 04cv00560

represented by Deborah Clark Weintraub (See above for address) ATTORNEY TO BE NOTICED Lawrence Deutsch Berger and Montague 1622 Locust St Philadelphia, PA 19103 12158753062 Fax: 12158754674 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Lead Class Counsel for the Putnam Subtrack 04cv00560

represented by Deborah Clark Weintraub (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Lead Plaintiff Ohio Tuition Trust Authority 04cv00560

represented by Clifford S Goodstein (See above for address) TERMINATED: 06/08/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Stanley M Chesley Waite Schneider Bayless and ChesleyCo LPA 1513 Fourth and Vine Tower Cincinnati, OH 45205 15136210267 Fax: 15133812375 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Cummins Waite Schneider Bayless and Chesley Co LPA 1513 Fourth and Vine Tower Cincinnati, OH 45205 15136210267 Fax: 15133812375 Email: [email protected] ATTORNEY TO BE NOTICED Robert Heuck, II

Waite Schneider Bayless and Chesley Co LPA 1513 Fourth and Vine Tower Cincinnati, OH 45202 15136210267 Fax: 15133812375 Email: [email protected] ATTORNEY TO BE NOTICED Deborah Clark Weintraub (See above for address) TERMINATED: 06/08/2006 ATTORNEY TO BE NOTICED

Plaintiff

Delon Brown represented by Robert Ira Harwood Harwood Feffer LLP 488 Madison Ave Ste 801 New York, NY 10022 12129357400 Fax: 12127533630 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Anita Walker represented by Samuel Kenneth Rosen Weschler Harwood Halebian and Feffer LLP 488 Madison Ave New York, NY 10022 12129357400 Fax: 12127533630 Email: [email protected] ATTORNEY TO BE NOTICED Robert Ira Harwood (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Barbara Walsh represented by Samuel Kenneth Rosen (See above for address) ATTORNEY TO BE NOTICED Robert Ira Harwood (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Ira Newman represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Richard Befort represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

., Robert Rubin represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jack McBride represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Anil Kapoor represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Donna Alexander represented by Mark Carl Rifkin (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jessica Corbett represented by Samuel Kenneth Rosen (See above for address) ATTORNEY TO BE NOTICED Robert Ira Harwood (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

David L. Harris

Plaintiff

Janet Befort

Plaintiff

Combined Welfare Fund represented by Chet Barry Waldman (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Steven Burda

Plaintiff

Nitika Mehta represented by Robert L King Swedlow and King 701 Market St Ste 350 St. Louis, MO 63101 13146214002 Fax: 13146212586 LEAD ATTORNEY ATTORNEY TO BE NOTICED George A Zelcs Korein Tillery 70 W Madison St Ste 660 Chicago, IL 60602 13126419760 Fax: 13126479751 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Matthew Wiggenhorn individually and on behalf of all others similarly situated

represented by George A Zelcs (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert L King (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Edmund Woodbury represented by Robert L King (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Craig Wangberger represented by Samuel Kenneth Rosen (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

City of Chicago Deferred Compensation Plan

represented by C Chad Johnson Bernstein Litowitz Berger and Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 12125541400 Fax: 12125541444 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Defered Compensation Plan for Employees of Nassau County

Plaintiff

Philip L. Erickson

Plaintiff

Ohio Tuition Trust Authority represented by Stanley M Chesley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Stephen J. Friedman represented by Clifford S Goodstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Sanford Paul Dumain (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Lead Class Plaintiffs

Plaintiff

Deborah Clark-Weintraub represented by Deborah Clark-Weintraub PRO SE

Plaintiff

Paula Beals represented by Robert L King (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

A Defendant TERMINATED: 10/06/2006

represented by Adam B Rowland Swidler Berlin Shereff Friedman LLP The Chrysler Bldg 405 Lexington Ave New York, NY 10174 12128919230 Fax: 12128919519 TERMINATED: 02/03/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED David Stanley Frankel Kramer Levin Naftalis and Frankel LLP 1177 Avenue of the Americas New York, NY 10036 12127159221 Fax: 12127158000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David A Jones Akin Gump Strauss Hauer and Feld LLP 300 Convent Ste 1500 San Antonio, TX 78205 12102817281 Fax: 12102242035 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary Philip Naftalis

Kramer Levin Naftalis and Frankel LLP 1177 Avenue of the Americas New York, NY 10036 12127159253 Fax: 12127159238 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Allen Rabinowitz Neal Gerber and Eisenberg LLP Two N LaSalle St Ste 2200 Chicago, IL 60602 13122698083 Fax: 13124293555 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert J Jossen Swidler Berlin Shereff Friedman LLP The Chrysler Bldg 405 Lexington Ave New York, NY 10174 12128919304 Fax: 12128919225 TERMINATED: 02/03/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Lee Sorkin Akin Gump Strauss Hauer and Feld LLP 300 Convent St Ste 1500 San Antonio, TX 78205 12102817003 Fax: 12102242035 Email: [email protected] TERMINATED: 12/06/2006 ATTORNEY TO BE NOTICED Karen Idra Kaiser Cahill Gordon and Reindel LLP 80 Pine St New York, NY 10005 12127013389 Fax: 12122695420 TERMINATED: 08/11/2005 Matthew P Eastus O'Melveny and Myers LLP 400 S Hope St 15th Fl

Los Angeles, CA 90071 12134306000 Fax: 12134306407 Email: [email protected] ATTORNEY TO BE NOTICED Andrew Santo Tulumello Gibson Dunn and Crutcher LLP 1050 Connecticut Ave NW Ste 300 Washington, DC 20036-5306 12029558657 Fax: 12024670539 Email: [email protected] ATTORNEY TO BE NOTICED Arthur S Linker Katten Muchin Rosenman LLP 575 Madison Ave New York, NY 10022-2585 12129407007 Fax: 12129407134 Email: [email protected] ATTORNEY TO BE NOTICED Breon S Peace Cleary Gottlieb Steen and Hamilton One Liberty Plz New York, NY 10006 12122252059 Fax: 12122253999 Email: [email protected] ATTORNEY TO BE NOTICED Brian J Masternak Warner Norcross and Judd LLP 900 Fifth Third Cntr 111 Lyon St NW Grand Rapids, MI 49503-2487 16167522205 Fax: 16162222205 Email: [email protected] TERMINATED: 05/05/2005 ATTORNEY TO BE NOTICED Christopher MacNeil Murphy McDermott Will and Emery 227 W Monroe St Chicago, IL 60606 13129843607 Fax: 13129842099

Email: [email protected] ATTORNEY TO BE NOTICED Colby Bruno Sullivan and Worcester LLP One Post Office Sq Boston, MA 02109 16173382487 Fax: 16173382880 Email: [email protected] TERMINATED: 09/01/2004 ATTORNEY TO BE NOTICED Daniel Roy Gravelyn Warner Cross and Judd LLP 111 Lyon St NW Ste 900 Grand Rapids, MI 49503-2487 16167522160 Fax: 16162222160 Email: [email protected] TERMINATED: 05/05/2005 ATTORNEY TO BE NOTICED Daniel Joseph Hayes Bell Boyd and Lloyd LLC 70 W Madison St Chicago, IL 60602 13128074355 Fax: 13128278096 Email: [email protected] ATTORNEY TO BE NOTICED Daniel J Kramer Paul Weiss Rifkind Wharton and Garrison LLP 1285 Avenue of the Americas New York, NY 10019-6064 12123733020 Fax: 12124920020 Email: [email protected] ATTORNEY TO BE NOTICED Daniel A Pollack Pollack and Kaminsky 114 W 47th St Ste 1900 New York, NY 10036 12125754700 Fax: 12125756560 Email: [email protected] ATTORNEY TO BE NOTICED

David Clarke, Jr DLA Piper US LLP 1200 19th St NW Washington, DC 20036 12028613900 Fax: 12022232085 Email: [email protected] ATTORNEY TO BE NOTICED David Adam Kotler Dechert LLP Princetone Pike Corporate Center PO Box 5218 Princeton, NJ 08543 16096203226 Fax: 16096203259 Email: [email protected] ATTORNEY TO BE NOTICED David M Ryan Nixon Peabody LLP 100 Summer St Boston, MA 02110 16173456060 Fax: 16173451300 Email: [email protected] ATTORNEY TO BE NOTICED Eric Robert Maier Gibson Dunn and Crutcher LLP 333 S Grand Ave Los Angeles, CA 90071-3197 12132297515 Fax: 12132297520 Email: [email protected] ATTORNEY TO BE NOTICED Eric Anders Tirschwell Kramer Levin Naftalis and Frankel LLP 1177 Avenue of the Americas New York, NY 10036 12127158404 Fax: 12127158000 Email: [email protected] TERMINATED: 09/15/2004 ATTORNEY TO BE NOTICED George J Skelly Nixon Peabody LLP 100 Summer St

Boston, MA 02110 16173451220 Fax: 16173451300 Email: [email protected] ATTORNEY TO BE NOTICED Harvey J Wolkoff Ropes and Gray LLP One International Pl Boston, MA 02110 16179517000 Fax: 16179517050 Email: [email protected] TERMINATED: 02/17/2005 ATTORNEY TO BE NOTICED Ira K Gross Sullivan and Worcester LLP One Post Office Sq Boston, MA 02109 16173382823 Fax: 16173382880 Email: [email protected] TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED James Patrick Clark Gibson Dunn and Crutcher LLP 333 S Grand Ave Los Angeles, CA 90071 12132297941 Fax: 12132296941 Email: [email protected] ATTORNEY TO BE NOTICED James D Mathias DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209-3600 14105803000 Fax: 14105803208 Email: [email protected] ATTORNEY TO BE NOTICED James V Parravani Dorsey and Whitney LLP 250 Park Ave New York, NY 10177 12124159200 Fax: 12129537201

Email: [email protected] ATTORNEY TO BE NOTICED Jeffrey B Rudman Hale and Dorr LLP 60 State St Boston, MA 02109 16175266913 Fax: 16175265000 Email: [email protected] ATTORNEY TO BE NOTICED Jessica C Lowney Mintz Levin Cohn Ferris Glovsky and Popeo PC One Financial Cntr Boston, MA 02111 16175426000 Fax: 16175422241 Email: [email protected] ATTORNEY TO BE NOTICED John D Donovan, Jr Ropes and Gray LLP One International Pl Boston, MA 02110 16179517566 Fax: 16179517050 Email: [email protected] ATTORNEY TO BE NOTICED John Charles Ertman Ropes and Gray LLP 45 Rockefeller Plz New York, NY 10111 12128410669 Fax: 12128415725 Email: [email protected] ATTORNEY TO BE NOTICED John A D Gilmore Piper Rudnick LLP One International Pl Boston, MA 02110 16174066022 Email: [email protected] TERMINATED: 02/16/2007 ATTORNEY TO BE NOTICED John Patrick Killacky McDermott Will and Emery

227 W Monroe St Chicago, IL 60606 13129847528 Fax: 13129847700 Email: [email protected] ATTORNEY TO BE NOTICED John William Rotunno Bell Boyd and Lloyd LLC 70 W Madison St Ste 3000 Chicago, IL 60602 13128074213 Fax: 13128278154 Email: [email protected] ATTORNEY TO BE NOTICED Jonathan A Shapiro Hale and Dorr LLP 60 State St Boston, MA 02109 16175266224 Fax: 16175265000 Email: [email protected] ATTORNEY TO BE NOTICED Joseph Gerald Fisher McDermott WIll and Emery 227 W Monroe St Chicago, IL 60606 13129846974 Fax: 13129847700 Email: [email protected] ATTORNEY TO BE NOTICED Julian Walter Friedman Stillman and Friedman PC 425 Park Ave New York, NY 10022 12122230200 Fax: 12122231942 Email: [email protected] ATTORNEY TO BE NOTICED Karen P Carp Sullivan and Worcester LLP One Post Office Sq Boston, MA 02109 16173382829 Fax: 16173382880 Email: [email protected]

TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Kenneth M Kramer Shearman and Sterling LLP 599 Lexington Ave New York, NY 10022 12128484172 Fax: 16468484172 Email: [email protected] ATTORNEY TO BE NOTICED Kenneth E Rechtoris Bell Boyd and Lloyd LLC 70 W Madison St Ste 3300 Three First National Plz Chicago, IL 60602-4207 13123721121 Fax: 13123722098 Email: [email protected] ATTORNEY TO BE NOTICED Kevin Francis Arthur Kramon and Graham PA One South St Ste 2600 Baltimore, MD 21202-3201 14107526030 Fax: 14105391269 Email: [email protected] ATTORNEY TO BE NOTICED Kirsten M Nelson Piper Rudnick LLP One International Pl Boston, MA 02110 16174066014 Fax: 16174066100 ATTORNEY TO BE NOTICED Lewis J Liman Cleary Gottlieb Steen and Hamilton LLP One Liberty Plz New York, NY 10006 12122252550 Fax: 12122253999 Email: [email protected] ATTORNEY TO BE NOTICED Liza Velazquez Paul Weiss Rifkind Wharton and Garrison LLP

1285 Avenue of the Americas New York, NY 10019-6064 12123733000 Fax: 12124920096 Email: [email protected] ATTORNEY TO BE NOTICED Mark A Perry Gibson Dunn and Crutcher LLP 1050 Connecticut Ave NW Ste 900 Washington, DC 20036-5306 12028873667 Fax: 12025309696 Email: [email protected] ATTORNEY TO BE NOTICED Martin JE Arms Wachtell Lipton Rosen and Katz 51 W 52nd St New York, NY 10019 12124031101 Fax: 12124032101 Email: [email protected] ATTORNEY TO BE NOTICED Matthew A Stowe Wilmer Cutler Pickering Hale and Dorr LLP 60 State St Boston, MA 02109 16175266759 Fax: 16175265000 ATTORNEY TO BE NOTICED Maureen Nakly Stillman and Friedman PC 425 Park Ave New York, NY 10022 12122230200 Fax: 12122231942 ATTORNEY TO BE NOTICED Michael T Marcucci Ropes and Gray LLP One International Pl Boston, MA 02110 16179517000 Fax: 16179517050 Email: [email protected] ATTORNEY TO BE NOTICED

Michael S Winograd Wachtell Lipton Rosen and Katz 51 W 52nd St New York, NY 10019 12124031140 Fax: 12124032140 Email: [email protected] ATTORNEY TO BE NOTICED Nichole Michele Galvin Neuberger Quinn Gielen Rubin and Gibber One South St 27th Fl Baltimore, MD 21202-3282 14103328550 Fax: 14109516031 Email: [email protected] ATTORNEY TO BE NOTICED Paul K Rowe Wachtell Lipton Rosen and Katz 51 W 52nd St New York, NY 10019 12124031000 Fax: 12124032000 Email: [email protected] ATTORNEY TO BE NOTICED Peter Matthew Collins Hollyer Brady Barrett and Hines LLP 551 Fifth Ave 27th Fl New York, NY 10176 12128181110 Fax: 12128180494 Email: [email protected] ATTORNEY TO BE NOTICED Peter W Devereaux Latham and Watkins LLP 633 W Fifth St Ste 4000 Los Angeles, CA 90071-2007 12138918622 Fax: 12138918763 Email: [email protected] ATTORNEY TO BE NOTICED Philip S Khinda Ropes and Gray LLP 700 12th St NW Ste 900 Washington, DC 20005-3948 12025084678

Fax: 12025084650 Email: [email protected] ATTORNEY TO BE NOTICED Price O Gielen Neuberger Quinn Gielen Rubin and Gibber PA One South St 27th Fl Baltimore, MD 21202-3282 14103328550 Fax: 14103328561 Email: [email protected] ATTORNEY TO BE NOTICED Robert N Eccles O Melveny and Myers LLP 1625 I St NW Washington, DC 20004-1109 12023835300 Fax: 12023835414 Email: [email protected] ATTORNEY TO BE NOTICED Robert W Gottlieb Katten Muchin Rosenman LLP 575 Madison Ave New York, NY 10022-2585 12129407090 Fax: 12129358405 Email: [email protected] ATTORNEY TO BE NOTICED Robert Hardy Pees Akin Gump Strauss Hauer and Feld LLP 590 Madison Ave New York, NY 10022 12128721072 Fax: 12128721002 Email: [email protected] ATTORNEY TO BE NOTICED Sarah Barbara Herlihy Mintz Levin Cohn Ferris Glovsky and Popeo PC One Financial Cntr Boston, MA 02111 16175426000 Fax: 16175422241 Email: [email protected] ATTORNEY TO BE NOTICED Sarah Fern Meil

19 Bridge Street P.O. Box 426 Stockton, NJ 08559 6093974333 Fax: 6092284307 Email: [email protected] TERMINATED: 03/24/2006 ATTORNEY TO BE NOTICED Seth M Schwartz Skadden Arps Slate Meagher and Flom LLP Four Times Sq New York, NY 10036 12127353000 Fax: 19177772710 Email: [email protected] ATTORNEY TO BE NOTICED Stephen R DiPrima Wachtell Lipton Rosen and Katz 51 W 52nd St New York, NY 10019 12124031000 Fax: 12124032000 Email: [email protected] ATTORNEY TO BE NOTICED Stephen W Greiner Willkie Farr & Gallagher LLP 787 Seventh Ave New York, NY 10019-6099 12127288000 Fax: 12127288111 Email: [email protected] ATTORNEY TO BE NOTICED Steven Samuel Scholes McDermott Will and Emery 227 W Monroe St Chicago, IL 60606 13129847762 Fax: 13129847700 Email: [email protected] ATTORNEY TO BE NOTICED Stewart D Aaron Arnold and Porter LLP 399 Park Ave New York, NY 10022 12127157000

Fax: 12127151399 Email: [email protected] ATTORNEY TO BE NOTICED Strider Dickson DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209-3600 14105804173 Fax: 14105803173 Email: [email protected] ATTORNEY TO BE NOTICED Thomas Lee Allen Reed Smith LLP 435 Sixth Ave Pittsburgh, PA 15219 14122883066 Fax: 14122883063 Email: [email protected] ATTORNEY TO BE NOTICED Thomas J Moloney Cleary Gottlieb Steen and Hamilton One Liberty Plz New York, NY 10006 12122252460 Fax: 12122253999 Email: [email protected] ATTORNEY TO BE NOTICED Thomas Blaisdell Smith Ropes and Gray LLP 700 12th St NW Ste 900 Washington, DC 20005 12025084602 Fax: 12025084650 Email: [email protected] ATTORNEY TO BE NOTICED William H Paine Hale and Dorr LLP 60 State St Boston, MA 02109 16175266134 Fax: 16175265000 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Alliance Capital Management Holding L.P.

Defendant

Janus Capital Management LLC represented by Eric Robert Maier (See above for address) ATTORNEY TO BE NOTICED Mark A Perry (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janus Capital Group Inc. represented by Eric Robert Maier (See above for address) ATTORNEY TO BE NOTICED Mark A Perry (See above for address) ATTORNEY TO BE NOTICED Andrew Santo Tulumello (See above for address) ATTORNEY TO BE NOTICED

Defendant

Mark A. Beeson represented by Andrew William Goldwater Friedman Kaplan Seiler and Adelman 1633 Broadway New York, NY 10019 12128331106 Fax: 12128331250 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Ritchie Capital Management, Inc. represented by Michael R Bromwich Fried Frank Harris Shriver and Jacobson LLP 1001 Pennsylvania Ave NW Ste 800 Washington, DC 20004-2505 12026397000 Fax: 12026397003 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Paul A. Flynn represented by Steven Getzoff Lester Schwab Katz and Dwyer 120 Broadway 38th Fl New York, NY 10271 12123414345 Fax: 12129129508 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

David Byck represented by Jeffrey Plotkin Pitney Hardin, LLP 7 Times Square New York, NY 10022 (212) 297-5800 Fax: (212) 916-2940 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Salomon Smith Barney represented by Francis Patrick Barron Cravath Swaine and Moore LLP 825 Eighth Ave New York, NY 10019 12124741506 Fax: 12124743700 Email: [email protected] ATTORNEY TO BE NOTICED Stephen Stewart Madsen Cravath Swaine and Moore LLP 825 Eighth Ave New York, NY 10019 12124741886 Fax: 12124743700 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Securities America, Inc. represented by Michael M Krauss Faegre and Benson LLP 2200 Wells Fargo Cntr 90 S Seventh St Minneapolis, MN 55402 16127668514

Fax: 16127661600 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Merrill Lynch & Co., Inc. represented by Shanda Nicole Hastings Kirkpatrick Lockhart Nicholson Graham LLP 1601 K St NW Washington, DC 20006 12027789119 Fax: 12027789100 Email: [email protected] ATTORNEY TO BE NOTICED Glenn R Reichardt Kirkpatrick Lockhart Nicholson Graham LLP 1601 K St NW Washington, DC 20006 12027789000 Fax: 12027789100 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kopstein, Van Alen, Nash & Co., Inc.

represented by David A Stein Luboja and Thau LLP 10 E 40th St 30th Fl New York, NY 10016 12127799800 Fax: 12122520457 Email: [email protected] TERMINATED: 09/12/2005 ATTORNEY TO BE NOTICED Nathan Daniel Adler Neuberger Quinn Gielen Rubin and Gibber PA One South St 27th Fl Baltimore, MD 21202-3282 14103328516 Fax: 14103328594 Email: [email protected] TERMINATED: 09/12/2005 ATTORNEY TO BE NOTICED

Defendant

Kaplan & Company Securities, Inc.

Defendant

The Bear Stearns Companies, Inc. represented by Breon S Peace (See above for address) ATTORNEY TO BE NOTICED Joseph M Clark Gallagher Evelius & Jones LLP 218 North Charles Street Suite 400 Baltimore, MD 21201 4109511421 Fax: 4104682786 ATTORNEY TO BE NOTICED Lewis J Liman (See above for address) ATTORNEY TO BE NOTICED Neil P Forrest Cleary Gottlieb Steen and Hamilton One Liberty Plz New York, NY 10006 12122252488 Fax: 12122253999 Email: [email protected] ATTORNEY TO BE NOTICED Nichole Michele Galvin (See above for address) ATTORNEY TO BE NOTICED Price O Gielen (See above for address) ATTORNEY TO BE NOTICED Thomas J Moloney (See above for address) ATTORNEY TO BE NOTICED

Defendant

Bank of America Corporation represented by Sarah Fern Meil (See above for address) TERMINATED: 03/24/2006 ATTORNEY TO BE NOTICED

Defendant

Wilshire Associates Incorporated represented by Frank Kaplan Alschuler Grossman LLP 1620 26th St North Tower Fourth Fl Santa Monica, CA 90404 13102559124 Fax: 13109072124 Email: [email protected] ATTORNEY TO BE NOTICED Kevin Bruce Martin Alschuler Grossman Stein and Kahan LLP 1620 26th St North Tower Fourth Fl Santa Monica, CA 90404 13102559055 Fax: 13109072055 Email: [email protected] ATTORNEY TO BE NOTICED Roland Tellis Alschuler Grossman LLP 1620 26th St North Tower Fourth Fl Santa Monica, CA 90404 13102559143 Fax: 13109072143 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Veras Investment Partners, LLC represented by David W T Daniels Richards Spears Kibbe and Orbe LLP 1775 I St NW Washington, DC 20006 12022612967 Fax: 12022612999 Email: [email protected] ATTORNEY TO BE NOTICED Jason Todd Mogel Richards Spears Kibbe and Orbe LLP One World Financial Center New York, NY 10281 12125301800 Fax: 12125301801 Email: [email protected] ATTORNEY TO BE NOTICED Robert Hardy Pees (See above for address) ATTORNEY TO BE NOTICED

Defendant

Investments by Planners, Inc. formerly known as The Saginor Group, Inc.

Defendant

Peconic Partners, LLC

Defendant

Edward J. Stern represented by Jeffrey T Golenbock Golenbock Eiseman Assor Bell and Peskoe LLP 437 Madison Ave 35th Fl New York, NY 10022 12129077373 Fax: 12127540330 Email: [email protected] ATTORNEY TO BE NOTICED Shawn Preston Ricardo Golenbock Eiseman Assor Bell and Peskoe LLP 437 Madison Ave 35th Fl New York, NY 10022 12129077341 Fax: 12127540330 Email: [email protected] ATTORNEY TO BE NOTICED Stephen M Sinaiko Kramer Levin Naftalis and Frankel LLP 1177 Avenue of the Americas New York, NY 10036 12127159258 Fax: 12127158000 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Canary Investment Management LLC

represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canary Capital Partners Ltd represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canary Capital Partners LLC represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Aurum Capital Management Corporation

represented by Martin D Dioli Terra Law LLP 60 S Market St Ste 200 San Jose, CA 95113 14082991221 Fax: 14089984895 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Gregory S. Duch represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee Arnold and Porter LLP 555 12th St NW Washington, DC 20004 12029425524 Fax: 12029425999 Email: [email protected] ATTORNEY TO BE NOTICED John Arak Freedman Arnold and Porter

555 12th St NW Washington, DC 20004-1202 12029425000 Fax: 12029425999 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Daniel C. Chung represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Lester L. Colbert, Jr. TERMINATED: 08/25/2006

represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Matthew Collins (See above for address) ATTORNEY TO BE NOTICED

Defendant

Roger P. Cheever TERMINATED: 08/25/2006


Defendant

Charles F. Baird, Jr. TERMINATED: 08/25/2006

represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter Matthew Collins (See above for address) ATTORNEY TO BE NOTICED

Defendant

B. Joseph White represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Nathan E. Saint-Amand represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Matthew Collins (See above for address) ATTORNEY TO BE NOTICED

Defendant

Stephen E. O'Neil TERMINATED: 08/25/2006


Defendant

Arthur M. Dubow

Defendant

John T. Sargent represented by Stewart D Aaron (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Matthew Collins (See above for address) ATTORNEY TO BE NOTICED

Defendant

James P. Connelly, Jr. represented by David W Haller Covington and Burling 1330 Avenue of the Americas New York, NY 10019 12128411057 Fax: 12128411010 Email: [email protected] ATTORNEY TO BE NOTICED Michael J Naft Covington and Burling 1330 Avenue of the Americas New York, NY 10019 12128411198 Fax: 12128411010 Email: [email protected] ATTORNEY TO BE NOTICED Stacy Leigh Bogert Covington and Burling 1330 Avenue of the Americas New York, NY 10019 12128411000 Fax: 12128411010 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Fred M. Alger, III represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Alger Shareholder Services, Inc. represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Fred Alger Management, Inc. represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Fred Alger & Company Incorporated

represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Alger Associates, Inc. represented by Stewart D Aaron (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Defendant

The Spectra Fund represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

The Alger Institutional Funds represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

The Alger American Fund represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

The Alger Fund represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Ryan Goldberg

Defendant

Canary Investment Management, L.L.C.

represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED

Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Trautman Wasserman & Company, Inc.

represented by Leon Baer Borstein Borstein and Sheinbaum 420 Lexington Ave Ste 2920 New York, NY 10170 12126871600 Fax: 12126878710 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Salomon Smith Barney Inc.

Defendant

Pritchard Capital Partners LLC

Defendant

Kaplan & Co. Securities, Inc. represented by Ira Lee Sorkin Dickstein Shapiro LLP 1177 Avenue of the Americas New York, NY 10036 12122776500 Fax: 12122776501 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Conseco Securities Inc. represented by Scott W Fowkes Kirkland and Ellis LLP 200 E Randolph Dr Chicago, IL 60601-6636 13128612000 Fax: 13128612200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stacey Garbis Pagonis Kirkland and Ellis LLP

200 E Randolph Dr Chicago, IL 60601 13128612000 Fax: 13128612200 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Banc of America Securities LLC represented by Sarah Fern Meil (See above for address) TERMINATED: 03/24/2006 ATTORNEY TO BE NOTICED

Defendant

Bank of America Corp.

Defendant

Aurum Capital Management Corp.

Defendant

Aurum Securities Corp.

Defendant

Veras Investment Partners, LLP

Defendant

Pritchard Capital Services LLC

Defendant

Banc of America Securities, LLC

Defendant

Bank of America Corp

Defendant

Tandem Financial Services

Defendant

Alan Waldbaum represented by Mark J Astarita

Beam and Astarita LLC 300 Broadacres Dr Bloomfield, NJ 07003 19738930900 Fax: 19733383135 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Signalert Corporation

Defendant

D.R. Loeser

Defendant

Daniel Calugar

Defendant

Ilytat, L.P.

Defendant

Joseph R. Palombo represented by Breton Leone Quick Mintz Levin Cohn Ferris Glovsky and Popeo PC One Financial Cntr Boston, MA 02111 16175426000 Fax: 16175422241 Email: [email protected] ATTORNEY TO BE NOTICED Peter Michael Saparoff Mintz Levin Cohn Ferris Glovsky and Popeo PC One Financial Cntr Boston, MA 02111 16175426000 Fax: 16175422241 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

William E. Mayer represented by Todd E Pentecost Bell Boyd and Lloyd LLC 70 W Madison St Ste 3300 Three First National

Plaza Chicago, IL 60602-4207 13128074275 Fax: 13128278146 Email: [email protected] ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Richard L. Woolworth represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Ann-Lee Verville represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED

Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Thomas C. Theobald represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Thomas E. Stitzel represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Patrick J. Simpson represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED

John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

John J. Neuhauser represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Charles R. Nelson represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Richard W. Lowry represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED

Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janet Langford Kelly represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Douglas A. Hacker represented by Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Ralph Wanger represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Mark Allen Rabinowitz (See above for address) ATTORNEY TO BE NOTICED

Defendant

Charles P. McQuaid represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Mark Allen Rabinowitz (See above for address) ATTORNEY TO BE NOTICED

Defendant

John A. Wing represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Robert E. Nason represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005

ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Allan B. Muchin represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

David C. Kleinman represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address)

ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Steven N. Kaplan represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jerome Kahn, Jr. represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address)

ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Leo Guthart represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address) ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Margaret Eisen represented by Karen P Carp (See above for address) TERMINATED: 03/10/2005 ATTORNEY TO BE NOTICED Todd E Pentecost (See above for address) ATTORNEY TO BE NOTICED Daniel Joseph Hayes (See above for address) ATTORNEY TO BE NOTICED John William Rotunno (See above for address)

ATTORNEY TO BE NOTICED Kenneth E Rechtoris (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Management Advisors, Inc.

Defendant

Columbia Wanger Asset Management, L.P.

Defendant

Columbia Funds Distributor, Inc.

Defendant

Columbia Fund Services, Inc.

Defendant

Columbia Management Group, Inc.

Defendant

Mark B. Whiston

Defendant

Robert Skidelsky

Defendant

Paul F. Balser

Defendant

Helen Y. Hayes represented by David C Mahaffey Sullivan and Worcester LLP 1666 K St NW Washington, DC 20006 12027751200 Fax: 12022932275 Email: [email protected]

ATTORNEY TO BE NOTICED Laura Steinberg Sullivan and Worcester LLP One Post Office Sq Boston, MA 02109 16173382800 Fax: 16173382880 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

James P. Craig

Defendant

G. Andrew Cox

Defendant

Steven L. Scheid

Defendant

Landon H. Rowland

Defendant

Robert N. Burt

Defendant

MFS Family of Funds Nominal Defendant

represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Andrew Goodwin

Defendant

Noah Lerner

Defendant

Canary Investment Management, LLC

represented by Jeffrey T Golenbock (See above for address)

ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED Stephen M Sinaiko (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canary Capital Partners, Ltd. represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED Stephen M Sinaiko (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canary Capital Partners, LLC represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED Stephen M Sinaiko (See above for address) ATTORNEY TO BE NOTICED

Defendant

Security Brokerage, Inc. represented by Steven Samuel Scholes (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Pritchard Capital Parners LLC

Defendant

David B. Stone

Defendant

Arnold D. Scott

Defendant

Hon. J. David Gibbons, Sir.

Defendant

Ward Smith

Defendant

Elaine R. Smith

Defendant

J. Dale Sherratt

Defendant

William J. Poorvu

Defendant

Lawrence T. Perera

Defendant

Abby M. O'Neill

Defendant

J. Atwood Ives

Defendant

William R. Gutow

Defendant

Lawrence H. Cohn

Defendant

Jeffrey L. Shames represented by James C Rehnquist Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175701000 Fax: 16175231231 LEAD ATTORNEY ATTORNEY TO BE NOTICED Abigail K Hemani Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175708381 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kevin R. Parke

Defendant

John W. Ballen represented by Alexis L Shapiro Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175701974 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED Alison V Douglass Goodwin Procter LLP Exchange Pl Boston, MA 02109 16175701000 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED Anita Bapooji Ryan Goodwin Procter LLP Exchange Pl Boston, MA 02109 16175701998

Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED John J Falvey, Jr Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175701344 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

MFS Service Center, Inc. represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Fund Distributors, Inc. represented by Michael K Isenman Goodwin Procter LLP 901 New York Ave NW Washington, DC 20001 12023464000 Fax: 12023464444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Massachusetts Financial Services Company

represented by Michael K Isenman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Sun Life Financial, Inc.

Defendant

Lord Lang

Defendant

Omid Kamshad represented by James James McGuire Sheppard Mullin Richter and Hampton LLP 30 Rockefeller Plz Ste 2400 New York, NY 10112 12123323800 Fax: 12123323888 Email: [email protected] LEAD ATTORNEY John A D Gilmore (See above for address) TERMINATED: 02/16/2007 LEAD ATTORNEY Bruce S Barnett DLA Piper US LLP 33 Arch Street Boston, MA 02110 16174066000 Fax: 16174066100 Email: [email protected] TERMINATED: 02/16/2007 ATTORNEY TO BE NOTICED Jacques Daniel Farrell Sheppard Mullin Richter and Hampton LLP 30 Rockefeller Plz Ste 2400 New York, NY 10112 12123323800 Fax: 12123323888 Email: [email protected] ATTORNEY TO BE NOTICED Mark A Berube Sheppard Mullin Richter and Hampton LLP 30 Rockefeller Plz 24th Fl New York, NY 10112 12123323820 Fax: 12123323888 Email: [email protected] ATTORNEY TO BE NOTICED Vincent Filardo, Jr Sheppard Mullin Richter and Hampton LLP 30 Rockefeller Plz Ste 2400 New York, NY 10112 12123323800 Fax: 12123323888

Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

A.J.C. Smith represented by David S. Clancy Skadden Arps Slate Meagher and Flom LLP One Beacon St Boston, MA 02108 16175734800 Fax: 16175734822 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll Skadden Arps Slate Meagher and Flom LLP One Beacon St 31st Fl Boston, MA 02108 16175734800 Fax: 16175734822 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser Skadden Arps Slate Meagher and Flom LLP One Beacon Street Boston, MA 02108 16175734800 Fax: 16175734822 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine Skadden Arps Slate Meagher and Flom LLP One Beacon St Boston, MA 02108 16175734800 Fax: 16175734822 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Adele Simmons

Defendant

Morton O. Schapiro

Defendant

Stephen R. Hardis

Defendant

Jeffrey W. Greenberg represented by Jeanne M Luboja Willkie Farr & Gallagher LLP 787 Seventh Ave New York, NY 10019-6099 12127288000 Fax: 12127288111 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen W Greiner (See above for address) ATTORNEY TO BE NOTICED

Defendant

Ray J. Groves

Defendant

Oscar Fanjul

Defendant

Robert F. Erburu

Defendant

Mathis Cabiallavetta

Defendant

Lewis W. Bernard

Defendant

David A. Olsen

Defendant

Lawrence J Lasser

TERMINATED: 10/06/2006

Defendant

Gwendolyn S. King

Defendant

Charles A. Davis

Defendant

Peter Coster

Defendant

Wachovia Securities, Inc.

Defendant

Prudential Securities, Inc. represented by Jonathan D Thier Cahill Gordon and Reindel LLP 80 Pine St New York, NY 10005 12127013000 Fax: 12122695420 Email: [email protected] ATTORNEY TO BE NOTICED Laura Fraher Cahill Gordon and Reindel LLP 80 Pine St New York, NY 10005 12127013279 Fax: 12122695420 Email: [email protected] ATTORNEY TO BE NOTICED Thomas J Kavaler Cahill Gordon and Reindel LLP 80 Pine St New York, NY 10005 12127013406 Fax: 12122695420 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

AST Trust Co.

Defendant

Bear Stearns & Co. Inc. represented by Breon S Peace (See above for address) ATTORNEY TO BE NOTICED Joseph M Clark (See above for address) ATTORNEY TO BE NOTICED Lewis J Liman (See above for address) ATTORNEY TO BE NOTICED Neil P Forrest (See above for address) ATTORNEY TO BE NOTICED Nichole Michele Galvin (See above for address) ATTORNEY TO BE NOTICED Price O Gielen (See above for address) ATTORNEY TO BE NOTICED Thomas J Moloney (See above for address) ATTORNEY TO BE NOTICED

Defendant

Round Hill Securities, Inc represented by Andrew Michael Zack Munro and Zack PC 363 W Big Beaver Rd Ste 450 Troy, MI 48084 12489289000 Fax: 12489289001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Rydex Investments

Defendant

Canadian Imperial Bank of Commerce

represented by Jonathan D Polkes Weil Gotshal and Manges LLP 767 Fifth Ave New York, NY 10153 12123108881 Fax: 12123108007 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Gregory Trautman represented by Leon Baer Borstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Canary Investment, LLC represented by Jeffrey T Golenbock (See above for address) ATTORNEY TO BE NOTICED Shawn Preston Ricardo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janus Adviser Series

Defendant

Janus Distributors LLC represented by Eric Robert Maier (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janus Investment Fund

Defendant

Golden Gate Financial Group, LLC represented by Christine Marie Debevec Stradley Ronon Stevens and Young LLP 2600 One Commerce Square Philadelphia, PA 19103 12155648156 Fax: 12155648120 Email: [email protected]

TERMINATED: 04/03/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

One Group Mutual Funds Nominal Defendant

represented by Daniel J Kramer (See above for address) ATTORNEY TO BE NOTICED

Defendant

Charles I. Post

Defendant

Donald L. Tuttle

Defendant

Julius Pallone

Defendant

Marilyn McCoy

Defendant

John F. Finn

Defendant

Robert A. Oden, Jr.

Defendant

Frederick W. Ruebeck

Defendant

Peter C. Marshall

Defendant

The One Group Services Company

Defendant

One Group Dealer Services, Inc.

Defendant

Bank One High Yield Partners, LLC

Defendant

Banc One Investment Advisors Corporation

Defendant

J.P. Morgan Chase & Co. represented by James Edward Murray Davis Polk and Wardwell 450 Lexington Ave New York, NY 10017 12124504084 Fax: 12124503084 Email: [email protected] TERMINATED: 03/15/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Bank One Corp.

Defendant

Charles F. Michaelman represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Defendant

Charles Kalivas represented by H Adam Prussin (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam Family of Funds Nominal Defendant

Defendant

Kirlin Securities Inc.

Defendant

W. Nicholas Thorndike

Defendant

W. Thomas Stephens

Defendant

Robert E. Patterson

Defendant

John H. Mullin, III

Defendant

John A. Hill

Defendant

Elizabeth T. Kennan

Defendant

Paul L. Joskow

Defendant

Ronald J. Jackson

Defendant

Charles B. Curtis

Defendant

Jameson Adkins Baxter

Defendant

George Putnam III

Defendant

Carmel Peters represented by John Francis Farraher, Jr. Greenberg Traurig LLP One International Pl Boston, MA 02110 16173106000

Fax: 16173106001 Email: [email protected] ATTORNEY TO BE NOTICED Kevin Currid Foley Hoag LLP 155 Seaport Blvd Boston, MA 02210 16178321200 Fax: 16178327000 Email: [email protected] TERMINATED: 02/08/2005 ATTORNEY TO BE NOTICED Kristopher Neil Austin Foley Hoag LLP 155 Seaport Blvd Boston, MA 02210 16178323051 Fax: 16178327000 Email: [email protected] TERMINATED: 02/08/2005 ATTORNEY TO BE NOTICED Peter M Casey Greenberg Traurig LLP One International Pl Boston, MA 02110 16173106048 Fax: 16172798440 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Geir Lode represented by John T Bennett Palmer and Dodge LLP 111 Huntington Ave Boston, MA 02199-7613 16172390670 Fax: 16172274420 LEAD ATTORNEY Michael Thomas Gass Palmer and Dodge LLP 111 Huntington Ave Prudential Cntr Boston, MA 02199 16172390343 Fax: 16172274420 Email: [email protected]

LEAD ATTORNEY

Defendant

William H. Woolverton TERMINATED: 12/28/2006

represented by Adam B Ziegler Goodwin Procter LLP 53 State St Boston, MA 02109 16175701190 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED Alexis L Shapiro (See above for address) ATTORNEY TO BE NOTICED John J Falvey, Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant

Patricia C. Flaherty

Defendant

Charles E. Porter, Sr.

Defendant

Lawrence J. Lasser TERMINATED: 10/06/2006

represented by Anthony Zaccaria Pollack and Kaminsky 114 W 47th St New York, NY 10036 12125754700 Fax: 12125756560 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel A Pollack (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Edward T McDermott Pollack and Kaminsky 114 West 47th St New York, NY 10036

12125754700 Fax: 12125756560 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Marsh & McLennan Companies, Inc.

represented by Jeanne M Luboja (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen W Greiner (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam Retail Management GP, Inc. represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam Retail Management, L.P.

Defendant

Putnam Investment Management, LLC

represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Seth M Schwartz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam, LLC represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Wall Street Global, LLC

Defendant

Smith Barney Citigroup

Defendant

Pritchard Capital Partners LLC represented by Thomas Kelly Potter, III

Burr and Forman LLP 700 Two American Center 3102 W End Ave Nashville, TN 37203 16157243231 Fax: 16157243290 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Haidar Capital Management LLC

Defendant

CIBC World Markets represented by Jonathan D Polkes (See above for address) ATTORNEY TO BE NOTICED

Defendant

CIBC Securities, Inc. represented by Jonathan D Polkes (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janus Aspen Series Nominal Defendant

Defendant

Janus Distributors, LLC

Defendant

Perkins Wolf McDonnell & Company

Defendant

Bay Island Financial LLP

Defendant

Enhanced Investment Technologies LLC

Defendant

Janus Capital Group, Inc.

Defendant

John Does 1 through 100

Defendant

JP Morgan Chase and Co. represented by James Irving McClammy Davis Polk and Wardwell 450 Lexington Ave New York, NY 10017 12124504000 Fax: 12124503800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Credit Suisse First Boston (USA) Inc.

represented by Stephanie Glaser Wheeler Sullivan and Cromwell LLP 125 Broad St New York, NY 10004 12125587384 Fax: 12125583354 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey James Chapman Sullivan and Cromwell LLP 125 Broad St New York, NY 10004 12125584755 Fax: 12125584812 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Charles Schwab & Co. represented by Darryl Paul Rains Morrison and Foerster LLP 755 Page Mill Rd Palo Alto, CA 94304 16508135600 Fax: 16504940792 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Bryan Joseph Wilson Morrison and Foerster LLP 755 Page Mill Rd Palo Alto, CA 94304 16508135603 Fax: 16504940792 Email: [email protected] ATTORNEY TO BE NOTICED Stephanie Laura Zeller Morrison and Foerster LLP 755 Page Mill Rd Palo Alto, CA 94304 16508135820 Fax: 16504940792 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Bear Stearns Securities Corp. represented by Breon S Peace (See above for address) ATTORNEY TO BE NOTICED Joseph M Clark (See above for address) ATTORNEY TO BE NOTICED Lewis J Liman (See above for address) ATTORNEY TO BE NOTICED Neil P Forrest (See above for address) ATTORNEY TO BE NOTICED Nichole Michele Galvin (See above for address) ATTORNEY TO BE NOTICED Price O Gielen (See above for address) ATTORNEY TO BE NOTICED Thomas J Moloney (See above for address) ATTORNEY TO BE NOTICED

Defendant

Bear Stearns & Co., Inc. represented by Breon S Peace (See above for address) ATTORNEY TO BE NOTICED Joseph M Clark (See above for address) ATTORNEY TO BE NOTICED Lewis J Liman (See above for address) ATTORNEY TO BE NOTICED Neil P Forrest (See above for address) ATTORNEY TO BE NOTICED Nichole Michele Galvin (See above for address) ATTORNEY TO BE NOTICED Price O Gielen (See above for address) ATTORNEY TO BE NOTICED Thomas J Moloney (See above for address) ATTORNEY TO BE NOTICED

Defendant

James Y. Lin represented by David Speer Richman Stephan Oringher Richman and Theodora 2029 Century Park East Sixth Fl Los Angeles, CA 90067 13105572009 Fax: 13105510283 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Kraig L. Kibble represented by David Speer Richman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

James G. Lewis represented by David Speer Richman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

National Clearing Corporation

Defendant

JB Oxford Holdings, Inc.

Defendant

Grant D. Seeger represented by J Alex Grimsley Bryan Cave LLP Two N Central Ave Ste 2200 Phoenix, AZ 85004 16023647000 Fax: 16023647070 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Alec W Farr Bryan Cave LLP 700 13th St NW Ste 700 Washington, DC 20005-3960 12025086053 Fax: 12025086200 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Security Trust Company, N.A. represented by Daniel Roy Gravelyn (See above for address) TERMINATED: 05/05/2005 ATTORNEY TO BE NOTICED William Kenneth Holmes Warner Norcross and Judd LLP 111 Lyon St NW Ste 900 Grand Rapids, MI 49503-2487 16167522000 Fax: 16162222108 Email: [email protected]

TERMINATED: 05/05/2005 ATTORNEY TO BE NOTICED

Defendant

Marc C. Bilotti

Defendant

John Peffer

Defendant

Robert Shannon represented by Steven N Fuller Nixon Peabody LLP 100 Summer St Boston, MA 02110 16173451349 Fax: 16173451300 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Michael Vanin

Defendant

Skifter Ajro

Defendant

Justin Ficken

Defendant

Martin Druffner

Defendant

Wachovia Securities, LLC represented by Stephen Gregory Topetzes Kirkpatrick and Lockhart Nicholson Graham LLP 1800 Massachusetts Ave Second Fl Washington, DC 20036-1221 12027789328 Fax: 12027789100 Email: [email protected] LEAD ATTORNEY

ATTORNEY TO BE NOTICED Alicia Lea Lewis Kirkpatrick and Lockhart Nicholson Graham LLP 1800 Massachusetts Ave NW Washington, DC 20036 12027789000 Fax: 12027789100 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Wachovia Corporation represented by Stephen Gregory Topetzes (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Alicia Lea Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant

Prudential Financial, Inc. represented by Jonathan D Thier (See above for address) ATTORNEY TO BE NOTICED Laura Fraher (See above for address) ATTORNEY TO BE NOTICED Thomas J Kavaler (See above for address) ATTORNEY TO BE NOTICED

Defendant

Theodore C. Sihpol, III represented by Barry G Felder Brown Raysman Millstein Felder and Steiner LLP 900 Third Ave New York, NY 10022 12128952000 Fax: 12128952900 Email: [email protected] ATTORNEY TO BE NOTICED Charles Evan Stewart

Brown Raysman Millstein Felder and Steiner LLP 900 Third Ave New York, NY 10022 12128952670 Fax: 12128952900 Email: [email protected] TERMINATED: 05/17/2006 ATTORNEY TO BE NOTICED Hillel I Parness Brown Raysman Millstein Felder and Steiner LLP 900 Third Ave New York, NY 10022 12128952000 Fax: 12128952900 ATTORNEY TO BE NOTICED Jennifer Delia Sawyer Brown Raysman Millstein Felder and Steiner LLP 900 Third Ave New York, NY 10022 12128952443 Fax: 12128952900 TERMINATED: 05/17/2006 ATTORNEY TO BE NOTICED Joseph William Muccia Brown Raysman Millstein Felder and Steiner LLP 900 Third Ave New York, NY 10022 12128952930 Fax: 12128952900 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Morgan Stanley DW represented by David E Koropp Winston and Strawn LLP 35 W Wacker Dr Chicago, IL 60601 13125585146 ATTORNEY TO BE NOTICED John J Tully Winston and Strawn LLP

35 W Wacker Dr Chicago, IL 60601 13125585600 Fax: 13125585700 Email: [email protected] ATTORNEY TO BE NOTICED Robert Y Sperling Winston and Strawn LLP 35 W Wacker Dr Chicago, IL 60601 13125585600 Fax: 13125585700 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Salomon Smith Barney, Inc. represented by Francis Patrick Barron (See above for address) ATTORNEY TO BE NOTICED Stephen Stewart Madsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Citigroup Global Markets Holdings Inc.

Defendant

Citigroup, Inc. represented by Francis Patrick Barron (See above for address) ATTORNEY TO BE NOTICED Stephen Stewart Madsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canadian Imperial Holdings, Inc. represented by Jonathan D Polkes (See above for address) ATTORNEY TO BE NOTICED

Defendant

Michael Grady

Defendant

Trout Trading Management Co. represented by Thomas K Cauley, Jr Sidley Austin LLP One S Dearborn St Chicago, IL 60603 13128537000 Fax: 13128537036 Email: [email protected] LEAD ATTORNEY Brendan J Gardiner Sidley Austin LLP One S Dearborn St Chicago, IL 60603 13128537000 Fax: 13128537036 ATTORNEY TO BE NOTICED Robin R Stone Sidley Austin LLP One S Dearborn St Chicago, IL 60603 13128537000 Fax: 13128537036 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Daniel G. Calugar

Defendant

MFS Fund Distributors represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust X represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust IX represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust V represented by Michael K Isenman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust IV represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust II represented by Michael K Isenman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

MFS Series Trust I represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Massachusetts Investors Growth Stock Fund

represented by Michael K Isenman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Massachusetts Investors Trust represented by Michael K Isenman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

MFS Government Securities Fund represented by William H Paine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sun Life of Canada (U.S.) Financial Services Holdings, Inc.

Defendant

Sun Life Financial (U.S.) Investments LLC

Defendant

Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.

Defendant

Francis N. Bonsignore represented by Jeanne M Luboja (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen W Greiner (See above for address) ATTORNEY TO BE NOTICED

Defendant

Bear Stearns Securities Corporation represented by Breon S Peace (See above for address) ATTORNEY TO BE NOTICED Joseph M Clark (See above for address) ATTORNEY TO BE NOTICED Lewis J Liman (See above for address) ATTORNEY TO BE NOTICED Neil P Forrest (See above for address) ATTORNEY TO BE NOTICED

Nichole Michele Galvin (See above for address) ATTORNEY TO BE NOTICED Price O Gielen (See above for address) ATTORNEY TO BE NOTICED Thomas J Moloney (See above for address) ATTORNEY TO BE NOTICED

Defendant

Circle Trust, Inc. represented by Marisa Ann Godwin Lazare Potter Giacovas and Kranjac LLP 950 Third Ave 15th Fl New York, NY 10022 12127589300 Fax: 12128880919 ATTORNEY TO BE NOTICED Robert A Giacovas Lazare Potter Giacovas and Kranjac LLP 950 Third Ave 15th Fl New York, NY 10022 12127589300 Fax: 12128880919 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Robert A. Oden

Defendant

Richard R. Wade 04-629

Defendant

Richard W. Vague 04-629

Defendant

William P. Boardman 04-629

Defendant

William G. Jurgenson 04-629

Defendant

David R. Meuse 04-629

Defendant

Kenneth T. Stevens

Defendant

John Abunassar 04-629

represented by William Paul Ziegelmueller Stetler and Duffy Ltd 11 S LaSalle St Ste 1200 Chicago, IL 60603 13123380200 Fax: 13123380070 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Gary J. Madich 04-629

Defendant

Richard R. Jandrain, III 04-629

Defendant

Peter W. Atwater 04-629

Defendant

David J. Kundert 04-629

Defendant

Bank One Corporation represented by Daniel J Kramer


Defendant

Tandem Financial Services, Inc. 04-1763

represented by Allan Everett Taylor Taylor Duane Barton and Gilman LLP 160 Federal St Boston, MA 02110 16176548200 Fax: 16174825350 Email: [email protected] ATTORNEY TO BE NOTICED Edward David Shoulkin Taylor Duane Barton and Gilman LLP 160 Federal St Boston, MA 02110 16176548200 Fax: 16174825350 Email: [email protected] ATTORNEY TO BE NOTICED Jessica V Barnett Foley Hoag LLP 155 Seaport Blvd Boston, MA 02210 16178323029 Fax: 16178327000 Email: [email protected] TERMINATED: 05/16/2006 ATTORNEY TO BE NOTICED Kristopher Neil Austin (See above for address) TERMINATED: 05/16/2006 ATTORNEY TO BE NOTICED Lisa Wood Foley Hoag LLP 155 Seaport Blvd Boston, MA 02210 16178321117 Fax: 16178327000 Email: [email protected] TERMINATED: 05/16/2006 ATTORNEY TO BE NOTICED Nicholas C Theodorou Foley Hoag LLP

155 Seaport Blvd Boston, MA 02210 16178321162 Fax: 16178327000 Email: [email protected] TERMINATED: 05/16/2006 ATTORNEY TO BE NOTICED

Defendant

Columbia Funds Trust XI

Defendant

Schield Management Company 04-1763

represented by William R Rapson Welborn Sullivan Meck and Tooley PC 821 17th St Ste 500 Denver, CO 80202 13033764466 Fax: 13033764495 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Cantella & Co., Inc. 04-1763

Defendant

Samaritan Asset Management 04-1763

represented by Robin R Stone (See above for address) ATTORNEY TO BE NOTICED Brendan J Gardiner (See above for address) ATTORNEY TO BE NOTICED Thomas K Cauley, Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant

D.R. Loeser & Co., Inc 04-1763

Defendant

Liberty Variable Investment Trust 04-1763

Defendant

Columbia Mid Cap Growth Fund Inc.

Defendant

Columbia International Stock Fund Inc.

Defendant

Columbia High Yield Fund Inc.

Defendant

Columbia Funds Trust VIII

Defendant

Columbia Funds Trust VII

Defendant

Columbia Funds Trust VI

Defendant

Columbia Funds Trust V

Defendant

Columbia Funds Trust IV

Defendant

Columbia Funds Trust III

Defendant

Columbia Funds Trust II

Defendant

Columbia Funds Trust I

Defendant

Columbia Acorn Trust represented by Brian E Pastuszenski Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175701000 Fax: 16175231231 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Columbia Funds Services, Inc. 04-1763

Defendant

Louis Tasiopoulos 04-1763

represented by Jessica V Barnett (See above for address) ATTORNEY TO BE NOTICED Kristopher Neil Austin (See above for address) ATTORNEY TO BE NOTICED Lisa Wood (See above for address) ATTORNEY TO BE NOTICED Nicholas C Theodorou (See above for address) ATTORNEY TO BE NOTICED

Defendant

James Tambone 04-1763

Defendant

Stephen E Gibson 04-1763

represented by Mark James Biros Proskauer Rose LLP 1001 Pennsylvania Ave NW Ste 400 South Washington, DC 20004-2533 12024165804 Fax: 12024166899 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Lee K Crawford Proskauer Rose LLP 1233 20th St NW Ste 800 Washington, DC 20036-2396 12024166869 Fax: 12024166899 TERMINATED: 12/07/2006 ATTORNEY TO BE NOTICED

Defendant

Joseph Palombo 04-1763

represented by Breton Leone Quick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Lenore Zarate represented by Samuel Kenneth Rosen (See above for address) ATTORNEY TO BE NOTICED Robert Ira Harwood (See above for address) ATTORNEY TO BE NOTICED

Defendant

Donald A Hoy

Defendant

James Dimon

Defendant

Bank One Trust Company, N.A.

Defendant

Merrill Lynch, Pierce, Fenner & Smith, Inc. 04cv00560

represented by Shanda Nicole Hastings (See above for address) ATTORNEY TO BE NOTICED Glenn R Reichardt (See above for address)


Defendant

BTS Asset Management 04cv00560

represented by Edmund M Han Kirkpatrick and Lockhart Nicholson Graham LLP State Street Financial Center One Lincoln St Boston, MA 02111 16172613100 Fax: 16172613175 Email: [email protected] ATTORNEY TO BE NOTICED John Christian Blessington Kirkpatrick and Lockhart Nicholson Graham LLP One Lincoln St 18th Fl Boston, MA 02111-2950 16172613108 Fax: 16172613175 Email: [email protected] ATTORNEY TO BE NOTICED Joshua Carr Rowland Kirkpatrick and Lockhart Nicholson Graham LLP State Street Financial Center One Lincoln St Boston, MA 02111-2950 16172613100 Fax: 16172613175 Email: [email protected] TERMINATED: 05/23/2006 ATTORNEY TO BE NOTICED

Defendant

Spectrum Financial, Inc. 04cv00560

represented by Maria Gerarda Macus Bryan Kirkpatrick & Lockhart Nicholson Graham LLP 17 North Second Street, 18th Floor Harrisburg, PA 17101 17172314806 Fax: 17172314501 Email: [email protected] ATTORNEY TO BE NOTICED David Robert Overstreet Kirkpatrick & Lockhart Preston Gates Ellis LLP

17 North Second Street, 18th Floor Harrisburg, PA 17101 17172314517 Fax: 17172314501 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Lincoln Financial Advisors Corporation 04cv00560

represented by Phillip E Stano Jorden Burt LLP 1025 Thomas Jefferson St NW Ste 400 East Washington, DC 20007 12029658100 Fax: 12029658104 Email: [email protected] ATTORNEY TO BE NOTICED Sheila J Carpenter Jorden Burt LLP 1025 Thomas Jefferson St NW Ste 400 East Washington, DC 20007-5208 12029658165 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Buffalo Capital Corporation 04cv00560

Defendant

RTE Asset Management 04cv00560

represented by Kellie Ann Allen Salmon Ricchezza Singer and Turchi LLP 1700 Market St Ste 3110 Philadelphia, PA 19103 12156066629 Fax: 12156066601 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kirlin Securities, Inc.

Defendant

Frank Perfetuo 04cv00560

represented by John Miller Sally and Fitch LLP

225 Franklin St Boston, MA 02110 16175425542 Fax: 16175421542 Email: [email protected] ATTORNEY TO BE NOTICED Kurt S Kusiak Sally and Fitch LLP 225 Franklin St Boston, MA 02110 16175425542 Fax: 16175421542 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

James Prusko 04cv00560

represented by Andrew John Schell Morvillo Abramowitz Grand Iason and Silberberg PC 565 Fifth Ave New York, NY 10017 12128809590 Fax: 12128569494 Email: [email protected] ATTORNEY TO BE NOTICED John Joseph Tigue Morvillo Abramowitz Grand Iason and Silberberg PC 565 Fifth Ave New York, NY 10017 12128809450 Fax: 12128569494 Email: [email protected] ATTORNEY TO BE NOTICED Lawrence Sandford Bader Morvillo Abramowitz Grand Iason and Silberberg PC 565 Fifth Ave New York, NY 10017 12128809440 Fax: 12128569494 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Justin Scott 04cv00560

represented by Jessica C Lowney (See above for address) ATTORNEY TO BE NOTICED Adam L Sisitsky Mintz Levin Cohn Ferris Glovsky and Popeo PC One Financial Cntr Boston, MA 02111 16175426000 Fax: 16175422241 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Geirulv Lode 04cv00560

represented by John T Bennett (See above for address) LEAD ATTORNEY Michael Thomas Gass (See above for address) LEAD ATTORNEY

Defendant

George Putnam, III 04cv00560

Defendant

John H. Mullin, III 04cv00560

Defendant

Jameson A. Baxter 04cv00560

Defendant

Putnam New York Tax Exempt Money Market Fund 04cv00560

Defendant

Putnam California Tax Exempt Money Market Fund 04cv00560

Defendant

Putnam PennsylvaniaTax Exempt Income Fund 04cv00560

Defendant

Putnam New Jersey Tax Exempt Income Fund 04cv00560

Defendant

Putnam Michigan Tax Exempt Income Fund 04cv00560

Defendant

Putnam Florida Tax Exempt Income Fund 04cv00560

Defendant

Putnam California Tax Exempt Income Fund 04cv00560

Defendant

Putnam Arizona Tax Exempt Income Fund 04cv00560

Defendant

The Putnam Fund for Growth and Income 04cv00560

Defendant

The George Putnam Fund of Boston 04cv00560

Defendant

Putnam Intermediate U.S. Government Income Fund 04cv00560

Defendant

Putnam Income Fund 04cv00560

Defendant

Putnam High Yield Trust 04cv00560

Defendant

Putnam High Yield Advantage Fund 04cv00560

Defendant

Putnam Health Sciences Trust 04cv00560

Defendant

Putnam Global Natural Resources Fund 04cv00560

Defendant

Putnam Global Income Trust 04cv00560

Defendant

Putnam Global Equity Fund 04cv00560

Defendant

Putnam Europe Equity Fund 04cv00560

Defendant

Putnam Equity Income Fund 04cv00560

Defendant

Putnam Diversified Income Trust 04cv00560

Defendant

Putnam Discovery Growth Fund 04cv00560

Defendant

Putnam Convertible Income-Growth Trust 04cv00560

Defendant

Putnam Classic Equity Fund 04cv00560

Defendant

Putnam Capital Appreciation Fund 04cv00560

Defendant

Putnam Balanced Retirement Fund 04cv00560

Defendant

Putnam Asia Pacific Growth Fund 04cv00560

Defendant

Putnam American Government Income Fund 04cv00560

Defendant

Putnam Voyager Fund 04cv00560

Defendant

Putnam Vista Fund 04cv00560

Defendant

Putnam Utilities Growth and Income Fund 04cv00560

Defendant

Putnam U.S. Government Income Trust 04cv00560

Defendant

Putnam Tax Exempt Money Market Fund 04cv00560

Defendant

Putnam Tax Exempt Income Fund 04cv00560

Defendant

Putnam Strategic Income Fund 04cv00560

Defendant

Putnam Preferred Income Fund 04cv00560

Defendant

Putnam OTC & Emerging Growth Fund 04cv00560

Defendant

Putnam New Opportunities Fund 04cv00560

Defendant

Putnam Municipal Income Fund 04cv00560

Defendant

Putnam Money Market Fund 04cv00560

Defendant

Putnam Investors Fund 04cv00560

Defendant

Putnam International Equity Fund 04cv00560

Defendant

Putnam Tax Smart Funds Trust 04cv00560

Defendant

Putnam Asset Allocation Fund 04cv00560

Defendant

Putnam Tax-Free Income Trust 04cv00560

Defendant

Putnam Funds Trust 04cv00560

Defendant

Putnam Investment Funds 04cv00560

Defendant

Putnam Retail Management Limited Partnership 04cv00560

represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Stephen M. Oristaglio 04cv00560

represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Ian S. Ferguson 04cv00560

represented by Frances S Cohen Dechert LLP 200 Claredon St Boston, MA 02116 16177287173 Fax: 16174266567 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael S Shin Dechert LLP

200 Clarendon St 27th Fl Boston, MA 02116 16177287133 Fax: 16174266567 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Robert F. Lucey 04cv00560


Defendant

Irene M. Esteves 04cv00560


Defendant

Gordon H. Silver 04cv00560

represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Seth M Schwartz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED Marjorie Sommer Cooke Cooke Clancy and Gruenthal LLP 265 Franklin St Boston, MA 02110 16174286800 Fax: 16174286868 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Putnam Investment Management LLC 04cv00560

represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Putnam Investments Trust 04cv00560

represented by David S. Clancy (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Charles Schwab Trust Company represented by Darryl Paul Rains (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Plan Advisory Committee

Defendant

Eric Burns

Defendant

Joseph W. Dello Russo

Defendant

Massachusetts Financial Services Company Retirement Committee

Defendant

William L. Rosoff

Defendant

Sandra Wright

Defendant

Sandra S. Wijnberg

Defendant

Bankers Trust Company

Defendant

Marsh & McLennan Companies, Inc. Stock Investment Plan Committee

Defendant

J. W. Greenberg

Defendant

UBS Financial Services, Inc. represented by Andrew D Kaizer Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Ave New York, NY 10022 12122308800 Fax: 12122308888 Email: [email protected] ATTORNEY TO BE NOTICED Charles E Davidow Paul Weiss Rifkind Wharton and Garrison LLP 1615 L St NW Ste 1300 Washington, DC 20036-5694 12022237380 Fax: 12022237480 Email: [email protected] ATTORNEY TO BE NOTICED Eleni M. Roumel Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Ave New York, NY 10022 12122308800 Fax: 12122308888 ATTORNEY TO BE NOTICED Paul Andrew Clewell Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Ave 30th Fl New York, NY 10022

12122308800 Fax: 12122308888 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

UBS AG represented by Paul Andrew Clewell (See above for address) ATTORNEY TO BE NOTICED

Defendant

Deutsche Bank AG represented by John Michael Vassos Morgan Lewis and Bockius LLP 101 Park Ave New York, NY 10178 12123096000 Fax: 12123069001 Email: [email protected] ATTORNEY TO BE NOTICED Todd Daniel Brody Morgan Lewis and Bockius LLP 101 Park Ave New York, NY 10178 12123096000 Fax: 12123096001 Email: [email protected] ATTORNEY TO BE NOTICED Christopher P Hall Morgan Lewis and Bockius LLP 101 Park Ave New York, NY 10178 12123096000 Fax: 12123096273 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Davidson Companies represented by J David Jackson Dorsey and Whitney LLP 50 S Sixth St Ste 1500 Minneapolis, MN 55402 16123402760 Fax: 16123402807 Email: [email protected] LEAD ATTORNEY

ATTORNEY TO BE NOTICED Kevin B Bedell Greenberg Traurig LLP 1750 Tysons Blvd Ste 1200 McLean, VA 22102 17037491300 Fax: 17037491301 TERMINATED: 10/13/2005 Kristina L Carlson Dorsey and Whitney LLP 50 S Sixth St Ste 1500 Minneapolis, MN 55402 16124926945 Fax: 16123402868 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Circle Trust Company represented by Marisa Ann Godwin (See above for address) ATTORNEY TO BE NOTICED Robert A Giacovas (See above for address) ATTORNEY TO BE NOTICED

Defendant

Bank of America, N.A.

Defendant

Parametric Portfolio Associates represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

PA Fund Management

Defendant

Brean Murray Inc

Defendant

Gerald M Thorne represented by Joshua Vitullo Bingham McCutchen LLP 150 Federal St Boston, MA 02110 16179518103 Fax: 16179518736 ATTORNEY TO BE NOTICED

Defendant

W Bryant Stooks represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Theodore J Coburn represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Gary A Childress represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Donald P Carter represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

E Philip Cannon represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Stephen J Treadway represented by Stephen Louis Ascher Kronich Lieb Weiner and Hellman LLP 1114 Avenue of the Americas New York, NY 10036 12124796000 Fax: 12124796275 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Maxine Gail Sleeper Kronish Lieb Weiner and Hellman LLP 1114 Avenue of the Americas New York, NY 10036 12124796058 Fax: 12124796275 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kenneth Corba represented by James C Rehnquist (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Abigail K Hemani (See above for address) ATTORNEY TO BE NOTICED Adam B Ziegler (See above for address) ATTORNEY TO BE NOTICED Gus P Coldebella Goodwin Procter LLP 53 State St One Exchange Pl Boston, MA 02109 16175701000 Fax: 16175231231 ATTORNEY TO BE NOTICED

Defendant

NFJ Investment Group LP represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Nicholas-Applegate Capital Management LLC

represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

RCM Capital Management LLC represented by John Charles Ertman (See above for address)


Defendant

Cadence Capital Management LLC represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

PEA Capital LLC represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED Michael T Marcucci (See above for address) ATTORNEY TO BE NOTICED

Defendant

Pimco Advisors Distributors LLC represented by Arthur Newbold Dechert LLP 1717 Arch St 4000 Bell Atlantic Tower Philadelphia, PA 19103-2793 12159942624 Fax: 12159942222 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Allianz Dresdner Asset Management of America LP

represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED Michael T Marcucci (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam Investments, LLC

Defendant

Bank of America Securities, LLC represented by Sarah Fern Meil (See above for address) TERMINATED: 03/24/2006 ATTORNEY TO BE NOTICED

Defendant

Putnam Investment Management Trust


Defendant

Putnam Management Trust

Defendant

Putnam Fiduciary Trust, Co. represented by David S. Clancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James R Carroll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Simshauser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugenia T La Fontaine (See above for address) ATTORNEY TO BE NOTICED

Defendant

Janus Capital Corporation

Defendant

Warren B. Lammert, III

Defendant

Richard Garland

Defendant

Lars O. Soderberg

Defendant

Robin Beery

Defendant

Lance Newcomb

Defendant

John Mari

Defendant

One Group Administrative Services Inc.

Defendant

Schwab Capital Markets L.P.

Defendant

J. B. Oxford

Defendant

Ohio Tuition Trust Authority represented by Clifford S Goodstein (See above for address) TERMINATED: 06/08/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Smith Barney Fund Management, represented by Francis Patrick Barron

LLC (See above for address) ATTORNEY TO BE NOTICED Stephen Stewart Madsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Smith Barney Asset Management represented by Francis Patrick Barron (See above for address) ATTORNEY TO BE NOTICED Stephen Stewart Madsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Citigroup Global Markets, Inc. represented by Francis Patrick Barron (See above for address) ATTORNEY TO BE NOTICED Stephen Stewart Madsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Putnam Ohio Tax Exempt Income Fund 04cv00560

Defendant

Putnam New York Tax Exempt Income Fund 04cv00560

Defendant

Putnam Minnesota Tax Exempt Income Fund 04cv560

Defendant

Putnam Massachusetts Tax Exempt Income Fund

04cv560

Defendant

Bank One Investment Advisors Corporation

Defendant

One Group Services Company

Defendant

Pentagon Asset Management represented by Arthur S Linker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert W Gottlieb (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Ritchie Capital Management, LLC represented by Michael R Bromwich (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Jemmco Advisers

Defendant

Headstart Advisers Ltd. represented by Efrem M Grail Reed Smith LLP 435 Sixth Ave Pittsburgh, PA 15219 14122884586 Fax: 14122883063 Email: [email protected] TERMINATED: 02/16/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED James John Restivo Reed Smith LLP

435 Sixth Ave Pittsburgh, PA 15219 14122883122 Fax: 14122883063 Email: [email protected] TERMINATED: 02/16/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jayme L Butcher Reed Smith LLP 435 Sixth Ave Pittsburgh, PA 15219 14122887116 Fax: 14122883063 Email: [email protected] TERMINATED: 02/16/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

CPTR, LLC

Defendant

Chronos Asset Management represented by Mark W Pearlstein McDermott Will and Emery LLP 28 State St Boston, MA 02109-1775 16175354425 Fax: 16175353800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda J Metts McDermott Will and Emery LLP 227 W. Monroe Chicago, IL 60606 13123722000 Fax: 13129847700 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Michael Christiani

Defendant

DCIP, L.P.

Defendant

Appalachian Trails, L.P.

Defendant

Karen Grunst-Johnson

Defendant

Clyde L. Carter

Defendant

Nationwide Life Insurance Company represented by Charles Collier Platt Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Ave New York, NY 10022 12122308860 Fax: 12122308888 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Shoshana Leah Gillers Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Ave New York, NY 10022 12122308841 Fax: 12122308888 Email: [email protected] TERMINATED: 12/06/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric Jon Mogilnicki Wilmer Cutler Pickering Hale and Dorr LLP 2445 M St NW Washington, DC 20037 12026636410 Fax: 12026636363 Email: [email protected] TERMINATED: 02/01/2006 ATTORNEY TO BE NOTICED

Defendant

Broker Defendant John Does 1-25

Defendant

Clearing Defendant John Does 1-10

Defendant

Edward J. Stern

Defendant

Global Analytical Capital

Defendant

John E. Cashwell, jr.

Defendant

Market Timer John Does 1-100

Defendant

PA Distributors LLC represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

PA Fund Management LLC represented by John Charles Ertman (See above for address) ATTORNEY TO BE NOTICED

Defendant

Pimco Funds Multi-Manager Series

Defendant

Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.)

represented by Michael T Marcucci (See above for address) ATTORNEY TO BE NOTICED

Defendant

Wachovia Securities, LLC represented by Stephen Gregory Topetzes (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Alicia Lea Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant

Fund Defendants

Defendant

Rydex Investments represented by Michael John Wilson Morgan Lewis and Bockius LLP 1111 Pennsylvania Ave NW Washington, DC 20004 12027393000 Fax: 12027393001 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

PIMCO Funds: Pacific Investment Management Series

represented by Joshua Vitullo (See above for address) ATTORNEY TO BE NOTICED

Defendant

Investec (US) Incorporated

Defendant

Columbia Funds and Columbia Fund Registrants and Trusts, excluding Columbia Acorn Trust and Columbia Acorn Funds

represented by Brien T O Connor Ropes and Gray LLP One International Pl Boston, MA 02110-2624 16179517385 Fax: 16179517050 Email: [email protected] LEAD ATTORNEY Giselle J Joffre Ropes and Gray LLP One International Pl Boston, MA 02110-2624 16179517789 Fax: 16179517050 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn Fund represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn International Fund represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn International Select Fund

represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn Select represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn Trust represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Acorn USA represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

Columbia Thermostat Fund represented by Brian E Pastuszenski (See above for address) ATTORNEY TO BE NOTICED

Defendant

David C. Arch represented by Bruce Harvey Schneider Stroock Stroock and Lavan LLP 180 Maiden Ln New York, NY 10038 12128065636

Fax: 12128066006 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

J. Miles Branagan represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jerry D. Choate represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Rod Dammeyer represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Linda Hutton Heagy represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

R. Craig Kennedy represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Howard J. Kerr represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jack E. Nelson represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Hugo F. Sonnenschein represented by Bruce Harvey Schneider


Defendant

Wayne W. Whalen represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Suzanne H. Woolsey represented by Bruce Harvey Schneider (See above for address) ATTORNEY TO BE NOTICED

Defendant

Van Kampen Equity and Income Fund

represented by Lee Price Garner Skadden Arps Slate Meagher and Flom LLP 333 W Wacker Dr Chicago, IL 60606 13124070700 Fax: 13124070711 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Van Kampen Equity Trust represented by Lee Price Garner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Van Kampen Funds, Inc. TERMINATED: 09/05/2006

represented by Richard A Rosen Paul Weiss Rifkind Wharton and Garrison LLP 1285 Avenue of the Americas New York, NY 10019 12123733305 Fax: 12123732359 Email: [email protected] TERMINATED: 09/05/2006 ATTORNEY TO BE NOTICED

Defendant

Van Kampen Funds represented by Lee Price Garner

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Mitchell C, Merin TERMINATED: 09/05/2006

represented by Richard A Rosen (See above for address) TERMINATED: 09/05/2006 ATTORNEY TO BE NOTICED

Defendant

Morgan Stanley Investment Advisors Inc. TERMINATED: 09/05/2006


Defendant

Morgan Stanley Investment Management Inc. TERMINATED: 09/05/2006


Defendant

Morgan Stanley Investments LP TERMINATED: 09/05/2006


Defendant

. Morgan Stanley TERMINATED: 09/05/2006


Defendant

Richard F. Powers TERMINATED: 09/05/2006


Defendant

Van Kampen Asset Management represented by Richard A Rosen

TERMINATED: 09/05/2006 (See above for address) TERMINATED: 09/05/2006 ATTORNEY TO BE NOTICED

Defendant

Van Kampen Investments Inc. TERMINATED: 09/05/2006


Defendant

Van Kampen Investor Services Inc. TERMINATED: 09/05/2006


Defendant

John E. Cashwell, Jr. represented by William Alexander Despo Seiden Wayne LLC Two Penn Plaza East Newark, NJ 07105-2249 19734913600 Fax: 19734913555 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Nicholas John DuBois Seiden Wayne LLC Two Penn Plaza East Newark, NJ 07105-2249 19734913600 Fax: 19734913555 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

AIG SunAmerica Life Assurance Co. represented by David A Jones (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Lee Sorkin (See above for address) TERMINATED: 12/06/2006 ATTORNEY TO BE NOTICED

Defendant

RS Investment Management, LP represented by James E Burns Orrick Herrington and Sutcliffe LLP 405 Howard St San Francisco, CA 94105 14157735935 Fax: 14157735771 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee Orrick Herrington and Sutcliffe LLP 405 Howard St San Francisco, CA 94105 14157735852 Fax: 14157735771 Email: [email protected] ATTORNEY TO BE NOTICED Penelope A Graboys Orrick Herrington and Sutcliffe LLP The Orrick Bldg 405 Howard St San Francisco, CA 94105 14157735492 Fax: 14157735759 Email: [email protected] ATTORNEY TO BE NOTICED Richard Gallagher Orrick Herrington and Sutcliffe LLP 405 Howard St San Francisco, CA 94105 14157735991 Fax: 14157735771 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

AIC Asset Management, LLC

Defendant

Auerbach, Leonard B. represented by Jennifer Marie Lawson Paul Hastings Janofsky and Walker LLP 695 Town Center Dr 17th Fl

Costa Mesa, CA 92626 17146686249 Fax: 17149791921 ATTORNEY TO BE NOTICED Peter Marshall Stone Paul Hastings Janofsky and Walker LLP 695 Town Center Dr 17th Fl Costa Mesa, CA 92626 17146686202 Fax: 17149791921 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

James L. Callinan represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Clearing Broker John Does 1-100

Defendant

Steven M. Cohen represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED

Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Contro, Jerome S. represented by Jennifer Marie Lawson (See above for address) ATTORNEY TO BE NOTICED Peter Marshall Stone (See above for address) ATTORNEY TO BE NOTICED

Defendant

Eastbourne Capital Management, LLC

represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Facilitator Broker John Does 1-100

Defendant

Financier John Does 1-100

Defendant

Glynn, John W., Jr. represented by Jennifer Marie Lawson (See above for address) ATTORNEY TO BE NOTICED Peter Marshall Stone (See above for address) ATTORNEY TO BE NOTICED

Defendant

G. Randall Hecht represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Keith, Peter represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Latanzi, Damon

Defendant

Liebowitz, Larry

Defendant

McCaffery, Michael G. represented by James E Burns (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

James Peterson represented by Jennifer Marie Lawson (See above for address) ATTORNEY TO BE NOTICED Peter Marshall Stone (See above for address) ATTORNEY TO BE NOTICED

Defendant

PFPC Distributors, Inc. represented by Alan J Davis Ballard Spahr Andrews and Ingersoll LLP 1735 Market St 51st Fl Philadelphia, PA 19103 12158648230 Fax: 12158649516 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul Lantieri, III Ballard Spahr Andrews and Ingersoll LLP 1735 Market St 51st Fl Philadelphia, PA 19103 12158648279 Fax: 12158649935 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

PFPC, Inc. represented by Alan J Davis (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Paul Lantieri, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Powell, Lawrence S.

Defendant

RS Investment Management Co., LLC

represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Investment Management, Inc. represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sta.Ana, Delano N.

Defendant

Alliance Capital Management Corporation

Defendant

Alliance Capital Management L.P.

Defendant

Marc O. Mayer

Defendant

Roger Hertog

Defendant

Tak-Lung Tsim

Defendant

JP Morgan Chase Bank, Inc.

Defendant

JP Morgan Securities Inc.

Defendant

RS Investment Trust represented by Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED James E Burns (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

AXA Equitable Life Insurance Company

represented by Margaret J Schneider Mayer Brown Rowe and Maw 71 S Wacker Dr Chicago, IL 60606 13127820600 Fax: 13127017711 ATTORNEY TO BE NOTICED Mark D Brookstein Mayer Brown Rowe and Maw LLP 71 S Wacker Dr Chicago, IL 60606 13127820600 Fax: 13127017711 Email: [email protected] ATTORNEY TO BE NOTICED Sheila Finnegan Mayer Brown Rowe and Maw LLP 71 S Wacker Dr Chicago, IL 60606 13127820600 Fax: 13127017711 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Allianz Global Investors Distributors LLC (f/k/a PA Distributors LLC)


Defendant

Allianz Global Investors Fund Management LLC (f/k/a PA Fund Management LLC)


Defendant

Columbia Management Advisors, LLC

Defendant

Columbia Management Distributors, Inc.

Defendant

Columbia Management, LLC

Defendant

Columbia Management Group, LLC

Defendant

Mark A. Perry

Defendant

RS Contrarian Value Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Diversified Growth Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Emerging Growth Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Global Natural Resources Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Growth Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED

Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Information Age Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Internet Age Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Midcap Opportunities Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Partner Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

RS Smaller Company Growth Fund represented by James E Burns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eunice Jooyoun Lee (See above for address) ATTORNEY TO BE NOTICED Penelope A Graboys (See above for address) ATTORNEY TO BE NOTICED Richard Gallagher (See above for address) ATTORNEY TO BE NOTICED

Defendant

Round Hill Securities, Inc. represented by Andrew James Munro Munro and Zack PC 363 W Big Beaver Rd Ste 450 Troy, MI 48084 12489289000 Fax: 12489289001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Variable Annuity Life Insurance Company, The

represented by Joseph Lee Sorkin (See above for address) TERMINATED: 12/06/2006 ATTORNEY TO BE NOTICED

Movant

The Individual Fund Plaintiffs represented by Bradley P Dyer Stull Stull and Brody Six E 45th St New York, NY 10017 12126877320 Fax: 12124902022 ATTORNEY TO BE NOTICED

Movant

The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs

represented by Bradley P Dyer (See above for address) ATTORNEY TO BE NOTICED

Movant

The Illinois Police/Firefighter's Public Pension Fund Group

represented by Chet Barry Waldman (See above for address) ATTORNEY TO BE NOTICED

Movant

The Perkins Proposed Lead Plaintiffs

represented by Bradley P Dyer (See above for address) ATTORNEY TO BE NOTICED

Movant

Leven Proposed Lead Plaintiffs

Movant

The Chiumento Group represented by Bradley P Dyer (See above for address) ATTORNEY TO BE NOTICED

Movant

The Krouse Group represented by Aaron Lee Brody Stull Stull and Brody Six E 45th St Fifth Fl New York, NY 10017 12126877230 Fax: 12124902022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody Stull Stull and Brody 6 E 45th St New York, NY 10017 12126877230 Fax: 12124902022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P Dyer (See above for address) ATTORNEY TO BE NOTICED James E Lahm Stull Stull and Brody Six E 45th St New York, NY 10017 12126877230 Fax: 12124902022 Email: [email protected] ATTORNEY TO BE NOTICED Richard A Acocelli, Jr Weiss and Lurie 551 Fifth Ave Ste 1600 New York, NY 10176 12126823025 Fax: 12126823010 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Steven S. Scholes represented by Steven Samuel Scholes (See above for address) ATTORNEY TO BE NOTICED

Movant

Individual Fund Plaintiffs represented by Richard A Acocelli, Jr (See above for address) ATTORNEY TO BE NOTICED

Amicus

Invesco Funds Group, Inc.

Amicus

Amvescap National Trust Company

Amicus

Amvescap PLC

Amicus

Amvescap Retirement, Inc.

Amicus

AVZ, Inc.

V.

Intervenor

Van Kampen Investment Advisory Corp.

represented by David E Koropp (See above for address) ATTORNEY TO BE NOTICED

Intervenor

Van Kampen Series Fund Inc. represented by David E Koropp (See above for address) ATTORNEY TO BE NOTICED

Cross Claimant

Signalert Corporation represented by Arthur S Linker (See above for address) ATTORNEY TO BE NOTICED

V.

Cross Defendant

Salomon Smith Barney

Cross Defendant

Securities America, Inc.

Cross Defendant

Merrill Lynch & Co., Inc.

Cross Defendant

Kopstein, Van Alen, Nash & Co., Inc.

Cross Defendant

Kaplan & Company Securities, Inc.

Cross Defendant

The Bear Stearns Companies, Inc.

Cross Defendant

Bank of America Corporation

Cross Defendant

Wilshire Associates Incorporated

Cross Defendant

Veras Investment Partners, LLC

Cross Defendant

Investments by Planners, Inc.

Cross Defendant

Peconic Partners, LLC

Cross Defendant

Edward J. Stern

Cross Defendant

Canary Investment Management LLC

Cross Defendant

Canary Capital Partners Ltd

Cross Defendant

Canary Capital Partners LLC

Cross Defendant

Aurum Capital Management Corporation

Cross Defendant

Gregory S. Duch represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Daniel C. Chung represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED

John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Lester L. Colbert, Jr. TERMINATED: 08/25/2006

Cross Defendant

Roger P. Cheever TERMINATED: 08/25/2006

Cross Defendant

Charles F. Baird, Jr. TERMINATED: 08/25/2006

Cross Defendant

B. Joseph White represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Nathan E. Saint-Amand

Cross Defendant

Stephen E. O'Neil TERMINATED: 08/25/2006

Cross Defendant

Arthur M. Dubow

Cross Defendant

John T. Sargent

Cross Defendant

James P. Connelly, Jr.

Cross Defendant

Fred M. Alger, III represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Alger Shareholder Services, Inc. represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Fred Alger Management, Inc. represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Fred Alger & Company Incorporated

represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Alger Associates, Inc. represented by Stewart D Aaron (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher S Rhee (See above for address) ATTORNEY TO BE NOTICED John Arak Freedman (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

The Spectra Fund

Cross Defendant

The Alger Institutional Funds

Cross Defendant

The Alger American Fund

Cross Defendant

The Alger Fund

Cross Defendant

Ryan Goldberg

Cross Defendant

Canary Investment Management, L.L.C.

Cross Defendant

Trautman Wasserman & Company, Inc.

Cross Defendant

Salomon Smith Barney Inc.

Cross Defendant


Cross Defendant

Kaplan & Co. Securities, Inc. represented by Ira Lee Sorkin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Conseco Securities Inc.

Cross Defendant

Banc of America Securities LLC

Cross Defendant

Bank of America Corp.

Cross Defendant

Aurum Capital Management Corp.

Cross Defendant

Aurum Securities Corp.

Cross Defendant

Veras Investment Partners, LLP

Cross Defendant

Pritchard Capital Services LLC

Cross Defendant

Banc of America Securities, LLC

Cross Defendant

Bank of America Corp

Cross Defendant

Tandem Financial Services

Cross Defendant

Alan Waldbaum

Cross Defendant

Signalert Corporation

Cross Defendant

D.R. Loeser

Cross Defendant

Daniel Calugar

Cross Defendant

Ilytat, L.P.

Cross Defendant

Joseph R. Palombo

Cross Defendant

William E. Mayer

Cross Defendant

Richard L. Woolworth

Cross Defendant

Ann-Lee Verville

Cross Defendant

Thomas C. Theobald

Cross Defendant

Thomas E. Stitzel

Cross Defendant

Patrick J. Simpson

Cross Defendant

John J. Neuhauser

Cross Defendant

Charles R. Nelson

Cross Defendant

Richard W. Lowry

Cross Defendant

Janet Langford Kelly

Cross Defendant

Douglas A. Hacker

Cross Defendant

Ralph Wanger

Cross Defendant

Charles P. McQuaid

Cross Defendant

John A. Wing

Cross Defendant

Robert E. Nason

Cross Defendant

Allan B. Muchin

Cross Defendant

David C. Kleinman

Cross Defendant

Steven N. Kaplan

Cross Defendant

Jerome Kahn, Jr.

Cross Defendant

Leo Guthart

Cross Defendant

Margaret Eisen

Cross Defendant

Columbia Management Advisors, Inc.

Cross Defendant

Columbia Wanger Asset Management, L.P.

Cross Defendant

Columbia Funds Distributor, Inc.

Cross Defendant

Columbia Fund Services, Inc.

Cross Defendant

Columbia Management Group, Inc.

Cross Defendant

Mark B. Whiston

Cross Defendant

Robert Skidelsky

Cross Defendant

Paul F. Balser

Cross Defendant

Helen Y. Hayes

Cross Defendant

James P. Craig

Cross Defendant

G. Andrew Cox

Cross Defendant

Steven L. Scheid

Cross Defendant

Landon H. Rowland

Cross Defendant

Robert N. Burt

Cross Defendant

MFS Family of Funds Nominal Defendant

Cross Defendant

Andrew Goodwin

Cross Defendant

Noah Lerner

Cross Defendant

Canary Investment Management, LLC

Cross Defendant

Canary Capital Partners, Ltd.

Cross Defendant

Canary Capital Partners, LLC

Cross Defendant

Security Brokerage, Inc.

Cross Defendant

Pritchard Capital Parners LLC

Cross Defendant

David B. Stone

Cross Defendant

Arnold D. Scott

Cross Defendant

Hon. J. David Gibbons, Sir.

Cross Defendant

Ward Smith

Cross Defendant

Elaine R. Smith

Cross Defendant

J. Dale Sherratt

Cross Defendant

William J. Poorvu

Cross Defendant

Lawrence T. Perera

Cross Defendant

Abby M. O'Neill

Cross Defendant

J. Atwood Ives

Cross Defendant

William R. Gutow

Cross Defendant

Lawrence H. Cohn

Cross Defendant

Jeffrey L. Shames

Cross Defendant

Kevin R. Parke

Cross Defendant

John W. Ballen

Cross Defendant

MFS Service Center, Inc.

Cross Defendant

MFS Fund Distributors, Inc.

Cross Defendant

Massachusetts Financial Services Company

Cross Defendant

Sun Life Financial, Inc.

Cross Defendant

Lord Lang

Cross Defendant

Omid Kamshad

Cross Defendant

A.J.C. Smith

Cross Defendant

Adele Simmons

Cross Defendant

Morton O. Schapiro

Cross Defendant

Stephen R. Hardis

Cross Defendant

Jeffrey W. Greenberg

Cross Defendant

Ray J. Groves

Cross Defendant

Oscar Fanjul

Cross Defendant

Robert F. Erburu

Cross Defendant

Mathis Cabiallavetta

Cross Defendant

Lewis W. Bernard

Cross Defendant

David A. Olsen

Cross Defendant

Lawrence J Lasser TERMINATED: 10/06/2006

Cross Defendant

Gwendolyn S. King

Cross Defendant

Charles A. Davis

Cross Defendant

Peter Coster

Cross Defendant

Wachovia Securities, Inc.

Cross Defendant

Prudential Securities, Inc.

Cross Defendant

AST Trust Co.

Cross Defendant

Bear Stearns & Co. Inc.

Cross Defendant

Round Hill Securities, Inc

Cross Defendant

Rydex Investments

Cross Defendant

Canadian Imperial Bank of Commerce

Cross Defendant

Gregory Trautman

Cross Defendant

Canary Investment, LLC

Cross Defendant

Janus Adviser Series

Cross Defendant

Janus Distributors LLC

Cross Defendant

Janus Investment Fund

Cross Defendant

Golden Gate Financial Group, LLC

Cross Defendant

One Group Mutual Funds Nominal Defendant

Cross Defendant

Charles I. Post

Cross Defendant

Donald L. Tuttle

Cross Defendant

Julius Pallone

Cross Defendant

Marilyn McCoy

Cross Defendant

John F. Finn

Cross Defendant

Robert A. Oden, Jr.

Cross Defendant

Frederick W. Ruebeck

Cross Defendant

Peter C. Marshall

Cross Defendant

The One Group Services Company

Cross Defendant

One Group Dealer Services, Inc.

Cross Defendant

Bank One High Yield Partners, LLC

Cross Defendant

Banc One Investment Advisors Corporation

Cross Defendant

J.P. Morgan Chase & Co.

Cross Defendant

Bank One Corp.

Cross Defendant

Charles F. Michaelman

Cross Defendant

Charles Kalivas

Cross Defendant

Putnam Family of Funds Nominal Defendant

Cross Defendant

Kirlin Securities Inc.

Cross Defendant

W. Nicholas Thorndike

Cross Defendant

W. Thomas Stephens

Cross Defendant

Robert E. Patterson

Cross Defendant

John H. Mullin, III

Cross Defendant

John A. Hill

Cross Defendant

Elizabeth T. Kennan

Cross Defendant

Paul L. Joskow

Cross Defendant

Ronald J. Jackson

Cross Defendant

Charles B. Curtis

Cross Defendant

Jameson Adkins Baxter

Cross Defendant

George Putnam III

Cross Defendant

Carmel Peters

Cross Defendant

Geir Lode

Cross Defendant

William H. Woolverton TERMINATED: 12/28/2006

Cross Defendant

Patricia C. Flaherty

Cross Defendant

Charles E. Porter, Sr.

Cross Defendant

Lawrence J. Lasser TERMINATED: 10/06/2006

Cross Defendant

Marsh & McLennan Companies, Inc.

Cross Defendant

Putnam Retail Management GP, Inc.

Cross Defendant

Putnam Retail Management, L.P.

Cross Defendant

Putnam Investment Management, LLC

Cross Defendant

Putnam, LLC

Cross Defendant

Wall Street Global, LLC

Cross Defendant

Smith Barney Citigroup

Cross Defendant


Cross Defendant

Haidar Capital Management LLC

Cross Defendant

CIBC World Markets

Cross Defendant

CIBC Securities, Inc.

Cross Defendant

Janus Aspen Series Nominal Defendant

Cross Defendant

Janus Distributors, LLC

Cross Defendant

Perkins Wolf McDonnell & Company

Cross Defendant

Bay Island Financial LLP

Cross Defendant

Enhanced Investment Technologies LLC

Cross Defendant

Janus Capital Group, Inc.

Cross Defendant

John Does 1 through 100

Cross Defendant

JP Morgan Chase and Co.

Cross Defendant

Credit Suisse First Boston (USA) Inc.

Cross Defendant

Charles Schwab & Co.

Cross Defendant

Bear Stearns Securities Corp.

Cross Defendant

Bear Stearns & Co., Inc.

Cross Defendant

James Y. Lin

Cross Defendant

Kraig L. Kibble

Cross Defendant

James G. Lewis

Cross Defendant

National Clearing Corporation

Cross Defendant

JB Oxford Holdings, Inc.

Cross Defendant

Grant D. Seeger represented by J Alex Grimsley

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Security Trust Company, N.A.

Cross Defendant

Marc C. Bilotti

Cross Defendant

John Peffer

Cross Defendant

Robert Shannon

Cross Defendant

Michael Vanin

Cross Defendant

Skifter Ajro

Cross Defendant

Justin Ficken

Cross Defendant

Martin Druffner

Cross Defendant

Wachovia Securities, LLC

Cross Defendant

Wachovia Corporation

Cross Defendant

Prudential Financial, Inc.

Cross Defendant

Theodore C. Sihpol, III

Cross Defendant

Morgan Stanley DW

Cross Defendant

Salomon Smith Barney, Inc.

Cross Defendant

Citigroup Global Markets Holdings Inc.

Cross Defendant

Citigroup, Inc.

Cross Defendant

Canadian Imperial Holdings, Inc.

Cross Defendant

Michael Grady

Cross Defendant

Trout Trading Management Co.

Cross Defendant

Daniel G. Calugar

Cross Defendant

MFS Fund Distributors

Cross Defendant

MFS Series Trust X

Cross Defendant

MFS Series Trust IX

Cross Defendant

MFS Series Trust V

Cross Defendant

MFS Series Trust IV

Cross Defendant

MFS Series Trust II

Cross Defendant

MFS Series Trust I

Cross Defendant

Massachusetts Investors Growth Stock Fund

Cross Defendant

Massachusetts Investors Trust

Cross Defendant

MFS Government Securities Fund

Cross Defendant

Sun Life of Canada (U.S.) Financial Services Holdings, Inc.

Cross Defendant

Sun Life Financial (U.S.) Investments LLC

Cross Defendant

Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.

Cross Defendant

Francis N. Bonsignore

Cross Defendant

Bear Stearns Securities Corporation

Cross Defendant

Circle Trust, Inc.

Cross Defendant

Robert A. Oden

Cross Defendant

Richard R. Wade 04-629

Cross Defendant

Richard W. Vague 04-629

Cross Defendant

William P. Boardman 04-629

Cross Defendant

William G. Jurgenson 04-629

Cross Defendant

David R. Meuse 04-629

Cross Defendant

Kenneth T. Stevens

Cross Defendant

John Abunassar 04-629

Cross Defendant

Gary J. Madich 04-629

Cross Defendant

Richard R. Jandrain, III 04-629

Cross Defendant

Peter W. Atwater 04-629

Cross Defendant

David J. Kundert 04-629

Cross Defendant

Bank One Corporation

Cross Defendant

Tandem Financial Services, Inc. 04-1763

represented by Allan Everett Taylor (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

Columbia Funds Trust XI

Cross Defendant

Schield Management Company 04-1763

Cross Defendant

Cantella & Co., Inc. 04-1763

Cross Defendant

Samaritan Asset Management 04-1763

represented by Robin R Stone (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

D.R. Loeser & Co., Inc

04-1763

Cross Defendant

Liberty Variable Investment Trust 04-1763

Cross Defendant

Columbia Mid Cap Growth Fund Inc.

Cross Defendant

Columbia International Stock Fund Inc.

Cross Defendant

Columbia High Yield Fund Inc.

Cross Defendant

Columbia Funds Trust VIII

Cross Defendant

Columbia Funds Trust VII

Cross Defendant

Columbia Funds Trust VI

Cross Defendant

Columbia Funds Trust V

Cross Defendant

Columbia Funds Trust IV

Cross Defendant

Columbia Funds Trust III

Cross Defendant

Columbia Funds Trust II

Cross Defendant

Columbia Funds Trust I

Cross Defendant

Columbia Acorn Trust

Cross Defendant

Columbia Funds Services, Inc. 04-1763

Cross Defendant

Louis Tasiopoulos 04-1763

Cross Defendant

James Tambone 04-1763

Cross Defendant

Stephen E Gibson 04-1763

Cross Defendant

Joseph Palombo 04-1763

Cross Defendant

Lenore Zarate

Cross Defendant

Donald A Hoy

Cross Defendant

James Dimon

Cross Defendant

Bank One Trust Company, N.A.

Cross Defendant

Merrill Lynch, Pierce, Fenner & Smith, Inc. 04cv00560

Cross Defendant

BTS Asset Management 04cv00560

Cross Defendant

Spectrum Financial, Inc. 04cv00560

Cross Defendant

Lincoln Financial Advisors Corporation 04cv00560

Cross Defendant

Buffalo Capital Corporation 04cv00560

Cross Defendant

RTE Asset Management 04cv00560

Cross Defendant

Kirlin Securities, Inc.

Cross Defendant

Frank Perfetuo 04cv00560

Cross Defendant

James Prusko 04cv00560

Cross Defendant

Justin Scott 04cv00560

Cross Defendant

Geirulv Lode 04cv00560

Cross Defendant

George Putnam, III 04cv00560

Cross Defendant

John H. Mullin, III 04cv00560

Cross Defendant

Jameson A. Baxter 04cv00560

Cross Defendant

Putnam New York Tax Exempt Money Market Fund 04cv00560

Cross Defendant

Putnam California Tax Exempt Money Market Fund 04cv00560

Cross Defendant

Putnam PennsylvaniaTax Exempt Income Fund 04cv00560

Cross Defendant

Putnam New Jersey Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam Michigan Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam Florida Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam California Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam Arizona Tax Exempt Income Fund 04cv00560

Cross Defendant

The Putnam Fund for Growth and Income 04cv00560

Cross Defendant

The George Putnam Fund of Boston 04cv00560

Cross Defendant

Putnam Intermediate U.S. Government Income Fund 04cv00560

Cross Defendant

Putnam Income Fund 04cv00560

Cross Defendant

Putnam High Yield Trust 04cv00560

Cross Defendant

Putnam High Yield Advantage Fund 04cv00560

Cross Defendant

Putnam Health Sciences Trust 04cv00560

Cross Defendant

Putnam Global Natural Resources Fund 04cv00560

Cross Defendant

Putnam Global Income Trust 04cv00560

Cross Defendant

Putnam Global Equity Fund 04cv00560

Cross Defendant

Putnam Europe Equity Fund 04cv00560

Cross Defendant

Putnam Equity Income Fund 04cv00560

Cross Defendant

Putnam Diversified Income Trust 04cv00560

Cross Defendant

Putnam Discovery Growth Fund 04cv00560

Cross Defendant

Putnam Convertible Income-Growth Trust

04cv00560

Cross Defendant

Putnam Classic Equity Fund 04cv00560

Cross Defendant

Putnam Capital Appreciation Fund 04cv00560

Cross Defendant

Putnam Balanced Retirement Fund 04cv00560

Cross Defendant

Putnam Asia Pacific Growth Fund 04cv00560

Cross Defendant

Putnam American Government Income Fund 04cv00560

Cross Defendant

Putnam Voyager Fund 04cv00560

Cross Defendant

Putnam Vista Fund 04cv00560

Cross Defendant

Putnam Utilities Growth and Income Fund 04cv00560

Cross Defendant

Putnam U.S. Government Income Trust 04cv00560

Cross Defendant

Putnam Tax Exempt Money Market Fund 04cv00560

Cross Defendant

Putnam Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam Strategic Income Fund 04cv00560

Cross Defendant

Putnam Preferred Income Fund 04cv00560

Cross Defendant

Putnam OTC & Emerging Growth Fund 04cv00560

Cross Defendant

Putnam New Opportunities Fund 04cv00560

Cross Defendant

Putnam Municipal Income Fund 04cv00560

Cross Defendant

Putnam Money Market Fund 04cv00560

Cross Defendant

Putnam Investors Fund 04cv00560

Cross Defendant

Putnam International Equity Fund 04cv00560

Cross Defendant

Putnam Tax Smart Funds Trust 04cv00560

Cross Defendant

Putnam Asset Allocation Fund 04cv00560

Cross Defendant

Putnam Tax-Free Income Trust 04cv00560

Cross Defendant

Putnam Funds Trust 04cv00560

Cross Defendant

Putnam Investment Funds 04cv00560

Cross Defendant

Putnam Retail Management Limited Partnership 04cv00560

Cross Defendant

Stephen M. Oristaglio 04cv00560

Cross Defendant

Ian S. Ferguson 04cv00560

Cross Defendant

Robert F. Lucey 04cv00560

Cross Defendant

Irene M. Esteves 04cv00560

Cross Defendant

Gordon H. Silver 04cv00560

Cross Defendant

Putnam Investment Management LLC 04cv00560

Cross Defendant

Putnam Investments Trust 04cv00560

Cross Defendant

Charles Schwab Trust Company

Cross Defendant

Plan Advisory Committee

Cross Defendant

Eric Burns

Cross Defendant

Joseph W. Dello Russo

Cross Defendant

Massachusetts Financial Services Company Retirement Committee

Cross Defendant

William L. Rosoff

Cross Defendant

Sandra Wright

Cross Defendant

Sandra S. Wijnberg

Cross Defendant

Bankers Trust Company

Cross Defendant

Marsh & McLennan Companies, Inc. Stock Investment Plan Committee

Cross Defendant

J. W. Greenberg

Cross Defendant

UBS Financial Services, Inc.

Cross Defendant

UBS AG

Cross Defendant

Deutsche Bank AG

Cross Defendant

Davidson Companies

Cross Defendant

Circle Trust Company

Cross Defendant

Bank of America, N.A.

Cross Defendant

Parametric Portfolio Associates

Cross Defendant

PA Fund Management

Cross Defendant

Brean Murray Inc

Cross Defendant

Gerald M Thorne

Cross Defendant

W Bryant Stooks

Cross Defendant

Theodore J Coburn

Cross Defendant

Gary A Childress

Cross Defendant

Donald P Carter

Cross Defendant

E Philip Cannon

Cross Defendant

Stephen J Treadway

Cross Defendant

Kenneth Corba

Cross Defendant

NFJ Investment Group LP

Cross Defendant

Nicholas-Applegate Capital Management LLC

Cross Defendant

RCM Capital Management LLC

Cross Defendant

Cadence Capital Management LLC

Cross Defendant

PEA Capital LLC

Cross Defendant

Pimco Advisors Distributors LLC

Cross Defendant

Allianz Dresdner Asset Management of America LP

Cross Defendant

Putnam Investments, LLC

Cross Defendant

Bank of America Securities, LLC

Cross Defendant

Putnam Investment Management Trust

Cross Defendant

Putnam Management Trust

Cross Defendant

Putnam Fiduciary Trust, Co.

Cross Defendant

Janus Capital Corporation

Cross Defendant

Warren B. Lammert, III

Cross Defendant

Richard Garland

Cross Defendant

Lars O. Soderberg

Cross Defendant

Robin Beery

Cross Defendant

Lance Newcomb

Cross Defendant

John Mari

Cross Defendant

One Group Administrative Services Inc.

Cross Defendant

Schwab Capital Markets L.P.

Cross Defendant

J. B. Oxford

Cross Defendant

Ohio Tuition Trust Authority

Cross Defendant

Smith Barney Fund Management, LLC

Cross Defendant

Smith Barney Asset Management

Cross Defendant

Citigroup Global Markets, Inc.

Cross Defendant

Putnam Ohio Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam New York Tax Exempt Income Fund 04cv00560

Cross Defendant

Putnam Minnesota Tax Exempt Income Fund 04cv560

Cross Defendant

Putnam Massachusetts Tax Exempt Income Fund 04cv560

Cross Defendant

Bank One Investment Advisors Corporation

Cross Defendant

One Group Services Company

Cross Defendant

Pentagon Asset Management

Cross Defendant

Ritchie Capital Management, LLC

Cross Defendant

Jemmco Advisers

Cross Defendant

Headstart Advisers Ltd.

Cross Defendant

CPTR, LLC

Cross Defendant

Chronos Asset Management

Cross Defendant

Michael Christiani

Cross Defendant

DCIP, L.P.

Cross Defendant

Appalachian Trails, L.P.

Cross Defendant

Karen Grunst-Johnson

Cross Defendant

Clyde L. Carter

Cross Defendant

Nationwide Life Insurance Company represented by Shoshana Leah Gillers (See above for address) TERMINATED: 12/06/2006 ATTORNEY TO BE NOTICED

Cross Defendant

Broker Defendant John Does 1-25

Cross Defendant

Clearing Defendant John Does 1-10

Cross Defendant

Edward J. Stern

Cross Defendant

Global Analytical Capital

Cross Defendant

John E. Cashwell, jr.

Cross Defendant

Market Timer John Does 1-100

Cross Defendant

PA Distributors LLC

Cross Defendant

PA Fund Management LLC

Cross Defendant

Pimco Funds Multi-Manager Series

Cross Defendant

Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.)

Cross Defendant

Fund Defendants

Cross Defendant

PIMCO Funds: Pacific Investment Management Series

Cross Defendant

Investec (US) Incorporated

Cross Defendant

Columbia Funds and Columbia Fund Registrants and Trusts, excluding Columbia Acorn Trust and Columbia Acorn Funds

Cross Defendant

Columbia Acorn Fund

Cross Defendant

Columbia Acorn International Fund

Cross Defendant

Columbia Acorn International Select Fund

Cross Defendant

Columbia Acorn Select

Cross Defendant

Columbia Acorn USA

Cross Defendant

Columbia Thermostat Fund

Cross Defendant

David C. Arch

Cross Defendant

J. Miles Branagan

Cross Defendant

Jerry D. Choate

Cross Defendant

Rod Dammeyer

Cross Defendant

Linda Hutton Heagy

Cross Defendant

R. Craig Kennedy

Cross Defendant

Howard J. Kerr

Cross Defendant

Jack E. Nelson

Cross Defendant

Hugo F. Sonnenschein

Cross Defendant

Wayne W. Whalen

Cross Defendant

Suzanne H. Woolsey

Cross Defendant

Van Kampen Equity and Income Fund

Cross Defendant

Van Kampen Equity Trust

Cross Defendant

Van Kampen Funds, Inc.

Cross Defendant

Van Kampen Funds

Cross Defendant

Mitchell C, Merin

Cross Defendant

Morgan Stanley Investment Advisors Inc.

Cross Defendant

Morgan Stanley Investment Management Inc.

Cross Defendant

Morgan Stanley Investments LP

Cross Defendant

. Morgan Stanley

Cross Defendant

Richard F. Powers

Cross Defendant

Van Kampen Asset Management

Cross Defendant

Van Kampen Investments Inc.

Cross Defendant

Van Kampen Investor Services Inc.

Cross Defendant

John E. Cashwell, Jr.

Cross Defendant

AIG SunAmerica Life Assurance Co.

Cross Defendant

A Defendant

Cross Defendant

RS Investment Management, LP

Cross Defendant

AIC Asset Management, LLC

Cross Defendant

Auerbach, Leonard B.

Cross Defendant

James L. Callinan

Cross Defendant

Clearing Broker John Does 1-100

Cross Defendant

Steven M. Cohen

Cross Defendant

Contro, Jerome S.

Cross Defendant

Eastbourne Capital Management, LLC

Cross Defendant

Facilitator Broker John Does 1-100

Cross Defendant

Financier John Does 1-100

Cross Defendant

Glynn, John W., Jr.

Cross Defendant

G. Randall Hecht

Cross Defendant

Keith, Peter

Cross Defendant

Latanzi, Damon

Cross Defendant

Liebowitz, Larry

Cross Defendant

McCaffery, Michael G.

Cross Defendant

James Peterson

Cross Defendant

PFPC Distributors, Inc.

Cross Defendant

PFPC, Inc.

Cross Defendant

Powell, Lawrence S.

Cross Defendant

RS Investment Management Co., LLC

Cross Defendant

RS Investment Management, Inc.

Cross Defendant

Sta.Ana, Delano N.

Cross Defendant

Alliance Capital Management Corporation

Cross Defendant

Alliance Capital Management L.P.

Cross Defendant

Marc O. Mayer

Cross Defendant

Roger Hertog

Cross Defendant

Tak-Lung Tsim

Cross Defendant

JP Morgan Chase Bank, Inc.

Cross Defendant

JP Morgan Securities Inc.

Cross Defendant

Alliance Capital Management Holding L.P.

Cross Defendant

RS Investment Trust

Cross Defendant

AXA Equitable Life Insurance Company

Cross Defendant

Allianz Global Investors Distributors LLC (f/k/a PA Distributors LLC)

Cross Defendant

Allianz Global Investors Fund Management LLC (f/k/a PA Fund Management LLC)

Cross Defendant

Columbia Management Advisors, LLC

Cross Defendant

Columbia Management Distributors, Inc.

Cross Defendant

Columbia Management, LLC

Cross Defendant

Columbia Management Group, LLC

Cross Defendant

Mark A. Perry

Cross Defendant

RS Contrarian Value Fund

Cross Defendant

RS Diversified Growth Fund

Cross Defendant

RS Emerging Growth Fund

Cross Defendant

RS Global Natural Resources Fund

Cross Defendant

RS Growth Fund

Cross Defendant

RS Information Age Fund

Cross Defendant

RS Internet Age Fund

Cross Defendant

RS Midcap Opportunities Fund

Cross Defendant

RS Partner Fund

Cross Defendant

RS Smaller Company Growth Fund

Cross Defendant

Janus Capital Management LLC

Cross Defendant

Janus Capital Group Inc.

Cross Defendant

Mark A. Beeson

Cross Defendant

Ritchie Capital Management, Inc.

Cross Defendant

Paul A. Flynn

Cross Defendant

David Byck

Date Filed # Docket Text

02/23/2004 1 ORDER from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 04/09/2004)

03/03/2004 2 CTO ORDER No. 1 from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 04/09/2004)

04/12/2004 3 NOTICE of Appearance by Mark A Perry on behalf of A Defendant (Perry, Mark) (Entered: 04/12/2004)

04/12/2004 4 NOTICE of Appearance by Stewart D Aaron on behalf of A Defendant (Aaron, Stewart) (Entered: 04/12/2004)

04/12/2004 5 Local Rule MDL Rule 5.3 - Corporate Disclosure of Fred Alger Management, Inc.. (Aaron, Stewart) (Entered: 04/12/2004)

04/12/2004 6 MEMORANDUM to Parties re: Tracks. Signed by Judge J. Frederick Motz on 4/9/04. (cag, Deputy Clerk) (Entered: 04/13/2004)

04/12/2004 7 MEMORANDUM to Parties re: Amendment of Tracks. Signed by Judge J. Frederick Motz on 4/12/04 (cag, Deputy Clerk) (Entered: 04/13/2004)

04/13/2004 8 STIPULATION to Extend Time to Answer or Otherwise Move by Canary Capital Partners, LLC., Canary Capital Partners, Ltd., Canary Investment Management, LLC,, Edward J. Stern. (Originally filed 3/30/04) (jnl, Deputy Clerk) (Entered: 04/13/2004)

04/13/2004 9 STIPULATION to Extend Time to Move or Otherwise Answer by Canary Capital Partners, L.L.C., Canary Capital Partners,Ltd., Canary Investment Management, L.L.C., Edward J. Stern. (Originally filed 3/30/04)(jnl, Deputy Clerk) (Entered: 04/13/2004)

04/13/2004 10 ORDER from the MDL Panel Vacating the Transfer Order in Rochelle Meyer v Putnam International Voyager Fund (received 3/5/04) (cag, Deputy Clerk) (Entered: 04/13/2004)

04/13/2004 11 ORDER from the MDL Panel Vacating the Transfer Order in Vladimir v Janus Capital Management LLC (receivec 3/19/04)(cag, Deputy Clerk) (Entered: 04/13/2004)

04/13/2004 12 ORDER from the MDL Panel Reinstating Stay of Conditional Transfer Order in Mike Sayegh v Janus Capital Corp. (received 3/29/04) (cag, Deputy Clerk) (Entered: 04/13/2004)

04/14/2004 13 NOTICE of Appearance by Joel B Strauss on behalf of A Plaintiff (Strauss, Joel) (Entered: 04/14/2004)

04/15/2004 14 NOTICE of Appearance by Strider Dickson on behalf of A Defendant (Dickson, Strider) (Entered: 04/15/2004)

04/15/2004 15 NOTICE of Appearance by James D Mathias on behalf of A Defendant (Mathias, James) (Entered: 04/15/2004)

04/15/2004 16 NOTICE of Appearance by Nichole Michele Galvin on behalf of A Defendant (Galvin, Nichole) (Entered: 04/15/2004)

04/15/2004 17 NOTICE of Appearance by Lewis J Liman on behalf of A Defendant (Liman, Lewis) (Entered: 04/15/2004)

04/15/2004 18 NOTICE of Appearance by Thomas J Moloney on behalf of A Defendant (Moloney, Thomas) (Entered: 04/15/2004)

04/15/2004 19 NOTICE of Appearance by Breon S Peace on behalf of A Defendant (Peace, Breon) (Entered: 04/15/2004)

04/15/2004 20 NOTICE of Appearance by Price O Gielen on behalf of A Defendant (Gielen, Price) (Entered: 04/15/2004)

04/15/2004 21 NOTICE of Appearance by Timothy Newlyn Mathews on behalf of A Plaintiff (Mathews, Timothy) (Entered: 04/15/2004)

04/15/2004 22 NOTICE of Appearance by Nicholas E Chimicles on behalf of A Plaintiff (Chimicles, Nicholas) (Entered: 04/15/2004)

04/15/2004 23 NOTICE of Appearance by Daniel J Kramer on behalf of A Defendant (Kramer, Daniel) (Entered: 04/15/2004)

04/15/2004 24 NOTICE of Appearance by Philip S Khinda on behalf of A Defendant (Khinda, Philip) (Entered: 04/15/2004)

04/15/2004 25 NOTICE of Appearance by Seth M Schwartz on behalf of A Defendant (Schwartz, Seth) (Entered: 04/15/2004)

04/16/2004 26 NOTICE of Appearance by John Bucher Isbister on behalf of A Plaintiff (Isbister, John) (Entered: 04/16/2004)

04/16/2004 27 MOTION to Remand by A Plaintiff. Responses due by 5/3/2004 (Fox, Christine) (Entered: 04/16/2004)

04/16/2004 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand by A Plaintiff. Responses due by 5/3/2004 (Attachments: # 1 Memorandum of Law# 2 Exhibits to Memorandum of Law# 3 Appendix of Unreported Cases)(Sammons, William) (Entered: 04/16/2004)

04/16/2004 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh by A Plaintiff. Responses due by 5/3/2004 (Sammons, William) (Entered: 04/16/2004)

04/16/2004 30 NOTICE of Appearance by David Clarke Jr on behalf of A Defendant (Clarke, David) (Entered: 04/16/2004)

04/16/2004 31 NOTICE of Appearance by John William Rotunno on behalf of A Defendant (Rotunno, John) (Entered: 04/16/2004)

04/16/2004 32 NOTICE of Appearance by Daniel J Hayes on behalf of A Defendant (Hayes, Daniel) (Entered: 04/16/2004)

04/16/2004 33 NOTICE of Appearance by Christine Marie Fox on behalf of A Plaintiff (Fox, Christine) (Entered: 04/16/2004)

04/16/2004 34 NOTICE of Appearance by Daniel Joseph Hayes on behalf of A Defendant (Hayes, Daniel) (Entered: 04/16/2004)

04/16/2004 35 NOTICE of Appearance by Barbara Z Blumenthal on behalf of A Plaintiff (Blumenthal, Barbara) (Entered: 04/16/2004)

04/16/2004 36 NOTICE of Appearance by John William Rotunno on behalf of A Defendant (Rotunno, John) (Entered: 04/16/2004)

04/16/2004 37 NOTICE of Appearance by Stanley M Grossman on behalf of A Plaintiff (Grossman, Stanley) (Entered: 04/16/2004)

04/16/2004 38 NOTICE of Appearance by H Adam Prussin on behalf of A Plaintiff (Prussin, H) (Entered: 04/16/2004)

04/16/2004 39 NOTICE of Appearance by Ronen Sarraf on behalf of A Plaintiff (Sarraf, Ronen) (Entered: 04/16/2004)

04/16/2004 40 NOTICE of Appearance by Matthew A Stowe on behalf of A Defendant (Stowe, Matthew) (Entered: 04/16/2004)

04/16/2004 41 NOTICE of Appearance by Denise Davis Schwartzman on behalf of A Plaintiff (Schwartzman, Denise) (Entered: 04/16/2004)

04/16/2004 42 MOTION to Remand by A Plaintiff. Responses due by 5/3/2004 (Blumenthal, Barbara) (Entered: 04/16/2004)

04/16/2004 43 CERTIFICATE OF SERVICE by A Defendant re 25 Notice of Appearance (Schwartz, Seth) (Entered: 04/16/2004)

04/16/2004 44 NOTICE of Appearance by Mark Carl Rifkin on behalf of A Plaintiff (Rifkin, Mark) (Entered: 04/16/2004)

04/16/2004 45 NOTICE of Appearance by Alice McInerney on behalf of A Plaintiff (McInerney, Alice) (Entered: 04/16/2004)

04/16/2004 46 NOTICE of Appearance by Ira Michael Press on behalf of A Plaintiff (Press, Ira) (Entered: 04/16/2004)

04/16/2004 47 NOTICE of Appearance by Jonathan A Shapiro on behalf of A Defendant (Shapiro, Jonathan) (Entered: 04/16/2004)

04/16/2004 48 NOTICE of Appearance by Jeffrey B Rudman on behalf of A Defendant (Rudman, Jeffrey) (Entered: 04/16/2004)

04/16/2004 49 NOTICE of Appearance by William H Paine on behalf of A Defendant (Paine, William) (Entered: 04/16/2004)

04/16/2004 50 MOTION to Remand by Julie Parisi. Responses due by 5/3/2004 (Kruske, Jeffrey) (Entered: 04/16/2004)

04/16/2004 51 Memorandum in Support of Motion to Remand by Julie Parisi. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit A# 4 Exhibit B# 5 Exhibit 4)(Kruske, Jeffrey) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/16/2004)

04/16/2004 52 NOTICE of Appearance by Daniel A Pollack on behalf of A Defendant (Pollack, Daniel) (Entered: 04/16/2004)

04/16/2004 53 NOTICE of Appearance by Robert J Jossen on behalf of A Defendant (Jossen, Robert) (Entered: 04/16/2004)

04/16/2004 54 NOTICE of Appearance by Adam B Rowland on behalf of A Defendant (Rowland, Adam) (Entered: 04/16/2004)

04/16/2004 55 NOTICE of Appearance by Andrew Santo Tulumello on behalf of A Defendant (Tulumello, Andrew) (Entered: 04/16/2004)

04/17/2004 56 NOTICE of Appearance by Karen L Morris on behalf of A Plaintiff (Morris, Karen) (Entered: 04/17/2004)

04/19/2004 57 Correspondence re: organizational structure (McInerney, Alice) (Entered: 04/19/2004)

04/19/2004 58 NOTICE of Appearance by Robert Hardy Pees on behalf of A Defendant (Pees, Robert) (Entered: 04/19/2004)

04/19/2004 59 NOTICE of Appearance by Michael S Winograd on behalf of A Defendant (Winograd, Michael) (Entered: 04/19/2004)

04/19/2004 60 NOTICE of Appearance by Sarah Fern Meil on behalf of A Defendant (Meil, Sarah) (Entered: 04/19/2004)

04/19/2004 61 NOTICE of Appearance by Martin JE Arms on behalf of A Defendant (Arms, Martin) (Entered: 04/19/2004)

04/19/2004 62 NOTICE of Appearance by Peter Edwards Seidman Sr on behalf of A Plaintiff (Seidman, Peter) (Entered: 04/19/2004)

04/19/2004 63 Memorandum in Support of Proposed Organizational Structure by A Plaintiff. (Attachments: # 1 # 2)(Isbister, John) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 64 MEMORANDUM in support of the MOTION to Appoint Lead Counsel Proposed Organizational Structure for the MDL Proceeding and Appointment of Lead Counsel for the Parent Derivative Cases by A Plaintiff. Responses due by 5/6/2004 (Attachments: # 1 Exhibit Parent Derivative Cases Chart# 2 Exhibit Proposed Organizational Structure# 3 Exhibit Resume - Morris and Morris# 4 Exhibit Resume - Offices of Bernard Gross# 5 Exhibit Resume - Bull & Lifshitz LLP)(Morris, Karen) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION)(cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 65 MOTION to Appoint Counsel Appointment of Lead Counsel for the Parent Derivative Cases by A Plaintiff. Responses due by 5/6/2004 (Attachments: # 1 Exhibit Proposed Order)(Morris, Karen) (Entered: 04/19/2004)

04/19/2004 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding by A Plaintiff. Responses due by 5/6/2004 (Attachments: # 1 Exhibit Proposed Order)(Morris, Karen) (Entered: 04/19/2004)

04/19/2004 67 MOTION to Appoint Counsel Establishment of a Janus Parent Class Sub-Subtrack and Appointment of Lead Plaintiff and Lead Counsel for Janus Parent Investor Class Sub-Subtrack by A Plaintiff. Responses due by 5/6/2004 (Press, Ira) (Entered: 04/19/2004)

04/19/2004 68 Memorandum re 67 MOTION to Appoint Counsel Establishment of a Janus Parent Class Sub-Subtrack and Appointment of Lead Plaintiff and Lead Counsel for Janus Parent Investor Class Sub-Subtrack filed by A Plaintiff. (Press, Ira) (Entered: 04/19/2004)

04/19/2004 69 Copy of Pretrial Order No. 1 filed in the USDC for the Southern District of New York by A Plaintiff. (Rifkin, Mark) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 70 Memorandum of Law in support of Fund Derivative Plaintiffs' Motion for Entry of Case Management Order No. 1 (Rifkin, Mark) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 71 Declaration of Mark C. Rifkin in support of Fund Derivative Plaintiffs' Motion for Entry of Case Management Order No. 1 (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Rifkin, Mark) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 72 Proposed Case Management Order No. 1 (Rifkin, Mark) Modified on 4/20/2004

(FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 73 Certificate of Service (Rifkin, Mark) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION)(cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 74 Declaration by Bradley P. Dyer in support of the Individual Fund Plaintiffs Motion for Appointment as Lead Plaintiffs and Approval of their Selection of Lead Counsel(Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C# 4 Exhibit Exhibit D# 5 Exhibit Exhibit E# 6 Exhibit Exhibit F# 7 Exhibit Exhibit G# 8 Exhibit Exhibit H# 9 Exhibit Exhibit I# 10 Exhibit Exhibit J# 11 Exhibit Exhibit K# 12 Exhibit Exhibit L)(Dyer, Bradley) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 75 MOTION to Appoint Counsel by The Individual Fund Plaintiffs. Responses due by 5/6/2004 (Dyer, Bradley) (Entered: 04/19/2004)

04/19/2004 76 Memorandum of Law by The Individual Fund Plaintiffs Motion for Appointment as Lead Plaintiffs and Approval of their Selection of Lead Counsel (Dyer, Bradley) Modified on 4/20/2004 (FILED IN ERROR AS MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL by A Plaintiff. Responses due by 5/6/2004 (Seidman, Peter) (Entered: 04/19/2004)

04/19/2004 78 PROPOSED ORDER APPOINTING THE ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM MOVANTS AS LEAD PLAINTIFFS AND APPROVING THEIR SELECTIONS OF LEAD COUNSEL by A Plaintiff (Seidman, Peter) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION(cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 79 OMNIBUS MEMORANDUM OF LAW IN SUPPORT OF THE MOTIONS, SUBMITTED PURSUANT TO THE COURT?S DIRECTION AS ISSUED FROM THE BENCH ON APRIL 2, 2004, FOR APPOINTMENT OF LEAD PLAINTIFFS FOR EACH MUTUAL FUND FAMILY, AND APPROVAL OF LEAD PLAINTIFFS? SELECTION OF LEAD COUNSEL by A Plaintiff (Seidman, Peter) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/19/2004)

04/19/2004 80 DECLARATION OF PETER E. SEIDMAN IN SUPPORT OF THE OMNIBUS MOTIONS, SUBMITTED PURSUANT TO THE COURT?S DIRECTION AS ISSUED FROM THE BENCH ON APRIL 2, 2004, FOR APPOINTMENT OF LEAD PLAINTIFFS FOR EACH MUTUAL FUND FAMILY, AND APPROVAL OF LEAD PLAINTIFFS? SELECTION OF LEAD COUNSEL by A Plaintiff. Responses due by 5/6/2004 (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G,H,I# 8 Exhibit J# 9 Exhibit K# 10 Exhibit L# 11 Exhibit M# 12 Exhibit N# 13 Exhibit O# 14 Exhibit P# 15 Exhibit Declaration of Marc Vellrath# 16 Exhibit Exhibits to Declaration of Marc Vellrath)(Seidman, Peter) Modified on 4/20/2004 (FILED IN ERROR AS A MOTION)(cag, Deputy Clerk). (Entered: 04/20/2004)

04/20/2004 81 NOTICE of Appearance by Thomas Lee Allen on behalf of A Defendant (Allen,

Thomas) (Entered: 04/20/2004)

04/20/2004 82 NOTICE of Appearance by Demet Basar on behalf of A Plaintiff (Basar, Demet) (Entered: 04/20/2004)

04/20/2004 83 NOTICE of Appearance by Jeffrey Harold Squire on behalf of A Plaintiff (Squire, Jeffrey) (Entered: 04/20/2004)

04/20/2004 84 NOTICE of Appearance by Kenneth M Kramer on behalf of A Defendant (Kramer, Kenneth) (Entered: 04/20/2004)

04/20/2004 85 NOTICE of Appearance by Stephen R DiPrima on behalf of A Defendant (DiPrima, Stephen) (Entered: 04/20/2004)

04/20/2004 86 NOTICE of Appearance by Kenneth E Rechtoris on behalf of A Defendant (Rechtoris, Kenneth) (Entered: 04/20/2004)

04/20/2004 87 NOTICE of Appearance by Kenneth E Rechtoris on behalf of A Defendant (Rechtoris, Kenneth) (Entered: 04/20/2004)

04/21/2004 88 NOTICE of Appearance by John Patrick Killacky on behalf of A Defendant (Killacky, John) (Entered: 04/21/2004)

04/21/2004 89 NOTICE of Appearance by Joseph Gerald Fisher on behalf of Security Brokerage, Inc., Daniel G Calugar and DCIP, L.P. (Fisher, Joseph) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 90 NOTICE of Appearance by Steven Samuel Scholes on behalf of Security Brokerage, Inc., Daniel G. Calugar and DCIP, L.P. (Scholes, Steven) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 91 NOTICE of Appearance by Christopher MacNeil Murphy on behalf of Security Brokerage, Inc. (Murphy, Christopher) Modified on 4/21/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL by A Plaintiff. Responses due by 5/10/2004 (Seidman, Peter) (Entered: 04/21/2004)

04/21/2004 93 NOTICE of Appearance by Stephen W Greiner on behalf of Marsh & McLennan Companies, Jeffrey W. Greenberg, Francis Bonsignore, Lewis Bernard, Mathis Cabiallavetta, Peter Coster, Charles Davis, Robert Erburu, Oscar Fanjul, Ray Groves, Stephen Hardis, Gwendolyn King, Lord Lang of Monkton, David Olsen, Morton Schapiro, Adele Simmons and A.J.C. Smith (Greiner, Stephen) Modified on 4/21/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 94 NOTICE of Appearance by Robert Abrams on behalf of Michael Bernstein, Gloria Steinberg, Michael Gaines, Sharon Gaines, Tom Kidwell, Diane Hutto, Dina Rozenbaum, Seth Marks, Harold Beardsley, Steven Burda, Brad Smith, Gustavo Bruckner, Delores Manson, Diane Hutto, Datren Williams (Abrams, Robert) Modified on 4/21/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 95 NOTICE by A Plaintiff re 77 MOTION OF ALGER, JANUS, MFS, ONE

GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL Notice of Filing of Lengthy Exhibit (Seidman, Peter) (Entered: 04/21/2004)

04/21/2004 96 NOTICE of Appearance by Robert N Eccles on behalf of Marsh & McLennan Companies, Inc., Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, Putnum Investment Trust, Putnum Investments, LLC, J.W. Greenberg, Sandra S. Wijnberg, Sandra Wright, William L. Rosoff and Francis N. Bonsignore (Eccles, Robert) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/21/2004 97 NOTICE of Appearance by Eric Robert Maier on behalf of Janus Capital Group Inc., Janus Capital Management LLC and Janus Capital Corporation (Maier, Eric) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/21/2004)

04/22/2004 98 MOTION by Lead Plaintiffs for Leave to File Exhibit P and I to the Declaration of Peter E. Seidman in CD Rom Form with the clerk(cag, Deputy Clerk) (Entered: 04/22/2004)

04/22/2004 99 ORDER granting 98 Motion by Lead Plaintiffs for Leave to File Exhibit P and I in CD Rom Form with the Clerk. Signed by Judge J. Frederick Motz on 4/22/04. (cag, Deputy Clerk) (Entered: 04/22/2004)

04/22/2004 100 NOTICE of Appearance by Deborah R Gross on behalf of the Parent Derivative Claims filed by Plaintiffs in Alliance, NationsBank (Bank of America), Janus, One Group and Putnam (Gross, Deborah) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/22/2004)

04/23/2004 101 NOTICE of Appearance by John A D Gilmore on behalf of Omid Kamshad (Gilmore, John) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/23/2004)

04/23/2004 102 NOTICE of Appearance by Kirsten M Nelson on behalf of Omid Kamshad (Nelson, Kirsten) Modified on 4/23/2004 (cag, Deputy Clerk). (Entered: 04/23/2004)

04/23/2004 103 Letter to Counsel re: Administrative matters. Signed by Judge J. Frederick Motz on 4/22/04. (cag, Deputy Clerk) (Entered: 04/23/2004)

04/23/2004 104 NOTICE of Appearance by Jeffrey S Kruske on behalf of Julie Parisi (Kruske, Jeffrey) (Entered: 04/23/2004)

04/23/2004 105 NOTICE of Appearance by Paul K Rowe on behalf of A Defendant (Rowe, Paul) (Entered: 04/23/2004)

04/23/2004 106 NOTICE of Appearance by George J Skelly on behalf of A Defendant (Skelly, George) (Entered: 04/23/2004)

04/23/2004 107 NOTICE of Appearance by David M Ryan on behalf of A Defendant (Ryan, David) (Entered: 04/23/2004)

04/23/2004 108 TRANSCRIPT of Proceedings held on April 2, 2004 before Judges Blake, Davis, Motz and Stamp. Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 04/23/2004)

04/23/2004 109 NOTICE of Appearance by John D Donovan Jr on behalf of A Defendant

(Donovan, John) (Entered: 04/23/2004)

04/23/2004 110 NOTICE of Appearance by Henry A Cirillo on behalf of A Plaintiff (Cirillo, Henry) (Entered: 04/23/2004)

04/26/2004 111 NOTICE of Appearance by Karen Idra Kaiser on behalf of A Defendant (Kaiser, Karen) (Entered: 04/26/2004)

04/26/2004 112 CTO ORDER No. 2 from the MDL Panel Transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 04/26/2004)

04/26/2004 113 RESPONSE re 75 MOTION to Appoint Counsel, 67 MOTION to Appoint Counsel Establishment of a Janus Parent Class Sub-Subtrack and Appointment of Lead Plaintiff and Lead Counsel for Janus Parent Investor Class Sub-Subtrack, 70 MOTION to Appoint Counsel Memorandum of Law, 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 65 MOTION to Appoint Counsel Appointment of Lead Counsel for the Parent Derivative Cases, 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding filed by A Defendant. (Tulumello, Andrew) (Entered: 04/26/2004)

04/26/2004 114 RESPONSE in Opposition re 75 MOTION to Appoint Counsel, 65 MOTION to Appoint Counsel Appointment of Lead Counsel for the Parent Derivative Cases Plaintiffs' Response to the Individual Fund Movants' and the First Derivative Traders' Motions for Appointment as Lead Plaintiff (also in support of #92) filed by A Plaintiff. Replies due by 5/10/2004. (Attachments: # 1 # 2 # 3 # 4)(Isbister, John) (Entered: 04/26/2004)

04/26/2004 115 RESPONSE in Opposition re 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding Plaintiffs' Response in Support of Proposed Organizational Structure (also in support of #68 and in opposition to #70) by A Plaintiff. (Isbister, John) (Entered: 04/26/2004)

04/26/2004 116 RESPONSE in Opposition to Fund Class Plaintiffs? Proposed Organizational Structure and in Further Support of Fund Derivative Plaintiffs? Motion for Entry of Case Management Order No. 1 filed by A Plaintiff. Replies due by 5/10/2004. (Attachments: # 1 Second Declaration of Mark C. Rifkin in Support of Fund Derivative Plaintiffs Motion for Entry of Case Management Order No. 1)(Rifkin, Mark) (Entered: 04/26/2004)

04/26/2004 117 CERTIFICATE OF SERVICE by A Plaintiff Fund Derivative Plaintiffs' Memorandum of Law in Opposition to Fund Class Plaintiffs? Proposed Organizational Structure and in Further Support of Fund Derivative Plaintiffs? Motion for Entry of Case Management Order No. 1 (Rifkin, Mark) (Entered: 04/26/2004)

04/26/2004 118 RESPONSE to Motion re 75 MOTION to Appoint Counsel, 70 MOTION to Appoint Counsel Memorandum of Law, 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR

APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 65 MOTION to Appoint Counsel Appointment of Lead Counsel for the Parent Derivative Cases, 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding filed by A Defendant. Replies due by 5/10/2004. (Kramer, Daniel) (Entered: 04/26/2004)

04/26/2004 119 RESPONSE to Motion re 75 MOTION to Appoint Counsel, 70 MOTION to Appoint Counsel Memorandum of Law, 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding on behalf of Fred Alger Management, Inc. filed by A Defendant. Replies due by 5/10/2004. (Parravani, James) (Entered: 04/26/2004)

04/26/2004 120 MEMORANDUM of Law in Further Support of Parent Derivative Plaintiffs' MDL and Internal Lead Structure Proposals and in Opposition to Fund Class Action Counsels' [Proposed] Case Management Order No. 1 by A Plaintiff. Responses due by 5/13/2004 (Morris, Karen) (FILED IN ERROR AS A MOTION) Modified on 4/27/2004 (cag, Deputy Clerk). (Entered: 04/26/2004)

04/26/2004 121 DECLARATION OF KAREN L. MORRIS in further support of Parent Derivative Plaintiffs' MDL and Internal Lead Structure Proposals and in Opposition to Fund Class Action Counsels' [Proposed] Case Management Order No. 1 (Attachments: # 1 Exhibit 1 to Morris Declaration# 2 Exhibit 2 to Morris Declaration# 3 Exhibit 3 to Morris Declaration)(Morris, Karen) Modified on 4/27/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 04/26/2004)

04/26/2004 122 RESPONSE re 75 MOTION to Appoint Counsel, 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding, 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL RESPONSE filed by A Plaintiff. (Attachments: # 1 # 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J# 12 Exhibit K# 13 Exhibit L# 14 Exhibit M# 15 Exhibit N# 16 Exhibit O# 17 Exhibit P# 18 Exhibit Q# 19 Exhibit R# 20 Exhibit S)(Press, Ira) (Entered: 04/26/2004)

04/26/2004 123 Correspondence re: Appointment of Lead Plaintiff and Approval of Lead Counsel Briefing (Meil, Sarah) (Entered: 04/26/2004)

04/26/2004 124 RESPONSE re 75 MOTION to Appoint Counsel, 67 MOTION to Appoint Counsel Establishment of a Janus Parent Class Sub-Subtrack and Appointment of Lead Plaintiff and Lead Counsel for Janus Parent Investor Class Sub-Subtrack, 68 Memorandum, 70 MOTION to Appoint Counsel Memorandum of Law, 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 92 MOTION [CORRECTED] OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL, 65 MOTION to Appoint Counsel Appointment of Lead Counsel for the Parent Derivative Cases, 66 MOTION for Other Relief Adoption of Proposed Organizational Structure for the MDL Proceeding Response of the Canary Defendants to Lead Plaintiff Motions and Proposals in All Tracks filed by A Defendant. (Jossen, Robert) (Entered: 04/26/2004)

04/26/2004 125 RESPONSE to Motion re 77 MOTION OF ALGER, JANUS, MFS, ONE GROUP, AND PUTNAM LEAD PLAINTIFF MOVANTS FOR APPOINTMENT AS LEAD PLAINTIFFS, AND APPROVAL OF THEIR SELECTIONS OF LEAD COUNSEL filed by A Defendant. Replies due by 5/10/2004. (Smith, Thomas) (Entered: 04/26/2004)

04/26/2004 126 MEMORANDUM OF LAW IN SUPPORT of the Individual Mutual Fund Proposed Lead Plaintiffs' Motion for Appointment as Lead Plaintiffs and Approval of their Selection of Lead Counsel. (Dyer, Bradley) Modified on 4/27/2004 (cag, Deputy Clerk). (Entered: 04/26/2004)

04/27/2004 127 NOTICE of Appearance by Elizabeth H Cronise on behalf of A Plaintiff (Cronise, Elizabeth) (Entered: 04/27/2004)

04/27/2004 128 CERTIFICATE of Counsel re 119 Response to Motion,, on behalf of Fred Alger Management, Inc. by James V Parravani on behalf of A Defendant (Parravani, James) (Entered: 04/27/2004)

04/27/2004 129 NOTICE of Appearance by John Halebian on behalf of A Plaintiff (Halebian, John) (Entered: 04/27/2004)

04/28/2004 130 NOTICE of Appearance by Joseph J Zonies on behalf of A Plaintiff (Zonies, Joseph) (Entered: 04/28/2004)

04/28/2004 131 NOTICE of Appearance by Brian Barry on behalf of A Plaintiff (Barry, Brian) (Entered: 04/28/2004)

04/29/2004 132 Correspondence re: change of hearing time for May 3, 2004 (Motz, J.) (Entered: 04/29/2004)

04/29/2004 133 Correspondence re: Lead Plaintiff and organization issues, in further support of Docket Nos. 63 and 92 (Sammons, William) (Entered: 04/29/2004)

04/29/2004 134 NOTICE of Appearance by Bruce L Simon on behalf of A Plaintiff (Simon, Bruce) (Entered: 04/29/2004)

04/30/2004 135 NOTICE of Appearance by Julie McCurdy Williamson on behalf of A Plaintiff (Williamson, Julie) (Entered: 04/30/2004)

04/30/2004 136 NOTICE of Appearance by Eric L Zagar on behalf of A Plaintiff (Zagar, Eric) (Entered: 04/30/2004)

04/30/2004 137 NOTICE of Appearance by Thomas Blaisdell Smith on behalf of A Defendant (Smith, Thomas) (Entered: 04/30/2004)

04/30/2004 138 NOTICE of Appearance by William C Sammons on behalf of A Plaintiff (Sammons, William) (Entered: 04/30/2004)

04/30/2004 139 Correspondence re: proposed organization of plaintiffs' counsel (Motz, J.) (Entered: 04/30/2004)

04/30/2004 140 RESPONSE in Opposition re 50 MOTION to Remand filed by Defendants Marsh & McClennan Companies, Inc., Putnam Investment Management, LLC & Putnam New Opportunities Fund filed by A Defendant. Replies due by 5/14/2004. (Attachments: # 1 Exhibit A - E# 2 Appendix of Cases not Generally Reported)(Greiner, Stephen) (Entered: 04/30/2004)

04/30/2004 141 RESPONSE in Opposition to Motion to Remand filed by A Defendant. Replies due by 5/14/2004. (Attachments: # 1 Exhibit A)(Shally, Joanna) (Entered: 04/30/2004)

04/30/2004 142 Correspondence re: Lieff Cabraser proposal (Williamson, Julie) (Entered: 04/30/2004)

04/30/2004 143 RESPONSE in Opposition re 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh filed by A Defendant. Replies due by 5/14/2004. (Moloney, Thomas) (Entered: 04/30/2004)

04/30/2004 144 RESPONSE in Opposition re 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh filed by A Defendant. Replies due by 5/14/2004. (Jossen, Robert) (Entered: 04/30/2004)

04/30/2004 145 STATUS REPORT Of Plaintiffs And Defendants Regarding Document Preservation And Confidentiality Order by A Defendant, A Plaintiff. (Powell, Wesley) (Entered: 04/30/2004)

04/30/2004 146 NOTICE of Appearance by Deborah Clark Weintraub on behalf of A Plaintiff (Clark Weintraub, Deborah) (Entered: 04/30/2004)

04/30/2004 147 RESPONSE re 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand Strong Supplemental Memorandum in Opposition to Remand Motions in Actions Not Yet Transferred filed by A Defendant. (Attachments: # 1 Exhibit Klafter complaint# 2 Exhibit Dapore complaint# 3 Exhibit Ferris complaint)(Farris, William) (Entered: 04/30/2004)

04/30/2004 148 RESPONSE in Support [Amicus Brief] Of The Omnibus Opposition To Remand by Alliance Capital Management Holding L.P.. (Attachments: # 1 Affidavit Of Wesley Powell In Support Of Amicus Brief In Opposition To Motion To Remand# 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit # 6 Certificate Of Service of Wesley Powell)(Powell, Wesley) (Entered: 04/30/2004)

04/30/2004 149 RESPONSE in Opposition Supplemental Memorandum of Amicus Curie Invesco Funds Group, Inc. in Opposition to Plaintiffs' Motion to Remand filed by Invesco Funds Group, Inc.. Replies due by 5/14/2004. (Attachments: # 1 Exhibit A -

Amended Complaint-Vonder Haar# 2 Exhibit B - Notice of Removal-Vonder Haar)(O'Connor, Maeve) (Entered: 04/30/2004)

04/30/2004 150 RESPONSE in Opposition re 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand Defendants' Omnibus Memorandum of Law in Opposition to Plaintiffs' Motions to Remand filed by A Defendant. Replies due by 5/14/2004. (Attachments: # 1 Exhibit A, B and C)(Meil, Sarah) (Entered: 04/30/2004)

05/04/2004 151 Correspondence re: follow-up to May 3 hearing (Attachments: # 1)(Motz, J.) (Entered: 05/04/2004)

05/04/2004 152 Correspondence re: Exhibit 15, Panel B to the Vellrath Declaration submitted with Plaintiffs' Omnibus Motion for Appointment of Lead Plaintiffs (doc #s 80 and 92) (Isbister, John) (Entered: 05/04/2004)

05/04/2004 153 Correspondence re: Brian Barry's letter to the Court (signed Judge J. Frederick Motz (Attachments: # 1 Letter from Brian Barry)(cag, Deputy Clerk) (Entered: 05/04/2004)

05/04/2004 154 NOTICE of Appearance by James Patrick Clark on behalf of A Defendant (Clark, James) (Entered: 05/04/2004)

05/04/2004 155 NOTICE of Appearance by Robert Gerard Eisler on behalf of A Plaintiff (Eisler, Robert) (Entered: 05/04/2004)

05/05/2004 156 NOTICE of Appearance by Chet Barry Waldman on behalf of A Plaintiff (Waldman, Chet) (Entered: 05/05/2004)

05/05/2004 157 WAIVER OF SERVICE Returned Executed by A Plaintiff. A Defendant waiver sent on 2/10/2004, answer due 4/12/2004. (Mathews, Timothy) (Entered: 05/05/2004)

05/05/2004 158 NOTICE by A Plaintiff of Filing of Waiver of Summons (Mathews, Timothy) (Entered: 05/05/2004)

05/06/2004 159 NOTICE to Substitute Attorney (Nakly, Maureen) (Entered: 05/06/2004)

05/06/2004 160 NOTICE to Substitute Attorney (Friedman, Julian) (Entered: 05/06/2004)

05/06/2004 161 NOTICE of Appearance by Gary B O'Connor on behalf of A Plaintiff (O'Connor, Gary) (Entered: 05/06/2004)



05/06/2004 164 NOTICE by A Plaintiff of Filing of Waivers of Service (Mathews, Timothy) (Entered: 05/06/2004)

05/06/2004 165 CERTIFICATE OF SERVICE by A Plaintiff (Notice of Appearance) (O'Connor, Gary) (Entered: 05/06/2004)

05/06/2004 166 NOTICE of Appearance by Marshall N Perkins on behalf of A Plaintiff (Perkins, Marshall) (Entered: 05/06/2004)

05/06/2004 167 NOTICE of Appearance by Matthew P Eastus on behalf of A Defendant (Eastus, Matthew) (Entered: 05/06/2004)

05/06/2004 168 NOTICE of Appearance by Alan Schulman on behalf of A Plaintiff (Schulman, Alan) (Entered: 05/06/2004)

05/06/2004 169 NOTICE of Appearance by Joseph Fonti on behalf of A Plaintiff (Fonti, Joseph) (Entered: 05/06/2004)

05/06/2004 170 NOTICE of Appearance by Max W Berger on behalf of A Plaintiff (Berger, Max) (Entered: 05/06/2004)

05/06/2004 171 NOTICE of Appearance by Jerald Bien Willner on behalf of A Plaintiff (Bien Willner, Jerald) (Entered: 05/06/2004)

05/06/2004 172 NOTICE of Appearance by Timothy Alan DeLange on behalf of A Plaintiff (DeLange, Timothy) (Entered: 05/06/2004)

05/06/2004 173 NOTICE of Appearance by Robert S Gans on behalf of A Plaintiff (Gans, Robert) (Entered: 05/06/2004)

05/07/2004 174 CERTIFICATE OF SERVICE by A Plaintiff re 166 Notice of Appearance (Perkins, Marshall) (Entered: 05/07/2004)

05/07/2004 175 CTO ORDER No. 3 from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) Additional attachment(s) added on 5/7/2004 (cag, Deputy Clerk). (Entered: 05/07/2004)

05/07/2004 176 Correspondence re: Funds Covered By The Individual Fund Plaintiffs (Attachments: # 1 List of Funds Covered By Lead Plaintiffs Proposed By Stull Stull & Brody and Weiss & Yourman# 2 List of Funds Covered Only By Stull Stull & Brody and Weiss & Yourman# 3 List of Funds Where We Believe Lead Plaintiffs Proposed By Stull Stull & Brody and Weiss & Yourman Have the Largest Financial Interest)(Dyer, Bradley) (Entered: 05/07/2004)

05/07/2004 177 RESPONSE in Support re 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand, 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh filed by Mike Sayegh. Replies due by 5/21/2004. (Barry, Brian) (Entered: 05/07/2004)

05/07/2004 178 REPLY to Response to Motion re 27 MOTION to Remand, 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand, 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh, 42 MOTION to Remand filed by A Plaintiff. (Attachments: # 1 Exhibit Exhibits 1-4 Omnibus Reply)(Williamson, Julie) (Entered: 05/07/2004)

05/07/2004 179 REPLY to Response to Motion re 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand filed by A Plaintiff. (Attachments: # 1 Exhibit)(Sweeney, Thomas) (Entered: 05/07/2004)

05/07/2004 180 NOTICE of Appearance by David J Bershad on behalf of A Plaintiff (Bershad, David) (Entered: 05/07/2004)

05/07/2004 181 NOTICE of Appearance by Kim E Levy on behalf of A Plaintiff (Levy, Kim) (Entered: 05/07/2004)

05/07/2004 182 REPLY to Response to Motion re 50 MOTION to Remand filed by Julie Parisi. (Kruske, Jeffrey) (Entered: 05/07/2004)

05/10/2004 183 NOTICE of Appearance by David Stanley Frankel on behalf of A Defendant (Frankel, David) (Entered: 05/10/2004)

05/10/2004 184 NOTICE of Appearance by Eric Anders Tirschwell on behalf of A Defendant (Tirschwell, Eric) (Entered: 05/10/2004)

05/11/2004 185 ORDER from the MDL Panel Lifting the Stay and Transferring Vonder Haar, et al v Invesco Funds, et al to the District of Maryland (cag, Deputy Clerk) (Entered: 05/11/2004)

05/11/2004 186 TRANSCRIPT of Proceedings held on May 3, 2004 before Judge Blake, Davis, Motz and Stamp. Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 05/11/2004)

05/11/2004 187 AFFIDAVIT of Service for Summons and Complaint served on Bank One Investment Advisers Corp. on 3/25/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/11/2004)

05/11/2004 188 Correspondence re: Mr. Brody and Mr. Weiss's 5/7/04 letter (Motz, J.) (Entered: 05/11/2004)

05/11/2004 189 NOTICE of Appearance by Gary Philip Naftalis on behalf of A Defendant (Naftalis, Gary) (Entered: 05/11/2004)

05/11/2004 190 Correspondence re: [Proposed] Case Management Order No. 1 (Attachments: # 1 Text of Proposed Order [Proposed] Case Management Order No. 1)(Clark Weintraub, Deborah) (Entered: 05/11/2004)

05/11/2004 191 NOTICE by Milberg Weiss Bershad & Schulman LLP of Change of Law Firm Name (Levy, Kim) (Entered: 05/11/2004)

05/12/2004 192 NOTICE of Appearance by James E Hartley Jr on behalf of A Plaintiff (Hartley, James) (Entered: 05/12/2004)

05/12/2004 193 RESPONSE re 190 Miscellaneous Correspondence from Plaintiffs re: Case Management Order No. 1 filed by Janus Capital Management LLC, Janus Capital Group Inc.. (Tulumello, Andrew) (Entered: 05/12/2004)

05/12/2004 194 NOTICE of Appearance by Liza Velazquez on behalf of A Defendant (Velazquez, Liza) (Entered: 05/12/2004)

05/14/2004 195 RESPONSE re 193 Response of Janus to Proposed CMO filed by A Plaintiff. (Rifkin, Mark) (Entered: 05/14/2004)

05/14/2004 196 CERTIFICATE OF SERVICE by A Plaintiff re 195 Response of Janus to Proposed CMO (Rifkin, Mark) (Entered: 05/14/2004)

05/17/2004 197 MOTION for Leave to File a Surreply by A Defendant. Responses due by 6/3/2004 (Attachments: # 1 Defendants' Omnibus Surreply Memorandum of Law in

Opposition to Plaintiffs' Motions to Remand# 2 Exhibits to Defendants' Omnibus Memorandum of Law in Opposition to Plaintiffs' Motions to Remand# 3 Proposed Order)(Meil, Sarah Fern) (Entered: 05/17/2004)

05/17/2004 198 Correspondence re: July 16, 2004 hearing re: stay of discovery issues (Motz, J.) (Entered: 05/17/2004)

05/17/2004 199 RESPONSE in Support re 28 MOTION to Remand filed on behalf of Plaintiffs seeking remand, 29 MOTION to Remand filed on behalf of Plaintiff Mike Sayegh filed by Mike Sayegh. Replies due by 6/1/2004. (Barry, Brian) (Entered: 05/17/2004)

05/19/2004 200 NOTICE of Appearance by Richard M Heimann on behalf of A Plaintiff (Heimann, Richard) (Entered: 05/19/2004)

05/19/2004 201 NOTICE of Appearance by Steven E Fineman on behalf of A Plaintiff (Fineman, Steven) (Entered: 05/19/2004)

05/19/2004 202 MOTION for Other Relief APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD CLASS COUNSEL AND ADMINISTRATIVE COUNSEL OF THE COLUMBIA SUBTRACK by Jackie Williams. Responses due by 6/7/2004 (Attachments: # 1 Text of Proposed Order Proposed Order)(Levy, Kim) (Entered: 05/19/2004)

05/19/2004 203 Memorandum re 202 MOTION for Other Relief APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD CLASS COUNSEL AND ADMINISTRATIVE COUNSEL OF THE COLUMBIA SUBTRACK filed by Jackie Williams. (Levy, Kim) (Entered: 05/19/2004)

05/19/2004 204 RESPONSE in Support re 202 MOTION for Other Relief APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD CLASS COUNSEL AND ADMINISTRATIVE COUNSEL OF THE COLUMBIA SUBTRACK 04-MD-15863-02 filed by Jackie Williams. Replies due by 6/2/2004. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Levy, Kim) (Entered: 05/19/2004)

05/19/2004 205 Consent REQUEST for Extension of Time to File Consolidated Complaints and Other Papers (Isbister, John) (Entered: 05/19/2004)

05/19/2004 206 Correspondence re: Motion to Remand Hearing 5-21-04 (Williamson, Julie) (Entered: 05/19/2004)

05/20/2004 207 Correspondence re: Letter to Judge Motz re: courtesy copies (Levy, Kim) (Entered: 05/20/2004)

05/20/2004 208 NOTICE by A Plaintiff Notice of Appearance for Robin Howell (Isbister, John) (Entered: 05/20/2004)

05/21/2004 209 NOTICE of Appearance by Mark C Molumphy on behalf of A Plaintiff (Molumphy, Mark) (Entered: 05/21/2004)

05/21/2004 Motion Hearing held before Judges Blake, Davis, Motz and Stamp (Court Reporter M. Zajac.) (cag, Deputy Clerk) (Entered: 05/24/2004)

05/24/2004 210 CTO ORDER No. 4 from the MDL Panel Transferring the attached cases to the

District of Maryland (cag, Deputy Clerk) (Entered: 05/24/2004)

05/24/2004 211 NOTICE by Cynthia Puleo Notice of Withdrawal of Counsel (Sobol, Thomas) (Entered: 05/24/2004)

05/24/2004 212 MOTION to Appoint Counsel Motion for Lead Plaintiff Appointment by The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs. Responses due by 6/10/2004 (Dyer, Bradley) (Entered: 05/24/2004)

05/24/2004 213 MOTION to Appoint Counsel Memorandum of Law in Support by The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs. Responses due by 6/10/2004 (Dyer, Bradley) Modified on 6/8/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 05/24/2004)

05/24/2004 214 MOTION to Appoint Counsel Proposed Order by The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs. Responses due by 6/10/2004 (Dyer, Bradley) Modified on 6/8/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 05/24/2004)

05/24/2004 215 MOTION to Appoint Counsel Declaration by The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs. Responses due by 6/10/2004 (Dyer, Bradley) Modified on 6/8/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 05/24/2004)

05/25/2004 216 Paperless ORDER approving 190 Case Management Order No. 1, as proposed and attached to correspondence of May 11, 2004. Signed by Judge J. Frederick Motz on 5/25/04. (Motz, J.) (Entered: 05/25/2004)

05/25/2004 217 Paperless ORDER approving 205 Consent Request for Extension of Time for filing of consolidated amended complaints and briefing and hearing schedule for motions to dismiss, as proposed. Signed by Judge J. Frederick Motz on 5/25/04. (Motz, J.) (Entered: 05/25/2004)

05/26/2004 218 NOTICE of Appearance by Gregg M Fishbein on behalf of A Plaintiff (Fishbein, Gregg) (Entered: 05/26/2004)

05/26/2004 219 NOTICE of Appearance by Karen Hanson Riebel on behalf of A Plaintiff (Riebel, Karen) (Entered: 05/26/2004)

05/26/2004 220 NOTICE of Appearance by Richard A Lockridge on behalf of A Plaintiff (Lockridge, Richard) (Entered: 05/26/2004)

05/26/2004 221 NOTICE of Appearance by Daniel P Chiplock on behalf of A Plaintiff (Chiplock, Daniel) (Entered: 05/26/2004)


05/27/2004 223 ACKNOWLEDGEMENT OF SERVICE Executed filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 224 AFFIDAVIT of Service for Summons and Complaint served on One Group Funds on 3/24/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 225 AFFIDAVIT of Service for Summons and Complaint served on One Group Investment Trust on 3/24/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 226 AFFIDAVIT of Service for Summons and Complaint served on Julius L. Pallone on 3/27/04, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 227 AFFIDAVIT of Service for Summons and Complaint served on John F. Finn on 3/30/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 228 Paperless ORDER granting 197 Motion for Leave to File Surreply. Signed by Judge J. Frederick Motz on 5/27/04. (Motz, J.) (Entered: 05/27/2004)

05/27/2004 229 AFFIDAVIT of Service for Summons and Complaint served on Marilyn McCoy on 4/6/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 230 AFFIDAVIT of Service for Summons and Complaint served on Robert Oden on 4/28/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 231 AFFIDAVIT of Service for Summons and Complaint served on Frederick Ruebeck on 3/24/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 232 AFFIDAVIT of Service for Summons and Complaint served on Bank One Investment Advisers, Inc. on 3/25/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 05/27/2004)

05/27/2004 233 NOTICE of Appearance by Mark Allen Rabinowitz on behalf of A Defendant (Rabinowitz, Mark) (Entered: 05/27/2004)




05/28/2004 237 MOTION to Appoint the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel by The Illinois Police/Firefighter's Public Pension Fund Group. Responses due by 6/14/2004 (Attachments: # 1 Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 2 Memorandum in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 3 Declaration of Chet B. Waldman in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 4 [Proposed] Order Appointing the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel# 5 Notice of Filing Lengthy Exhibit# 6 Certificate of Service)(Waldman, Chet) (Entered: 05/28/2004)

05/28/2004 238 MOTION to Appoint the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel by The Illinois

Police/Firefighter's Public Pension Fund Group. Responses due by 6/14/2004 (Attachments: # 1 Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 2 Memorandum in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 3 Declaration of Chet B. Waldman in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 4 [Proposed] Order Appointing the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel# 5 Notice of Filing Lengthy Exhibit# 6 Certificate of Service)(Waldman, Chet) Modified on 6/8/2004 (FILED IN ERROR, DUPLICATE OF # 237)(cag, Deputy Clerk). (Entered: 05/28/2004)

05/28/2004 239 MOTION to Appoint the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel by The Illinois Police/Firefighter's Public Pension Fund Group. Responses due by 6/14/2004 (Attachments: # 1 Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 2 Memorandum in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 3 Declaration of Chet B. Waldman in Support of the Motion by the Illinois Police/Firefighter's Public Pension Fund Group for Lead Plaintiff# 4 [Proposed] Order Appointing the Illinois Police/Firefighter's Public Pension Fund Group as Lead Plaintiff and Approve Lead Plaintiff's Choice of Counsel# 5 Notice of Filing Lengthy Exhibit# 6 Certificate of Service)(Waldman, Chet) Modified on 6/8/2004 (FILED IN ERROR, DUPLICATE OF # 238)(cag, Deputy Clerk). (Entered: 05/28/2004)

06/01/2004 240 NOTICE by A Defendant of Change of Firm Name (Stowe, Matthew) (Entered: 06/01/2004)

06/01/2004 241 NOTICE of Appearance by Andrew Steven Friedman on behalf of A Plaintiff (Friedman, Andrew) (Entered: 06/01/2004)

06/02/2004 242 REMAND OPINION. Signed by Judge J. Frederick Motz on 6/2/04. (cag, Deputy Clerk) (Entered: 06/02/2004)

06/04/2004 243 Correspondence re: Columbia subtrack (Attachments: # 1 Exhibit McKenna Motion)(Levy, Kim) (Entered: 06/04/2004)

06/07/2004 244 MOTION for Reconsideration by Julie Parisi. Responses due by 6/24/2004 (Kruske, Jeffrey) (Entered: 06/07/2004)

06/07/2004 245 CTO ORDER No. 5 from the MDL Panel transferring the attached cases to the District of Maryland (cags, Deputy Clerk) (Entered: 06/07/2004)

06/07/2004 246 NOTICE of Appearance by Carol Valerie Gilden on behalf of A Plaintiff (Gilden, Carol) (Entered: 06/07/2004)

06/07/2004 247 NOTICE of Appearance by Conor R Crowley on behalf of A Plaintiff (Crowley, Conor) (Entered: 06/07/2004)

06/08/2004 248 NOTICE of Appearance by Kevin Francis Arthur on behalf of A Defendant (Arthur, Kevin) (Entered: 06/08/2004)

06/08/2004 249 Correspondence re: Motion of Wayne County Employees' Retirement System to Vacate Conditional Transfer Order (Attachments: # 1 Exhibit First Derivative Traders' Memorandum in Opp. to Mot. of Wayne Cty. Employees' Retirement Sys.

for Appt. of Lead Pltf.# 2 Exhibit Declaration of Jeffrey H. Squire# 3 Exhibit 1# 4 Exhibit 2a# 5 Exhibit 2b# 6 Exhibit 3# 7 Exhibit 4# 8 Exhibit 5# 9 Exhibit 6# 10 Exhibit 7# 11 Errata 8# 12 Exhibit 9# 13 Exhibit 10# 14 Exhibit 11# 15 Exhibit 12# 16 Exhibit 13a# 17 Exhibit 13b# 18 Exhibit 14# 19 Exhibit 15# 20 Exhibit 16# 21 Exhibit 17# 22 Exhibit 18# 23 Exhibit 19# 24 Exhibit 20# 25 Exhibit 21# 26 Exhibit 22# 27 Exhibit 23# 28 Exhibit 24# 29 Exhibit 25# 30 Exhibit 26# 31 Exhibit 27# 32 Exhibit 28# 33 Exhibit 29# 34 Exhibit 30# 35 Exhibit 31# 36 Exhibit 32# 37 Exhibit 33# 38 Exhibit 34# 39 Exhibit 35# 40 Exhibit 36# 41 Exhibit 37# 42 Exhibit 38)(Press, Ira) (Entered: 06/08/2004)

06/08/2004 250 MOTION to Appoint Counsel by The Perkins Proposed Lead Plaintiffs. Responses due by 6/25/2004 (Dyer, Bradley) (Entered: 06/08/2004)

06/09/2004 251 MOTION to Appoint Counsel Memo of Law by The Perkins Proposed Lead Plaintiffs. Responses due by 6/28/2004 (Dyer, Bradley) Modified on 6/17/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 06/09/2004)

06/09/2004 252 MOTION to Appoint Counsel Proposed Order by The Perkins Proposed Lead Plaintiffs. Responses due by 6/28/2004 (Dyer, Bradley) Modified on 6/17/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 06/09/2004)

06/09/2004 253 MOTION to Appoint Counsel Declaration by The Perkins Proposed Lead Plaintiffs. Responses due by 6/28/2004 (Dyer, Bradley) Modified on 6/17/2004 (FILED IN ERROR AS A MOTION) (cag, Deputy Clerk). (Entered: 06/09/2004)

06/10/2004 254 Counsel for the Illinois Police/Firefighters Public Pension Fund Group has e-filed document number 237 which (with any attached exhibits) exceeds 15 pages in length. Counsel have not submitted a paper copy of that document as required by the court?s CM/ECF instructions. Counsel are directed to do so immediately by mailing or hand-delivering to chambers a paper copy of the document, together with a notice that the document has been e-filed. (Motz, J.) (Entered: 06/10/2004)

06/11/2004 255 NOTICE of Appearance by Peter Matthew Collins on behalf of A Defendant (Collins, Peter) (Entered: 06/11/2004)

06/14/2004 256 Correspondence re: Miscellaneous matters re: AMCAP Fund cases, appointment of liaison counsel, and telephone conferences (Motz, J.) (Entered: 06/14/2004)

06/14/2004 257 Correspondence re: MFS lead plaintiff motion. (Schulman, Alan) (Entered: 06/14/2004)

06/17/2004 258 LETTER ORDER APPOINTING Mark A. Perry as liaison counsel for receiving orders and notices from the MDL Panel. Signed by Judge J. Frederick Motz on 6/17/04 (cag, Deputy Clerk) (Entered: 06/17/2004)

06/17/2004 259 ORDER from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 06/17/2004)

06/17/2004 260 CTO ORDER from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 06/17/2004)

06/18/2004 261 Correspondence re: American Funds Scheduling (Waldman, Chet) (Entered: 06/18/2004)

06/18/2004 262 Correspondence re: Response to Alan Schulman's Letter Dated June 14, 2004 (Dyer, Bradley) (Entered: 06/18/2004)

06/18/2004 263 NOTICE of Appearance by Andrew William Goldwater on behalf of Mark A. Beeson (Goldwater, Andrew) (Entered: 06/18/2004)


06/24/2004 265 RESPONSE in Opposition to Plaintiff Julie Parisi's Motion for Reconsideration by Defendants Marsh & McLennan Companies, Inc., Putnam Investment Management, LLC and Putnam New Opportunities Fund filed by A Defendant. Replies due by 7/8/2004. (Attachments: # 1 Appendix)(Greiner, Stephen) (Entered: 06/24/2004)

06/25/2004 266 RESPONSE in Opposition to the Perkins Proposed Lead Plaintiffs' Motion for Appointment as Lead Plaintiffs and Approval of Counsel filed by City of Chicago Deferred Compensation Plan. Replies due by 7/9/2004. (Attachments: # 1 Appendix of Exhibits# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J# 12 Exhibit K# 13 Exhibit L)(Gans, Robert) (Entered: 06/25/2004)

07/01/2004 267 Correspondence to counsel re: conflict (Stamp, Frederick) (Entered: 07/01/2004)

07/01/2004 268 Miscellaneous Correspondence re: Judge Blake's conflicts. (Blake, Catherine) (Entered: 07/01/2004)

07/01/2004 269 Correspondence re: Judge Motz's conflicts (Motz, J.) (Entered: 07/01/2004)

07/01/2004 270 REPLY to Response to Motion re 244 MOTION for Reconsideration filed by Julie Parisi. (Kruske, Jeffrey) (Entered: 07/01/2004)

07/06/2004 271 Correspondence re: Cancellation of July 8, 2004 conference call. (Motz, J.) (Entered: 07/06/2004)

07/06/2004 272 Correspondence re: assignment of PIMCO funds (Motz, J.) (Entered: 07/06/2004)

07/06/2004 273 NOTICE of Appearance by James W. Oliver on behalf of A Plaintiff (Grant, John) Modified on 7/9/2004 (mcb, Deputy Clerk). (Entered: 07/06/2004)

07/06/2004 274 NOTICE of Appearance by John K Grant on behalf of A Plaintiff (Grant, John) (Entered: 07/06/2004)

07/06/2004 275 MOTION to Appoint Counsel MOTION OF EMPLOYER-TEAMSTERS LOCAL NOS. 175 & 505 PENSION TRUST FUND, CHEMICAL VALLEY PENSION FUND OF WEST VIRGINIA, CITY OF LAKELAND EMPLOYEES PENSION FUND AND 1199 SEIU GREATER NEW YORK PENSION FUND FOR ESTABLISHMENT OF A PUTNAM PARENT CLASS SUB-SUBTRACK, CONSOLIDATION, APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL by A Plaintiff. Responses due by 7/23/2004 (Attachments: # 1 Affidavit Declaration of John K. Grant# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Memorandum of Law in Support of Motion)(Grant, John) (Entered: 07/06/2004)

07/06/2004 276 NOTICE by A Plaintiff re 275 MOTION to Appoint Counsel MOTION OF

EMPLOYER-TEAMSTERS LOCAL NOS. 175 & 505 PENSION TRUST FUND, CHEMICAL VALLEY PENSION FUND OF WEST VIRGINIA, CITY OF LAKELAND EMPLOYEES PENSION FUND AND 1199 SEIU GREATER NEW YORK PENSION FUND FOR ESTABLISHMENT OF A PUTNAM PARENT CLASS SUB-SUBTRACK, CONSOLIDATION, APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL -- NOTICE OF FILING OF LENGTHY EXHIBIT (Grant, John) (Entered: 07/06/2004)

07/09/2004 277 RESPONSE in Opposition to the City of Chicago Deferred Compensation Plan's Opposition Papers filed by The Perkins Proposed Lead Plaintiffs. Replies due by 7/23/2004. (Dyer, Bradley) (Entered: 07/09/2004)

07/09/2004 278 AFFIDAVIT by The Perkins Proposed Lead Plaintiffs. (Dyer, Bradley) (Entered: 07/09/2004)

07/10/2004 279 NOTICE of Appearance by Robert W Gottlieb on behalf of A Defendant (Gottlieb, Robert) (Entered: 07/10/2004)

07/10/2004 280 NOTICE of Appearance by Arthur S Linker on behalf of A Defendant (Linker, Arthur) (Entered: 07/10/2004)

07/16/2004 281 NOTICE of Appearance by Thomas James McKenna on behalf of Joanna Adams (McKenna, Thomas) (Entered: 07/16/2004)

07/16/2004 282 Correspondence re: Letter to Judge Motz re: Motion for Appointment of Sole Lead Plaintiff and Approval of Lead Counsel (Levy, Kim) (Entered: 07/16/2004)

07/19/2004 283 ORDER denying 244 Motion by Julie Parisi for Reconsideration Signed by Judge J. Frederick Motz on 7/19/04. (cag, Deputy Clerk) (Entered: 07/19/2004)

07/19/2004 284 CTO ORDER No. 7 from the MDL Panel transferring the attached cases to the District of Maryland. (cag, Deputy Clerk) (Entered: 07/19/2004)

07/20/2004 285 NOTICE of Appearance by Peter W Devereaux on behalf of A Defendant (Devereaux, Peter) (Entered: 07/20/2004)

07/21/2004 286 NOTICE of Appearance by Michael R Bromwich on behalf of Ritchie Capital Management, Inc. (Bromwich, Michael) (Entered: 07/21/2004)

07/22/2004 287 NOTICE of Appearance by Steven Getzoff on behalf of Paul A. Flynn (Getzoff, Steven) (Entered: 07/22/2004)

07/22/2004 288 STIPULATION Stipulated Amendment to Scheduling Order by A Plaintiff. (Isbister, John) (Entered: 07/22/2004)

07/23/2004 289 NOTICE of Appearance by Colby Bruno on behalf of A Defendant (Bruno, Colby) (Entered: 07/23/2004)

07/23/2004 290 NOTICE of Appearance by Ira K Gross on behalf of A Defendant (Gross, Ira) (Entered: 07/23/2004)

07/26/2004 291 NOTICE by A Defendant OF WITHDRAWAL OF COUNTER-MOTION TO VACATE ORDER OF ATTACHMENT PURSUANT TO FRCP 64 AND NY CPLR 6223 (Killacky, John) (Entered: 07/26/2004)

07/26/2004 292 Correspondence re: proposed order (Grant, John) (Entered: 07/26/2004)

07/26/2004 293 [PROPOSED] ORDER GRANTING MOTION of EMPLOYER-TEAMSTERS LOCAL NOS. 175 & 505 PENSION TRUST FUND, CHEMICAL VALLEY PENSION FUND OF WEST VIRGINIA, CITY OF LAKELAND EMPLOYEES PENSION FUND AND 1199 SEIU GREATER NEW YORK PENSION FUND FOR ESTABLISHMENT OF A PUTNAM PARENT SUB-SUBTRACK, CONSOLIDATION, APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL by A Plaintiff. Responses due by 8/12/2004 (Grant, John) Modified on 7/27/2004 (cag, Deputy Clerk) (FILED IN ERROR AS A MOTION). (Entered: 07/26/2004)

07/27/2004 294 TRANSCRIPT of Proceedings held on May 21, 2004 before Judges Blake, Davis, Motz and Stamp; Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 07/27/2004)

07/27/2004 295 Paperless ORDER re 288 Extensions of deadlines APPROVED. Dates for hearings on Motions to Dismiss and Motion to Lift Discovery Stay will be set at a later date after judges have conferred with one another. Signed by Judge J. Frederick Motz on 7/27/04. (Motz, J.) (Entered: 07/27/2004)

07/27/2004 296 ORDER APPROVING 291 Notice of Withdrawal of Counter-Motion; GRANTING 202 Motion for Appointment as lead Plaintiff and approval of selection of lead class counsel and administrative counsel of the Columbia subtrack. Signed by Judge J. Frederick Motz on 7/27/04 (cag, Deputy Clerk) (Entered: 07/27/2004)

07/28/2004 297 NOTICE by A Plaintiff Of Withdrawal Of Motion To Release First Undertaking, etc. (Sheehan, William) (Entered: 07/28/2004)

07/28/2004 298 MOTION for Other Relief Consent MotionTo Release First Undertaking by A Plaintiff. Responses due by 8/16/2004 (Attachments: # 1 Exhibit # 2 Exhibit # 3 Text of Proposed Order)(Sheehan, William) (Entered: 07/28/2004)


07/28/2004 300 SUMMONS (Waiver of Service) Returned Executed by A Plaintiff. A Defendant served on 4/7/2004, answer due 4/27/2004. (Mathews, Timothy) Modified on 7/29/2004 (cag, Deputy Clerk). (Entered: 07/28/2004)


07/28/2004 302 SUMMONS (Waiver of Service) Returned Executed by A Plaintiff. Ritchie Capital Management, Inc. served on 4/7/2004, answer due 4/27/2004. (Mathews, Timothy) Modified on 7/29/2004 (cag, Deputy Clerk). (Entered: 07/28/2004)


07/28/2004 304 SUMMONS (Waiver of Service) Returned Executed by A Plaintiff. A Defendant

served on 4/7/2004, answer due 4/27/2004. (Mathews, Timothy) Modified on 7/29/2004 (cag, Deputy Clerk). (Entered: 07/28/2004)

07/29/2004 305 PAPERLESS ORDER Approving 297 Notice of Withdrawal of Motion to Release; granting 298 Motion for Releasing First Undertaking in Connection with the Order of Attachment. Signed by Judge J. Frederick Motz on 7/29/04 (cag, Deputy Clerk) (Entered: 07/29/2004)

07/30/2004 306 NOTICE by A Plaintiff Plaintiffs' Opposition To Defendants' Motion To Dismiss (Sheehan, William) (Entered: 07/30/2004)

07/30/2004 307 NOTICE of Appearance by Daniel Roy Gravelyn on behalf of A Defendant (Gravelyn, Daniel) (Entered: 07/30/2004)




08/11/2004 311 MOTION to Stay / Coordinate Discovery in a Parallel State Action by the Janus Funds, the Independent Trustees of the Janus Funds, Janus Distributors LLC, and by Janus Capital Group Inc.. Responses due by 8/30/2004 (Tulumello, Andrew) (Entered: 08/11/2004)

08/11/2004 312 NOTICE by A Plaintiff Notice of Change of Firm Name (Grant, John) (Entered: 08/11/2004)

08/12/2004 313 ORDER Transferring JFM-04-2618 Fitzgerald v Citigroup to MDL-1586. Signed by Judge J. Frederick Motz on 8/12/04 (cag, Deputy Clerk) (Entered: 08/13/2004)

08/13/2004 314 NOTICE of Voluntary Dismissal by Roger Kelso (Zelcs, George) (Entered: 08/13/2004)

08/13/2004 315 NOTICE of Appearance by John Charles Ertman on behalf of A Defendant (Ertman, John) (Entered: 08/13/2004)

08/13/2004 316 NOTICE of Appearance by Michael T Marcucci on behalf of A Defendant (Marcucci, Michael) (Entered: 08/13/2004)

08/13/2004 317 NOTICE of Appearance by Harvey J Wolkoff on behalf of A Defendant (Wolkoff, Harvey) (Entered: 08/13/2004)

08/16/2004 318 Correspondence re: Discovery issues in Grabow v. Pricewaterhouse Coopers LLP (Motz, J.) (Entered: 08/16/2004)

08/17/2004 319 Correspondence re: Motion for Protective Order Regarding Grabow case (Motz, J.) (Entered: 08/17/2004)

08/17/2004 320 Correspondence from Kathleen Fitzgerald, et al RE: Reissuance of 20 Day Summonses. (jlb, Deputy Clerk) (Entered: 08/18/2004)

08/18/2004 321 Summons Reissued for 20 days in JFM-04-2618 as to Canary Capital Partners,

LLC, Canary Capital Partners, Ltd, Canary Investment Management, LLC, Citigroup Global Markets, Inc., Citigroup, Inc., Salomon Smith Barney, Inc., Smith Barney Asset Management, Smith Barney Fund Management LLC (jlb, Deputy Clerk) (Entered: 08/18/2004)

08/24/2004 322 AFFIDAVIT of Service for Summons and Complaint served on David Byck on 8/5/2004, filed by A Plaintiff. (Mathews, Timothy) (Entered: 08/24/2004)


08/25/2004 324 MOTION to Intervene by Van Kampen Investment Advisory Corp., Van Kampen Series Fund Inc.. Responses due by 9/13/2004 (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J# 11 Exhibit K)(Koropp, Daniel) (Entered: 08/25/2004)

08/25/2004 325 Memorandum re 324 MOTION to Intervene Letter Brief filed by Van Kampen Investment Advisory Corp., Van Kampen Series Fund Inc.. (Koropp, Daniel) (Entered: 08/25/2004)

08/31/2004 326 ORDER TRANSFERRING 04-2746 Chiumento v Citigroup, et al to MDL 15863(cag, Deputy Clerk) (Entered: 08/31/2004)

08/31/2004 327 Correspondence re: Van Kampen request to cease discovery in state court action (Friedman, Andrew) (Entered: 08/31/2004)

08/31/2004 328 Correspondence re: attached Exhibit A-voicemail from Van Kampen's counsel (Attachments: # 1 Exhibit text of voicemail from Van Kampen's counsel)(Friedman, Andrew) (Entered: 08/31/2004)


09/01/2004 330 NOTICE of Appearance by Karen P Carp on behalf of A Defendant (Carp, Karen) (Entered: 09/01/2004)

09/01/2004 331 NOTICE to Substitute Attorney Karen Carp for Attorney Colby Bruno (Carp, Karen) (Entered: 09/01/2004)

09/01/2004 332 AFFIDAVIT of Service for Class Action Complaint, Civil Cover and Summons to CANARY CAPITAL PARTNERS LTD, CANARY CAPITAL PARTNERS LLC, CANARY INVESTMENT MANAGEMENT, LLC served on Nonah Learner on 8/16/04, filed by Kathleen Fitzgerald. (Isbister, John) (Entered: 09/01/2004)

09/01/2004 333 AFFIDAVIT of Service for Class Action Complaint, Civil Cover and Summonses to CITIGROUP INC., SMITH BARNEY FUND MANAGEMENT LLC, SMITH BARNEY ASSET MANAGEMENT, CITIGROUP GLOBAL MARKETS INC. and SALOMON SMITH BARNEY INC. served on Angela Conti on 8/13/04, filed by Kathleen Fitzgerald. (Isbister, John) (Entered: 09/01/2004)

09/01/2004 334 ORDER denying 324 Motion by Van Kampen Series Fund Inc., et al to Intervene. Signed by Judge J. Frederick Motz on 9/1/04 (cag, Deputy Clerk) (Entered:

09/01/2004)

09/07/2004 335 NOTICE of Appearance by Brian J Masternak on behalf of A Defendant (Masternak, Brian) (Entered: 09/07/2004)

09/09/2004 336 NOTICE of Appearance by Jeffrey Plotkin on behalf of David Byck (Plotkin, Jeffrey) (Entered: 09/09/2004)

09/09/2004 337 MOTION to Appoint Counsel (David L. Harris' Notice of Motion to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel) (filed by Schiffrin & Barroway, LLP) by A Plaintiff. Responses due by 9/27/2004 (Attachments: # 1 Memorandum in Support# 2 Declaration# 3 Exhibit A# 4 Exhibit B# 5 Exhibit C# 6 Exhibit D# 7 Exhibit E# 8)(Isbister, John) (Entered: 09/09/2004)

09/10/2004 338 Letter setting hearing dates. (Motz, J.) (Entered: 09/10/2004)

09/10/2004 339 Letter correcting hearing dates. (Motz, J.) (Entered: 09/10/2004)

09/14/2004 340 Correcting Earlier Submission (Zagar, Eric) (Entered: 09/14/2004)

09/14/2004 341 NOTICE by A Plaintiff re 337 MOTION to Appoint Counsel (David L. Harris' Notice of Motion to be Appointed Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel) (filed by Schiffrin & Barroway, LLP) Withdrawing Filing (Zagar, Eric) (Entered: 09/14/2004)

09/14/2004 342 Correspondence re: Levin's Motion for Appointment of Lead Plaintiffs in the PIMCO Subtrack (Attachments: # 1 Enclosure# 2 Enclosure# 3 Enclosure# 4 Enclosure# 5 Enclosure)(Dyer, Bradley) (Entered: 09/14/2004)

09/16/2004 343 NOTICE of Appearance by John Erik Sandstedt on behalf of A Plaintiff (Sandstedt, John) (Entered: 09/16/2004)

09/21/2004 344 NOTICE of Appearance by Sarah Barbara Herlihy on behalf of A Defendant (Herlihy, Sarah) (Entered: 09/21/2004)

09/23/2004 345 NOTICE of Appearance by David Adam Kotler on behalf of A Defendant (Kotler, David) (Entered: 09/23/2004)

09/23/2004 346 NOTICE of Appearance by Klari Neuwelt on behalf of A Plaintiff (Neuwelt, Klari) (Entered: 09/23/2004)

09/24/2004 347 Instructions for filing consolidated complaints. (Motz, J.) (Entered: 09/24/2004)

09/24/2004 348 Correspondence re: MDL 1586 Pending Motions (Dyer, Bradley) (Entered: 09/24/2004)

09/24/2004 349 Correspondence re: Pending motion for lead plaintiff appointment (Grant, John) (Entered: 09/24/2004)

09/27/2004 350 RESPONSE in Opposition to the Motion of David L. Harris for Appointment as Lead Plaintiff and Selection of Counsel filed by Leven Proposed Lead Plaintiffs. Replies due by 10/12/2004. (Dyer, Bradley) (Entered: 09/27/2004)

09/27/2004 351 AFFIDAVIT re 350 Response in Opposition to Motion to the Motion of David L. Harris for Appointment as Lead Plaintiff and Selection of Counsel by Leven Proposed Lead Plaintiffs. (Attachments: # 1 Exhibit A)(Dyer, Bradley) (Entered:

09/27/2004)

09/28/2004 352 Correspondence re: Hearing Before Judge Fransein in Grabow v. PricewaterhouseCoopers (Tulumello, Andrew) (Entered: 09/28/2004)

09/28/2004 353 PAPERLESS ORDER granting 275 Motion to Appoint Lead Plaintiff. Signed by Judge J. Frederick Motz on 9/28/04. (jnl, Deputy Clerk) Modified on 9/28/2004 (jnl, Deputy Clerk). (Entered: 09/28/2004)

09/29/2004 354 ORDER denying 250 Motion to Appoint Counsel. Signed by Judge J. Frederick Motz on 9/29/04. (Motz, J.) (Entered: 09/29/2004)

09/29/2004 355 Correspondence re discovery coordination issues in the Grabow case. (Motz, J.) (Entered: 09/29/2004)

09/29/2004 356 MOTION for Discovery Lifting of PSLRA Stay by A Plaintiff. Responses due by 10/18/2004 (Attachments: # 1 Memo in Support# 2 Proposed Order# 3 Exhibits A-C)(Isbister, John) (Entered: 09/29/2004)

09/30/2004 357 AMENDED COMPLAINT against Salomon Smith Barney, Securities America, Inc., Merrill Lynch & Co., Inc., Kopstein, Van Alen, Nash & Co., Inc., Kaplan & Company Securities, Inc., The Bear Stearns Companies, Inc., Bank of America Corporation, Wilshire Associates Incorporated, Veras Investment Partners, LLC, Investments by Planners, Inc., Peconic Partners, LLC, Edward J. Stern, Canary Investment Management LLC, Canary Capital Partners Ltd, Canary Capital Partners LLC, Aurum Capital Management Corporation, Gregory S. Duch, Daniel C. Chung, Lester L. Colbert Jr., Roger P. Cheever, Charles F. Baird Jr., B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, Arthur M. Dubow, John T. Sargent, James P. Connelly Jr., Fred M. Alger III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund, filed by Gerald Born, Donna Gaffney. (Attachments: # 1 Exhibit Notice of Parties Added and Dropped)(Zagar, Eric) (Entered: 09/30/2004)

09/30/2004 358 AMENDED COMPLAINT against Ryan Goldberg, Edward J Stern, Canary Investment Management, L.L.C., Canary Capital Partners Ltd, Canary Capital Partners LLC, Trautman Wasserman & Company, Inc., Salomon Smith Barney Inc., Pritchard Capital Partners LLC, Kaplan & Co. Securities, Inc., Conseco Securities Inc., Banc of America Securities LLC, Bank of America Corp., Aurum Capital Management Corp., Aurum Securities Corp., B. Joseph White, Nathan E. Saint-Amand, Lester L. Colbert Jr., Roger P. Cheever, Charles F. Baird Jr., Stephen E. O'Neil, Daniel C. Chung, Fred M. Alger III, Fred Alger & Company Incorporated, Veras Investment Partners, LLP, James P. Connelly Jr., Fred Alger Management, Inc., filed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain.(Rifkin, Mark) (Entered: 09/30/2004)

09/30/2004 359 AMENDED COMPLAINT against Pritchard Capital Services LLC, Aurum Capital Management Corp., Aurum Securities Corp., Banc of America Securities, LLC, Bank of America Corp, Tandem Financial Services, Alan Waldbaum, Signalert Corporation, D.R. Loeser, Daniel Calugar, Canary Investment Management LLC, Canary Capital Partners Ltd, Canary Capital Partners LLC, Edward J. Stern,

Ritchie Capital Management, Inc., Ilytat, L.P., Joseph R. Palombo, William E. Mayer, Richard L. Woolworth, Ann-Lee Verville, Thomas C. Theobald, Thomas E. Stitzel, Patrick J. Simpson, John J. Neuhauser, Charles R. Nelson, Richard W. Lowry, Janet Langford Kelly, Douglas A. Hacker, Ralph Wanger, Charles P. McQuaid, John A. Wing, Robert E. Nason, Allan B. Muchin, David C. Kleinman, Steven N. Kaplan, Jerome Kahn Jr., Leo Guthart, Margaret Eisen, Columbia Management Advisors, Inc., Columbia Wanger Asset Management, L.P., Columbia Funds Distributor, Inc., Columbia Fund Services, Inc., Columbia Management Group, Inc., filed by David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Barbara Cordani, Pamela Yameen, Virginia Wilcox, Edward Segel, Iris Segel, Brad Smith, Harold Beardsley.(Rifkin, Mark) (Entered: 09/30/2004)

09/30/2004 360 AMENDED COMPLAINT against Mark B. Whiston, Robert Skidelsky, Paul F. Balser, Helen Y. Hayes, James P. Craig, G. Andrew Cox, Steven L. Scheid, Landon H. Rowland, Robert N. Burt, filed by Irving J. Chasen. (Attachments: # 1 Verification)(Morris, Karen) (Entered: 09/30/2004)

09/30/2004 361 AMENDED COMPLAINT against MFS Family of Funds, Andrew Goodwin, Noah Lerner, Edward J Stern, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Salomon Smith Barney Inc., Security Brokerage, Inc., Daniel Calugar, Pritchard Capital Parners LLC, Trautman Wasserman & Company, Inc., Aurum Capital Management Corp., Aurum Securities Corp., Banc of America Securities LLC, Bank of America Corp., David B. Stone, Arnold D. Scott, J. David Gibbons Sir., Ward Smith, Elaine R. Smith, J. Dale Sherratt, William J. Poorvu, Lawrence T. Perera, Abby M. O'Neill, J. Atwood Ives, William R. Gutow, Lawrence H. Cohn, Jeffrey L. Shames, Kevin R. Parke, John W. Ballen, MFS Service Center, Inc., MFS Fund Distributors, Inc., Massachusetts Financial Services Company, Sun Life Financial, Inc., filed by Gustavo Bruckner, Edward Casey, Jean Stigas, Lawrence A. Stigas, Dina Rozenbaum, Mark Schwartz, Boris Fieldman, Simon Denenberg, Tina Gobillat, Joseph Cordani, Katherine Clark, David Shaev, Zachary Alan Starr, John E. Morrissey, Harry Jacobs, Pamela Yameen, John Hammerslaugh, Tina Casey, Diane Hutto.(Prussin, H) (Entered: 09/30/2004)

09/30/2004 362 AMENDED COMPLAINT against Lord Lang, Justin M. Scott, Omid Kamshad, A.J.C. Smith, Adele Simmons, Morton O. Schapiro, Stephen R. Hardis, Jeffrey W. Greenberg, Ray J. Groves, Oscar Fanjul, Robert F. Erburu, Mathis Cabiallavetta, Lewis W. Bernard, David A. Olsen, Lawrence J Lasser, Gwendolyn S. King, Charles A. Davis, Peter Coster, filed by Warren Pinchuck. (Attachments: # 1 Verification# 2 Statement of new parties)(Morris, Karen) (Entered: 09/30/2004)

09/30/2004 363 AMENDED COMPLAINT against Wachovia Securities, Inc., Prudential Securities, Inc., AST Trust Co., Bear Stearns & Co. Inc., Bank of America Corporation, Round Hill Securities, Inc, Rydex Investments, Canadian Imperial Bank of Commerce, Trautman Wasserman & Company, Inc., Gregory Trautman, Canary Capital Partners, Ltd., Canary Investment, LLC, Canary Capital Partners LLC, Edward J. Stern, Janus Adviser Series, Janus Distributors LLC, Janus Investment Fund, Janus Capital Group Inc., Janus Capital Management LLC, filed by A Plaintiff. (Attachments: # 1)(Simon, Bruce) (Entered: 09/30/2004)

09/30/2004 364 AMENDED COMPLAINT against Pritchard Capital Partners LLC, Trautman Wasserman & Company, Inc., Golden Gate Financial Group, LLC, Aurum Capital

Management Corp., Aurum Securities Corp., Edward J. Stern, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Banc of America Securities LLC, Bank of America Corp., One Group Mutual Funds, Charles I. Post, Donald L. Tuttle, Julius Pallone, Marilyn McCoy, John F. Finn, Robert A. Oden Jr., Frederick W. Ruebeck, Peter C. Marshall, Mark Beeson, One Group Services Company, One Group Dealer Services, Inc., Bank One High Yield Partners, LLC, Banc One Investment Advisors Corporation, J.P. Morgan Chase & Co., Bank One Corp., filed by John Joseph Gillis, Julian Rose Gillis, Mark Snyder, Warren Sherman, Jerry Huang, Datren Williams f/u/b/o Ledelous Little, Datren Williams. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E)(Chimicles, Nicholas) (Entered: 09/30/2004)

09/30/2004 365 AMENDED COMPLAINT against Janus Capital Group Inc., Janus Capital Management LLC, filed by First Derivative Traders. (Attachments: # 1 Exhibit Notice)(Press, Ira) (Entered: 09/30/2004)

09/30/2004 366 AMENDED COMPLAINT against Putnam Family of Funds, Andrew Goodwin, Noah Lerner, Edward J. Stern, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Pritchard Capital Partners LLC, Trautman Wasserman & Company, Inc., Kirlin Securities Inc., Banc of America Securities LLC, Bank of America Corp., W. Nicholas Thorndike, W. Thomas Stephens, Robert E. Patterson, John H. Mullin III, John A. Hill, Elizabeth T. Kennan, Paul L. Joskow, Ronald J. Jackson, Charles B. Curtis, Jameson Adkins Baxter, A.J.C. Smith, George Putnam III, Carmel Peters, Geir Lode, Omid Kamshad, Justin M. Scott, William H. Woolverton, Patricia C. Flaherty, Charles E. Porter Sr., Lawrence J. Lasser, Marsh & McLennan Companies, Inc., Putnam Retail Management GP, Inc., Putnam Retail Management, L.P., Putnam Investment Management, LLC, Putnam, LLC, filed by Kliel Rose, Miranda Zuber, Michelle Yameen, Lisa Yameen, Kenneth Yameen, James W. Yameen, Steven weigand, Evon Yameen, Lori N. Wiswell, Helen Wasserman, William Walsh, Harriet Surks, Lawrence A. Stigas, Glenn Silva, Aurora Santos, Giacoma Ruggeri, George E. Pliska, Edward Newman, Mary G. Naples, Edward L. Murphy Sr., John E. Morrissey, Charles F. Michaelman, Debora J. McLaughlin, Teresa M. Meehan, Michael J. Meehan, Craig J. McLaughlin, Joseph P. McDonough, Howard W. Mathews, Paolo LaFrancesca, Todd Klein, Peter Kavaler, Charles Kalivas, Antonio Ioakim, Scott Howe, William John Glebus Jr., Norma Dweck, Ann Schneps Dubin, John H. Diamond Jr., Elise M. Diamond, Edward Casey, Brian Clark, Alisa Brown, Leon Brazin, Lorraine Blacker, Raquel Benun, Thomas F. Bednarek, Doris Banas, John Asseta, Anthony Antoniello, Zachary Alan Starr, Simon J. Denenberg, Edward I. Segel, Gail Craven, John K. Clement, Joanne S. Baseman, Seth B. Marks, Dina Rozenbaum, Diane Hutto, Cynthia Puleo.(Prussin, H) (Entered: 09/30/2004)

09/30/2004 367 AMENDED COMPLAINT against Wall Street Global, LLC, Trautman Wasserman & Company, Inc., Smith Barney Citigroup, Pritchard Capital Partners LLC, Haidar Capital Management LLC, Edward J. Stern, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, CIBC World Markets, CIBC Securities, Inc., Banc of America Securities LLC, Bank of America Corp., Golden Gate Financial Group, LLC, Aurum Securities Corp., Aurum Capital Management Corp., Janus Adviser Series, Janus Aspen Series, Janus Investment Fund, Janus Distributors, LLC, Perkins Wolf McDonnell & Company, Bay Island

Financial LLP, Enhanced Investment Technologies LLC, Janus Capital Management LLC, Janus Capital Group, Inc., filed by Roger Bailey, Barbara Cordani, Joseph Cordani, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Lawrence A. Stigas, Jean Stigas, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Chimicles, Nicholas) (Entered: 09/30/2004)

09/30/2004 368 AMENDED COMPLAINT against John Does 1 through 100, JP Morgan Chase and Co., Credit Suisse First Boston (USA) Inc., Charles Schwab & Co., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., James Y. Lin, Kraig L. Kibble, James G. Lewis, National Clearing Corporation, JB Oxford Holdings, Inc., Grant D. Seeger, Security Trust Company, N.A., Marc C. Bilotti, John Peffer, Robert Shannon, Michael Vanin, Skifter Ajro, Justin Ficken, Martin Druffner, Wachovia Securities, LLC, Wachovia Corporation, Prudential Securities, Inc., Prudential Financial, Inc., Theodore C. Sihpol III, Morgan Stanley DW, Salomon Smith Barney, Inc., Citigroup Global Markets Holdings Inc., Citigroup, Inc., Canadian Imperial Holdings, Inc., Michael Grady, Trout Trading Management Co., Daniel G. Calugar, MFS Fund Distributors, MFS Series Trust X, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust IV, MFS Series Trust II, MFS Series Trust I, Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust, MFS Government Securities Fund, Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc., John W. Ballen, Banc of America Securities LLC, Bank of America Corporation, Canadian Imperial Bank of Commerce, Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management, LLC, Paul A. Flynn, Ryan Goldberg, MFS Service Center, Inc., Massachusetts Financial Services Company, Kevin R. Parke, Security Brokerage, Inc., Edward J. Stern, Sun Life Financial, Inc., Wilshire Associates Incorporated, filed by City of Chicago Deferred Compensation Plan. (Attachments: # 1 # 2)(Schulman, Alan) (Entered: 09/30/2004)

09/30/2004 369 AMENDED COMPLAINT against Francis N. Bonsignore, Jeffrey W. Greenberg, Lawrence J. Lasser, Marsh & McLennan Companies, Inc., Putnam Investment Management, LLC, William H. Woolverton, filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments: # 1 Exhibit Notice of Parties Added and Dropped)(Grant, John) (Entered: 09/30/2004)

09/30/2004 370 AMENDED COMPLAINT against Bear Stearns Securities Corporation, Circle Trust, Inc., Robert A. Oden, Frederick W. Ruebeck, Peter C. Marshall, One Group Services Company, One Group Dealer Services, Inc., Richard R. Wade, Richard W. Vague, William P. Boardman, William G. Jurgenson, David R. Meuse, Kenneth T. Stevens, John Abunassar, Gary J. Madich, Richard R. Jandrain III, Peter W. Atwater, David J. Kundert, Banc One Investment Advisors Corporation, Bank One Corporation, AST Trust Co., Aurum Securities Corp., Bank One High Yield Partners, LLC, Bank of America Corporation, Mark A. Beeson, Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management, L.L.C., John F. Finn, Kaplan & Company Securities, Inc., Marilyn McCoy, One

Group Mutual Funds, Julius Pallone, Charles I. Post, Pritchard Capital Partners LLC, Prudential Securities, Inc., Edward J. Stern, Trautman Wasserman & Company, Inc., Donald L. Tuttle, filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. (Attachments: # 1 Notice of Parties Added and Parties Against Whom All Claims are Dropped Pursuant to the Letter of J. Frederick Motz Dated September 24, 2004)(Levy, Kim) (Entered: 09/30/2004)

09/30/2004 371 AMENDED COMPLAINT against Tandem Financial Services, Inc., Columbia Funds Trust XI, Schield Management Company, Cantella & Co., Inc., Samaritan Asset Management, D.R. Loeser & Co., Inc, Ralph Wanger, Liberty Variable Investment Trust, Columbia Mid Cap Growth Fund Inc., Columbia International Stock Fund Inc., Columbia High Yield Fund Inc., Columbia Funds Trust VIII, Columbia Funds Trust VII, Columbia Funds Trust VI, Columbia Funds Trust V, Columbia Funds Trust IV, Columbia Funds Trust III, Columbia Funds Trust II, Columbia Funds Trust I, Columbia Acorn Trust, Columbia Funds Services, Inc., Louis Tasiopoulous, James Tambone, Stephen E Gibson, Joseph Palombo, AST Trust Co., Aurum Securities Corp., Bank of America Corporation, Bear Stearns Securities Corporation, Daniel G. Calugar, Columbia Funds Distributor, Inc., Columbia Management Advisors, Inc., Columbia Management Group, Inc., Columbia Wanger Asset Management, L.P., Ryan Goldberg, Michael Grady, Ilytat, L.P., Kaplan & Company Securities, Inc., Janet Langford Kelly, Richard W. Lowry, Charles P. McQuaid, Charles R. Nelson, John J. Neuhauser, Pritchard Capital Partners LLC, Prudential Securities, Inc., Ritchie Capital Management, Inc., Signalert Corporation, Patrick J. Simpson, Trautman Wasserman & Company, Inc., Richard L. Woolworth, filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. (Attachments: # 1 Notice of Parties Added and Parties Against Whom All Claims are Dropped Pursuant to the Letter of J. Frederick Motz Dated September 24, 2004)(Levy, Kim) (Entered: 09/30/2004)

09/30/2004 372 AMENDED COMPLAINT against Donald A Hoy, James Dimon, Bank One Trust Company, N.A., Bank One Corporation, filed by Lenore Zarate.(Harwood, Robert) (Entered: 09/30/2004)

09/30/2004 373 AMENDED COMPLAINT against Merrill Lynch, Pierce, Fenner & Smith, Inc., BTS Asset Management, Spectrum Financial, Inc., Lincoln Financial Advisors Corporation, Buffalo Capital Corporation, Schield Management Company, RTE Asset Management, Kirlin Securities, Inc., Frank Perfetuo, James Prusko, Justin Scott, Carmel Peters, Geirulv Lode, W. Nicholas Thorndike, W. Thomas Stephens, George Putnam, III, Robert E. Patterson, John H. Mullin, III, Elizabeth T. Kennan, Paul L. Joskow, Ronald J. Jackson, John A. Hill, Charles B. Curtis, Jameson A. Baxter, Putnam New York Tax Exempt Money Market Fund, Putnam California Tax Exempt Money Market Fund, Putnam PennsylvaniaTax Exempt Income Fund, Putnam Ohio Tax Exempt Income Fund II, Putnam New York Tax Exempt Income Trust, Putnam New Jersey Tax Exempt Income Fund, Putnam Minnesota Tax Exempt Income Fund II, Putnam Michigan Tax Exempt Income Fund, Putnam Massachusetts Tax Exempt Income Fund II, Putnam Florida Tax Exempt Income Fund, Putnam California Tax Exempt Income Fund, Putnam Arizona Tax Exempt Income Fund, The Putnam Fund for Growth and Income, The George Putnam Fund of Boston, Putnam Intermediate U.S. Government Income Fund, Putnam Income Fund, Putnam High Yield Trust, Putnam High Yield Advantage Fund, Putnam Health Sciences Trust, Putnam Global Natural Resources Fund, Putnam Global

Income Trust, Putnam Global Equity Fund, Putnam Europe Equity Fund, Putnam Equity Income Fund, Putnam Diversified Income Trust, Putnam Discovery Growth Fund, Putnam Convertible Income-Growth Trust, Putnam Classic Equity Fund, Putnam Capital Appreciation Fund, Putnam Balanced Retirement Fund, Putnam Asia Pacific Growth Fund, Putnam American Government Income Fund, Putnam Voyager Fund, Putnam Vista Fund, Putnam Utilities Growth and Income Fund, Putnam U.S. Government Income Trust, Putnam Tax Exempt Money Market Fund, Putnam Tax Exempt Income Fund, Putnam Strategic Income Fund, Putnam Preferred Income Fund, Putnam OTC & Emerging Growth Fund, Putnam New Opportunities Fund, Putnam Municipal Income Fund, Putnam Money Market Fund, Putnam Investors Fund, Putnam International Equity Fund, Putnam Tax Smart Funds Trust, Putnam Asset Allocation Fund, Putnam Tax-Free Income Trust, Putnam Funds Trust, Putnam Investment Funds, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Ian S. Ferguson, William H. Woolverton, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management LLC, Marsh & McLennan Companies, Inc., Putnam Investments Trust, Bank of America Corporation, Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management, LLC, Omid Kamshad, Lawrence J. Lasser, Pritchard Capital Partners LLC, Prudential Securities, Inc., A.J.C. Smith, Edward J. Stern, Trautman Wasserman & Company, Inc., filed by Additional Class Counsel for the Putnam Subtrack, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Attachments: # 1 Notice of Parties Added and Parties Against Whom All Claims Are Dropped Pursuant to the Letter of Hon. J. Frederick Motz Dated September 24, 2004)(Clark Weintraub, Deborah) Modified on 11/16/2004 (jnl, Deputy Clerk). (Entered: 09/30/2004)

09/30/2004 374 NOTICE of Appearance by Jessica C Lowney on behalf of A Defendant (Lowney, Jessica) (Entered: 09/30/2004)

09/30/2004 375 AMENDED COMPLAINT against Charles Schwab Trust Company, Plan Advisory Committee, Paul F. Balser, G. Andrew Cox, Janus Capital Group Inc., Steven L. Scheid, filed by Delon Brown.(Harwood, Robert) (Entered: 09/30/2004)

09/30/2004 376 AMENDED COMPLAINT against Eric Burns, Joseph W. Dello Russo, Massachusetts Financial Services Company Retirement Committee, Massachusetts Financial Services Company, Jeffrey L. Shames, filed by Anita Walker.(Harwood, Robert) (Entered: 09/30/2004)

09/30/2004 377 AMENDED COMPLAINT against William L. Rosoff, Sandra Wright, Sandra S. Wijnberg, Bankers Trust Company, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Marsh & McLennan Companies, Inc., Putnam Investments Trust, filed by Barbara Walsh.(Harwood, Robert) (Entered: 09/30/2004)

09/30/2004 378 AMENDED COMPLAINT against UBS Financial Services, Inc., UBS AG, Trautman Wasserman & Company, Inc., Pritchard Capital Partners LLC, Kaplan & Co. Securities, Inc., Deutsche Bank AG, Davidson Companies, Circle Trust Company, Edward J. Stern, Bear Stearns & Co. Inc., Bank of America, N.A., Banc of America Securities LLC, Bank of America Corp, Golden Gate Financial Group, LLC, Aurum Capital Management Corp., Aurum Securities Corp., Parametric Portfolio Associates, PA Fund Management, David Byck, Brean Murray Inc,

Canary Investment Management, L.L.C., Canary Capital Partners Ltd, Canary Capital Partners LLC, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, RCM Capital Management LLC, Cadence Capital Management LLC, PEA Capital LLC, Pimco Advisors Distributors LLC, Allianz Dresdner Asset Management of America LP, filed by Raquel Benun, Ira Newman, Thomas F. Bednarek, Virginia Wilcox, Lawrence A. Stigas, Jean Stigas, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Iris Segel, Edward Segel.(Rifkin, Mark) (Entered: 09/30/2004)

09/30/2004 379 AMENDED COMPLAINT against Sandra S. Wijnberg, Putnam Investments, LLC, Francis N. Bonsignore, J. W. Greenberg, Marsh & McLennan Companies, Inc., Putnam Investments Trust, William L. Rosoff, filed by Jessica Corbett.(Harwood, Robert) (Entered: 09/30/2004)

10/01/2004 380 Summons Issued (20 days) as to Putnam Investment Management LLC, William H. Woolverton. (jnl, Deputy Clerk) (Entered: 10/01/2004)

10/01/2004 381 Summons Issued (20 days) as to Janus Capital Management LLC. (jnl, Deputy Clerk) (Entered: 10/01/2004)

10/04/2004 382 NOTICE of Appearance by Alan Schulman on behalf of A Plaintiff (Schulman, Alan) (Entered: 10/04/2004)

10/04/2004 383 NOTICE of Appearance by Robert S Gans on behalf of A Plaintiff (Gans, Robert) (Entered: 10/04/2004)

10/04/2004 384 NOTICE of Appearance by Timothy Alan DeLange on behalf of A Plaintiff (DeLange, Timothy) (Entered: 10/04/2004)

10/04/2004 385 NOTICE of Appearance by Jerald Bien Willner on behalf of A Plaintiff (Bien Willner, Jerald) (Entered: 10/04/2004)

10/04/2004 386 NOTICE of Appearance by John Erik Sandstedt on behalf of A Plaintiff (Sandstedt, John) (Entered: 10/04/2004)

10/04/2004 387 NOTICE of Appearance by Joseph Fonti on behalf of A Plaintiff (Fonti, Joseph) (Entered: 10/04/2004)

10/05/2004 388 NOTICE of Appearance by Price O Gielen on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Gielen, Price) (Entered: 10/05/2004)

10/05/2004 389 NOTICE of Appearance by Price O Gielen on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Gielen, Price) (Entered: 10/05/2004)

10/05/2004 390 NOTICE of Appearance by Breon S Peace on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Peace, Breon) (Entered: 10/05/2004)

10/05/2004 391 NOTICE of Appearance by Thomas J Moloney on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns

Securities Corporation (Moloney, Thomas) (Entered: 10/05/2004)

10/05/2004 392 NOTICE of Appearance by Lewis J Liman on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Liman, Lewis) (Entered: 10/05/2004)

10/05/2004 393 NOTICE of Appearance by Neil P Forrest on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Forrest, Neil) (Entered: 10/05/2004)

10/05/2004 394 NOTICE of Appearance by Nichole Michele Galvin on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation (Galvin, Nichole) (Entered: 10/05/2004)

10/05/2004 395 Summons Issued (20 days) as to AST Trust Co., Aurum Securities Corp., Banc of America Securities LLC, Bank of America Corp., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Daniel G. Calugar, Cantella & Co., Inc., Columbia Funds Services, Inc., D.R. Loeser & Co., Inc, Stephen E Gibson, Ryan Goldberg, Michael Grady, Ilytat, L.P., Kaplan & Company Securities, Inc., Janet Langford Kelly, Liberty Variable Investment Trust, Richard W. Lowry, Charles P. McQuaid, Charles R. Nelson, John J. Neuhauser, Joseph Palombo, Prudential Securities, Inc., Ritchie Capital Management, Inc., Samaritan Asset Management, Schield Management Company, Signalert Corporation, Patrick J. Simpson, Edward J Stern, James Tambone, Tandem Financial Services, Inc., Louis Tasiopoulous, Trautman Wasserman & Company, Inc., Ralph Wanger, Richard L. Woolworth, MW Pritchard Hubble & Herr LLC. (slv2, Deputy Clerk) (Entered: 10/05/2004)

10/05/2004 396 NOTICE by Additional Class Counsel for the Putnam Subtrack, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority, Joseph Shanis re 373 Amended Complaint,,,,,,,,,,,, Notice of Additional Parties Not Previously Docketed (Clark Weintraub, Deborah) (Entered: 10/05/2004)

10/05/2004 397 NOTICE by Additional Class Counsel for the Putnam Subtrack, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority, Joseph Shanis re 373 Amended Complaint,,,,,,,,,,,, Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped Pursuant to the Letter of Hon. J. Frederick Motz Dated September 24, 2004 (Clark Weintraub, Deborah) (Entered: 10/05/2004)

10/06/2004 398 Summons Issued (20 days) as to BTS Asset Management, Bank of America Corporation, Bank of America Securities, LLC, Jameson A. Baxter, Buffalo Capital Corporation, Charles B. Curtis, Irene M. Esteves, Ian S. Ferguson, John A. Hill, Ronald J. Jackson, Paul L. Joskow, Elizabeth T. Kennan, Kirlin Securities, Inc., Lawrence J. Lasser, Lincoln Financial Advisors Corporation, Geirulv Lode, Robert F. Lucey, MW Pritchard Hubble & Herr LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., John H. Mullin, III, Stephen M. Oristaglio, Robert E. Patterson, Frank Perfetuo, Carmel Peters, Prudential Securities, Inc., James Prusko, Putnam Asia Pacific Growth Fund, Putnam Asset Allocation Fund, Putnam Balanced Retirement Fund, Putnam California Tax Exempt Money Market Fund, Putnam Funds Trust, Putnam Global Income Trust, Putnam Global Natural Resources Fund, George Putnam III, Putnam Investment Management Trust, Putnam New York Tax Exempt Money Market Fund, Putnam Preferred Income Fund, Putnam Retail Management

Limited Partnership, Putnam Strategic Income Fund, Putnam Tax Smart Funds Trust, Putnam Tax-Free Income Trust, Putnam, LLC, RTE Asset Management, Schield Management Company, Gordon H. Silver, A.J.C. Smith, Spectrum Financial, Inc., W. Thomas Stephens, W. Nicholas Thorndike, Trautman Wasserman & Company, Inc., William H. Woolverton. (bmh, Deputy Clerk) (Entered: 10/06/2004)

10/06/2004 399 NOTICE by David L. Harris Notice of Withdrawal of Motion to be Appointed Lead Plaintiff and for Approval of Selection of Lead Counsel (Zagar, Eric) (Entered: 10/06/2004)

10/06/2004 400 NOTICE of Appearance by Nichole Michele Galvin on behalf of The Bear Stearns Companies, Inc. (Galvin, Nichole) (Entered: 10/06/2004)

10/06/2004 401 NOTICE of Appearance by Breon S Peace on behalf of The Bear Stearns Companies, Inc. (Peace, Breon) (Entered: 10/06/2004)

10/06/2004 402 NOTICE of Appearance by Thomas J Moloney on behalf of The Bear Stearns Companies, Inc. (Moloney, Thomas) (Entered: 10/06/2004)

10/06/2004 403 NOTICE of Appearance by Lewis J Liman on behalf of The Bear Stearns Companies, Inc. (Liman, Lewis) (Entered: 10/06/2004)

10/06/2004 404 NOTICE of Appearance by Neil P Forrest on behalf of The Bear Stearns Companies, Inc. (Forrest, Neil) (Entered: 10/06/2004)

10/06/2004 405 NOTICE of Appearance by Price O Gielen on behalf of The Bear Stearns Companies, Inc. (Gielen, Price) (Entered: 10/06/2004)

10/06/2004 406 NOTICE by John Hammerslaugh (Attachments: # 1 # 2)(Prussin, H) (Entered: 10/06/2004)

10/06/2004 407 NOTICE by Miranda Zuber (Attachments: # 1 # 2)(Prussin, H) (Entered: 10/06/2004)

10/07/2004 408 Summons Issued (20 days) as to AST Trust Co., John Abunassar, Peter W. Atwater, Aurum Securities Corp., Banc of America Securities, LLC, Bank One High Yield Partners, LLC, Bank of America Corporation, Bear Stearns & Co. Inc., Bear Stearns Securities Corp., William P. Boardman, John F. Finn, William G. Jurgenson, Kaplan & Co. Securities, Inc., David J. Kundert, MW Pritchard Hubble & Herr LLC, Gary J. Madich, Peter C. Marshall, Marilyn McCoy, David R. Meuse, Robert A. Oden, One Group Dealer Services, Inc., One Group Services Company, Julius Pallone, Charles I. Post, Pritchard Capital Parners LLC, Prudential Securities, Inc., Frederick W. Ruebeck, Grant D. Seeger, Kenneth T. Stevens, Trautman Wasserman & Company, Inc., Donald L. Tuttle, Richard W. Vague, Richard R. Wade, Circle Trust, Schwab Capital Markets L.P., One Group Administrative Services Inc. (slv2, Deputy Clerk) (Entered: 10/07/2004)

10/07/2004 409 NOTICE of Appearance by Thomas W Grammer on behalf of A Plaintiff (Grammer, Thomas) (Entered: 10/07/2004)

10/08/2004 410 NOTICE of Appearance by Arthur Newbold on behalf of Pimco Advisors Distributors LLC (Newbold, Arthur) (Entered: 10/08/2004)

10/08/2004 411 RESPONSE in Opposition to Motion of the Leven Plaintiffs for Appointment as Lead Plaintiff, and in Support of Motion of Combined Welfare Fund for Appointment as Lead Plaintiff filed by Combined Welfare Fund. Replies due by 10/22/2004. (Waldman, Chet) (Entered: 10/08/2004)

10/08/2004 412 Correspondence re: Filing of Combined Welfare Fund on Motion for Appointment of Lead Plaintiff in PIMCO subtrack (Waldman, Chet) (Entered: 10/08/2004)

10/11/2004 413 MOTION to Appoint Counsel Notice of Motion of Kathleen Fitzgerald For Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by A Plaintiff. Responses due by 10/28/2004 (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7)(Isbister, John) (Entered: 10/11/2004)

10/11/2004 414 MOTION to Appoint Counsel and Lead Plaintiff by The Chiumento Group. Responses due by 10/28/2004 (Dyer, Bradley) (Entered: 10/11/2004)

10/11/2004 415 Memorandum re 414 MOTION to Appoint Counsel and Lead Plaintiff filed by The Chiumento Group. (Dyer, Bradley) (Entered: 10/11/2004)

10/11/2004 416 AFFIDAVIT re 414 MOTION to Appoint Counsel and Lead Plaintiff, 415 Memorandum by The Chiumento Group. (Dyer, Bradley) (Entered: 10/11/2004)

10/11/2004 417 Proposed Pretrial Order submitted by The Chiumento Group. (Dyer, Bradley) (Entered: 10/11/2004)

10/12/2004 418 Correcting Earlier Submission (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Dyer, Bradley) (Entered: 10/12/2004)

10/13/2004 419 Correspondence regarding telephone instructions for monthly teleconference. (Motz, J.) (Entered: 10/13/2004)

10/13/2004 420 Summons Issued (20 days) as to Fred M. Alger III, Aurum Capital Management Corp., Aurum Securities Corp., Charles F. Baird Jr., Banc of America Securities LLC, Bank of America Corp, Bank of America, N.A., Bear Stearns & Co. Inc., Canary Capital Partners Ltd, Canary Investment Management, L.L.C., Roger P. Cheever, Daniel C. Chung, Circle Trust Company, Lester L. Colbert Jr., Conseco Securities Inc., Davidson Companies, Deutsche Bank AG, Ryan Goldberg, Golden Gate Financial Group, LLC, Kaplan & Co. Securities, Inc., Parametric Portfolio Associates, Pritchard Capital Parners LLC, Nathan E. Saint-Amand, Salomon Smith Barney Inc., Edward J. Stern, Trautman Wasserman & Company, Inc., UBS AG, UBS Financial Services, Inc., Alan Waldbaum, B. Joseph White, Fred Alger and Company, Inc., Aurum Capital Management Group,Banc of America Securities, Bank of America N.A., Canary Capital Partners, PA Fund Management LLC, Prichard Capital Services. (slv2, Deputy Clerk) (Entered: 10/13/2004)

10/13/2004 421 Correspondence re: Agenda for the October 14, 2004 Teleconference (Isbister, John) (Entered: 10/13/2004)

10/13/2004 422 Summons Issued (20 days) as to Aurum Capital Management Corporation, Bank of America Corporation, Investments by Planners, Inc., Kaplan & Company Securities, Inc., Kopstein, Van Alen, Nash & Co., Inc., Merrill Lynch & Co., Inc., Peconic Partners, LLC, Salomon Smith Barney, Securities America, Inc., The Bear Stearns Companies, Inc., Veras Investment Partners, LLC, Wilshire Associates Incorporated. (slv2, Deputy Clerk) (Entered: 10/13/2004)

10/13/2004 423 Correspondence re: Appointment of the Leven Plaintiffs as Lead Plaintiff and Selection of Their Choice of Lead Counsel in the PIMCO Subtrack (Dyer, Bradley) (Entered: 10/13/2004)

10/14/2004 424 Summons Issued (20 days) as to AST Trust Co., Bank of America Corporation, Bear Stearns & Co. Inc., Canadian Imperial Bank of Commerce, Canary Capital Partners LLC, Canary Capital Partners Ltd, Canary Investment, LLC, Janus Adviser Series, Janus Capital Group Inc., Janus Capital Management LLC, Janus Distributors LLC, Janus Investment Fund, Prudential Securities, Inc., Round Hill Securities, Inc, Rydex Investments, Edward J. Stern, Gregory Trautman, Trautman Wasserman & Company, Inc., Wachovia Securities, Inc.. (bmh, Deputy Clerk) (Entered: 10/14/2004)

10/14/2004 425 NOTICE of Appearance by Jeremy Alan Lieberman on behalf of John Hammerslaugh (Lieberman, Jeremy) (Entered: 10/14/2004)

10/14/2004 426 NOTICE of Appearance by Jeremy Alan Lieberman on behalf of Miranda Zuber (Lieberman, Jeremy) (Entered: 10/14/2004)

10/15/2004 427 Correspondence re: Combined Welfare Fund's response to Leven Plaintiffs' October 13, 2004 letter re Lead Plaintiff Appointment in PIMCO/Allianz Dresdner Subtrack (Waldman, Chet) (Entered: 10/15/2004)

10/15/2004 428 Summons Issued (20 days) as to Skifter Ajro, John W. Ballen, Banc of America Securities, LLC, Bank of America Corporation, Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Marc C. Bilotti, Daniel G. Calugar, Canadian Imperial Holdings, Inc., Canary Capital Partners Ltd, Canary Capital Partners, LLC, Canary Investment Management, L.L.C., Charles Schwab & Co., Citigroup Global Markets Holdings Inc., Citigroup, Inc., Credit Suisse First Boston (USA) Inc., Martin Druffner, Justin Ficken, Paul A. Flynn, Ryan Goldberg, Michael Grady, JB Oxford Holdings, Inc., JP Morgan Chase and Co., Kraig L. Kibble, James G. Lewis, James Y. Lin, MFS Fund Distributors, MFS Service Center, Inc., MFS Series Trust, Massachusetts Investors Growth Stock Fund, Morgan Stanley DW, National Clearing Corporation, Kevin R. Parke, John Peffer, Prudential Financial, Inc., Prudential Securities, Inc., Salomon Smith Barney, Inc., Security Brokerage, Inc., Security Trust Company, N.A., Grant D. Seeger, Robert Shannon, Theodore C. Sihpol III, Edward J. Stern, Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Trout Trading Management Co., Michael Vanin, Wachovia Corporation, Wachovia Securities, LLC, Wilshire Associates Incorporated. (slv2, Deputy Clerk) (Entered: 10/15/2004)

10/15/2004 429 ACKNOWLEDGEMENT OF SERVICE Executed filed by Putnam Retail Management, L.P.. (Schwartz, Seth) (Entered: 10/15/2004)

10/15/2004 430 Summons Issued (20 days) as to Aurum Securities Corp., Canary Capital Partners LLC, Canary Capital Partners Ltd, Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management LLC, Canary Investment Management, LLC, Columbia Mid Cap Growth Fund Inc., Pritchard Capital Partners LLC, Pritchard Capital Partners LLC, Security Brokerage, Inc., Grant D. Seeger, Edward J. Stern. (bmh, Deputy Clerk) (Entered: 10/15/2004)

10/15/2004 431 Summons Issued (20 days) as to Salomon Smith Barney Inc.(slv2, Deputy Clerk)

(Entered: 10/15/2004)

10/15/2004 432 Correspondence re: Leven Plaintiffs' Response to the Combined Welfare Fund's Letter dated October 15, 2004 (Dyer, Bradley) (Entered: 10/15/2004)

10/15/2004 433 Summons Issued (20 days) as to CIBC World Markets, Haidar Capital Management LLC, JP Morgan Chase and Co., Charles I. Post, Smith Barney Citigroup, Wall Street Global, LLC. (slv2, Deputy Clerk) (Entered: 10/15/2004)

10/18/2004 434 CTO ORDER No. 10 from the MDL Panel transferring the attached cases to the District of Maryland (jnl, Deputy Clerk) (Entered: 10/18/2004)

10/18/2004 435 Letter confirming the matters discussed during the monthly telephone conference held on October 14, 2004. (Motz, J.) (Entered: 10/18/2004)

10/19/2004 436 NOTICE of Appearance by Jonathan D Polkes on behalf of Canadian Imperial Bank of Commerce (Polkes, Jonathan) (Entered: 10/19/2004)

10/19/2004 437 ACKNOWLEDGEMENT OF SERVICE Executed as to 358 Amended Complaint,,, filed by Jonathan Clain, Barbara Cordani, Joseph Cordani, David Grant, James Laufer, Harry Schipper, John Vining. (Rifkin, Mark) (Entered: 10/19/2004)

10/20/2004 438 ACKNOWLEDGEMENT OF SERVICE Executed filed by MFS Fund Distributors, Inc., MFS Service Center, Inc.. (Shapiro, Jonathan) (Entered: 10/20/2004)

10/22/2004 439 Summons Issued (20 days) as to Tandem Financial Services, Inc.. (jnl, Deputy Clerk) (Entered: 10/22/2004)

10/22/2004 440 Correspondence re: Tolling Agreement and Voluntary Dismissal of Certain Defendants from One Group Fund Derivative Actions (Attachments: # 1 Exhibit A# 2 Exhibit B)(Schwartzman, Denise) (Entered: 10/22/2004)

10/25/2004 441 WAIVER OF SERVICE Returned Executed by Jonathan Clain, Barbara Cordani, Joseph Cordani, David Grant, James Laufer, Harry Schipper, John Vining. Salomon Smith Barney waiver sent on 10/19/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 10/25/2004)


10/25/2004 443 Instructions for newly added defendants. (Motz, J.) (Entered: 10/25/2004)

10/25/2004 444 ACKNOWLEDGEMENT OF SERVICE Executed as to 359 Amended Complaint,,,, filed by David Armetta, Harold Beardsley, Barbara Cordani, Grace Nugent, Edward Segel, Iris Segel, George Slabe, Brad Smith, Mayor Sutton, Morris Sutton, Virginia Wilcox, Pamela Yameen. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 445 ACKNOWLEDGEMENT OF SERVICE Executed as to 367 Amended Complaint,,,, filed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon Gaines, Jason Hung, Mei Hung,

Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George Tsetsekos, Rhonda Vladimir, Sylvia Volin. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 446 ACKNOWLEDGEMENT OF SERVICE Executed as to 361 Amended Complaint,,,, filed by Gustavo Bruckner, Edward Casey, Tina Casey, Katherine Clark, Joseph Cordani, Simon Denenberg, Boris Fieldman, Tina Gobillat, John Hammerslaugh, Diane Hutto, Harry Jacobs, John E. Morrissey, Dina Rozenbaum, Mark Schwartz, David Shaev, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Pamela Yameen. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 447 ACKNOWLEDGEMENT OF SERVICE Executed as to 364 Amended Complaint,,, filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 448 ACKNOWLEDGEMENT OF SERVICE Executed as to 378 Amended Complaint,,,, filed by Donna Alexander, Thomas F. Bednarek, Janet Befort, Richard Befort, Raquel Benun, Anil Kapoor, Jack McBride, Ira Newman, Robert Rubin, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Virginia Wilcox. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 449 ACKNOWLEDGEMENT OF SERVICE Executed as to 366 Amended Complaint,,,,,,, filed by Anthony Antoniello, John Asseta, Doris Banas, Joanne S. Baseman, Thomas F. Bednarek, Raquel Benun, Lorraine Blacker, Leon Brazin, Alisa Brown, Edward Casey, Brian Clark, John K. Clement, Gail Craven, Simon J. Denenberg, Elise M. Diamond, John H. Diamond Jr., Ann Schneps Dubin, Norma Dweck, William John Glebus Jr., Scott Howe, Diane Hutto, Antonio Ioakim, Charles Kalivas, Peter Kavaler, Todd Klein, Paolo LaFrancesca, Seth B. Marks, Howard W. Mathews, Joseph P. McDonough, Craig J. McLaughlin, Debora J. McLaughlin, Michael J. Meehan, Teresa M. Meehan, Charles F. Michaelman, John E. Morrissey, Edward L. Murphy Sr., Mary G. Naples, Edward Newman, George E. Pliska, Cynthia Puleo, Kliel Rose, Dina Rozenbaum, Giacoma Ruggeri, Aurora Santos, Edward I. Segel, Iris Segel, Glenn Silva, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Harriet Surks, William Walsh, Helen Wasserman, Lori N. Wiswell, Evon Yameen, James W. Yameen, Kenneth Yameen, Lisa Yameen, Michelle Yameen, Miranda Zuber, Steven weigand. (Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 450 Correspondence re: Tolling Agreement/Voluntary Stip of Dismissal re: Sal Giacalone (Attachments: # 1 Exhibit Tolling Agreement# 2 Exhibit Voluntary Dismissal Stip)(Rifkin, Mark) (Entered: 10/25/2004)

10/25/2004 451 TRANSCRIPT of Proceedings held on October 14, 2004 before Judges Blake, Davis, Motz and Stamp; Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 10/26/2004)

10/26/2004 452 ACKNOWLEDGEMENT OF SERVICE Executed as to 364 Amended Complaint,,,, 367 Amended Complaint,,,, filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams. (Chimicles, Nicholas) (Entered: 10/26/2004)

10/26/2004 453 ACKNOWLEDGEMENT OF SERVICE Executed as to 364 Amended

Complaint,,, filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. (Chimicles, Nicholas) (Entered: 10/26/2004)

10/26/2004 454 ACKNOWLEDGEMENT OF SERVICE Executed as to 367 Amended Complaint,,,, filed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Katherine Clark, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon Gaines, Jason Hung, Mei Hung, Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George Tsetsekos, Rhonda Vladimir, Sylvia Volin. (Chimicles, Nicholas) (Entered: 10/26/2004)

10/26/2004 455 Correspondence re: Potential New Parties to Parent Derivative Amended Complaints (Attachments: # 1 Exhibit Potential New Parties to Parent Derivative Amended Complaints)(Morris, Karen) (Entered: 10/26/2004)

10/27/2004 456 Summons Issued (20 days) as to Omid Kamshad, Justin M. Scott. (slv2, Deputy Clerk) (Entered: 10/27/2004)

10/27/2004 457 SUMMONS Returned Executed by 1199 SEIU Greater New York Pension Fund, Chemical Valley Pension Fund of West Virginia, City of Lakeland Employees Pension Fund, Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund. Putnam Investment Management LLC served on 10/6/2004, answer due 10/26/2004. (Grant, John) (Entered: 10/27/2004)

10/27/2004 458 WAIVER OF SERVICE Returned Executed by 1199 SEIU Greater New York Pension Fund, Chemical Valley Pension Fund of West Virginia, City of Lakeland Employees Pension Fund, Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund. William H. Woolverton waiver sent on 10/11/2004, answer due 12/10/2004. (Grant, John) (Entered: 10/27/2004)

10/28/2004 459 Correspondence re: Pending motion (Sheehan, William) (Entered: 10/28/2004)

10/28/2004 460 NOTICE of Appearance by Stephen Stewart Madsen on behalf of Smith Barney Fund Management, LLC, Smith Barney Asset Management, Citigroup Global Markets, Inc., Citigroup, Inc., Salomon Smith Barney, Inc. (Madsen, Stephen) (Entered: 10/28/2004)

10/28/2004 461 NOTICE of Appearance by Stephen Stewart Madsen on behalf of Citigroup Global Markets, Inc., Citigroup, Inc., Salomon Smith Barney, Inc., Smith Barney Asset Management, Smith Barney Fund Management, LLC (Madsen, Stephen) (Entered: 10/28/2004)

10/28/2004 462 NOTICE of Appearance by Francis Patrick Barron on behalf of Citigroup Global Markets, Inc., Citigroup, Inc., Salomon Smith Barney, Inc., Smith Barney Asset Management, Smith Barney Fund Management, LLC (Barron, Francis) (Entered: 10/28/2004)

10/28/2004 463 NOTICE of Appearance by Francis Patrick Barron on behalf of Citigroup Global Markets, Inc., Citigroup, Inc., Salomon Smith Barney, Inc., Smith Barney Asset Management, Smith Barney Fund Management, LLC (Barron, Francis) (Entered: 10/28/2004)

10/29/2004 464 Memorandum re 414 MOTION to Appoint Counsel and Lead Plaintiff

Memorandum of Law of Kathleen Fitzgerald In Opposition to Competing Motions for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed by Kathleen Fitzgerald. (Isbister, John) (Entered: 10/29/2004)

10/29/2004 465 Summons Issued (20 days) as to Banc of America Securities LLC. (slv2, Deputy Clerk) (Entered: 10/29/2004)

10/29/2004 466 RESPONSE in Opposition re 413 MOTION to Appoint Counsel Notice of Motion of Kathleen Fitzgerald For Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed by The Chiumento Group. Replies due by 11/12/2004. (Dyer, Bradley) (Entered: 10/29/2004)

10/29/2004 467 AFFIDAVIT re 466 Response in Opposition to Motion, by The Chiumento Group. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E)(Dyer, Bradley) (Entered: 10/29/2004)

11/01/2004 468 ACKNOWLEDGEMENT OF SERVICE Executed filed by Janus Capital Group, Inc., Janus Capital Management LLC. (Gross, Deborah) (Entered: 11/01/2004)

11/02/2004 469 ORDER APPROVING Stipulation of Voluntary Dismissal of certain defendants in JFM-04-925 Sherman v Marshall et al; JFM-04-926 Huang v Marshall et al; and JFM-04-927 Snyder v Marshall et al. Signed by Judge J. Frederick Motz on 11/2/04(cag, Deputy Clerk) (Entered: 11/02/2004)

11/03/2004 470 NOTICE of Appearance by Peter Michael Saparoff on behalf of Joseph R. Palombo (Saparoff, Peter) (Entered: 11/03/2004)

11/03/2004 471 NOTICE of Appearance by Breton Leone Quick on behalf of Joseph R. Palombo (Leone Quick, Breton) (Entered: 11/03/2004)

11/03/2004 472 Correspondence regarding the pending motion to dismiss the MFS case. (Motz, J.) (Entered: 11/03/2004)

11/03/2004 473 NOTICE of Appearance by Daniel Roy Gravelyn on behalf of Security Trust Company, N.A. (Gravelyn, Daniel) (Entered: 11/03/2004)

11/03/2004 474 NOTICE of Appearance by William Kenneth Holmes on behalf of Security Trust Company, N.A. (Holmes, William) (Entered: 11/03/2004)

11/04/2004 475 ACKNOWLEDGEMENT OF SERVICE Executed as to 357 Amended Complaint,,,, filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams. (Schwartzman, Denise) (Entered: 11/04/2004)

11/04/2004 476 ACKNOWLEDGEMENT OF SERVICE Executed as to 364 Amended Complaint,,, filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. (Schwartzman, Denise) (Entered: 11/04/2004)

11/04/2004 477 CORRECTED AMENDED COMPLAINT against Putnam Ohio Tax Exempt Income Fund, Putnam New York Tax Exempt Income Fund, Putnam Minnesota Tax Exempt Income Fund, Putnam Massachusetts Tax Exempt Income Fund, BTS Asset Management, Banc of America Securities LLC, Bank of America Corporation, Jameson A. Baxter, Buffalo Capital Corporation, Canary Capital

Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management, LLC, Charles B. Curtis, Irene M. Esteves, Ian S. Ferguson, John A. Hill, Ronald J. Jackson, Paul L. Joskow, Omid Kamshad, Elizabeth T. Kennan, Kirlin Securities, Inc., Lawrence J. Lasser, Lincoln Financial Advisors Corporation, Geirulv Lode, Robert F. Lucey, Marsh & McLennan Companies, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., John H. Mullin, III, Stephen M. Oristaglio, Robert E. Patterson, Frank Perfetuo, Carmel Peters, Pritchard Capital Partners LLC, Prudential Securities, Inc., James Prusko, Putnam American Government Income Fund, Putnam Arizona Tax Exempt Income Fund, Putnam Asia Pacific Growth Fund, Putnam Asset Allocation Fund, Putnam Balanced Retirement Fund, Putnam California Tax Exempt Income Fund, Putnam California Tax Exempt Money Market Fund, Putnam Capital Appreciation Fund, Putnam Classic Equity Fund, Putnam Convertible Income-Growth Trust, Putnam Discovery Growth Fund, Putnam Diversified Income Trust, Putnam Equity Income Fund, Putnam Europe Equity Fund, Putnam Florida Tax Exempt Income Fund, Putnam Funds Trust, Putnam Global Equity Fund, Putnam Global Income Trust, Putnam Global Natural Resources Fund, Putnam Health Sciences Trust, Putnam High Yield Advantage Fund, Putnam High Yield Trust, Putnam Income Fund, Putnam Intermediate U.S. Government Income Fund, Putnam International Equity Fund, Putnam Investment Funds, Putnam Investment Management LLC, Putnam Investment Management Trust, Putnam Investments Trust, Putnam Investors Fund, Putnam Michigan Tax Exempt Income Fund, Putnam Money Market Fund, Putnam Municipal Income Fund, Putnam New Jersey Tax Exempt Income Fund, Putnam New Opportunities Fund, Putnam New York Tax Exempt Money Market Fund, Putnam OTC & Emerging Growth Fund, Putnam PennsylvaniaTax Exempt Income Fund, Putnam Preferred Income Fund, Putnam Retail Management Limited Partnership, Putnam Strategic Income Fund, Putnam Tax Exempt Income Fund, Putnam Tax Exempt Money Market Fund, Putnam Tax Smart Funds Trust, Putnam Tax-Free Income Trust, Putnam U.S. Government Income Trust, Putnam Utilities Growth and Income Fund, Putnam Vista Fund, Putnam Voyager Fund, George Putnam, III, Putnam, LLC, RTE Asset Management, Schield Management Company, Justin Scott, Gordon H. Silver, A.J.C. Smith, Spectrum Financial, Inc., W. Thomas Stephens, Edward J. Stern, The George Putnam Fund of Boston, The Putnam Fund for Growth and Income, W. Nicholas Thorndike, Trautman Wasserman & Company, Inc., William H. Woolverton, filed by Lead Plaintiff Ohio Tuition Trust Authority, Joseph Shanis.(Clark Weintraub, Deborah) Modified on 11/4/2004 (cag, Deputy Clerk). Modified on 11/16/2004 (jnl, Deputy Clerk). (Entered: 11/04/2004)

11/04/2004 478 NOTICE by Lead Plaintiff Ohio Tuition Trust Authority, Joseph Shanis re 477 Amended Complaint,,,,,,,,,,,, Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped Pursuant to the Letter of The Honorable J. Frederick Motz Dated September 24, 2004 (Clark Weintraub, Deborah) (Entered: 11/04/2004)

11/04/2004 479 NOTICE by Jackie Williams re 371 Amended Complaint,,,,,, Notice Of Additional Parties Not Previously Docketed (Levy, Kim) (Entered: 11/04/2004)

11/04/2004 480 NOTICE by Jackie Williams re 371 Amended Complaint,,,,,, Corrected Notice Of Parties Added And Parties Against Whom All Claims Are Dropped Pursuant To The Letter Of The Honorable J. Frederick Motz Dated September 24, 2004 (Levy, Kim) (Entered: 11/04/2004)

11/04/2004 481 NOTICE by Lead Class Counsel for the One Group Subtrack, Linda B Parker re 370 Amended Complaint,,,, Notice Of Additonal Parties Not Previously Docketed (Levy, Kim) (Entered: 11/04/2004)

11/04/2004 482 NOTICE by Linda B Parker re 370 Amended Complaint,,,, Corrected Notice Of Parties Added And Parties Against Whom All Claims Are Dropped Pursuant To The Letter Of The Honorable J. Frederick Motz Dated September 24, 2004 (Levy, Kim) (Entered: 11/04/2004)

11/05/2004 483 Correspondence regarding motions for appointment of lead plaintiff and lead counsel. (Motz, J.) (Entered: 11/05/2004)

11/05/2004 484 Correspondence re: MFS Fund Distributors v. Calugar, et al., No. 04-CV-2277 (JFM) (Scholes, Steven) (Entered: 11/05/2004)

11/05/2004 485 Summons Issued (20 days) as to Haidar Capital Management LLC, Smith Barney Citigroup, Wall Street Global, LLC. (jnl, Deputy Clerk) (Entered: 11/05/2004)

11/08/2004 486 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. G. Andrew Cox waiver sent on 10/25/2004, answer due 12/27/2004; James P. Craig waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/08/2004 487 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Robert N. Burt waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/08/2004 488 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Paul F. Balser waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/08/2004 489 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Landon H. Rowland waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/08/2004 490 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Steven L. Scheid waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/08/2004 491 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Robert Skidelsky waiver sent on 10/25/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/08/2004)

11/10/2004 492 Correspondence re: MFS Fund Distributors v. Calugar, et al., No. 04-CV-2277 (JFM) (Scholes, Steven) (Entered: 11/10/2004)

11/10/2004 493 ACKNOWLEDGEMENT OF SERVICE Executed as to 368 Amended Complaint,,,,,, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/10/2004)

11/11/2004 494 NOTICE of Appearance by Lawrence Deutsch on behalf of all plaintiffs (Deutsch, Lawrence) (Entered: 11/11/2004)

11/12/2004 495 Summons Issued (20 days) as to Security Brokerage, Inc. (bmh, Deputy Clerk) (Entered: 11/12/2004)

11/12/2004 496 NOTICE of Appearance by Thomas Kelly Potter III on behalf of Pritchard Capital Partners LLC (Potter, Thomas) (Entered: 11/12/2004)

11/12/2004 497 NOTICE of Appearance by Robert Hardy Pees on behalf of Veras Investment Partners, LLC (Pees, Robert) (Entered: 11/12/2004)

11/12/2004 498 ACKNOWLEDGEMENT OF SERVICE Executed filed by Veras Investment Partners, LLC. (Pees, Robert) (Entered: 11/12/2004)

11/12/2004 499 ACKNOWLEDGEMENT OF SERVICE Executed filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 500 NOTICE of Appearance by Thomas Edmond Glynn on behalf of all plaintiffs (Glynn, Thomas) (Entered: 11/12/2004)

11/12/2004 501 NOTICE of Appearance by Henry Rosen on behalf of all plaintiffs (Rosen, Henry) (Entered: 11/12/2004)

11/12/2004 502 NOTICE of Appearance by Debra Jean Wyman on behalf of all plaintiffs (Wyman, Debra) (Entered: 11/12/2004)


11/12/2004 504 AFFIDAVIT of Service for Summons Canary Capital Partners, LLC served on Willa Bruckner on October 27, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 505 AFFIDAVIT of Service for Summons Canary Investment, LLC served on Willa Bruckner on October 27, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 506 AFFIDAVIT of Service for Summons Canary Capital Partners, Ltd. served on Willa Bruckner on October 27, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 507 AFFIDAVIT of Service for Summons Trautman Wasserman & Co. served on Forde Prigot on October 28, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 508 AFFIDAVIT of Service for Summons Rydex Investments served on Joanna Haigney on October 27, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)



11/12/2004 511 AFFIDAVIT of Service for Summons Prudential Securities, Inc. served on Alexis Dacosta on October 27, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 512 AFFIDAVIT of Service for Summons Round Hill Securities, Inc. served on Anita

Couione on October 28, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/12/2004 513 AFFIDAVIT of Service for Summons Wachovia Securities, Inc. served on Sam Jeannette on October 28, 2004, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 11/12/2004)

11/15/2004 514 Correspondence re: Agenda for November 16, 2004 Teleconference (Isbister, John) (Entered: 11/15/2004)

11/15/2004 515 NOTICE of Appearance by Brendan J Gardiner on behalf of Samaritan Asset Management (Gardiner, Brendan) (Entered: 11/15/2004)

11/15/2004 516 NOTICE of Appearance by Thomas K Cauley Jr on behalf of Samaritan Asset Management (Cauley, Thomas) (Entered: 11/15/2004)

11/15/2004 517 NOTICE of Appearance by Robert Hardy Pees on behalf of Veras Investment Partners, LLC (Pees, Robert) (Entered: 11/15/2004)

11/15/2004 518 ACKNOWLEDGEMENT OF SERVICE Executed filed by Veras Investment Partners, LLC. (Pees, Robert) (Entered: 11/15/2004)

11/15/2004 519 Correspondence re: Allianz Dresdner Subtrack (f/k/a PIMCO Subtrack) Name Change (Ertman, John) (Entered: 11/15/2004)

11/16/2004 520 NOTICE of Appearance by Lisa Wood on behalf of Tandem Financial Services, Inc. (Wood, Lisa) (Entered: 11/16/2004)

11/16/2004 521 NOTICE of Appearance by Lisa Wood on behalf of Louis Tasiopoulos (Wood, Lisa) (Entered: 11/16/2004)

11/16/2004 522 NOTICE of Appearance by Jessica V Barnett on behalf of Tandem Financial Services, Inc. (Barnett, Jessica) (Entered: 11/16/2004)

11/16/2004 523 NOTICE of Appearance by Jessica V Barnett on behalf of Louis Tasiopoulos (Barnett, Jessica) (Entered: 11/16/2004)

11/16/2004 524 NOTICE of Appearance by Kristopher Neil Austin on behalf of Tandem Financial Services, Inc. (Austin, Kristopher) (Entered: 11/16/2004)

11/16/2004 525 NOTICE of Appearance by Kristopher Neil Austin on behalf of Louis Tasiopoulos (Austin, Kristopher) (Entered: 11/16/2004)

11/16/2004 526 NOTICE by Schield Management Company Entry of Appearance (Rapson, William) (Entered: 11/16/2004)

11/17/2004 527 NOTICE of Appearance by Mark J Astarita on behalf of Alan Waldbaum (Astarita, Mark) (Entered: 11/17/2004)

11/18/2004 528 NOTICE of Appearance by Nicholas C Theodorou on behalf of Tandem Financial Services, Inc. (Theodorou, Nicholas) (Entered: 11/18/2004)

11/18/2004 529 NOTICE of Appearance by Nicholas C Theodorou on behalf of Louis Tasiopoulos (Theodorou, Nicholas) (Entered: 11/18/2004)

11/18/2004 530 NOTICE of Appearance by Francis Patrick Barron on behalf of Salomon Smith

Barney (Barron, Francis) (Entered: 11/18/2004)

11/18/2004 531 NOTICE of Appearance by Stephen Stewart Madsen on behalf of Salomon Smith Barney (Madsen, Stephen) (Entered: 11/18/2004)

11/18/2004 532 NOTICE of Appearance by Stephen Stewart Madsen on behalf of Salomon Smith Barney (Madsen, Stephen) (Entered: 11/18/2004)

11/18/2004 533 NOTICE of Appearance by Francis Patrick Barron on behalf of Salomon Smith Barney (Barron, Francis) (Entered: 11/18/2004)

11/18/2004 534 Summons Issued (20 days) as to Kirlin Securities, Inc.. (slv2, Deputy Clerk) (Entered: 11/18/2004)

11/18/2004 535 ACKNOWLEDGEMENT OF SERVICE Executed filed by First Derivative Traders. (Press, Ira) (Entered: 11/18/2004)

11/22/2004 536 NOTICE of Appearance by William Paul Ziegelmueller on behalf of John Abunassar (Ziegelmueller, William) (Entered: 11/22/2004)

11/22/2004 537 NOTICE of Appearance by Jennifer Delia Sawyer on behalf of Theodore C. Sihpol III (Sawyer, Jennifer) (Entered: 11/22/2004)

11/22/2004 538 NOTICE of Appearance by Joseph William Muccia on behalf of Theodore C. Sihpol III (Muccia, Joseph) (Entered: 11/22/2004)

11/22/2004 539 NOTICE of Appearance by Joseph William Muccia on behalf of Theodore C. Sihpol III (Muccia, Joseph) (Entered: 11/22/2004)

11/23/2004 540 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Citigroup Global Markets Holdings Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Schulman, Alan) (Entered: 11/23/2004)

11/23/2004 541 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Citigroup, Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Schulman, Alan) (Entered: 11/23/2004)

11/23/2004 542 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Salomon Smith Barney, Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Schulman, Alan) (Entered: 11/23/2004)

11/23/2004 543 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Bear Stearns & Co., Inc. waiver sent on 11/19/2004, answer due 1/18/2005. (Schulman, Alan) (Entered: 11/23/2004)

11/23/2004 544 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Bear Stearns Securities Corp. waiver sent on 11/19/2004, answer due 1/18/2005. (Schulman, Alan) (Entered: 11/23/2004)

11/23/2004 545 NOTICE of Appearance by Kristopher Neil Austin on behalf of Carmel Peters (Austin, Kristopher) (Entered: 11/23/2004)

11/23/2004 546 NOTICE of Appearance by Kevin Currid on behalf of Carmel Peters (Currid, Kevin) (Entered: 11/23/2004)

11/23/2004 547 ACKNOWLEDGEMENT OF SERVICE Executed filed by David B. Stone.

(Donovan, John) (Entered: 11/23/2004)

11/23/2004 548 WAIVER OF SERVICE Returned Executed by Jonathan Clain, Barbara Cordani, Joseph Cordani, David Grant, James Laufer, Harry Schipper, John Vining. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/23/2004)

11/24/2004 549 Summons Issued (20 days) as to Stephen E. O'Neil. (slv2, Deputy Clerk) (Entered: 11/24/2004)

11/24/2004 550 WAIVER OF SERVICE Returned Executed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Katharine Clark, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon Gaines, Jason Hung, Mei Hung, Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George Tsetsekos, Rhonda Vladimir, Sylvia Volin. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/24/2004)

11/24/2004 551 WAIVER OF SERVICE Returned Executed by Gustavo Bruckner, Edward Casey, Tina Casey, Katharine Clark, Joseph Cordani, Simon Denenberg, Boris Fieldman, Tina Gobillat, John Hammerslaugh, Diane Hutto, Harry Jacobs, John E. Morrissey, Dina Rozenbaum, Mark Schwartz, David Shaev, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Pamela Yameen. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/24/2004)

11/24/2004 552 WAIVER OF SERVICE Returned Executed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/24/2004)

11/24/2004 553 WAIVER OF SERVICE Returned Executed by Donna Alexander, Thomas F. Bednarek, Janet Befort, Richard Befort, Raquel Benun, Anil Kapoor, Jack McBride, Ira Newman, Robert Rubin, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Virginia Wilcox. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/24/2004)

11/24/2004 554 WAIVER OF SERVICE Returned Executed by Anthony Antoniello, John Asseta, Doris Banas, Joanne S. Baseman, Thomas F. Bednarek, Raquel Benun, Lorraine Blacker, Leon Brazin, Alisa Brown, Edward Casey, Brian Clark, John K. Clement, Gail Craven, Simon Denenberg, Elise M. Diamond, John H. Diamond Jr., Ann Schneps Dubin, Norma Dweck, William John Glebus Jr., Scott Howe, Diane Hutto, Antonio Ioakim, Charles Kalivas, Peter Kavaler, Todd Klein, Paolo LaFrancesca, Seth B. Marks, Howard W. Mathews, Joseph P. McDonough, Craig J. McLaughlin, Debora J. McLaughlin, Michael J. Meehan, Teresa M. Meehan, Charles F. Michaelman, John E. Morrissey, Edward L. Murphy Sr., Mary G. Naples, Edward Newman, George E. Pliska, Cynthia Puleo, Kliel Rose, Dina Rozenbaum, Giacoma Ruggeri, Aurora Santos, Edward I. Segel, Glenn Silva, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Harriet Surks, William Walsh, Helen Wasserman, Lori N. Wiswell, Evon Yameen, James W. Yameen, Kenneth Yameen, Lisa Yameen, Michelle Yameen, Miranda Zuber, Steven weigand. Canary Capital Partners, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Canary Capital Partners, Ltd. waiver sent on 10/21/2004, answer due 12/20/2004; Canary Investment Management, LLC waiver sent on 10/21/2004, answer due 12/20/2004; Edward J. Stern waiver sent on 10/21/2004, answer due 12/20/2004. (Rifkin, Mark) (Entered: 11/24/2004)

11/24/2004 555 ACKNOWLEDGEMENT OF SERVICE Executed filed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Katharine Clark, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon Gaines, Jason Hung, Mei Hung, Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George Tsetsekos, Rhonda Vladimir, Sylvia Volin. (Schwartzman, Denise) (Entered: 11/24/2004)

11/24/2004 556 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Canary Capital Partners, LLC waiver sent on 10/29/2004, answer due 12/28/2004; Canary Capital Partners, Ltd. waiver sent on 10/29/2004, answer due 12/28/2004; Canary Investment Management, LLC waiver sent on 10/29/2004, answer due 12/28/2004; Edward J. Stern waiver sent on 10/29/2004, answer due 12/28/2004. (Schulman, Alan) (Entered: 11/24/2004)

11/24/2004 557 Memorandum re 413 MOTION to Appoint Counsel Notice of Motion of Kathleen Fitzgerald For Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel Reply Memorandum of Law in Further Support of Kathleen Fitzgerald's Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel and in Further Opposition to Competing Motions for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel by The Chiumento Group filed by Kathleen Fitzgerald. (Attachments: # 1 # 2 # 3 # 4 # 5)(Isbister, John) (Entered: 11/24/2004)

11/24/2004 558 ORDER granting motion for lead plaintiff filed as Exhibit I in document #411 Response in Opposition to Motion, filed by Combined Welfare Fund. Signed by Judge J. Frederick Motz on 11/24/04. (Motz, J.) (Entered: 11/24/2004)



11/24/2004 561 ORDER denying motion of the Leven plaintiffs to serve as lead plaintiffs. Signed by Judge J. Frederick Motz on 11/24/04. (Motz, J.) (Entered: 11/24/2004)

11/24/2004 562 WAIVER OF SERVICE Returned Executed by Bank of America Corporation. Gerald Born waiver sent on 11/3/2004, answer due 1/2/2005; Donna Gaffney waiver sent on 11/3/2004, answer due 1/2/2005. (Grammer, Thomas) (Entered: 11/24/2004)

11/24/2004 563 WAIVER OF SERVICE Returned Executed by Roger P. Cheever, Lester L. Colbert Jr., Stephen E. O'Neil, Nathan E. Saint-Amand, The Alger American Fund, The Alger Institutional Funds. Gerald Born waiver sent on 10/29/2004, answer due 12/28/2004; Donna Gaffney waiver sent on 10/29/2004, answer due 12/28/2004. (Grammer, Thomas) (Entered: 11/24/2004)

11/24/2004 564 NOTICE of Appearance by Peter Casey on behalf of Carmel Peters (Casey, Peter) (Entered: 11/24/2004)

11/24/2004 565 REPLY to Response to Motion re 413 MOTION to Appoint Counsel Notice of Motion of Kathleen Fitzgerald For Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed by The Chiumento Group. (Dyer, Bradley) (Entered: 11/24/2004)

11/29/2004 566 WAIVER OF SERVICE Returned Executed by Irving J. Chasen. Helen Y. Hayes waiver sent on 10/26/2004, answer due 12/27/2004. (Gross, Deborah) (Entered: 11/29/2004)




11/29/2004 570 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Wachovia Corporation served on Joyce Camp on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 571 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Charles Schwab & Co. served on Mila Dunn on 11/22/04, filed by City of Chicago Deferred Compensation Plan.

(Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 572 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Wachovia Securities LLC served on Maureen Cogan on 11/23/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 573 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Credit Suisse First Boston (USA) Inc. served on Maureen Cogan on 11/23/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 574 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Prudential Securities, Inc. served on Angie Solomon on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 575 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Prudential Financial, Inc. served on Angie Solomon on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 576 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter Morgan Stanley Dean Witter served on Angie Solomon on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 577 AFFIDAVIT of Service for Summons; Consolidated Amended Class Action Complaint; Judge Motz 10/25/04 Letter JP Morgan Chase and Co. served on Angie Solomon on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 578 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Daniel G. Calugar waiver sent on 11/18/2004, answer due 1/17/2005. (Schulman, Alan) (Entered: 11/29/2004)

11/29/2004 579 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Security Brokerage, Inc. waiver sent on 11/18/2004, answer due 1/17/2005. (Schulman, Alan) (Entered: 11/29/2004)

11/30/2004 580 WAIVER OF SERVICE Returned Executed by Fred M. Alger III, Alger Associates, Inc., Alger Shareholder Services, Inc., Daniel C. Chung, Gregory S. Duch, Fred Alger & Company Incorporated, B. Joseph White. Fred M. Alger III waiver sent on 10/22/2004, answer due 12/21/2004; Alger Associates, Inc. waiver sent on 10/22/2004, answer due 12/21/2004; Alger Shareholder Services, Inc. waiver sent on 10/22/2004, answer due 12/21/2004; Daniel C. Chung waiver sent on 10/22/2004, answer due 12/21/2004; Gregory S. Duch waiver sent on 10/22/2004, answer due 12/21/2004; Fred Alger & Company Incorporated waiver sent on 10/22/2004, answer due 12/21/2004; B. Joseph White waiver sent on 10/22/2004, answer due 12/21/2004. (Grammer, Thomas) (Entered: 11/30/2004)

11/30/2004 581 WAIVER OF SERVICE Returned Executed by The Bear Stearns Companies, Inc.. The Bear Stearns Companies, Inc. waiver sent on 11/4/2004, answer due 1/3/2005.

(Grammer, Thomas) (Entered: 11/30/2004)

11/30/2004 582 WAIVER OF SERVICE Returned Executed by Salomon Smith Barney. Salomon Smith Barney waiver sent on 11/4/2004, answer due 1/3/2005. (Grammer, Thomas) (Entered: 11/30/2004)

11/30/2004 583 Paperless ORDER granting re 341 Notice (Other) to withdraw. Signed by Judge J. Frederick Motz on 11/30/04. (Motz, J.) (Entered: 11/30/2004)

11/30/2004 584 NOTICE of Appearance by Adam L Sisitsky on behalf of Justin Scott (Sisitsky, Adam) (Entered: 11/30/2004)

11/30/2004 585 Summons Issued (20 days) as to MFS Government Securities Fund, MFS Series Trust I, MFS Series Trust II, MFS Series Trust IV, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust X, Massachusetts Financial Services Company, Massachusetts Investors Trust, Sun Life Financial, Inc. (slv2, Deputy Clerk) (Entered: 11/30/2004)

11/30/2004 586 TRANSCRIPT of Proceedings held on November 16, 2004 before Judges Blake, Davis, Motz and Stamp; Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 11/30/2004)

11/30/2004 587 CERTIFICATE OF SERVICE by Maloon Powers Pitre & Higgins, LLC for Canadian Imperial Bank of Commerce (Molumphy, Mark) (Entered: 11/30/2004)

11/30/2004 588 WAIVER OF SERVICE Returned Executed by Maloon Powers Pitre & Higgins, LLC. Canary Capital Partners, LLC waiver sent on 11/19/2004, answer due 1/18/2005; Canary Capital Partners, Ltd. waiver sent on 11/19/2004, answer due 1/18/2005; Canary Investment, LLC waiver sent on 11/19/2004, answer due 1/18/2005; Edward J. Stern waiver sent on 11/19/2004, answer due 1/18/2005. (Molumphy, Mark) (Entered: 11/30/2004)

11/30/2004 589 NOTICE of Appearance by Daniel Joseph Hayes on behalf of Margaret Eisen, Leo Guthart, Douglas A. Hacker, Jerome Kahn Jr., Steven N. Kaplan, Janet Langford Kelly, David C. Kleinman, Richard W. Lowry, William E. Mayer, Allan B. Muchin, Robert E. Nason, Charles R. Nelson, John J. Neuhauser, Patrick J. Simpson, Thomas E. Stitzel, Thomas C. Theobald, Ann-Lee Verville, John A. Wing, Richard L. Woolworth (Hayes, Daniel) (Entered: 11/30/2004)

11/30/2004 590 NOTICE of Appearance by John William Rotunno on behalf of Margaret Eisen, Leo Guthart, Douglas A. Hacker, Jerome Kahn Jr., Steven N. Kaplan, Janet Langford Kelly, David C. Kleinman, Richard W. Lowry, William E. Mayer, Allan B. Muchin, Robert E. Nason, Charles R. Nelson, John J. Neuhauser, Patrick J. Simpson, Thomas E. Stitzel, Thomas C. Theobald, Ann-Lee Verville, John A. Wing, Richard L. Woolworth (Rotunno, John) (Entered: 11/30/2004)

11/30/2004 591 NOTICE of Appearance by Kenneth E Rechtoris on behalf of Margaret Eisen, Leo Guthart, Douglas A. Hacker, Jerome Kahn Jr., Steven N. Kaplan, Janet Langford Kelly, David C. Kleinman, Richard W. Lowry, William E. Mayer, Allan B. Muchin, Robert E. Nason, Charles R. Nelson, John J. Neuhauser, Patrick J. Simpson, Thomas E. Stitzel, Thomas C. Theobald, Ann-Lee Verville, John A. Wing, Richard L. Woolworth (Rechtoris, Kenneth) (Entered: 11/30/2004)

12/01/2004 592 WAIVER OF SERVICE Returned Executed by John Hammerslaugh. Salomon

Smith Barney Inc. waiver sent on 11/23/2004, answer due 1/22/2005. (Lieberman, Jeremy) (Entered: 12/01/2004)

12/01/2004 593 NOTICE of Appearance by Roland Tellis on behalf of Wilshire Associates Incorporated (Tellis, Roland) (Entered: 12/01/2004)

12/01/2004 594 NOTICE of Appearance by Frank Kaplan on behalf of Wilshire Associates Incorporated (Kaplan, Frank) (Entered: 12/01/2004)

12/02/2004 595 Correspondence re: briefing schedule (Meil, Sarah Fern) (Entered: 12/02/2004)

12/03/2004 596 ACKNOWLEDGEMENT OF SERVICE Executed as to 371 Amended Complaint,,,,,, filed by Banc of America Securities LLC, Bank of America Corporation. (Levy, Kim) (Entered: 12/03/2004)

12/03/2004 597 ACKNOWLEDGEMENT OF SERVICE Executed as to 370 Amended Complaint,,,, filed by Banc of America Securities LLC, Bank of America Corporation. (Levy, Kim) (Entered: 12/03/2004)

12/03/2004 598 ACKNOWLEDGEMENT OF SERVICE Executed as to 370 Amended Complaint,,,, filed by One Group Services Company, Peter W. Atwater, Banc One Investment Advisors Corporation, Bank One Corporation, Bank One High Yield Partners, LLC, William P. Boardman, Richard R. Jandrain III, William G. Jurgenson, David J. Kundert, Gary J. Madich, David R. Meuse, One Group Dealer Services, Inc., Kenneth T. Stevens, Richard W. Vague, Richard R. Wade. (Levy, Kim) (Entered: 12/03/2004)

12/03/2004 599 WAIVER OF SERVICE Returned Executed by Kaplan & Company Securities, Inc.. Kaplan & Company Securities, Inc. waiver sent on 11/8/2004, answer due 1/7/2005. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 600 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery, was served on Dr. Atef Eltoukhy; Aurum Capital Management Corp on 11/8/04, filed by Gerald Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 601 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery was served on Gary Saginor; Investments by Planners, Inc on 11/8/04, filed by Gerald Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 602 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery, was served on Martin Kopstein; Kopstein, Van Alen, Nash & Co., Inc. on 11/5/04, filed by Gerald Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 603 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery was served on E. Stanley O'Neal; Merrill Lynch & Co., Inc. on 11/5/04, filed by Gerald Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 604 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery was served on Richard Bourgeois; Fulbright & Jaworski, Agent for Peconic Partners, LLC on 11/8/04, filed by Gerald Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 605 AFFIDAVIT of Service for Complaint via Certified Mail, restricted delivery was served on Dennis A. Tito; Wilshire Associates, Inc on 11/8/04, filed by Gerald

Born, Donna Gaffney. (Grammer, Thomas) (Entered: 12/03/2004)

12/03/2004 606 MOTION to Appoint Counsel and Lead Plaintiff (re-filing of transferor court motion-no response required) by Combined Welfare Fund. Responses due by 12/20/2004 (Waldman, Chet) (Motion granted by order dated 11/24/04 document #558) Modified on 12/7/2004 (cags, Deputy Clerk). (Entered: 12/03/2004)

12/03/2004 607 AFFIDAVIT of Service for Summons; Complaint; Judge Motz 10/25/04 Letter Wilshire Associates Incorporated served on Amy Courtyney on 11/22/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 12/03/2004)

12/06/2004 608 NOTICE of Appearance by Joseph M Clark on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation, The Bear Stearns Companies, Inc. (Clark, Joseph) (Entered: 12/06/2004)

12/06/2004 609 NOTICE of Appearance by Joseph M Clark on behalf of Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation, The Bear Stearns Companies, Inc. (Clark, Joseph) (Entered: 12/06/2004)

12/06/2004 610 ACKNOWLEDGEMENT OF SERVICE Executed as to 373 Amended Complaint,,,,,,,,,,,, Acknowledgement filed by Banc of America Securities LLC, Bank of America Corporation. (Clark Weintraub, Deborah) (Entered: 12/06/2004)

12/06/2004 611 ACKNOWLEDGEMENT OF SERVICE Executed as to 378 Amended Complaint,,,, Acknowledgement filed by Donna Alexander, Thomas F. Bednarek, Janet Befort, Richard Befort, Raquel Benun, Anil Kapoor, Jack McBride, Ira Newman, Robert Rubin, Edward I. Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Virginia Wilcox. (Rifkin, Mark) (Entered: 12/06/2004)

12/06/2004 612 Correspondence re: Personal Jurisdiction Briefing (Attachments: # 1 Transcript Excerpt)(Kaplan, Howard) (Entered: 12/06/2004)

12/06/2004 613 STIPULATION and Order Staying the MDL Actions Against the Canary Defendants in Contemplation of Settlement by A Plaintiff. (Isbister, John) (Entered: 12/06/2004)

12/06/2004 614 NOTICE of Appearance by Robert A Giacovas on behalf of Circle Trust Company, Circle Trust, Inc. (Giacovas, Robert) (Entered: 12/06/2004)

12/06/2004 615 NOTICE of Appearance by Marisa Ann Godwin on behalf of Circle Trust Company, Circle Trust, Inc. (Godwin, Marisa) (Entered: 12/06/2004)

12/06/2004 616 AFFIDAVIT of Service for Summons, Consolidated Amended Class Action Complaint, Judge Motz 10/25/04 Letter Security Trust Company, N.A. served on Dennis Wilenchik on 11/29/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 12/06/2004)

12/07/2004 617 Correspondence re: personal jurisdiction briefing (Motz, J.) (Entered: 12/07/2004)

12/07/2004 618 NOTICE of Appearance by David Robert Overstreet on behalf of Spectrum Financial, Inc. (Overstreet, David) (Entered: 12/07/2004)

12/07/2004 619 CERTIFICATE OF SERVICE by Spectrum Financial, Inc. for those not receiving electronic service (Overstreet, David) (Entered: 12/07/2004)

12/07/2004 620 NOTICE of Appearance by Christopher P Hall on behalf of Deutsche Bank AG (Hall, Christopher) (Entered: 12/07/2004)

12/07/2004 621 AMENDED COMPLAINT against Skifter Ajro, John W. Ballen, Banc of America Securities, LLC, Bank of America Corporation, Bear Stearns & Co. Inc., Bear Stearns Securities Corporation, Marc C. Bilotti, Daniel G. Calugar, Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc., Canary Capital Partners LLC, Canary Capital Partners Ltd, Canary Investment Management LLC, Charles Schwab & Co., Citigroup Global Markets Holdings Inc., Citigroup, Inc., Credit Suisse First Boston (USA) Inc., Martin Druffner, Justin Ficken, Paul A. Flynn, Ryan Goldberg, Michael Grady, J.P. Morgan Chase & Co., JB Oxford Holdings, Inc., John Does 1 through 100, Kraig L. Kibble, James G. Lewis, James Y. Lin, MFS Fund Distributors, MFS Government Securities Fund, MFS Series Trust I, MFS Series Trust II, MFS Series Trust IV, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust X, MFS Service Center, Inc., Massachusetts Financial Services Company, Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust, Morgan Stanley DW, National Clearing Corporation, Kevin R. Parke, John Peffer, Prudential Financial, Inc., Prudential Securities, Inc., Salomon Smith Barney, Inc., Security Brokerage, Inc., Security Trust Company, N.A., Grant D. Seeger, Robert Shannon, Theodore C. Sihpol III, Edward J. Stern, Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun Life Financial, Inc., Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Trout Trading Management Co., Michael Vanin, Wachovia Corporation, Wachovia Securities, LLC, Wilshire Associates Incorporated, filed by City of Chicago Deferred Compensation Plan.(Schulman, Alan) (Entered: 12/07/2004)

12/08/2004 622 NOTICE of Appearance by Phillip E Stano on behalf of Lincoln Financial Advisors Corporation (Stano, Phillip) (Entered: 12/08/2004)

12/08/2004 623 AFFIDAVIT of Service for Complaint via Restricted Delivery was served on James McBride; Veras Investment Partners on 11/16/2004, filed by A Plaintiff. (Grammer, Thomas) (Entered: 12/08/2004)

12/08/2004 624 ACKNOWLEDGEMENT OF SERVICE Executed as to 358 Amended Complaint,,, Acknowledgement filed by Jonathan Clain, Barbara Cordani, Joseph Cordani, David Grant, James Laufer, Harry Schipper, John Vining. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 625 ACKNOWLEDGEMENT OF SERVICE Executed as to 359 Amended Complaint,,,, Acknowledgement filed by David Armetta, Harold Beardsley, Barbara Cordani, Grace Nugent, Edward I. Segel, Iris Segel, George Slabe, Brad Smith, Mayor Sutton, Morris Sutton, Virginia Wilcox, Pamela Yameen. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 626 ACKNOWLEDGEMENT OF SERVICE Executed as to 367 Amended Complaint,,,, Acknowledgement filed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Katharine Clark, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon

Gaines, Jason Hung, Mei Hung, Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George Tsetsekos, Rhonda Vladimir, Sylvia Volin. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 627 ACKNOWLEDGEMENT OF SERVICE Executed as to 361 Amended Complaint,,,, Acknowledgement filed by Gustavo Bruckner, Edward Casey, Tina Casey, Brian Clark, Katharine Clark, Joseph Cordani, Simon J. Denenberg, Boris Fieldman, Tina Gobillat, John Hammerslaugh, Diane Hutto, Harry Jacobs, John E. Morrissey, Dina Rozenbaum, Mark Schwartz, David Shaev, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Pamela Yameen. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 628 ACKNOWLEDGEMENT OF SERVICE Executed as to 364 Amended Complaint,,, Acknowledgement filed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 629 ACKNOWLEDGEMENT OF SERVICE Executed as to 378 Amended Complaint,,,, Acknowledgement filed by Donna Alexander, Thomas F. Bednarek, Janet Befort, Richard Befort, Raquel Benun, Anil Kapoor, Jack McBride, Ira Newman, Robert Rubin, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Virginia Wilcox. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 630 Paperless ORDER granting re 613 Stipulation and Order Staying the MDL Actions Against the Canary Defendants in Contemplation of Settlement. Signed by Judge J. Frederick Motz on 12/8/04. (Motz, J.) (Entered: 12/08/2004)

12/08/2004 631 NOTICE of Appearance by Kevin Bruce Martin on behalf of Wilshire Associates Incorporated (Martin, Kevin) (Entered: 12/08/2004)

12/08/2004 632 ACKNOWLEDGEMENT OF SERVICE Executed as to 366 Amended Complaint,,,,,,, Acknowledgement filed by Anthony Antoniello, John Asseta, Doris Banas, Joanne S. Baseman, Thomas F. Bednarek, Raquel Benun, Lorraine Blacker, Leon Brazin, Alisa Brown, Edward Casey, Brian Clark, John K. Clement, Gail Craven, Simon J. Denenberg, Elise M. Diamond, John H. Diamond Jr., Ann Schneps Dubin, Norma Dweck, William John Glebus Jr., Scott Howe, Diane Hutto, Antonio Ioakim, Charles Kalivas, Peter Kavaler, Todd Klein, Paolo LaFrancesca, Seth B. Marks, Howard W. Mathews, Joseph P. McDonough, Craig J. McLaughlin, Debora J. McLaughlin, Michael J. Meehan, Teresa M. Meehan, Charles F. Michaelman, John E. Morrissey, Edward L. Murphy Sr., Mary G. Naples, Edward Newman, George E. Pliska, Cynthia Puleo, Kliel Rose, Giacoma Ruggeri, Aurora Santos, Edward I. Segel, Glenn Silva, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Harriet Surks, William Walsh, Helen Wasserman, Lori N. Wiswell, Evon Yameen, James W. Yameen, Kenneth Yameen, Lisa Yameen, Michelle Yameen, Miranda Zuber, Steven weigand. (Rifkin, Mark) (Entered: 12/08/2004)

12/08/2004 633 ACKNOWLEDGEMENT OF SERVICE Executed as to 367 Amended Complaint,,,, Acknowledgement filed by Lauri C. Bader, Roger Bailey, Gerald Chait, Sherry Chait, Katharine Clark, Barbara Cordani, Joseph Cordani, Doreen Duke, Robert K. Finnell, Erik P. Gagnon, Reiko Gagnon, Michael Gaines, Sharon Gaines, Jason Hung, Mei Hung, Mark J. Keane, Michael Lipstein, Robin Resnick, James E. Schultz, Gloria Steinberg, Jean Stigas, Lawrence A. Stigas, George

Tsetsekos, Rhonda Vladimir, Sylvia Volin. (Schwartzman, Denise) (Entered: 12/08/2004)

12/08/2004 634 Correspondence re: Agenda for December 9 teleconference (Isbister, John) (Entered: 12/08/2004)

12/08/2004 635 NOTICE of Appearance by John J Tully on behalf of Morgan Stanley DW (Tully, John) (Entered: 12/08/2004)

12/08/2004 636 NOTICE of Appearance by Robert Y Sperling on behalf of Morgan Stanley DW (Sperling, Robert) (Entered: 12/08/2004)

12/08/2004 637 NOTICE of Appearance by Daniel E Koropp on behalf of Morgan Stanley DW (Koropp, Daniel) (Entered: 12/08/2004)

12/08/2004 638 NOTICE of Appearance by Glenn R Reichardt on behalf of Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc. (Reichardt, Glenn) (Entered: 12/08/2004)

12/09/2004 639 WAIVER OF SERVICE Returned Executed by Jonathan Clain, Barbara Cordani, Joseph Cordani, David Grant, James Laufer, Harry Schipper, John Vining. Trautman Wasserman & Company, Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Rifkin, Mark) (Entered: 12/09/2004)

12/09/2004 640 WAIVER OF SERVICE Returned Executed by Gustavo Bruckner, Edward Casey, Tina Casey, Katharine Clark, Joseph Cordani, Simon Denenberg, Boris Fieldman, Tina Gobillat, John Hammerslaugh, Diane Hutto, Harry Jacobs, John E. Morrissey, Dina Rozenbaum, Mark Schwartz, David Shaev, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Pamela Yameen. (Rifkin, Mark) (Entered: 12/09/2004)

12/09/2004 641 NOTICE of Appearance by Hillel I Parness on behalf of Theodore C. Sihpol III (Parness, Hillel) (Entered: 12/09/2004)

12/09/2004 642 WAIVER OF SERVICE Returned Executed by John Joseph Gillis, Julian Rose Gillis, Jerry Huang, Warren Sherman, Mark Snyder, Datren Williams, Datren Williams f/u/b/o Ledelous Little. (Rifkin, Mark) (Entered: 12/09/2004)

12/09/2004 643 NOTICE of Appearance by Charles Evan Stewart on behalf of Theodore C. Sihpol III (Stewart, Charles) (Entered: 12/09/2004)

12/09/2004 644 NOTICE of Appearance by John Christian Blessington on behalf of BTS Asset Management (Blessington, John) (Entered: 12/09/2004)

12/09/2004 645 WAIVER OF SERVICE Returned Executed by Donna Alexander, Thomas F. Bednarek, Janet Befort, Richard Befort, Raquel Benun, Anil Kapoor, Jack McBride, Ira Newman, Robert Rubin, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Virginia Wilcox. (Rifkin, Mark) (Entered: 12/09/2004)

12/09/2004 646 NOTICE of Appearance by Joshua Carr Rowland on behalf of BTS Asset Management (Rowland, Joshua) (Entered: 12/09/2004)

12/09/2004 647 WAIVER OF SERVICE Returned Executed by Anthony Antoniello, John Asseta, Doris Banas, Joanne S. Baseman, Thomas F. Bednarek, Raquel Benun, Lorraine Blacker, Leon Brazin, Alisa Brown, Edward Casey, Brian Clark, John K. Clement, Gail Craven, Simon J. Denenberg, Elise M. Diamond, John H. Diamond Jr., Ann

Schneps Dubin, Norma Dweck, William John Glebus Jr., Scott Howe, Diane Hutto, Antonio Ioakim, Charles Kalivas, Peter Kavaler, Todd Klein, Paolo LaFrancesca, Seth B. Marks, Howard W. Mathews, Joseph P. McDonough, Craig J. McLaughlin, Debora J. McLaughlin, Michael J. Meehan, Teresa M. Meehan, Charles F. Michaelman, John E. Morrissey, Edward L. Murphy Sr., Mary G. Naples, Edward Newman, George E. Pliska, Cynthia Puleo, Kliel Rose, Dina Rozenbaum, Giacoma Ruggeri, Aurora Santos, Edward Segel, Glenn Silva, Zachary Alan Starr, Jean Stigas, Lawrence A. Stigas, Harriet Surks, William Walsh, Helen Wasserman, Lori N. Wiswell, Evon Yameen, James W. Yameen, Kenneth Yameen, Lisa Yameen, Michelle Yameen, Miranda Zuber, Steven weigand. (Rifkin, Mark) (Entered: 12/09/2004)

12/10/2004 648 NOTICE of Appearance by Nathan Daniel Adler on behalf of Kopstein, Van Alen, Nash & Co., Inc. (Adler, Nathan) (Entered: 12/10/2004)

12/10/2004 649 NOTICE of Appearance by Sheila J Carpenter on behalf of Lincoln Financial Advisors Corporation (Carpenter, Sheila) (Entered: 12/10/2004)

12/10/2004 650 NOTICE of Appearance by Michael M Krauss on behalf of Securities America, Inc. (Attachments: # 1 Certificate of Service)(Krauss, Michael) (Entered: 12/10/2004)

12/10/2004 651 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay filed by Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation, CIBC Securities, Inc., CIBC World Markets, Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc., Circle Trust Company, Circle Trust, Inc., J.P. Morgan Chase & Co., JP Morgan Chase and Co., Kaplan & Co. Securities, Inc., Kaplan & Company Securities, Inc., Kraig L. Kibble, Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley DW, Pritchard Capital Parners LLC, Pritchard Capital Partners LLC, Pritchard Capital Partners LLC, Prudential Financial, Inc., Prudential Securities, Inc., The Bear Stearns Companies, Inc., UBS AG, UBS Financial Services, Inc., Wachovia Corporation, Wachovia Securities, Inc., Wachovia Securities, LLC. Replies due by 12/27/2004. (Attachments: # (1) Exhibit A# (2) Exhibit B# (3) Exhibit C# (4) Exhibit D# (5) Exhibit E)(Polkes, Jonathan)(FILED IN ERROR - WILL REFILE) Modified on 12/10/2004 (jnl, Deputy Clerk). (Entered: 12/10/2004)

12/10/2004 652 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay Omnibus Memorandum for the Fund Group Defendants In Opposition to Class Plaintiffs' Motion To Lift Discovery Stay and In Support of Defendants' Cross-Motion To Extend Discovery Stay filed by A Defendant. Replies due by 12/27/2004. (Maier, Eric) (Entered: 12/10/2004)

12/10/2004 653 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay filed by Bear Stearns & Co. Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corp., Bear Stearns Securities Corporation, CIBC Securities, Inc., CIBC World Markets, Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc., Circle Trust Company, Circle Trust, Inc., J.P. Morgan Chase & Co., JP Morgan Chase and Co., Kaplan & Co. Securities, Inc., Kaplan & Company Securities, Inc., Kraig L. Kibble, Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley DW, Pritchard Capital Parners LLC, Pritchard Capital

Partners LLC, Pritchard Capital Partners LLC, Prudential Financial, Inc., Prudential Securities, Inc., The Bear Stearns Companies, Inc., Wachovia Corporation, Wachovia Securities, Inc., Wachovia Securities, LLC. Replies due by 12/27/2004. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Text of Proposed Order)(Polkes, Jonathan) (Entered: 12/10/2004)

12/10/2004 654 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay Supplemental Memorandum For The Janus Defendants On Discovery Stay Issues filed by A Defendant. Replies due by 12/27/2004. (Maier, Eric) (Entered: 12/10/2004)

12/10/2004 655 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay filed by Fred Alger Management, Inc.. Replies due by 12/27/2004. (Parravani, James) (Entered: 12/10/2004)

12/10/2004 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay by A Defendant. Responses due by 12/27/2004 (Maier, Eric) (Entered: 12/10/2004)

12/10/2004 657 NOTICE of Appearance by David A Stein on behalf of Kopstein, Van Alen, Nash & Co., Inc. (Stein, David) (Entered: 12/10/2004)

12/10/2004 658 NOTICE by Kopstein, Van Alen, Nash & Co., Inc. Line (Stein, David) (Entered: 12/10/2004)

12/10/2004 659 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay Supplemental Memorandum for the Putnam Defendants filed by A Defendant. Replies due by 12/27/2004. (Schwartz, Seth) (Entered: 12/10/2004)

12/10/2004 660 Correspondence re: Transmittal of Courtesy Copies of Supplemental Memorandum for the Putnam Defendants (Schwartz, Seth) (Entered: 12/10/2004)

12/10/2004 661 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay Joinder of the Bank of America, Nations Funds, and Columbia Fund Defendants in the Omnibus Memorandum for the Fund Group Defendants in Opposition to Class Plaintiffs' Motion to Lift Discovery Stay and in Support of Defendants' Cross-Motion to Extend Discovery Stay filed by Bank of America Corporation. Replies due by 12/27/2004. (Meil, Sarah Fern) (Entered: 12/10/2004)

12/10/2004 662 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay, 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay filed by Peter W. Atwater, Bank One Corp., Bank One High Yield Partners, LLC, Bank One Investment Advisors Corporation, William P. Boardman, John F. Finn, JP Morgan Chase and Co., Richard R. Jandrain III, William G. Jurgenson, David J. Kundert, Gary J. Madich, Peter C. Marshall, Marilyn McCoy, David R. Meuse, Robert A. Oden, One Group Dealer Services, Inc., One Group Mutual Funds, One Group Services Company, Julius Pallone, Charles I. Post, Frederick W. Ruebeck, Kenneth T. Stevens, Donald L. Tuttle, Richard W. Vague, Richard R. Wade. Replies due by 12/27/2004. (Velazquez, Liza) (Entered: 12/10/2004)

12/10/2004 663 RESPONSE to Motion re 356 MOTION for Discovery Lifting of PSLRA Stay filed by Paul A. Flynn. Replies due by 12/27/2004. (Getzoff, Steven) (Entered: 12/10/2004)

12/10/2004 664 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay

and in Support of Defendants' Cross-Motion to Extend Discovery Stay filed by Veras Investment Partners, LLC, Schield Management Company, Rydex Investments, Lincoln Financial Advisors Corporation, Signalert Corporation, Pentagon Asset Management, Ritchie Capital Management, LLC, Jemmco Advisers, Wilshire Associates Incorporated, Tandem Financial Services, Samaritan Asset Management, Frank Perfetuo, Headstart Advisers Ltd., CPTR, LLC, Chronos Asset Management, Michael Christiani, Security Brokerage, Inc., DCIP, L.P., Daniel Calugar, BTS Asset Management, Appalachian Trails, L.P.. Replies due by 12/27/2004. (Scholes, Steven) (Entered: 12/10/2004)

12/10/2004 665 AFFIDAVIT of Daniel J. Kramer in Support of Bank One/One Group Defendants' Opposition to Class Plaintiffs' Motion to Lift Discovery Stay and in Support of Fund Group Defendants' Cross-Motion to Extend Discovery Stay by Peter W. Atwater, Bank One Corporation, Bank One High Yield Partners, LLC, Bank One Investment Advisors Corporation, William P. Boardman, John F. Finn, JP Morgan Chase and Co., Richard R. Jandrain III, William G. Jurgenson, David J. Kundert, Gary J. Madich, Peter C. Marshall, Marilyn McCoy, David R. Meuse, Robert A. Oden, David A. Olsen, One Group Dealer Services, Inc., One Group Services Company, Julius Pallone, Charles I. Post, Frederick W. Ruebeck, Kenneth T. Stevens, Donald L. Tuttle, Richard W. Vague, Richard R. Wade. (Velazquez, Liza) (Entered: 12/10/2004)

12/10/2004 666 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay, 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay Merrill Lynch Memorandum in Opposition to Plaintiffs' Motion to Lift PSLRA Discovery Stay and In Support of Broker Dealer Defendants' Motion for a Protective Order filed by Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc.. Replies due by 12/27/2004. (Reichardt, Glenn) (Entered: 12/10/2004)

12/10/2004 667 Cross MOTION for Protective Order on behalf of Bear, Stearns & Co. Inc.; Bear, Stearns Securities Corp.; The Bear Stearns Companies Inc.; Circle Trust Co.; J.P. Morgan Chase & Co.; Kaplan & Co. Securities, Inc.; Kraig L. Kibble; Merrill Lynch & Co., Inc.; Merrill, Lynch, Pierce, Fenner & Smith, Inc.; Morgan Stanley DW; Pritchard Capital Partners, LLC; Prudential Financial, Inc.; Prudential Securities, Inc.; Wachovia Corp.; and Wachovia Securities, LLC by CIBC Securities, Inc., CIBC World Markets, Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc.. Responses due by 12/27/2004 (Attachments: # 1 Memorandum# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Text of Proposed Order)(Polkes, Jonathan) (Entered: 12/10/2004)

12/10/2004 668 Correspondence re: Courtesy Copies of the Trader Defendants' Discovery Brief (Scholes, Steven) (Entered: 12/10/2004)

12/10/2004 669 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay filed by Securities America, Inc.. Replies due by 12/27/2004. (Attachments: # 1 Supplement Certificate of Service)(Krauss, Michael) (Entered: 12/10/2004)

12/10/2004 670 RESPONSE in Opposition re 356 MOTION for Discovery Lifting of PSLRA Stay and in Support of Defendants' Cross-Motion to Extend Discovery Stay filed by Massachusetts Financial Services Company. Replies due by 12/27/2004. (Stowe, Matthew) (Entered: 12/10/2004)

12/10/2004 671 Correspondence re: Transmittal of Courtesy Copies of Omnibus Memorandum for Fund Group Defendants on Discovery Stay Issues; Janus Defendants' Supplemental Memorandum on Discovery Stay Issues and Defendants' Motion to Extend Discovery Stay (Maier, Eric) (Entered: 12/10/2004)

12/13/2004 672 NOTICE of Appearance by Kurt S Kusiak on behalf of Frank Perfetuo (Kusiak, Kurt) (Entered: 12/13/2004)

12/13/2004 673 NOTICE of Appearance by John Miller on behalf of Frank Perfetuo (Miller, John) (Entered: 12/13/2004)

12/13/2004 674 NOTICE of Appearance by John Joseph Tigue on behalf of James Prusko (Tigue, John) (Entered: 12/13/2004)

12/13/2004 675 NOTICE of Appearance by Lawrence Sandford Bader on behalf of James Prusko (Bader, Lawrence) (Entered: 12/13/2004)

12/13/2004 676 NOTICE of Appearance by Andrew John Schell on behalf of James Prusko (Schell, Andrew) (Entered: 12/13/2004)

12/14/2004 677 MOTION to Stay - Pending Resolution of Related Criminal Proceedings - by Theodore C. Sihpol III. Responses due by 1/1/2005 (Attachments: # 1 Affidavit of C. Evan Stewart# 2 Exhibit 1# 3 Exhibit 2# 4 Exhibit 3# 5 Exhibit 4# 6 Exhibit 5# 7 Exhibit 6# 8 Exhibit 7# 9 Exhibit 8# 10 Exhibit 9# 11 Exhibit 10# 12 Exhibit 11# 13 Exhibit 12# 14 Exhibit 13# 15 Memorandum of Law in Support of Motion for Stay# 16 Case: In re Adelphia# 17 Case: In re WorldCom# 18 Text of Proposed Order)(Stewart, Charles) (Entered: 12/14/2004)

12/14/2004 678 NOTICE of Appearance by Laura Steinberg on behalf of Helen Y. Hayes (Steinberg, Laura) (Entered: 12/14/2004)

12/14/2004 679 STIPULATION of Dismissal of Certain Defendants by Karen Grunst-Johnson, Clyde L. Carter. (Velazquez, Liza) (Entered: 12/14/2004)

12/14/2004 680 CERTIFICATE OF SERVICE by Helen Y. Hayes re 678 Notice of Appearance (Supplemental to Certificate attached to Notice of Appearance) (Steinberg, Laura) (Entered: 12/14/2004)

12/14/2004 681 Correspondence re: Motion of Theodore C. Sihpol, III to Stay All Actions Pending Resolution of Related Criminal Proceedings (Stewart, Charles) (Entered: 12/14/2004)

12/14/2004 682 Correspondence re: Motion of Theodore C. Sihpol, III to Stay All Actions Pending Resolution of Related Criminal Proceedings (Stewart, Charles) (Entered: 12/14/2004)

12/15/2004 683 NOTICE of Appearance by David C Mahaffey on behalf of Helen Y. Hayes (Mahaffey, David) (Entered: 12/15/2004)

12/15/2004 684 PAPERLESS ORDER in JFM-04-629, 04-542, 04-871 and 04-924 APPROVING 679 Stipulation of Dismissal filed by Linda B. Parker on behalf of all others as to Clyde L. Carter, Karen Grunst-Johnson. Signed by Judge J. Frederick Motz on 12/15/04 (cag, Deputy Clerk) (Entered: 12/15/2004)

12/15/2004 685 ORDER granting 413 Motion by Kathleen Fitzgerald to Appoint lead plaintiff,

denying 414 Motion by the Chiumento Group to Appoint lead plaintiff. Signed by Judge J. Frederick Motz on 12/15/04 (cag, Deputy Clerk) (Entered: 12/15/2004)


12/16/2004 687 SUMMONS Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Joseph Palombo served on 11/11/2004, answer due 12/1/2004. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 688 SUMMONS Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Cantella & Co., Inc. served on 11/11/2004, answer due 12/1/2004. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 689 SUMMONS Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Stephen E Gibson served on 11/13/2004, answer due 12/3/2004. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 690 SUMMONS Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. John J. Neuhauser served on 11/13/2004, answer due 12/3/2004. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 691 AFFIDAVIT of Service for summons and amended complaint with 10/25/04 letter by Judge Motz and corrected notice of parties added and parties against whom all claims are dropped served on Janet Langford Kelly on 11/17/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 692 AFFIDAVIT of Service for Summons, Complaint, Judge Motz 10/25/04 Letter served on John Peffer on 12/09/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) Modified on 12/16/2004 (FILED IN ERROR PER ALAN SCHULMAN)(cag, Deputy Clerk). (Entered: 12/16/2004)

12/16/2004 693 AFFIDAVIT of Service for Summons, Complaint, Judge Motz 10/25/04 Letter served on John Peffer on 12/09/04, filed by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 12/16/2004)

12/16/2004 694 TRANSCRIPT of Proceedings held on December 9, 2004 before Judges Blake, Motz and Stamp, Court Reporter: M. Zajac. (cag, Deputy Clerk) (Entered: 12/16/2004)

12/16/2004 695 WAIVER OF SERVICE Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Daniel G. Calugar waiver sent on 11/30/2004, answer due 1/29/2005. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 696 WAIVER OF SERVICE Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Security Brokerage, Inc. waiver sent on 11/30/2004, answer due 1/29/2005. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 697 WAIVER OF SERVICE Returned Executed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Edward J. Stern and Canary Investment Management, LLC waiver sent on 11/19/2004, answer due 1/18/2005. (Levy, Kim) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/16/2004)

12/16/2004 698 AFFIDAVIT of Service for Summons and Amended Complaint with 10/25/04 letter by Judge Motz and Corrected Notice of Parties Against Whom All Claims Are Dropped served on Patrick J. Simpson on 11/13/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 699 AFFIDAVIT of Service for Summons and Amended Complaint with 10/25/04 Letter by Judge Motz and Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on Ritchie Capital Management on 11/19/04, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 700 AFFIDAVIT of Service for Summons and Amended Complaint with 10/25/04 Letter by Judge Motz and Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on James Tambone on 11/23/04, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 701 AFFIDAVIT of Service for Summons and Amended Complaint with 10/25/04 Letter by Judge Motz and Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on Michael Grady on 11/12/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/16/2004 702 AFFIDAVIT of Service for Summons and Amended Complaint with 10/25/04 Letter by Judge Motz and Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on Ryan Goldberg on 11/12/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/16/2004)

12/17/2004 703 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and 9/24/04 Letter by Judge Motz (by certified mail - restricted delivery) served on Pritchard Capital Partners, LLC, Aurum Securities Corp. and Grant D. Seeger on 10/22/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/17/2004)

12/17/2004 704 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint with 10/25/04 Letter by Judge Motz and Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on Lincoln Financial Advisors Corporation on 11/17/2004, filed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtract. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 705 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint with 10/25/04 Letter by Judge Motz and Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on Frank Perfetuo on 11/17/2004, filed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 706 SUMMONS Returned Executed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack. Spectrum Financial, Inc. served on

11/24/2004, answer due 12/14/2004. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 707 SUMMONS Returned Executed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack. Carmel Peters served on 11/17/2004, answer due 12/7/2004. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 708 SUMMONS Returned Executed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack. William H. Woolverton served on 11/13/2004, answer due 12/10/2004. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 709 SUMMONS Returned Executed by Ohio Tuition Trust Authority, Joseph Shanis, Lead Class Counsel for the Putnam Subtrack. Stephen M. Oristaglio served on 11/13/2004, answer due 12/3/2004. (Clark Weintraub, Deborah) Modified on 1/27/2005 (jnl, Deputy Clerk). (Entered: 12/17/2004)

12/17/2004 710 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter By Judge Motz (Certified Mail - Restricted Delivery) served on Charles R. Nelson, AST Trust Co., Trautman Wasserman & Co., Inc., Prudential Securities, Inc., Ralph Wanger, Schield Management Co., D.R. Loeser & Co., Inc., Kaplan & Company Securities, Inc., Charles P. McQuaid, Liberty Variable Investment Trust, Richard L. Woolworth, Richard W. Lowery and Signalert Corp. on 10/15/2004, filed by Jackie Williams, Lead Class Counsel for the Columbia Subtrack. (Levy, Kim) (Entered: 12/17/2004)

12/17/2004 711 CERTIFICATE OF SERVICE by City of Chicago Deferred Compensation Plan re 621 Amended Complaint,,,,,, for those not receiving electronic service (Bien Willner, Jerald) (Entered: 12/17/2004)

12/20/2004 712 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Joseph Palombo, Tandem Financial Services, Inc., Louis Tasiopoulos, Samaritan Asset Management on 10/15/2004, filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. (Levy, Kim) (Entered: 12/20/2004)

12/20/2004 713 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Bear Stearns & Co. Inc. and Bear Stearns Securities Corp. on 10/15/2004, filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. (Levy, Kim) (Entered: 12/20/2004)

12/20/2004 714 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Banc of America Securities LLC, Bank of America Corporation and Columbia Fund Services, Inc. on 10/15/2004, filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. (Levy, Kim) (Entered: 12/20/2004)

12/20/2004 715 ACKNOWLEDGEMENT OF SERVICE Executed as to 378 Amended Complaint,,,, Acknowledgement filed by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna

Alexander, Janet Befort. (Rifkin, Mark) (Entered: 12/20/2004)

12/20/2004 716 AFFIDAVIT of Service for Summons and Complaint served on PA Fund Management LLC on 12/15/2004, filed by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 12/20/2004)

12/20/2004 717 Summons Issued 20 days as to Trout Trading Management Co. (slv2, Deputy Clerk) (Entered: 12/20/2004)

12/21/2004 718 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on James M. Prusko, Irene M. Esteves, Trautman Wasserman & Co., Prudential Securities, Inc., Schield Management Company, BTS Asset Management, Kirlin Securities, Inc., Buffalo Capital Corporation, Merrill Lynch Pierce Fenner & Smith, Inc., Stephen M. Oristaglio, Ian Ferguson, RTE Asset Management, Robert F. Lucy and Geirulv Lode on 10/15/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/21/2004)

12/21/2004 719 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Pritchard Capital Partners, LLC on 10/22/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/21/2004)

12/21/2004 720 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Putnam Funds Trust, Putnam Investment Management Trust and Putnam LLC on 10/25/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/21/2004)

12/21/2004 721 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Banc of America Securities LLC and Bank of America Corporation on 10/15/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/21/2004)

12/21/2004 722 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Corrected Notice Pursuant to Letter of Judge Motz served on A.J.C. Smith on 12/7/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/21/2004)

12/21/2004 723 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Banc of America Securities LLC and Bank of America Corporation on 10/15/2004, filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. (Levy, Kim) (Entered: 12/21/2004)

12/21/2004 724 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Bear Stearns & Co. Inc. and Bear Stearns Securities Corp. on 10/15/2004, filed by Lead Class Counsel for the One

Group Subtrack, Linda B Parker. (Levy, Kim) (Entered: 12/21/2004)

12/21/2004 725 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Trautman Wasserman & Co., Inc. and Prudential Securities, Inc. on 10/15/04, filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. (Levy, Kim) (Entered: 12/21/2004)

12/21/2004 726 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Gary J. Madich, Richard R. Wade, William G. Jurgenson, Aurum Securities Corp., Kenneth T. Stevens, John Abunassar, Kaplan & Company Securities, Inc., Grant D. Seeger, Pritchard Capital Partners, LLC, William P. Boardman, David J. Kundert, Circle Trust Inc., and Peter Atwater on 10/22/2004, filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. (Levy, Kim) (Entered: 12/21/2004)

12/21/2004 727 AFFIDAVIT of Service for Summons and Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Peter C. Marshall, Frederick W. Ruebeck, Robert A. Oden, John F. Finn, Marilyn McCoy, Julius L. Pallone, Donald L. Tuttle, Charles I. Post and One Group Mutual Funds on 10/26/2004, filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. (Levy, Kim) (Entered: 12/21/2004)

12/21/2004 728 NOTICE of Appearance by Maria Gerarda Macus Bryan on behalf of Spectrum Financial, Inc. (Macus Bryan, Maria) (Entered: 12/21/2004)

12/21/2004 729 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. MFS Series Trust X waiver sent on 11/11/2004, answer due 1/10/2005; MFS Series Trust IX waiver sent on 11/11/2004, answer due 1/10/2005; MFS Series Trust V waiver sent on 11/11/2004, answer due 1/10/2005; MFS Series Trust IV waiver sent on 11/11/2004, answer due 1/10/2005; MFS Series Trust II waiver sent on 11/11/2004, answer due 1/10/2005; MFS Series Trust I waiver sent on 11/11/2004, answer due 1/10/2005; Massachusetts Investors Growth Stock Fund waiver sent on 11/11/2004, answer due 1/10/2005; Massachusetts Investors Trust waiver sent on 11/11/2004, answer due 1/10/2005; MFS Government Securities Fund waiver sent on 11/11/2004, answer due 1/10/2005. (Bien Willner, Jerald) (Entered: 12/21/2004)

12/22/2004 730 CERTIFICATE OF SERVICE by Spectrum Financial, Inc. for those not receiving electronic service (Macus Bryan, Maria) (Entered: 12/22/2004)

12/22/2004 731 WAIVER OF SERVICE Returned Executed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 12/22/2004)

12/22/2004 732 Summons Issued 20 days as to William E. Mayer, Carmel Peters, Geirulv Lode. (slv2, Deputy Clerk) (Entered: 12/22/2004)

12/28/2004 733 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint, Judge Motz 10/25/04 Letter for Marc Bilotti served on Hannah Roache on 12/10/04, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 12/28/2004)

12/28/2004 734 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint, Judge Motz 10/25/04 Letter for Justin Ficken served on Abbie Smith on 12/15/04, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 12/28/2004)

12/28/2004 735 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint, Judge Motz 10/25/04 Letter served on Michael Grady on 12/13/04, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 12/28/2004)

12/28/2004 736 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint, Judge Motz 10/25/04 Letter served on Ryan Goldberg on 12/11/04, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 12/28/2004)

12/29/2004 737 AFFIDAVIT of Service for Summons and Complaint served on Ryan Goldberg on 12/18/2004, filed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Attachments: # 1 Affidavit of Attempted Service)(Rifkin, Mark) (Entered: 12/29/2004)

12/29/2004 738 WAIVER OF SERVICE Returned Executed by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. Golden Gate Financial Group, LLC waiver sent on 11/17/2004, answer due 1/16/2005. (Rifkin, Mark) (Entered: 12/29/2004)

12/29/2004 739 WAIVER OF SERVICE Returned Executed by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. Kaplan & Co. Securities, Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Rifkin, Mark) (Entered: 12/29/2004)

12/29/2004 740 NOTICE by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Mark J. Keane, Reiko Gagnon, Katharine Clark re 367 Amended Complaint,,,, Filing of Redlined Copy of Corrected Consolidated Amended Fund Derivative Complaint (Attachments: # 1 Supplement Clean Copy of Corrected Consolidated Amended Fund Derivative Complaint)(Schwartzman, Denise) (Entered: 12/29/2004)

12/29/2004 741 Correspondence re: Corrected Consolidated Amended Fund Derivative Complaint (Schwartzman, Denise) (Entered: 12/29/2004)

01/03/2005 742 AFFIDAVIT of Service for Summons, Consolidated Amended Complaint, Corrected Notice to Parties Added and All Parties Against Whom All Claims Are Dropped, Judge Motz's 10/25/2004 Letter served on Ilytat, L.P. on 12/27/2004, filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. (Levy, Kim) (Entered: 01/03/2005)

01/03/2005 743 WAIVER OF SERVICE Returned Executed by Warren Pinchuck. Omid Kamshad waiver sent on 11/9/2004, answer due 1/8/2005. (Gross, Deborah) (Entered: 01/03/2005)

01/03/2005 744 AFFIDAVIT of Service for Summons, Corrected Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Lawrence J. Lasser, Gordon H. Silver, Ronald J. Jackson on 12/23/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/03/2005)

01/03/2005 745 AFFIDAVIT of Service for Summons, Corrected Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Elizabeth T. Kennan, George I. Putnam, III, John A. Hill, John H. Mullin, III, Paul L. Joskow, W. Thomas Stevens, Robert E. Patterson, Putnam New York Tax Exempt Money Market Fund, Putnam Preferred Income Fund, Putnam Tax-Free Income Trust, Putnam Balanced Retirement Fund, Putnam California Tax Exempt Money Market Fund, Putnam Tax Smart Funds Trust, Putnam Asset Allocation Fund, Putnam Balanced Retirement Fund, Putnam Strategic Income Fund, Putnam Asia Pacific Growth Fund, Putnam LLC, Putnam Funds Trust, Putnam Investment Management on 12/13/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/03/2005)

01/04/2005 746 AFFIDAVIT of Service for Summons, Corrected Consolidated Amended Complaint and Notice Pursuant to 9/24/04 Letter by Judge Motz (Certified Mail - Restricted Delivery) served on Jameson A. Baxter, Ronald J. Jackson, W. Thomas Stephens on 12/13/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/04/2005)

01/04/2005 747 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint (Pursuant to Agreement with Counsel) served on Putnam Retail Management Limited Partnership on 12/13/2004, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/04/2005)

01/04/2005 748 AFFIDAVIT of Service for Summons and Amended Complaint served on Conseco Securities Inc on December 21, 2004, filed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Rifkin, Mark) (Entered: 01/04/2005)

01/04/2005 749 ACKNOWLEDGEMENT OF SERVICE Executed as to 378 Amended Complaint,,,, Acknowledgement filed by Virginia Wilcox, Iris Segel, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 01/04/2005)

01/04/2005 750 NOTICE of Voluntary Dismissal by Virginia Wilcox, Iris Segel, Jean Stigas, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort (Rifkin, Mark) (Entered: 01/04/2005)

01/04/2005 751 AFFIDAVIT of Service for Summons and Amended Fund Derivative Complaint served on Paramedic Portfolio on December 17, 2004, filed by Virginia Wilcox, Iris Segel, Jean Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira

Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 01/04/2005)

01/04/2005 752 AFFIDAVIT of Service for Summons, Consolidated Amended Class Action Complaint, Appendices A & B, Judge Motz 10/25/04 Letter (Certified Mail - Restricted Delivery) served on Skifter Ajro, John W. Ballen, Marc C. Bilotti, Martin J. Druffner, Paul A. Flynn, JB Oxford Holdings, Inc., Kraig L. Kibble, James G. Lewis, James Y. Lin, Kevin R. Parke, Grant D. Seeger, Robert Shannon, Michael Vanin, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 01/04/2005)

01/05/2005 753 AFFIDAVIT of Service for Summons, Consolidated Amended Class Action Complaint, Judge Motz 10/25/04 Letter, Amendment by Interlineation of the Consolidated Amended Class Action Complaint for National Clearing Corporation served on Eileen Sanchez on 12/30/04, filed by City of Chicago Deferred Compensation Plan. (Bien Willner, Jerald) (Entered: 01/05/2005)

01/06/2005 754 PAPERLESS ORDER in JFM-04-1924 McBride v Allianz Dresdner Asset Management of America et al APPROVING 750 Notice of Voluntary Dismissal filed by Robert Rubin, Jack McBride, Thomas F. Bednarek, Ira Newman, Edward I. Segel, Iris Segel, Anil Kapoor, Donna Alexander, Virginia Wilcox, Jean Stigas, Richard Befort, Janet Befort against UBS AG. Signed by Judge J. Frederick Motz on 1/6/04. (cag, Deputy Clerk) (Entered: 01/06/2005)

01/07/2005 755 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint with 10/25/04 Letter by Judge Motz and Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on A.J.C. Smith on 1/5/2005, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/07/2005)

01/07/2005 756 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint with 10/25/04 Letter by Judge Motz and Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped served on John A. Hill on 1/6/2005, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/07/2005)

01/07/2005 757 WAIVER OF SERVICE Returned Executed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. Conseco Securities Inc. waiver sent on 11/30/2004, answer due 1/29/2005. (Rifkin, Mark) (Entered: 01/07/2005)

01/10/2005 758 AFFIDAVIT of Service of Summons, Consolidated Amended Fund Derivative Complaint and Exhibits A, B and C served on Haidar Capital Management LLC on 11/09/2004, filed by A Plaintiff. (Schwartzman, Denise) (Entered: 01/10/2005)

01/10/2005 759 AFFIDAVIT of Service of Summons, Consolidated Amended Fund Derivative Complaint and Exhibits A, B and C served on Smith Barney Citigroup on 11/09/2004, filed by A Plaintiff. (Schwartzman, Denise) (Entered: 01/10/2005)

01/10/2005 760 AFFIDAVIT of Service of Summons, Consolidated Amended Fund Derivative Complaint and Exhibits A, B and C served on Wall Street Global, LLC on

10/28/2004, filed by A Plaintiff. (Schwartzman, Denise) (Entered: 01/10/2005)

01/11/2005 761 NOTICE of Appearance by Alec W Farr on behalf of Grant D. Seeger (Farr, Alec) (Entered: 01/11/2005)

01/11/2005 762 NOTICE of Voluntary Dismissal by A Plaintiff (Isbister, John) (Entered: 01/11/2005)

01/11/2005 763 SUMMONS Returned Executed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. W. Nicholas Thorndike served on 1/5/2005, answer due 1/25/2005. (Clark Weintraub, Deborah) (Entered: 01/11/2005)

01/11/2005 764 NOTICE of Change of Address by Jonathan D Polkes (Polkes, Jonathan) (Entered: 01/11/2005)

01/11/2005 765 AFFIDAVIT of Service for Summons served on Gregory Trautman on 12/29/04, filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 01/11/2005)

01/11/2005 766 NOTICE of Voluntary Dismissal by Maloon Powers Pitre & Higgins, LLC (Molumphy, Mark) (Entered: 01/11/2005)

01/12/2005 767 PAPERLESS ORDER in JFM-04-1763 APPROVING 762 Notice of Voluntary Dismissal filed as to AST Trust Co.. Signed by Judge J. Frederick Motz on 1/12/05 (cag, Deputy Clerk) (Entered: 01/12/2005)

01/12/2005 768 PAPERLESS ORDER in JFM-04-497 APPROVING 766 Notice of Voluntary Dismissal filed by Maloon Powers Pitre & Higgins, LLC as to AST Trust Co.. Signed by Judge J. Frederick Motz on 1/12/05 (cag, Deputy Clerk) (Entered: 01/12/2005)

01/12/2005 769 Correspondence re: Cancellation of 01/13/05 Teleconference (Isbister, John) (Entered: 01/12/2005)

01/13/2005 770 NOTICE of Appearance by Shoshana Leah Gillers on behalf of Nationwide Life Insurance Company (Gillers, Shoshana) (Entered: 01/13/2005)

01/13/2005 771 NOTICE of Appearance by Charles Collier Platt on behalf of Nationwide Life Insurance Company (Platt, Charles) (Entered: 01/13/2005)

01/14/2005 772 AFFIDAVIT of Service for Second Amended Complaint served on Kirlin Securities, Inc. on 1/07/05, filed by Miranda Zuber. (Lieberman, Jeremy) (Entered: 01/14/2005)

01/14/2005 773 AMENDED COMPLAINT against Broker Defendant John Does 1-25, Clearing Defendant John Does 1-10, Edward J. Stern, Global Analytical Capital, John E. Cashwell, jr., Market Timer John Does 1-100, PA Distributors LLC, PA Fund Management LLC, Pimco Funds Multi-Manager Series, Bank of America Corporation, Banc of America Securities LLC, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Prudential Securities, Inc., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, PEA Capital LLC,

Allianz Dresdner Asset Management of America LP, Pentagon Asset Management, Headstart Advisers Ltd., Chronos Asset Management, David Byck, filed by Combined Welfare Fund.(Waldman, Chet) (Entered: 01/14/2005)

01/18/2005 774 SUMMONS Returned Executed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. Charles B. Curtis served on 1/10/2005, answer due 1/30/2005. (Clark Weintraub, Deborah) (Entered: 01/18/2005)

01/18/2005 775 Summons Issued 20 days as to Arnold D. Scott. (slv2, Deputy Clerk) (Entered: 01/19/2005)

01/19/2005 776 AFFIDAVIT of Service for Summons, Consolidated Amended Class Action Complaint, Appendices A & B, Judge Motz 10/25/04 Letter, Amendment by Interlineation of the Consolidated Class Action Complaint for Tewksbury Capital Management Ltd. f/k/a Trout Trading Management Co. served on Colleen St. Claire on 12/23/04, filed by City of Chicago Deferred Compensation Plan. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B - Part 1# 3 Exhibit Exhibit B - Part 2# 4 Exhibit Exhibit B - Part 3# 5 Exhibit Exhibit B - Part 4# 6 Exhibit Exhibit B - Part 5)(Bien Willner, Jerald) (Entered: 01/19/2005)

01/20/2005 777 AFFIDAVIT of Service for Summons and Corrected Consolidated Amended Complaint and Second Corrected Notice of Parties Added And Against Whom All Claims Are Dropped and 10/25/2004 Letter By Judge Motz served on W. Thomas Stephens on 01/11/2005, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/20/2005)

01/20/2005 778 AFFIDAVIT of Service for Summons, Corrected Consolidated Amended Complaint, Second Corrected Notice of Parties Added and Parties Against Whom All Claims Are Dropped, and 10/25/2004 Letter from Judge Motz served on Ronald J. Jackson on 01/07/2005, filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. (Clark Weintraub, Deborah) (Entered: 01/20/2005)

01/20/2005 779 NOTICE by Bank of America Corporation of Change of Firm Name (Dickson, Strider) (Entered: 01/20/2005)

01/20/2005 780 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Rifkin, Mark) (Entered: 01/20/2005)

01/20/2005 781 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Iris Segel, Brad Smith, Harold Beardsley, Edward I. Segel. (Rifkin, Mark) (Entered: 01/20/2005)

01/20/2005 782 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason

Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark. (Rifkin, Mark) (Entered: 01/20/2005)

01/20/2005 783 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by Joseph Cordani, Pamela Yameen, Gustavo Bruckner, Edward Casey, Jean Stigas, Lawrence A. Stigas, Dina Rozenbaum, Mark Schwartz, Boris Fieldman, Tina Gobillat, Katherine Clark, David Shaev, Zachary Alan Starr, John E. Morrissey, Harry Jacobs, John Hammerslaugh, Tina Casey, Diane Hutto, Simon J. Denenberg. (Rifkin, Mark) (Entered: 01/20/2005)

01/21/2005 784 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by John Joseph Gillis, Julian Rose Gillis, Mark Snyder, Warren Sherman, Jerry Huang, Datren Williams f/u/b/o Ledelous Little, Datren Williams. (Rifkin, Mark) (Entered: 01/21/2005)

01/21/2005 785 AFFIDAVIT of Service for Summons and Complaint served on Aurum Capital Management on 12/28/2004, filed by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 01/21/2005)

01/21/2005 786 AFFIDAVIT of Service for Summons and Complaint served on Davidson Companies on 12/20/2004, filed by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 01/21/2005)

01/21/2005 787 AFFIDAVIT of Service for Summons and Complaint served on Golden Gate Financial Group on 12/22/2004, filed by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 01/21/2005)

01/21/2005 788 NOTICE of Change of Address by Lewis J Liman (Liman, Lewis) (Entered: 01/21/2005)

01/21/2005 789 RESPONSE in Opposition re 667 Cross MOTION for Protective Order on behalf of Bear, Stearns & Co. Inc.; Bear, Stearns Securities Corp.; The Bear Stearns Companies Inc.; Circle Trust Co.; J.P. Morgan Chase & Co.; Kaplan & Co. Securities, Inc.; Kraig L. Kibble; Merrill Lynch & Co.,, 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay filed by A Plaintiff. Replies due by 2/4/2005. (Rifkin, Mark) (Entered: 01/21/2005)

01/21/2005 790 NOTICE of Appearance by Shawn Preston Ricardo on behalf of Canary Investment Management LLC, Canary Capital Partners Ltd, Canary Capital Partners LLC, Canary Investment Management, L.L.C., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Canary Investment, LLC (Ricardo, Shawn) (Entered: 01/21/2005)

01/21/2005 791 RESPONSE in Opposition re 677 MOTION to Stay - Pending Resolution of Related Criminal Proceedings - (Opposition of Class Plaintiffs, Fund Derivative Plaintiffs, and Parent Derivative Plaintiffs filed by A Plaintiff. Replies due by

2/4/2005. (Chimicles, Nicholas) (Entered: 01/21/2005)

01/21/2005 792 RESPONSE in Opposition re 677 MOTION to Stay - Pending Resolution of Related Criminal Proceedings - (Corrected Opposition of Class Plaintiffs, Fund Derivative Plaintiffs, and Parent Derivative Plaintiffs - corrected prior filing with missing signature page) filed by A Plaintiff. Replies due by 2/4/2005. (Schwartzman, Denise) (Entered: 01/21/2005)

01/21/2005 793 REPLY to Response to Motion re 667 Cross MOTION for Protective Order on behalf of Bear, Stearns & Co. Inc.; Bear, Stearns Securities Corp.; The Bear Stearns Companies Inc.; Circle Trust Co.; J.P. Morgan Chase & Co.; Kaplan & Co. Securities, Inc.; Kraig L. Kibble; Merrill Lynch & Co.,, 356 MOTION for Discovery Lifting of PSLRA Stay, 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay . Class Plaintiffs' Reply Memorandum in Further Support of Class Plaintiffs' Motion To Lift PSLRA Discovery Stay filed by A Plaintiff. (Attachments: # 1 Exhibit A)(Clark Weintraub, Deborah) (Entered: 01/21/2005)

01/24/2005 794 NOTICE of Appearance by Shawn Preston Ricardo on behalf of Edward J. Stern (Ricardo, Shawn) (Entered: 01/24/2005)

01/24/2005 795 NOTICE of Appearance by Jeffrey T Golenbock on behalf of Canary Investment Management LLC, Canary Capital Partners Ltd, Canary Capital Partners LLC, Canary Investment Management, L.L.C., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Canary Investment, LLC (Golenbock, Jeffrey) (Entered: 01/24/2005)

01/24/2005 796 NOTICE of Appearance by Jeffrey T Golenbock on behalf of Edward J. Stern (Golenbock, Jeffrey) (Entered: 01/24/2005)

01/24/2005 797 SUMMONS Returned Executed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. Lawrence J. Lasser served on 1/14/2005, answer due 2/3/2005. (Clark Weintraub, Deborah) (Entered: 01/24/2005)

01/24/2005 798 SUMMONS Returned Executed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Ohio Tuition Trust Authority. Elizabeth T. Kennan served on 1/20/2005, answer due 2/9/2005. (Clark Weintraub, Deborah) (Entered: 01/24/2005)

01/24/2005 799 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. MFS Service Center, Inc. waiver sent on 11/16/2004, answer due 1/15/2005; Massachusetts Financial Services Company waiver sent on 11/16/2004, answer due 1/15/2005; Sun Life Financial, Inc. waiver sent on 11/16/2004, answer due 1/15/2005; MFS Fund Distributors waiver sent on 11/16/2004, answer due 1/15/2005; Sun Life of Canada (U.S.) Financial Services Holdings, Inc. waiver sent on 11/16/2004, answer due 1/15/2005; Sun Life Financial (U.S.) Investments LLC waiver sent on 11/16/2004, answer due 1/15/2005; Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc. waiver sent on 11/16/2004, answer due 1/15/2005. (Bien Willner, Jerald) (Entered: 01/24/2005)

01/26/2005 800 ACKNOWLEDGEMENT OF SERVICE Executed Acknowledgement filed by

Arnold D. Scott. (Shapiro, Jonathan) (Entered: 01/26/2005)

01/26/2005 801 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Canadian Imperial Bank of Commerce waiver sent on 11/17/2004, answer due 1/16/2005; Canadian Imperial Holdings, Inc. waiver sent on 11/17/2004, answer due 1/16/2005. (Bien Willner, Jerald) (Entered: 01/26/2005)

01/27/2005 802 Summons Issued 20 days as to Banc of America Securities LLC, Bank of America Corp, Prudential Securities, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Headstart Advisers Ltd., Chronos Asset Management. (slv2, Deputy Clerk) (Entered: 01/27/2005)

01/27/2005 803 Summons Issued 20 days as to Pentagon Asset Management. (slv2, Deputy Clerk) (Entered: 01/27/2005)

01/27/2005 804 MOTION to Withdraw as Attorney by Edward J. Stern, Canary Investment Management LLC, Canary Capital Partners Ltd, Canary Capital Partners LLC, Canary Investment Management, L.L.C., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Canary Investment, LLC. Responses due by 2/13/2005 (Jossen, Robert) (Entered: 01/27/2005)

01/28/2005 805 Local Rule 103 Disclosure of Corporate Interest. (Kramer, Daniel) (Entered: 01/28/2005)

02/01/2005 806 STIPULATION and Order Concerning Substitution of Arnold & Porter LLP as Counsel for Fred Alger Management, Inc., Alger Associates, Inc., Fred Alger and Company, Incorporated, Alger Shareholder Services, Fred M. Alger, III, Daniel C. Chung, B. Joseph White and Gregory S. Duch by Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc.. (Aaron, Stewart) (Entered: 02/01/2005)

02/01/2005 807 NOTICE of Appearance by Todd E Pentecost on behalf of William E. Mayer, Richard L. Woolworth, Ann-Lee Verville, Thomas C. Theobald, Thomas E. Stitzel, Patrick J. Simpson, John J. Neuhauser, Charles R. Nelson, Richard W. Lowry, Janet Langford Kelly, Douglas A. Hacker, John A. Wing, Robert E. Nason, Allan B. Muchin, David C. Kleinman, Steven N. Kaplan, Jerome Kahn, Jr, Leo Guthart, Margaret Eisen (Pentecost, Todd) (Entered: 02/01/2005)

02/01/2005 808 AMENDED COMPLAINT against Edward J. Stern, Trautman Wasserman & Company, Inc., Kaplan & Co. Securities, Inc., Bank of America Corp., Aurum Capital Management Corp., Aurum Securities Corp., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Golden Gate Financial Group, LLC, Pritchard Capital Partners LLC, Bear Stearns & Co., Inc., UBS Financial Services, Inc., Deutsche Bank AG, Davidson Companies, Circle Trust Company, Bank of America, N.A., Parametric Portfolio Associates, PA Fund Management, Brean Murray Inc, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, RCM Capital Management LLC, Cadence Capital Management LLC, PEA Capital LLC, Pimco Advisors Distributors LLC, Allianz Dresdner Asset Management of America LP, Bank of America Securities, LLC, David Byck, filed by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas,

Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort.(Rifkin, Mark) (Entered: 02/01/2005)

02/02/2005 809 NOTICE of Appearance by Mark W Pearlstein on behalf of Chronos Asset Management (Pearlstein, Mark) (Entered: 02/02/2005)

02/02/2005 810 NOTICE of Appearance by Amanda J Metts on behalf of Chronos Asset Management (Metts, Amanda) (Entered: 02/02/2005)

02/02/2005 811 NOTICE of Change of Address by Peter Casey (Casey, Peter) (Entered: 02/02/2005)

02/02/2005 812 PAPERLESS ORDER APPROVING 806 Stipulation re: substitution of counsel filed by Fred Alger Management, Inc.,, Alger Associates, Inc.,, Fred Alger & Company Incorporated,, Alger Shareholder Services, Inc.,, Fred M. Alger, III, B. Joseph White,, Daniel C. Chung,, Gregory S. Duch,. Signed by Judge J. Frederick Motz on 2/2/05(cags, Deputy Clerk) Modified on 2/2/2005 (cags, Deputy Clerk). (Entered: 02/02/2005)

02/02/2005 813 NOTICE of Appearance by Mark James Biros on behalf of Stephen E Gibson (Biros, Mark) (Entered: 02/02/2005)

02/02/2005 814 NOTICE of Appearance by Lee K Crawford on behalf of Stephen E Gibson (Crawford, Lee) (Entered: 02/02/2005)

02/03/2005 815 NOTICE of Appearance by Stephen M Sinaiko on behalf of Edward J. Stern, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC (Sinaiko, Stephen) (Entered: 02/03/2005)

02/03/2005 816 PAPERLESS ORDER granting 804 Motion to Withdraw as Attorney; Attorney Robert J Jossen and Adam B Rowland terminated. Signed by Judge J. Frederick Motz on 2/3/05(cag, Deputy Clerk) (Entered: 02/03/2005)

02/04/2005 817 NOTICE of Appearance by Todd Daniel Brody on behalf of Deutsche Bank AG (Brody, Todd) (Entered: 02/04/2005)

02/04/2005 818 NOTICE of Appearance by John Michael Vassos on behalf of Deutsche Bank AG (Vassos, John) (Entered: 02/04/2005)

02/04/2005 819 NOTICE of Appearance by Michael Thomas Gass on behalf of Geir Lode, Geirulv Lode (Gass, Michael) (Entered: 02/04/2005)

02/04/2005 820 NOTICE of Appearance by John T Bennett on behalf of Geir Lode, Geirulv Lode (Bennett, John) (Entered: 02/04/2005)

02/04/2005 821 MOTION to Withdraw as Attorney by Carmel Peters. Responses due by 2/21/2005 (Austin, Kristopher) (Entered: 02/04/2005)

02/04/2005 822 NOTICE of Appearance by Kristina L Carlson on behalf of Davidson Companies (Carlson, Kristina) (Entered: 02/04/2005)

02/04/2005 823 NOTICE of Appearance by J David Jackson on behalf of Davidson Companies (Jackson, J) (Entered: 02/04/2005)

02/04/2005 824 NOTICE of Appearance by Kevin B Bedell on behalf of Davidson Companies (Bedell, Kevin) (Entered: 02/04/2005)

02/07/2005 825 REPLY to Response to Motion re 677 MOTION to Stay - Pending Resolution of Related Criminal Proceedings - filed by Theodore C. Sihpol, III. (Stewart, Charles) (Entered: 02/07/2005)

02/08/2005 826 NOTICE of Appearance by John Francis Farraher on behalf of Carmel Peters (Farraher, John) (Entered: 02/08/2005)

02/08/2005 827 NOTICE of Appearance by Scott W Fowkes on behalf of Conseco Securities Inc. (Fowkes, Scott) (Entered: 02/08/2005)

02/08/2005 828 NOTICE of Appearance by Stacey Garbis Pagonis on behalf of Conseco Securities Inc. (Pagonis, Stacey) (Entered: 02/08/2005)

02/08/2005 829 PAPERLESS ORDER granting 821 Motion to Withdraw as Attorney. Attorney Kristopher Neil Austin and Kevin Currid terminated as counsel for Carmel Peters. Signed by Judge J. Frederick Motz on 2/8/05. (jnl, Deputy Clerk) (Entered: 02/08/2005)

02/09/2005 830 Correspondence re: Agenda for February 10, 2005 Teleconference Call (Isbister, John) (Entered: 02/09/2005)

02/11/2005 831 MOTION to Stay re 793 Reply to Response to Motion,, Omnibus Reply Memorandum for the Fund Group Defendants in Support of Their Cross-Motion to Extend Discovery Stay by A Defendant. Responses due by 2/28/2005 (Tulumello, Andrew) (Entered: 02/11/2005)

02/11/2005 832 Correspondence re: ICI Subpoena (Tulumello, Andrew) (Entered: 02/11/2005)

02/14/2005 833 NOTICE of Appearance by David W T Daniels on behalf of Veras Investment Partners, LLC (Daniels, David) (Entered: 02/14/2005)

02/14/2005 834 NOTICE of Appearance by David W T Daniels on behalf of Veras Investment Partners, LLC (Daniels, David) (Entered: 02/14/2005)

02/15/2005 835 MOTION to Appoint Counsel by The Krouse Group. Responses due by 3/4/2005 (Attachments: # 1 memorandum# 2 Declaration# 3 Exhibit A# 4 Exhibit B# 5 Exhibit C# 6 Exhibit D# 7 Text of Proposed Order)(Dyer, Bradley) (Entered: 02/15/2005)

02/15/2005 836 Correspondence re: Oral Argument of Theodore C. Sihpol's Motion to Stay Proceedings (Stewart, Charles) (Entered: 02/15/2005)

02/16/2005 837 NOTICE to Substitute Attorney for Stephen J. Treadway (Ascher, Stephen) (Entered: 02/16/2005)

02/17/2005 838 NOTICE of Appearance by Eric Jon Mogilnicki on behalf of Nationwide Life Insurance Company (Mogilnicki, Eric) (Entered: 02/17/2005)

02/17/2005 839 Correspondence re: March 1st Hearing Schedule (Motz, J.) (Entered: 02/17/2005)

02/17/2005 840 Correspondence re: March 1st Hearing Time (Motz, J.) (Entered: 02/17/2005)

02/18/2005 841 TRANSCRIPT of Proceedings held on February 10, 2005 before Judges Blake,

Motz and Stamp; Court Reporter: Zajac. (cag, Deputy Clerk) (Entered: 02/18/2005)

02/18/2005 842 STIPULATION of Dismissal -Stipulation and Agreement Tolling Statute of Limitations and Voluntarily Dismissing Claims Against Kirlin Securities, Inc. in the Putnam Class, Derivative and Parent Derivative Actions Pending in MDL-1586 by Lead Class Counsel for the Putnam Subtrack, A Plaintiff. (Clark Weintraub, Deborah) (Entered: 02/18/2005)

02/22/2005 843 REQUEST for Extension of Time to File & Stipulation to Extend Time (Ertman, John) (Entered: 02/22/2005)

02/23/2005 844 NOTICE by Omid Kamshad Firm Name Change (Gilmore, John) (Entered: 02/23/2005)

02/23/2005 845 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. National Clearing Corporation waiver sent on 1/26/2005, answer due 3/28/2005. (Bien Willner, Jerald) (Entered: 02/23/2005)

02/23/2005 846 WAIVER OF SERVICE Returned Executed by City of Chicago Deferred Compensation Plan. Theodore C. Sihpol, III waiver sent on 11/19/2004, answer due 1/18/2005. (Bien Willner, Jerald) (Entered: 02/23/2005)

02/24/2005 847 PAPERLESS ORDER APPROVING 842 Stipulation of Dismissal by Lead Class Counsel for the Putnam Subtrack,. Signed by Judge J. Frederick Motz on 2/24/05 (cag, Deputy Clerk) Modified on 2/24/2005 (cag, Deputy Clerk). (Entered: 02/24/2005)

02/24/2005 848 NOTICE of Appearance by Michael S Shin on behalf of Ian S. Ferguson (Shin, Michael) (Entered: 02/24/2005)

02/24/2005 849 NOTICE of Appearance by Stephanie Glaser Wheeler on behalf of Credit Suisse First Boston (USA) Inc. (Wheeler, Stephanie) (Entered: 02/24/2005)

02/24/2005 850 NOTICE of Appearance by Jeffrey James Chapman on behalf of Credit Suisse First Boston (USA) Inc. (Chapman, Jeffrey) (Entered: 02/24/2005)

02/25/2005 851 NOTICE of Appearance by Eleni M. Roumel on behalf of UBS Financial Services, Inc. (Roumel, Eleni) (Entered: 02/25/2005)

02/25/2005 852 Paperless ORDER granting re 843 Request for Extension of Time to File filed by Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.). Signed by Judge J. Frederick Motz on 2/25/05. (Motz, J.) (Entered: 02/25/2005)

02/25/2005 853 NOTICE of Appearance by Andrew D Kaizer on behalf of UBS Financial Services, Inc. (Kaizer, Andrew) (Entered: 02/25/2005)

02/25/2005 854 Correspondence re: March 1, 2005 Hearing (Isbister, John) (Entered: 02/25/2005)

02/25/2005 855 NOTICE of Appearance by Charles E Davidow on behalf of UBS Financial Services, Inc. (Davidow, Charles) (Entered: 02/25/2005)

02/25/2005 856 NOTICE of Appearance by Steven N Fuller on behalf of Robert Shannon (Fuller, Steven) (Entered: 02/25/2005)

02/25/2005 857 NOTICE of Appearance by Alexis L Shapiro on behalf of William H. Woolverton (Shapiro, Alexis) (Entered: 02/25/2005)

02/25/2005 858 NOTICE of Appearance by Alexis L Shapiro on behalf of John W. Ballen (Shapiro, Alexis) (Entered: 02/25/2005)

02/25/2005 859 NOTICE of Appearance by John J Falvey, Jr on behalf of William H. Woolverton (Falvey, John) (Entered: 02/25/2005)

02/25/2005 860 NOTICE of Appearance by John J Falvey, Jr on behalf of John W. Ballen (Falvey, John) (Entered: 02/25/2005)

02/25/2005 861 MOTION to Dismiss Putnam Parent Derivative Complaint by Omid Kamshad, Justin Scott. Responses due by 3/14/2005 (Gilmore, John) (Entered: 02/25/2005)

02/25/2005 862 MOTION to Dismiss The Consolidated Amended Complaint by William H. Woolverton. Responses due by 3/14/2005 (Falvey, John) (Entered: 02/25/2005)

02/25/2005 863 NOTICE by Ian S. Ferguson of Motion to Dismiss (Shin, Michael) (Entered: 02/25/2005)

02/25/2005 864 NOTICE of Appearance by Stephen Gregory Topetzes on behalf of Wachovia Securities, LLC, Wachovia Corporation, Wachovia Securities, LLC (Topetzes, Stephen) (Entered: 02/25/2005)

02/25/2005 865 MOTION to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. Responses due by 3/14/2005 (Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 866 Memorandum re 865 MOTION to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action (In Support of Motion to Dismiss) filed by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. (Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 867 AFFIDAVIT re 865 MOTION to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action, 866 Memorandum, (Affidavit of Jeanne M. Luboja in Support of Motion to Dismiss) by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 868 MOTION to Dismiss Consolidated Amended Complaint by Lawrence J. Lasser. Responses due by 3/14/2005 (Pollack, Daniel) (Entered: 02/25/2005)

02/25/2005 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants by CIBC Securities, Inc.. Responses due by 3/14/2005 (Attachments: # 1 Memorandum# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Text of Proposed Order)(Polkes, Jonathan) (Entered: 02/25/2005)

02/25/2005 870 Third Correspondence re: MFS Fund Distributors v. Calugar, Case No. 04-CV-2277 JFM, Courtesy Copies of Motion to Dismiss Amended Complaint (Killacky, John) (Entered: 02/25/2005)

02/25/2005 871 MOTION to Dismiss Consolidated Amended Complaint by Putnam Investment Management, LLC. Responses due by 3/14/2005 (Schwartz, Seth) (Entered: 02/25/2005)

02/25/2005 872 Correspondence re: Courtesy Copies (Schwartz, Seth) (Entered: 02/25/2005)

02/25/2005 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions by Fund Defendants. Responses due by 3/14/2005 (Kirsch, Mark) (Entered: 02/25/2005)

02/25/2005 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants by Security Brokerage, Inc.. Responses due by 3/14/2005 (Attachments: # 1 Memorandum# 2 Appendix Table of Contents# 3 Appendix No. 1# 4 Appendix No. 2# 5 Appendix No. 3# 6 Appendix No. 4# 7 Appendix No. 5# 8 Appendix No. 6# 9 Appendix No. 7# 10 Appendix No. 8# 11 Letter Enclosing Courtesy Copies)(Scholes, Steven) (Entered: 02/25/2005)

02/25/2005 875 MOTION to Dismiss Notice of Motion to Dismiss Verified Amended Derivative Complaint by Lord Lang, A.J.C. Smith, Adele Simmons, Morton O. Schapiro, Stephen R. Hardis, Jeffrey W. Greenberg, Ray J. Groves, Oscar Fanjul, Robert F. Erburu, Mathis Cabiallavetta, Lewis W. Bernard, David A. Olsen, Lawrence J Lasser, Gwendolyn S. King, Charles A. Davis, Peter Coster, Marsh & McLennan Companies, Inc.. Responses due by 3/14/2005 (Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 876 Memorandum re 875 MOTION to Dismiss Notice of Motion to Dismiss Verified Amended Derivative Complaint / Memorandum of Law in Support of Motion to Dismiss filed by Lord Lang, A.J.C. Smith, Adele Simmons, Morton O. Schapiro, Stephen R. Hardis, Jeffrey W. Greenberg, Ray J. Groves, Oscar Fanjul, Robert F. Erburu, Mathis Cabiallavetta, Lewis W. Bernard, David A. Olsen, Lawrence J Lasser, Gwendolyn S. King, Charles A. Davis, Peter Coster, Marsh & McLennan Companies, Inc.. (Attachments: # 1 Exhibit A)(Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 877 AFFIDAVIT re 875 MOTION to Dismiss Notice of Motion to Dismiss Verified Amended Derivative Complaint, 876 Memorandum,, Affidavit of Stephen Greiner by Lord Lang, A.J.C. Smith, Adele Simmons, Morton O. Schapiro, Stephen R. Hardis, Jeffrey W. Greenberg, Ray J. Groves, Oscar Fanjul, Robert F. Erburu, Mathis Cabiallavetta, Lewis W. Bernard, David A. Olsen, Lawrence J Lasser, Gwendolyn S. King, Charles A. Davis, Peter Coster, Marsh & McLennan Companies, Inc.. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions by Fund Defendants. Responses due by 3/14/2005 (Shapiro, Jonathan) (Entered: 02/25/2005)

02/25/2005 879 Correspondence re: Courtesy Copies of the Motion to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action by Marsh & McLennan Companies, Inc., Jeffrey W. Greenberg and Francis N. Bonsignore (Greiner, Stephen) (Entered: 02/25/2005)

02/25/2005 880 MOTION to Dismiss Motion of the Janus Capital Defendants To Dismiss the

Parent Investor Class Complaint by A Defendant. Responses due by 3/14/2005 (Attachments: # 1 Memorandum# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D)(Tulumello, Andrew) (Entered: 02/25/2005)

02/25/2005 881 Correspondence re: Motion to Dismiss Briefing (Tulumello, Andrew) (Entered: 02/25/2005)

02/28/2005 882 Correspondence re: Courtesy Copies of defendants Marsh & McLennan Companies, Inc. and the Director Defendants' Motion to Dismiss the Verified Amended Derivative Complaint (Greiner, Stephen) (Entered: 02/28/2005)

02/28/2005 883 Correspondence re: Notice of Supplemental Authority (Tulumello, Andrew) (Entered: 02/28/2005)

03/01/2005 884 Joint REQUEST for Extension of Time to File Supplemental Brief In Support of Janus' Motion To Dismiss Consolidated Amended Class Action Complaint in Janus Fund Investor Class Subtrack and for Plaintiffs To File Their Opposition Brief (Attachments: # 1 Stipulation To Extend Time)(Tulumello, Andrew) (Entered: 03/01/2005)

03/01/2005 885 NOTICE of Appearance by Maxine Gail Sleeper on behalf of Stephen J Treadway (Sleeper, Maxine) (Entered: 03/01/2005)

03/01/2005 886 NOTICE of Appearance by David C Boch on behalf of Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Pimco Funds Multi-Manager Series (Boch, David) (Entered: 03/01/2005)

03/01/2005 887 CERTIFICATE OF SERVICE by Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Pimco Funds Multi-Manager Series re 886 Notice of Appearance (Boch, David) (Entered: 03/01/2005)

03/01/2005 Motion Hearing held on 3/1/2005 re 356 MOTION for Discovery Lifting of PSLRA Stay filed by A Plaintiff,, 831 MOTION to Stay re 793 Reply to Response to Motion,, Omnibus Reply Memorandum for the Fund Group Defendants in Support of Their Cross-Motion to Extend Discovery Stay filed by A Defendant,, 677 MOTION to Stay - Pending Resolution of Related Criminal Proceedings - filed by Theodore C. Sihpol, III, 656 Cross MOTION to Stay Defendants' Cross-Motion To Extend Discovery Stay filed by A Defendant, held before Judges J. Frederick Motz, Frederick P Stamp Jr. Catherine C. Blake and Andre M. Davis - ARGUED - held subcuria (Court Reporter M. Zajac) (bma, Court Clerk) (Entered: 03/01/2005)

03/02/2005 888 Paperless ORDER granting re 884 Requests for Extension of Time to File, filed by Defendant. Signed by Judge J. Frederick Motz on 3/2/05. (Motz, J.) (Entered: 03/02/2005)

03/02/2005 889 Correspondence re: Bank One-related cases. (Kramer, Daniel) (Entered: 03/02/2005)

03/02/2005 890 NOTICE of Appearance by Bryan Joseph Wilson on behalf of Charles Schwab & Co. (Wilson, Bryan) (Entered: 03/02/2005)

03/02/2005 891 NOTICE of Appearance by Darryl Paul Rains on behalf of Charles Schwab & Co. (Rains, Darryl) (Entered: 03/02/2005)

03/02/2005 892 CERTIFICATE OF SERVICE by Fund Defendants re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (Powell, Wesley) (Entered: 03/02/2005)

03/03/2005 893 ORDER granting 677 Motion of Mr. Sihpol for stay pending resolution of related criminal proceedings; DIRECTING all proceedings in this case are stayed as to Mr. Sihpol until further order of this court. Signed by Judge J. Frederick Motz on 3/3/05. (jnl, Deputy Clerk) (Entered: 03/03/2005)

03/03/2005 894 NOTICE by CIBC Securities, Inc. re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Correcting Signature Page (Polkes, Jonathan) (Entered: 03/03/2005)

03/03/2005 895 NOTICE of Appearance by Frances S Cohen on behalf of Ian S. Ferguson (Cohen, Frances) (Entered: 03/03/2005)

03/03/2005 896 NOTICE by Lincoln Financial Advisors Corporation Disclosure of Corporate Interest (Stano, Phillip) (Entered: 03/03/2005)

03/03/2005 897 NOTICE of Appearance by Mark Allen Rabinowitz on behalf of Charles P. McQuaid (Rabinowitz, Mark) (Entered: 03/03/2005)

03/03/2005 898 NOTICE of Appearance by Mark Allen Rabinowitz on behalf of Ralph Wanger (Rabinowitz, Mark) (Entered: 03/03/2005)

03/04/2005 899 NOTICE of Appearance by Michael John Wilson on behalf of Rydex Investments (Wilson, Michael) (Entered: 03/04/2005)

03/04/2005 900 Supplemental Memorandum in support of MOTION to Dismiss Alger and MFS Consolidated Amended Class Action Complaints by Wilshire Associates Incorporated. (Tellis, Roland) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/04/2005)

03/04/2005 901 ORDER Transferring JFM-05-502 Starr v Van Kampen Investments to MDL-15863. Signed by Judge J. Frederick Motz on 3/4/05. (c/m MDL Panel 3/4/05 jnl)(jnl, Deputy Clerk) (Entered: 03/04/2005)

03/04/2005 902 RESPONSE in Support re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions Declaration of Lawrence A. Steckman filed by Paul A. Flynn. Replies due by 3/18/2005. (Attachments: # 1 Exhibit Consol. Amended Class Action Complaint# 2 Exhibit Flynn memorandum dated 10/12/01)(Getzoff, Steven) (Entered: 03/04/2005)

03/04/2005 903 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 03/04/2005)

03/04/2005 904 NOTICE by Wilshire Associates Incorporated Notice of Errata to Supplemental Memorandum of Wilshire Associates Incorporated in Support of Motion to Dismiss Alger and MFS Consolidated Amended Class Action Complaints (Kaplan, Frank) (Entered: 03/04/2005)

03/04/2005 905 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the

Consolidated Amended Class Action Complaints in these consolidated actions filed by Fund Defendants. (Shapiro, Jonathan) (Entered: 03/04/2005)

03/04/2005 906 CERTIFICATE OF SERVICE by Fund Defendants re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions, 905 Memorandum in support thereof (Shapiro, Jonathan) (Entered: 03/04/2005)

03/07/2005 907 ORDER re: Discovery Signed by Judge J. Frederick Motz on 3/7/05 (cag, Deputy Clerk) (Entered: 03/07/2005)

03/07/2005 908 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants -- Supplemental Memorandum in Support of Motion to Dismiss filed by Tandem Financial Services, Inc.. (Barnett, Jessica) (Entered: 03/07/2005)

03/07/2005 909 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions --Supplemental Memorandum in Support of Motion to Dismiss Consolidated Class Action Complaint in the Columbia Subtrack filed by Louis Tasiopoulos. (Attachments: # 1 Exhibit 1 -- February 24, 2004 SEC Complaint# 2 Exhibit 2 -- February 9, 2005 SEC Complaint# 3 Letter enclosing courtesy copies)(Barnett, Jessica) (Entered: 03/07/2005)

03/07/2005 910 MOTION to Dismiss by Chronos Asset Management. Responses due by 3/24/2005 (Metts, Amanda) (Entered: 03/07/2005)

03/07/2005 911 Memorandum re 910 MOTION to Dismiss filed by Chronos Asset Management. (Metts, Amanda) (Entered: 03/07/2005)

03/07/2005 912 NOTICE of Appearance by Stacy Leigh Bogert on behalf of James P. Connelly, Jr (Bogert, Stacy) (Entered: 03/07/2005)

03/07/2005 913 Supplemental Memorandum in support of MOTION to Dismiss the Consolidated Amended Complaint by Conseco Securities Inc. (Pagonis, Stacey) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 914 NOTICE of Appearance by James Edward Murray on behalf of JP Morgan Chase and Co. (Murray, James) (Entered: 03/07/2005)

03/07/2005 915 Supplemental Memorandum in support of MOTION to Dismiss Supplemental Memorandum by Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc.(Reichardt, Glenn) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 916 MOTION to Dismiss and incorporated Supplemental Brief by Pritchard Capital Partners LLC. Responses due by 3/24/2005 (Attachments: # 1 Exhibit A - Complaints Naming Pritchard Capital# 2 Exhibit B - Declaration# 3 Courtesy Copy Correspondence)(Potter, Thomas) (Entered: 03/07/2005)

03/07/2005 917 NOTICE of Appearance by Thomas J Kavaler on behalf of Prudential Securities, Inc., Prudential Financial, Inc. (Kavaler, Thomas) (Entered: 03/07/2005)

03/07/2005 918 NOTICE of Appearance by James Irving McClammy on behalf of JP Morgan

Chase and Co. (McClammy, James) (Entered: 03/07/2005)

03/07/2005 919 NOTICE of Appearance by Jonathan D Thier on behalf of Prudential Securities, Inc., Prudential Financial, Inc. (Thier, Jonathan) (Entered: 03/07/2005)

03/07/2005 920 MOTION to Dismiss the Consolidated Amended Complaint in the Putnam Shareholder Class Action by Lincoln Financial Advisors Corporation. Responses due by 3/24/2005 (Attachments: # 1 Supplement Memorandum in Support of Motion to Dismiss# 2 Exhibit A1 & A2 to Memorandum# 3 Exhibit A3 to Memorandum# 4 Exhibit B to Memorandum# 5 Text of Proposed Order)(Carpenter, Sheila) (Entered: 03/07/2005)

03/07/2005 921 NOTICE of Appearance by Laura Fraher on behalf of Prudential Securities, Inc., Prudential Financial, Inc. (Fraher, Laura) (Entered: 03/07/2005)

03/07/2005 922 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum of Law Supporting Dismissal of all Federal Counts against Charles Schwab & Co. filed by Charles Schwab & Co.. (Rains, Darryl) (Entered: 03/07/2005)

03/07/2005 923 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (OMNIBUS) In Support filed by Fund Defendants. (Attachments: # 1 Exhibit Omnibus Memorandum Part 1# 2 Exhibit Declaration of Wesley R. Powell In Support# 3 Declaration Ex. A# 4 Declaration Ex. B (Notice of Lengthy)# 5 Declaration Ex. C# 6 Declaration Ex. D# 7 Declaration Ex. E# 8 Declaration Ex. F# 9 Declaration Ex. G# 10 Declaration Ex. H# 11 Declaration Ex. I)(Holland, Mark) (Entered: 03/07/2005)

03/07/2005 924 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum by Cantella & Co., Inc.. (Caplan, Andrew) (Entered: 03/07/2005)

03/07/2005 925 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by JP Morgan Chase and Co.. (McClammy, James) (Entered: 03/07/2005)

03/07/2005 926 CERTIFICATE OF SERVICE by Fund Defendants re 923 Memorandum,, (Holland, Mark) (Entered: 03/07/2005)

03/07/2005 927 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions re: Supplemental Memorandum of Law in Support of Motion by Marsh & McLennan Companies, Inc. to Dismiss Claims Asserted Against it in the Consolidated Amended Fund Derivative Complaint filed by Marsh & McLennan Companies, Inc.. (Greiner, Stephen) (Entered: 03/07/2005)

03/07/2005 928 Supplemental MOTION to Dismiss Consolidated Amended Fund Derivative Complaint by Justin Scott. Responses due by 3/24/2005 (Lowney, Jessica) (Entered: 03/07/2005)

03/07/2005 929 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the

Consolidated Amended Fund Derivative Complaints in these consolidated actions [NOTE: Entry No. 927 filed in error] Supplemental Memorandum of Law in Support of Motion by Marsh & McLennan Companies, Inc. to Dismiss Claims Asserted Against it in the Consolidated Amended Fund Derivative Complaint filed by Marsh & McLennan Companies, Inc.. (Greiner, Stephen) (Entered: 03/07/2005)

03/07/2005 930 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Salomon Smith Barney Inc., Citigroup Global Markets Holdings Inc., Citigroup, Inc.. (Barron, Francis) (Entered: 03/07/2005)

03/07/2005 931 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions re: Supplemental Memorandum of Law in Support of Motion by Marsh & McLennan Companies, Inc. to Dismiss Claims Asserted Against it in the Consolidated Amended Complaint filed by Marsh & McLennan Companies, Inc.. (Greiner, Stephen) (Entered: 03/07/2005)

03/07/2005 932 Supplemental Brief on MOTION to Dismiss Amended Complaint by Alan Waldbaum. (Astarita, Mark) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 933 Supplemental Memorandum in support of MOTION to Dismiss by Justin Scott. (Attachments: # 1 Exhibit A)(Lowney, Jessica) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 934 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum of Law filed by Credit Suisse First Boston (USA) Inc.. (Attachments: # 1 Correspondence re Courtesy Copy)(Wheeler, Stephanie) (Entered: 03/07/2005)

03/07/2005 935 MOTION to Dismiss by Ian S. Ferguson. Responses due by 3/24/2005 (Shin, Michael) (Entered: 03/07/2005)

03/07/2005 936 Memorandum re 935 MOTION to Dismiss filed by Ian S. Ferguson. (Shin, Michael) (Entered: 03/07/2005)

03/07/2005 937 Supplemental to Motion to Defendant Ritchie Capital Management, LLC to Dismiss the Consolidated Amended Fund Derivative Complaint. (Bromwich, Michael) (Entered: 03/07/2005)

03/07/2005 938 Correspondence re: Courtesy Copies of Motion to Dismiss and accompanying Memorandum (to the Honorable J. Frederick Motz) (Carpenter, Sheila) (Entered: 03/07/2005)

03/07/2005 939 Memorandum re 862 MOTION to Dismiss The Consolidated Amended Complaint Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 03/07/2005)

03/07/2005 940 MOTION to Dismiss The Putnam Employees' Motion to Dismiss the Corrected Consolidated Amended Complaint by Carmel Peters. Responses due by 3/24/2005 (Farraher, John) (Entered: 03/07/2005)

03/07/2005 941 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum of Law filed by Morgan Stanley DW. (Attachments: # 1 Exhibit A)(Tully, John) (Entered: 03/07/2005)

03/07/2005 942 Supplemental to Motion of Defendant Ritchie Capital Management, LLC to Dismiss the Consolidated Amended Class Action Complaint with Supporting Memorandum of Law. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Bromwich, Michael) (Entered: 03/07/2005)

03/07/2005 943 Memorandum re 862 MOTION to Dismiss The Consolidated Amended Complaint Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 03/07/2005)

03/07/2005 944 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum in further Support of Motion to Dismiss filed by Securities America, Inc.. (Attachments: # 1 Certificate of Service)(Krauss, Michael) (Entered: 03/07/2005)

03/07/2005 945 NOTICE by William H. Woolverton Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint (Falvey, John) (Entered: 03/07/2005)

03/07/2005 946 Supplemental Memorandum of Law in Support of Motion to Dismiss the Corrected Consolidated Amended Complaint by Carmel Peters. (Attachments: # 1 Appendix of Unpublished Authority Cited in the Putnam Employees' Supplemental Memorandum of Law in Support of Motion to Dismiss the Corrected Consolidated Amended Complaint)(Farraher, John) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 947 MOTION to Dismiss by Davidson Companies. Responses due by 3/24/2005 (Attachments: # 1 Memorandum in Support)(Bedell, Kevin) (Entered: 03/07/2005)

03/07/2005 948 NOTICE by William H. Woolverton Defendant William H. Woolverton's Suppemental Memorandum Of Law In Support Of Motion To Dismiss The Consolidated Amended Fund Derivative Complaint (Falvey, John) (Entered: 03/07/2005)

03/07/2005 949 CERTIFICATE OF SERVICE by Salomon Smith Barney, Inc., Citigroup Global Markets Holdings Inc., Citigroup, Inc. re 930 Memorandum, (Barron, Francis) (Entered: 03/07/2005)

03/07/2005 950 Correspondence re: Stipulation to Extend Time for Defendant David Byck to File Motion to Dismiss in Allianz Dresdner subtrack (Attachments: # 1 Stipulation Extending David Byck's Time to File Motion to Dismiss in Allianz Dresdner subtrack)(Waldman, Chet) (Entered: 03/07/2005)

03/07/2005 951 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc.. (Thier, Jonathan) (Entered: 03/07/2005)

03/07/2005 952 AFFIDAVIT of Jonathan D. Thier in Support of the Broker Dealer Intermediary Defendants' omnibus motion to dismiss the consolidated class action and derivative complaints by Prudential Securities, Inc., Prudential Financial, Inc.. (Attachments: # 1 Exhibit 1 to 3# 2 Exhibit 4 to 6# 3 Exhibit 7 to 9)(Thier, Jonathan) (Entered: 03/07/2005)

03/07/2005 953 MOTION to Dismiss Supplemental Memorandum by Stephen E Gibson. Responses due by 3/24/2005 (Attachments: # 1 Memorandum In Support# 2 Appendix A# 3 Appendix B# 4 Declaration of Lee K.Crawford# 5 Declaration of Stephen E. Gibson)(Biros, Mark) (Entered: 03/07/2005)

03/07/2005 954 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Memorandum re: MFS Subtrack Consolidated Amended Fund Derivative Complaint) filed by Daniel Calugar, Security Brokerage, Inc.. (Killacky, John) (Entered: 03/07/2005)

03/07/2005 955 Memorandum re 868 MOTION to Dismiss Consolidated Amended Complaint filed by Lawrence J Lasser. (Pollack, Daniel) (Entered: 03/07/2005)

03/07/2005 956 Supplemental Memorandum in support of MOTION to Dismiss the Consolidated Amended Complaint by Putnam Investment Management, LLC. (Schwartz, Seth) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 957 Supplemental Memorandum in support of MOTION to Dismiss Consolidated Amended Fund Derivative Complaint by Putnam Investment Management, LLC. (Schwartz, Seth) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 958 AFFIDAVIT of Seth M. Schwartz in Support of the Putnam Defendants' Motion to Dismiss the Consolidated Amended Complaint by Putnam Investment Management, LLC. (Attachments: # 1 # 2 # 3 # 4 # 5)(Schwartz, Seth) (Entered: 03/07/2005)

03/07/2005 959 Supplemental Memorandum of Law for Defendant James Connelly in Support of Motion to Dismiss Class Action Complaints by James P. Connelly, Jr. (Attachments: # 1 Certificate of Service)(Bogert, Stacy) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 960 MOTION to Dismiss Motion of Defendant James Connelly to Dismiss Derivative Complaints by James P. Connelly, Jr. Responses due by 3/24/2005 (Attachments: # 1 Memorandum of Law for Defendant James Connelly in Support of Motion to Dismiss Derivative Complaints# 2 Declaration of James Connelly# 3 Certificate of Service)(Bogert, Stacy) (Entered: 03/07/2005)

03/07/2005 961 MOTION to Dismiss by Samaritan Asset Management. Responses due by 3/24/2005 (Attachments: # 1 Memorandum in Support of Motion to Dismiss# 2 Appendix of Unpublished Materials Cited in Memorandum in Support of Motion to Dismiss# 3 Notice of Filing of Lengthy Exhibit# 4 Certificate of Service)(Cauley, Thomas) (Entered: 03/07/2005)

03/07/2005 962 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants filed by Veras Investment Partners, LLC. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Letter re

Courtesy Copies)(Daniels, David) (Entered: 03/07/2005)

03/07/2005 963 Joint Supplemental Memorandum with Declaration of John C. Ertman by PIMCO Funds: Pacific Investment Management Series, Parametric Portfolio Associates, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, RCM Capital Management LLC, Cadence Capital Management LLC, PEA Capital LLC, Allianz Dresdner Asset Management of America LP, PA Distributors LLC, PA Fund Management LLC. (Attachments: # 1 Joint Supplemental Memorandum# 2 Declaration with Exhibits)(Ertman, John) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 964 Supplemental to the Memorandum in Support of The Putnam Defendants' Motion to Dismiss The Consolidated Amended Fund Derivative Complaint, Declaration of Thomas B. Smith in support thereof. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Smith, Thomas) (Entered: 03/07/2005)

03/07/2005 965 MOTION to Dismiss for Lack of Jurisdiction by James G. Lewis. Responses due by 3/24/2005 (Attachments: # 1 Memo of Points and Authorities# 2 Affidavit James Lewis)(Richman, David) (Entered: 03/07/2005)

03/07/2005 966 NOTICE of Appearance by Brendan J Gardiner on behalf of Trout Trading Management Co. (Gardiner, Brendan) (Entered: 03/07/2005)

03/07/2005 967 NOTICE of Appearance by Thomas K Cauley, Jr on behalf of Trout Trading Management Co. (Cauley, Thomas) (Entered: 03/07/2005)

03/07/2005 968 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants -- Supplemental Memorandum in Support thereof filed by The Bear Stearns Companies, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation. (Attachments: # 1 Exhibit)(Moloney, Thomas) (Entered: 03/07/2005)

03/07/2005 969 MOTION to Dismiss by Trout Trading Management Co.. Responses due by 3/24/2005 (Attachments: # 1 Memorandum in Support of Motion to Dismiss# 2 Exhibit A to Memorandum in Support of Motion to Dismiss# 3 Exhibit B to Memorandum in Support of Motion to Dismiss# 4 Exhibit C to Memorandum in Support of Motion to Dismiss# 5 Exhibit D to Memorandum in Support of Motion to Dismiss# 6 Exhibit E to Memorandum in Support of Motion to Dismiss# 7 Notice of Filing of Lengthy Appendix# 8 Certificate of Service)(Cauley, Thomas) (Entered: 03/07/2005)

03/07/2005 970 Supplemental Memorandum in support of MOTION to Dismiss Consolidated Amended Complaint by Silver, Esteves, Lucey, Oristaglio and Smith by Gordon H. Silver. (Schwartz, Seth) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 971 MOTION to Dismiss for Lack of Jurisdiction by Kraig L. Kibble. Responses due by 3/24/2005 (Attachments: # 1 Memo of Points and Authorities# 2 Affidavit Kraig Kibble)(Richman, David) (Entered: 03/07/2005)

03/07/2005 972 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Memorandum re: MFS Subtrack Consolidated Amended Class Action Complaint) filed by Daniel Calugar, Security Brokerage, Inc.. (Killacky, John) (Entered: 03/07/2005)

03/07/2005 973 MOTION to Dismiss for Lack of Jurisdiction by James Y. Lin. Responses due by 3/24/2005 (Attachments: # 1 Memo of Points and Authorities# 2 Affidavit James Lin)(Richman, David) (Entered: 03/07/2005)

03/07/2005 974 Supplemental Memorandum in support of MOTION to Dismiss Consolidated Amended Complaint in the MMC Shareholder Class Action by Putnam Investment Management, LLC. (Schwartz, Seth) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 975 Memorandum in support of MOTION to Dismiss by One Group Mutual Funds, Bank One Corporation. (Attachments: # 1 Declaration# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C part 1# 5 Exhibit C Part 2# 6 Exhibit Part 3# 7 Exhibit D# 8 Exhibit E# 9 Exhibit F# 10 Exhibit G# 11 Certificate of Service)(Kramer, Daniel) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 976 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Memorandum re: Columbia Subtrack Consolidated Amended Class Action Complaint) filed by Daniel Calugar, Security Brokerage, Inc.. (Attachments: # 1 Exhibit A)(Killacky, John) (Entered: 03/07/2005)

03/07/2005 977 Memorandum in support of MOTION to Dismiss by One Group Mutual Funds, Bank One Corporation. (Attachments: # 1 Declaration# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D Part 1# 6 Exhibit D Part 2# 7 Exhibit E Part 1# 8 Exhibit E Part 2# 9 Certificate of Service)(Kramer, Daniel) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/07/2005)

03/07/2005 978 Correspondence re: Courtesy Copies of Supplemental Briefs filed by Daniel Calugar and Security Brokerage, Inc. (Killacky, John) (Entered: 03/07/2005)


03/07/2005 980 Supplemental to 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Wachovia Securities, LLC, Wachovia Corporation, Wachovia Securities, LLC Supplemental Memorandum of Law. (Topetzes, Stephen) (Entered: 03/07/2005)

03/07/2005 981 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions, 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions -- supplemental memorandum of law filed by David B. Stone, Arnold D. Scott, Elaine R. Smith, J. Dale Sherratt, William J. Poorvu, Lawrence T. Perera, Abby M. O'Neill, J. Atwood Ives, William R. Gutow, Lawrence H. Cohn, Kevin R. Parke, John W. Ballen, Massachusetts Financial Services Company, Sun Life Financial, Inc., Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun

Life Assurance Company of Canada - U.S. Operations Holdings, Inc.. (Attachments: # 1 Exhibit)(Shapiro, Jonathan) (Entered: 03/07/2005)

03/07/2005 982 Supplemental Memorandum in support of MOTION to Dismiss the Class and Fund Derivative Complaints in the Columbia Sub-Track by Columbia Funds Distributor, Inc.(Attachments: # 1)(Meil, Sarah Fern) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/08/2005)

03/07/2005 983 Supplemental Memorandum in support of MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks by Bank of America Corporation. (Meil, Sarah Fern) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/08/2005)

03/08/2005 984 Correspondence re: Courtesy Copies of Supplemental Memorandum in Support of Motion to Dismiss of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch & Co., Inc. in Putnam and Alger Subtracks (Reichardt, Glenn) (Entered: 03/08/2005)

03/08/2005 985 MOTION to Dismiss Plaintiffs' Consolidated Amended Fund Derivative Complaint by Golden Gate Financial Group, LLC. Responses due by 3/25/2005 (Attachments: # 1 Exhibit)(Debevec, Christine) (Entered: 03/08/2005)

03/08/2005 986 MOTION for Joinder in Motions to dismiss by Robert Shannon. Responses due by 3/25/2005 (Fuller, Steven) (Entered: 03/08/2005)

03/08/2005 987 CERTIFICATE OF SERVICE by Justin Scott re 928 Supplemental MOTION to Dismiss Consolidated Amended Fund Derivative Complaint, 933 MOTION to Dismiss Memorandum of Law in Support of the Consolidated Amended Fund Derivative Complaint (Lowney, Jessica) (Entered: 03/08/2005)

03/08/2005 988 Correspondence re: Courtesy Copies of Supplemental Memorandum in Support of Motion to Dismiss of Morgan Stanley DW, Inc. (Tully, John) (Entered: 03/08/2005)

03/08/2005 PAPERLESS ORDER Directing that all filings are to be made in one or more of the four master tracks, i.e., 04-md-15861, 04-md-15862, 04-md-15863 or04-md-15864. Filings should not be made in the individual cases which are identifiable as having cv in the case number. Signed by Judge J. Frederick Motz on 3/8/05 (cag, Deputy Clerk) (Entered: 03/08/2005)

03/08/2005 989 NOTICE by CIBC Securities, Inc. re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Correcting Signature Page (Polkes, Jonathan) (Entered: 03/08/2005)

03/08/2005 990 Correspondence re: Courtesy Copy (Crawford, Lee) (Entered: 03/08/2005)

03/08/2005 991 Correspondence re: courtesy copy (Farraher, John) (Entered: 03/08/2005)

03/08/2005 992 Correspondence re: Courtesy Copies of the Supplemental Memorandum of Law in Support of the Motion to Dismiss of Wachovia Corporation and Wachovia Securities, LLC (Topetzes, Stephen) (Entered: 03/08/2005)

03/09/2005 993 NOTICE by Ritchie Capital Management, LLC re 937 Supplemental Certificate of Service (Bromwich, Michael) (Entered: 03/09/2005)

03/09/2005 994 MOTION to Withdraw Ira K. Gross and Karen P. Carp of Sullivan & Worcester LLP. as counsel by Ralph Wanger, Charles P. McQuaid, John A. Wing, Robert E. Nason, Allan B. Muchin, David C. Kleinman, Steven N. Kaplan, Jerome Kahn, Jr, Leo Guthart, Margaret Eisen. Responses due by 3/28/2005 (Carp, Karen) (Entered: 03/09/2005)

03/09/2005 995 Correspondence re: Chronos Motion to Dismiss (Metts, Amanda) (Entered: 03/09/2005)

03/09/2005 996 NOTICE by Ritchie Capital Management, LLC re 942 Supplemental, Certificate of Service (Bromwich, Michael) (Entered: 03/09/2005)

03/09/2005 997 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Investec (US) Incorporated. (Polkes, Jonathan) (Entered: 03/09/2005)

03/09/2005 998 STIPULATION by Zachary Alan Starr (filed in JFM-05-502 on 3/8/05). (cag, Deputy Clerk) (Entered: 03/09/2005)

03/09/2005 999 Correspondence re: Cancellation of March 10, 2005 Teleconference Call (Isbister, John) (Entered: 03/09/2005)

03/09/2005 1000 Paperless ORDER granting re 998 Stipulation and Order filed by Zachary Alan Starr. Signed by Judge J. Frederick Motz on 3/9/05. (Motz, J.) (Entered: 03/09/2005)

03/09/2005 1001 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Canadian Imperial Bank of Commerce, CIBC World Markets, CIBC Securities, Inc., Canadian Imperial Holdings, Inc.. (Polkes, Jonathan) (Entered: 03/09/2005)

03/09/2005 1002 Paperless ORDER granting request made in re 950 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/9/05. (Motz, J.) (Entered: 03/09/2005)

03/09/2005 1003 Supplemental Memorandum of Law for the Alger Defendants in Support of Motions to Dismiss the Class Action and Fund Derivative Complaints by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund. (Aaron, Stewart) Modified on 3/11/2005 (jnl, Deputy Clerk). (Entered: 03/09/2005)

03/09/2005 1004 AFFIDAVIT Declaration of Stewart D. Aaron in Support of Alger Defendant's Motions to Dismiss Class and Derivative Complaints by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund. (Aaron, Stewart) (Entered: 03/09/2005)

03/09/2005 1005 NOTICE by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund Notice of Filing of Lengthy Appendix (Aaron, Stewart) (Entered: 03/09/2005)

03/09/2005 1006 NOTICE by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund Notice of Filing of Declaration with Lengthy Exhibits (Aaron, Stewart) (Entered: 03/09/2005)

03/09/2005 1007 Correspondence re: transmittal letter (Aaron, Stewart) (Entered: 03/09/2005)

03/09/2005 1008 TRANSCRIPT of Proceedings held on February 23, 2005 before Judges Blake and Motz; Court Reporter: M Zajac. (cags, Deputy Clerk) (Entered: 03/09/2005)

03/09/2005 1009 CERTIFICATE OF SERVICE by Ralph Wanger, Charles P. McQuaid, John A. Wing, Robert E. Nason, Allan B. Muchin, David C. Kleinman, Steven N. Kaplan, Jerome Kahn, Jr, Leo Guthart, Margaret Eisen (Carp, Karen) (Entered: 03/09/2005)

03/10/2005 1010 PAPERLESS ORDER granting 994 Motion by Ira K. Gross and Karen P. Carp to Withdraw as counsel. Signed by Judge J. Frederick Motz on 3/10/05 (cag, Deputy Clerk) (Entered: 03/10/2005)

03/10/2005 1011 CERTIFICATE OF SERVICE by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund (Aaron, Stewart) (Entered: 03/10/2005)

03/10/2005 1012 NOTICE of Appearance by Stephanie Laura Zeller on behalf of Charles Schwab & Co. (Zeller, Stephanie) (Entered: 03/10/2005)

03/11/2005 1013 STIPULATION to Extend Time by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 03/11/2005)

03/11/2005 1014 STIPULATION AND [PROPOSED] ORDER by Zachary Alan Starr, Canadian Imperial Bank of Commerce. (Schwartzman, Denise) (Entered: 03/11/2005)

03/11/2005 1015 TRANSCRIPT of Proceedings held on March 1, 2005 before Judges Blake, Davis, Motz and Stamp. Court Reporter: M Zajac (cag, Deputy Clerk) (Entered: 03/11/2005)

03/11/2005 1016 STIPULATION Staying Proceedings and Tolling Agreement between Irving Chasen and Janus Parties by Irving J. Chasen. (Morris, Karen) (Entered:

03/11/2005)

03/11/2005 1017 Supplemental MOTION to Dismiss Of Janus Defendants, Filed by Janus Capital Group Inc.. Responses due by 3/28/2005 (Tulumello, Andrew) (Entered: 03/11/2005)

03/11/2005 1018 AFFIDAVIT re 1017 Supplemental MOTION to Dismiss Of Janus Defendants, Filed by Janus Capital Group Inc.. (Tulumello, Andrew) (Entered: 03/11/2005)

03/11/2005 1019 CERTIFICATE OF SERVICE by Charles Schwab & Co. of Charles Schwab & Co.'s Supplemental Memorandum of Law in Support of the Broker Dealer Intermediary Defendants' Motion to Dismiss the Consolidated Class Action and Derivative Complaints (Zeller, Stephanie) (Entered: 03/11/2005)

03/11/2005 1020 NOTICE of Appearance by Anthony Zaccaria on behalf of Lawrence J Lasser (Zaccaria, Anthony) (Entered: 03/11/2005)

03/11/2005 1021 NOTICE of Appearance by Edward T McDermott on behalf of Lawrence J. Lasser (McDermott, Edward) (Entered: 03/11/2005)

03/11/2005 1022 CERTIFICATE OF SERVICE by Lawrence J. Lasser (McDermott, Edward) (Entered: 03/11/2005)

03/11/2005 1023 Joint supplemental Memorandum in support of their Motions to Dismiss including Fund Defendants' the Consolidated Amended Class Action Complaint by Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, PEA Capital LLC, Allianz Dresdner Asset Management of America LP, PA Distributors LLC, PA Fund Management LLC, Pimco Funds Multi-Manager Series. Responses due by 3/28/2005 (Attachments: # 1 Declaration with Exhibits# 2 Courtesy Copy Letter)(Ertman, John) Modified on 3/14/2005 (FILED IN ERROR AS A MOTION; ENTRY CORRECTED TO READ JOINT SUPPLEMENTAL MEMORANDUM)(cag, Deputy Clerk). (Entered: 03/11/2005)

03/14/2005 1024 Paperless ORDER granting re 1013 Stipulation, filed by Robert Rubin, Jack McBride, Lawrence A. Stigas, Thomas F. Bednarek, Ira Newman, Edward I. Segel, Iris Segel, Anil Kapoor, Donna Alexander, Virginia Wilcox, Jean Stigas, Raquel Benun, Richard Befort, Janet Befort. Signed by Judge J. Frederick Motz on 3/14/05. (Motz, J.) (Entered: 03/14/2005)

03/14/2005 1025 Correspondence re: Woodbury - Scheduling Request (originally filed in 04-3944 3/11/05) (cag, Deputy Clerk) (Entered: 03/14/2005)

03/14/2005 1026 Paperless ORDER approving the schedule proposed in re 1025 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/14/05. (Motz, J.) (Entered: 03/14/2005)

03/14/2005 1027 PAPERLESS ORDER APPROVING 1014 Stipulation filed by Canadian Imperial Bank of Commerce, Zachary Alan Starr, 1016 Stipulation filed by Irving J. Chasen. Signed by Judge J. Frederick Motz on 3/14/05 (cag, Deputy Clerk) (Entered: 03/14/2005)

03/15/2005 1028 NOTICE of Appearance by Gus P Coldebella on behalf of Kenneth Corba (Coldebella, Gus) (Entered: 03/15/2005)

03/15/2005 1029 NOTICE of Appearance by Abigail K Hemani on behalf of Kenneth Corba (Hemani, Abigail) (Entered: 03/15/2005)

03/15/2005 1030 NOTICE of Appearance by Abigail K Hemani on behalf of Jeffrey L. Shames (Hemani, Abigail) (Entered: 03/15/2005)

03/15/2005 1031 STIPULATION AND [PROPOSED] ORDER by Bank of America Corporation, Banc of America Securities LLC, Zachary Alan Starr. (Schwartzman, Denise) (Entered: 03/15/2005)

03/15/2005 1032 NOTICE of Appearance by Joseph Lee Sorkin on behalf of A Defendant (Sorkin, Joseph) (Entered: 03/15/2005)

03/15/2005 1033 NOTICE of Appearance by David A Jones on behalf of A Defendant (Jones, David) (Entered: 03/15/2005)

03/15/2005 1034 Correspondence re: Courtesy Copies of Fund Defendants' Omnibus Motion to Dismiss Consolidated Amended Class Action Complaints and Memorandum of Law in Support Thereof (Stowe, Matthew) (Entered: 03/15/2005)

03/16/2005 1035 NOTICE of Appearance by James C Rehnquist on behalf of Jeffrey L. Shames (Rehnquist, James) (Entered: 03/16/2005)

03/16/2005 1036 NOTICE of Appearance by James C Rehnquist on behalf of Kenneth Corba (Rehnquist, James) (Entered: 03/16/2005)

03/16/2005 1037 Paperless ORDER approving 1031 Stipulation filed by Bank of America Corporation,, Banc of America Securities LLC,, Zachary Alan Starr. Signed by Judge J. Frederick Motz on 3/16/05. (Motz, J.) (Entered: 03/16/2005)

03/16/2005 1038 MOTION to Dismiss for Insufficiency of Service of Process and Failure to State a Claim by Headstart Advisers Ltd.. Responses due by 4/4/2005 (Attachments: # 1 Text of Proposed Order of Court re: Motion to Dismiss for Insufficient Service of Process and Failure to State a Claim# 2 Brief in Support of Motion to Dismiss for Insufficiency of Service of Process and Failure to State a Claim# 3 Affidavit of Nicholas Lim in Support of Brief in Support of Motion to Dismiss - Exhibit A)(Butcher, Jayme) (Entered: 03/16/2005)

03/16/2005 1039 CERTIFICATE OF SERVICE by Headstart Advisers Ltd. re 1038 MOTION to Dismiss for Insufficiency of Service of Process and Failure to State a Claim , Proposed Order of Court re: Motion to Dismiss for Insufficiency of Service of Process and Failure to State a Claim, Brief in Support of Motion to Dismiss for Insufficiency of Service of Process and Failure to State a Claim, Affidavit of Nicholas Lim in Support of Brief in Support of Motion to Dismiss for Insufficiency of Service of Process and Failure to State a Claim (Butcher, Jayme) (Entered: 03/16/2005)

03/17/2005 1040 NOTICE of Appearance by Giselle J Joffre on behalf of Columbia Funds and Columbia Fund Registrants and Trusts, excluding Columbia Acorn Trust and Columbia Acorn Funds (Joffre, Giselle) (Entered: 03/17/2005)

03/17/2005 1041 NOTICE of Appearance by Brien T OConnor on behalf of Columbia Funds and Columbia Fund Registrants and Trusts, excluding Columbia Acorn Trust and Columbia Acorn Funds (OConnor, Brien) (Entered: 03/17/2005)

03/18/2005 1042 NOTICE by Jeffrey L. Shames Of Joinder In The MFS Defendants' Supplemental Memorandum Of Law In Support Of Motions To Dismiss Consolidated Amended Class Action Complaint And Consolidated Amended Fund Derivative Complaint (Hemani, Abigail) (Entered: 03/18/2005)

03/21/2005 1043 Joint REQUEST for Extension of Time to File Supplemental Briefs in Support of Defendants' Motions to Dismiss Claims in the ERISA Complaints and for Plaintiffs to File Their Opposition Briefs (Attachments: # 1 Stipulation To Extend Time)(Eastus, Matthew) (Entered: 03/21/2005)

03/22/2005 1044 Paperless ORDER approving re 1043 Request for Extension of Time to File, filed by Sandra Wright, Putnam Investments Trust, Marsh & McLennan Companies, Inc., Putnam Investments, LLC, Francis N. Bonsignore, William L. Rosoff, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, Sandra S. Wijnberg, Jeffrey W. Greenberg. Signed by Judge J. Frederick Motz on 3/22/05. (Motz, J.) (Entered: 03/22/2005)

03/22/2005 1045 NOTICE of Appearance by Andrea J Prasow on behalf of One Group Dealer Services, Inc., Bank One High Yield Partners, LLC, Banc One Investment Advisors Corporation, JP Morgan Chase and Co., Richard R. Wade, Richard W. Vague, William P. Boardman, William G. Jurgenson, David R. Meuse, Kenneth T. Stevens, Gary J. Madich, Richard R. Jandrain, III, Peter W. Atwater, David J. Kundert, Bank One Corporation, Donald A Hoy, James Dimon, Bank One Trust Company, N.A. (Prasow, Andrea) (Entered: 03/22/2005)

03/23/2005 1046 NOTICE by Veras Investment Partners, LLC of Rule 103 Disclosure of Financial Interest (Daniels, David) (Entered: 03/23/2005)

03/23/2005 1047 NOTICE of Appearance by Brian E Pastuszenski on behalf of Columbia Acorn Fund, Columbia Acorn International Fund, Columbia Acorn International Select Fund, Columbia Acorn Select, Columbia Acorn Trust, Columbia Acorn USA, Columbia Thermostat Fund (Pastuszenski, Brian) (Entered: 03/23/2005)

03/23/2005 1048 MOTION to Appear Pro Hac Vice In A Case Related To MDL 1586 by Columbia Acorn Trust, Columbia Acorn Fund, Columbia Acorn International Fund, Columbia Acorn International Select Fund, Columbia Acorn Select, Columbia Acorn Trust, Columbia Acorn USA, Columbia Thermostat Fund. (Pastuszenski, Brian) (FILED ELECTRONICALLY IN ERROR) Modified on 3/23/2005 (cag, Deputy Clerk). (Entered: 03/23/2005)

03/24/2005 1049 NOTICE of Appearance by David Andrew Sifre on behalf of David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey (Sifre, David) (Entered: 03/24/2005)

03/24/2005 1050 NOTICE of Appearance by Bruce Harvey Schneider on behalf of David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey (Schneider, Bruce) (Entered: 03/24/2005)

03/25/2005 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants by Amvescap National Trust Company, Amvescap PLC, Amvescap Retirement, Inc., AVZ, Inc., Invesco Funds Group, Inc.. Responses due by 4/11/2005 (Todres, Debbie) (Entered:

03/25/2005)

03/25/2005 1052 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants filed by Amvescap National Trust Company, Amvescap PLC, Amvescap Retirement, Inc., AVZ, Inc., Invesco Funds Group, Inc.. (Todres, Debbie) (Entered: 03/25/2005)

03/25/2005 1053 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants filed by Bank One Corporation, Donald A Hoy, James Dimon, Bank One Trust Company, N.A.. (Attachments: # 1 Declaration# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J# 12 Certificate of Service)(Kramer, Daniel) (Entered: 03/25/2005)

03/28/2005 1054 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants (MFS Defendants' Supplemental Memorandum) filed by Jeffrey L. Shames, Massachusetts Financial Services Company, Eric Burns, Joseph W. Dello Russo, Massachusetts Financial Services Company Retirement Committee. (Attachments: # 1 Exhibit)(Shapiro, Jonathan) (Entered: 03/28/2005)

03/29/2005 1055 Letter providing instructions regarding filing of copies. (Motz, J.) (Entered: 03/29/2005)

03/29/2005 1056 NOTICE by CIBC World Markets, CIBC Securities, Inc. of Change of Firm Affiliation (Polkes, Jonathan) (Entered: 03/29/2005)

03/31/2005 1057 CTO ORDER 14 from the MDL Panel transferring the attached cases to the District of MD (jnl, Deputy Clerk) (Entered: 03/31/2005)

04/01/2005 1058 NOTICE of Appearance by Lee Price Garner on behalf of Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds (Garner, Lee) Modified on 4/4/2005 (cag, Deputy Clerk). (Entered: 04/01/2005)

04/04/2005 1059 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants filed by Marsh & McLennan Companies, Inc., Putnam Investments Trust, William L. Rosoff, Sandra Wright, Sandra S. Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Putnam Investments, LLC. (Attachments: # 1 Affidavit Voitovich# 2 Index to Voitovich Exhibits# 3 Exhibit A-1# 4 Exhibit A-2# 5 Exhibit A-3# 6 Exhibit A-4# 7 Exhibit B-1# 8 Exhibit B-2# 9 Exhibit B-3# 10 Exhibit C-1# 11 Exhibit C-2# 12 Exhibit C-3# 13 Exhibit D-1# 14 Exhibit D-2# 15 Exhibit D-3# 16 Exhibit E-1# 17 Exhibit E-2# 18 Exhibit E-3# 19 Exhibit F# 20 Exhibit G-1# 21 Exhibit G-2# 22 Exhibit H# 23 Exhibit I# 24 Exhibit J# 25 Affidavit Eastus# 26 Index to Eastus Exhibits# 27 Exhibit A-1# 28 Exhibit A-2# 29 Exhibit B# 30 Exhibit C)(Eastus, Matthew) (Entered: 04/04/2005)

04/04/2005 1060 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants filed by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Putnam Investments Trust, William L. Rosoff, Sandra S. Wijnberg, Putnam Investments, LLC. (Attachments: # 1 Affidavit of Mark Goodfellow# 2 Index to Goodfellow Exhibits# 3 Exhibit A# 4 Exhibit B-1# 5 Exhibit B-2# 6 Exhibit C# 7 Exhibit D# 8 Exhibit E# 9 Exhibit F# 10 Exhibit G)(Eastus, Matthew) (Entered: 04/04/2005)

04/04/2005 1061 NOTICE of Appearance by Richard A Rosen on behalf of Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc., Van Kampen Funds, Inc. (Rosen, Richard) (Entered: 04/04/2005)

04/04/2005 1062 Local Rule 5.3 Corporate Disclosure Statement. (Rosen, Richard) (Entered: 04/04/2005)

04/04/2005 1063 MOTION to Dismiss the Derivative Complaint by Prudential Securities, Inc.. Responses due by 4/21/2005 (Attachments: # 1 Exhibit Memorandum of law in support of motion to dismiss)(Kavaler, Thomas) (Entered: 04/04/2005)

04/04/2005 1064 Local Rule 5.3 Corrected Coporate Disclosure Statement. (Rosen, Richard) (Entered: 04/04/2005)

04/04/2005 1065 MOTION to Dismiss the Derivative Complaint by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Inc., Van Kampen Funds, Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. Responses due by 4/21/2005 (Rosen, Richard) (Entered: 04/04/2005)

04/04/2005 1066 Memorandum re 1065 MOTION to Dismiss the Derivative Complaint filed by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Inc., Van Kampen Funds, Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. (Rosen, Richard) (Entered: 04/04/2005)

04/04/2005 1067 AFFIDAVIT re 1065 MOTION to Dismiss the Derivative Complaint, 1066 Memorandum,, Declaration of Richard A. Rosen in Support of Defendants' Motion to Dismiss the Derivative Complaint by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Inc., Van Kampen Funds, Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. (Attachments: # 1 # 2 # 3)(Rosen, Richard) (Entered: 04/04/2005)

04/06/2005 1068 NOTICE of Appearance by Nicholas John DuBois on behalf of John E. Cashwell, Jr (DuBois, Nicholas) (Entered: 04/06/2005)

04/06/2005 1069 NOTICE of Appearance by William Alexander Despo on behalf of John E. Cashwell, Jr (Despo, William) (Entered: 04/06/2005)

04/11/2005 1070 NOTICE of Appearance by Jason Todd Mogel on behalf of Veras Investment Partners, LLC (Mogel, Jason) (Entered: 04/11/2005)

04/11/2005 1071 LETTER re: subpoena to ICI. Signed by Judge J. Frederick Motz on 4/11/05 (cag, Deputy Clerk) (Entered: 04/11/2005)

04/11/2005 1072 Correspondence re: Supplemental Authority (Attachments: # 1)(Tulumello, Andrew) (Entered: 04/11/2005)

04/12/2005 1073 NOTICE by Barbara Walsh, Jessica Corbett Putnam Subtrack: PLAINTIFFS' (Jessica Corbett and Barbara Walsh) Notice of VOLUNTARY DISMISSAL OF DEFENDANT BANKERS TRUST COMPANY (Only) PURSUANT TO RULE 41(a) OF THE FEDERAL RULES OF CIVIL PROCEDURE (Houston, Matthew) (Entered: 04/12/2005)

04/12/2005 1074 Correspondence re: Cancellation of April 14, 2005 Conference Call (Isbister, John) (Entered: 04/12/2005)

04/14/2005 1075 NOTICE of Change of Address by David Stanley Frankel (Frankel, David) (Entered: 04/14/2005)

04/18/2005 1076 NOTICE of Appearance by Marjorie Sommer Cooke on behalf of Gordon H. Silver (Cooke, Marjorie) (Entered: 04/18/2005)

04/18/2005 1077 Correspondence re: Tolling Agreement (Attachments: # 1 Exhibit A - Tolling Agreement# 2 Exhibit B - Stipulation of Voluntary Dismissal)(Schwartzman, Denise) (Entered: 04/18/2005)

04/19/2005 1078 NOTICE of Appearance by Darryl Paul Rains on behalf of Charles Schwab Trust Company (Rains, Darryl) (Entered: 04/19/2005)

04/19/2005 1079 Correspondence from James E. Burns, Jr. re: Scheduling for the RS Defendants. (cag, Deputy Clerk) (Entered: 04/19/2005)

04/19/2005 1080 ORDER granting 835 Motion of the Krouse Group for Appointment as lead plaintiff and their selection of lead Counsel; approving the proposed schedule in Mr. Burns' April 15th letter. Signed by Judge J. Frederick Motz on 4/19/05 (cag, Deputy Clerk) (Entered: 04/19/2005)

04/19/2005 1081 Correspondence re: Scheduling for Mehta v. AIG SunAmerica Life case (Jones, David) (Entered: 04/19/2005)


04/20/2005 1083 PAPERLESS ORDER APPROVING 1077 Tolling agreement and stipulation of dismissal as to Haidar Capital. Signed by Judge J. Frederick Motz on 4/20/05. (jnl, Deputy Clerk) (Entered: 04/20/2005)

04/20/2005 1084 STIPULATION of Voluntary Dismissal by A Defendant. (Attachments: # 1 Exhibit Tolling Agreement)(Tulumello, Andrew) (Entered: 04/20/2005)

04/21/2005 1085 CTO ORDER 15 from the MDL Panel transferring the attached case to the District of MD (jnl, Deputy Clerk) (Entered: 04/21/2005)

04/21/2005 1086 PAPERLESS ORDER APPROVING 1084 Stipulation of dismissal as to tolled defendants Steven Scheid, G. Andrew Cox, Paul F. Balser and Charles Schwab Trust Co. Signed by Judge J. Frederick Motz on 4/21/05 (cag, Deputy Clerk) (Entered: 04/21/2005)

04/21/2005 1087 STIPULATION to Extend Time of Briefing Schedule for Motion to Dismiss by Defendant John E. Cashwell, Jr. by Combined Welfare Fund. (Waldman, Chet) (Entered: 04/21/2005)

04/22/2005 1088 Paperless ORDER granting re 1087 Stipulation filed by Combined Welfare Fund. Signed by Judge J. Frederick Motz on 4/22/05. (Motz, J.) (Entered: 04/22/2005)

04/22/2005 1089 BRIEF in Opposition to 880 MOTION to Dismiss Motion of the Janus Capital Defendants To Dismiss the Parent Investor Class Complaint filed by First Derivative Traders, Ira M. Press.(cag, Deputy Clerk) (Entered: 04/25/2005)

04/22/2005 1090 DECLARATION of Ira M. Press re: 1089 Response in Opposition to Motion by First Derivative Traders. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Errata D# 5 Exhibit E)(cag, Deputy Clerk) (Entered: 04/25/2005)

04/22/2005 1091 UNOPPOSED MOTION to Amend Briefing Schedule by AIG SunAmerica Life Assurance Co.(cag, Deputy Clerk) (Entered: 04/25/2005)

04/22/2005 1092 MEMORANDUM of Law by Class Plaintiffs in response to Defendants' Omnibus Briefs in support of their Motions to Dismiss (David Bershad, Alan Schulman, John Isbister) (cag, Deputy Clerk) (Entered: 04/25/2005)

04/25/2005 1093 Correspondence re: Request permission from the Honorable J. Frederick Motz to file Fund Derivative Plaintiffs' Corrected Omnibus Memorandum of Law in Opposition to Defendants' Motions to Dismiss (Rifkin, Mark) (Entered: 04/25/2005)

04/25/2005 1094 Paperless ORDER granting request made in re 1093 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 4/25/05. (Motz, J.) (Entered: 04/25/2005)

04/25/2005 1095 RESPONSE in Opposition re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions, 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants, 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Corrected) filed by A Plaintiff. Replies due by 5/9/2005. (Rifkin, Mark) (Entered: 04/25/2005)

04/25/2005 1096 AFFIDAVIT re 1095 Response in Opposition to Motion,, Basar Rule 56(f) Affidavit by A Plaintiff. (Rifkin, Mark) (Entered: 04/25/2005)

04/25/2005 1097 NOTICE by Nationwide Life Insurance Company of Its Motion to Dismiss (Mogilnicki, Eric) (FILED IN ERROR, COUNSEL WILL RE-FILE) Modified on 4/26/2005 (cag, Deputy Clerk). (Entered: 04/25/2005)

04/25/2005 1098 MOTION to Dismiss by Nationwide Life Insurance Company. Responses due by 5/12/2005 (Mogilnicki, Eric) (FILED IN ERROR; COUNSEL WILL RE-FILE) Modified on 4/26/2005 (cag, Deputy Clerk). (Entered: 04/25/2005)

04/25/2005 1099 CERTIFICATE OF SERVICE by City of Chicago Deferred Compensation Plan re 1092 Memorandum of Law by Class Plaintiffs in Response to Defendant's Omnibus Briefs in Support of Their Motions to Dismiss (Bien Willner, Jerald) (Entered: 04/25/2005)

04/26/2005 1100 Paperless ORDER granting 1091 Motion to Amend/Correct. Signed by Judge J. Frederick Motz on 4/26/05. (Motz, J.) (Entered: 04/26/2005)

04/26/2005 1101 MOTION to Dismiss by Nationwide Life Insurance Company. Responses due by 5/13/2005 (Attachments: # 1 Memorandum of Law in Support of Defendant Nationwide Life Insurance Company's Motion to Dismiss)(Mogilnicki, Eric) (Entered: 04/26/2005)

04/27/2005 1102 CERTIFICATE OF SERVICE by A Plaintiff re 1095 Response in Opposition to Motion,,, 1096 Affidavit (Rifkin, Mark) (Entered: 04/27/2005)

04/27/2005 1103 RESPONSE in Opposition re 956 Supplemental MOTION to Dismiss the Consolidated Amended Complaint filed by Julie Parisi. Replies due by 5/11/2005. (Attachments: # 1 Exhibit A)(Kruske, Jeffrey) (Entered: 04/27/2005)

04/27/2005 1104 Summons Issued 20 days as to Golden Gate Financial Group, LLC. (jnl, Deputy Clerk) (Entered: 04/27/2005)

04/27/2005 1105 NOTICE by Steven Burda, Brad Smith, Harold Beardsley re 358 Amended Complaint,,, VERIFICATION of facts stated in Consolidated Amended Fund Derivative Complaint (Rifkin, Mark) (Entered: 04/27/2005)

04/27/2005 1106 NOTICE by Robert K. Finnell, Gloria Steinberg, Sharon Gaines, Michael Gaines re 358 Amended Complaint,,, VERIFICATION of facts stated in Consolidated Amended Fund Derivative Complaint (Rifkin, Mark) (Entered: 04/27/2005)

04/27/2005 1107 NOTICE by Gustavo Bruckner, Dina Rozenbaum, Diane Hutto re 359 Amended Complaint,,,, VERIFICATION of facts stated in Consolidated Amended Fund Derivative Complaint (Rifkin, Mark) (Entered: 04/27/2005)

04/27/2005 1108 NOTICE by Dina Rozenbaum, Kliel Rose, Seth B. Marks re 359 Amended Complaint,,,, VERIFICATION of facts stated in Consolidated Amended Fund Derivative Complaint (Rifkin, Mark) (Entered: 04/27/2005)

04/27/2005 1109 NOTICE by Harry Schipper re 359 Amended Complaint,,,, VERIFICATION of facts stated in Consolidated Amended Fund Derivative Complaint (Rifkin, Mark) (Entered: 04/27/2005)

04/28/2005 1110 AFFIDAVIT of Service for Consolidated Amended Fund Derivative Complaint served on Tandem Financial Services on April 25, 2005, filed by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Iris Segel, Brad Smith, Harold Beardsley. (Rifkin, Mark) (Entered: 04/28/2005)

04/29/2005 1111 NOTICE by Investec (US) Incorporated of Change of Firm Affiliation of Jonathan

D. Polkes (Polkes, Jonathan) (Entered: 04/29/2005)

05/02/2005 1112 MOTION to Withdraw as Attorney by Security Trust Company, N.A.. Responses due by 5/19/2005 (Attachments: # 1 Exhibit A)(Gravelyn, Daniel) (Entered: 05/02/2005)

05/02/2005 1113 RESPONSE in Opposition re 900 Supplemental MOTION to Dismiss Alger and MFS Consolidated Amended Class Action Complaints, 968 Memorandum,, 915 MOTION to Dismiss Supplemental Memorandum, 1003 MOTION to Dismiss Supplemental Memorandum of Law for the Alger Defendants in Support of Motions to Dismiss the Class Action and Fund Derivative Complaints, 959 MOTION to Dismiss Supplemental Memorandum of Law for Defendant James Connelly in Support of Motion to Dismiss Class Action Complaints, 960 MOTION to Dismiss Motion of Defendant James Connelly to Dismiss Derivative Complaints, 930 Memorandum,, 905 Memorandum, 944 Memorandum,, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 962 Memorandum, by Gerald Born, Donna Gaffney. (Tashman, Heather) Modified on 5/3/2005 (Removed docket relationship to 903 entered in error per Heather Tashman) (cag, Deputy Clerk). (Entered: 05/02/2005)

05/02/2005 1114 RESPONSE in Opposition re 975 MOTION to Dismiss and Memrandum of Law, 977 MOTION to Dismiss and Memorandum in Support, 968 Memorandum,, 915 MOTION to Dismiss Supplemental Memorandum, 916 MOTION to Dismiss and incorporated Supplemental Brief, 930 Memorandum,, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 951 Memorandum by Linda B Parker. (Tashman, Heather) (Entered: 05/02/2005)

05/02/2005 1115 RESPONSE in Opposition re 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 1017 Supplemental MOTION to Dismiss Of Janus Defendants, Filed, 916 MOTION to Dismiss and incorporated Supplemental Brief -- Fund Derivative Plaintiffs' Memorandum in Opposition to All Supplemental Memoranda in the Janus Sub-Track by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark. (Chimicles, Nicholas) (Entered: 05/02/2005)

05/02/2005 1116 RESPONSE in Opposition re 969 MOTION to Dismiss, 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 971 MOTION to Dismiss for Lack of Jurisdiction, 965 MOTION to Dismiss for Lack of Jurisdiction, 900 Supplemental MOTION to Dismiss Alger and MFS Consolidated Amended Class Action Complaints, 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants, 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants, 973 MOTION to Dismiss for Lack of Jurisdiction, 986 MOTION for Joinder in

Motions to dismiss Lead Plaintiff's Opposition to Motions to Dismiss the MFS Consolidated Amended Class Action Complaint filed by City of Chicago Deferred Compensation Plan. Replies due by 5/16/2005. (Schulman, Alan) (Entered: 05/02/2005)

05/02/2005 1117 Correspondence re: Agreement for short extension of the briefing schedule between Fund Derivative Plaintiffs and Golden Gate Financial Group, LLC (Rifkin, Mark) (Entered: 05/02/2005)

05/02/2005 1118 RESPONSE in Opposition re 975 MOTION to Dismiss and Memrandum of Law, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 916 MOTION to Dismiss and incorporated Supplemental Brief -- Fund Derivative Plaintiffs' Opposition to All Supplemental Memoranda in the One Group Sub-Track by John Joseph Gillis, Julian Rose Gillis, Mark Snyder, Warren Sherman, Jerry Huang, Datren Williams f/u/b/o Ledelous Little, Datren Williams. (Chimicles, Nicholas) (Entered: 05/02/2005)

05/02/2005 1119 MOTION for Judgment on the Pleadings by AIG SunAmerica Life Assurance Co.. Responses due by 5/19/2005 (Attachments: # 1 Memorandum in# 2 Exhibit Exhibit 1 to Memorandum in Support# 3 Exhibit Exhibit 2 to Memorandum in Support# 4 Exhibit Exhibit 3 to Memorandum in Support)(Jones, David) (Entered: 05/02/2005)

05/02/2005 1120 RESPONSE in Opposition re 935 MOTION to Dismiss, 940 MOTION to Dismiss The Putnam Employees' Motion to Dismiss the Corrected Consolidated Amended Complaint, 915 MOTION to Dismiss Supplemental Memorandum, 916 MOTION to Dismiss and incorporated Supplemental Brief, 956 Supplemental MOTION to Dismiss the Consolidated Amended Complaint, 970 Supplemental MOTION to Dismiss Consolidated Amended Complaint by Silver, Esteves, Lucey, Oristaglio and Smith, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 946 MOTION to Dismiss The Putnam Employees' Supplemental Memorandum of Law in Support of Motion to Dismiss the Corrected Consolidated Amended Complaint, 920 MOTION to Dismiss the Consolidated Amended Complaint in the Putnam Shareholder Class Action , 931 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions re: Supplemental Memorandum of Law in Support of Motion by Marsh & McLennan Companies, Inc. to Dismiss Claims Asserted Against it in the Consolidated Amended Complaint filed by Marsh & McLennan Companies, Inc., 951 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc. filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. Replies due by 5/16/2005. (Attachments: # 1 Exhibit 1 - Notice of Lengthy Filing# 2 Exhibit 2)(Clark Weintraub, Deborah) (Entered: 05/02/2005)

05/02/2005 1121 RESPONSE in Opposition re 960 MOTION to Dismiss Motion of Defendant James Connelly to Dismiss Derivative Complaints, 930 Memorandum,, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 913 MOTION to Dismiss the Consolidated Amended Complaint, 916 MOTION to Dismiss and incorporated

Supplemental Brief, 1003 MOTION to Dismiss Supplemental Memorandum of Law for the Alger Defendants in Support of Motions to Dismiss the Class Action and Fund Derivative Complaints by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Rifkin, Mark) (Entered: 05/02/2005)

05/02/2005 1122 RESPONSE in Opposition re 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 977 MOTION to Dismiss and Memorandum in Support, 916 MOTION to Dismiss and incorporated Supplemental Brief 951 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc., 968 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants -- Supplemental Memorandum in Support thereof filed by The Bear Stearns Companies, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation. filed by Lead Class Counsel for the One Group Subtrack, Linda B Parker. Replies due by 5/16/2005. (Clark Weintraub, Deborah) (Entered: 05/02/2005)

05/02/2005 1123 RESPONSE in Opposition re 937 Supplemental, 916 MOTION to Dismiss and incorporated Supplemental Brief, 982 MOTION to Dismiss the Class and Fund Derivative Complaints in the Columbia Sub-Track, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 932 Supplemental MOTION to Dismiss Amended Complaint, 908 Memorandum, by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Iris Segel, Brad Smith, Harold Beardsley, Edward I. Segel. (Attachments: # 1 Exhibit Exhibit 1# 2 Exhibit Exhibit 2)(Rifkin, Mark) (Entered: 05/02/2005)

05/02/2005 1124 RESPONSE in Opposition re 963 MOTION to Dismiss including Fund Defendants' Joint Supplemental Memorandum with Declaration of John C. Ertman, 1023 MOTION to Dismiss including Fund Defendants' Joint Supplemental Memorandum In Support of Their Motions to Dismiss the Consolidated Amended Class Action Complaint, 968 Memorandum,, 916 MOTION to Dismiss and incorporated Supplemental Brief, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 947 MOTION to Dismiss by Virginia Wilcox, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Edward I. Segel, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 05/02/2005)

05/02/2005 1125 RESPONSE in Opposition re 930 Memorandum,, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 916 MOTION to Dismiss and incorporated Supplemental Brief, 981 Memorandum,,, by John Hammerslaugh. (Lieberman, Jeremy) (Entered: 05/02/2005)

05/02/2005 1126 RESPONSE in Opposition re 916 MOTION to Dismiss and incorporated Supplemental Brief, 957 Supplemental MOTION to Dismiss Consolidated Amended Fund Derivative Complaint, 929 Memorandum,, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America

Entities in Non-Bank of America Sub-Tracks, 933 MOTION to Dismiss Memorandum of Law, 948 Notice (Other) by Miranda Zuber. (Lieberman, Jeremy) (Entered: 05/02/2005)

05/02/2005 1127 RESPONSE in Opposition re 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 953 MOTION to Dismiss Supplemental Memorandum, 961 MOTION to Dismiss, 916 MOTION to Dismiss and incorporated Supplemental Brief, 982 MOTION to Dismiss the Class and Fund Derivative Complaints in the Columbia Sub-Track , 942 Supplemental to Motion of Defendant Ritchie Capital Management, LLC to Dismiss the Consolidated Amended Class Action Complaint with Supporting Memorandum of Law, 976 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Memorandum re: Columbia Subtrack Consolidated Amended Class Action Complaint) filed by Daniel Calugar, Security Brokerage, Inc., 909 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions --Supplemental Memorandum in Support of Motion to Dismiss Consolidated Class Action Complaint in the Columbia Subtrack filed by Louis Tasiopoulos, 924 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants Supplemental Memorandum by Cantella & Co., Inc., 908 Memorandum re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants -- Supplemental Memorandum in Support of Motion to Dismiss filed by Tandem Financial Services, Inc., 951 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc., 968 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants -- Supplemental Memorandum in Support thereof filed by The Bear Stearns Companies, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation filed by Lead Class Counsel for the Columbia Subtrack, Jackie Williams. Replies due by 5/16/2005. (Clark Weintraub, Deborah) (Entered: 05/02/2005)

05/02/2005 1128 RESPONSE in Opposition re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions, 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks, 1017 Supplemental MOTION to Dismiss Of Janus Defendants, Filed, 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants, 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants , 968 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants -- Supplemental Memorandum in Support thereof filed by The Bear Stearns Companies, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation., 1001 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Canadian Imperial

Bank of Commerce, CIBC World Markets, CIBC Securities, Inc., Canadian Imperial Holdings, Inc., 980 Supplemental to 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Wachovia Securities, LLC, Wachovia Corporation, Wachovia Securities, LLC Supplemental Memorandum of Law., 951 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc.. filed by Maloon Powers Pitre & Higgins, LLC. Replies due by 5/16/2005. (Molumphy, Mark) (Entered: 05/02/2005)

05/03/2005 1129 MOTION for Leave to File (Unopposed ), After The Filing Date, A Supplemental Memorandum In Support Of Motion To Dismiss The Consolidated Amended Complaint by William H. Woolverton. Responses due by 5/20/2005 (Attachments: # 1 Exhibit A - Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint)(Falvey, John) (Entered: 05/03/2005)

05/03/2005 1130 Correspondence re: Tolling Agreement (Attachments: # 1 Exhibit A--Master Tolling Agreement# 2 Exhibit B--Stipulation of Voluntary Dismissal)(Lieberman, Jeremy) (Entered: 05/03/2005)

05/03/2005 1131 MOTION to Withdraw Reference to Opposition to Defendants' Motions to Dismiss Consolidated Amended Class Action Complaint Filed by Schiffrin & Barroway, LLP by Linda B Parker. Responses due by 5/20/2005 (Tashman, Heather) (FILED IN ERROR; COUNSEL WILL RE-FILE) Modified on 5/3/2005 (cag, Deputy Clerk). (Entered: 05/03/2005)

05/03/2005 1132 CERTIFICATE OF SERVICE by City of Chicago Deferred Compensation Plan re 1116 Response in Opposition to Motion,,,, (Bien Willner, Jerald) (Entered: 05/03/2005)

05/03/2005 1133 Amended MOTION to Withdraw Reference to Opposition to Defendants' Motions to Dismiss Consolidated Amended Class Action Complaint filed by Schiffrin & Barroway, LLP by A Plaintiff. Responses due by 5/20/2005 (Tashman, Heather) (Entered: 05/03/2005)

05/04/2005 1134 Paperless ORDER granting 1129 Motion for Leave to File. Signed by Judge J. Frederick Motz on 5/4/05. (Motz, J.) (Entered: 05/04/2005)

05/04/2005 1135 PAPERLESS ORDER granting 1133 Motion to Withdraw opposition to defendants' motions to dismiss. Signed by Judge J. Frederick Motz on 5/4/05. (jnl, Deputy Clerk) (Entered: 05/04/2005)

05/04/2005 1136 Paperless ORDER granting request for extension made in re 1117 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 5/4/05. (Motz, J.) (Entered: 05/04/2005)

05/04/2005 1137 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions re: Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 05/04/2005)

05/04/2005 1138 PAPERLESS ORDER APPROVING 1130 Tolling Agreement and Stipulation of Voluntary Dismissal. Signed by Judge J. Frederick Motz on 5/4/05. (jnl, Deputy Clerk) (Entered: 05/04/2005)

05/04/2005 1139 RESPONSE in Opposition re 865 MOTION to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action Lead Plaintiffs' Memorandum of Law in Opposition to the Motion of Defendants Marsh & McLennan Companies, Inc., Jeffrey W. Greenberg and Francis N. Bonsignore to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Replies due by 5/18/2005. (Grant, John) (Entered: 05/04/2005)

05/04/2005 1140 RESPONSE in Opposition re 862 MOTION to Dismiss The Consolidated Amended Complaint, 868 MOTION to Dismiss Consolidated Amended Complaint, 974 Supplemental MOTION to Dismiss Consolidated Amended Complaint in the MMC Shareholder Class Action Lead Plaintiffs' Combined Memorandum of Law in Opposition to: (1) Motion of Defendant Lawrence J. Lasser to Dismiss the Consolidated Amended Complaint; (2) Motion of Defendant Putnam Investment Management, LLC to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action; and (3) Motion of Defendant William H. Woolverton to Dismiss the Consolidated Amended Complaint filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Replies due by 5/18/2005. (Grant, John) (Entered: 05/04/2005)

05/04/2005 1141 AFFIDAVIT re 1139 Response in Opposition to Motion,,, 1140 Response in Opposition to Motion,,, Declaration of John K. Grant in Support of Lead Plaintiffs' Memorandum of Law in Opposition to the Motions of Defendants Marsh & McLennan Companies, Inc., Jeffrey W. Greenberg, Francis N. Bonsignore, Putnam Investment Management, LLC, Lawrence J. Lasser, and William H. Woolverton to Dismiss the Consolidated Amended Complaint by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments: # 1 Exhibit A-L)(Grant, John) (Entered: 05/04/2005)

05/04/2005 1142 STIPULATION To Amend Scheduling Order by Lenore Zarate. (Rosen, Samuel) (Entered: 05/04/2005)

05/04/2005 1143 STIPULATION To Amend Scheduling Order by Delon Brown. (Rosen, Samuel) (Entered: 05/04/2005)

05/04/2005 1144 Correspondence re: Courtesy Copy of Lead Plaintiffs' Memorandum of Law in Opposition to the Motions of Defenedants Marsh & McLennan Companies, Inc., Jeffrey W. Greenberg, Francis N. Bonsignore, Putnam Investment Management, LLC, Lawrence J. Lasser, and William H. Woolverton to Dismiss the Consolidated Amended Complaint (Grant, John) (Entered: 05/04/2005)

05/04/2005 1145 STIPULATION To Amend Scheduling Order by Barbara Walsh. (Rosen, Samuel) (Entered: 05/04/2005)

05/04/2005 1146 STIPULATION To Amend Scheduling Order by Anita Walker. (Rosen, Samuel)

(Entered: 05/04/2005)

05/04/2005 1147 STIPULATION To Amend Scheduling Order by Jessica Corbett. (Rosen, Samuel) (Entered: 05/04/2005)

05/04/2005 1148 CERTIFICATE OF SERVICE by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain re 1121 Response in Opposition,, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1149 CERTIFICATE OF SERVICE by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Edward Segel, Iris Segel, Brad Smith, Harold Beardsley re 1123 Response in Opposition,, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1150 CERTIFICATE OF SERVICE by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark re 1115 Response in Opposition,,, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1151 CERTIFICATE OF SERVICE by Joseph Cordani, Pamela Yameen, Gustavo Bruckner, Edward Casey, Jean Stigas, Lawrence A. Stigas, Dina Rozenbaum, Mark Schwartz, Boris Fieldman, Tina Gobillat, David Shaev, Zachary Alan Starr, John E. Morrissey, Harry Jacobs, John Hammerslaugh, Tina Casey, Diane Hutto, Simon J. Denenberg, Katharine Clark re 1125 Response in Opposition, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1152 CERTIFICATE OF SERVICE by John Joseph Gillis, Julian Rose Gillis, Mark Snyder, Warren Sherman, Jerry Huang, Datren Williams f/u/b/o Ledelous Little, Datren Williams re 1118 Response in Opposition,, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1153 CERTIFICATE OF SERVICE by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort re 1124 Response in Opposition,,, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1154 CERTIFICATE OF SERVICE by Edward Casey, Jean Stigas, Lawrence A. Stigas, Dina Rozenbaum, Simon Denenberg, Zachary Alan Starr, John E. Morrissey, Diane Hutto, Kliel Rose, Miranda Zuber, Michelle Yameen, Lisa Yameen, Kenneth Yameen, James W. Yameen, Lori N. Wiswell, Helen Wasserman, William Walsh, Harriet Surks, Glenn Silva, Aurora Santos, Giacoma Ruggeri, George E. Pliska, Edward Newman, Mary G. Naples, Edward L. Murphy, Sr, Charles F. Michaelman, Debora J. McLaughlin, Teresa M. Meehan, Michael J. Meehan, Craig J. McLaughlin, Joseph P. McDonough, Howard W. Mathews, Paolo LaFrancesca, Todd Klein, Peter Kavaler, Charles Kalivas, Antonio Ioakim, Scott Howe, William John Glebus, Jr, Norma Dweck, Ann Schneps Dubin, John H. Diamond, Jr, Elise M. Diamond, Brian Clark, Alisa Brown, Leon Brazin, Lorraine Blacker, Raquel Benun, Thomas F. Bednarek, Doris Banas, John Asseta, Anthony Antoniello, Edward I. Segel, Gail Craven, John K. Clement, Joanne S. Baseman, Seth B.

Marks, Cynthia Puleo re 1126 Response in Opposition, (Rifkin, Mark) (Entered: 05/04/2005)

05/04/2005 1155 STIPULATION and (Proposed) Order by RS Investment Management, LP. (Burns, James) (Entered: 05/04/2005)

05/05/2005 1156 Paperless ORDER granting re 1155 Stipulation filed by RS Investment Management, LP. Signed by Judge J. Frederick Motz on 5/5/05. (Motz, J.) (Entered: 05/05/2005)

05/05/2005 1157 STIPULATION Staying Proceedings by Warren Pinchuck. (Morris, Karen) (Entered: 05/05/2005)

05/05/2005 1158 Paperless ORDER approving re 1142 Stipulation filed by Lenore Zarate. Signed by Judge J. Frederick Motz on 5/5/05. (Motz, J.) (Entered: 05/05/2005)

05/05/2005 1159 Paperless ORDER approving re 1143 Stipulation filed by Delon Brown, 1145 Stipulation filed by Barbara Walsh, 1146 Stipulation filed by Anita Walker, 1147 Stipulation filed by Jessica Corbett. Signed by Judge J. Frederick Motz on 5/5/05. (Motz, J.) (Entered: 05/05/2005)

05/05/2005 1160 PAPERLESS ORDER granting 1112 Motion to Withdraw as Attorney; Attorney Brian J Masternak, Daniel Roy Gravelyn and William Kenneth Holmes terminated Signed by Judge J. Frederick Motz on 5/5/05. (cag, Deputy Clerk) (Entered: 05/05/2005)

05/05/2005 1161 NOTICE by John Hammerslaugh re 361 Amended Complaint,,,, Verification of Facts Stated in Consolidated Amended Fund Derivative Complaint (Lieberman, Jeremy) (Entered: 05/05/2005)

05/05/2005 1162 CERTIFICATE OF SERVICE by RS Investment Management, LP re 1155 Stipulation and (Proposed) Order (Burns, James) (Entered: 05/05/2005)

05/06/2005 1163 MOTION to Dismiss Amended Class Action Complaint by John E. Cashwell, Jr. Responses due by 5/23/2005 (Despo, William) (Entered: 05/06/2005)

05/06/2005 1164 Correspondence re: agreement to extend time to file opposition and reply briefs in the Allianz Dresdner Subtrack (Waldman, Chet) (Entered: 05/06/2005)

05/09/2005 1165 PAPERLESS ORDER APPROVING 1157 Stipulated order staying proceedings in JFM-04-877 Signed by Judge J. Frederick Motz on 5/9/05. (cag, Deputy Clerk) (Entered: 05/09/2005)

05/09/2005 1166 Paperless ORDER granting request for extensions to file reply briefs made in re 1164 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 5/9/05. (Motz, J.) (Entered: 05/09/2005)

05/09/2005 1167 RESPONSE in Opposition re 1063 MOTION to Dismiss the Derivative Complaint, 1065 MOTION to Dismiss the Derivative Complaint, 1066 Memorandum,, -- Fund Derivative Plaintiff's Opposition to All Supplemental Memoranda in the Van Kampen Sub-Track by Zachary Alan Starr. (Chimicles, Nicholas) (Entered: 05/09/2005)

05/09/2005 1168 RESPONSE in Opposition re 1023 MOTION to Dismiss including Fund Defendants' Joint Supplemental Memorandum In Support of Their Motions to

Dismiss the Consolidated Amended Class Action Complaint, 1038 MOTION to Dismiss for Insufficiency of Service of Process and Failure to State a Claim in Allianz Dresdner Subtrack filed by Combined Welfare Fund. Replies due by 5/23/2005. (Attachments: # 1 Appendix of Unreported Decisions)(Waldman, Chet) (Entered: 05/09/2005)

05/10/2005 1169 CERTIFICATE OF SERVICE by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority re 1120 Response in Opposition to Motion,,,,,,, 1092 Memorandum (Clark Weintraub, Deborah) (Entered: 05/10/2005)

05/10/2005 1170 CERTIFICATE OF SERVICE by Lead Class Counsel for the One Group Subtrack, Linda B Parker re 1092 Memorandum, 1122 Response in Opposition to Motion,,, (Clark Weintraub, Deborah) (Entered: 05/10/2005)

05/10/2005 1171 CERTIFICATE OF SERVICE by Lead Class Counsel for the Columbia Subtrack, Jackie Williams re 1092 Memorandum, 1127 Response in Opposition to Motion,,,,,,,,, (Clark Weintraub, Deborah) (Entered: 05/10/2005)

05/10/2005 1172 Correspondence re: Stipulation of Voluntary Dismissal of Defendant David Byck in the Allianz Dresdner Subtrack (Attachments: # 1 Stipulation of Voluntary Dismissal of Defendant David Byck)(Waldman, Chet) (Entered: 05/10/2005)

05/11/2005 1173 PAPERLESS ORDER APPROVING 1172 Stipulation of dismissal of David Byck without prejudice. Signed by Judge J. Frederick Motz on 5/11/05. (jnl, Deputy Clerk) (Entered: 05/11/2005)

05/11/2005 1174 CERTIFICATE OF SERVICE by Maloon Powers Pitre & Higgins, LLC re 1128 Response in Opposition to Motion,,,,,,,, 1092 Memorandum (Molumphy, Mark) (Entered: 05/11/2005)

05/11/2005 1175 Correspondence re: canceling 5/12/05 status teleconference (Isbister, John) (Entered: 05/11/2005)

05/12/2005 1176 RESPONSE in Opposition re 985 MOTION to Dismiss Plaintiffs' Consolidated Amended Fund Derivative Complaint filed by Virginia Wilcox, Edward Segel, Iris Segel, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. Replies due by 5/26/2005. (Rifkin, Mark) (Entered: 05/12/2005)

05/13/2005 1177 NOTICE of Appearance by Shanda Nicole Hastings on behalf of Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc. (Hastings, Shanda) (Entered: 05/13/2005)

05/13/2005 1178 RESPONSE in Opposition re 1129 MOTION for Leave to File (Unopposed ), After The Filing Date, A Supplemental Memorandum In Support Of Motion To Dismiss The Consolidated Amended Complaint , 1137 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions re: Supplemental Memorandum Of Law In Support Of Defendant William H. Woolverton's Motion To Dismiss The Consolidated Amended Complaint filed by Joseph Shanis, Lead Class Counsel for the Putnam Subtrack, Lead Plaintiff Ohio Tuition Trust Authority. Replies due by 5/27/2005. (Clark Weintraub, Deborah) (Entered: 05/13/2005)

05/16/2005 1179 NOTICE of Appearance by Adam B Ziegler on behalf of William H. Woolverton (Ziegler, Adam) (Entered: 05/16/2005)

05/16/2005 1180 Correspondence re: Stipulation of Voluntary Dismissal of Defendant David Byck Without Prejudice (Attachments: # 1 Stipulation of Voluntary Dismissal of Defendant David Byck Without Prejudice)(Schwartzman, Denise) (Entered: 05/16/2005)

05/16/2005 1181 AMENDED COMPLAINT against AIC Asset Management, LLC, Auerbach, Leonard B., James L. Callinan, Clearing Broker John Does 1-100, Steven M. Cohen, Contro, Jerome S., Eastbourne Capital Management, LLC, Facilitator Broker John Does 1-100, Financier John Does 1-100, Glynn, John W., Jr., G. Randall Hecht, Keith, Peter, Latanzi, Damon, Liebowitz, Larry, McCaffery, Michael G., James Peterson, PFPC Distributors, Inc., PFPC, Inc., Powell, Lawrence S., RS Investment Management Co., LLC, RS Investment Management, Inc., Sta.Ana, Delano N., Edward J. Stern, Ryan Goldberg, Kaplan & Co. Securities, Inc., Bank of America Corp., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, AST Trust Co., Canadian Imperial Bank of Commerce, J.P. Morgan Chase & Co., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Grant D. Seeger, Security Trust Company, N.A., Theodore C. Sihpol, III, Canadian Imperial Holdings, Inc., Michael Grady, Cantella & Co., Inc., Brean Murray Inc, Market Timer John Does 1-100, Paul A. Flynn, filed by The Krouse Group. (Attachments: # 1 Appendix A)(Dyer, Bradley) (Entered: 05/16/2005)

05/18/2005 1182 Summons Issued 20 days as to Bank of America Corporation, Edward J. Stern, Ryan Goldberg, Kaplan & Co. Securities, Inc., Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Canadian Imperial Bank of Commerce, JP Morgan Chase and Co., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Grant D. Seeger, Security Trust Company, N.A., Theodore C. Sihpol, III, Canadian Imperial Holdings, Inc., Michael Grady, Cantella & Co., Inc., Brean Murray Inc, AIC Asset Management, LLC, Auerbach, Leonard B., Contro, Jerome S., Eastbourne Capital Management, LLC, Glynn, John W., Jr., Keith, Peter, Latanzi, Damon, Liebowitz, Larry, McCaffery, Michael G., James Peterson, PFPC Distributors, Inc., PFPC, Inc., Powell, Lawrence S., RS Investment Management Co., LLC, RS Investment Management, Inc., Sta.Ana, Delano N., Paul A. Flynn. (jnl, Deputy Clerk) (Entered: 05/18/2005)

05/18/2005 1183 PAPERLESS ORDER APPROVING 1180 Stipulation of Voluntary Dismissal of David Byck in JFM-04-1924 Signed by Judge J. Frederick Motz on 5/18/05. (cag, Deputy Clerk) (Entered: 05/18/2005)

05/18/2005 1184 Correspondence re: Golden Gate Extension (Rifkin, Mark) (Entered: 05/18/2005)

05/19/2005 1185 NOTICE of Change of Address by Deborah R Gross (Gross, Deborah) (Entered: 05/19/2005)

05/19/2005 1186 REPLY to Response to Motion re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 05/19/2005)

05/19/2005 1187 RESPONSE in Opposition re 1119 MOTION for Judgment on the Pleadings filed by Nitika Mehta. Replies due by 6/2/2005. (Zelcs, George) (Entered: 05/19/2005)

05/20/2005 1188 REPLY to Response to Motion re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants -- Reply Brief of Tandem Financial Services in Columbia Subtrack filed by Tandem Financial Services, Inc.. (Attachments: # 1 Letter enclosing courtesy copy)(Barnett, Jessica) (Entered: 05/20/2005)

05/20/2005 1189 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions -- Reply Brief of Louis Tasiopoulos in Columbia Subtrack filed by Louis Tasiopoulos. (Attachments: # 1 Letter enclosing courtesy copy)(Barnett, Jessica) (Entered: 05/20/2005)

05/20/2005 1190 REPLY to Response to Motion re 916 MOTION to Dismiss and incorporated Supplemental Brief filed by Pritchard Capital Partners LLC. (Belter, Sarah) (Entered: 05/20/2005)

05/20/2005 1191 REPLY to Response to Motion re 982 MOTION to Dismiss the Class and Fund Derivative Complaints in the Columbia Sub-Track filed by Columbia Funds Distributor, Inc.. (Meil, Sarah Fern) (Entered: 05/20/2005)

05/20/2005 1192 REPLY to Response to Motion re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Reply Brief In Support of Motion to Dismiss the MFS Consolidated Amended Class Action Complaint) filed by Security Brokerage, Inc., Daniel G. Calugar. (Attachments: # 1 Cover Letter Enclosing Courtesy Copies)(Killacky, John) (Entered: 05/20/2005)

05/20/2005 1193 REPLY to Response to Motion re 983 MOTION to Dismiss the Class and Derivative Claims Asserted Against the Bank of America Entities in Non-Bank of America Sub-Tracks filed by Bank of America Corporation. (Meil, Sarah Fern) (Entered: 05/20/2005)

05/20/2005 1194 REPLY to Response to Motion re 913 MOTION to Dismiss the Consolidated Amended Complaint filed by Conseco Securities Inc.. (Pagonis, Stacey) (Entered: 05/20/2005)

05/20/2005 1195 Correspondence re: Courtesy Copy (Pagonis, Stacey) (Entered: 05/20/2005)

05/20/2005 1196 REPLY to Response to Motion re 900 Supplemental MOTION to Dismiss Alger and MFS Consolidated Amended Class Action Complaints Letter enclosing courtesy copies filed by Wilshire Associates Incorporated. (Kaplan, Frank) (Entered: 05/20/2005)

05/20/2005 1197 NOTICE by Security Brokerage, Inc., Daniel G. Calugar re 306 Notice (Other) (REPLY BRIEF OF DANIEL G. CALUGAR AND SECURITY BROKERAGE, INC. IN SUPPORT OF THEIR MOTION TO DISMISS AMENDED COMPLAINT PURSUANT TO RULE 12(B)(6)) (Attachments: # 1 Letter Enclosing Courtesy Copies)(Killacky, John) (Entered: 05/20/2005)

05/20/2005 1198 NOTICE of Appearance by Michael J Naft on behalf of James P. Connelly, Jr (Naft, Michael) (Entered: 05/20/2005)

05/20/2005 1199 NOTICE of Appearance by David W Haller on behalf of James P. Connelly, Jr (Haller, David) (Entered: 05/20/2005)

05/20/2005 1200 REPLY to Response to Motion re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (SUPPLEMENTAL REPLY BRIEF OF DANIEL CALUGAR AND SECURITY BROKERAGE, INC. IN SUPPORT OF THEIR MOTION TO DISMISS THE COLUMBIA CONSOLIDATED AMENDED CLASS ACTION COMPLAINT) filed by Security Brokerage, Inc., Daniel G. Calugar. (Attachments: # 1 Letter Enclosing Courtesy Copies)(Killacky, John) (Entered: 05/20/2005)

05/20/2005 1201 REPLY to Response to Motion re 915 MOTION to Dismiss Supplemental Memorandum filed by Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Hastings, Shanda) (Entered: 05/20/2005)

05/20/2005 1202 REPLY to Response to Motion re 957 Supplemental MOTION to Dismiss Consolidated Amended Fund Derivative Complaint filed by Putnam Investment Management, LLC. (Attachments: # 1 Annex A & B)(Schwartz, Seth) (Entered: 05/20/2005)

05/20/2005 1203 Supplemental to Reply Brief of Certain of the Trader Defendants in support of the Motion to Dismiss the Consolidated Amended Complaints. (Attachments: # 1)(Macus Bryan, Maria) (Entered: 05/20/2005)

05/20/2005 1204 RESPONSE re 1089 Response in Opposition to Motion Janus Capital Defendants' Reply Brief in Support of Motion to Dismiss filed by A Defendant. (Perry, Mark) (Entered: 05/20/2005)

05/20/2005 1205 CERTIFICATE OF SERVICE by Spectrum Financial, Inc. for those not receiving electronic filings (Macus Bryan, Maria) (Entered: 05/20/2005)

05/20/2005 1206 Correspondence re: Courtesy Copies (Perry, Mark) (Entered: 05/20/2005)

05/20/2005 1207 NOTICE by Putnam Investment Management, LLC of Reply Declaration of Seth M. Schwartz (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J# 11 Exhibit K# 12 Exhibit L# 13 Exhibit M# 14 Exhibit N# 15 Exhibit O# 16 Exhibit P# 17 Exhibit Q)(Schwartz, Seth) (Entered: 05/20/2005)

05/20/2005 1208 REPLY to Response to Motion re 974 Supplemental MOTION to Dismiss Consolidated Amended Complaint in the MMC Shareholder Class Action filed by Putnam Investment Management, LLC. (Schwartz, Seth) (Entered: 05/20/2005)

05/20/2005 1209 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Morgan Stanley DW. (Tully, John) (Entered: 05/20/2005)

05/20/2005 1210 Correspondence re: Courtesy Copies of the SUPPLEMENTAL REPLY MEMORANDUM OF LAW of Morgan Stanley DW (Tully, John) (Entered: 05/20/2005)

05/20/2005 1211 REPLY to Response to Motion re 862 MOTION to Dismiss The Consolidated Amended Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 05/20/2005)

05/20/2005 1212 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary

Defendants (OMNIBUS) filed by CIBC Securities, Inc.. (Polkes, Jonathan) (Entered: 05/20/2005)

05/20/2005 1213 RESPONSE re 1178 Response in Opposition to Motion,, Defendant William H. Woolverton's Supplemental Reply Memorandum of Law in Support of his Motion to Dismiss the Consolidated Amended Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 05/20/2005)

05/20/2005 1214 RESPONSE re 1126 Response in Opposition, Defendant William H. Woolverton's Supplemental Reply Memorandum of Law in Support of Motion to Dismiss the Consolidated Amended Fund Derivative Complaint filed by William H. Woolverton. (Falvey, John) (Entered: 05/20/2005)

05/20/2005 1215 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Credit Suisse First Boston (USA) Inc.. (Wheeler, Stephanie) (Entered: 05/20/2005)

05/20/2005 1216 Memorandum re 940 MOTION to Dismiss The Putnam Employees' Motion to Dismiss the Corrected Consolidated Amended Complaint Reply Memorandum of Putnam Employees Lode, Peters, Perfetuo and Prusko in Support of Motion to Dismiss the Corrected Consolidated Amended Complaint filed by Carmel Peters, Frank Perfetuo, James Prusko, Geirulv Lode. (Casey, Peter) (Entered: 05/20/2005)

05/20/2005 1217 Memorandum re 935 MOTION to Dismiss The Corrected Consolidated Amended Complaint filed by Ian S. Ferguson. (Cohen, Frances) (Entered: 05/20/2005)

05/20/2005 1218 Correspondence re: Courtesy copy to Judge Motz (Casey, Peter) (Entered: 05/20/2005)

05/20/2005 1219 CERTIFICATE OF SERVICE by Morgan Stanley DW re 1209 Reply to Response to Motion (Tully, John) (Entered: 05/20/2005)

05/20/2005 1220 REPLY to Response to Motion re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (Supplemental Reply Memorandum in Further Support of Motion To Dismiss Federated and Alger Consolidated Amended Class Action Complaints) filed by Veras Investment Partners, LLC. (Attachments: # 1)(Daniels, David) (Entered: 05/20/2005)

05/20/2005 1221 REPLY to Response to Motion re 865 MOTION to Dismiss the Consolidated Amended Complaint in the MMC Shareholder Class Action filed by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. (Greiner, Stephen) (Entered: 05/20/2005)

05/20/2005 1222 Correspondence re: Courtesy Copies of Supplemental Reply Memorandum in Support of the Motion to Dismiss of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch & Co., Inc. in Putnam and Alger Subtracks (Hastings, Shanda) (Entered: 05/20/2005)

05/20/2005 1223 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Prudential Securities, Inc., Prudential Financial, Inc., James Prusko. (Thier, Jonathan) (Entered: 05/20/2005)

05/20/2005 1224 REPLY to Response to Motion re 928 Supplemental MOTION to Dismiss Consolidated Amended Fund Derivative Complaint filed by Omid Kamshad, Carmel Peters, Justin Scott, Geirulv Lode. (Nelson, Kirsten) (Entered: 05/20/2005)

05/20/2005 1225 REPLY to Response to Motion re 920 MOTION to Dismiss the Consolidated Amended Complaint in the Putnam Shareholder Class Action filed by Lincoln Financial Advisors Corporation. (Attachments: # 1 Unpublished Opinion Attached# 2 Cover Letter)(Stano, Phillip) (Entered: 05/20/2005)

05/20/2005 1226 REPLY to Response to Motion re 956 Supplemental MOTION to Dismiss the Consolidated Amended Complaint filed by Putnam Investment Management, LLC. (Schwartz, Seth) (Entered: 05/20/2005)

05/20/2005 1227 NOTICE by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund Notice of Filing of Lengthy Appendix (Aaron, Stewart) (Entered: 05/20/2005)

05/20/2005 1228 REPLY to Response to Motion re 969 MOTION to Dismiss filed by Trout Trading Management Co.. (Attachments: # 1 Transmittal Letter)(Cauley, Thomas) (Entered: 05/20/2005)

05/20/2005 1229 REPLY to Response to Motion re 961 MOTION to Dismiss filed by Samaritan Asset Management. (Attachments: # 1 Transmittal Letter)(Cauley, Thomas) (Entered: 05/20/2005)

05/20/2005 1230 CERTIFICATE OF SERVICE by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund Certificate of Causation of Service (Aaron, Stewart) (Entered: 05/20/2005)

05/20/2005 1231 REPLY to Response to Motion re 947 MOTION to Dismiss Plaintiffs' Consolidated Derivative Complaint filed by Davidson Companies. (Bedell, Kevin) (Entered: 05/20/2005)

05/20/2005 1232 Correspondence re: Courtesy Copies of Reply Memorandum in Further Support of Motion to Dismiss (Greiner, Stephen) (Entered: 05/20/2005)


05/20/2005 1234 REPLY to Response to Motion re 868 MOTION to Dismiss Consolidated Amended Complaint filed by Lawrence J. Lasser. (Pollack, Daniel) (Entered: 05/20/2005)

05/20/2005 1235 REPLY to Response to Motion re 874 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of Certain Trader Defendants (OMNIBUS REPLY BRIEF) filed by A Defendant. (Attachments: # 1 Letter Enclosing Courtesy Copies)(Killacky, John) (Entered: 05/20/2005)

05/20/2005 1236 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions Supplemental Reply Memorandum of Law for the Alger Defendants in Further Support of Motions to Dismiss the Class Action and Fund Derivative Complaint filed by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund. (Aaron, Stewart) (Entered: 05/20/2005)

05/20/2005 1237 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions filed by James P. Connelly, Jr. (Haller, David) (Entered: 05/20/2005)

05/20/2005 1238 REPLY to Response to Motion re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (Refers to Motion of James Connelly to Dismiss Derivative Complaints) filed by James P. Connelly, Jr. (Haller, David) (Entered: 05/20/2005)

05/20/2005 1239 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by CIBC Securities, Inc., Salomon Smith Barney, Inc., Citigroup Global Markets Holdings Inc., Citigroup, Inc.. (Barron, Francis) (Entered: 05/20/2005)

05/20/2005 1240 AFFIDAVIT Reply Affidavit of Lawrence J. Lasser in Support of Motion to Dismiss by Lawrence J. Lasser. (Pollack, Daniel) (Entered: 05/20/2005)

05/20/2005 1241 REPLY re 937 Supplemental Reply Memorandum in Support of Defendant Ritchie Capital Management, LLC's Supplemental Motion to Dismiss the Consolidated Amended Fund Derivative Complaint filed by Ritchie Capital Management, LLC. (Bromwich, Michael) Modified on 5/23/2005 (cag, Deputy Clerk). (Entered: 05/20/2005)

05/20/2005 1242 REPLY to Response to Motion re 975 MOTION to Dismiss and Memrandum of Law filed by Bank One Corp.. (Attachments: # 1 Certificate of Service)(Prasow, Andrea) (Entered: 05/20/2005)

05/20/2005 1243 REPLY re 942 Supplemental, Reply Memorandum in Support of Defendant Ritchie Capital Management, LLC's Supplemental Motion to Dismiss the Consolidated Amended Class Action Complaint filed by Ritchie Capital Management, LLC. (Bromwich, Michael) Modified on 5/23/2005 (cag, Deputy Clerk). (Entered: 05/20/2005)

05/20/2005 1244 REPLY to Response to Motion re 977 MOTION to Dismiss and Memorandum in Support filed by Bank One Corp.. (Attachments: # 1 Certificate of Service)(Prasow, Andrea) (Entered: 05/20/2005)

05/20/2005 1245 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions (supplemental reply) filed by Marsh & McLennan Companies, Inc.. (Greiner, Stephen) (Entered: 05/20/2005)

05/20/2005 1246 REPLY to Response to Motion re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (supplemental reply) filed by Marsh & McLennan Companies, Inc.. (Greiner, Stephen) (Entered: 05/20/2005)

05/20/2005 1247 REPLY to Response to Motion re 956 Supplemental MOTION to Dismiss the Consolidated Amended Complaint filed by Marsh & McLennan Companies, Inc., Putnam Investment Management, LLC, Putnam New Opportunities Fund. (Greiner, Stephen) (Entered: 05/20/2005)

05/20/2005 1248 REPLY to Response to Motion re 971 MOTION to Dismiss for Lack of Jurisdiction, 965 MOTION to Dismiss for Lack of Jurisdiction, 973 MOTION to Dismiss for Lack of Jurisdiction filed by James Y. Lin, Kraig L. Kibble, James G. Lewis. (Richman, David) (Entered: 05/20/2005)

05/20/2005 1249 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Supplemental Reply) filed by Canadian Imperial Bank of Commerce, CIBC World Markets, CIBC Securities, Inc., Canadian Imperial Holdings, Inc.. (Polkes, Jonathan) (Entered: 05/20/2005)

05/20/2005 1250 RESPONSE re 1115 Response in Opposition,,, Supplemental Reply Memorandum for the Janus Defendants in Further Support of Their Motion to Dismiss the Fund Derivative Complaint and the Fund Investor Class Complaint filed by A Defendant. (Perry, Mark) (Entered: 05/20/2005)

05/20/2005 1251 Correspondence re: Courtesy Copies (Perry, Mark) (Entered: 05/20/2005)

05/20/2005 1252 REPLY to Response to Motion re 963 MOTION to Dismiss including Fund Defendants' Joint Supplemental Memorandum with Declaration of John C. Ertman filed by Parametric Portfolio Associates, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, RCM Capital Management LLC, Cadence Capital Management LLC, PEA Capital LLC, PA Distributors LLC, PA Fund Management LLC, Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.), PIMCO Funds: Pacific Investment Management Series. (Attachments: # 1 Reply Declaration of John C. Ertman# 2 Courtesy Copy Letter)(Ertman, John) (Entered: 05/20/2005)

05/20/2005 1253 AFFIDAVIT Declaration of Michael J. Naft in Support of Defendant James Connelly's Motion to Dismiss Derivative Complaints by James P. Connelly, Jr. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C# 4 Exhibit Exhibit D# 5 Exhibit Exhibit E# 6 Exhibit Exhibit F)(Naft, Michael) (Entered: 05/20/2005)

05/20/2005 1254 AFFIDAVIT Certificate of Service by James P. Connelly, Jr. (Naft, Michael) (Entered: 05/20/2005)

05/20/2005 1255 Correspondence re: Courtesy Copies (Naft, Michael) (Entered: 05/20/2005)

05/20/2005 1256 NOTICE by James P. Connelly, Jr Notice of Filing of Lengthy Document (Naft, Michael) (Filed in error)Modified on 5/23/2005 (cags, Deputy Clerk). (Entered:

05/20/2005)

05/20/2005 1257 AFFIDAVIT of Service of Supplemental Reply Memorandum [Docket 1239 upon Counsel who have Not Registered for Electronic Case Filing by CIBC Securities, Inc., Salomon Smith Barney, Inc., Citigroup Global Markets Holdings Inc., Citigroup, Inc.. (Barron, Francis) (Entered: 05/20/2005)

05/20/2005 1258 Correspondence re: Stipulation of Voluntary Dismissal and Tolling Agreement (Attachments: # 1 Exhibit Tolling Agreement# 2 Exhibit Stipulation of Voluntary Dismissal)(Topetzes, Stephen) (Entered: 05/20/2005)

05/20/2005 1259 REPLY to Response to Motion re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (omnibus) of Fund Defendants' filed by Alliance Capital Management Corporation, Alliance Capital Management L.P., Marc O. Mayer, Roger Hertog, Tak-Lung Tsim. (Holland, Mark) (Entered: 05/20/2005)

05/20/2005 1260 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions filed by Fund Defendants. (Shapiro, Jonathan) (Entered: 05/20/2005)

05/22/2005 1261 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions (Corrected Reply Memorandum) filed by Fund Defendants. (Shapiro, Jonathan) (Entered: 05/22/2005)

05/22/2005 1262 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions, 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions MFS Defendants' Supplemental Reply Memorandum of Law in Support of Motions to Dismiss Consolidated Amended Class Action Complaint and Consolidated Amended Fund Derivative Complaint filed by MFS Family of Funds, David B. Stone, Arnold D. Scott, Elaine R. Smith, J. Dale Sherratt, William J. Poorvu, Lawrence T. Perera, Abby M. O'Neill, J. Atwood Ives, William R. Gutow, Lawrence H. Cohn, Jeffrey L. Shames, Kevin R. Parke, John W. Ballen, MFS Service Center, Inc., MFS Fund Distributors, Inc., Massachusetts Financial Services Company, Sun Life Financial, Inc., CIBC Securities, Inc., MFS Series Trust X, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust IV, MFS Series Trust II, MFS Series Trust I, MFS Government Securities Fund, Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.. (Shapiro, Jonathan) (Entered: 05/22/2005)

05/23/2005 1263 CERTIFICATE OF SERVICE by Lawrence J. Lasser (Pollack, Daniel) (Entered: 05/23/2005)

05/23/2005 1264 Correspondence re: Consented-to Proposed Schedule (Mogilnicki, Eric) (Entered: 05/23/2005)

05/24/2005 1265 PAPERLESS ORDER APPROVING 1258 Stipulation of Dismissal without prejudice as to Wachovia Corporation in JFM-04-1162 Riggs, et al v Massachusetts Financial Services Co., et al Signed by Judge J. Frederick Motz on 5/24/05. (cag,

Deputy Clerk) (Entered: 05/24/2005)

05/24/2005 1266 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by JP Morgan Chase Bank, Inc., JP Morgan Securities Inc., JP Morgan Chase and Co.. (McClammy, James) (Entered: 05/24/2005)

05/24/2005 1267 RESPONSE re 1128 Response in Opposition to Motion,,,,,,,, 1116 Response in Opposition to Motion,,,, Supplemental Reply Memorandum of Law in support of the Motion to Dismiss the Consolidated Amended Class Action Complaint filed by Wachovia Securities, LLC. (Attachments: # 1 Courtesy Copy Letter# 2 Declaration of Stephen G. Topetzes# 3 Exhibit Excerpt from Prudential Financial, Inc.'s Form 10-K filing dated March 14, 2003# 4 Certificate of Service)(Topetzes, Stephen) (Entered: 05/24/2005)

05/24/2005 1268 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Supplemental Reply Memorandum) filed by Charles Schwab & Co.. (Rains, Darryl) (Entered: 05/24/2005)

05/25/2005 1269 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Supplemental) filed by The Bear Stearns Companies, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corp., Bear Stearns & Co., Inc., Bear Stearns Securities Corporation. (Attachments: # 1 Exhibit A)(Moloney, Thomas) (Entered: 05/25/2005)

05/25/2005 1270 NOTICE by Lawrence J. Lasser re 1240 Affidavit Notice of Filing of Lengthy Exhibits to Reply Affidavit (Pollack, Daniel) (Entered: 05/25/2005)

05/25/2005 1271 RESPONSE in Opposition re 1163 MOTION to Dismiss Amended Class Action Complaint (Motion filed by John E. Cashwell, Jr.) filed by Combined Welfare Fund. Replies due by 6/8/2005. (Attachments: # 1 Appendix of Unreported Opinions and Authority)(Waldman, Chet) (Entered: 05/25/2005)

05/25/2005 1272 AFFIDAVIT re 1271 Response in Opposition to Motion, to Dismiss Amended Class Action Complaint, Made by John E. Cashwell, Jr., and in Support of Plaintiffs' Memorandum in Opposition Thereto, filed by Combined Welfare Fund. (Waldman, Chet) (Entered: 05/25/2005)

05/26/2005 1273 REPLY to Response to Motion re 985 MOTION to Dismiss Plaintiffs' Consolidated Amended Fund Derivative Complaint filed by Golden Gate Financial Group, LLC. (Debevec, Christine) (Entered: 05/26/2005)

05/26/2005 1274 CERTIFICATE OF SERVICE by Golden Gate Financial Group, LLC relating to Reply Brief in Further Support of Motion to Dismiss (Debevec, Christine) (Entered: 05/26/2005)

05/27/2005 1275 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Securities America, Inc.. (Attachments: # 1 Affidavit Certificate of service)(Krauss, Michael) (Entered: 05/27/2005)

05/27/2005 1276 RESPONSE in Support re 878 MOTION to Dismiss (OMNIBUS) all counts of the

Consolidated Amended Class Action Complaints in these consolidated actions (Steckman declaration) filed by Paul A. Flynn. Replies due by 6/10/2005. (Attachments: # 1 Exhibit complaint# 2 Exhibit document referenced in complaint)(Getzoff, Steven) (Entered: 05/27/2005)

05/27/2005 1277 Memorandum re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 05/27/2005)

05/27/2005 1278 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Supplemental Memorandum of Law) filed by Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc.. (Polkes, Jonathan) (Entered: 05/27/2005)

05/27/2005 1279 MOTION to Dismiss the Consolidated Amended Class Action Complaint in Parthasarathy v. RS Investment Management, L.P., et al. by Bear Stearns & Co. Inc., Bear Stearns Securities Corp.. Responses due by 6/13/2005 (Attachments: # 1 Memorandum of Law in Support of Motion to Dismiss# 2 Text of Proposed Order)(Moloney, Thomas) (Entered: 05/27/2005)

05/27/2005 1280 Memorandum re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Cantella & Co., Inc.. (Caplan, Andrew) (Entered: 05/27/2005)

05/27/2005 1281 Supplemental MOTION to Dismiss Consolidated Amended Class Action Complaint by RS Investment Trust, James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, RS Investment Management Co., LLC, RS Investment Management, Inc.. Responses due by 6/13/2005 (Attachments: # 1 RS Defendants' Supplemental Memorandum of Law in Support of Motion to Dismiss the Consolidated Amended Class Action Complaint)(Burns, James) (Entered: 05/27/2005)

05/31/2005 1282 REPLY to Response to Motion re 1065 MOTION to Dismiss the Derivative Complaint filed by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Inc., Van Kampen Funds, Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. (Rosen, Richard) (Entered: 05/31/2005)

05/31/2005 1283 REPLY to Response to Motion re 1065 MOTION to Dismiss the Derivative Complaint [Declaration of Richard A. Rosen ] filed by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Inc., Van Kampen Funds, Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F.

Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10)(Rosen, Richard) (Entered: 05/31/2005)

05/31/2005 1284 REPLY to Response to Motion re 1063 MOTION to Dismiss the Derivative Complaint filed by Prudential Securities, Inc.. (Thier, Jonathan) (Entered: 05/31/2005)

05/31/2005 1285 CERTIFICATE OF SERVICE by James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust re 1281 Supplemental MOTION to Dismiss Consolidated Amended Class Action Complaint and Related Documents (Burns, James) (Entered: 05/31/2005)

06/02/2005 1286 NOTICE by Lawrence J. Lasser re 1261 Reply to Response to Motion Notice of Joinder (Attachments: # 1 certificate of service)(Pollack, Daniel) (Entered: 06/02/2005)

06/03/2005 1287 NOTICE by Nitika Mehta of Filing of First Amended Complaint Without Leave of Court Pursuant to Federal Rule 15(a) (Zelcs, George) (Entered: 06/03/2005)

06/03/2005 1288 AMENDED COMPLAINT against AIG SunAmerica Life Assurance Co., filed by Nitika Mehta.(Zelcs, George) (Entered: 06/03/2005)

06/06/2005 1289 Joint Correcting Earlier Submission (Mogilnicki, Eric) (Entered: 06/06/2005)

06/06/2005 1290 REPLY to Response to Motion re 1023 MOTION to Dismiss including Fund Defendants' Joint Supplemental Memorandum In Support of Their Motions to Dismiss the Consolidated Amended Class Action Complaint filed by Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, PEA Capital LLC, Allianz Dresdner Asset Management of America LP, PA Distributors LLC, PA Fund Management LLC, Pimco Funds Multi-Manager Series. (Ertman, John) (Entered: 06/06/2005)

06/06/2005 1291 Correspondence re: Copy of Courtesy Copy Letter (Ertman, John) (Entered: 06/06/2005)

06/06/2005 1292 REPLY to Response to Motion re 1163 MOTION to Dismiss Amended Class Action Complaint filed by John E. Cashwell, Jr. (DuBois, Nicholas) (Entered: 06/06/2005)

06/07/2005 1293 Correspondence re: extension of deadlines (Jones, David) (Entered: 06/07/2005)

06/07/2005 1294 Correspondence re: Filing of Attached Affidavit of Re-Service of Defendant Headstart Advisers Limited (Attachments: # 1 Affidavit of Re-Service of Defendant Headstart Advisers Limited)(Waldman, Chet) (Entered: 06/07/2005)

06/08/2005 1295 RESPONSE in Opposition re 1281 Supplemental MOTION to Dismiss Consolidated Amended Class Action Complaint filed by The Krouse Group. Replies due by 6/22/2005. (Dyer, Bradley) (Entered: 06/08/2005)

06/08/2005 1296 RESPONSE in Opposition re 1279 MOTION to Dismiss the Consolidated

Amended Class Action Complaint in Parthasarathy v. RS Investment Management, L.P., et al. and the supplemental motions of CIBC, Paul Flynn, and Cantella & Co. filed by The Krouse Group. Replies due by 6/22/2005. (Dyer, Bradley) (Entered: 06/09/2005)

06/13/2005 1297 Correspondence re: Theodore C. Sihpol, III (Stewart, Charles) (Entered: 06/13/2005)

06/14/2005 1298 REPLY to Response to Motion re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants (Supplemental Reply Memorandum of Law) filed by Canadian Imperial Bank of Commerce, Canadian Imperial Holdings, Inc.. (Polkes, Jonathan) (Entered: 06/14/2005)

06/14/2005 1299 NOTICE of Appearance by Jeanne M Luboja on behalf of Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore (Luboja, Jeanne) (Entered: 06/14/2005)

06/14/2005 1300 NOTICE of Appearance by Alicia Lea Lewis on behalf of Wachovia Securities, LLC, Wachovia Corporation, Wachovia Securities, LLC (Lewis, Alicia) (Entered: 06/14/2005)

06/14/2005 1301 Correspondence re: Teleconference Instructions for June 16 and 17 Hearing (Isbister, John) (Entered: 06/14/2005)

06/15/2005 1302 REPLY to Response to Motion re 1279 MOTION to Dismiss the Consolidated Amended Class Action Complaint in Parthasarathy v. RS Investment Management, L.P., et al. memorandum of law filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 06/15/2005)

06/15/2005 1303 REPLY to Response to Motion re 1279 MOTION to Dismiss the Consolidated Amended Class Action Complaint in Parthasarathy v. RS Investment Management, L.P., et al. Declaration of Lawrence A. Steckman filed by Paul A. Flynn. (Attachments: # 1 Exhibit Flynn Memorandum)(Getzoff, Steven) (Entered: 06/15/2005)

06/15/2005 1304 Supplemental to Motion to Dismiss Columbia and Putnam Consolidated Amended Class Action Complaints. (Rapson, William) (Entered: 06/15/2005)

06/15/2005 1305 REPLY to Response to 1279 MOTION to Dismiss the Consolidated Amended Class Action Complaint in Parthasarathy v. RS Investment Management, L.P., et al. filed by Bear Stearns & Co. Inc., Bear Stearns Securities Corp.. (Moloney, Thomas) Modified on 6/15/2005 (cag, Deputy Clerk). (Entered: 06/15/2005)

06/15/2005 1306 NOTICE of Appearance by Jennifer Marie Lawson on behalf of Auerbach, Leonard B., Contro, Jerome S., Glynn, John W., Jr. (Lawson, Jennifer) (Entered: 06/15/2005)

06/15/2005 1307 NOTICE of Appearance by Peter Marshall Stone on behalf of Auerbach, Leonard B., Contro, Jerome S., Glynn, John W., Jr. (Stone, Peter) (Entered: 06/15/2005)

06/20/2005 1308 CTO ORDER from the MDL Panel transferring the attached case to the District of Maryland (cags, Deputy Clerk) (Entered: 06/20/2005)

06/22/2005 1309 REPLY to Response to Motion re 1281 Supplemental MOTION to Dismiss Consolidated Amended Class Action Complaint filed by James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust. (Burns, James) (Entered: 06/22/2005)

06/22/2005 1310 CERTIFICATE OF SERVICE by James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust re 1309 Reply to Response to Motion, (Burns, James) (Entered: 06/22/2005)

06/24/2005 1311 MOTION to Strike Amended Pleading and Memorandum In Support and (2) Memorandum in Further Support of Motion for Judgment on the Pleadings by AIG SunAmerica Life Assurance Co.. Responses due by 7/11/2005 (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C)(Jones, David) (Entered: 06/24/2005)

06/24/2005 1312 MOTION to Dismiss Plaintiff's First Amended Complaint by Nationwide Life Insurance Company. Responses due by 7/11/2005 (Attachments: # 1 Memorandum of Law in Support of Nationwide's Motion to Dismiss Plaintiff's First Amended Complaint# 2 Dresbach Declaration# 3 Dresbach Declaration, Ex. A# 4 Dresbach Declaration, Ex. B# 5 Gillers Declaration# 6 Gillers Declaration, Ex. 1)(Mogilnicki, Eric) (Entered: 06/24/2005)

06/27/2005 1313 Letter re Janus Aspen Series.(Motz, J.) (Entered: 06/27/2005)

06/28/2005 1314 NOTICE of Appearance by Peter Marshall Stone on behalf of James Peterson (Stone, Peter) (Entered: 06/28/2005)

06/28/2005 1315 NOTICE of Appearance by Jennifer Marie Lawson on behalf of James Peterson (Lawson, Jennifer) (Entered: 06/28/2005)

06/28/2005 1316 Correspondence re: Response to Court's June 27, 2005 letter (Docket #1313) regarding Janus Aspen Series (Perry, Mark) (Entered: 06/28/2005)

06/29/2005 1317 Correspondence re: Response to Court's June 27, 2005 letter (Docket #1313) regarding Janus Aspen Series (Molumphy, Mark) (Entered: 06/29/2005)

06/30/2005 1318 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Supplemental Memorandum of Barbara Walsh In Further Opposition To Defendants' Motion To Dismiss The ERISA Class Complaints filed by Barbara Walsh. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1319 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Supplemental Memorandum of Lenore Zarate In Further Opposition To Defendants' Motion To Dismiss The ERISA Class Complaints filed by Lenore Zarate. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1320 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Supplemental Memorandum of Jessica Corbett In Further Opposition To Defendants' Motion To Dismiss The ERISA Class Complaints filed by Jessica Corbett. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1321 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants .

Supplemental Memorandum of Anita Walker In Further Opposition To Defendants' Motion To Dismiss The ERISA Class Complaints filed by Anita Walker. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1322 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Supplemental Memorandum of Delon Brown In Further Opposition To Defendants' Motion To Dismiss The ERISA Class Complaints filed by Delon Brown. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1323 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Memorandum of Law In Opposition To Defendants' Motion to Dismiss The ERISA Class Complaints filed by Lenore Zarate, Delon Brown, Anita Walker, Barbara Walsh, Jessica Corbett. (Rosen, Samuel) (Entered: 06/30/2005)

06/30/2005 1324 Memorandum re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants . Memorandum of Law In Opposition To Defendants' Motion to Dismiss The ERISA Class Complaints filed by Lenore Zarate, Delon Brown, Anita Walker, Barbara Walsh, Jessica Corbett. (Rosen, Samuel) (Entered: 06/30/2005)

07/01/2005 1325 NOTICE of Appearance by Bruce S Barnett on behalf of Omid Kamshad (Barnett, Bruce) (Entered: 07/01/2005)

07/06/2005 1326 TRANSCRIPT of Proceedings held before Judges Blake, Davis and Motz on June 16, 2005 (cag, Deputy Clerk) (Entered: 07/06/2005)

07/06/2005 1327 TRANSCRIPT of Proceedings held before Judges Blake, Davis and Motz on June 17, 2005 (cag, Deputy Clerk) (Entered: 07/06/2005)

07/08/2005 1328 Correspondence re: Criminal Trial of Theodore Sihpol, III (Stewart, Charles) (Entered: 07/08/2005)

07/11/2005 1329 MOTION to Dismiss Janus Defendants' Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction by A Defendant. Responses due by 7/28/2005 (Perry, Mark) (Entered: 07/11/2005)

07/11/2005 1330 MOTION to Dismiss Memorandum for the Janus Defendants in Support of Their Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction by A Defendant. Responses due by 7/28/2005 (Attachments: # 1 Ex. A# 2 Ex. B# 3 Ex. C# 4 Ex. D# 5 Ex. E (Filed Under Seal))(Perry, Mark) (Entered: 07/11/2005)

07/11/2005 1331 NOTICE by A Defendant Notice of Filing of Document Under Seal (Ex. E to Janus Defendants' Memorandum in Support of Their Motion to Dismiss the Investor Class Complaint for Want of Federal Jurisdiction (Perry, Mark) (Entered: 07/11/2005)

07/11/2005 1332 MOTION to Seal Motion for Leave to File Document Under Seal (Ex. E to Janus Defendants' Memorandum in Support of Their Motion to Dismiss the Investor Class Complaint for Want of Federal Jurisdiction) by A Defendant. Responses due by 7/28/2005 (Perry, Mark) (Entered: 07/11/2005)

07/11/2005 1333 Correspondence re: Courtesy Copies of the Janus Defendants' Motion to Dismiss and Memorandum in Support of Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction; Notice of Filing of Document Under Seal and Motion for Leave to File Document Under Seal (Perry, Mark) (Entered:

07/11/2005)

07/12/2005 1334 Memorandum re 1281 Supplemental MOTION to Dismiss Consolidated Amended Class Action Complaint filed by Auerbach, Leonard B., Contro, Jerome S., Glynn, John W., Jr., James Peterson. (Attachments: # 1 Exhibit Exhibit 1# 2 Exhibit Exhibit 2)(Lawson, Jennifer) (Entered: 07/12/2005)

07/13/2005 1335 Correspondence re: canceling of 7/14/05 teleconference (Isbister, John) (Entered: 07/13/2005)

07/13/2005 1336 Correspondence re: canceling 7/14/05 teleconference (corrected letter) (Isbister, John) (Entered: 07/13/2005)

07/14/2005 1337 PAPERLESS ORDER granting 1332 Motion to Seal to Exhibit E Signed by Judge J. Frederick Motz on 7/14/05. (cag, Deputy Clerk) (Entered: 07/14/2005)

07/14/2005 1338 Correspondence re: Janus Defendants' Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction filed on July 11, 2005 (Molumphy, Mark) (Entered: 07/14/2005)

07/15/2005 1339 MOTION to Dismiss Plaintiff's First Amended Complaint (originally filed in case no. 1:05-cv-01674) by AXA Equitable Life Insurance Company. Responses due by 8/1/2005 (Attachments: # 1 Memorandum in Support# 2 Exhibit 1 (Notice of Filing Oversized Exhibit)# 3 Exhibit 2 (Notice of filing of oversized exhibit))(Schneider, Margaret) (Entered: 07/15/2005)

07/15/2005 1340 NOTICE of Change of Address by Karen L Morris (Morris, Karen) (Entered: 07/15/2005)

07/15/2005 1341 NOTICE of Change of Address by Karen L Morris (Morris, Karen) (Entered: 07/15/2005)

07/22/2005 1342 Corporate Disclosure Statement by Allianz Global Investors Distributors LLC (f/k/a PA Distributors LLC), Allianz Global Investors Fund Management LLC (f/k/a PA Fund Management LLC), Parametric Portfolio Associates, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, RCM Capital Management LLC, Cadence Capital Management LLC, PEA Capital LLC, Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.). (Wolkoff, Harvey) (Entered: 07/22/2005)

07/22/2005 1343 NOTICE of Appearance by Aaron Lee Brody on behalf of The Krouse Group (Brody, Aaron) (Entered: 07/22/2005)

07/22/2005 1344 NOTICE of Appearance by Leon Baer Borstein on behalf of Trautman Wasserman & Company, Inc., Gregory Trautman (Borstein, Leon) (Entered: 07/22/2005)

07/22/2005 1345 Correspondence re: Extension of Deadlines (Brody, Aaron) (Entered: 07/22/2005)

07/26/2005 1346 MOTION to Withdraw Notice of Filing of First Amended Complaint and First Amended Complaint by Nitika Mehta. Responses due by 8/12/2005 (Zelcs, George) (Entered: 07/26/2005)

07/26/2005 1347 MOTION for Extension of Time by Matthew Wiggenhorn. Responses due by 8/12/2005 (Zelcs, George) (Entered: 07/26/2005)

07/27/2005 1348 NOTICE to Substitute Attorney (Bedell, Kevin) (Entered: 07/27/2005)

07/28/2005 1349 Correspondence re: New settlement in governmental proceeding against CIBC entities (Attachments: # 1 Attachment A# 2 Attachment B)(Brody, Aaron) (Entered: 07/28/2005)

08/01/2005 1350 Substantive legal issues - addressing (Paine, William) (Entered: 08/01/2005)

08/01/2005 1351 Paperless ORDER granting 1346 Motion to Withdraw Notice of Filing of First Amended Complaint and First Amended Complaint. Signed by Judge J. Frederick Motz on 8/1/05. (Motz, J.) (Entered: 08/01/2005)

08/01/2005 1352 Paperless ORDER granting 1347 Motion for Extension of Time. Signed by Judge J. Frederick Motz on 8/1/05. (Motz, J.) (Entered: 08/01/2005)

08/01/2005 1353 Paperless ORDER approving extensions requested in re 1345 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 8/1/05. (Motz, J.) (Entered: 08/01/2005)

08/05/2005 1354 RESPONSE re 1334 Memorandum, In Opposition to the RS Independent Trustees' Supplemental Memorandum in Support of Motion to Dismiss filed by The Krouse Group. (Brody, Aaron) (Entered: 08/05/2005)

08/08/2005 1355 REPLY to Response to Motion re 878 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Class Action Complaints in these consolidated actions (reply to plaintiffs' letter of July 8 re settlement between SEC and CIHI) filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 08/08/2005)

08/08/2005 1356 Correspondence re: Response to Fund Investor Class Plaintiffs' letter (Docket Entry #1338) re: Janus Defendants' Motion to Dismiss (Perry, Mark) (Entered: 08/08/2005)

08/08/2005 1357 Correspondence re: Supplemental Authority (Attachments: # 1 Eaton Vance Mutual Funds Opinion# 2 Dull v. Arch Opinion# 3 Mutchka v. Harris Opinion# 4 Jacobs v. Bremner Opinion)(Perry, Mark) (Entered: 08/08/2005)

08/08/2005 1358 Joint MOTION For Entry of Omnibus Order Regarding Confidentiality of Discovery Material by A Plaintiff. Responses due by 8/25/2005 (Attachments: # 1 Exhibit A - Memorandum in Support of Motion# 2 Exhibit B - Proposed Order)(Schwartzman, Denise) (Entered: 08/08/2005)

08/09/2005 1359 NOTICE of Appearance by Jules Brody on behalf of The Krouse Group (Brody, Jules) (Entered: 08/09/2005)

08/09/2005 1360 Correspondence re: CIBC Response to Settlement in governmental proceeding against CIBC entities (Attachments: # 1 Attachment A)(Brody, Jules) (Entered: 08/09/2005)

08/10/2005 1361 Correspondence re: Cancellation of 08/11/05 Teleconference (Isbister, John) (Entered: 08/10/2005)

08/11/2005 1362 NOTICE by A Defendant of withdrawel of counsel (Kaiser, Karen) (Entered: 08/11/2005)

08/12/2005 1363 CTO ORDER from the MDL Panel transferring the attached cases to the District of

Maryland (cag, Deputy Clerk) (Entered: 08/15/2005)

08/15/2005 1364 CTO ORDER from the MDL Panel transferring the attached case to the District of Maryland (cag, Deputy Clerk) (Entered: 08/15/2005)

08/19/2005 1365 Substantive legal issues - addressing (Prussin, H) (Entered: 08/19/2005)

08/19/2005 1366 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants Supplemental MFS Reply (Walker case) filed by Jeffrey L. Shames, Massachusetts Financial Services Company, Eric Burns, Joseph W. Dello Russo, Massachusetts Financial Services Company Retirement Committee. (Shapiro, Jonathan) (Entered: 08/19/2005)

08/19/2005 1367 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants OMNIBUS REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF DEFENDANTS' MOTION TO DISMISS THE ERISA CLASS COMPLAINTS, together with supporting DECLARATION OF MAURA K. MONAGHAN. N.B.: These papers are filed by Debevoise & Plimpton LLP on behalf of the ERISA DEFENDANTS filed by Amvescap National Trust Company, Amvescap PLC, Amvescap Retirement, Inc., AVZ, Inc., Invesco Funds Group, Inc.. (Attachments: # 1 Declaration of Maura K. Monaghan in Support)(Monaghan, Maura) (Entered: 08/19/2005)

08/19/2005 1368 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants Supplemental Reply Brief filed by Marsh & McLennan Companies, Inc., Putnam Investments Trust, William L. Rosoff, Sandra Wright, Sandra S. Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Putnam Investments, LLC. (Eastus, Matthew) (Entered: 08/19/2005)

08/19/2005 1369 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants Putnam Defendants' Supplemental Reply Brief filed by Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Putnam Investments Trust, William L. Rosoff, Sandra S. Wijnberg, J. W. Greenberg, Putnam Investments, LLC. (Eastus, Matthew) (Entered: 08/19/2005)

08/19/2005 1370 RESPONSE re 1322 Memorandum Supplemental Reply Memorandum of Law for the Janus Capital Defendants in Support of Their Motion to Dismiss the ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint filed by A Defendant. (Attachments: # 1 Exhibit A)(Perry, Mark) (Entered: 08/19/2005)

08/19/2005 1371 Correspondence re: Courtesy copies of Supplemental Reply Memorandum of Law for the Janus Capital Defendants in Support of Their Motion to Dismiss the ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint (Perry, Mark) (Entered: 08/19/2005)

08/19/2005 1372 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants [SUPPLEMENTAL REPLY MEMORANDUM OF LAW OF BANK ONE DEFENDANTS IN FURTHER SUPPORT OF THEIR MOTION TO DISMISS THE AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT] filed by One Group Dealer Services, Inc., Bank One High Yield Partners, LLC, J.P. Morgan Chase & Co., Richard R. Wade, Richard W. Vague, William P. Boardman, William G.

Jurgenson, David R. Meuse, Kenneth T. Stevens, Gary J. Madich, Richard R. Jandrain, III, Peter W. Atwater, David J. Kundert, Bank One Corporation, Donald A Hoy, James Dimon, Bank One Trust Company, N.A., Bank One Investment Advisors Corporation, One Group Services Company. (Attachments: # 1 Affidavit Certificate of Service)(Prasow, Andrea) (Entered: 08/19/2005)

08/19/2005 1373 REPLY to Response to Motion re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants (CORRECTED FILERS) filed by Bank One Corp., Donald A Hoy, James Dimon, Bank One Trust Company, N.A.. (Attachments: # 1 Certificate of Service)(Prasow, Andrea) (Entered: 08/19/2005)

08/22/2005 1374 Cross MOTION for Protective Order Joint Cross Motion for Entry of Confidentiality Order by Nations Funds Trust, Thomas S. Word, Jr., James B. Sommers by A Defendant. Responses due by 9/8/2005 (Attachments: # 1 Memorandum of Law in Support of Joint Cross Motion# 2 Exhibit A# 3 Exhibit B)(Perry, Mark) (Entered: 08/22/2005)

08/23/2005 1375 RESPONSE re 1354 Response filed by Auerbach, Leonard B., Contro, Jerome S., Glynn, John W., Jr., James Peterson. (Lawson, Jennifer) (Entered: 08/23/2005)

08/23/2005 1376 Request for Hearing/Trial on Janus Defendants' Motion to Dismiss (Molumphy, Mark) (Entered: 08/23/2005)

08/23/2005 1377 STIPULATION re 1376 Request for Hearing/Trial date and [Proposed] Order Setting Briefing Schedule and Hearing Date on Janus Defendants' Motion to Dismiss by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 08/23/2005)

08/23/2005 1378 ORDER APPROVING Joint Stipulation concerning Order of Attachment in MFS Fund Distributors, Inc., et al v Daniel G. Calugar, et al Signed by Judge J. Frederick Motz on 8/23/05. (cags, Deputy Clerk) (Entered: 08/23/2005)

08/24/2005 1379 Paperless ORDER granting re 1377 Stipulation and order setting briefing schedule filed by Maloon Powers Pitre & Higgins, LLC. Signed by Judge J. Frederick Motz on 8/24/05. (Motz, J.) (Entered: 08/24/2005)

08/24/2005 1380 NOTICE of Appearance by Robert L King on behalf of Nitika Mehta (King, Robert) (Entered: 08/24/2005)

08/24/2005 1381 NOTICE of Appearance by Robert L King on behalf of Edmund Woodbury (King, Robert) (Entered: 08/24/2005)

08/24/2005 1382 NOTICE of Appearance by Robert L King on behalf of Matthew Wiggenhorn (King, Robert) (Entered: 08/24/2005)

08/24/2005 1383 Correspondence re: Fund Derivative Plaintiffs' Request For Permission to File Memorandum Addressing Issues Raised By Janus Defendants' Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdcition (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 08/24/2005)

08/24/2005 1384 RESPONSE in Opposition re 1312 MOTION to Dismiss Plaintiff's First Amended Complaint filed by Edmund Woodbury. Replies due by 9/7/2005. (King, Robert) (Entered: 08/24/2005)

08/24/2005 1385 RESPONSE in Opposition re 1339 MOTION to Dismiss Plaintiff's First Amended Complaint (originally filed in case no. 1:05-cv-01674) filed by Matthew Wiggenhorn. Replies due by 9/7/2005. (King, Robert) (Entered: 08/24/2005)

08/25/2005 1386 INVESTOR CLASS OPINION in re Janus Subtrack Signed by Judge J. Frederick Motz on 8/25/05. (cag, Deputy Clerk) (Entered: 08/25/2005)

08/25/2005 1387 INVESTOR CLASS ORDER in re Janus Subtrack DISMISSING all claims against Janus Investemnt Fund and Janus Adviser Series; Granting in part and Denying in part the motions filed by Janus Capital Group, Janus Capital Management and Janus Distributors LLC; Granting in part and Denying in part the motions filed by Edward J. Stern, Canary Capital Partners, LLC,s Investment LLC, Canary Capital Partners, Ltd, Gregory Trautman, Trautman Wasserman & Co., Rydex Investments and Round Hill Securities, Inc.; DISMISSING all claims against AST Trust Co., Prudential Securities, Inc. and Wachovia Securities, LLC; Granting in part and Denying in part the motions filed by Bear Stearns & Co. and Bank of America Corp; and Granting the Motion filed by CIBC Signed by Judge J. Frederick Motz on 8/25/05. (cag, Deputy Clerk) (Entered: 08/25/2005)

08/25/2005 1388 FUND DERIVATIVE OPINION in re Janus Subtrack Signed by Judge J. Frederick Motz on 8/25/05. (cag, Deputy Clerk) (Entered: 08/25/2005)

08/25/2005 1389 FUND DERIVATIVE ORDER in re Janus Subtrack Granting in part and Denying in part Defendants' motion to dismiss Signed by Judge J. Frederick Motz on 8/25/05. (cag, Deputy Clerk) (Entered: 08/25/2005)

08/26/2005 1390 Request for Hearing/Trial on Issues Related to Section 36(b) Claims Under the ICA (Chimicles, Nicholas) (Entered: 08/26/2005)

09/01/2005 1391 Supplemental MOTION to Dismiss DUPLICATE Supplemental Memorandum of Law for the Janus Capital Defendants in Support of Their Motion to Dismiss the ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint by A Defendant. Responses due by 9/19/2005 (Attachments: # 1 Declaration# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F)(Perry, Mark) (Entered: 09/01/2005)

09/06/2005 1392 RESPONSE in Support re 1358 Joint MOTION For Entry of Omnibus Order Regarding Confidentiality of Discovery Material Plaintiffs' Reply Brief in Support of Their Joint Motion for Entry of Omnibus Order Regarding Confidentiality of Discovery Material filed by A Plaintiff. Replies due by 9/20/2005. (Isbister, John) (Entered: 09/06/2005)

09/07/2005 1393 Correspondence re: September 8, 2005 Teleconference (Isbister, John) (Entered: 09/07/2005)

09/07/2005 1394 Correspondence re: Attached decision which is relevant authority on defendants' instant motions to dismiss the ERISA class complaints. (Rosen, Samuel) (Entered: 09/07/2005)

09/07/2005 1395 MOTION to Withdraw Appearance of Counsel by Kopstein, Van Alen, Nash & Co., Inc.. Responses due by 9/26/2005 (Attachments: # 1 Exhibit A)(Adler, Nathan) (Entered: 09/07/2005)

09/12/2005 1396 NOTICE of Change of Address by Thomas Kelly Potter, III (Potter, Thomas)

(Entered: 09/12/2005)

09/12/2005 1397 PAPERLESS ORDER granting 1395 Motion for David A. Stein and Nathan D. Adler to Withdraw as counsel for Kopstein, Van Alen, Nash & Co., Inc. Signed by Judge J. Frederick Motz on 9/12/05. (cags, Deputy Clerk) (Entered: 09/12/2005)

09/16/2005 1398 TRANSCRIPT of Proceedings held before Judges Blake, Davis and Motz on September 8, 2005 (cag, Deputy Clerk) (Entered: 09/16/2005)

09/16/2005 1399 REPLY to Response to Motion re 1339 MOTION to Dismiss Plaintiff's First Amended Complaint (originally filed in case no. 1:05-cv-01674) filed by AXA Equitable Life Insurance Company. (Brookstein, Mark) (Entered: 09/16/2005)

09/16/2005 1400 REPLY to Response to Motion re 1312 MOTION to Dismiss Plaintiff's First Amended Complaint filed by Nationwide Life Insurance Company. (Mogilnicki, Eric) (Entered: 09/16/2005)

09/20/2005 1401 Correspondence re: Instructions for 09/21/05 Teleconference Hearing (Isbister, John) (Entered: 09/20/2005)

09/20/2005 1402 NOTICE of Voluntary Dismissal by Delon Brown (Rosen, Samuel) (Entered: 09/20/2005)

09/20/2005 1403 NOTICE of Appearance by Mark D Brookstein on behalf of AXA Equitable Life Insurance Company (Brookstein, Mark) (Entered: 09/20/2005)

09/20/2005 1404 NOTICE of Appearance by Sheila Finnegan on behalf of AXA Equitable Life Insurance Company (Finnegan, Sheila) (Entered: 09/20/2005)

09/20/2005 1405 Correspondence re: Answers in Janus Subtrack (Perry, Mark) (Entered: 09/20/2005)

09/20/2005 1406 NOTICE of Appearance by Barry G Felder on behalf of Theodore C. Sihpol, III (Felder, Barry) (Entered: 09/20/2005)

09/21/2005 1407 ORDER in JFM-04-809 APPROVING 1402 Notice of Voluntary Dismissal with prejudice filed by Delon Brown Signed by Judge J. Frederick Motz on 9/21/05. (cag, Deputy Clerk) (Entered: 09/21/2005)

09/21/2005 Motion Hearing held on 9/21/2005 re 1051 MOTION to Dismiss (Omnibus) By ERISA Defendants filed by Invesco Funds Group, Inc.,, Amvescap PLC,, Amvescap Retirement, Inc.,, Amvescap National Trust Company,, AVZ, Inc., held before Judges J. Frederick Motz, Catherine C. Blake, Andre M. Davis - ARGUED - held subcuria (Court Reporter M. Zajac) (bma, CRD) (Entered: 09/21/2005)

09/22/2005 1408 Paperless ORDER approving schedule proposed in re 1405 Miscellaneous Correspondence regarding filing answers in Janus subtrack. Signed by Judge J. Frederick Motz on 9/22/05. (Motz, J.) (Entered: 09/22/2005)

09/23/2005 1409 Correspondence re: Response to Thomas Allen's Letter Regarding Class Plaintiffs and Derivative Plaintiffs Claims Under Section 36(b) of the Investment Company Act (Prussin, H) (Entered: 09/23/2005)

09/27/2005 1410 NOTICE of Appearance by Daniel Arlen Sloane, III on behalf of A Plaintiff (Sloane, Daniel) (Entered: 09/27/2005)

09/27/2005 1411 RESPONSE in Support re 869 MOTION to Dismiss Consolidated Class Action and Derivative Complaints on behalf of the Broker Dealer Intermediary Defendants filed by Latanzi, Damon. Replies due by 10/11/2005. (Caplan, Andrew) (Entered: 09/27/2005)

09/30/2005 1412 Correspondence re: Response to Letters to the Court from the Federated Defendants and Fund Derivative Plaintiffs, dated September 22, 2005 and September 23, 2005, on behalf of the Federated Class Plaintiffs. (MacFall, Timothy) (Entered: 09/30/2005)

10/03/2005 1413 TRANSCRIPT of Proceedings held before Judges Blake, Davis and Motz on September 21, 2005 (cag, Deputy Clerk) (Entered: 10/03/2005)

10/04/2005 1414 ORDER TRANSFERRING JFM-05-2711 to MDL-04-15863. Signed by Judge J. Frederick Motz on 10/4/05 (cag, Deputy Clerk) (Entered: 10/04/2005)

10/04/2005 1415 Correspondence re: Request for an Order Approving Schedule for Answers and Briefing Schedule re: Janus Defts' Pending Motion to Dismiss (Simon, Bruce) (Entered: 10/04/2005)

10/05/2005 1416 MOTION to Withdraw as Attorney by A Plaintiff. Responses due by 10/24/2005 (Williamson, Julie) (Entered: 10/05/2005)

10/05/2005 1417 Paperless ORDER approving the schedule requested in re 1415 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 10/5/05. (Motz, J.) (Entered: 10/05/2005)

10/05/2005 1418 Correspondence re: Response of Fund Derivative Plaintiffs to Letters to the Court from the Federated Defendants, dated September 22, 2005 and September 30, 2005, and Federated Class Plaintiffs. (Prussin, H) (Entered: 10/05/2005)

10/05/2005 1419 ORDER APPROVING defendants' proposed confidentiality order Signed by Judge J. Frederick Motz on 10/5/05. (cags, Deputy Clerk) (Entered: 10/05/2005)

10/05/2005 1420 Correspondence re: ERISA Cases (Attachments: # 1 Enclosure)(Eastus, Matthew) (Entered: 10/05/2005)

10/06/2005 1421 REQUEST for Extension of Time to File the Opposition to the Memorandum of Law of Defendant Damon Latanzi in Further Support of His Motion to Dismiss the Consolidated Amended Class Action Complaint (Brody, Jules) (Entered: 10/06/2005)

10/06/2005 1422 STIPULATION re: Service and Extension of Time for Certain Defendants to Answer, Move, or Otherwise Respond to Amended Complaint by The Krouse Group. (Brody, Jules) (Entered: 10/06/2005)

10/06/2005 1423 STIPULATION re: Extension of Time for Defendant Lawrence S. Powell to Answer, Move, or Otherwise Respond to Amended Complaint by The Krouse Group. (Brody, Jules) (Entered: 10/06/2005)

10/07/2005 1424 Correspondence re: Response to Fund Derivative Plaintiffs' counsel's Letter to the Court, dated October 5, 2005. (Clark Weintraub, Deborah) (Entered: 10/07/2005)

10/11/2005 1425 Paperless ORDER approving re 1423 stipulating that the deadline for the stipulating defendant to answer, move, or otherwise respond to the complaint is

extended to 45 days after the docketing of the court's order regarding the currently pending motions to dismiss in the RS Funds subtrack. Signed by Judge J. Frederick Motz on 10/11/05. (Motz, J.) (Entered: 10/11/2005)

10/11/2005 1426 Correspondence regarding October 6, 2005 correspondence from counsel(document 1421). (Motz, J.) (Entered: 10/11/2005)

10/11/2005 1427 Correspondence regarding Invesco subtrack. (Motz, J.) (Entered: 10/11/2005)

10/11/2005 1428 PAPERLESS ORDER GRANTING 1416 MOTION for Julie M. Williamson to Withdraw as Attorney for Plaintiff; APPROVING 1422 Stipulation re: Service and Extension of Time for Certain Defendants to Answer, Move, or Otherwise Respond to Amended Complaint filed by The Krouse Group. Signed by Judge J. Frederick Motz on 10/11/05 (cag, Deputy Clerk) Modified on 10/12/2005 (cag, Deputy Clerk). (Entered: 10/12/2005)

10/12/2005 1429 NOTICE by Columbia Management Advisors, LLC, Columbia Management Distributors, Inc., Columbia Management, LLC Change of Party Name (Meil, Sarah Fern) (Entered: 10/12/2005)

10/12/2005 1430 Correspondence re: In re Mutual Funds Investment Litigation (Stewart, Charles) (Entered: 10/12/2005)

10/13/2005 1431 NOTICE by Columbia Management Group, LLC, Columbia Management Advisors, LLC, Columbia Management Distributors, Inc. re 1429 Notice (Other) Amended Notice of Change of Party Name (Meil, Sarah Fern) (Entered: 10/13/2005)

10/18/2005 1432 Joint MOTION to Stay ACTIONS AGAINST THE SECURITY BROKERAGE DEFENDANTS IN CONTEMPLATION OF SETTLEMENT by Jackie Williams, City of Chicago Deferred Compensation Plan. Responses due by 11/4/2005 (Attachments: # 1 Text of Proposed Order PROPOSED ORDER STAYING ACTIONS AGAINST THE SECURITY BROKERAGE DEFENDANTS IN CONTEMPLATION OF SETTLEMENT)(Clark Weintraub, Deborah) (Entered: 10/18/2005)

10/18/2005 1433 MOTION for Other Relief to Withdraw as Interim Liaison Counsel for the Trader Defendants by Steven S. Scholes. Responses due by 11/4/2005 (Scholes, Steven) (Entered: 10/18/2005)

10/18/2005 1434 MOTION for Reconsideration re 1388 Memorandum Opinion, 1389 Order -- Fund Derivative Plaintiffs' Memorandum of Law in Support of Their Motion for Partial Reconsideration of the August 25, 2005 Fund Derivative Opinion and Order -- by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark. Responses due by 11/4/2005 (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 10/18/2005)

10/19/2005 1435 Paperless ORDER granting 1432 Motion to Stay as to Security Brokerage defendants. Signed by Judge J. Frederick Motz on 10/19/05. (Motz, J.) (Entered:

10/19/2005)

10/19/2005 1436 RESPONSE to Motion re 1432 Joint MOTION to Stay ACTIONS AGAINST THE SECURITY BROKERAGE DEFENDANTS IN CONTEMPLATION OF SETTLEMENT filed by A Plaintiff. Replies due by 11/2/2005. (Prussin, H) (Entered: 10/19/2005)

10/20/2005 1437 Paperless ORDER rescinding re [1435] Order on Motion to Stay. Signed by Judge J. Frederick Motz on 10/20/05. (Motz, J.) (Entered: 10/20/2005)

10/21/2005 1438 CTO ORDER from the MDL Panel Transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 10/21/2005)

10/24/2005 1439 AMENDED COMPLAINT against Janus Capital Group, Inc., Plan Advisory Committee, filed by Craig Wangberger.(Rosen, Samuel) (Entered: 10/24/2005)

10/25/2005 1440 AMENDED COMPLAINT against Plan Advisory Committee, Janus Capital Group Inc., filed by Craig Wangberger. (Attachments: # 1 Exhibit "Redlined" copy marked to show changes from original complaint)(Rosen, Samuel) (Entered: 10/25/2005)

10/26/2005 1441 Correspondence re: Agenda for October 27, 2005 Teleconference (Isbister, John) (Entered: 10/26/2005)

10/26/2005 1442 REPLY to Response to Motion re 1432 Joint MOTION to Stay ACTIONS AGAINST THE SECURITY BROKERAGE DEFENDANTS IN CONTEMPLATION OF SETTLEMENT , Class Plaintiffs' Response To Fund Derivative Plaintiffs' Opposition To Joint Motion To Stay Actions Against The Security Brokerage Defendants In Contemplation Of Settlement filed by City of Chicago Deferred Compensation Plan, Defered Compensation Plan for Employees of Nassau County, Philip L. Erickson, Jackie Williams. (Clark Weintraub, Deborah) (Entered: 10/26/2005)

10/27/2005 1443 Correspondence re: Response to Class Plaintiffs' Reply to Fund Derivative Plaintiffs' Opposition to Joint Motion to Stay Actions Against the Security Brokerage Defendants (Rifkin, Mark) (Entered: 10/27/2005)

10/31/2005 1444 Correspondence re: Opposition to the Memorandum of Law of Defendant Damon Latanzi in Further Support of His Motion to Dismiss the Consolidated Amended Class Action Complaint (Brody, Jules) (Entered: 10/31/2005)

11/01/2005 1445 Paperless ORDER approving agreement set forth in re 1444 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 11/1/05. (Motz, J.) (Entered: 11/01/2005)

11/02/2005 1446 TRANSCRIPT of Proceedings held before Judges Blake, Davis and Motz on October 27, 2005 (cag, Deputy Clerk) (Entered: 11/02/2005)

11/03/2005 1447 ORDER RE: General Instructions. Signed by Judge J. Frederick Motz on 11/3/05. (Attachments: # 1 Attachment)(jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1448 Correspondence re: Joint Motion for Stay of Proceedings Against the Security Brokerage Defendants (Scholes, Steven) (Entered: 11/03/2005)

11/03/2005 1449 Letter ruling applying Janus investor class decision to Alger. Signed by Judge J.

Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1450 Letter ruling applying Janus investor class decision to Allianz. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1451 Letter ruling applying Janus investor class decision to Columbia. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1452 Letter ruling applying Janus investor class decision to MFS. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1453 Letter ruling applying Janus investor class decision to One Group. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1454 Letter ruling applying Janus investor class decision to Putnam. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1455 Letter ruling applying Janus investor class decision to RS Investment. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1456 Letter ruling applying Janus derivative decision to Van Kampen. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1457 Letter ruling applying Janus derivative decision to Alger. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1458 Letter ruling applying Janus derivative decision to Allianz. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1459 Letter ruling applying Janus derivative decision to Columbia. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1460 Letter ruling applying Janus derivative decision to MFS. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1461 (FILED IN ERROR) Letter ruling applying Janus derivative decision to One Group. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) Modified on 11/4/2005 (jnl, Deputy Clerk). (Entered: 11/03/2005)

11/03/2005 1462 Letter ruling applying Janus derivative decision to Putnam. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/03/2005)

11/03/2005 1463 Letter ruling applying Janus derivative decision to One Group. Signed by Judge J. Frederick Motz on 11/3/05. (jnl, Deputy Clerk) (Entered: 11/04/2005)

11/04/2005 1464 NOTICE of Appearance by Kellie Ann Allen on behalf of RTE Asset Management (Allen, Kellie) (Entered: 11/04/2005)

11/09/2005 1465 NOTICE by Spectrum Financial, Inc. of withdrawal of entry of appearance (Macus Bryan, Maria) (Entered: 11/09/2005)

11/10/2005 1466 Correspondence re: Letter to Honorable J. Frederick Motz from Jonathan D. Polkes (Polkes, Jonathan) (Entered: 11/10/2005)

11/14/2005 1467 Correspondence re: Amended Schedule for Answering Complaints (Molumphy, Mark) (Entered: 11/14/2005)

11/14/2005 1468 Correspondence re: Letter Ruling applying Janus investor class decision to MFS (Attachments: # 1 Text of Proposed Order)(Gardiner, Brendan) (Entered: 11/14/2005)

11/14/2005 1469 Correspondence re: Letter Ruling applying Janus investor class decision to MFS (Schulman, Alan) (Entered: 11/14/2005)

11/14/2005 1470 ORDER AMENDING the August 25, 2005 order to reflect that this action is stayed as to the Canary defendants Signed by Judge J. Frederick Motz on 11/14/05. (cags, Deputy Clerk) (Entered: 11/14/2005)

11/14/2005 1471 ORDER re: Mr. Polkes' letter dated November 10, 2005 Signed by Judge J. Frederick Motz on 11/14/05. (cags, Deputy Clerk) (Entered: 11/14/2005)

11/14/2005 1472 Correspondence re: Letter Ruling applying Janus investor class decision to MFS (Gardiner, Brendan) (Entered: 11/14/2005)

11/15/2005 1473 Paperless ORDER approving re 1467 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 11/15/05. (Motz, J.) (Entered: 11/15/2005)

11/15/2005 1474 Correspondence re: Wasserman v. Lewis action (Winograd, Michael) (Entered: 11/15/2005)

11/15/2005 1475 NOTICE of Appearance by Alan J Davis on behalf of PFPC Distributors, Inc., PFPC, Inc. (Davis, Alan) (Entered: 11/15/2005)

11/15/2005 1476 NOTICE of Appearance by Paul Lantieri, III on behalf of PFPC Distributors, Inc., PFPC, Inc. (Lantieri, Paul) (Entered: 11/15/2005)

11/18/2005 1477 REQUEST for Extension of Time to File Request for Interim Order (Perry, Mark) (Entered: 11/18/2005)

11/21/2005 1478 Correspondence re: Court's consideration and approval of a briefing schedule re motion for reconsideration. (Kaplan, Frank) (Entered: 11/21/2005)

11/22/2005 1479 Paperless ORDER approving 1477 request for extension of time until December 15, 2005 to file answers. Signed by Judge J. Frederick Motz on 11/22/05. (Motz, J.) (Entered: 11/22/2005)

11/22/2005 1480 Paperless ORDER approving the briefing schedule proposed in 1478 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 11/22/05. (Motz, J.) (Entered: 11/22/2005)

11/29/2005 1481 CTO Order No. 21 from the MDL Panel transferring the attached cases to the District of Maryland (cag, Deputy Clerk) (Entered: 11/29/2005)

11/29/2005 1482 NOTICE by Joseph Cordani, Barbara Cordani, Jean Stigas, Lawrence A. Stigas, Roger Bailey, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Mei Hung, Jason Hung, Gloria Steinberg, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Sharon Gaines, Michael Gaines, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark re 1434 MOTION for Reconsideration re 1388 Memorandum Opinion, 1389 Order -- Fund Derivative Plaintiffs' Memorandum of Law in Support of Their Motion for Partial Reconsideration of the August 25, 2005 Fund Derivative Opinion and Order --, 1390 Request for Hearing/Trial date --NOTICE

OF WITHDRAWAL OF FUND DERIVATIVE PLAINTIFFS' MOTION FOR PARTIAL RECONSIDERATION OF THE AUGUST 25, 2005 FUND DERIVATIVE OPINION AND ORDER (Attachments: # 1 Correspondence Regarding Withdrawal of Fund Derivative Plaintiffs' Motion for)(Chimicles, Nicholas) (Entered: 11/29/2005)

11/29/2005 1483 Correspondence re: rulings on motions to dismiss (Press, Ira) (Entered: 11/29/2005)

11/30/2005 1484 Correspondence re: Motion for Reconsideration (Cauley, Thomas) (Entered: 11/30/2005)

11/30/2005 1485 Correspondence re: Motion for Reconsideration (Schulman, Alan) (Entered: 11/30/2005)

12/01/2005 1486 Correspondence re: proposed modified schedule for certain defendants to answer certain consolidated amended complaints (Tulumello, Andrew) (Entered: 12/01/2005)

12/01/2005 1487 MOTION for Reconsideration re 1452 Order, 1449 Order by Wilshire Associates Incorporated. Responses due by 12/19/2005 (Kaplan, Frank) (Entered: 12/01/2005)

12/01/2005 1488 MOTION for Reconsideration re 1450 Order Re That Part of Court's November 3, 2005 Memorandum Dismissing All Claims Against Defendant Prudential Without Leave to Amend by Combined Welfare Fund. Responses due by 12/19/2005 (Waldman, Chet) (Entered: 12/01/2005)

12/01/2005 1489 MOTION for Reconsideration re 1450 Order : Plaintiffs' Memorandum of Law in Support of Motion for Reconsideration of That Part of the Court's November 3, 2005 Memorandum Dismissing All Claims Against Defendant Prudential in the Consolidated Amended Class Action Complaint in Allianz Dresdner Without Leave to Replead by Combined Welfare Fund. Responses due by 12/19/2005 (Waldman, Chet) (Entered: 12/01/2005)

12/01/2005 1490 Correspondence re: Filing of accompanying Motion for Reconsideration of That Part of the Court's November 3, 2005 Memorandum Dismissing All Claims Against Defendant Prudential in the Consolidated Amended Class Action Complaint in the Allianz Dresdner Subtrack Without Leave to Amend, and Memorandum of Law in Support Thereof (Waldman, Chet) (Entered: 12/01/2005)

12/01/2005 1491 Correspondence re: proposed orders (Isbister, John) (Entered: 12/01/2005)

12/01/2005 1492 NOTICE of Appearance by James Richard Carroll on behalf of A.J.C. Smith, Putnam Retail Management GP, Inc., Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust, Putnam Investment Management Trust, Putnam Fiduciary Trust, Co. (Carroll, James) (Entered: 12/01/2005)

12/02/2005 1493 Correspondence re: Claims Against PFPC, Inc. and PFPC Distributors, Inc. (Lantieri, Paul) (Entered: 12/02/2005)

12/02/2005 1494 NOTICE of Withdrawal of Fund Derivative Plaintiffs' Motion for Partial Reconsideration of the August 25, 2005 Fund Derivative Opinion and Order (cag, Deputy Clerk) (Entered: 12/02/2005)

12/02/2005 1495 Correspondence from Nicholas E. Chimicles re: return of the Declaration Mark C. Rifkin. (cag, Deputy Clerk) (Entered: 12/02/2005)

12/02/2005 1496 MEMORANDUM to Mr. Chimicles re: Declaration of Mark C. Rifkin. Signed by Judge J. Frederick Motz on 12/2/05(cag, Deputy Clerk) (Entered: 12/02/2005)

12/02/2005 1497 Correspondence re: Deadline for Filing Motions for Reconsideration (Bien Willner, Jerald) (Entered: 12/02/2005)

12/05/2005 1498 Correspondence re: Clarification and/or Reconsideration of Motion to Dismiss 36(B) Claim (Casey, Peter) (Entered: 12/05/2005)

12/05/2005 1499 Correspondence re: Request for Ruling on Employee Timing Defendants' Motion to Dismiss (Casey, Peter) (Entered: 12/05/2005)

12/05/2005 1500 MOTION for Reconsideration re 1452 Order, 1449 Order letter to Court re corrected Motion for Reconsideration by Wilshire Associates Incorporated. Responses due by 12/22/2005 (Kaplan, Frank) (Entered: 12/05/2005)

12/05/2005 1501 MOTION for Reconsideration re 1452 Order, 1449 Order Corrected Motion For Reconsideration by Wilshire Associates Incorporated. Responses due by 12/22/2005 (Kaplan, Frank) (Entered: 12/05/2005)

12/06/2005 1502 NOTICE of Appearance by David Scott Clancy on behalf of A.J.C. Smith, Putnam Retail Management GP, Inc., Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust, Putnam Investment Management Trust, Putnam Fiduciary Trust, Co. (Clancy, David) (Entered: 12/06/2005)

12/06/2005 1503 Correspondence re: Response to 12/5/05 letters from counsel for the Putnam Employee Timing Defendants (Clark Weintraub, Deborah) (Entered: 12/06/2005)

12/06/2005 1504 Correspondence re: Pending Motions (Grant, John) (Entered: 12/06/2005)

12/07/2005 1505 Correspondence re: December 8, 2005 Teleconference (Isbister, John) (Entered: 12/07/2005)

12/07/2005 1506 Substantive legal issues - addressing (Wright, Jefferson) (Entered: 12/07/2005)

12/08/2005 1507 NOTICE of Appearance by Robin R Stone on behalf of Trout Trading Management Co. (Stone, Robin) (Entered: 12/08/2005)

12/08/2005 1508 NOTICE of Appearance by Robin R Stone on behalf of Samaritan Asset Management (Stone, Robin) (Entered: 12/08/2005)

12/08/2005 1509 NOTICE by Omid Kamshad of Withdrawal of Appearance of Kirsten M. Nelson (Nelson, Kirsten) (Entered: 12/08/2005)

12/08/2005 1510 Correspondence re: Reply Regarding Employee Timing Defendants' Request for Ruling (Casey, Peter) (Entered: 12/08/2005)

12/12/2005 1511 Correspondence re: Schedule re: submission of proposed orders and motions (Isbister, John) (Entered: 12/12/2005)

12/13/2005 1512 Substantive legal issues - addressing (Wright, Jefferson) (Entered: 12/13/2005)

12/13/2005 1513 Paperless ORDER approving 1511 Miscellaneous Correspondence with agreed-upon schedule concerning the submission of proposed orders and motions for reconsideration in all subtracks except Janus. Signed by Judge J. Frederick Motz on 12/13/05. (Motz, J.) (Entered: 12/13/2005)

12/13/2005 1514 Correspondence re: Cash Case and Newly-Transferred Cases (Schulman, Alan) (Entered: 12/13/2005)

12/15/2005 1515 Correspondence re: Putnam Parent Class Sub-subtrack (Luboja, Jeanne) (Entered: 12/15/2005)

12/15/2005 1516 Correspondence re: Lead Plaintiff's Proposed Investor Class Order (Attachments: # 1 Text of Proposed Order)(Schulman, Alan) (Entered: 12/15/2005)

12/16/2005 1517 MOTION to Withdraw as Attorney Brendan J. Gardiner by Trout Trading Management Co.. Responses due by 1/2/2006 (Cauley, Thomas) (Entered: 12/16/2005)

12/16/2005 1518 MOTION to Withdraw as Attorney Brendan J. Gardiner by Samaritan Asset Management. Responses due by 1/2/2006 (Cauley, Thomas) (Entered: 12/16/2005)

12/16/2005 1519 Correspondence re: Letter dated December 16, 2005 to Judge Motz (Attachments: # 1 Text of Proposed Order [Proposed] Investor Class Order)(Clark Weintraub, Deborah) (Entered: 12/16/2005)


12/16/2005 1521 Correspondence re: Letter dated December 16, 2005 to Judge Motz (Attachments: # 1 Text of Proposed Order Proposed Investor Class Order)(Tashman, Heather) (Entered: 12/16/2005)

12/16/2005 1522 Correspondence re: Fund Derivative Plaintiffs' Proposed Order (Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 12/16/2005)



12/16/2005 1525 Correspondence re: Fund Derivative Plaintiffs' Proposed Order in the One Group Subtrack (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 12/16/2005)

12/16/2005 1526 Correspondence re: Fund Derivative Plaintiffs' Proposed Order (Attachments: # 1 Text of Proposed Order)(Rifkin, Mark) (Entered: 12/16/2005)

12/16/2005 1527 Correspondence re: Fund Derivative Plainitff's Proposed Order in the Van Kampen Subtrack (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 12/16/2005)



12/16/2005 1530 Correspondence re: Attached Proposed Order Implementing November 3, 2005 Letter Rulings (Attachments: # 1 Text of Proposed Order Implementing November 3, 2005 Letter Rulings in Allianz Dresdner Subtrack)(Waldman, Chet) (Entered: 12/16/2005)


12/16/2005 1532 Correspondence re: Lead Plaintiff's Proposed Order in the RS Investment Subtrack (Attachments: # 1 Text of Proposed Order)(Brody, Jules) (Entered: 12/16/2005)

12/20/2005 1533 MOTION for Reconsideration re 1451 Order by Samaritan Asset Management. Responses due by 1/6/2006 (Attachments: # 1 Memorandum in Support of Motion for Reconsideration)(Stone, Robin) (Entered: 12/20/2005)

12/20/2005 1534 RESPONSE in Opposition re 1391 Supplemental MOTION to Dismiss DUPLICATE Supplemental Memorandum of Law for the Janus Capital Defendants in Support of Their Motion to Dismiss the ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint Plaintiff Craig Wangberger's Memorandum of Law in opposition to Janus Capital Defendants' motion to dismiss plaintiff's ERISA complaint & motion to strike unauthorized ERISA complaint filed by Craig Wangberger. Replies due by 1/3/2006. (Rosen, Samuel) (Entered: 12/20/2005)

12/22/2005 1535 Correspondence re: transferring 05-3205 Thomas J. Cash v Gary L. Pilgrim to track 04-15862 (cag, Deputy Clerk) (Entered: 12/22/2005)

12/22/2005 1536 Substantive legal issues - addressing (Thier, Jonathan) (Entered: 12/22/2005)

12/23/2005 1537 NOTICE of Change of Address by Jerald Bien Willner (Attachments: # 1 Affidavit of Service)(Bien Willner, Jerald) (Entered: 12/23/2005)

12/27/2005 1538 Correspondence re: plaintiffs' proposed orders and Wilshire Associates' motion for reconsideration (Kaplan, Frank) (Entered: 12/27/2005)

12/30/2005 1539 Correspondence re: SEC/NYAG Settlement (Attachments: # 1 Exhibit SEC Order)(Daniels, David) (Entered: 12/30/2005)

12/30/2005 1540 Substantive legal issues - addressing (Shin, Michael) (Entered: 12/30/2005)

01/03/2006 1541 Substantive legal issues - addressing (Attachments: # 1)(Davis, Alan) (Entered: 01/03/2006)

01/03/2006 1542 Substantive legal issues - addressing (Casey, Peter) (Entered: 01/03/2006)

01/03/2006 1543 RESPONSE re 1519 Miscellaneous Correspondence (Response of Louis Tasiopoulos to Plaintiffs' Proposed Implementation Order in the Columbia Subtrack) filed by Louis Tasiopoulos. (Wood, Lisa) (Entered: 01/03/2006)

01/03/2006 1544 Correspondence re: Defendant James P. Connelly, Jr.'s objection to paragraph three of the [Proposed] Fund Derivative Order submitted by derivative plaintiffs in Alger subtrack (Attachments: # 1)(Haller, David) (Entered: 01/03/2006)

01/03/2006 1545 Correspondence re: Bank One Defendants' Objection to Paragraph 3 in Fund Derivative Plaintiffs' [Proposed] Fund Derivative Order. (Kramer, Daniel) (Entered: 01/03/2006)

01/03/2006 1546 Substantive legal issues - addressing (Aaron, Stewart) (Entered: 01/03/2006)

01/03/2006 1547 Correspondence re: (1) Morgan Stanley, Van Kampen Investments, Inc., and the Van Kampen Trustees in Response to the Proposed Fund Derivative Order Submitted by Plaintiff. (2)On Behalf of Van Kampen Asset Management Inc., Van Kampen Investor Services, Inc., Van Kampen Funds, Inc., Morgan Stanley Investment Advisors, Inc., Morgan Stanley Investments LP, and Morgan Stanley Investment Management, Inc. to Set Forth the Grounds on Which to Move for Reconsideration of the Application to Van Kampen of the Court's Janus Section 36(b) Ruling. (Attachments: # 1 Text of Proposed Order)(Rosen, Richard) (Entered: 01/03/2006)

01/03/2006 1548 Correspondence re: Broker Defendants' Objection to Paragraph 7(b) in Plaintiffs' [Proposed] Investor Class Order in Alger (Demayo) Subtrack (JFM-04-0876) (Reichardt, Glenn) (Entered: 01/03/2006)

01/03/2006 1549 Substantive legal issues - addressing (Falvey, John) (Entered: 01/03/2006)

01/03/2006 1550 Correspondence re: proposed order (Liman, Lewis) (Entered: 01/03/2006)

01/03/2006 1551 Correspondence re: Objection to Plaintiffs' Proposed Order (Stano, Phillip) (Entered: 01/03/2006)

01/03/2006 1552 Substantive legal issues - addressing (Marcucci, Michael) (Entered: 01/03/2006)

01/03/2006 1553 Correspondence re: Certain Market Timing Defendants' Objection to Paragraph 6 in Plaintiffs' [Proposed] Investor Class Order in the Putnam Subtrack (Attachments: # 1 Exhibit Exhibits A-C)(Rowland, Joshua) (Entered: 01/03/2006)

01/03/2006 1554 Correspondence re: Response to MFS Plaintiffs' Proposed Orders (Paine, William) (Entered: 01/03/2006)

01/03/2006 1555 Substantive legal issues - addressing (Pollack, Daniel) (Entered: 01/03/2006)

01/03/2006 1556 Correspondence re: response of defendants Citigroup Inc., Citigroup Global Markets Holdings Inc. and Salomon Smith Barney, Inc. to plaintiffs' proposed orders implementing the Court's rulings in In re Invesco (Lepera v. Invesco Funds Group, Inc., et al., Case No. 04-cv-00814-JFM); and In re MFS (Riggs v. Massachusetts Financial Services Company, et al., Case No. 04-cv-1162-JFM) (Madsen, Stephen) (Entered: 01/03/2006)

01/03/2006 1557 Correspondence re: Response to Fund Derivative Plaintiffs' [Proposed] Fund Derivative Order (Smith, Thomas) (Entered: 01/03/2006)

01/03/2006 1558 Correspondence re: Putnam Trustees' Response to Class Plaintiffs' [Proposed] Investor Class Order (Smith, Thomas) (Entered: 01/03/2006)

01/03/2006 1559 Correspondence re: One Group Trustees' Response to Class Plaintiffs' [Proposed] Investor Class Order (Smith, Thomas) (Entered: 01/03/2006)

01/03/2006 1560 Substantive legal issues - addressing (Roumel, Eleni) (Entered: 01/03/2006)

01/03/2006 1561 MOTION for Reconsideration re 1452 Order by Trout Trading Management Co.. Responses due by 1/20/2006 (Attachments: # 1 Memorandum in Support of Motion)(Stone, Robin) (Entered: 01/03/2006)

01/03/2006 1562 Correspondence re: Response to Fund Derivative Plaintiffs' [Proposed] Fund Derivative Order (Putnam Subtrack) (Greiner, Stephen) (Entered: 01/03/2006)

01/03/2006 1563 Correspondence re: Plaintiffs' proposed order, TCM's motion for reconsideration (Stone, Robin) (Entered: 01/03/2006)

01/03/2006 1564 Correspondence re: Davidson Companies' Objection to Paragraph 5 in Plaintiffs' [Proposed] Fund Derivative Order in Allianz Dresdner Subtrack (Attachments: # 1 Certificate of Service)(Carlson, Kristina) (Entered: 01/03/2006)

01/03/2006 1565 Substantive legal issues - addressing (Meil, Sarah Fern) (Entered: 01/03/2006)

01/03/2006 1566 Substantive legal issues - addressing (Meil, Sarah Fern) (Entered: 01/03/2006)

01/03/2006 1567 Correspondence re: [Proposed] Orders (Attachments: # 1 Exhibit A# 2 Exhibit B)(Carroll, James) (Entered: 01/03/2006)

01/03/2006 1568 Correspondence re: [Proposed] Orders (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Carroll, James) (Entered: 01/03/2006)

01/03/2006 1569 MOTION for Clarification of Rulings in the Investor Class Actions in Non-Bank of America/Nations Funds Sub-Tracks Asserting Claims Against Bank of America by Bank of America Corporation, Bank of America Securities, LLC. Responses due by 1/20/2006 (Attachments: # 1 Memorandum of Law in Support of the Motion for Clarification of Rulings in the Investor Class Actions in Non-Bank of America/Nations Funds Sub-Tracks Asserting Claims Against Bank of America# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H)(Meil, Sarah Fern) (Entered: 01/03/2006)

01/04/2006 1570 Substantive legal issues - addressing (Leone Quick, Breton) (Entered: 01/04/2006)

01/05/2006 1571 Correspondence re: Requesting Court Enter Order Approving briefing schedule related to Janus Def. pending motion to dismiss (Molumphy, Mark) (Entered: 01/05/2006)

01/05/2006 1572 NOTICE by One Group Dealer Services, Inc., Bank One High Yield Partners, LLC, Banc One Investment Advisors Corporation, Richard R. Wade, Richard W. Vague, William P. Boardman, William G. Jurgenson, David R. Meuse, Kenneth T. Stevens, Gary J. Madich, Richard R. Jandrain, III, Peter W. Atwater, David J. Kundert, Bank One Corporation, Donald A Hoy, James Dimon, Bank One Trust Company, N.A., One Group Services Company [Notice of Withdrawal of Abigail W. Evans and Andrea J. Prasow as Counsel] (Kramer, Daniel) (Entered: 01/05/2006)

01/06/2006 1573 Paperless ORDER approving the briefing schedule made in re 1571 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 1/6/06. (Motz, J.) (Entered: 01/06/2006)

01/06/2006 1574 RESPONSE re 1519 Miscellaneous Correspondence Letter re: Objection to the Proposed Investor Class Order filed by Stephen E Gibson. (Biros, Mark) (Entered:

01/06/2006)

01/06/2006 1575 STIPULATION re 1533 MOTION for Reconsideration re 1451 Order by Jackie Williams. (Clark Weintraub, Deborah) (Entered: 01/06/2006)

01/06/2006 1576 Correspondence re: response to that part of the Allianz fund defendants' January 3, 2006 letter which objects to Class Plaintiffs' Proposed Order implementing the Court's rulings on the motion to dismiss (Waldman, Chet) (Entered: 01/06/2006)

01/09/2006 1577 FILED IN ERROR - Correspondence re: Reply to Merrill Lynch's Correspondence dated January 3, 2006 (Attachments: # 1 Text of Proposed Order)(Tashman, Heather) Modified on 1/9/2006 (cag, Deputy Clerk). (Entered: 01/09/2006)

01/09/2006 1578 Correspondence re: Reply to Merrill Lynch's January 3, 2006 Letter to the Court (Attachments: # 1 Text of Proposed Order)(Tashman, Heather) (Entered: 01/09/2006)

01/09/2006 1579 Correspondence re: Reply to Bank of America's January 3, 2006 Correspondence to the Court (Tashman, Heather) (Entered: 01/09/2006)

01/09/2006 1580 Substantive legal issues - addressing (Attachments: # 1 # 2 # 3 # 4)(Clark Weintraub, Deborah) (Entered: 01/09/2006)

01/09/2006 1581 Substantive legal issues - addressing (Attachments: # 1)(Clark Weintraub, Deborah) (Entered: 01/09/2006)

01/09/2006 1582 Substantive legal issues - addressing (Attachments: # 1)(Clark Weintraub, Deborah) (Entered: 01/09/2006)

01/09/2006 1583 Correspondence re: Fund Derivative Plaintiffs' Reply to One Group Defendants' January 3, 2006 Correspondence to the Court (Schwartzman, Denise) (Entered: 01/09/2006)

01/09/2006 1584 Correspondence re: Fund Derivative Plaintiff's Reply to Van Kampen Defendants' January 3, 2006 Correspondence to the Court (Schwartzman, Denise) (Entered: 01/09/2006)

01/09/2006 1585 Correspondence re: Fund Derivative Plaintiffs' Reply to Putnam Defendants' January 3, 2006 Correspondence to the Court (Lieberman, Jeremy) (Entered: 01/09/2006)

01/09/2006 1586 Correspondence re: Fund Derivative Plaintiffs' Reply to MFS Defendants' January 3, 2006 Correspondence to the Court (Lieberman, Jeremy) (Entered: 01/09/2006)

01/09/2006 1587 Correspondence re: Reply to Fund Defendants' January 3, 2006 Correspondence to the Court (Attachments: # 1 Text of Proposed Order)(Rifkin, Mark) (Entered: 01/09/2006)

01/09/2006 1588 Correspondence re: Reply to defendants' January 3, 2006 correspondence to the Court (Attachments: # 1 Text of Proposed Order)(Rifkin, Mark) (Entered: 01/09/2006)

01/09/2006 1589 Substantive legal issues - addressing (Schulman, Alan) (Entered: 01/09/2006)

01/09/2006 1590 Correspondence re: Fund Derivative Plaintiffs' Reply to Alger defendants' January

3, 2006 correspondence to the Court (Attachments: # 1 Text of Proposed Order)(Rifkin, Mark) (Entered: 01/09/2006)

01/09/2006 1591 Correspondence re: Lead Plaintiff's Reply to Defendants PFPC, Inc. and PFPC Distributors' letter of January 3, 2006 (Brody, Jules) (Entered: 01/09/2006)

01/10/2006 1592 Correspondence from Jeffrey Vieth, President of Buffalo Capital Corporation re: filings. (cag, Deputy Clerk) (Entered: 01/10/2006)

01/10/2006 1593 ORDER re 1592 Correspondence from Mr. Vieth. Signed by Judge J. Frederick Motz on 1/10/06 (cag, Deputy Clerk) (Entered: 01/10/2006)

01/10/2006 1594 Substantive legal issues - addressing (Stone, Robin) (Entered: 01/10/2006)

01/11/2006 1595 MOTION for Reconsideration Alger Defendants' Motion for Partial Reconsideration of Rulings on Motions to Dismiss Class Action and Fund Derivative Complaints by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund. Responses due by 1/30/2006 (Aaron, Stewart) (Entered: 01/11/2006)

01/11/2006 1596 Memorandum re 1595 MOTION for Reconsideration Alger Defendants' Motion for Partial Reconsideration of Rulings on Motions to Dismiss Class Action and Fund Derivative Complaints filed by Gregory S. Duch, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., The Spectra Fund, The Alger Institutional Funds, The Alger American Fund, The Alger Fund. (Aaron, Stewart) (Entered: 01/11/2006)

01/11/2006 1597 Correspondence re: Response to Plaintiffs' Revised Proposed Order (Stano, Phillip) (Entered: 01/11/2006)

01/11/2006 1598 NOTICE of Change of Address by Thomas Kelly Potter, III (Potter, Thomas) (Entered: 01/11/2006)

01/11/2006 1599 Correspondence re: One Group Trustees' Response to Class Plaintiffs' Letter to Court (1582) (Smith, Thomas) (Entered: 01/11/2006)

01/11/2006 1600 Correspondence re: Putnam Trustees' Response to Class Plaintiffs' Letter to Court (1580) (Smith, Thomas) (Entered: 01/11/2006)

01/12/2006 1601 Correspondence re: Cancelling the January 12, 2006 Monthly Conference Call (Isbister, John) (Entered: 01/12/2006)

01/12/2006 1602 Paperless ORDER granting deadlines requested in re 1575 Stipulation filed by Jackie Williams. Signed by Judge J. Frederick Motz on 11/12/06. (Motz, J.) (Entered: 01/12/2006)

01/13/2006 1603 Correspondence re: short extension of time to file amended federal claims

(Waldman, Chet) (Entered: 01/13/2006)

01/13/2006 1604 Paperless ORDER approving request made in re 1579 Miscellaneous Correspondence that all investor class plaintiffs work out a briefing schedule with Bank of America to respond to Bank of America's motion on an omnibus basis. Signed by Judge J. Frederick Motz on 1/13/06. (Motz, J.) (Entered: 01/13/2006)

01/13/2006 1605 Paperless ORDER granting request made in re 1603 Miscellaneous Correspondence for an extension of time to file amended federal claims. Signed by Judge J. Frederick Motz on 1/13/06. (Motz, J.) (Entered: 01/13/2006)

01/13/2006 1606 Correspondence re: request for briefing schedule (Aaron, Stewart) (Entered: 01/13/2006)

01/17/2006 1607 Correspondence regarding whether any defendants would like to join Wall Street Discount Corp. in its request for dismissal. (Motz, J.) (Entered: 01/17/2006)

01/17/2006 1608 Correspondence re: Fund Derivative Plaintiffs' Response to Alger Defendants' January 13, 2006 Correspondence to the Court (Basar, Demet) (Entered: 01/17/2006)

01/18/2006 1609 Correspondence re: Lead Plaintiffs' Reply to January 11, 2006 Letters Submitted on behalf of One Group Trustees and Putnam Trustees (Clark Weintraub, Deborah) (Entered: 01/18/2006)

01/18/2006 1610 Substantive legal issues - addressing (Falvey, John) (Entered: 01/18/2006)

01/18/2006 1611 TRANSCRIPT of Proceedings held before Judge Blake, Davis and Motz on December 8, 2005 (cag, Deputy Clerk) (Entered: 01/18/2006)

01/19/2006 1612 Paperless ORDER granting briefing schedule made in re 1606 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 1/19/06. (Motz, J.) (Entered: 01/19/2006)

01/19/2006 1613 NOTICE of Appearance by Edward David Shoulkin on behalf of Tandem Financial Services, Inc. (Shoulkin, Edward) (Entered: 01/19/2006)

01/19/2006 1614 NOTICE of Appearance by Allan Everett Taylor on behalf of Tandem Financial Services, Inc. (Taylor, Allan) (Entered: 01/19/2006)

01/19/2006 1615 Memorandum re 1533 MOTION for Reconsideration re 1451 Order Memorandum of Law in Opposition to Defendant Samaritan Asset Management Services' Motion for Reconsideration filed by Jackie Williams. (Clark Weintraub, Deborah) (Entered: 01/19/2006)

01/19/2006 1616 RESPONSE in Opposition re 1487 MOTION for Reconsideration re 1452 Order, 1449 Order, 1501 MOTION for Reconsideration re 1452 Order, 1449 Order Corrected Motion For Reconsideration filed by Gerald Born, Donna Gaffney, City of Chicago Deferred Compensation Plan. Replies due by 2/2/2006. (Bien Willner, Jerald) (Entered: 01/19/2006)

01/20/2006 1617 Correspondence re: Response to Memorandum from Judge Motz dated January 17, 2006 (Reichardt, Glenn) (Entered: 01/20/2006)

01/23/2006 1618 NOTICE of Change of Address by Mark James Biros (Biros, Mark) (Entered:

01/23/2006)

01/23/2006 1619 MOTION for Reconsideration Motion of Defendant James P. Connelly, Jr. for Partial Reconsideration of Rulings on Motion to Dismiss Alger Class Action Complaint by James P. Connelly, Jr. Responses due by 2/9/2006 (Naft, Michael) (Entered: 01/23/2006)

01/23/2006 1620 Memorandum re 1619 MOTION for Reconsideration Motion of Defendant James P. Connelly, Jr. for Partial Reconsideration of Rulings on Motion to Dismiss Alger Class Action Complaint filed by James P. Connelly, Jr. (Naft, Michael) (Entered: 01/23/2006)

01/23/2006 1621 Substantive legal issues - addressing (Thier, Jonathan) (Entered: 01/23/2006)

01/24/2006 1622 Substantive legal issues - addressing (Metts, Amanda) (Entered: 01/24/2006)

01/24/2006 1623 Correspondence re: Putnam and One Group Trustees' Reply to Class Plaintiffs' Letter to Court (1609) (Smith, Thomas) (Entered: 01/24/2006)

01/25/2006 1624 NOTICE of Appearance by Arthur S Linker on behalf of Pentagon Asset Management (Linker, Arthur) (Entered: 01/25/2006)

01/25/2006 1625 NOTICE of Appearance by Robert W Gottlieb on behalf of Pentagon Asset Management (Gottlieb, Robert) (Entered: 01/25/2006)

01/26/2006 1626 Substantive legal issues - addressing (Attachments: # 1 Text of Proposed Order Dismissing Claims Against Pentagon Asset Management)(Linker, Arthur) (Entered: 01/26/2006)

01/27/2006 1627 MOTION to Withdraw as Attorney by Nationwide Life Insurance Company. Responses due by 2/13/2006 (Mogilnicki, Eric) (Entered: 01/27/2006)

01/27/2006 1628 Substantive legal issues - addressing (Belter, Sarah) (Entered: 01/27/2006)

01/27/2006 1629 Correspondence re: Response to Memorandum from Judge Motz dated January 17, 2006 (Rains, Darryl) (Entered: 01/27/2006)

01/27/2006 1630 Correspondence re: Letter from Stephen S. Madsen re Response to Memorandum from Judge Motz, dated January 17, 2006 (Madsen, Stephen) (Entered: 01/27/2006)

01/27/2006 1631 Correspondence re: Response to Memorandum from Judge Motz dated January 17, 2006 (Lewis, Alicia) (Entered: 01/27/2006)

01/31/2006 1632 RESPONSE re 1607 Miscellaneous Correspondence from Judge Motz filed by Paul A. Flynn. (Getzoff, Steven) (Entered: 01/31/2006)

01/31/2006 1633 NOTICE of Change of Address by Shanda Nicole Hastings (Hastings, Shanda) (Entered: 01/31/2006)

02/03/2006 1634 NOTICE of Appearance by Eugenia T La Fontaine on behalf of A.J.C. Smith, Putnam Retail Management GP, Inc., Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust, Putnam Investment Management Trust, Putnam Fiduciary Trust, Co. (La Fontaine, Eugenia) (Entered: 02/03/2006)

02/06/2006 1635 NOTICE of Appearance by Anita Bapooji Ryan on behalf of John W. Ballen (Ryan, Anita) (Entered: 02/06/2006)

02/06/2006 1636 Correspondence re: Lead Plaintiff's response to Defendant Pentagon Asset Management's January 26, 2006 letter regarding state law claims (Waldman, Chet) (Entered: 02/06/2006)

02/08/2006 1637 Correspondence re: Agenda for February 9, 2006 Teleconference (Isbister, John) (Entered: 02/08/2006)

02/08/2006 1638 REPLY to Response to Motion re 1487 MOTION for Reconsideration re 1452 Order, 1449 Order filed by Wilshire Associates Incorporated. (Kaplan, Frank) (Entered: 02/08/2006)

02/09/2006 1639 REPLY to Response to Motion re 1533 MOTION for Reconsideration re 1451 Order filed by Samaritan Asset Management. (Attachments: # 1 Appendix Unreported Cases)(Stone, Robin) (Entered: 02/09/2006)

02/09/2006 1640 NOTICE of Appearance by Eunice Jooyoun Lee on behalf of RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund, RS Investment Management, LP, James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust (Lee, Eunice) (Entered: 02/09/2006)

02/09/2006 1641 NOTICE of Appearance by Richard Gallagher on behalf of RS Investment Management, LP, James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund (Gallagher, Richard) (Entered: 02/09/2006)

02/09/2006 1642 NOTICE of Appearance by James E Burns on behalf of RS Investment Management, LP, James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund (Burns, James) (Entered: 02/09/2006)

02/10/2006 1643 Correspondence re: March 2006 Teleconference (Isbister, John) (Entered: 02/10/2006)

02/10/2006 1644 NOTICE of Appearance by Penelope A Graboys on behalf of RS Investment Management, LP, James L. Callinan, Steven M. Cohen, Eastbourne Capital Management, LLC, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS

Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund (Graboys, Penelope) (Entered: 02/10/2006)

02/15/2006 1645 Correspondence re: Proposed Amended Investor Class Order in Alger Sub-Track (Attachments: # 1 Text of Proposed Order Investor Class Order in Alger Sub-Track)(Tashman, Heather) (Entered: 02/15/2006)

02/15/2006 1646 Correspondence re: Tolling Agreement and Voluntary Dismissal of Allianz Dresdner Sub-track defendants Cadence Capital Management, NFJ Investment Group, Nicholas-Applegate Capital Management, RCM Capital Management, and Parametric Portfolio Associates (Attachments: # 1 Exhibit A# 2 Exhibit B)(Rifkin, Mark) (Entered: 02/15/2006)

02/15/2006 1647 Correspondence re: Proposed Amended Investor Class Order with Bank of America's requested additional language inserted in Proposed Order (Attachments: # 1 Text of Proposed Order Proposed Amended Investor Class Order)(Tashman, Heather) (Entered: 02/15/2006)

02/15/2006 1648 Correspondence re: Proposed Investor Class Order in One Group Sub-Track (Attachments: # 1 Text of Proposed Order [Proposed] Investor Class Order)(Clark Weintraub, Deborah) (Entered: 02/15/2006)

02/15/2006 1649 Correspondence re: Proposed Investor Class Order in Putnam Sub-Track (Attachments: # 1 Text of Proposed Order [Proposed] Investor Class Order)(Clark Weintraub, Deborah) (Entered: 02/15/2006)

02/15/2006 1650 MOTION to Withdraw as Attorney by Headstart Advisers Ltd.. Responses due by 3/6/2006 (Butcher, Jayme) (Entered: 02/15/2006)

02/15/2006 1651 MOTION to Withdraw as Attorney by Headstart Advisers Ltd.. Responses due by 3/6/2006 (Grail, Efrem) (Entered: 02/15/2006)

02/15/2006 1652 MOTION to Withdraw as Attorney by Headstart Advisers Ltd.. Responses due by 3/6/2006 (Restivo, James) (Entered: 02/15/2006)

02/15/2006 1653 Correspondence re: Proposed Fund Derivative Order in One Group Subtrack (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 02/15/2006)

02/15/2006 1654 Correspondence re: Proposed Fund Derivative Order in Van Kampen Subtrack (Attachments: # 1 Text of Proposed Order)(Chimicles, Nicholas) (Entered: 02/15/2006)

02/15/2006 1655 Correspondence re: Proposed Investor Class Order in Columbia Sub-Track (Attachments: # 1 Text of Proposed Order [Proposed] Investor Class Order)(Clark Weintraub, Deborah) (Entered: 02/15/2006)

02/15/2006 1656 Correspondence re: Proposed Fund Derivative Order in the Columbia Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 02/15/2006)

02/15/2006 1657 Correspondence re: Proposed Fund Derivative Order in the MFS Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 02/15/2006)

02/15/2006 1658 Correspondence re: Proposed Fund Derivative Order in the Putnam Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 02/15/2006)

02/15/2006 1659 Correspondence re: No Need for a Revised Implementing Order and Plaintiffs' Proposed Implementing Order filed December 16, 2005 Should be Entered By the Court as Submitted (Attachments: # 1 2/6/06 letter responding to Pentagon Asset Management's request regarding state law claims)(Waldman, Chet) (Entered: 02/15/2006)

02/15/2006 1660 Correspondence re: Proposed Fund Derivative Order in the Allianz Dresdner Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 02/15/2006)

02/15/2006 1661 Correspondence re: Status of Proposed Amended Investor Class Order in MFS Sub-Track (Schulman, Alan) (Entered: 02/15/2006)

02/15/2006 1662 Correspondence re: Proposed Fund Derivative Order in the Alger Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 02/15/2006)

02/15/2006 1663 REQUEST for Extension of Time to File Proposed Amended Investor Class Order in the RS Subtrack (Brody, Jules) (Entered: 02/15/2006)

02/15/2006 1664 Correspondence re: Proposed Fund Derivative Order in the Alger Sub-Track (Aaron, Stewart) (Entered: 02/15/2006)

02/16/2006 1665 PAPERLESS ORDER granting 165216511650 Motion to Withdraw as Attorney. Attorney James John Restivo; Jayme L Butcher and Efrem M Grail terminated Signed by Judge J. Frederick Motz on 2/16/06. (cag, Deputy Clerk) (Entered: 02/16/2006)

02/16/2006 1666 ORDER APPROVING Stipulation of Voluntary Dismissal as to the tolled defendants in JFM-04-1924 McBride v Allianz Dresdner Asset Management of America L.P., et al. Signed by Judge J. Frederick Motz on 2/16/06 (cag, Deputy Clerk) (Entered: 02/16/2006)

02/16/2006 1667 Correspondence re: Fund Defendants' Response to Plaintiffs' Proposed Derivative Implementing Order (Attachments: # 1 Text of Proposed Order)(Marcucci, Michael) (Entered: 02/16/2006)

02/16/2006 1668 (FILED IN ERROR - WILL REFILE) Correspondence re: Proposed Fund Derivative Order in Alger Subtrack and Briefing Schedule (Naft, Michael) Modified on 2/16/2006 (jnl, Deputy Clerk). (Entered: 02/16/2006)

02/16/2006 1669 Correspondence re: Proposed Fund Derivative Order in Alger Subtrack and Briefing Schedule (Naft, Michael) (Entered: 02/16/2006)

02/16/2006 1670 Substantive legal issues - addressing (Attachments: # 1 Proposed Order re: Bank of America Motion for Clarification# 2 Stipulation re: Amendment to Complaint)(Molumphy, Mark) (Entered: 02/16/2006)

02/17/2006 1671 Correspondence re: James P. Connolly briefing (Rifkin, Mark) (Entered: 02/17/2006)

02/17/2006 1672 NOTICE of Voluntary Dismissal by The Krouse Group (Brody, Jules) (Entered: 02/17/2006)

02/17/2006 1673 Correspondence re: Proposed Amended Investor Class Order in MFS Sub-Track (Attachments: # 1 Text of Proposed Order)(Schulman, Alan) (Entered: 02/17/2006)

02/17/2006 1674 Correspondence re: Proposed Fund Derivative Order in Alger Subtrack and Briefing Schedule (Naft, Michael) (Entered: 02/17/2006)

02/17/2006 1675 TRANSCRIPT of Proceedings held before Judges Blake and Motz on February 9, 2006 (cag, Deputy Clerk) (Entered: 02/17/2006)

02/17/2006 1676 MOTION to Dismiss and Motion with Respect to Fund Derivative Plaintiffs' Proposed Order by Joseph R. Palombo, Joseph Palombo. Responses due by 3/6/2006 (Leone Quick, Breton) (Entered: 02/17/2006)

02/17/2006 1677 Memorandum re 1676 MOTION to Dismiss and Motion with Respect to Fund Derivative Plaintiffs' Proposed Order filed by Joseph R. Palombo, Joseph Palombo. (Leone Quick, Breton) (Entered: 02/17/2006)

02/17/2006 1678 Second Correspondence re: James P. Connolly briefing (Rifkin, Mark) (Entered: 02/17/2006)

02/17/2006 1679 AMENDED COMPLAINT against Edward J. Stern, Banc of America Securities LLC, Canary Investment Management, LLC, Canary Capital Partners, Ltd., Canary Capital Partners, LLC, Prudential Securities, Inc., Bear Stearns & Co. Inc., Bear Stearns Securities Corporation, Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, Stephen J Treadway, Kenneth Corba, PEA Capital LLC, Allianz Dresdner Asset Management of America LP, Pentagon Asset Management, Headstart Advisers Ltd., Chronos Asset Management, Broker Defendant John Does 1-25, Market Timer John Does 1-100, PA Distributors LLC, PA Fund Management LLC, John E. Cashwell, Jr, filed by Combined Welfare Fund.(Waldman, Chet) (Entered: 02/17/2006)

02/17/2006 1680 Correspondence re: Objection to Plaintiffs' Proposed Fund Derivative Order in the Putnam Sub-Track (Falvey, John) (Entered: 02/17/2006)

02/17/2006 1681 Correspondence re: Lead Plaintiff's Second Consolidated Amended Class Action Complaint in Allianz Dresdner subtrack filed herewith pursuant to Court's January 13, 2006 paperless Order (Waldman, Chet) (Entered: 02/17/2006)

02/17/2006 1682 Correspondence re: Proposed Order in the RS Subtrack (Attachments: # 1 Proposed Order)(Brody, Jules) (Entered: 02/17/2006)

02/21/2006 1683 CTO ORDER No. 22 from the MDL Panel transferring the attached case to the District of Maryland (jnl, Deputy Clerk) (Entered: 02/21/2006)

02/21/2006 1684 Substantive legal issues - addressing (Lowney, Jessica) (Entered: 02/21/2006)

02/22/2006 1685 PAPERLESS ORDER APPROVING 1672 Notice of Voluntary Dismissal of Eastbourne Capital Management filed by The Krouse Group,. Signed by Judge J. Frederick Motz on 2/22/06. (jnl, Deputy Clerk) (Entered: 02/22/2006)

02/24/2006 1686 RESPONSE in Opposition re 960 MOTION to Dismiss Motion of Defendant James Connelly to Dismiss Derivative Complaints in the Alger sub-track filed by John

Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. Replies due by 3/10/2006. (Attachments: # 1 Affidavit of Joseph Weiss)(Rifkin, Mark) (Entered: 02/24/2006)

02/24/2006 1687 RESPONSE re 1534 Response in Opposition to Motion,, Reply Memorandum of Law in Further Support of The Janus Capital Defendants' Motion to Dismiss and Strike Plaintiff Craig Wangberg's Unauthorized ERISA Complaint filed by Mark A. Perry. (Attachments: # 1 Exhibit Exhibit A)(Perry, Mark) (Entered: 02/24/2006)

02/24/2006 1688 REQUEST for Extension of Time to File Answer/Briefing on Motion to Dismiss (Molumphy, Mark) (Entered: 02/24/2006)

02/27/2006 1689 Correspondence re: proposed fund derivative order in the Allianz Dresdner subtrack (Rehnquist, James) (Entered: 02/27/2006)

02/27/2006 1690 Correspondence re: DerivativePlaintiffs' Response to Certain Defendants' Objections to Proposed Order (Lieberman, Jeremy) (Entered: 02/27/2006)

02/28/2006 1691 Correspondence re: Defendant Woolverton's Response to Plaintiff's Correspondence Regarding Proposed Fund Derivative Order (Falvey, John) (Entered: 02/28/2006)

03/01/2006 1692 Paperless ORDER granting document 1688 - schedule for answering the complaint and filing briefs re Janus' Motion to Dismiss. Signed by Judge J. Frederick Motz on 3/1/06. (Motz, J.) (Entered: 03/01/2006)

03/01/2006 1693 ORDER in Allianz subtrack JFM-04-1933 re: Proposed investor class order. Signed by Judge J. Frederick Motz on 2/28/06. (jnl, Deputy Clerk) Modified on 3/1/2006 (jnl, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1694 NOTICE of Appearance by Richard A Acocelli, Jr on behalf of The Krouse Group (Acocelli, Richard) (Entered: 03/01/2006)

03/01/2006 1695 ORDER in Alger Subtrack JFM-04-861 re: Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) Modified on 3/1/2006 (jnl, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1696 ORDER in Allianz Subtrack JFM-04-1924 re: Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 2/28/06. (jnl, Deputy Clerk) Modified on 3/1/2006 (jnl, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1697 ORDER in Putnam Subtrack JFM-04-564 re: Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) Modified on 3/1/2006 (jnl, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1698 ORDER in Janus subtrack JFM-04-818 re: Motion to dismiss Janus Parent Investor Class Action. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1699 ORDER in MMC subtrack JFM-04-1873 re: Motion to dismiss MMC Parent Investor class action. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1700 ORDER in MFS subtrack JFM-04-1758 re: Letter ruling apply Strong ERISA opinion to MFS. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk)

(Entered: 03/01/2006)

03/01/2006 1701 ORDER in MMC subtrack JFM-04-888 re: Letter ruling applying Strong ERISA opinion to MMC. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1702 ORDER in One Group subtrack JFM-04-830 re: Letter ruling applying Strong ERISA opinion to One Group. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1703 ORDER in Putnam subtrack JFM-04-833 re: Letter ruling applying Strong ERISA opinion to Putnam. Signed by Judge J. Frederick Motz on 2/27/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1704 Correspondence re: Proposed Briefing Schedule with respect to Joseph R. Palombo's Motion With Respect To The Fund Derivative Plaintiffs' Proposed Order and Motion To Dismiss For Failure To Make Service dated February 17, 2006 (Basar, Demet) (Entered: 03/01/2006)

03/01/2006 1705 ORDER in MFS JFM-04-1758, MMC JFM-04-888, One Group JFM-04-830, Putnam JFM-04-833 subtracks re: General Instructions for ERISA actions. Signed by Judge J. Frederick Motz on 2/28/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1706 PAPERLESS ORDER granting 1647 Alger JFM-04-876 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1707 FILED IN ERROR - PAPERLESS ORDER Granting 1660 Allianz JFM-04-1924 Proposed Fund Derivative Order Signed by Judge J. Frederick Motz on 3/1/06. (cags, Deputy Clerk) Modified on 3/2/2006 (cag, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1708 PAPERLESS ORDER granting 1655 Columbia JFM-04-1763 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1709 PAPERLESS ORDER Granting 1656 Columbia 04-1768 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06 (cag, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1710 PAPERLESS ORDER granting 1673 MFS JFM-04-1162 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1711 PAPERLESS ORDER Granitng 1657 MFS JFM-04-1620 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06 (cag, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1712 PAPERLESS ORDER granting 1648 One Group JFM-04-629 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1713 (FILED IN ERROR) PAPERLESS ORDER granting 1649 One Group JFM-04-629 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl,

Deputy Clerk) Modified on 3/1/2006 (jnl, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1714 PAPERLESS ORDER Granting 1653 One Group JFM-04-832 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06(cag, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1715 PAPERLESS ORDER granting 1649 Putnam JFM-04-560 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1716 PAPERLESS ORDER Granting 1658 Putnam JFM-04-564 Proposed Fund Derivative Order. signed by Judge J. Frederick Motz on 3/1/06(cag, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1717 PAPERLESS ORDER granting 1682 RS Investment JFM-04-3798 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (jnl, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1718 PAPERLESS ORDER Granting 1654 Van Kampen JFM-04-502 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06(cag, Deputy Clerk) (Entered: 03/01/2006)

03/01/2006 1719 Paperless ORDER approving re 1704 Miscellaneous Correspondence. Signed by Judge Catherine C. Blake on behalf of Judge J. Frederick Motz on 3/1/06. (Motz, J.) (Entered: 03/01/2006)

03/01/2006 1720 PAPERLESS ORDER in Janus JFM-04-497 re: 1670 Proposed Fund Derivative Order allowing amendment to the complaint and proposed order re: Bank of America's Motion for Reconsideration. Signed by Judge J. Frederick Motz on 3/1/06 (cag, Deputy Clerk) Modified on 3/1/2006 (cag, Deputy Clerk). (Entered: 03/01/2006)

03/01/2006 1721 MOTION for Reconsideration re [1717] Order Concerning Section 10(b) Claims by PFPC Distributors, Inc., PFPC, Inc.. Responses due by 3/20/2006 (Lantieri, Paul) (Entered: 03/01/2006)

03/02/2006 1722 MOTION Letter to Hon. J. Frederick Motz requesting approval of schedule for briefs addressing whether the Complaint properly pleads an Exchange Act violation by Stephen E Gibson. Responses due by 3/20/2006 (Biros, Mark) (Entered: 03/02/2006)

03/02/2006 1723 Paperless ORDER approving re 1722 MOTION Letter to Hon. J. Frederick Motz requesting approval of schedule for briefs addressing whether the Complaint properly pleads an Exchange Act violation filed by Stephen E Gibson. Signed by Judge Catherine C. Blake on behalf of Judge J. Frederick Motz on 3/2/06. (Motz, J.) (Entered: 03/02/2006)

03/02/2006 1724 PAPERLESS ORDER in Allianz in JFM-04-1924 Granting 1667 Proposed Fund Derivative Order Signed by Judge J. Frederick Motz on 3/2/06. (cag, Deputy Clerk) (Entered: 03/02/2006)

03/02/2006 1725 Correspondence re: Fund Derivative Plaintiffs' Proposed Order in the Alger Sub-Track (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 03/02/2006)

03/06/2006 1726 Correspondence re: attached revised Proposed Implementing Order submitted per Court's request in light of 2/28 ruling deferring request of Defendant Pentagon Asset Management (Attachments: # 1 Text of Proposed Order (Revised per Court's 2/28 ruling on request of Pentagon Asset Management))(Waldman, Chet) (Entered: 03/06/2006)

03/06/2006 1727 Correspondence re: attached revised proposed Implementing Order, amending version submitted earlier today, reflecting agreement upon subsequent discussion with Defendant Pentagon Asset Management (Attachments: # 1 Text of Proposed Order (Amended version of order submitted earlier today))(Waldman, Chet) (Entered: 03/06/2006)

03/07/2006 1728 Correspondence re: Motion Letter to Hon J. Frederick Motz requesting approval of briefing schedule (Lieberman, Jeremy) (Entered: 03/07/2006)

03/07/2006 1729 Correspondence re: Fund Defendants' Assented-to Request for an Amended Uniform Schedule to Answer Class and Derivative Complaints (Marcucci, Michael) (Entered: 03/07/2006)

03/08/2006 1730 REQUEST for Extension of Time to File Answer to the Consoldidated Amended Class Action Complaint to March 31, 2006 (Aaron, Stewart) (Entered: 03/08/2006)

03/08/2006 1731 MOTION to Amend/Correct Assented to Motion to Correct Paragraph 9 of Investor Class Order Entered on March 1, 2006 by Carmel Peters. Responses due by 3/27/2006 (Casey, Peter) (Entered: 03/08/2006)

03/08/2006 1732 Paperless ORDER approving request made in re 1728 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/8/06. (Motz, J.) (Entered: 03/08/2006)

03/08/2006 1733 Paperless ORDER approving request made in re 1729 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/8/06. (Motz, J.) (Entered: 03/08/2006)

03/08/2006 1734 REQUEST for Extension of Time to File answer to the Consolidated Amended Class Action Complaint to March 31, 2006 (Kaplan, Frank) (Entered: 03/08/2006)

03/08/2006 1735 PAPERLESS ORDER in Alger JFM-04-861 APPROVING 1725 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/8/06(cag, Deputy Clerk) Modified on 3/8/2006 (cag, Deputy Clerk). (Entered: 03/08/2006)

03/08/2006 1736 PAPERLESS ORDER in Allianz JFM-04-1933 APPROVING 1727 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/8/06(cag, Deputy Clerk) (Entered: 03/08/2006)

03/08/2006 1737 Paperless ORDER granting 1731 Motion to Amend/Correct. Signed by Judge J. Frederick Motz on 3/8/06. (Motz, J.) (Entered: 03/08/2006)

03/08/2006 1738 Paperless ORDER granting re 1730 Request for Extension of Time to File Answer. Signed by Judge J. Frederick Motz on 3/8/06. (Motz, J.) (Entered: 03/08/2006)

03/08/2006 1739 Paperless ORDER re 1734 Request for Extension of Time to File filed by Wilshire Associates Incorporated. Signed by Judge J. Frederick Motz on 3/8/06. (Motz, J.) (Entered: 03/08/2006)

03/08/2006 1740 NOTICE of Appearance by Richard A Acocelli, Jr on behalf of Individual Fund Plaintiffs (Acocelli, Richard) (Entered: 03/08/2006)

03/08/2006 1741 NOTICE of Appearance by Michael K Isenman on behalf of MFS Fund Distributors, Inc., Massachusetts Financial Services Company, MFS Series Trust V, MFS Series Trust II, Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust (Isenman, Michael) (Entered: 03/08/2006)

03/08/2006 1742 NOTICE by MFS Fund Distributors, Inc., Massachusetts Financial Services Company, MFS Series Trust V, MFS Series Trust II, Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust Notice of Withdrawal of Attorney Appearance (Ryan, Anita) (Entered: 03/08/2006)

03/08/2006 1743 REQUEST for Extension of Time to File Response to the Motion of the PFPC Defendants for Reconsideration (Brody, Jules) (Entered: 03/08/2006)

03/08/2006 1744 Supplemental to Memorandum of Law in Support of Motion to Dismiss the Consolidated Amended Complaint. (Attachments: # 1 Exhibit A)(Leone Quick, Breton) (Entered: 03/08/2006)

03/09/2006 1745 PAPERLESS ORDER APPROVING 1743 Request for Extension of Time. Signed by Judge J. Frederick Motz on March 9, 2006. (Motz, J.) (Entered: 03/09/2006)

03/09/2006 1746 RESPONSE re 1687 Response, The Janus Defendants' Notice of Supplemental Authority in Support of Their Motion to Dismiss and Strike Plaintiff Craig Wangberg's Unauthorized ERISA Complaint filed by Janus Capital Group, Inc.. (Attachments: # 1 Exhibit Exhibit A)(Perry, Mark) (Entered: 03/09/2006)

03/09/2006 1747 Consent REQUEST for Extension of Time to File Signalert Corp.'s Answer in Dukes et al. v. Columbia Acorn Fund et al. (Linker, Arthur) (Entered: 03/09/2006)

03/09/2006 1748 PAPERLESS ORDER APPROVING 1747 Request for Extension of Time. Signed by Judge J. Frederick Motz on March 9, 2006. (Motz, J.) (Entered: 03/09/2006)

03/09/2006 1749 Supplemental MOTION to Dismiss Memorandum of Law in Support of Defendant Stephen E. Gibson's Motion to Dismiss by Stephen E Gibson. Responses due by 3/27/2006 (Attachments: # 1 Exhibit A to Supplemental Memorandum of Law in Support of Motion to Dismiss# 2 # 3 # 4)(Biros, Mark) (Entered: 03/09/2006)

03/09/2006 1750 Joint REQUEST for Extension of Time to File a Discovery Plan to the Court (Schwartzman, Denise) (Entered: 03/09/2006)

03/09/2006 1751 Joint REQUEST for Extension of Time to File Response (Liman, Lewis) (Entered: 03/09/2006)

03/09/2006 1752 Correspondence re: Status of Discovery and Requesting a Formal Scheduling Conference (Clark Weintraub, Deborah) (Entered: 03/09/2006)

03/10/2006 1753 Paperless ORDER granting re 1750 Request for Extension of Time to File filed by Zachary Alan Starr, Fund Defendants. Signed by Judge Catherine C. Blake on behalf of Judge J. Frederick Motz on 3/10/06. (Motz, J.) (Entered: 03/10/2006)

03/10/2006 1754 Paperless ORDER granting re 1751 Request for Extension of Time to File filed by Bear Stearns & Co. Inc., Bear Stearns Securities Corp. Signed by Judge Catherine C. Blake on behalf of Judge J. Frederick Motz on 3/10/06. (Motz, J.) (Entered:

03/10/2006)

03/10/2006 1755 Supplemental to Defendant Louis Tasiopoulos' Supplemental Memorandum in Support of his Motion to Dismiss. (Attachments: # 1 Exhibit February 2004 SEC Complaint# 2 Exhibit February 2005 SEC Complaint# 3 Exhibit SEC v. Tambone and Hussey (D. Mass. January 27, 2006)# 4 Letter enclosing courtesy copy)(Barnett, Jessica) (Entered: 03/10/2006)

03/10/2006 1756 Correspondence re: Agreement Regarding Claims Against Bank of America Corporation and Banc of America Securities, LLC (Meil, Sarah Fern) (Entered: 03/10/2006)

03/10/2006 1757 NOTICE by Stephen J. Friedman, Linda B Parker, Ohio Tuition Trust Authority, Jackie Williams Lead Plaintiffs' Memorandum Of Law In Support Of Control Person Allegations In The Columbia, One Group, Putnam, And Strong Investor Class Cases (Clark Weintraub, Deborah) (Entered: 03/10/2006)

03/13/2006 1758 Consent Correspondence re: Request for Extension of Time to File Ritchie Capital Management, L.L.C.'s Answer in Dukes et al. v. Columbia Acorn Fund et al., No. 04-cv-1763 (Bromwich, Michael) (Entered: 03/13/2006)

03/13/2006 1759 Paperless ORDER approving extension made in re 1758 Miscellaneous Correspondence. Signed by Judge Catherine Blake on behalf of Judge J. Frederick Motz on 3/13/06. (Motz, J.) (Entered: 03/13/2006)

03/13/2006 1760 Correspondence re: Request for Order approving proposed supplemental briefing schedule (Clancy, David) (Entered: 03/13/2006)

03/13/2006 1761 REQUEST for Extension of Time to File Answer to Plaintiffs' Consolidated Amended Fund Derivative Complaint (Clancy, David) (Entered: 03/13/2006)

03/13/2006 1762 Joint REQUEST for Extension of Time to File Answers/ Motions for Reconsideration (MFS subtrack) (Paine, William) (Entered: 03/13/2006)

03/13/2006 1763 NOTICE of Appearance by James E Lahm on behalf of The Krouse Group (Lahm, James) (Entered: 03/13/2006)

03/13/2006 1764 Paperless ORDER approving the agreed upon schedule made in re 1756 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/13/06. (Motz, J.) (Entered: 03/13/2006)

03/13/2006 1765 CERTIFICATE OF SERVICE by Ritchie Capital Management, LLC re 1758 Miscellaneous Correspondence (Bromwich, Michael) (Entered: 03/13/2006)


03/14/2006 1767 Paperless ORDER approving re 1761 Request for Extension of Time to File. Signed by Judge J. Frederick Motz on 3/14/06. (Motz, J.) (Entered: 03/14/2006)

03/14/2006 1768 MOTION to Withdraw as Attorney of James E. Murray by JP Morgan Chase and Co., JP Morgan Chase Bank, Inc., JP Morgan Securities Inc.. Responses due by 3/31/2006 (McClammy, James) (Entered: 03/14/2006)

03/14/2006 1769 REQUEST for Extension of Time to File Answer to Plaintiffs' Consolidated Amended Class Action Complaint (Lee, Eunice) (Entered: 03/14/2006)

03/14/2006 1770 STIPULATION and Proposed Order Allowing Amendment to Consolidated Amended Complaints to Substitute Banc of America Securities, LLC by The Krouse Group. (Lahm, James) (Entered: 03/14/2006)

03/15/2006 1771 Paperless ORDER approving re 1769 Request for Extension of Time to File. Signed by Judge J. Frederick Motz on 3/15/06. (Motz, J.) (Entered: 03/15/2006)

03/15/2006 1772 AFFIDAVIT re 358 Amended Complaint,,, of Service for Summons and Complaint served on James P. Connelly by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Basar, Demet) (Entered: 03/15/2006)

03/15/2006 1773 Correspondence re: Approval of Voluntary Stipulation of Dismissal Without Prejudice as between Fund Derivative Plaintiff and certain Tolled Parties-Defendants in Van Kampen Sub-Track (Attachments: # 1 Exhibit A-Tolling Agreement# 2 Exhibit B-Stipulation of Voluntary Dismissal)(Schwartzman, Denise) (Entered: 03/15/2006)

03/15/2006 1774 PAPERLESS ORDER granting 1768 Motion to Withdraw as Attorney; Attorney James Edward Murray terminated. Signed by Judge J. Frederick Motz on 3/15/06 (cag, Deputy Clerk) (Entered: 03/15/2006)

03/15/2006 1775 Paperless ORDER approving re 1770 Stipulation filed by The Krouse Group. Signed by Judge J. Frederick Motz on 3/15/06. (Motz, J.) (Entered: 03/15/2006)

03/15/2006 1776 MOTION for Reconsideration of the Application to Van Kampen of the Court's August 25, 2005 Section 36(b) and Section 48(a) Rulings in the Janus Subtrack by Van Kampen Funds, Inc., Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Van Kampen Asset Management, Van Kampen Investor Services Inc.. Responses due by 4/3/2006 (Rosen, Richard) (Entered: 03/15/2006)

03/15/2006 1777 ANSWER to Amended Complaint by The Bear Stearns Companies, Inc..(Moloney, Thomas) (Entered: 03/15/2006)

03/15/2006 1778 Consent REQUEST for Extension of Time to File Tandem Financial Services, Inc.'s Answer in Dukes et. al. v. Columbia Acorn Fund et. al. (Taylor, Allan) (Entered: 03/15/2006)

03/15/2006 1779 Memorandum re 1776 MOTION for Reconsideration of the Application to Van Kampen of the Court's August 25, 2005 Section 36(b) and Section 48(a) Rulings in the Janus Subtrack filed by David C. Arch, J. Miles Branagan, Jerry D. Choate, Rod Dammeyer, Linda Hutton Heagy, R. Craig Kennedy, Howard J. Kerr, Jack E. Nelson, Hugo F. Sonnenschein, Wayne W. Whalen, Suzanne H. Woolsey, Van Kampen Funds, Inc., Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Services Inc.. (Rosen, Richard) (Entered: 03/15/2006)

03/15/2006 1780 ANSWER to Amended Complaint by Bear Stearns & Co. Inc., Bear Stearns

Securities Corporation.(Moloney, Thomas) (Entered: 03/15/2006)

03/15/2006 1781 ANSWER to Amended Complaint by Bear Stearns Securities Corp., Bear Stearns & Co., Inc..(Moloney, Thomas) (Entered: 03/15/2006)

03/15/2006 1782 MOTION for Reconsideration re 1698 Order Dismissing the Janus Parent Investor Class Action, or Alternatively For Leave to Replead by First Derivative Traders. Responses due by 4/3/2006 (Press, Ira) (Entered: 03/15/2006)

03/15/2006 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend by A Plaintiff. Responses due by 4/3/2006 (Isbister, John) (Entered: 03/15/2006)

03/15/2006 1784 NOTICE by A Plaintiff of Filing of Document Under Seal (Isbister, John) (Sealed document rec'd 3/15/06) Modified on 3/16/2006 (jnl, Deputy Clerk). (Entered: 03/15/2006)

03/15/2006 1785 Memorandum re 1782 MOTION for Reconsideration re 1698 Order Dismissing the Janus Parent Investor Class Action, or Alternatively For Leave to Replead in Support of Motion for Reconsideration of Order Entered March 1, 2006 or Alternatively For Leave to Replead filed by First Derivative Traders. (Attachments: # 1 Exhibit A)(Press, Ira) (Entered: 03/15/2006)

03/15/2006 1786 MOTION for Leave to File Second Consolidated Amended Class Action Complaint Under Seal by A Plaintiff. Responses due by 4/3/2006 (Attachments: # 1 Text of Proposed Order)(Isbister, John) (Entered: 03/15/2006)

03/15/2006 1787 ANSWER to Amended Complaint by Bear Stearns Securities Corp., Bear Stearns & Co., Inc..(Moloney, Thomas) (Entered: 03/15/2006)

03/15/2006 1788 ANSWER to Amended Complaint by Bear Stearns & Co. Inc., Bear Stearns Securities Corporation.(Moloney, Thomas) (Entered: 03/15/2006)

03/15/2006 1789 REQUEST for Extension of Time to File (Aaron, Stewart) (Entered: 03/15/2006)

03/15/2006 1790 RESPONSE in Opposition re 1676 MOTION to Dismiss and Motion with Respect to Fund Derivative Plaintiffs' Proposed Order filed by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Edward Segel, Iris Segel, Brad Smith, Harold Beardsley. Replies due by 3/29/2006. (Attachments: # 1 Affidavit of Joseph Weiss# 2 Exhibit A to the Weiss Affidavit# 3 Exhibit B to the Weiss Affidavit# 4 Exhibit C to the Weiss Affidavit# 5 Exhibit D to the Weiss Affidavit# 6 Exhibit E to the Weiss Affidavit# 7 Exhibit F to the Weiss Affidavit)(Rifkin, Mark) (Entered: 03/15/2006)

03/15/2006 1791 ANSWER to Amended Complaint by Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Putnam Investment Management LLC, Putnam Investments Trust, Putnam Investment Management Trust. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Clancy, David) (Entered: 03/15/2006)

03/15/2006 1792 (FILED IN ERROR) NOTICE by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund re 1699 Order PLAINTIFFS' NOTICE AND MOTION FOR RECONSIDERATION OF

THE COURT'S FEBRUARY 27, 2006 ORDER DISMISSING THE MMC PARENT INVESTOR CLASS ACTION, OR ALTERNATIVELY, FOR LEAVE TO REPLEAD (Grant, John) Modified on 3/16/2006 (jnl, Deputy Clerk). (Entered: 03/15/2006)

03/15/2006 1793 (FILED IN ERROR) MOTION for Reconsideration re 1699 Order MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF PLAINTIFFS' MOTION FOR RECONSIDERATION OF THE COURT'S FEBRUARY 27, 2006 ORDER DISMISSING THE MMC PARENT INVESTOR CLASS ACTION, OR ALTERNATIVELY, FOR LEAVE TO REPLEAD by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Responses due by 4/3/2006 (Grant, John) Modified on 3/16/2006 (jnl, Deputy Clerk). (Entered: 03/15/2006)

03/16/2006 1794 Paperless ORDER approving re 1778 Request for Extension of Time to File filed by Tandem Financial Services, Inc. Signed by Judge J. Frederick Motz on 3/16/06. (Motz, J.) (Entered: 03/16/2006)

03/16/2006 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Responses due by 4/3/2006 (Attachments: # 1 Memorandum of Points and Authorities in Support of Plaintiffs' Motion for Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead)(Grant, John) (Entered: 03/16/2006)

03/16/2006 1796 Correspondence re: re-filed documents (Grant, John) (Entered: 03/16/2006)

03/16/2006 1797 STIPULATION of Dismissal Stipulation Of Voluntary Dismissal of Bank of America Corporation by Lead Class Plaintiffs. (Clark Weintraub, Deborah) (Entered: 03/16/2006)

03/17/2006 1798 AFFIDAVIT re 359 Amended Complaint,,,, of Service for Summons and Complaint served on Joseph Palombo by Barbara Cordani, David Armetta, Grace Nugent, George Slabe, Morris Sutton, Mayor Sutton, Pamela Yameen, Virginia Wilcox, Edward Segel, Iris Segel, Brad Smith, Harold Beardsley. (Rifkin, Mark) (Entered: 03/17/2006)

03/17/2006 1799 Correspondence re: Discovery in the Van Kampen Subtrack (Attachments: # 1 Text of Proposed Order)(Schwartzman, Denise) (Entered: 03/17/2006)

03/17/2006 1800 STIPULATION of Dismissal Stipulation Of Voluntary Dismissal of Bank of America Corporation by Lead Class Plaintiffs by Combined Welfare Fund. (Waldman, Chet) (Entered: 03/17/2006)

03/20/2006 1801 Correspondence re: Approval of Briefing Schedule Extension of Dates in the Van Kampen Subtrack (Schwartzman, Denise) (Entered: 03/20/2006)

03/20/2006 1802 Correspondence re: Request for Order approving proposed briefing schedule in the Allianz Dresdner sub-track (Basar, Demet) (Entered: 03/20/2006)

03/21/2006 1803 Paperless ORDER granting re 1762 Request for Extension of Time to File. Signed by Judge J. Frederick Motz on 3/21/06. (Motz, J.) (Entered: 03/21/2006)

03/21/2006 1804 ORDER - Instructions regarding electronic filing of documents. Signed by Judge J. Frederick Motz on 3/21/06(cag, Deputy Clerk) (Entered: 03/21/2006)

03/21/2006 1805 Correspondence re: Briefing on Plaintiffs' Motion for Reconsideration (Doc. 1795) in MMC Investor Class Action Sub-subtrack (Putnam Subtrack) (Greiner, Stephen) (Entered: 03/21/2006)

03/22/2006 1806 Correspondence re: Agenda for March 23, 2006 Teleconference (Isbister, John) (Entered: 03/22/2006)

03/22/2006 1807 RESPONSE in Opposition re 1721 MOTION for Reconsideration re [1717] Order Concerning Section 10(b) Claims filed by The Krouse Group. Replies due by 4/5/2006. (Lahm, James) (Entered: 03/22/2006)

03/23/2006 1808 ORDER in JFM-05-502 Starr v Van Kampen Investments, Inc., et al APPROVING Stipulation of Voluntary Dismissal without prejudice as to the Tolled parties. Signed by Judge J. Frederick Motz on 3/16/06(cag, Deputy Clerk) (Entered: 03/23/2006)

03/23/2006 1809 NOTICE of Appearance by Joshua Vitullo on behalf of Gerald M Thorne, W Bryant Stooks, Theodore J Coburn, Gary A Childress, Donald P Carter, E Philip Cannon, PIMCO Funds: Pacific Investment Management Series (Vitullo, Joshua) (Entered: 03/23/2006)

03/23/2006 1810 REQUEST for Extension of Time to File (Fraher, Laura) (Entered: 03/23/2006)

03/23/2006 1811 Correspondence re: Motion to Amend in Putnam Subtrack (Gass, Michael) (Entered: 03/23/2006)

03/23/2006 1812 MOTION to Withdraw as Attorney by Banc of America Securities LLC. Responses due by 4/10/2006 (Meil, Sarah Fern) (Entered: 03/23/2006)

03/24/2006 1813 Proposed Correspondence re: Briefing Schedule (Perry, Mark) (Entered: 03/24/2006)

03/24/2006 1814 PAPERLESS ORDER granting 1812 Motion to Withdraw as Attorney. Attorney Sarah Fern Meil terminated. Signed by Judge J. Frederick Motz on 3/24/06. (jnl, Deputy Clerk) (Entered: 03/24/2006)

03/24/2006 1815 REQUEST for Extension of Time to File answer to Consolidated Amended Class Action Complaint to 4/21/06 (Aaron, Stewart) (Entered: 03/24/2006)

03/24/2006 1816 RESPONSE re 1534 Response in Opposition to Motion,, The Janus Capital Defendant's Second Notice of Supplemental Authority in Support of Their Motion to Dismiss and Strike Plaintiff Craig Wangberg's Unauthorized ERISA Complaint filed by Janus Capital Corporation. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Perry, Mark) (Entered: 03/24/2006)

03/27/2006 1817 Paperless ORDER granting re 1815 Request for Extension of Time to File. Signed by Judge J. Frederick Motz on 3/27/06. (Motz, J.) (Entered: 03/27/2006)

03/27/2006 1818 Paperless ORDER approving the schedule proposed in re 1813 Miscellaneous

Correspondence. Signed by Judge J. Frederick Motz on 3/27/06. (Motz, J.) (Entered: 03/27/2006)


03/27/2006 1820 Paperless ORDER approving schedule proposed in re 1802 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/27/06. (Motz, J.) (Entered: 03/27/2006)

03/28/2006 1821 REQUEST for Extension of Time to File Answers to Investor Class Action Complaint by Veras Investment Partners, LLC, Wilshire Associates Inc. and Aurum Capital Management Corp. (Daniels, David) (Entered: 03/28/2006)

03/28/2006 1822 Paperless ORDER approving re 1821 Request for Extension of Time to File filed by Veras Investment Partners, LLC. Signed by Judge J. Frederick Motz on 3/28/06. (Motz, J.) (Entered: 03/28/2006)

03/28/2006 1823 REPLY to Response to Motion re 1676 MOTION to Dismiss and Motion with Respect to Fund Derivative Plaintiffs' Proposed Order filed by Joseph R. Palombo, Joseph Palombo. (Leone Quick, Breton) (Entered: 03/28/2006)

03/28/2006 1824 AFFIDAVIT of Joseph R. Palombo by Joseph R. Palombo, Joseph Palombo. (Attachments: # 1 Exhibit A (1)# 2 Exhibit A (2)# 3 Exhibit A (3)# 4 Exhibit A (4))(Leone Quick, Breton) (Entered: 03/28/2006)

03/28/2006 1825 AMENDED COMPLAINT against Edward J. Stern, Canary Capital Partners Ltd, Daniel C. Chung, Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, James P. Connelly, Jr, Fred M. Alger, III, Fred Alger Management, Inc., Fred Alger & Company Incorporated, Ryan Goldberg, Canary Investment Management, L.L.C., Trautman Wasserman & Company, Inc., Salomon Smith Barney Inc., Kaplan & Co. Securities, Inc., Conseco Securities Inc., Banc of America Securities LLC, Bank of America Corp., Aurum Capital Management Corp., Aurum Securities Corp., Veras Investment Partners, LLP, Pritchard Capital Parners LLC, filed by John Vining, Joseph Cordani, Barbara Cordani, James Laufer, Harry Schipper, David Grant, Jonathan Clain. (Attachments: # 1 Redlined Second Consolidated Amended Fund Derivative Complaint)(Rifkin, Mark) (Entered: 03/28/2006)

03/28/2006 1826 Correspondence re: Lead Plaintiffs' Second Consolidated Amended Complaint in the Alger Sub-Track (Basar, Demet) (Entered: 03/28/2006)

03/29/2006 1827 Correspondence re: Proposed Order Reflecting The Court's Ruling On The Bank One Defendants' Motion To Dismiss (Attachments: # 1 Text of Proposed Order)(Kramer, Daniel) (Entered: 03/29/2006)

03/29/2006 1828 NOTICE by Joseph R. Palombo, Joseph Palombo re 1823 Reply to Response to Motion Exhibit A (Leone Quick, Breton) (Entered: 03/29/2006)

03/29/2006 1829 NOTICE of Change of Address by Joshua Carr Rowland (Rowland, Joshua) (Entered: 03/29/2006)

03/29/2006 1830 REPLY to Response to Motion re 1721 MOTION for Reconsideration re [1717]

Order Concerning Section 10(b) Claims filed by PFPC Distributors, Inc., PFPC, Inc.. (Lantieri, Paul) (Entered: 03/29/2006)

03/29/2006 1831 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (Defendant William Woolverton's Supplemental Memorandum Of Law In Further Support Of His Motion To Dismiss) filed by William H. Woolverton. (Falvey, John) (Entered: 03/29/2006)

03/29/2006 1832 AFFIDAVIT re 1831 Memorandum, (Declaration Of Adam B. Ziegler) by William H. Woolverton. (Attachments: # 1 Exhibit 1# 2 Exhibit 2)(Falvey, John) (Entered: 03/29/2006)

03/29/2006 1833 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions (Defendant Kenneth Corba's Supplemental Memorandum Of Law In Further Support Of His Motion To Dismiss The Fund Derivative Complaint) filed by Kenneth Corba. (Hemani, Abigail) (Entered: 03/29/2006)

03/29/2006 1834 Correspondence re: Proposed Briefing Schedule (Perry, Mark) (Entered: 03/29/2006)

03/29/2006 1835 Supplemental to Motion to Dismiss Section 48(a) Claim in Consolidated Amended Fund Derivative Complaint. (Smith, Thomas) (Entered: 03/29/2006)

03/29/2006 1836 Supplemental to MMC Motion to Dismiss Section 48(a) Claim in Consolidated Amended Fund Derivative Complaint (Putnam Subtrack). (Greiner, Stephen) (Entered: 03/29/2006)

03/29/2006 1837 REQUEST for Extension of Time to File answer to Consolidated Amended Class Action Complaint (Kaplan, Frank) (Entered: 03/29/2006)

03/29/2006 1838 Supplemental to Motion To Dismiss Section 48(a) Claim In Consolidated Amended Fund Derivative Complaint. (Clancy, David) (Entered: 03/29/2006)

03/29/2006 1839 Memorandum re 873 MOTION to Dismiss (OMNIBUS) all counts of the Consolidated Amended Fund Derivative Complaints in these consolidated actions Supplemental Memorandum in Further Support of Motion to Dismiss filed by Lawrence J. Lasser. (Pollack, Daniel) (Entered: 03/29/2006)

03/29/2006 1840 Supplemental MOTION to Dismiss Section 48(a) Claims by Geirulv Lode. Responses due by 4/17/2006 (Gass, Michael) (Entered: 03/29/2006)

03/29/2006 1841 RESPONSE in Opposition re 1561 MOTION for Reconsideration re 1452 Order filed by City of Chicago Deferred Compensation Plan. Replies due by 4/12/2006. (Bien Willner, Jerald) (Entered: 03/29/2006)

03/30/2006 1842 Paperless ORDER approving re 1837 Request for Extension of Time to File filed by Wilshire Associates Incorporated. Signed by Judge J. Frederick Motz on 3/30/06. (Motz, J.) (Entered: 03/30/2006)

03/30/2006 1843 Paperless ORDER approving the proposed extensions of time made in re 1834 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 3/30/06. (Motz, J.) (Entered: 03/30/2006)

03/30/2006 1844 Correspondence re: [PROPOSED] ERISA CLASS ORDER on behalf of Barbara Walsh (Rosen, Samuel) (Entered: 03/30/2006)

03/30/2006 1845 Correspondence re: [PROPOSED] ERISA CLASS ORDER on behalf of Jessica Corbett (Rosen, Samuel) (Entered: 03/30/2006)

03/30/2006 1846 REQUEST for Extension of Time to File Response to Defendants Supplemental Memo In Support of the Motions to Dismiss (Clark Weintraub, Deborah) (Entered: 03/30/2006)

03/30/2006 1847 RESPONSE re 1757 Notice (Other), Notice (Other) Lead Plaintiff's Memorandum in Support of Control Person Allegations filed by Richard L. Woolworth, Patrick J. Simpson, John J. Neuhauser, Charles R. Nelson, Richard W. Lowry, Janet Langford Kelly. (Rechtoris, Kenneth) (Entered: 03/30/2006)

03/30/2006 1848 NOTICE by Anita Walker re: [PROPOSED] ERISA CLASS ORDER (Rosen, Samuel) (Entered: 03/30/2006)

03/31/2006 1849 ANSWER to Amended Complaint, CROSSCLAIM against all defendants by Signalert Corporation.(Linker, Arthur) (Entered: 03/31/2006)

03/31/2006 1850 Paperless ORDER approving re 1846 Request for Extension of Time to File filed by Jackie Williams. Signed by Judge J. Frederick Motz on 3/31/06. (Motz, J.) (Entered: 03/31/2006)

03/31/2006 1851 ANSWER to Amended Complaint by Trautman Wasserman & Company, Inc., Gregory Trautman.(Borstein, Leon) (Entered: 03/31/2006)

03/31/2006 1852 ANSWER to 1825 Amended Complaint by Ritchie Capital Management, LLC.(Bromwich, Michael) Modified on 3/31/2006 (cag, Deputy Clerk). (Entered: 03/31/2006)

03/31/2006 1853 ANSWER to Amended Complaint by Bear Stearns & Co. Inc..(Moloney, Thomas) (Entered: 03/31/2006)

03/31/2006 1854 ANSWER to Amended Complaint by Tandem Financial Services, Inc..(Taylor, Allan) (Entered: 03/31/2006)

03/31/2006 1855 Supplemental to Putnam and One Group Independent Trustees' Motion to Dismiss Section 20(a) Claims in Consolidated Amended Class Action Complaints. (Smith, Thomas) (Entered: 03/31/2006)

03/31/2006 1856 Correspondence re: Investor Class Action State Law Claims (Schulman, Alan) (Entered: 03/31/2006)

03/31/2006 1857 Second REQUEST for Extension of Time to File Answer to Plaintiffs' Consolidated Amended Class Action Complaint (Lee, Eunice) (Entered: 03/31/2006)


04/03/2006 1859 TRANSCRIPT of Proceedings held on March 23, 2006 before Judges Blake, Davis and Motz (call - 1) (cag, Deputy Clerk) (Entered: 04/03/2006)

04/03/2006 1860 TRANSCRIPT of Proceedings held on March 23, 2006 before Judges Blake, Davis and Motz (call - 2) (cag, Deputy Clerk) (Entered: 04/03/2006)

04/03/2006 1861 Correspondence re: Joseph R. Palombo's Motion to Dismiss (Leone Quick, Breton) (Entered: 04/03/2006)

04/03/2006 1862 Correspondence re: Request for Court's approval of agreed-upon schedule for supplemental briefing (Jones, David) (Entered: 04/03/2006)


04/04/2006 1864 ERISA CLASS ORDER in JFM-04-1758 Walker v Massachusetts Financial Services Co, et al DISMISSING all claims against Massachusetts Financial Services Co., Jeffrey L. Shames and Joseph W. Dello Russo. Signed by Judge J. Frederick Motz on 4/4/06(cag, Deputy Clerk) Modified on 4/4/2006 (cag, Deputy Clerk). (Entered: 04/04/2006)

04/04/2006 1865 ERISA CLASS ORDER in JFM-04-883 dismissing all claims against Putnam Investments Trust. Signed by Judge J. Frederick Motz on 4/4/06. (jnl, Deputy Clerk) (Entered: 04/04/2006)

04/04/2006 1866 ERISA CLASS ORDER in JFM-04-888 Walsh v Marsh & McLennan Companies, et al DISMISSING all claims against Marsh & McLennan Companies, Inc., Putnam Investments Trust, LLC, J.W. Greenberg, Sandra Wright, William L. Rosoff, and Sandra S. Wijnberg. Signed by Judge J. Frederick Motz on 4/4/06(cag, Deputy Clerk) (Entered: 04/04/2006)

04/04/2006 1867 ERISA ORDER in JFM-04-830 Zarate v Bank One Corp., et al Dismissing the claims against Bank One Corporation, James Dimon, Donald A. Hoy, and Bank One Trust Company. Signed by Judge J. Frederick Motz on 4/4/06(cags, Deputy Clerk) (Entered: 04/04/2006)

04/04/2006 1868 ANSWER to Amended Complaint by Bear Stearns & Co., Inc., Bear Stearns Securities Corporation.(Moloney, Thomas) (Entered: 04/04/2006)

04/05/2006 1869 Joint MOTION to Stay Actions Against the Columbia Defendants in Contemplation of Settlement by Jackie Williams. Responses due by 4/24/2006 (Attachments: # 1 Text of Proposed Order Order Staying the Actions Against the Columbia Defendants in Contemplation of Settlement)(Clark Weintraub, Deborah) (Entered: 04/05/2006)

04/05/2006 1870 FILED IN ERROR, DUPLICATE OF #1869 Joint MOTION to Stay Actions Against THE COLUMBIA DEFENDANTS in Contemplation of Settlement by A Plaintiff. Responses due by 4/24/2006 (Attachments: # 1 Text of Proposed Order Staying the Actions Against The Columbia Defendants)(Rifkin, Mark) Modified on 4/5/2006 (cags, Deputy Clerk). (Entered: 04/05/2006)

04/05/2006 1871 REPLY to Response to Motion re 1561 MOTION for Reconsideration re 1452 Order filed by Trout Trading Management Co.. (Attachments: # 1 Appendix Unreported Cases)(Stone, Robin) (Entered: 04/05/2006)

04/05/2006 1872 Memorandum re 1119 MOTION for Judgment on the Pleadings Supplemental

Memorandum Addressing Dabit filed by Nitika Mehta. (King, Robert) (Entered: 04/05/2006)

04/05/2006 1873 RESPONSE in Opposition re 1098 MOTION to Dismiss Supplemental Memorandum Addressing Dabit filed by Edmund Woodbury. Replies due by 4/19/2006. (King, Robert) (Entered: 04/05/2006)

04/05/2006 1874 RESPONSE in Opposition re 1339 MOTION to Dismiss Plaintiff's First Amended Complaint (originally filed in case no. 1:05-cv-01674) Supplemental Memorandum Addressing Dabit filed by Matthew Wiggenhorn. Replies due by 4/19/2006. (King, Robert) (Entered: 04/05/2006)

04/06/2006 1875 NOTICE of Appearance by John Arak Freedman on behalf of Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc. (Freedman, John) (Entered: 04/06/2006)

04/06/2006 1876 NOTICE of Appearance by Christopher S Rhee on behalf of Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc. (Rhee, Christopher) (Entered: 04/06/2006)

04/06/2006 1877 PAPERLESS ORDER granting 1869 Motion to Stay the actions against the Columbia defendants. Signed by Judge J. Frederick Motz on 4/6/06 (cag, Deputy Clerk) (Entered: 04/07/2006)

04/07/2006 1878 Memorandum re 940 MOTION to Dismiss The Putnam Employees' Motion to Dismiss the Corrected Consolidated Amended Complaint, 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend : Supplemental Brief of Frank Perfetuo In Support Of Motion To Dismiss Section 10(b) and Rule 10b-5 Claims filed by Frank Perfetuo. (Miller, John) (Entered: 04/07/2006)

04/07/2006 1879 Correspondence re: Cancellation of April 13, 2006 Teleconference (Isbister, John) (Entered: 04/07/2006)

04/07/2006 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Responses due by 4/24/2006 (Attachments: # 1 Memorandum of Points and Authorities in Support of Lead Plaintiffs' Motion for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Invesgtors Who Purchased Marsh & McLennan Companies, Inc. Securities# 2 Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities# 3

Redlined Version of Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities# 4 Text of Proposed Order Proposed Order Granting Lead Plaintiffs' Motion for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities)(Grant, John) (Entered: 04/07/2006)

04/10/2006 1881 Supplemental to Memorandum of Law by Putnam Fund Defendant George Putnam, III In Support of Motion to Dismiss Claim Under Section 20(a), And Response to Class Plaintiffs' Motion to Amend Complaint. (Attachments: # 1 Exhibit 1)(Smith, Thomas) (Entered: 04/10/2006)

04/10/2006 1882 RESPONSE re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend By The Independent Trustees of the Putnam Funds filed by A Defendant. (Smith, Thomas) (Entered: 04/10/2006)

04/10/2006 1883 MOTION to Dismiss Supplemental Brief in Further Support of Motion to Dismiss Section 10(b) Claims and in Opposition to Plaintiffs' Motion for Leave to Replead by James Prusko. Responses due by 4/27/2006 (Bader, Lawrence) (Entered: 04/10/2006)

04/10/2006 1884 RESPONSE in Opposition re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend filed by Prudential Securities, Inc.. Replies due by 4/24/2006. (Thier, Jonathan) (Entered: 04/10/2006)

04/10/2006 1885 INVESTOR CLASS ORDER re [1715] Paperless Order in Putnam JFM-04-560. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1886 INVESTOR CLASS ORDER re [1706] PAPERLESS ORDER granting 1647 Alger JFM-04-876 r. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1887 FUND DERIVATIVE ORDER re [1709] PAPERLESS ORDER Granting 1656 Columbia 04-1768 Proposed Fund Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1888 FUND DERIVATIVE ORDER re [1735] PAPERLESS ORDER in Alger JFM-04-861 APPROVING 1725 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/8/06. (hml, Deputy Clerk) Modified on 4/10/2006 (hml, Deputy Clerk). (Entered: 04/10/2006)

04/10/2006 1889 INVESTOR CLASS ORDER re [1736] PAPERLESS ORDER in Allianz JFM-04-1933 APPROVING 1727 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/8/06. (hml, Deputy Clerk) Modified on 4/10/2006 (hml, Deputy Clerk). (Entered: 04/10/2006)

04/10/2006 1890 MOTION to Dismiss Supplemental Brief of Defendant Carmel Peters in Support of Motion to Dismiss Section 10(B) Claim with Prejudice and in Opposition to Plaintiff's Motion for Leave to Amend by Carmel Peters. Responses due by 4/27/2006 (Casey, Peter) (Entered: 04/10/2006)

04/10/2006 1891 ORDER re [1708] PAPERLESS ORDER granting 1655 Columbia JFM-04-1763 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml,

Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1892 ORDER re [1710] PAPERLESS ORDER granting 1673 MFS JFM-04-1162 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1893 ORDER re [1712] PAPERLESS ORDER granting 1648 One Group JFM-04-629 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1894 ORDER re [1718] PAPERLESS ORDER Granting 1654 Van Kampen JFM-04-502 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1895 ORDER re [1716] PAPERLESS ORDER Granting 1658 Putnam JFM-04-564 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1896 ORDER re [1714] PAPERLESS ORDER Granting 1653 One Group JFM-04-832 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1897 ORDER re [1711] PAPERLESS ORDER Granting 1657 MFS JFM-04-1620 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1898 ORDER re [1707] PAPERLESS ORDER Granting 1660 Allianz JFM-04-1924 Proposed Fund Derivative Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1899 RESPONSE in Opposition re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend, 1786 MOTION for Leave to File Second Consolidated Amended Class Action Complaint Under Seal by Certain Contract Defendants filed by BTS Asset Management. Replies due by 4/24/2006. (Rowland, Joshua) (Entered: 04/10/2006)

04/10/2006 1900 INVESTOR CLASS ORDER re Janus Subtrack. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1901 FUND DERIVATIVE ORDER re: Janus 04-819. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1902 ORDER re [1717] PAPERLESS ORDER granting 1682 RS Investment JFM-04-3798 Proposed Investor Class Order. Signed by Judge J. Frederick Motz on 3/1/06. (hml, Deputy Clerk) (Entered: 04/10/2006)

04/10/2006 1903 Supplemental to Memorandum Of Law In Support Of Motion To Dismiss Section 10(b) Claims And Opposition To Motion To Amend By Geirulv Lode. (Gass, Michael) (Entered: 04/10/2006)

04/10/2006 1904 RESPONSE in Opposition re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend , Justin Scott's and Omid Kamshad's Brief in Opposition to Plaintiffs' Motion for Leave to Amend and in Further Support of Defendants' Motion to Dismiss, filed by Omid Kamshad, Justin

Scott. Replies due by 4/24/2006. (Barnett, Bruce) (Entered: 04/10/2006)

04/10/2006 1905 MOTION to Dismiss Defendant William Woolverton's Memorandum of Law in Further Support of His Motion to Dismiss and in Opposition to Plaintiffs' Leave to Amend by William H. Woolverton. Responses due by 4/27/2006 (Falvey, John) (Entered: 04/10/2006)

04/10/2006 1906 Supplemental to Supplemental Memorandum of Law in Support of Defendant Lawrence J. Lasser's Motion to Dismiss the Claims Under Secs. 10(b) and 20(a) of the Securities Exchange Act and in Opposition to Plaintiffs' Motion for Leave to File a New Complaint. (Pollack, Daniel) (Entered: 04/10/2006)

04/10/2006 1907 Supplemental to Memorandum of Law in Support of Defendant Ian C. Ferguson's Motion to Dismiss Section 10(b) Claims and in Opposition to Plaintiffs' Motion for Leave to Amend the Complaint. (Cohen, Frances) (Entered: 04/10/2006)

04/10/2006 1908 Supplemental to Memorandum Of Law In Support Of Defendants' Motion To Dismiss The Claims Under Section 20(a) Of The Securities Exchange Act Of 1934 Against Gordon H. Silver, Irene M. Esteves, Robert F. Lucey, Stephen M. Oristaglio And A.J.C. Smith. (Attachments: # 1 Tab A# 2 Tab B# 3 Tab C# 4 Tab D)(Carroll, James) (Entered: 04/10/2006)

04/12/2006 1909 ANSWER to Amended Complaint by Kenneth Corba.(Hemani, Abigail) (Entered: 04/12/2006)

04/12/2006 1910 ANSWER to Amended Complaint by Stephen J Treadway.(Sleeper, Maxine) (Entered: 04/12/2006)

04/12/2006 1911 RESPONSE re 1391 Supplemental MOTION to Dismiss DUPLICATE Supplemental Memorandum of Law for the Janus Capital Defendants in Support of Their Motion to Dismiss the ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint The Janus Capital Defendants' Motion for Leave to File Supplemental Brief in Suppot of Defendants' Motion to Dismiss Plaintiff Craig Wangberg's ERISA Complaint and Motion to Strike Unauthorized ERISA Complaint filed by Janus Capital Corporation. (Attachments: # 1 Exhibit A# 2 Exhibit Exhibit B# 3 Supplemental Brief In Further Support of the Janus Capital Defendants' Motion to Dismiss and Strike Plaintiff Craig Wangberg's Unauthorized ERISA Complaint# 4 Declaration of Matthew R. Luoma)(Perry, Mark) (Entered: 04/12/2006)

04/12/2006 1912 ANSWER to Amended Complaint by John E. Cashwell, Jr.(DuBois, Nicholas) (Entered: 04/12/2006)

04/12/2006 1913 ANSWER to Amended Complaint by PEA Capital LLC, Allianz Dresdner Asset Management of America LP, Allianz Global Investors of America L.P. (f/k/a Allianz Dresdner Asset Management of America L.P.), Allianz Global Investors Distributors LLC (f/k/a PA Distributors LLC), Allianz Global Investors Fund Management LLC (f/k/a PA Fund Management LLC).(Marcucci, Michael) (Entered: 04/12/2006)

04/13/2006 1914 Joint REQUEST for Extension of Time to File Answers/Motions for Reconsideration (MFS subtrack) (Paine, William) (Entered: 04/13/2006)

04/14/2006 1915 PAPERLESS ORDER APROVING re 1914 Request for Extension of Time until

June 2, 2006 to file answers and any motions to reconsider. Signed by Judge J. Frederick Motz on 4/14/06. (Motz, J.) (Entered: 04/14/2006)

04/17/2006 1916 Correspondence re: Second Consolidated Amended Fund Derivative Complaint filed in the Alger sub-track (Winograd, Michael) (Entered: 04/17/2006)

04/18/2006 1917 ANSWER to Amended Complaint by Wilshire Associates Incorporated.(Kaplan, Frank) (Entered: 04/18/2006)

04/18/2006 1918 ANSWER to Amended Complaint by Wilshire Associates Incorporated.(Kaplan, Frank) (Entered: 04/18/2006)

04/19/2006 1919 NOTICE by Lead Class Counsel for the Putnam Subtrack Notice of Withdrawal (Clark Weintraub, Deborah) (Entered: 04/19/2006)

04/19/2006 1920 RESPONSE re 1872 Memorandum Addressing Dabit filed by AIG SunAmerica Life Assurance Co.. (Jones, David) (Entered: 04/19/2006)

04/19/2006 1921 Correspondence re: In Re Mutual Funds Investment Litigation, MDL 1586 (Metts, Amanda) (Entered: 04/19/2006)

04/19/2006 1922 Correspondence re: Proposed Consolidated Briefing Schedule on Plaintiffs' Motions for Reconsideration (Docket #1795) and for Leave to File Second Amended Complaint (Docket #1880) in MMC Investor Class Action Sub-subtrack (Putnam Subtrack) (Luboja, Jeanne) (Entered: 04/19/2006)

04/19/2006 1923 RESPONSE re 1339 MOTION to Dismiss Plaintiff's First Amended Complaint (originally filed in case no. 1:05-cv-01674) Response to Plaintiff's Supplemental Memorandum Addressing Dabit filed by AXA Equitable Life Insurance Company. (Brookstein, Mark) (Entered: 04/19/2006)

04/19/2006 1924 ANSWER to Crossclaim by Samaritan Asset Management.(Stone, Robin) (Entered: 04/19/2006)

04/19/2006 1925 REPLY to Response to Motion re 1312 MOTION to Dismiss Plaintiff's First Amended Complaint Supplemental Memorandum Addressing Dabit filed by Nationwide Life Insurance Company. (Platt, Charles) (Entered: 04/19/2006)

04/19/2006 1926 NOTICE of Appearance by J Alex Grimsley on behalf of Grant D. Seeger, Grant D. Seeger (Grimsley, J) (Entered: 04/19/2006)


04/20/2006 1928 ANSWER to Crossclaim of Defendant Signalert Corporation by Ritchie Capital Management, LLC.(Bromwich, Michael) (Entered: 04/20/2006)

04/20/2006 1929 Correspondence re: response to 4/18/06 letter of Chronos Asset Management (Waldman, Chet) (Entered: 04/20/2006)

04/20/2006 1930 Correspondence re: Second Amended Complaint in Alger Sub-Track (re: Pritchard Answer not required) (Potter, Thomas) (Entered: 04/20/2006)

04/20/2006 1931 ANSWER to Crossclaim of Defendant Signalert Corporation by Tandem Financial

Services, Inc..(Taylor, Allan) (Entered: 04/20/2006)

04/20/2006 1932 REQUEST for Extension of Time to File answer to the Consolidated Amended Class Action Complaint to April 24, 2006 (Aaron, Stewart) (Entered: 04/20/2006)


04/21/2006 1934 ANSWER to Amended Complaint by Veras Investment Partners, LLC.(Daniels, David) (Entered: 04/21/2006)

04/21/2006 1935 RESPONSE to Motion re 1782 MOTION for Reconsideration re 1698 Order Dismissing the Janus Parent Investor Class Action, or Alternatively For Leave to Replead Memorandum for the Janus Defendants in Opposition to the First Derivative Traders' Motion for Reconsideration of Order Dismissing Complaint or in the Alternative for Leave to Replead filed by Janus Capital Management LLC. Replies due by 5/5/2006. (Perry, Mark) (Entered: 04/21/2006)

04/24/2006 1936 ANSWER to Amended Complaint by Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, Nathan E. Saint-Amand, Stephen E. O'Neil, John T. Sargent.(Collins, Peter) (Entered: 04/24/2006)

04/24/2006 1937 ANSWER to Complaint by Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc., Gregory S. Duch, Daniel C. Chung, B. Joseph White, Fred M. Alger, III, Alger Shareholder Services, Inc., Fred Alger Management, Inc., Fred Alger & Company Incorporated, Alger Associates, Inc..(Aaron, Stewart) (Entered: 04/24/2006)

04/24/2006 1938 ANSWER to Amended Complaint, ANSWER to Amended Complaint by James P. Connelly, Jr.(Naft, Michael) (Entered: 04/24/2006)

04/24/2006 1939 ANSWER to Amended Complaint by Aurum Capital Management Corporation.(Dioli, Martin) (Entered: 04/24/2006)

04/24/2006 1940 ANSWER to Amended Complaint by Janus Distributors LLC, Janus Capital Management LLC, Janus Capital Group Inc..(Maier, Eric) (Entered: 04/24/2006)

04/24/2006 1941 ANSWER to Amended Complaint by Rydex Investments.(Wilson, Michael) (Entered: 04/24/2006)

04/24/2006 1942 REQUEST for Extension of Time to File Answer to the Consolidated Amended Class Action Complaint (Lee, Eunice) (Entered: 04/24/2006)

04/24/2006 1943 ANSWER to Amended Complaint by RS Investment Management, LP, James L. Callinan, Steven M. Cohen, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc..(Lee, Eunice) (Entered: 04/24/2006)

04/24/2006 1944 RESPONSE in Opposition re 1329 MOTION to Dismiss Janus Defendants' Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction, 1330 MOTION to Dismiss Memorandum for the Janus Defendants in Support of Their Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction filed by Maloon Powers Pitre & Higgins, LLC. Replies due by

5/8/2006. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Cover Letter to Court)(Molumphy, Mark) (Entered: 04/24/2006)

04/24/2006 1945 NOTICE by Maloon Powers Pitre & Higgins, LLC Of Motion to File Document Under Seal (Attachments: # 1 Motion to File Document Under Seal In Opposition To Janus Defendants Motion to Dismiss For Want of Federal Jurisdiction)(Molumphy, Mark) (Entered: 04/24/2006)

04/26/2006 1946 RESPONSE re 1835 Supplemental, 1839 Memorandum,, 1838 Supplemental, 1836 Supplemental, 1831 Memorandum, Putnam Fund Derivative Plaintiffs' Brief In Opposition to Defendants' Renewed Motion to Dismiss Claims Under Section 48(a) filed by Miranda Zuber. (Lieberman, Jeremy) (Entered: 04/26/2006)

04/26/2006 1947 RESPONSE re 1833 Memorandum, Fund Derivative Plaintiffs' Supplemental Memorandum in Response to Defendant Kenneth W. Corba's Motion to Dismiss the Fund Derivative Complaint filed by Virginia Wilcox, Edward Segel, Iris Segel, Jean Stigas, Lawrence A. Stigas, Raquel Benun, Thomas F. Bednarek, Ira Newman, Richard Befort, Robert Rubin, Jack McBride, Anil Kapoor, Donna Alexander, Janet Befort. (Rifkin, Mark) (Entered: 04/26/2006)

04/27/2006 1948 MOTION to Dismiss Second Consolidated Amended Fund Derivative Complaint by James P. Connelly, Jr. Responses due by 5/15/2006 (Attachments: # 1 Memorandum of Law for Defendant James P. Connelly, Jr.# 2 Affidavit Declaration of James P. Connelly, Jr.# 3 Affidavit Declaration of David W. Haller# 4 Exhibit Exhibit A to Haller Declaration# 5 Exhibit Exhibit B to Haller Declaration# 6 Exhibit Exhibit C to Haller Declaration# 7 Exhibit Exhibit D to Haller Declaration# 8 Exhibit Exhibit E to Haller Declaration# 9 Exhibit Exhibit F to Haller Declaration# 10 Exhibit Exhibit G to Haller Declaration# 11 Exhibit Exhibit H to Haller Declaration)(Naft, Michael) (Entered: 04/27/2006)

04/28/2006 1949 NOTICE of Appearance by Clifford S Goodstein on behalf of Jackie Williams, Linda B. Parker, the Ohio Tuition Trust Authority and Stephen J. Friedman, M.D. lead plaintiffs in the Columbia, One Group, Putnam, and Strong Investor Class cases. (Goodstein, Clifford) Modified on 4/28/2006 (cag, Deputy Clerk). (Entered: 04/28/2006)

04/28/2006 1950 ANSWER to Amended Complaint by Round Hill Securities, Inc..(Munro, Andrew) (Entered: 04/28/2006)

04/28/2006 1951 NOTICE of Appearance by Andrew Michael Zack on behalf of Round Hill Securities, Inc (Zack, Andrew) (Entered: 04/28/2006)

04/28/2006 1952 REQUEST for Extension of Time to File Reply brief on motion for reconsideration and/or for leave to amend (Goodstein, Clifford) (Entered: 04/28/2006)

05/01/2006 1953 Paperless ORDER approving re 1952 Request for Extension of Time to File filed by Ohio Tuition Trust Authority. Signed by Judge J. Frederick Motz on 5/1/06. (Motz, J.) (Entered: 05/01/2006)

05/01/2006 1954 ANSWER to Complaint by Bank of America Securities, LLC.(Winograd, Michael) (Entered: 05/01/2006)

05/01/2006 1955 ANSWER to Complaint by Banc of America Securities LLC.(Winograd, Michael)

(Entered: 05/01/2006)

05/01/2006 1956 ANSWER to Amended Complaint by Banc of America Securities LLC.(Winograd, Michael) (Entered: 05/01/2006)

05/01/2006 1957 ANSWER to Complaint by Banc of America Securities, LLC.(Winograd, Michael) (Entered: 05/01/2006)



05/01/2006 1960 ANSWER to Complaint by Banc of America Securities, LLC.(Winograd, Michael) (Entered: 05/01/2006)

05/02/2006 1961 PAPERLESS ORDER APPROVING 1945 class plaintiffs' motion for leave to file document under seal. Signed by Judge J. Frederick Motz on 5/2/06(cag, Deputy Clerk) (Entered: 05/02/2006)

05/02/2006 1962 Correspondence responding to document 1921 - clarification as to Chronos Asset Management, Inc. (Motz, J.) (Entered: 05/02/2006)

05/02/2006 1963 NOTICE of Voluntary Dismissal by Janus Capital Management LLC (Perry, Mark) (Entered: 05/02/2006)

05/03/2006 1964 Correspondence re: Second Amended Complaint (Pagonis, Stacey) (Entered: 05/03/2006)

05/03/2006 1965 Correspondence re: Second Amended Complaint (Daniels, David) (Entered: 05/03/2006)

05/03/2006 1966 Jury Trial Demand by Aurum Capital Management Corporation. (Dioli, Martin) (Entered: 05/03/2006)

05/05/2006 1967 Correspondence re: No objection to preservation provision (Metts, Amanda) (Entered: 05/05/2006)

05/08/2006 1968 AMENDED COMPLAINT against Bank One Corp., Bank One Corporation, filed by Lenore Zarate. (Attachments: # 1 Redline Second Amended to First Amended Complaint)(Rosen, Samuel) (Entered: 05/08/2006)

05/08/2006 1969 AMENDED COMPLAINT against MFS Fund Distributors, Inc., MFS Fund Distributors, filed by Anita Walker. (Attachments: # 1 Redline Second Amended to First Amended Complaint)(Rosen, Samuel) (Entered: 05/08/2006)

05/08/2006 1970 AMENDED COMPLAINT against Marsh & McLennan Companies, Inc., Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, filed by Barbara Walsh. (Attachments: # 1 Redline Second Amended to First Amended Complaint)(Rosen, Samuel) (Entered: 05/08/2006)

05/08/2006 1971 AMENDED COMPLAINT against Putnam Investments, LLC, filed by Jessica Corbett. (Attachments: # 1 Redline Second Amended to First Amended Complaint)(Rosen, Samuel) (Entered: 05/08/2006)

05/08/2006 1972 REPLY to Response to Motion re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend Lead Plaintiff's Reply Memorandum on its Motion for Reconsideration and/or For Leave to Amend filed by Ohio Tuition Trust Authority. (Goodstein, Clifford) (Entered: 05/08/2006)

05/10/2006 1973 REPLY to Response to Motion re 1776 MOTION for Reconsideration of the Application to Van Kampen of the Court's August 25, 2005 Section 36(b) and Section 48(a) Rulings in the Janus Subtrack filed by Van Kampen Funds, Inc., Mitchell C, Merin, Morgan Stanley Investment Advisors Inc., Morgan Stanley Investment Management Inc., Morgan Stanley Investments LP, Morgan Stanley, Richard F. Powers, Van Kampen Asset Management, Van Kampen Investor Services Inc.. (Rosen, Richard) (Entered: 05/10/2006)

05/10/2006 1974 Correspondence re: Cancellation and Rescheduling of May 11, 2006 Teleconference (Isbister, John) (Entered: 05/10/2006)

05/10/2006 1975 Correspondence re: Proposed Briefing Schedule for Plaintiffs' Response to Defendant James Connelly's Motion to Dismiss the Second Consolidated Amended Fund Derivative Complaint in the Alger Sub-Track (Basar, Demet) (Entered: 05/10/2006)

05/10/2006 1976 Correspondence re: Request for Extension of Time (Perry, Mark) (Entered: 05/10/2006)

05/10/2006 1977 Supplemental to Motion to Dismiss, Defendant William Woolverton's Reply Memorandum in Further Support of His Motion to Dismiss (Putnam Fund Derivative Action). (Falvey, John) (Entered: 05/10/2006)

05/10/2006 1978 Supplemental to Motion to Dismiss Section 48(a) Claim [Reply to Plaintiffs' Supplemental Opposition]. (Smith, Thomas) (Entered: 05/10/2006)

05/10/2006 1979 Supplemental to Motion To Dismiss Section 48(a) Claim In Consolidated Amended Fund Derivative Complaint. (Clancy, David) (Entered: 05/10/2006)

05/10/2006 1980 Supplemental to Putnam Employee Defendants' Motion to Dismiss Section 48(a) Claim In Consolidated Amended Fund Derivative Complaint. (Gass, Michael) (Entered: 05/10/2006)

05/10/2006 1981 Supplemental to MMC Motion to Dismiss Section 48(a) Claim in Consolidated Amended Fund Derivative Complaint [Reply to Plaintiffs' Supplemental Opposition] (Putnam Subtrack). (Greiner, Stephen) (Entered: 05/10/2006)

05/10/2006 1982 Supplemental to 1839 Memorandum, filed by Lawrence J. Lasser Supplemental Reply Memorandum of Law in Support of Motion to Dismiss Section 48(a) Claim. (Pollack, Daniel) (Entered: 05/10/2006)

05/10/2006 1983 REPLY to Response to Motion re 1782 MOTION for Reconsideration re 1698 Order Dismissing the Janus Parent Investor Class Action, or Alternatively For Leave to Replead filed by First Derivative Traders. (Press, Ira) (Entered: 05/10/2006)

05/10/2006 1984 AFFIDAVIT re 1983 Reply to Response to Motion by First Derivative Traders. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Press, Ira) (Entered: 05/10/2006)

05/11/2006 1985 Paperless ORDER approving briefing schedule proposed in re 1975 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 5/11/06. (Motz, J.) (Entered: 05/11/2006)

05/11/2006 1986 Paperless ORDER granting request for extension of time made in re 1976 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 5/11/06. (Motz, J.) (Entered: 05/11/2006)

05/11/2006 1987 ORDER in JFM-04-1933 Pingitore v Marsh & McLennan Companies, et al DISMISSING Chronos Asset Management, Inc. and directing them to preserve any relevant documents. Signed by Judge J. Frederick Motz on 5/11/06(cag, Deputy Clerk) (Entered: 05/11/2006)

05/15/2006 1988 MOTION to Withdraw as Attorney by Foley Hoag LLP by Tandem Financial Services, Inc.. Responses due by 6/1/2006 (Barnett, Jessica) (Entered: 05/15/2006)

05/16/2006 1989 PAPERLESS ORDER granting 1988 Motion to Withdraw as Attorney for Tandem Financial Services, Inc. Attorney Nicholas C Theodorou; Lisa Wood; Kristopher Neil Austin and Jessica V Barnett terminated. Signed by Judge J. Frederick Motz on 5/16/06 (cag, Deputy Clerk) Modified on 5/16/2006 (cag, Deputy Clerk). (Entered: 05/16/2006)

05/16/2006 1990 MOTION to Dismiss by Julie Parisi. Responses due by 6/2/2006 (Kruske, Jeffrey) (Entered: 05/16/2006)

05/16/2006 1991 Correspondence re: Plaintiffs' Motion for Reconsideration and/or Leave to Amend (Goodstein, Clifford) (Entered: 05/16/2006)

05/16/2006 1992 NOTICE by Theodore C. Sihpol, III of change of attorney affiliation (Felder, Barry) (Entered: 05/16/2006)

05/17/2006 1993 REPLY to Response to Motion re 1783 MOTION for Reconsideration Lead Plaintiff's Motion for Reconsideration and/or For Leave to Amend , Sur-Reply on behalf of Justin Scott and Omid Kamshad filed by Justin Scott. (Lowney, Jessica) (Entered: 05/17/2006)

05/17/2006 1994 REPLY to Response to Motion re 1883 MOTION to Dismiss Supplemental Brief in Further Support of Motion to Dismiss Section 10(b) Claims and in Opposition to Plaintiffs' Motion for Leave to Replead filed by James Prusko. (Bader, Lawrence) (Entered: 05/17/2006)

05/17/2006 1995 ORDER in JFM-04-1281 Parisi v Marsh & McLennan Companies, Inc., et al APPROVING Stipulation of Dismissal with Prejudice. Signed by Judge J. Frederick Motz on 5/17/06 (cag, Deputy Clerk) (Entered: 05/17/2006)

05/17/2006 1996 REPLY to Response to Motion re 1883 MOTION to Dismiss Supplemental Brief in Further Support of Motion to Dismiss Section 10(b) Claims and in Opposition to Plaintiffs' Motion for Leave to Replead filed by Frank Perfetuo. (Miller, John) (Entered: 05/17/2006)

05/17/2006 1997 RESPONSE in Support re 1890 MOTION to Dismiss Supplemental Brief of Defendant Carmel Peters in Support of Motion to Dismiss Section 10(B) Claim with Prejudice and in Opposition to Plaintiff's Motion for Leave to Amend Defendant Carmel Peter's Response in Further Support of her Motion to Dismiss

Section 10(B) Claim with Prejudice and in Opposition to Plaintiff's Motion for Leave to Amend filed by Carmel Peters. Replies due by 5/31/2006. (Casey, Peter) (Entered: 05/17/2006)

05/17/2006 1998 Supplemental to Motion to Dismiss Section 20(a) Claim [Reply to Plaintiffs' Supplemental Opposition]. (Smith, Thomas) (Entered: 05/17/2006)

05/17/2006 1999 RESPONSE re 1972 Reply to Response to Motion, Supplemental Reply of Defendant Ian C. Ferguson in Support of Motion to Dismiss and in Opposition to Motion for Leave to Amend the Complaint filed by Ian S. Ferguson. (Cohen, Frances) (Entered: 05/17/2006)

05/17/2006 2000 Supplemental to Defendants' Motion To Dismiss The Claims Under Section 20(a) Of The Securities Exchange Act Of 1934 Againast Gordon H. Silver, Irene M. Esteves, Robert F. Lucey, Stephen M. Oristaglio And A.J.C. Smith (Reply Memorandum). (Carroll, James) Modified on 5/18/2006 (jnl, Deputy Clerk). (Entered: 05/17/2006)

05/17/2006 2001 Supplemental to 1906 Supplemental, filed by Lawrence J. Lasser Supplemental Reply Memorandum of Law in Support of Defendant Lawrence J. Lasser's Motion to Dismiss the Claims under Sections 10(b) and 20(a) of the Securities Exchange Act and in Opposition to Plaintiffs' Motion for Leave to File a New Complaint. (Pollack, Daniel) (Entered: 05/17/2006)

05/17/2006 2002 Supplemental to Memorandum of Geir Lode In Further Support Of Motion To Dismiss And In Opposition To Plaintiffs' Motion For Leave To Amend In Class Action. (Gass, Michael) (Entered: 05/17/2006)

05/17/2006 2003 REQUEST for Extension of Time to File Defendant William H. Woolverton's assented to request for a one-day extension of time to file his reply brief in the Putnam investor class action (Falvey, John) (Entered: 05/17/2006)

05/18/2006 2004 Paperless ORDER approving re 2003 Request for Extension of Time to File filed by William H. Woolverton. Signed by Judge J. Frederick Motz on 5/18/06. (Motz, J.) (Entered: 05/18/2006)

05/18/2006 2005 Correspondence re: Second Rescheduling of June Teleconference (Isbister, John) (Entered: 05/18/2006)

05/18/2006 2006 REPLY to Response to Motion re 1905 MOTION to Dismiss Defendant William Woolverton's Memorandum of Law in Further Support of His Motion to Dismiss and in Opposition to Plaintiffs' Leave to Amend filed by William H. Woolverton. (Falvey, John) (Entered: 05/18/2006)

05/18/2006 2007 Consent MOTION for Extension of Time to File Response/Reply as to 1969 Amended Complaint, 1971 Amended Complaint, 1970 Amended Complaint by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Eric Burns, Massachusetts Financial Services Company Retirement Committee, William L. Rosoff, Sandra S. Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, Putnam Investments, LLC. Responses due by 6/5/2006 (Attachments: # 1 Text of Proposed Order)(Eastus, Matthew) (Entered: 05/18/2006)

05/18/2006 2008 REQUEST for Extension of Time to File (Unopposed) (Pollack, Daniel) (Entered:

05/18/2006)

05/19/2006 2009 Paperless ORDER granting extensions requested in re 2008 Request for Extension of Time to File filed by Lawrence J. Lasser. Signed by Judge J. Frederick Motz on 5/19/06. (Motz, J.) (Entered: 05/19/2006)

05/19/2006 2010 Paperless ORDER granting 2007 Motion for Extension of Time to File Response/Reply. Signed by Judge J. Frederick Motz on 5/19/06. (Motz, J.) (Entered: 05/19/2006)

05/19/2006 2011 Correspondence re: Substitution of Counsel (Clark Weintraub, Deborah) (Entered: 05/19/2006)

05/19/2006 2012 NOTICE of Appearance by Edward T McDermott on behalf of Lawrence J. Lasser (McDermott, Edward) (Entered: 05/19/2006)

05/19/2006 2013 NOTICE of Appearance by Anthony Zaccaria on behalf of Lawrence J. Lasser (Zaccaria, Anthony) (Entered: 05/19/2006)

05/22/2006 2014 RESPONSE in Opposition re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities filed by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. Replies due by 6/5/2006. (Greiner, Stephen) (Entered: 05/22/2006)

05/22/2006 2015 RESPONSE in Opposition re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities filed by Putnam Investment Management LLC. Replies due by 6/5/2006. (Carroll, James) (Entered: 05/22/2006)

05/22/2006 2016 RESPONSE in Opposition re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities filed by William H. Woolverton. Replies due by 6/5/2006. (Falvey, John) (Entered: 05/22/2006)

05/23/2006 2017 MOTION to Withdraw as Attorney of Joshua C. Rowland by BTS Asset Management. Responses due by 6/9/2006 (Rowland, Joshua) (Entered: 05/23/2006)

05/23/2006 2018 PAPERLESS ORDER granting 2017 Motion to Withdraw as Attorney for BTS Asset Management; Attorney Joshua Carr Rowland terminated. Signed by Judge J. Frederick Motz on 5/23/06 (cag, Deputy Clerk) (Entered: 05/23/2006)

05/24/2006 2019 NOTICE by Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Putnam Investments Trust, Putnam Investment

Management Trust, Of Defendants' Response To Lead Plaintiffs' First Request For Production Of Documents (Carroll, James) Modified on 5/31/2006 (cag, Deputy Clerk). (Entered: 05/24/2006)

05/25/2006 2020 NOTICE of Appearance by James Weber Oliver on behalf of Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund (Oliver, James) (Entered: 05/25/2006)

05/26/2006 2021 NOTICE of Appearance by Paul Andrew Clewell on behalf of UBS AG (Clewell, Paul) (Entered: 05/26/2006)

05/26/2006 2022 NOTICE of Appearance by Paul Andrew Clewell on behalf of UBS Financial Services, Inc. (Clewell, Paul) (Entered: 05/26/2006)

05/30/2006 2023 RESPONSE to Motion re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities filed by Lawrence J. Lasser. Replies due by 6/13/2006. (Attachments: # 1 Appendix)(Pollack, Daniel) (Entered: 05/30/2006)

05/31/2006 2024 ORDER re: independent trustees in the Putnam and One Group investor classes. Signed by Judge J. Frederick Motz on 5/31/06. (cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2025 ORDER re: Section 48(a) claims based on alleged underlying violations of Section 36(b). Signed by Judge J. Frederick Motz on 5/31/06 (cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2026 ORDER re: Plaintiff's motion for reconsideration or leave to amend in Janus parent investor class. Signed by Judge J. Frederick Motz on 5/31/06(cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2027 ORDER re: PFPC motion for reconsideration in RS Investment investor class. Signed by Judge J. Frederick Motz on 5/31/06(cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2028 ORDER re: Samaritan Asset motion for reconsideration in Columbia investor class. Signed by Judge J. Frederick Motz on 5/31/06(cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2029 ORDER re: Trout Trading's motion for reconsideration in MFS investor class. Signed by Judge J. Frederick Motz on 5/31/06. (cag, Deputy Clerk) (Entered: 05/31/2006)

05/31/2006 2030 ORDER re: Defendants' motion for reconsideration in Van Kampen fund derivative. Signed by Judge J. Frederick Motz on 5/31/06. (cag, Deputy Clerk) (Entered: 05/31/2006)

06/01/2006 2031 Joint MOTION for Extension of Time to Answer Consolidated Amended Complaints/ File Motions to Reconsider by Massachusetts Financial Services

Company. Responses due by 6/19/2006 (Paine, William) (Entered: 06/01/2006)

06/01/2006 2032 MEMORANDUM Signed by Judge J. Frederick Motz on 6/1/06(cags, Deputy Clerk) (Entered: 06/01/2006)

06/01/2006 2033 ORDER in JFM-04-3943 Mehta v AIG Sunamerica Life Assurance Co., 04-3944 Woodbury v Nationwide Life Insurance Co. and 05-1674 Wiggenhorn v AXA Equitable Life Insurance Co. GRANTING Defendants' Motions to Dismiss; ENTERING Judgment in favor of Defendants against Plaintiffs. Signed by Judge J. Frederick Motz on 6/1/06(cag, Deputy Clerk) (Entered: 06/01/2006)

06/02/2006 2034 AMENDED COMPLAINT against Janus Capital Management LLC, Janus Capital Group Inc., filed by First Derivative Traders.(Press, Ira) (Entered: 06/02/2006)

06/02/2006 2035 NOTICE of Appearance by Glen L Abramson on behalf of Joseph Shanis (Abramson, Glen) (Entered: 06/02/2006)

06/05/2006 2036 Correspondence regarding motions for reconsideration. (Motz, J.) (Entered: 06/05/2006)

06/05/2006 2037 Correspondence re: Briefing on James P. Connelly's April 27, 2006 Motion to Dismiss the Second Consolidated Amended Fund Derivative Complaint in the Alger sub-track (Basar, Demet) (Entered: 06/05/2006)

06/06/2006 2038 NOTICE of Appearance by Edmund M Han on behalf of BTS Asset Management (Han, Edmund) (Entered: 06/06/2006)

06/07/2006 2039 Correspondence re: Proposed Briefing Schedule for Motion to Dismiss (Perry, Mark) (Entered: 06/07/2006)

06/07/2006 2040 NOTICE of Appearance by Stanley M Chesley on behalf of Ohio Tuition Trust Authority (Chesley, Stanley) (Entered: 06/07/2006)

06/07/2006 2041 NOTICE of Appearance by James R Cummins on behalf of Lead Plaintiff Ohio Tuition Trust Authority (Cummins, James) (Entered: 06/07/2006)

06/07/2006 2042 NOTICE of Appearance by Robert Heuck, II on behalf of Lead Plaintiff Ohio Tuition Trust Authority (Heuck, Robert) (Entered: 06/07/2006)

06/07/2006 2043 MOTION to Withdraw as Attorney as Lead Plaintiff the Ohio Tuition Trust Authority by Deborah Clark-Weintraub, Clifford S. Goodstein. Responses due by 6/26/2006 (Goodstein, Clifford) (Entered: 06/07/2006)

06/07/2006 2044 MOTION to Withdraw as Attorney - Deborah Clark-Weintraub and Clifford S. Goodstein by Lead Plaintiff Ohio Tuition Trust Authority. Responses due by 6/26/2006 (Goodstein, Clifford) (Entered: 06/07/2006)

06/07/2006 2045 MOTION to Appoint Counsel by Lead Plaintiff Ohio Tuition Trust Authority. Responses due by 6/26/2006 (Attachments: # 1 Memorandum# 2 Exhibit # 3 Exhibit)(Chesley, Stanley) (Entered: 06/07/2006)

06/08/2006 2046 Paperless ORDER approving the briefing schedule proposed in re 2039 Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 6/8/06. (Motz, J.) (Entered: 06/08/2006)

06/08/2006 2047 PAPERLESS ORDER granting 2043 Motion to Withdraw as Attorney. Attorney Deborah Clark Weintraub and Clifford S Goodstein for Ohio Tuition Trust Authority terminated. Signed by Judge J. Frederick Motz on 6/8/06 (cags, Deputy Clerk) (Entered: 06/08/2006)

06/09/2006 2048 Correspondence re: Revised Investor Class Order Implementing the Court's May 31, 2006 Ruling (ICA Section 48(a) Claim) (Attachments: # 1 Text of Proposed Order)(Bien Willner, Jerald) (Entered: 06/09/2006)

06/13/2006 2049 Investor Class Order in JFM-04-1162. Signed by Judge J. Frederick Motz on 6/13/06. (jnl, Deputy Clerk) (Entered: 06/13/2006)

06/13/2006 2050 Correspondence re: Proposed Investor Class Action Order (Attachments: # 1 Text of Proposed Order Investor Class Action)(Naft, Michael) (Entered: 06/13/2006)

06/13/2006 2051 MOTION for Leave to Appeal by Trout Trading Management Co.. Responses due by 6/30/2006 (Attachments: # 1 Supporting Memorandum# 2 Appendix Appendix of Unreported Cases)(Stone, Robin) (Entered: 06/13/2006)

06/13/2006 2052 Paperless ORDER suspending briefing and deferring ruling re Connelly motion to dismiss for lack of service in Alger fund derivative subtrack. Signed by Judge J. Frederick Motz on 6/13/06. (Motz, J.) (Entered: 06/13/2006)

06/13/2006 2053 Correspondence re: Proposed Order implementing Court's May 30, 2006 Ruling re: Samaritan (Attachments: # 1 Text of Proposed Order)(Stone, Robin) (Entered: 06/13/2006)

06/13/2006 2054 Correspondence re: Proposed Fund Derivative Order (Attachments: # 1 Text of Proposed Order Proposed Fund Derivative Order)(Naft, Michael) (Entered: 06/13/2006)

06/13/2006 2055 Correspondence re: Fund Derivative Plaintiff's Proposed Order (Attachments: # 1)(Schwartzman, Denise) (Entered: 06/13/2006)

06/13/2006 2056 Correspondence re: canceling June 14, 2006 teleconference (Isbister, John) (Entered: 06/13/2006)

06/13/2006 2057 Correspondence re: Proposed Orders To Implement Court's May 30, 2006 Rulings (Attachments: # 1 Text of Proposed Order (Proposed Investor Class Order)# 2 Text of Proposed Order (Proposed Fund Derivative Order))(Smith, Thomas) (Entered: 06/13/2006)

06/13/2006 2058 Correspondence re: Fund Derivative Plaintiffs' Proposed Order in the Allianz Dresdner Sub-Track Regarding Section 48(a) (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 06/13/2006)

06/13/2006 2059 Correspondence re: Fund Derivative Plaintiffs' Proposed Order in the Alger Sub-Track Regarding Section 48(a) (Attachments: # 1 Text of Proposed Order)(Basar, Demet) (Entered: 06/13/2006)

06/13/2006 2060 Correspondence re: Fund Derivative Plaintiffs' Proposed Order in the MFS Sub-Track Regarding Section 48(a) (Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 06/13/2006)

06/14/2006 2061 Correspondence re: SUBMISSION OF PROPOSED ORDER (Attachments: # 1

Text of Proposed Order)(Kramer, Daniel) (Entered: 06/14/2006)

06/14/2006 2062 Correspondence re: SUBMISSION OF PROPOSED ORDER (Attachments: # 1 Text of Proposed Order)(Kramer, Daniel) (Entered: 06/14/2006)

06/14/2006 2063 FUND DERIVATVIE ORDER in 04-832 Williams, et al v Bank One Corp., et al Dismissing the Claims against Bank One Corp., JP Morgan Chase & Co., and Mark Beeson. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2064 INVESTOR CLASS ORDER in JFM-04-629 Robinson v One Group International Equity Index Fund, et al Dismissing the claims against Peter Marshall, Frederick Ruebeck, Robert Oden, John Finn, Marilyn McCoy, Julius Pallone, Donald Tuttle and Charles Post. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2065 INVESTOR CLASS ORDER in 04-560 Saunders v Putnam et al Dismissing the claims against Jameson Baxter, Charles Curtis, John Hill, Ronald Jackson, Paul Joskow, Elizabeth Kennan, John Mullin, III, Robert Patterson, W. Stephens and W. Thorndike. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2066 FUND DERIVATIVE ORDER in 04-564 Zuber v Putnam Investment Management LLC, et al Dismissing the claims against Charles Porter, Patricia Flaherty, Lawrence Lasser, William Woolverton, Justin Scott, Omid Kamshad, Geirulv Lode, Carmel Peters, Marsh & McLennan Companies, Putnam LLC and Putnam Investment Management Trust. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2067 Correspondence re: Proposed Order Implementing Ruling On PFPC Defendants' Motion For Reconsideration (Attachments: # 1 Text of Proposed Order)(Lantieri, Paul) (Entered: 06/14/2006)

06/14/2006 2068 FUND DERIVATIVE ORDER in 04-1924 McBride v Allianz Dresdner Asset Management, et al Dismissing the claims against Allianz Dresdner Asset Management of America, L.P., Stephen Treadway and Kenneth Corba. Signed by Judge J. Frederick Motz on 6/14/06 (cags, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2069 ORDER in 04-1763 Dukes, et al v Columbia Acorn Fund, et al Dismissing the Claims against Samaritan Asset Management Services. Signed by Judge J. Frederick Motz on 6/13/06(cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2070 FILED IN ERROR - FUND DERIVATIVE ORDER in 04-819 Karlin v Amvescap PLC, et al Dismissing the claim under Section 48(a) of the Investment Company Act. Signed by Judge J. Frederick Motz on 6/14/06(cag, Deputy Clerk) Modified on 6/22/2006 (cag, Deputy Clerk). (Entered: 06/14/2006)

06/14/2006 2071 FUND DERIVATIVE ORDER in 05-502 Starr v Van Kampen Investments, Inc., et al Dismissing the complaint with prejudice as to all defendants. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2072 FUND DERIVATIVE ORDER in 04-861 Bernstein v Fred Alger Management, et al denying without prejudice as moot 1948 Motion of James P Connelly, Jr. to Dismiss; Dismissing this action as to Fred M. Alger, III, Dan Chumg, James

Connelly, Jr. and B. Joseph White. Signed by Judge J. Frederick Motz on 6/13/06 (cag, Deputy Clerk) Modified on 6/14/2006 (cag, Deputy Clerk). (Entered: 06/14/2006)

06/14/2006 2073 FUND DERIVATIVE ORDER in 04-1620 Hammerslough v Massachusetts Financial Services, Co., et al Dismissing the Claim against Sun Life Financial, Inc. Signed by Judge J. Frederick Motz on 6/14/06 (cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2074 INVESTOR CLASS ACTION ORDER in 04-876 DeMayo v Alger Small Portfolio, et al. Signed by Judge J. Frederick Motz on 6/13/06(cag, Deputy Clerk) (Entered: 06/14/2006)

06/14/2006 2075 REQUEST for Extension of Time to File Proposed Order on ICA Section 48(a) Claim (Lee, Eunice) (Entered: 06/14/2006)

06/15/2006 2076 Paperless ORDER granting re 2075 Request for Extension of Time to File a proposed order on the Investment Company Act Section 48(a)claim. Signed by Judge J. Frederick Motz on 6/15/06. (Motz, J.) (Entered: 06/15/2006)

06/15/2006 2077 ORDER in 04-3798 Parthasarathy v RS Investment Management, L.P., et al Dismissing PFPC, Inc. from this action. Signed by Judge J. Frederick Motz on 6/15/06(cag, Deputy Clerk) (Entered: 06/15/2006)

06/19/2006 2078 ORDER from the MDL Panel Transferring the attached case to the District of Maryland (cags, Deputy Clerk) (Entered: 06/19/2006)

06/21/2006 2079 Correspondence re: Proposed Order in the RS Subtrack Regarding ICA Section 48(a) Claim (Attachments: # 1 Text of Proposed Order)(Lahm, James) (Entered: 06/21/2006)

06/23/2006 2080 ORDER in 04-3798 dismissing without leave to amend the claim asserted under Section 48(a) against RS Investment Management Co., Goerge Randall Hecht, Steven M. Cohen, James L. Callinan, Peter Keith, Michael G. McCaffery, Leonard B. Aerbach, Jerome S. Contro, John W. Glynn, Jr., and James K. Peterson. Signed by Judge J. Frederick Motz on 6/22/06. (jnl, Deputy Clerk) (Entered: 06/23/2006)

06/26/2006 2081 ANSWER to Amended Complaint by PFPC Distributors, Inc..(Lantieri, Paul) (Entered: 06/26/2006)

06/26/2006 2082 REPLY to Response to Motion re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities Plaintiffs' Reply to Opposition of Marsh & McLennan Companies, Inc., Jeffrey W. Greenberg and Francis N. Bonsignore to Plaintiffs' (1) Motion for Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead and (2) Motion for Leave to File Second Amended Complaint filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments:

# 1 Exhibit A# 2 Appendix of Unpublished Decisions# 3 Appendix Tab 1)(Grant, John) (Entered: 06/26/2006)

06/26/2006 2083 REPLY to Response to Motion re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities Plaintiffs' Reply to Opposition of Putnam Investment Management, LLC to Plaintiffs' (1) Motion for Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead and (2) Motion for Leave to File Second Amended Complaint filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments: # 1 Appendix of Unpublished Decisions# 2 Appendix Tab 1)(Grant, John) (Entered: 06/26/2006)

06/26/2006 2084 REPLY to Response to Motion re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities Plaintiffs' Reply to Defendant William H. Woolverton's Memorandum in Opposition to Plaintiffs' Motion for Reconsideration and Motion for Leave to Amend filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments: # 1 Exhibit A# 2 Appendix of Unpublished Decisions# 3 Appendix Tab 1)(Grant, John) (Entered: 06/26/2006)

06/26/2006 2085 Correspondence re: Reply Briefs to Defendants' Oppositions to Plaintiffs' Motion for Reconsideration and Motion for Leave to Amend (Grant, John) (Entered: 06/26/2006)

06/27/2006 2086 AMENDED COMPLAINT against Variable Annuity Life Insurance Company, The, filed by Paula Beals.(King, Robert) (Entered: 06/27/2006)

06/27/2006 2087 NOTICE by Paula Beals of Filing of First Amended Complaint (King, Robert) (Entered: 06/27/2006)

06/27/2006 2088 NOTICE by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund re 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities Notice of Filing of Revised Proposed Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors who Purchased Marsh & McLennan Companies, Inc. Securities (Attachments: # 1 Exhibit A-[Revised Proposed] Second Amended Complaint# 2 Exhibit B-Redlined Version of Second Amended Complaint)(Grant, John) (Entered: 06/27/2006)

06/27/2006 2089 Local Rule 103(6)(c). (King, Robert) (Entered: 06/27/2006)

06/29/2006 2090 NOTICE of Appearance by Sanford Paul Dumain on behalf of Linda B Parker, Stephen J. Friedman, Jackie Williams (Dumain, Sanford) (Entered: 06/29/2006)

06/29/2006 2091 NOTICE by Linda B Parker, Stephen J. Friedman, Jackie Williams Notice of Withdrawal as Counsel of David J. Bershad, Deborah Clark-Weintraub, Kim E. Miller, Steven G. Schulman, and Peter Seidman (Dumain, Sanford) (Entered: 06/29/2006)

06/29/2006 2092 REQUEST for Extension of Time to File (Unopposed) (Bien Willner, Jerald) (Entered: 06/29/2006)

06/30/2006 2093 Paperless ORDER approving re 2092 Request for Extension of Time to File filed by City of Chicago Deferred Compensation Plan. Signed by Judge J. Frederick Motz on 6/30/06. (Motz, J.) (Entered: 06/30/2006)

06/30/2006 2094 NOTICE by Grant D. Seeger, Grant D. Seeger for Notice of Withdrawel of counsel of Alec W. Farr (Farr, Alec) (Entered: 06/30/2006)

06/30/2006 2095 MOTION to Dismiss The Second Amended Complaint by Janus Capital Management LLC, Janus Capital Group Inc.. Responses due by 7/17/2006 (Perry, Mark) (Entered: 06/30/2006)

06/30/2006 2096 Memorandum re 2095 MOTION to Dismiss The Second Amended Complaint filed by Janus Capital Management LLC, Janus Capital Group Inc.. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Perry, Mark) (Entered: 06/30/2006)

06/30/2006 2097 Correspondence re: Trout Trading Management Company Ltd.'s Motion for Certification of Interlocutory Appeal Filed in Riggs v. Massachusetts Financial Co. (Daniels, David) (Entered: 06/30/2006)

06/30/2006 2098 REPLY to Response to Motion re 1795 MOTION for Reconsideration re 1699 Order Plaintiffs' Notice of Motion For Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead, 1880 MOTION for Leave to File Second Amended Complaint for Violation of the Federal Securities Laws on Behalf of Investors Who Purchased Marsh & McLennan Companies, Inc. Securities Plaintiffs' Reply to Opposition of Lawrence J. Lasser to Plaintiffs': (1) Motion for Reconsideration of the Court's February 27, 2006 Order Dismissing the MMC Parent Investor Class Action, or Alternatively, for Leave to Replead and (2) Motion for Leave to File Second Amended Complaint filed by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. (Attachments: # 1 Appendix Appendix of Unpublished and Non-Westlaw Electronic Decisions# 2 Appendix Tab 1# 3 Appendix Tab 2# 4 Appendix Tab 3# 5 Appendix Tab 4)(Grant, John) (Entered: 06/30/2006)

07/06/2006 2099 Consent MOTION for Extension of Time to File Answer re 1969 Amended Complaint, 1971 Amended Complaint, 1970 Amended Complaint by Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Eric Burns, Massachusetts Financial Services Company Retirement Committee, William L. Rosoff, Sandra S.

Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Putnam Investments, LLC. Responses due by 7/24/2006 (Attachments: # 1 Text of Proposed Order)(Eastus, Matthew) (Entered: 07/06/2006)

07/07/2006 2100 ORDER in 04-876 re: dismissing claims under Sections 10(b) and 36(b) against Independent Trustees. Signed by Judge J. Frederick Motz on 7/7/06. (jnl, Deputy Clerk) (Entered: 07/07/2006)

07/07/2006 2101 ORDER in 04-3798 dismissing remaining claims against Independent Trustees. Signed by Judge J. Frederick Motz on 7/7/06. (jnl, Deputy Clerk) (Entered: 07/07/2006)

07/07/2006 2102 ORDER in 04-560 dismissing claims against Emplyee Timing Defendants under Section 10(b), dismissing 10(b) claims against Kan C. Ferguson, Lawrence J. Lasser and William H. Woolverton, dismissing 20(a) claims against Putnam Independent Trustees, denying motions to dismiss 20(a) claims against Lasser, Silver, Esteves, Lucey and Oristaglio, granting motion to dismiss claim against MMC, granting in part, denying in part plaintiff's motion for reconsideration, denying motion to amend complaint to include new allegations. Signed by Judge J. Frederick Motz on 7/7/06. (jnl, Deputy Clerk) (Entered: 07/07/2006)

07/07/2006 2103 ORDER in JFM-04-888,JFM-04-883,JFM-04-1758,JFM-04-824 Granting 2099 Consent MOTION of Defendants for Extension until 8/11/06 to Answer or otherwise Respond to Plaintiff's Amended Complaints. Signed by Judge J. Frederick Motz on 7/7/06. (jlb, Deputy Clerk) Modified on 7/7/2006 (jlb, Deputy Clerk). (Entered: 07/07/2006)

07/07/2006 2104 RESPONSE in Opposition re 2051 MOTION for Leave to Appeal filed by City of Chicago Deferred Compensation Plan. Replies due by 7/21/2006. (Attachments: # 1 Appendix of Unreported Cases)(Gans, Robert) (Entered: 07/07/2006)

07/07/2006 2105 NOTICE OF APPEAL as to 2032 Memorandum Opinion, 2033 Order, by Matthew Wiggenhorn. Filing fee $ 455, receipt number 14637010072.(sls, Deputy Clerk) (Entered: 07/10/2006)

07/07/2006 2107 NOTICE OF APPEAL as to 2033 Order,2032 Memorandum Opinion by Edmund Woodbury. Filing fee $ 455, receipt number 14637010070. (sls, Deputy Clerk) (Entered: 07/10/2006)

07/07/2006 2109 NOTICE OF APPEAL as to 2033 Order, 2032 Memorandum Opinion by Nitika Mehta. Filing fee $ 455, receipt number 1463701007. (sls, Deputy Clerk) (Entered: 07/11/2006)

07/10/2006 2106 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 2105 Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (sls, Deputy Clerk) (Entered: 07/10/2006)

07/10/2006 2108 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 2107 Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit

please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (sls, Deputy Clerk) (Entered: 07/10/2006)

07/11/2006 2110 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 2109 Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (sls, Deputy Clerk) (Entered: 07/11/2006)

07/12/2006 2111 Correspondence re: J.Isbister to counsel canceling July 13, 2006 teleconference (Isbister, John) (Entered: 07/12/2006)

07/14/2006 2112 MOTION to Dismiss The Parent Derivative Complaint in the Janus Track by Mark B. Whiston, Robert Skidelsky, Paul F. Balser, Helen Y. Hayes, James P. Craig, G. Andrew Cox, Steven L. Scheid, Landon H. Rowland, Robert N. Burt, Janus Capital Management LLC. Responses due by 7/31/2006 (Perry, Mark) (Entered: 07/14/2006)

07/14/2006 2113 Memorandum re 2112 MOTION to Dismiss The Parent Derivative Complaint in the Janus Track In Support of The Janus Capital Defendants in Support of Thier Motion to Dismiss filed by Mark B. Whiston, Robert Skidelsky, Paul F. Balser, Helen Y. Hayes, James P. Craig, G. Andrew Cox, Steven L. Scheid, Landon H. Rowland, Robert N. Burt, Janus Capital Management LLC. (Perry, Mark) (Entered: 07/14/2006)

07/21/2006 2114 NOTICE by Auerbach, Leonard B., Contro, Jerome S., Glynn, John W., Jr., James Peterson Proposed Order Regarding Independent Trustees & Letter (Stone, Peter) (Entered: 07/21/2006)

07/21/2006 USCA Case Number 06-1790 for 2109 Notice of Appeal filed by Nitika Mehta,. Case Manager - Sarah A. Carmichael (nrm, Deputy Clerk) (Entered: 07/21/2006)

07/21/2006 USCA Case Number 06-1789 for 2107 Notice of Appeal filed by Edmund Woodbury,. Case Manager - Sarah A. Carmichael (nrm, Deputy Clerk) (Entered: 07/21/2006)

07/21/2006 2115 ORDER of USCA "Consolidating" these cases for the purposes of briefing and oral argument as to 2105 Notice of Appeal filed by Matthew Wiggenhorn,, 2109 Notice of Appeal filed by Nitika Mehta,, 2107 Notice of Appeal filed by Edmund Woodbury, (nrm, Deputy Clerk) (Entered: 07/21/2006)

07/21/2006 2116 NOTICE by Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, B. Joseph White, Nathan E. Saint-Amand, Stephen E. O'Neil, Arthur M. Dubow, John T. Sargent (Attachments: # 1 Text of Proposed Order Investor Class Order)(Collins, Peter) (Entered: 07/21/2006)

07/21/2006 2117 Correspondence re: Proposed Order to Implement Court's July 7, 2006 Ruling (Attachments: # 1 Text of Proposed Order)(Smith, Thomas) (Entered: 07/21/2006)

07/21/2006 2118 REPLY to Response to Motion re 2051 MOTION for Leave to Appeal Pursuant to 28 U.S.C. s1292(b) filed by Trout Trading Management Co.. (Stone, Robin) (Entered: 07/21/2006)

07/24/2006 2119 Joint MOTION for Extension of Time to File Answer and/or motion for

reconsideration by MFS Family of Funds, MFS Service Center, Inc., MFS Fund Distributors, Inc., MFS Fund Distributors, MFS Series Trust X, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust IV, MFS Series Trust II, MFS Series Trust I, MFS Government Securities Fund. Responses due by 8/10/2006 (Paine, William) (Entered: 07/24/2006)

07/25/2006 2120 PAPERLESS ORDER granting 2119 Motion for Extension of Time until September 15, 2006 to Answer. Signed by Judge J. Frederick Motz on 7/25/06. (Motz, J.) (Entered: 07/25/2006)

07/25/2006 2121 ORDER regarding the Independent Trustees in 04-3798 RS Funds Sub-Track. Signed by Judge J. Frederick Motz on 7/24/06(cag, Deputy Clerk) (Entered: 07/25/2006)

07/25/2006 2122 INVESTOR CLASS ORDER in 04-560 Saunders v Putnam American Government Income Fund, et al. Signed by Judge J. Frederick Motz on 7/25/06(cag, Deputy Clerk) (Entered: 07/25/2006)

07/25/2006 2123 Certificate of Clerk certifying the record is complete for appeal purposes re: 2105 Notice of Appeal, 2109 Notice of Appeal, 2107 Notice of Appeal (nrm, Deputy Clerk) (Entered: 07/25/2006)

07/25/2006 2124 STIPULATION re 2113 Memorandum,, 2112 MOTION to Dismiss The Parent Derivative Complaint in the Janus Track Briefing Schedule by Irving J. Chasen, Mark B. Whiston, Robert Skidelsky, Paul F. Balser, Helen Y. Hayes, James P. Craig, G. Andrew Cox, Steven L. Scheid, Landon H. Rowland, Robert N. Burt, Janus Capital Management LLC. (Perry, Mark) (Entered: 07/25/2006)

07/26/2006 2125 MOTION to Withdraw as Attorney by A Plaintiff. Responses due by 8/14/2006 (Backes, Michelle) (Entered: 07/26/2006)

07/31/2006 2126 Correspondence re: Cancellation of August 10, 2006 teleconference (Isbister, John) (Entered: 07/31/2006)

07/31/2006 2127 RESPONSE in Support re 1329 MOTION to Dismiss Janus Defendants' Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction Reply Memorandum for the Janus Defendants in Support of their Motion to Dismiss the Fund Investor Class Complaint for Want of Federal Jurisdiction filed by Janus Capital Group Inc.. Replies due by 8/14/2006. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Perry, Mark) (Entered: 07/31/2006)

07/31/2006 2128 MOTION to Seal Motion of the Janus Defendants for Leave to File Document Under Seal by Janus Capital Group Inc.. Responses due by 8/17/2006 (Perry, Mark) (Entered: 07/31/2006)

08/01/2006 2129 NOTICE by Paula Beals of Filing of Memorandum in Opposition to Defendant VALIC's Motion to Dismiss First Amended Complaint (King, Robert) (Entered: 08/01/2006)

08/01/2006 2130 INVESTOR CLASS ORDER in JFM-04-876. Signed by Judge J. Frederick Motz on 7/31/06. (jnl, Deputy Clerk) (Entered: 08/02/2006)

08/01/2006 2131 PAPERLESS ORDER in JFM-04-497 approving 2128 Motion for Leave to File

Document Under Seal filed by Janus Capital Group Inc.. Signed by Judge J. Frederick Motz on 8/1/06. (jnl, Deputy Clerk) (Entered: 08/02/2006)

08/04/2006 2132 Joint MOTION for Other Relief To Establish Schedule for Amended Complaints and Responses by Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Anita Walker, Eric Burns, Massachusetts Financial Services Company Retirement Committee, Barbara Walsh, William L. Rosoff, Sandra S. Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Jessica Corbett, Putnam Investments, LLC. Responses due by 8/21/2006 (Attachments: # 1 Text of Proposed Order)(Eastus, Matthew) (Entered: 08/04/2006)

08/04/2006 2133 RESPONSE in Opposition re 2095 MOTION to Dismiss The Second Amended Complaint Plaintiff's Memorandum Of Law In Opposition To Defendants' Motion To Dismiss The Second Amended Parent Investor Class Complaint filed by First Derivative Traders. Replies due by 8/18/2006. (Attachments: # 1 Declaration Of Ira M. Press In Opposition To Defendants' Motion To Dismiss The Second Amended Parent Investor Class Complaint# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H)(Press, Ira) (Entered: 08/04/2006)

08/07/2006 2134 Paperless ORDER granting 2132 Joint motion to establish schedule for amended complaints and responses. Signed by Judge J. Frederick Motz on 8/7/06. (Motz, J.) (Entered: 08/07/2006)

08/08/2006 2135 Correspondence re: Janus Defendants' Reply Memorandum In Support Of Their Motion To Dismiss The Fund Investor Class Complaint For Want Of Federal Jurisdiction (Chimicles, Nicholas) (Entered: 08/08/2006)

08/09/2006 2136 MOTION to Seal Janus Defendants' Notice of Filing of Document Under Seal by Janus Capital Group Inc.. Responses due by 8/28/2006 (Perry, Mark) (Entered: 08/09/2006)

08/09/2006 2137 MOTION to Seal Motion of the Janus Defendants for Leave to File Document Under Seal by Janus Capital Group Inc.. Responses due by 8/28/2006 (Perry, Mark) (Entered: 08/09/2006)

08/09/2006 2138 PAPERLESS ORDER granting 2137 Motion of the Janus defendants to Seal. Signed by Judge J. Frederick Motz on 8/9/06 (cag, Deputy Clerk) (Entered: 08/09/2006)

08/10/2006 2139 STATUS REPORT Joint - Putnam Track by Lead Plaintiff Ohio Tuition Trust Authority. (Heuck, Robert) (Entered: 08/10/2006)

08/10/2006 2140 Status Report Submitted on behalf of Class Plaintiffs' counsel, Derivative Plaintiffs' counsel, and all Alger Defendants' counsel by Gerald Born, Donna Gaffney (Backes, Michelle) Modified on 8/10/2006 (cag, Deputy Clerk). (Entered: 08/10/2006)

08/10/2006 2141 STATUS REPORT Joint Status Report in Janus Track by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 08/10/2006)

08/10/2006 2142 Correspondence re: Your Honor's request to apprise the Court of the Status In re Mutual Funds Investment Litigation/Salomon Smith Barney Funds-Citigroup Sub-

Track (Bernstein, Joel) (Entered: 08/10/2006)

08/10/2006 2143 Correspondence re: status report (Goodstein, Clifford) (Entered: 08/10/2006)

08/10/2006 2144 Correspondence re: status report (Goodstein, Clifford) (Entered: 08/10/2006)

08/10/2006 2145 STATUS REPORT Joint Status Report Regarding Allianz Dresdner Subtrack by Combined Welfare Fund. (Waldman, Chet) (Entered: 08/10/2006)

08/10/2006 2146 Correspondence re: Status Report for the RS Investment Sub-track (Lahm, James) (Entered: 08/10/2006)

08/10/2006 2147 STATUS REPORT Of Plaintiffs' Administrative Chair And Liaison Counsel Concerning Matters That Impact Multiple Tracks by A Plaintiff. (Schulman, Alan) (Entered: 08/10/2006)

08/10/2006 2148 STATUS REPORT Joint Status Report -- In re MFS by City of Chicago Deferred Compensation Plan. (Schulman, Alan) (Entered: 08/10/2006)

08/11/2006 2149 ORDER in JFM-04-1162 denying 2051 Motion of Trout Trading Management Company for certification of 5/30/06 order for interlocutory appealfor Leave to Appeal. Signed by Judge J. Frederick Motz on 8/11/06. (jnl, Deputy Clerk) (Entered: 08/11/2006)

08/14/2006 2150 Counsel for plaintiff, Ira. M. Press, has e-filed document number 2133 which (with any attached exhibits) exceeds 15 pages in length. Counsel have not submitted a paper copy of that document as required by the court's CM/ECF instructions. Counsel are directed to do so immediately by mailing or hand-delivering to chambers a paper copy of the document, together with a notice that the document has been e-filed.(Motz, J.) (Entered: 08/14/2006)

08/14/2006 2151 Status Report Submitted by Trout Trading Management Co. (Stone, Robin) (Entered: 08/14/2006)

08/14/2006 2152 Correspondence re: Proposed Investor Class Action Order Dismissing Claims Under Section 36(b) of the ICA (Attachments: # 1 Text of Proposed Order Proposed Investor Class Action Order Dismissing Claims Under Section 36(b) of the ICA)(Naft, Michael) (Entered: 08/14/2006)

08/15/2006 2153 INVESTOR CLASS ACTION ORDER in JFM-04-876 DeMayo v Alger Small Portfolio, et al. Signed by Judge J. Frederick Motz on 8/15/06(cag, Deputy Clerk) (Entered: 08/15/2006)

08/15/2006 2154 NOTICE by Maloon Powers Pitre & Higgins, LLC Notice of Filing Documents Under Seal (Molumphy, Mark) (Entered: 08/15/2006)

08/15/2006 2155 MOTION for Leave to File Documents Under Seal by Maloon Powers Pitre & Higgins, LLC. Responses due by 9/1/2006 (Molumphy, Mark) (Entered: 08/15/2006)

08/15/2006 2156 MEMORANDUM to counsel re: ERISA Actions. Signed by Judge J. Frederick Motz on 8/15/06. (jnl, Deputy Clerk) (Entered: 08/15/2006)

08/15/2006 2157 MEMORANDUM in JFM-05-2711. Signed by Judge J. Frederick Motz on 8/15/06. (jnl, Deputy Clerk) Modified on 8/15/2006 (jnl, Deputy Clerk). (Entered:

08/15/2006)

08/15/2006 2158 ORDER in JFM-05-2711 directing defendants' motion to dismiss and strike plaintiff's unauthorized ERISA complaint is treated as one to dismiss and as such is granted, dismissing this action. Signed by Judge J. Frederick Motz on 8/15/06. (jnl, Deputy Clerk) (Entered: 08/15/2006)

08/15/2006 2159 PAPERLESS ORDER granting 2155 Motion for Leave to File document under seal. Signed by Judge J. Frederick Motz on 8/15/06 (cag, Deputy Clerk) (Entered: 08/15/2006)

08/15/2006 2160 RESPONSE re 2127 Response in Support of Motion, Objections to Evidence Cited In The Janus Defendants' Reply Memorandum filed by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 08/15/2006)

08/16/2006 2161 PAPERLESS ORDER granting 2044 Motion to Withdraw as Attorney. Attorney Deborah Clark Weintraub and Clifford Goodstein terminated. Signed by Judge J. Frederick Motz on 8/16/06. (jnl, Deputy Clerk) (Entered: 08/16/2006)

08/16/2006 2162 PAPERLESS ORDER granting 2045 Motion of Ohio Tuition Trust Authority for approval of lead counsel. Signed by Judge J. Frederick Motz on 8/16/06. (jnl, Deputy Clerk) (Entered: 08/16/2006)

08/17/2006 2163 Joint MOTION to Stay Actions Against the Bank One Defendants in Contemplation of Settlement by One Group Dealer Services, Inc., Bank One High Yield Partners, LLC, Bank One Corp., Richard R. Wade, Richard W. Vague, William P. Boardman, William G. Jurgenson, David R. Meuse, Kenneth T. Stevens, Gary J. Madich, Richard R. Jandrain, III, Peter W. Atwater, David J. Kundert, Bank One Trust Company, N.A., Bank One Investment Advisors Corporation, One Group Services Company. Responses due by 9/5/2006 (Attachments: # 1 Text of Proposed Order)(Kramer, Daniel) (Entered: 08/17/2006)

08/17/2006 2164 Correspondence re: In re Mutual Funds Invest. Litigation (Attachments: # 1 August 10, 2006 Status letter# 2 Holtzscher DOL Amicus brief# 3 DOL Amicus Brief-Dickerson)(Rosen, Samuel) (Entered: 08/17/2006)

08/17/2006 2165 ORDER in the One Group Sub-track Staying the Actions against the Bank One defendants in contemplation of Settlement. Signed by Judge J. Frederick Motz on 8/17/06(cag, Deputy Clerk) (Entered: 08/18/2006)

08/18/2006 2166 Correspondence re: Reconsideration (Perry, Mark) (Entered: 08/18/2006)

08/18/2006 2167 Correspondence re: Case Managment Issues (Perry, Mark) (Entered: 08/18/2006)

08/18/2006 2168 Correspondence re: 8/23/06 teleconference of motion to dismiss hearing (Isbister, John) (Entered: 08/18/2006)

08/21/2006 2169 RESPONSE re 2160 Response The Janus Defendants' Responses to Class Plaintiffs' "Objections to Evidence" filed by Janus Distributors LLC, Janus Capital Management LLC, Janus Capital Group Inc.. (Perry, Mark) (Entered: 08/21/2006)

08/21/2006 2170 ORDER in JFM-05-1086 granting defendant's motion to dismiss. Signed by Judge J. Frederick Motz on 8/21/06. (jnl, Deputy Clerk) (Entered: 08/22/2006)

08/21/2006 2171 ORDER in JFM-05-1086 granting defendant's motion to dismiss and directing case

is closed. Signed by Judge J. Frederick Motz on 8/21/06. (jnl, Deputy Clerk) (Entered: 08/22/2006)

08/22/2006 2172 SEALED AMENDED COMPLAINT against Putnam American Government Income Fund, filed by Lead Plaintiff Ohio Tuition Trust Authority.(Heuck, Robert) Modified on 8/23/2006 (cag, Deputy Clerk). (Entered: 08/22/2006)

08/23/2006 2173 MOTION to Seal Second Consolidated Amended Complaint by Lead Plaintiff Ohio Tuition Trust Authority. Responses due by 9/11/2006 (Heuck, Robert) (Entered: 08/23/2006)

08/23/2006 2174 ORDER Denying 2164 Plaintiffs request to submit a brief in support of their position to reconsider the ruling of August 15, 2006. Signed by Judge J. Frederick Motz on 8/23/06 (cag, Deputy Clerk) (Entered: 08/23/2006)

08/23/2006 Motion Hearing held on 8/23/2006 held before Judge J. Frederick Motz; Judge Catherine C. Blake and Judge Andre M. Davis. (Court Reporter: Mary Zajac) (mdw, Deputy Clerk) (Entered: 08/25/2006)

08/24/2006 2175 MEMORANDUM to Counsel in 04-1873 Fischbein v Marsh & McLennan Companies, Inc., et al. Signed by Judge J. Frederick Motz on 8/24/06 (cag, Deputy Clerk) (Entered: 08/24/2006)

08/24/2006 2176 ORDER in 04-1873 Fischbein v Marsh & McLennan Companies, Inc., et al Denying Plaintiff's motion for reconsideration; denying in part and granting in part plaintiff's motion for leave to file a second amended complaint; Entering Judgment in favor of the defendants as to all claims other than the insider trading claim. Signed by Judge J. Frederick Motz on 8/24/06 (cag, Deputy Clerk) (Entered: 08/24/2006)

08/24/2006 2177 NOTICE by Lester L. Colbert, Jr, Roger P. Cheever, Charles F. Baird, Jr, Nathan E. Saint-Amand, Stephen E. O'Neil (Attachments: # 1 Text of Proposed Order Fund Derivative Order)(Collins, Peter) (Entered: 08/24/2006)

08/25/2006 2178 RESPONSE in Support re 2095 MOTION to Dismiss The Second Amended Complaint The Janus Capital Defendants' Reply Brief in Support of Their Motion to Dismiss the Second Amended Complaint filed by Janus Capital Management LLC, Janus Capital Group Inc..Replies due by 9/8/2006. (Perry, Mark) (Entered: 08/25/2006)

08/25/2006 2179 FUND DERIVATIVE ORDER in 04-861 Bernstein v Fred Alger Management, Inc., et al DISMISSING the claims against Stephen E. O'Neil, Nathan E. Saint-Amand, Charles F. Baird, Jr. Roger P Cheever and Lester L. Colbert, Jr. Signed by Judge J. Frederick Motz on 8/25/06(cag, Deputy Clerk) (Entered: 08/25/2006)

08/25/2006 2180 Correspondence re: Demonstrative Exhibit Used by Janus Defendants at August 23, 2006 Hearing (Perry, Mark) (Entered: 08/25/2006)

08/28/2006 2181 Correspondence regarding motion to place second consolidated amended complaint under seal. (Motz, J.) (Entered: 08/28/2006)

08/31/2006 Cases associated: Create association to 1:04-md-15861-CCB. (cag, Deputy Clerk) (Entered: 08/31/2006)

09/01/2006 2182 TRANSCRIPT of Proceedings held before the court on August 23, 2006 before Judges Blake, Davis and Motz Associated Cases: 1:04-md-15861-CCB, 1:04-md-15862-AMD, 1:04-md-15863-JFM, 1:04-md-15864-JFM(cag, Deputy Clerk) (Entered: 09/01/2006)

09/01/2006 2183 Correspondence re: Second Consolidated Amended Class Action Complaint in the Putnam sub-track Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Winograd, Michael) (Entered: 09/01/2006)

09/05/2006 2184 Paperless ORDER granting request made in Mr. Winograd's September 1, 2006 letter re (2183 in 1:04-md-15863-JFM) Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 9/5/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Motz, J.) (Entered: 09/05/2006)

09/08/2006 2185 MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund. Responses due by 9/25/2006 (Attachments: # 1 Memorandum of Points and Authorities in Support of Lead Plaintiffs' Motion for Order Amending or Vacating August 24, 2006 Order and Judgment Pursuant to Federal Rule of Civil Procedure 59(e))(Grant, John) (Entered: 09/08/2006)

09/11/2006 2186 Joint MOTION for Extension of Time to File Answer and/or motion for reconsideration by MFS Family of Funds, MFS Service Center, Inc., MFS Fund Distributors, Inc., MFS Fund Distributors, MFS Series Trust X, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust IV, MFS Series Trust II, MFS Series Trust I, MFS Government Securities Fund. Responses due by 9/28/2006 (Paine, William) (Entered: 09/11/2006)

09/13/2006 2188 Correspondence re: Cancellation of September 14, 2006, teleconference (Isbister, John) (Entered: 09/13/2006)

09/14/2006 2189 Correspondence re: Responding to August 24, 2006 Order (Docket No. 2175) (Grant, John) (Entered: 09/14/2006)

09/15/2006 2190 Paperless ORDER granting (2186) Motion for Extension of Time to Answer and file any motions to reconsider this court's March 1, 2006 order in case 1:04-md-15863; granting (62) Motion for Extension of Time to Answer and file any motions to reconsider this court's March 1, 2006 order in case 1:04-cv-01162-JFM; and granting (19) Motion for Extension of Time to Answer and file any motions to reconsider this court's March 1, 2006 order in case 1:04-cv-01620-JFM. Signed by Judge J. Frederick Motz on 9/15/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM, 1:04-cv-01620-JFM(Motz, J.) (Entered: 09/15/2006)

09/15/2006 2191 ORDER DISMISSING JFM-04-824 Calderon v Amvescap PLC, JFM-04-830 Zarate v Bank One Corporation and JFM-04-883 Corbett v Marsh & McLennan Companies. Signed by Judge J. Frederick Motz on 9/15/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00824-JFM, 1:04-cv-00830-JFM, 1:04-cv-00883-JFM(cag, Deputy Clerk) (Entered: 09/15/2006)

09/15/2006 2192 ANSWER to Amended Complaint by Trout Trading Management Co..Associated

Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Stone, Robin) (Entered: 09/15/2006)

09/19/2006 2193 RESPONSE in Opposition re 2112 MOTION to Dismiss The Parent Derivative Complaint in the Janus Track filed by Irving J. Chasen.Replies due by 10/3/2006. (Attachments: # 1 Exhibit A to Plaintiffs' Memorandum in Opposition to Defendants' Motion to Dismiss# 2 Exhibit B to Plaintiffs' Memorandum in Opposition to Defendants' Motion to Dismiss# 3 Declaration of Deborah R. Gross in Support of Plaintiffs' Memorandum in Opposition to Defendants' Motion to Dismiss# 4 Certificate of Service re Plaintiffs' Memorandum in Opposition to Defendants' Motion to Dismiss)(Gross, Deborah) (Entered: 09/19/2006)

09/21/2006 2194 ORDER RESCINDING the Order of Dismissal entered on September 15, 2006. Signed by Judge J. Frederick Motz on 9/21/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00830-JFM(cag, Deputy Clerk) (Entered: 09/21/2006)

09/21/2006 2195 ORDER DISMISSING JFM-04-1758 Walker v Massachusetts Financial Services Company. Signed by Judge J. Frederick Motz on 9/21/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01758-JFM(cag, Deputy Clerk) (Entered: 09/21/2006)

09/22/2006 2196 ANSWER to Complaint by Prudential Securities, Inc..(Thier, Jonathan) (Entered: 09/22/2006)

09/22/2006 2197 ANSWER to Complaint by Lawrence J. Lasser.(Pollack, Daniel) (Entered: 09/22/2006)

09/22/2006 2198 ANSWER to Complaint by Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management Trust, Putnam LLC, Putnam Investments Trust, Putnam Investment Management LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management LLC, Putnam Investments Trust. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Carroll, James) (Entered: 09/22/2006)

09/25/2006 2199 Memorandum re 2185 MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) -- Memo in Opposition Thereto filed by Jeffrey W. Greenberg, Marsh & McLennan Companies, Inc., Francis N. Bonsignore. (Greiner, Stephen) (Entered: 09/25/2006)

09/25/2006 2200 RESPONSE in Opposition re (2185 in 1:04-md-15863-JFM) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24,

2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e), (27 in 1:04-cv-01873-JFM) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) (Joinder In Opposition Of Marsh & McLennan Companies, et al.) filed by Putnam Investment Management LLC, Putnam Investment Management LLC.Replies due by 10/10/2006. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01873-JFM(Carroll, James) (Entered: 09/25/2006)

09/25/2006 2201 RESPONSE in Opposition re 2185 MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) (Joinder in Opposition of Marsh & McLennan filed by Lawrence J. Lasser.Replies due by 10/10/2006. (Pollack, Daniel) (Entered: 09/25/2006)

09/26/2006 2202 ORDER of USCA "Consolidating" these cases for purposes of briefing and oral argument as therein set forth as to (14 in 1:05-cv-01086-JFM) Notice of Appeal filed by Paula Beals, (2107 in 1:04-md-15863-JFM) Notice of Appeal filed by Edmund Woodbury, (2105 in 1:04-md-15863-JFM) Notice of Appeal filed by Matthew Wiggenhorn, (2109 in 1:04-md-15863-JFM) Notice of Appeal filed by Nitika Mehta (nrm, Deputy Clerk) (Entered: 09/26/2006)

09/26/2006 2203 STIPULATION of Dismissal and [Proposed] Order Dismissing Lead Plaintiffs' Section 20A Insider Trading Claim Against Defendant Lawrence J. Lasser by Lawrence J. Lasser. (Pollack, Daniel) (Entered: 09/26/2006)

10/03/2006 Remark re: pleading # 2202, an Order "Consolidating" the following Appeals: 2105, 2107, and 2109 pertains only to 05-15863, the master case. All other cases that received this order was "Docketed in error" Associated Cases: 1:04-md-15863-JFM et al.(nrm, Deputy Clerk) (Entered: 10/03/2006)

10/03/2006 2204 NOTICE of Appearance by Ira Lee Sorkin on behalf of Kaplan & Co. Securities, Inc. (Sorkin, Ira) (Entered: 10/03/2006)

10/03/2006 2205 NOTICE by Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, City of Lakeland Employees Pension Fund, Chemical Valley Pension Fund of West Virginia, 1199 SEIU Greater New York Pension Fund re 2185 MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) MOTION to

Alter/Amend Judgment FOR ORDER AMENDING OR VACATING AUGUST 24, 2006 ORDER AND JUDGMENT PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(e) Notice of Withdrawal of Lead Plaintiffs' Motion for Order Amending or Vacating August 24, 2006 Order and Judgment Pursuant to Federal Rule of Civil Procedure 59(e) (Grant, John) (Entered: 10/03/2006)

10/05/2006 2206 MOTION for Entry of Judgment under Rule 54(b) by William H. Woolverton, Ian S. Ferguson. Responses due by 10/23/2006 (Attachments: # 1 Text of Proposed Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Cohen, Frances) (Entered: 10/05/2006)

10/05/2006 2207 Memorandum re (2206 in 1:04-md-15863-JFM, 108 in 1:04-cv-00560-JFM) MOTION for Entry of Judgment under Rule 54(b) filed by William H. Woolverton, Ian S. Ferguson. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Cohen, Frances) (Entered: 10/05/2006)

10/06/2006 2208 PAPERLESS ORDER APPROVING (2205 in 1:04-md-15863-JFM) and (34 in 1:04-cv-01873-JFM) Notice of Withdrawal of Lead Plaintiffs' Motion for Order Amending or Vacating August 24, 2006 Order and Judgment. Signed by Judge J. Frederick Motz on 10/6/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01873-JFM(cag, Deputy Clerk) (Entered: 10/06/2006)

10/06/2006 2209 ORDER in (2203 in 1:04-md-15863-JFM) and (33 in 1:04-cv-01873-JFM) APPROVING Stipulation of Dismissal as to Lead Plaintiffs' Section 20A Insider Trading Claim against Lawrence J. Lasser. Signed by Judge J. Frederick Motz on 10/6/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01873-JFM(cag, Deputy Clerk) (Entered: 10/06/2006)

10/06/2006 2210 NOTICE of Appearance by Adam Henry Wierzbowski on behalf of City of Chicago Deferred Compensation Plan, City of Chicago Deferred Compensation Plan(Individually and on behalf of all others similarly situated. This document relates to Case No. 04-MD-15863-04) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Wierzbowski, Adam) (Entered: 10/06/2006)

10/06/2006 2211 NOTICE of Appearance by William C Fredericks on behalf of City of Chicago Deferred Compensation Plan, City of Chicago Deferred Compensation Plan(Individually and on behalf of all others similarly situated. This document relates to Case No. 04-MD-15863-04) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Fredericks, William) (Entered: 10/06/2006)

10/11/2006 2212 Correspondence re: Cancellation of October 12, 2006, monthly teleconference (Isbister, John) (Entered: 10/11/2006)

10/11/2006 2213 Correspondence re: Putnam Subtrack Teleconference (Simshauser, Peter) (Entered: 10/11/2006)

10/13/2006 2214 ORDER in 1:04-cv-01873-JFM DISMISSING with prejudice all claims other than the claim for insider trading against Lawrence Lasser and DISMISSING the claim against Lawrence Lasser for insider trading without prejudice. Signed by Judge J. Frederick Motz on 10/13/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01873-JFM(cags, Deputy Clerk) (Entered: 10/13/2006)

10/13/2006 2215 AMENDED NOTICE OF APPEAL as to 2171 Order by Paula Beals. (nrm, Deputy

Clerk) Filed on 09/13/06 (Entered: 10/13/2006)

10/13/2006 2216 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 2215 Amended Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (nrm, Deputy Clerk) (Entered: 10/13/2006)

10/17/2006 2217 NOTICE of Appearance by Peter J Simshauser on behalf of A.J.C. Smith, Putnam Retail Management GP, Inc., Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust, Putnam Investment Management Trust, Putnam Fiduciary Trust, Co. (Simshauser, Peter) (Entered: 10/17/2006)

10/19/2006 2218 THIRD AMENDED COMPLAINT against Marsh & McLennan Companies, Inc., Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, filed by Barbara Walsh.(Rosen, Samuel) Modified on 10/23/2006 (cag, Deputy Clerk). (Entered: 10/19/2006)

10/20/2006 2219 Certificate of Clerk certifying the record is complete for appeal purposes re: Notice of Appeal (nrm, Deputy Clerk) (Entered: 10/20/2006)

10/24/2006 2220 Sealed Transcript of Proceedings held on October 11, 2006 (Putnam Subtrack). (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2221 Sealed Transcript of Proceedings held on October 11, 2006 (MFS Subtrack). (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2222 (FILED IN WRONG SUBTRACK) Sealed Transcript of Proceedings held on October 11, 2006 (Invesco/AIM Subtrack). (cag, Deputy Clerk) Modified on 10/31/2006 (cag, Deputy Clerk). (Entered: 10/24/2006)

10/24/2006 2223 Sealed Transcript of Proceedings held on October 12, 2006 (RS Investments Subtrack). (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2224 Sealed Transcript of Proceedings held on October 12, 2006 (One Group/Bank One Subtrack) (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2225 Sealed Transcript of Proceedings held on October 16, 2006 (PIMCO/Allianz Subtrack) (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2226 Sealed Transcript of Proceedings held on October 16, 2006 (Janus Subtrack) (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2227 Sealed Transcript of Proceedings held on October 20, 2006 (Alger Subtrack) (cag, Deputy Clerk) (Entered: 10/24/2006)

10/24/2006 2228 Substantive legal issues - addressing Associated Cases: 1:04-md-15863-JFM et al.(Ertman, John) (Entered: 10/24/2006)

10/26/2006 2229 REPLY to Response to Motion re 2112 MOTION to Dismiss The Parent Derivative Complaint in the Janus Track The Janus Capital Defendants' Reply Brief in Support of Their Motion to Dismiss the Parent Derivative Complaint filed by Janus Capital Group, Inc., Janus Capital Management LLC. (Attachments: # 1

Appendix Unpublished Opinion)(Perry, Mark) (Entered: 10/26/2006)

10/31/2006 2230 Correspondence re: Plaintiffs' Administrative Chair (Schulman, Alan) (Entered: 10/31/2006)

10/31/2006 2231 Correspondence re: response to Allianz Defendants' Oct. 24 letter seeking leave to file renewed motions to dismiss Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 10/31/2006)

11/01/2006 2232 NOTICE by John E. Cashwell, Jr of Change of Firm Name (DuBois, Nicholas) (Entered: 11/01/2006)

11/01/2006 2233 NOTICE of Appearance by Deborah R Gross on behalf of Irving J. Chasen (Gross, Deborah) (Entered: 11/01/2006)

11/01/2006 2234 Correspondence re: Plaintiffs' Administrative Chair Associated Cases: 1:04-md-15861-CCB, 1:04-md-15862-AMD, 1:04-md-15863-JFM, 1:04-md-15864-JFM(Motz, J.) (Entered: 11/01/2006)

11/06/2006 2235 Correspondence re: Allianz Dresdner fund defendants to brief again the standing, etc. issues (Isbister, John) (Entered: 11/06/2006)

11/06/2006 2236 Correspondence re: cancellation of monthly all-track teleconferences (Isbister, John) (Entered: 11/06/2006)

11/06/2006 2237 NOTICE of Appearance by C Chad Johnson on behalf of City of Chicago Deferred Compensation Plan, City of Chicago Deferred Compensation Plan(Individually and on behalf of all others similarly situated. This document relates to Case No. 04-MD-15863-04) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 11/06/2006)

11/07/2006 2238 Joint MOTION to Stay Lawsuit Pending Appeal of Related Actions by Marsh & McLennan Companies, Inc., Francis N. Bonsignore, Barbara Walsh, William L. Rosoff, Sandra S. Wijnberg, Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, J. W. Greenberg, Putnam Investments, LLC. Responses due by 11/27/2006 (Attachments: # 1 Text of Proposed Order)(Eastus, Matthew) (Entered: 11/07/2006)

11/07/2006 2239 SEALED TRANSCRIPT of Proceedings held before the Court on October 30, 2006 in the Columbia Subtrack (cag, Deputy Clerk) (Entered: 11/07/2006)

11/07/2006 2240 STATUS REPORT For Putnam Track Cases With Proposed Scheduling Order by Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management Trust, Putnam Investments Trust, Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust. (Attachments: # 1 Exhibit A)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM, 1:04-cv-00883-JFM, 1:04-cv-01873-JFM(Simshauser, Peter) (Entered: 11/07/2006)

11/07/2006 2241 Correspondence re: November 9, 2006 Status Conference Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 11/07/2006)

11/07/2006 2242 Correspondence re: briefing schedule in event Court permits Allianz Defendants to file motion to dismiss regarding issues raised during Oct. 16, 2006 conference call Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 11/07/2006)

11/07/2006 2243 Correspondence re: November 9, 2006 Status Conference in the RS Investment Subtrack (Attachments: # 1 Exhibit Proposed Scheduling Order)(Lahm, James) (Entered: 11/07/2006)

11/08/2006 2244 Correspondence re: plaintiffs' proposed case schedule in Allianz Dresdner subtrack Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 11/08/2006)

11/09/2006 2245 Correspondence re: Allianz Defendants' Proposed Schedule in Allianz Dresdner Subtrack Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Ertman, John) (Entered: 11/09/2006)

11/09/2006 2246 NOTICE of Appearance by Adam B Ziegler on behalf of Kenneth Corba (Ziegler, Adam) (Entered: 11/09/2006)

11/13/2006 2247 PAPERLESS ORDER denying (99) Motion to Seal second amended complaint in case 1:04-cv-00560-JFM; denying (2173) Motion to Seal second amended complaint in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 11/13/06 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cag, Deputy Clerk) (Entered: 11/13/2006)

11/13/2006 2248 PAPERLESS ORDER granting (2238) Motion to Stay case pending appeal of related cases in case 1:04-md-15863-JFM; granting (15) Motion to Stay pending appeal of related cases in case 1:04-cv-00888-JFM. Signed by Judge J. Frederick Motz on 11/13/06 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00888-JFM(cag, Deputy Clerk) (Entered: 11/13/2006)

11/13/2006 2249 Consent MOTION for Other Relief Joint Motion to Enter Scheduling Order by Lead Plaintiff Ohio Tuition Trust Authority. Responses due by 11/30/2006 (Attachments: # 1)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(Heuck, Robert) (Entered: 11/13/2006)

11/13/2006 2250 ORDER granting (108) Motion for Entry of Judgment under Rule 54(b) in case 1:04-cv-00560-JFM; granting (2206) Motion for Entry of Judgment under Rule 54(b) in case 04-md-15863-JFM as to Ian C. Ferguson and William H. Woolverton. Signed by Judge J. Frederick Motz on 11/13/06 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cag, Deputy Clerk) (Entered: 11/13/2006)

11/14/2006 2251 PAPERLESS ORDER granting (113) Motion to enter a Scheduling Order in case 1:04-cv-00560-JFM; granting (38) Motion to enter a Scheduling Order in case 1:04-cv-00564-JFM; granting (2249) Motion to enter a Scheduling Order in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 11/14/06 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(cag, Deputy Clerk) Modified on 11/14/2006 (cag, Deputy Clerk). (Entered: 11/14/2006)

11/14/2006 2252 AGREED SCHEDULING ORDER Signed by Judge J. Frederick Motz on 11/14/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(cag, Deputy Clerk) (Entered: 11/14/2006)

11/15/2006 2253 ORDER DENYING Request for leave to file a motion to dismiss 2228 Substantive legal issues - addressing filed by Allianz Global Investors Fund Management LLC Allianz Global Investors Distributors LLC, Allianz Global Investors of America L.P., PEA Capital LLC. Signed by Judge J. Frederick Motz on 11/15/06 (cag, Deputy Clerk) (Entered: 11/15/2006)

11/15/2006 2254 MOTION to Withdraw as Attorney by City of Chicago Deferred Compensation Plan, City of Chicago Deferred Compensation Plan(Individually and on behalf of all others similarly situated. This document relates to Case No. 04-MD-15863-04). Responses due by 12/4/2006 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Schulman, Alan) (Entered: 11/15/2006)

11/15/2006 2255 MOTION to Withdraw as Attorney by City of Chicago Deferred Compensation Plan, City of Chicago Deferred Compensation Plan(Individually and on behalf of all others similarly situated. This document relates to Case No. 04-MD-15863-04). Responses due by 12/4/2006 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Gans, Robert) (Entered: 11/15/2006)

11/15/2006 2256 PAPERLESS ORDER granting (2254) Motion to Withdraw as Attorney. Attorney Alan Schulman terminated in case 1:04-md-15863-JFM; granting (70) Motion to Withdraw as Attorney. Attorney Alan Schulman terminated in case 1:04-cv-01162-JFM. Signed by Judge J. Frederick Motz on 11/15/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(jnl, Deputy Clerk) (Entered: 11/16/2006)

11/15/2006 2257 PAPERLESS ORDER granting (2255) Motion to Withdraw as Attorney. Attorney Robert S Gans terminated in case 1:04-md-15863-JFM; granting (71) Motion to Withdraw as Attorney. Attorney Robert S Gans terminated in case 1:04-cv-01162-JFM. Signed by Judge J. Frederick Motz on 11/15/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(jnl, Deputy Clerk) (Entered: 11/16/2006)

11/16/2006 2258 NOTICE by A Plaintiff Notice of Change of Firm Name from The Furth Firm LLP to Furth Lehmann & Grant LLP, Certificate of Service (Cirillo, Henry) (Entered: 11/16/2006)

11/21/2006 2259 Correspondence re: Damages Discovery (Goodstein, Clifford) (Entered: 11/21/2006)

11/21/2006 2260 SEALED TRANSCRIPT in the Putnam Subtrack of Proceedings held before the court on November 9, 2006 (Court Reporter: M. Zajac) (cags, Deputy Clerk) (Entered: 11/21/2006)

11/21/2006 2261 SEALED TRANSCRIPT in the MFS Subtrack of Proceedings held before the court on November 9, 2006 (Court Reporter: M. Zajac) (cags, Deputy Clerk) (Entered: 11/21/2006)

11/21/2006 2262 SEALED TRANSCRIPT in the RS Subtrack of Proceedings held before the court on November 9, 2006 (Court Reporter: M. Zajac) (cags, Deputy Clerk) (Entered: 11/21/2006)

11/21/2006 2263 SEALED TRANSCRIPT in the Pimco Subtrack of Proceedings held before the court on November 9, 2006 (Court Reporter: M. Zajac) (cags, Deputy Clerk) (Entered: 11/21/2006)

11/30/2006 2264 Correspondence re: Discovery in the RS Investment Subtrack (Lahm, James)

(Entered: 11/30/2006)

12/01/2006 2265 MOTION to Withdraw as Attorney by Nationwide Life Insurance Company. Responses due by 12/18/2006 (Gillers, Shoshana) (Entered: 12/01/2006)

12/04/2006 2266 Correspondence re: Status Teleconference in Alger Subtrack (Aaron, Stewart) (Entered: 12/04/2006)

12/05/2006 2267 Paperless ORDER approving the request made in re 2266 Miscellaneous Correspondence to postpone the teleconference scheduled for December 7, 2006. Signed by Judge J. Frederick Motz on 12/5/06. (Motz, J.) (Entered: 12/05/2006)

12/05/2006 2268 MOTION to Withdraw as Attorney by Variable Annuity Life Insurance Company, The. Responses due by 12/22/2006 (Attachments: # 1 Text of Proposed Order)(Sorkin, Joseph) (Entered: 12/05/2006)

12/05/2006 2269 MOTION to Withdraw as Attorney by AIG SunAmerica Life Assurance Co.. Responses due by 12/22/2006 (Attachments: # 1 Text of Proposed Order)(Sorkin, Joseph) (Entered: 12/05/2006)

12/06/2006 2270 PAPERLESS ORDER granting 2268 Motion to Withdraw as Attorney. ; granting 2269 Motion to Withdraw as Attorney. Attorney Joseph Lee Sorkin terminated. Signed by Judge J. Frederick Motz on 12/6/06. (jnl, Deputy Clerk) (Entered: 12/06/2006)

12/06/2006 2271 STATUS REPORT (Joint) by Maloon Powers Pitre & Higgins, LLC. (Molumphy, Mark) (Entered: 12/06/2006)

12/06/2006 2272 Correspondence re: Pre-Trial Schedule Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Marcucci, Michael) (Entered: 12/06/2006)

12/06/2006 2273 PAPERLESS ORDER in 04-3944 granting 2265 Motion to Withdraw as Attorney. Attorney Shoshana Leah Gillers terminated. Signed by Judge J. Frederick Motz on 12/6/06. (jnl, Deputy Clerk) (Entered: 12/07/2006)

12/07/2006 2274 MOTION to Withdraw as Attorney by Stephen E Gibson. Responses due by 12/26/2006 (Biros, Mark) (Entered: 12/07/2006)

12/07/2006 2275 PAPERLESS ORDER granting 2274 Motion to Withdraw as Attorney. Attorney Lee K Crawford terminated. Signed by Judge J. Frederick Motz on 12/7/06 (cags, Deputy Clerk) (Entered: 12/07/2006)

12/07/2006 2276 Correspondence re: Scheduling Order in the RS Investment Subtrack (Lee, Eunice) (Entered: 12/07/2006)

12/07/2006 Status Conference held on 12/7/2006 held before Judge J. Frederick Motz. (Court Reporter Mary Zajac.) (mdw, Deputy Clerk) (Entered: 01/10/2007)

12/08/2006 2277 Paperless ORDER granting request made in document 2276 - Miscellaneous Correspondence - that the parties be permitted to address the expert discovery issue at the hearing on December 22 and submit the proposed order thereafter. Signed by Judge J. Frederick Motz on 12/8/06. (Motz, J.) (Entered: 12/08/2006)

12/13/2006 2278 NOTICE of Appearance by Mark A Berube on behalf of Omid Kamshad (Berube,

Mark) (Entered: 12/13/2006)

12/13/2006 2279 NOTICE of Appearance by James James McGuire on behalf of Omid Kamshad (McGuire, James) (Entered: 12/13/2006)

12/13/2006 2280 NOTICE of Appearance by Jacques Daniel Farrell on behalf of Omid Kamshad (Farrell, Jacques) (Entered: 12/13/2006)

12/13/2006 2281 NOTICE of Appearance by Vincent Filardo, Jr on behalf of Omid Kamshad (Filardo, Vincent) (Entered: 12/13/2006)

12/14/2006 2282 Status Report Submitted by Maloon Powers Pitre & Higgins, LLC (Molumphy, Mark) (Entered: 12/14/2006)

12/14/2006 2283 RESPONSE re 2264 Miscellaneous Correspondence re: Discovery in RS Investment Subtrack filed by RS Investment Management, LP, James L. Callinan, Steven M. Cohen, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc.. (Lee, Eunice) (Entered: 12/14/2006)

12/19/2006 2284 NOTICE by Omid Kamshad of Withdrawal of Appearance of John A.D. Gilmore (Gilmore, John) (Entered: 12/19/2006)

12/19/2006 2285 NOTICE by Omid Kamshad of Withdrawal of Appearance of Bruce S. Barnett (Barnett, Bruce) (Entered: 12/19/2006)

12/19/2006 2286 SEALED TRANSCRIPT in the Janus Subtrack of Proceedings held before the Court on December 7, 2006 (Court Reporter: M Zajac) (cag, Deputy Clerk) Modified on 12/20/2006 (cags, Deputy Clerk). (Entered: 12/19/2006)

12/19/2006 2287 SEALED TRANSCRIPT in the One Group Subtrack of Proceedings held before the Court on December 7, 2006 (Court Reporter: M. Zajac) (cag, Deputy Clerk) (Entered: 12/19/2006)

12/19/2006 2288 SEALED TRANSCRIPT in the Allianz Dresdner Subtrack of Proceedings held before the Court on December 7, 2006 (Court Reporter: M. Zajac) (cag, Deputy Clerk) (Entered: 12/19/2006)

12/19/2006 2289 SEALED TRANSCRIPT in the Columbia Subtrack of Proceedings held before the Court on December 7, 2006 (Court Reporter: M. Zajac) (cag, Deputy Clerk) (Entered: 12/19/2006)

12/19/2006 2290 Correspondence re: In re MFS December 21, 2006 Status Conference (Attachments: # 1 Plaintiffs' Proposed Pre-Trial Schedule)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 12/19/2006)

12/19/2006 2291 Status Report Submitted Correspondence and attachment re MFS December 21, 2006 Status Conference (Objections To Plaintiffs' Proposed Pre-Trial Schedule) by Wilshire Associates Incorporated (Kaplan, Frank) (Entered: 12/19/2006)

12/19/2006 2292 Correspondence re: Reply to Response re: Miscellaneous Correspondence re: Discovery in RS Investment Subtrack (Lahm, James) (Entered: 12/19/2006)

12/20/2006 2293 NOTICE of Change of Address by Thomas Kelly Potter, III Associated Cases: 1:04-md-15861-CCB et al.(Potter, Thomas) (Entered: 12/20/2006)

12/20/2006 2294 NOTICE of Change of Address by Thomas Kelly Potter, III Associated Cases: 1:04-md-15863-JFM et al.(Potter, Thomas) (Entered: 12/20/2006)

12/20/2006 2295 Correspondence re: In re MFS December 21, 2006 Status Conference Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Liman, Lewis) (Entered: 12/20/2006)

12/20/2006 2296 Correspondence re: Plaintiff's proposed scheduling order (Attachments: # 1 Text of Proposed Order)(Stone, Robin) (Entered: 12/20/2006)

12/21/2006 2297 FINAL JUDGMENT ENTERED in favor of Ian C. Ferguson and William H. Woolverton on plaintiffs' claims in Counts IV,V,VII,IX,XI and XII. Signed by Judge J. Frederick Motz on 12/21/06Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cags, Deputy Clerk) (Entered: 12/21/2006)

12/21/2006 2298 MOTION for Entry of Judgment under Rule 54(b) (Unopposed) by William H. Woolverton. Responses due by 1/8/2007 (Attachments: # 1 Text of Proposed Order)(Falvey, John) (Entered: 12/21/2006)

12/21/2006 2299 Memorandum of Law in Support of Unopposed Motion for Entry of Final Judgment filed by William H. Woolverton. (Falvey, John) (Entered: 12/21/2006)

12/22/2006 2300 Paperless ORDER approving schedules submitted in document 2272 in 1:04-md-15863-JFM, and in document 36 in 1:04-cv-01924-JFM) Miscellaneous Correspondence. Signed by Judge J. Frederick Motz on 12/22/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM(Motz, J.) (Entered: 12/22/2006)

12/22/2006 2301 Paperless ORDER approving schedules submitted in document 2282 in 1:04-md-15863-JFM and in document 34 in 1:04-cv-00497- filed by Maloon Powers Pitre & Higgins, LLC. Signed by Judge J. Frederick Motz on 12/22/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00497-JFM(Motz, J.) (Entered: 12/22/2006)

12/27/2006 2302 NOTICE of Appearance by Alison V Douglass on behalf of John W. Ballen (Douglass, Alison) (Entered: 12/27/2006)

12/28/2006 2303 FINAL JUDGMENT ENTERED in favor of defendant William H. Woolverton on plaintiffs' claims in Counts II, V,X and XII. Signed by Judge J. Frederick Motz on 12/28/06. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00564-JFM(jlb, Deputy Clerk) (Entered: 12/28/2006)

01/03/2007 2304 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the MFS Subtrack on December 21, 2006 (cag, Deputy Clerk) (Entered: 01/03/2007)

01/03/2007 2305 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the RS Investments Subtrack on December 22, 2006 (Court Reporter: M. Zajac) (cag, Deputy Clerk) (Entered: 01/03/2007)

01/03/2007 2306 LETTER OPINION in 04-855 granting 2112 Motion of defendants to dismiss the amended verified derivative complaint. Signed by Judge J. Frederick Motz on 1/3/07. (jnl, Deputy Clerk) (Entered: 01/04/2007)

01/12/2007 2307 NOTICE by John W. Ballen of the Withdrawal of Anita Bapooji Ryan as Counsel of Record (Ryan, Anita) (Entered: 01/12/2007)

01/18/2007 2308 Substantive legal issues - addressing (Attachments: # 1 Exhibit Slip

Opinion)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Perry, Mark) (Entered: 01/18/2007)

01/18/2007 2309 NOTICE of Voluntary Dismissal by Gerald Born, Donna Gaffney (Backes, Michelle) (Entered: 01/18/2007)

01/22/2007 2310 Substantive legal issues - addressing Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Press, Ira) (Entered: 01/22/2007)

01/22/2007 2311 CERTIFIED ORDER from the MDL Panel Remanding JFM-06-1561 Hunt, et al v Invesco Funds Group, et al to the Southern District of Texas. (cag, Deputy Clerk) (Entered: 01/22/2007)

01/23/2007 2312 PAPERLESS ORDER APPROVING (2309 in 1:04-md-15863-JFM), (39 in 1:04-cv-00876-JFM) Notice of Voluntary Dismissal filed by Gerald Born, Donna Gaffney. Signed by Judge J. Frederick Motz on 1/23/07. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00876-JFM(jnl, Deputy Clerk) (Entered: 01/23/2007)

01/24/2007 2313 NOTICE by Wilshire Associates Incorporated Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00876-JFM, 1:04-cv-01162-JFM(Kaplan, Frank) (Entered: 01/24/2007)

01/24/2007 2314 NOTICE of Change of Address by John Charles Ertman (Ertman, John) (Entered: 01/24/2007)

01/25/2007 2315 Substantive legal issues - addressing Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Perry, Mark) (Entered: 01/25/2007)

01/29/2007 2316 Substantive legal issues - addressing Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Press, Ira) (Entered: 01/29/2007)

02/06/2007 2317 Status Report Submitted Joint Status Report by Gerald Born, Donna Gaffney (Backes, Michelle) (Entered: 02/06/2007)

02/06/2007 2318 Correspondence re: In re MFS February 8, 2007 Status Conference (Attachments: # 1 [Proposed] Pre-Trial Scheduling Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 02/06/2007)

02/07/2007 2319 Joint MOTION to Enter Scheduling Order by The Krouse Group. Responses due by 2/26/2007 (Attachments: # 1 Text of Proposed Order Proposed Scheduling Order)(Lahm, James) (Entered: 02/07/2007)

02/07/2007 2320 Status Report Submitted for the RS Investment subtrack by The Krouse Group (Lahm, James) (Entered: 02/07/2007)

02/08/2007 2321 Correspondence re: In re MFS February 8, 2007 Status Conference Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Liman, Lewis) (Entered: 02/08/2007)

02/09/2007 2322 PAPERLESS ORDER granting (2319) Motion to enter scheduling order 1:04-md-15863-JFM; granting (56) Motion to enter scheduling order in case 1:04-cv-03798-JFM. Signed by Judge J. Frederick Motz on 2/9/07 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-03798-JFM(cag, Deputy Clerk) (Entered: 02/09/2007)

02/15/2007 2323 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the Alger

Subtrack (cag, Deputy Clerk) (Entered: 02/15/2007)

02/15/2007 2324 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the MFS Subtrack (cag, Deputy Clerk) (Entered: 02/15/2007)

02/15/2007 2325 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the RS Subtrack (cag, Deputy Clerk) (Entered: 02/15/2007)

02/15/2007 2326 SEALED TRANSCRIPT in the Putnam Subtrack of Proceedings held before Judge Motz on 2/8/07 (Court Reporter: M Zajac) (cag, Deputy Clerk) (Entered: 02/15/2007)

02/16/2007 2327 MOTION for Judgment ENTRY PURSUANT TO RULE 54(b) of the FRCP by Omid Kamshad. Responses due by 3/5/2007 (Attachments: # 1 Text of Proposed Order PROPOSED ORDER)(McGuire, James) (Entered: 02/16/2007)

02/16/2007 2328 Memorandum IN SUPPORT OF MOTION FOR ENTRY OF FINAL JUDGMENT PURSUANT TO RULE 54(b) OF THE FRCP filed by Omid Kamshad. (McGuire, James) (Entered: 02/16/2007)

02/20/2007 2329 Correspondence re: Agreed Schedule for Further Letter Briefing Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Press, Ira) (Entered: 02/20/2007)

02/20/2007 2330 NOTICE by J.C. Bradford & Co., UBS Wealth Management USA, UBS Painewebber Notice of Change of Firm Affiliation Associated Cases: 1:04-md-15861-CCB, 1:04-md-15862-AMD, 1:04-md-15863-JFM, 1:04-md-15864-JFM(Davidow, Charles) (Entered: 02/20/2007)

02/20/2007 2331 Substantive legal issues - addressing Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00818-JFM(Perry, Mark) (Entered: 02/20/2007)

02/21/2007 2332 SEALED TRANSCRIPT of Proceedings held before Judge Motz in the Janus Subtrack on February 12, 2007 CR: Mary Zajac (cag, Deputy Clerk) (Entered: 02/21/2007)

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