unsupervised discovery of novel emphysema subtypes

45
Unsupervised Discovery of Novel Emphysema Subtypes Funding: NHLBI R01-HL077612, R01-HL093081, R01-HL121270, HHSN268200900017C Lung Andrew Francis Laine, D.Sc. Percy K. and Vida L. W. Hudson Professor of Biomedical Engineering and Professor of Radiology (Physics) Department of Biomedical Engineering Columbia University New York, NY 10027 Presented at New Jersey Public Health Annual Conference: “Pressing Public Health Challenges: Systems Thinking, Opioid Crisis, and Use of Artificial Intelligence” Rutgers Continuing Education Center at Atrium, Division of Continuing Education October 4, 2019, Somerset, NJ

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Page 1: Unsupervised Discovery of Novel Emphysema Subtypes

Unsupervised Discovery of

Novel Emphysema Subtypes

Funding: NHLBI R01-HL077612, R01-HL093081, R01-HL121270,

HHSN268200900017C

Lung

Andrew Francis Laine, D.Sc. Percy K. and Vida L. W. Hudson Professor of Biomedical Engineering and

Professor of Radiology (Physics)

Department of Biomedical Engineering

Columbia University

New York, NY 10027

Presented at

New Jersey Public Health Annual Conference:

“Pressing Public Health Challenges: Systems Thinking, Opioid Crisis, and Use of Artificial Intelligence”

Rutgers Continuing Education Center at Atrium, Division of Continuing Education

October 4, 2019, Somerset, NJ

Page 2: Unsupervised Discovery of Novel Emphysema Subtypes

Heffner Biomedical Imaging Lab

Jie Yang (Ph.D. Student, 2019)

Xinyang Feng (Ph.D. student, 2019)

Yrjö Häme (Ph.D. student)

Yu Gan (Post-doc)

Thomas Vetterli (M.Sc. Intern)

Additional Collaborators

Columbia University Medical Center:

Pallavi P. Balte, Ph.D.

John H.M. Austin, M.D.

Benjamin M. Smith, M.D.

Yifei Sun, Ph.D.

Wei Shen, M.D.

Iowa University:

Eric A. Hoffman, Ph.D.

.

University of Virginia:

Ani Manichaikul, Ph.D.

Acknowledgements

Collaborators

Elsa D. Angelini, Ph.D.

R. Graham Barr, M.D., Ph.D.

2

And the MESA, SPIROMICS Investigators!

Page 3: Unsupervised Discovery of Novel Emphysema Subtypes

Emphysema

• Emphysema + COPD is 3rd leading cause of death in USA.

• Defined by loss of interalveolar septa

• Predicts mortality in patients with and without COPD

Leopold/Gough, Thorax, 1957

Johannessen, AJRCCM, 2013

Oelsner, Ann Intern Med, 2014

Page 4: Unsupervised Discovery of Novel Emphysema Subtypes

Background

4

Computed tomography (CT) used to analyze lung structure:

Resolution =

0.5×0.5×0.75 mm

Matrix size =

512×512×500 pixels

Intensity range =

[-1024 1024] HU

Axial Sagittal Coronal

40 megavoxels of the lung:

• Enable in vivo study of lung

structure and disease patterns.

Page 5: Unsupervised Discovery of Novel Emphysema Subtypes

Background

Emphysema Nodule

[1] http://www.goldcopd.org/

[2] Siegel et al., Cancer statistics, A Cancer Journal for Clinicians, 2016.

5

1st leading cause of

cancer-related death in

the US [2].

> 150,000 deaths in the

US in 2018.

Lung nodule: Higher

attenuation abnormality.

4th leading cause of death

in the world [1]:

Affects 16 millions of

subjects in the US.

Emphysema: Lower

attenuation abnormality.

Axial CT Slice

Lung tissue abnormalities on CT:

• Characterized by localized texture patterns.

COPD and Pulmonary

Emphysema

Lung Cancer and Nodule

Page 6: Unsupervised Discovery of Novel Emphysema Subtypes

Background

[1] Smith et al., Pulmonary emphysema subtypes on computed tomography: the MESA COPD study, The American Journal of Medicine, 2014.

6

Lung texture learning to characterize emphysema subtypes:

Emphysema Subcategories

Centrilobular

Emphysema

(CLE)

Panlobular

Emphysema

(PLE)

Paraseptal

Emphysema

(PSE)

N = 140 N = 140 N = 2

Exact mechanism of developing

COPD remains unknown;

Three standard emphysema

subtypes defined at autopsy [1]:

• Limited inter-rater agreement.

Lung texture learning for

emphysema subtyping can

advance disease understanding

COPD and Emphysema

N = 140 N = 140

Page 7: Unsupervised Discovery of Novel Emphysema Subtypes

Leopold/Gough, Thorax, 1957

Thurlbeck, 1963

Heard/Izukawa, 1964

Smith, Am J Med, 2013

Takahashi, Int J COPD 2008

Classic Emphysema Subtypes Lung

Panlobular

Centrilobular Paraseptal

Pananlobular

Page 8: Unsupervised Discovery of Novel Emphysema Subtypes

Background

Limitations of existing CT-based texture analysis:

Limited to supervised learning;

Limited to texture features, without considering spatial locations;

Superior

Anterior

Inferior

Core

Peel

Posterior

8 [1] Lynch et al., CT-definable subtypes of chronic obstructive pulmonary disease: a statement of the fleischner society. Radiology, 2015.

[2] Swensen et al., The probability of malignancy in solitary pulmonary nodules: application to small radiologically indeterminate nodules.

Archives of internal medicine, 1997.

Emphysema subtypes:

• Different in spatial prevalence [1].

Lung nodules:

• Location predicts malignancy [2].

Page 9: Unsupervised Discovery of Novel Emphysema Subtypes

Background

Limitations of existing CT-based texture analysis:

Limited to supervised learning;

Limited to texture features, without considering spatial locations;

Limited to high-resolution full-lung CT scans.

9 [1] Bild et al., Multi-ethnic study of atherosclerosis: objectives and design. American journal of epidemiology, 2002.

[2] Hoffman et al., Reproducibility and Validity of Lung Density Measures from Cardiac CT Scans—The Multi-Ethnic Study of

Atherosclerosis (MESA) Lung Study, Academic radiology, 2009

Large dataset of cardiac CT scans are available:

• 10,000s longitudinal cardiac CT scans + gold

standard full-lung CT scans in MESA [1];

• ~2/3 of the lung region + reproducible %𝑒𝑚𝑝ℎ [2];

• Enable large-scale longitudinal study.

Full-lung CT Scan Cardiac CT Scan

Page 10: Unsupervised Discovery of Novel Emphysema Subtypes

SPIROMICS and MESA

• SubPopulations and Intermediate Outcome

Measures In COPD Study

–COPD case-control study

–2,983 participants with CT scans (~6,000 scans)

–Whole genome sequencing, multi-omics

• Multi-Ethnic Study of Atherosclerosis Lung Study

–Population-based, prospective cohort study

–3,205 participants with full-lung CT scans

(~50,000 scans)

–Whole genome sequencing, multi-omics

Lung

Page 11: Unsupervised Discovery of Novel Emphysema Subtypes

Hypothesis

• Unsupervised learning of spatial lung texture

patterns on research CT scans will yield novel

emphysema subtypes.

–Reproducible

–Distinct symptoms

–Specific histology and genetic basis

Page 12: Unsupervised Discovery of Novel Emphysema Subtypes

Background

Aimed to tackle the problem of CT-based lung texture learning exploiting spatial

localization, using unsupervised / weakly-supervised learning.

12

Aim 1: Develop an algorithm for unsupervised learning

of localized texture patterns for emphysema.

Aim 2: Label the discovered localized texture patterns on

large datasets of cardiac CT scans.

Aim 3: Examine possible correlations / hits with GWAS

genomic information in MESA and SPIROMICS.

NIH R01-HL121270: Novel

Quantitative Emphysema Subtypes

in MESA and SPIROMICS.

(PIs Dr. R.G. Barr, Dr. A.F. Laine)

Page 13: Unsupervised Discovery of Novel Emphysema Subtypes

Data

• Lung masks:

• VIDA Diagnostics APOLLOⓇ;

• Emphysema masks for full-lung scans:

• Hidden Markov measure field (HMMF)

based model [1] : %𝑒𝑚𝑝ℎHMMF;

• Intensity thresholding: %𝑒𝑚𝑝ℎ−950;

• Lung masks:

• Intensity thresholding <-400 HU [2] +

closed space dilation [3].

-700

-800

-900

-1000

(HU)

Lung Airway

MESA: Bild et al., American Journal of Epidemiology, 2002;

MESA COPD: Thomashow et al., American journal of respiratory and critical care medicine, 2013.

SPIROMICS: Couper et al., Thorax, 2013.

LIDC-IDRI: http://www.cancerimagingarchive.net/

Kaggle DSB2017: https://www.kaggle.com/c/data-science-bowl-2017

[1] Hame et al., Adaptive quantification and longitudinal analysis of pulmonary emphysema with a hidden Markov

measure field model. IEEE TMI, 2014.

[2] Hu et al., Automatic lung segmentation for accurate quantitation of volumetric X-ray CT images. IEEE TMI, 2001.

[3] Masutani et al., Region-growing based feature extraction algorithm for tree-like objects. In VBC, 1996.

13

Preprocessing Tools

Page 14: Unsupervised Discovery of Novel Emphysema Subtypes

Background: Processing Overview

• Unsupervised machine learning defined novel emphysema patterns on CT.

14

Textons

Fre

quency

Texture

Spatial

From 3 standard subtypes (1950’s)

to 10 novel spatial lung texture patterns

(sLTP) for emphysema

sLTP Labeling

sLTP

No Emphysema

Similarity

! " #$%

Unsupervised

Learning

Yang et al., Unsupervised Discovery of Spatially-Informed Lung Texture Patterns for Pulmonary

Emphysema: The MESA COPD Study. MICCAI, 2017

Page 15: Unsupervised Discovery of Novel Emphysema Subtypes

15

Unsupervised Learning of Localized Texture

Patterns for Pulmonary Emphysema

• Learning localized texture patterns

in an unsupervised manner;

• Homogeneity vs. redundancy of

the learned patterns.

• Applied a method to standardize lung shape spatial mapping;

• Developed a two-stage unsupervised framework combining spatial and texture information;

• Discovered emphysema patterns on large COPD cohorts with compelling clinical significance.

Challenges

Contributions

[1] Jie Yang et al., Unsupervised Machine Learning to Define Quantitative Subtypes of Pulmonary

Emphysema on CT, Science (to submit in December 2018).

[2] Jie Yang et al., Unsupervised Discovery of Spatially-Informed Lung Texture Patterns for Pulmonary

Emphysema: The MESA COPD Study. MICCAI, 2017.

Page 16: Unsupervised Discovery of Novel Emphysema Subtypes

Method Unsupervised learning of localized texture patterns for pulmonary emphysema

• Poisson Distance Map [1] (PDM): 𝒓 = 𝟏 − 𝑼

• Poisson Distance Conformal Map (PDCM): 𝜽 & 𝝓

∆𝑈 𝑥, 𝑦, 𝑧 = −1, for 𝑥, 𝑦, 𝑧 ∈ 𝑉 and ∆𝑈 = 𝑈𝑥𝑥 + 𝑈𝑦𝑦 + 𝑈𝑧𝑧

subject to 𝑈 𝑥, 𝑦, 𝑧 = 0, for 𝑥, 𝑦, 𝑧 ∈ 𝜕𝑉

Lung mask

Lung mask boundary

Lung Shape

Spatial Mapping 1

[1] Gorelick et al., Shape representation and classification using the poisson equation. IEEE TPAMI, 2006.

16

(𝒙, 𝒚, 𝒛) → (𝒓, 𝜽, 𝝓)

-700

-800

-900

-1000

( HU )

𝜽 𝝓

PDM PDCM

Anterior

Superior

Medial

Intensity Image

𝒓=𝟏−𝑼

Core

1

0.75

0.5

0.25

0

𝑼

Page 17: Unsupervised Discovery of Novel Emphysema Subtypes

Preliminary Evaluation of PDCM Unsupervised learning of localized texture patterns for pulmonary emphysema

PDCM for Studying Emphysema Spatial Locations over Populations

17

PDCM = a useful tool

for population study

of spatial patterns.

MESA COPD Study:

• N = 317 CT scans;

• Angular and radial

projections of intensity or

relative intensity values;

• Agree with definitions or

observations of standard

emphysema subtypes.

S = superior

I = Inferior

A = Anterior

P = Posterior

L = Lateral

M = Medial

S

L

I

Core

Peel

P

A M

Page 18: Unsupervised Discovery of Novel Emphysema Subtypes

Method Unsupervised learning of localized texture patterns for pulmonary emphysema

Learning Stage 1:

Augmented Lung Texture Patterns (LTPs) 2

Region of interest (ROI)

= 25 × 25 × 25 mm3

Texture feature 𝑭𝑻

= texton [1] - based feature

Spatial feature 𝑭𝑺

= location in 36 lung sub-regions

𝑟/3, 𝜃/4, 𝜙/3

𝜽

𝝓 𝐹𝑇𝑥 / 𝐹𝑆𝑥 = texture / spatial feature of ROI 𝑥

𝐹𝑇𝑘 / 𝐹𝑆𝑘 = texture / spatial centroid of 𝐿𝑇𝑃𝑘

[1] Varma et al., A Statistical Approach to Material Classification using Image Patch Exemplars, IEEE TPAMI, 2009.

18

Page 19: Unsupervised Discovery of Novel Emphysema Subtypes

Method Unsupervised learning of localized texture patterns for pulmonary emphysema

2

𝜒2 𝐹𝑇𝑥 , 𝐹𝑇𝑘𝑡−1

𝜔 ∙ 𝑊 ∙ 𝐹𝑆𝑥 , 𝐹𝑆𝑘𝑡−1

2

2

𝛾 ∙ 𝕀 𝜒2 𝐹𝑇𝑥 , 𝐹𝑇𝑘𝑡−1

> 𝑡ℎ𝑟𝑒𝑠ℎ𝜒2

Iteratively update ROI assignment

Λkt

of LTPk, by minimizing a

dedicated cost function [1] :

Texture

distance

Spatial

regularization

Texture

penalty

𝐹𝑇𝑥 / 𝐹𝑆𝑥 = texture / spatial feature of ROI 𝑥

𝐹𝑇𝑘 / 𝐹𝑆𝑘 = texture / spatial centroid of 𝐿𝑇𝑃𝑘

19

Learning Stage 1:

Augmented Lung Texture Patterns (LTPs)

Page 20: Unsupervised Discovery of Novel Emphysema Subtypes

Method Unsupervised learning of localized texture patterns for pulmonary emphysema

Learning Stage 2:

Spatially-informed lung

texture patterns (sLTPs) 3

sLTP Labeling

sLTP

No Emphysema

Similarity

! " #$%Similar LTP: can be replaced by each other.

𝑵𝒊⟶𝒋 = # of ROIs labeled with 𝐿𝑇𝑃𝑗 when removing 𝐿𝑇𝑃𝑖.

Infomap [1] Graph Partitioning of LTP similarity:

𝐺𝑖,𝑗 =𝑁𝑖⟶𝑗 + 𝑁𝑗⟶𝑖

𝑁𝑖 + 𝑁𝑗∙ 𝕀

𝑁𝑖⟶𝑘𝑘

𝑁𝑖> 𝑡ℎ𝑟𝑒𝑠ℎ𝑁→

∙ 𝕀 𝑁𝑗⟶𝑘𝑘

𝑁𝑗> 𝑡ℎ𝑟𝑒𝑠ℎ𝑁→

[1] Rosvall et al., Maps of random walks on complex networks reveal community structure. PNAS, 2008.

20

Page 21: Unsupervised Discovery of Novel Emphysema Subtypes

21

Learning Pipeline and Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

𝜽

𝝓

Anterior

Superior

Lateral

Core

Spatial

Feature

Texture

Feature

Textons

Fre

qu

en

cy

sLTP 1-10

Lung CT Scan

Emphysema 3D ROI

High-Resolution

CT Images Feature Extraction Unsupervised Learning of sLTPs

Inferior

Posterior

Medial

# 1

# 3

# 10

(b) Similarity

Graph Partition

(a) Initial

clustering

Training Set 1 (N = 1,462) Training Set 2 (N = 1,460)

21

Spatial density

0 1 2 3 4

Training Set 1

(N = 1,462)

Training Set 2

(N = 1,460)

Learning Reproducibility

• Regional level:

• Proportion of labeling

overlap of test ROIs = 0.82.

• Individual level:

• Spearman’s correlation of

sLTP histograms over all

subjects (N = 2,922)

• All sLTP > 0.95

DATA: SPIROMICS (N=2,922)

Page 22: Unsupervised Discovery of Novel Emphysema Subtypes

𝜽

𝝓

Anterior

Superior

Lateral

Core

Spatial

Feature

Texture

Feature

Textons

Fre

qu

en

cy

sLTP 1-10

Lung CT Scan

Emphysema 3D ROI

High-Resolution

CT Images Feature Extraction Unsupervised Learning of sLTPs

Inferior

Posterior

Medial

# 1

# 3

# 10

(b) Similarity

Graph Partition

(a) Initial

clustering

All SPIROMICS (N = 2,922)

MESA Lung

N = 3,128

SPIROMICS

N = 2,922

Quantitative Emphysema

Subtype (QES) 1-6

sLTP 3

sLTP 5

sLTP 9

sLTP 2

sLTP 1

sLTP 8

sLTP 10

sLTP 6

sLTP 4

sLTP 7

Population

Clustering

Popu

lation

-based

sLT

P M

erg

ing

Heatmap of %sLTP label histograms

over populations

10 sLTP to 6 QES

sLTP

Labeling

Apical

Vanishing Lung

Obstructive CPFE

Diffuse

Restrictive CPFE

Senile sLTP

histogram

sLTP

histogram

Learning Pipeline and Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

DATA: SPIROMICS (N=2,922) and MESA Lung Study (N=3,128)

Page 23: Unsupervised Discovery of Novel Emphysema Subtypes

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Apical Diffuse Senile Restrictive

CPFE

Obstructive

CPFE

Vanishing

Lung Units

SPIROMICS (n=2,853) β Est. β Est. β Est. β Est. β Est. β Est.

MRC-Dyspnea 0.1 -0.001 0.1 0.2 -0.1 0.1 Scale 0-4

SGRQ Score 1.1 0.8 -0.4 4.2 -1 0.4 Score 0-100

Resting O2 saturation (%) 0.004 -0.4 0.1 -0.9 0.2 -0.2 %

Post-exercise O2 saturation (%) -0.8 -0.4 -0.3 -1.8 0.4 -0.5 %

6 Minute Walk Test Distance (m) -0.3 -2.3 5.2 -22.0 5.2 -1.8 Meters

Hemoglobin 0.06 0.06 0.03 0.15 -0.05 0.07 g/dl

Exacerbations 0.1 0.2 0.03 0.3 0.1 0.1 Count

MESA Lung (n=2,949)

MRC-Dyspnea 0.3 -0.01 -0.0002 0.2 -0.02 0.02 Scale 0-4

Resting O2 saturation (%) -0.5 -0.3 0.2 -0.8 0.3 -2.2 %

FEV1 (mL) -310 18.8 14.6 -126.5 -82.9 817.6 Milliliters

FVC (mL) -150.2 153.7 102.8 -100.3 -56.0 1149.6 Milliliters

FEV1/FVC (%) -6.9 -2.6 -2.6 -0.9 -2.0 8.1 %

Total Lung Volume (mL) -64.2 485.3 333.8 -378.4 145.9 1781.7 Milliliters

MESA (n=6,683) HR HR HR HR HR HR

CLRD Hospitalization 2.9 1.5 0.8 1.0 1.4 1.1

CLRD Mortality 2.2 1.5 0.9 0.99 1.8 1.3

All-cause Mortality 1.6 0.9 0.96 1.1 0.9 0.99

MRC= Medical Research Council; O2=Oxygen; SGRQ=St. George's respiratory questionnaire;

6MW=Six minute walk; FEV1= Forced expiratory volume in one second; FVC=Forced expiratory volume in one second;

HR=Hazards ratio; CLRD=Chronic lower respiratory disease

β estimates compared to normal lung from multivariate linear regression models adjusted for age, sex, race, height, weight,

smoking status, pack-years, COPD, scanner manufacturer, FEV1, other QES

Summary of Clinical

Significance in SPIROMICS

and MESA:

Association of QES with

respiratory symptoms,

physiology, and prognosis

Red shading = statistically significant worsening;

Blue/green shading = statistically significant “improvement”.

SPIROMICS

MESA

Apical Diffuse Senile Restrictive Obstructive Vanishing CPFE CPFE Lung

Me

an

QE

S (

%)

9

8

7

6

5

4

3

2

1

0

Population Distribution of the QES

Page 24: Unsupervised Discovery of Novel Emphysema Subtypes

# 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Apical

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

Dyspnea

Desaturation on exertion

↓ 6MWT

Exacerbations, COPD death

↓↓ FEV1

↓ FVC

↓ FEV1/FVC

- TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 25: Unsupervised Discovery of Novel Emphysema Subtypes

Diffuse # 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

Hypoxemia at rest

Desaturation on exertion

Exacerbations, COPD death

FEV1

↑ FVC

↓ FEV1/FVC

↑ TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 26: Unsupervised Discovery of Novel Emphysema Subtypes

Senile # 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

FEV1

↑ FVC

↓ FEV1/FVC

↑ TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 27: Unsupervised Discovery of Novel Emphysema Subtypes

Restrictive CPFE # 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

Dyspnea

Hypoxemia at rest

Desaturation on exertion

↓↓6MWT

Exacerbations

↓ FEV1

FVC

FEV1/FVC

↓↓ TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 28: Unsupervised Discovery of Novel Emphysema Subtypes

Obstructive CPFE # 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

Desaturation on exertion

COPD death

↓ FEV1

↓ FVC

↓ FEV1/FVC

↑ TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 29: Unsupervised Discovery of Novel Emphysema Subtypes

Vanishing Lung # 1

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

# 2 # 3 # 4 # 5

# 6 # 7 # 8 # 9 # 10

S

IP A

S

IP A

S

IP A

S

IP A

S

IP A

Apical Diffuse Senile Restrictive CPFE Obstructive CPFE Vanishing Lung

Adjusted for age, sex, race/ethnicity,

height, weight, smoking status, pack-

years, COPD, scanner manufacturer,

FEV1, other QES.

Associated with

Dyspnea

Desaturation on exertion

↑↑ FEV1

↑↑ FVC

FEV1/FVC

↑↑ TLV on CT

Experimental Results in SPIROMICS and MESA Lung Study Unsupervised learning of localized texture patterns for pulmonary emphysema

Page 30: Unsupervised Discovery of Novel Emphysema Subtypes

30

Unsupervised Learning of Localized Texture Patterns for Pulmonary Emphysema

Severe Apical QES Restrictive CPFE QES

Obstructive CPFE QES Severe Vanishing Lung QES

0

2

4

6

8

10

-lo

g1

0(p−

valu

e)

0

20

40

60

80

100

Reco

mbin

atio

n ra

te (c

M/M

b)

chr5:174730928 0.2

0.4

0.6

0.8

r2

DRD1 SFXN1

174.6 174.7 174.8 174.9

Position on chr5 (Mb)

• GWAS results:

• 5 genetic variants for four QES

• Apical QES: DRD1

Page 31: Unsupervised Discovery of Novel Emphysema Subtypes

Summary Unsupervised learning of localized texture patterns for pulmonary emphysema

Novel unsupervised learning of emphysema patterns on CT:

• A standardized lung shape spatial mapping;

• A two-stage learning framework.

Applied on large COPD and controls yielded:

• 10 highly-reproducible sLTPs;

• Six quantitative emphysema subtypes, associated independently

with distinct symptoms, lung function changes and mortality.

Enables:

• Novel definitions of emphysema subtypes;

• CT-based emphysema-specific signatures (biomarkers)

of the lungs;

• May facilitate future study for understanding COPD and

emphysema, and the design of personalized / gene / drug

therapies.

Other Evaluations:

• GWAS; 3 “hits” reproducible

• Extensive evaluation of sLTP

reproducibility in MESA

COPD (N = 317);

• Linking sLTP and standard

emphysema subtypes in

MESA COPD (N=317).

Page 32: Unsupervised Discovery of Novel Emphysema Subtypes

32

Labeling the Unsupervised Localized Texture

Patterns on Large Datasets of Cardiac CT Scans

• Introduced a robust emphysema segmentation framework on cardiac CT scans;

• Proposed a deep learning based domain adaptation [2] for robust lung texture learning.

• Labeled emphysema texture patterns on 17,039 longitudinal cardiac and full-lung CT scans.

Challenges working with

cardiac CT Scans

Overview of Method

[1] Jie Yang et al., Emphysema Quantification on Cardiac CT Scans Using Hidden Markov Measure

Field Model: The MESA Lung Study, MICCAI, 2016.

[2] Jie Yang et al., Unsupervised Domain Adaption with Adversarial Learning (UDAA) for Emphysema

Subtyping on Cardiac CT Scans: e MESA Study, ISBI, 2019 (under review).

• Missing apical regions;

• Degraded texture quality;

• Heterogeneous scanner types.

Page 33: Unsupervised Discovery of Novel Emphysema Subtypes

Method Labeling the unsupervised localized texture patterns on large datasets of cardiac CT scans

Adaptation of HMMF-based method

for emphysema segmentation on

cardiac CT scans [1]

1

Measure field 𝒒 Emphysema mask Intensity image

-700

-800

-900

-1000

(HU)

1

0.8

0.6

0.4

0.2

0

𝑷 𝒒, 𝜽 𝑰 =𝟏

𝑹𝑷(𝑰|𝒒, 𝜽)𝑷𝒒(𝒒)𝑷𝜽(𝜽)

𝒒 = measure field

𝑹 = constant

𝜽 = likelihood parameter

HMMF-based segmentation [2]:

1. Parametric models

𝑷(𝑰|𝒒, 𝜽) of intensity

distributions for emphysema

and normal tissue classes.

2. Enforces spatial coherence

via 𝑷𝒒 𝒒 ;

33

Page 34: Unsupervised Discovery of Novel Emphysema Subtypes

Method Labeling the unsupervised localized texture patterns on large datasets of cardiac CT scans

1

34

HU

-1000 -950 -900 -850 -800 -7500

0.01

0.02

0.03

0.04

0.05

Histogram

Skew-normal fit

𝜽𝑵 = [𝝁𝑵, 𝝈𝑵, 𝜶𝑵 𝜽𝑬 = [𝝁𝑬, 𝝈𝑬

Normal lung tissue:

Skew-normal distribution

Emphysema:

Normal distribution

• 𝑪 = clique: 8-connected in 2D.

• 𝝀 = Markovian weight:

• scanner-specific.

• Use longitudinal scans of

healthy population to tune.

Adaptation of HMMF-based method

for emphysema segmentation on

cardiac CT scans [1] HMMF-based segmentation [2]:

1. Parametric models

𝑷(𝑰|𝒒, 𝜽) of intensity

distributions for emphysema

and normal tissue classes.

2. Enforces spatial coherence

via 𝑷𝒒 𝒒 ;

𝝁𝑵

𝝁𝑬

Scanner-specific

Subject-specific

Page 35: Unsupervised Discovery of Novel Emphysema Subtypes

Method Labeling the unsupervised localized texture patterns on large datasets of cardiac CT scans

CNN model to classify ROIs from synthetic cardiac CT scans 2

35

Cardiac CT Scan

Full-lung CT Scan

Synthetic Cardiac CT Scan

Page 36: Unsupervised Discovery of Novel Emphysema Subtypes

36×36×8

Convolution (Conv)kernel size = 3×3×3stride = 1

32@36×36×8

Rectified linear unit

(ReLU)

32@18×18×4 48@18×18×4 48@9×9×2

Fully-connected (FC)

… …

128 128

Softmax

sLTP

Label…

Input: ROIs from synthetic cardiac CT scans

kernel number@ feature map size

Feature output: Operators:

Max-poolingkernel size = 3×3×3stride = 2

Method Labeling the unsupervised localized texture patterns on large datasets of cardiac CT scans

CNN model to classify ROIs from synthetic cardiac scans 2

NN1: feature extractor NN2: image classifier

36

Page 37: Unsupervised Discovery of Novel Emphysema Subtypes

ROIs ! " :

from synthetic

cardiac scans

ROIs ! #:

from real

cardiac scans

… ……

… …

NN1: feature extractor

NN3: domain discriminator

NN2: image classifier

sLTP label

… …

domain label

36×36×8

36×36×8

Method Labeling the unsupervised localized texture patterns on large datasets of cardiac CT scans

Unsupervised domain adaptation with adversarial

learning (UDAA) to classify ROIs from real cardiac scans 3

𝑳𝒕𝒐𝒕𝒂𝒍 = 𝑳𝒄𝒍𝒂𝒔𝒔 − 𝜶 ∙ 𝑳𝒅𝒐𝒎𝒂𝒊𝒏 Loss function:

𝑳𝒄𝒍𝒂𝒔𝒔 = − 𝒚𝒄 ∙ 𝐥𝐨𝐠 (𝒚 𝒄)𝑵𝒔𝑳𝑻𝑷

𝒄=𝟏

𝑳𝒅𝒐𝒎𝒂𝒊𝒏 = − 𝒚𝒅 ∙ 𝐥𝐨𝐠 (𝒚 𝒅) − (𝟏 − 𝒚𝒅) ∙ 𝐥𝐨𝐠(𝟏 − 𝒚 𝒅) 37

Source domain 𝑺

Target domain 𝑻

Page 38: Unsupervised Discovery of Novel Emphysema Subtypes

Data - MESA Lung Study: • N = 6,814 subjects in Exam 1 – Exam 5 (2000 – 2012)

• Exam 1-4: two repeated cardiac CT scans per visit;

38

Experimental Results: HMMF-based Emphysema Segmentation Labeling the unsupervised lung texture patterns on large datasets of cardiac CT scans

%emph in first scan

0 10 20 30 40 50

%em

ph

in

rep

eate

d s

can

0

10

20

30

40

50%emph

-950 ICC=0.980

%emph-950G

ICC=0.981

%emphHMMF

ICC=0.986

%emph-950

%emph-950G

%emphHMMF

%emph

%emph

Higher intra-class correlation

(ICC) on repeated cardiac scans

in Exam 1- 4 (N=9,621)

TPFN

FP%emph

10 20 30 40

Dic

e

0

0.2

0.4

0.6

0.8

1

%emph

10 20 30 40

Dic

e

0

0.2

0.4

0.6

0.8

1

%emph-950

Dice=0.39

%emph-950G

Dice=0.40

%emphHMMF

Dice=0.61

%emph

10 20 30 40

Dic

e

0

0.2

0.4

0.6

0.8

1

%emph

10 20 30 40

Dic

e

0

0.2

0.4

0.6

0.8

1

%emph-950

Dice=0.39

%emph-950G

Dice=0.40

%emphHMMF

Dice=0.61

%emph-950

%emph-950G

%emphHMMF

%emph-950

%emph-950G

%emphHMMF

%emph

Higher Dice overlap

on repeated cardiac scans in

Exam 1- 4 (Ndisease=471)

%emph-950

%emph-950G

TP

FN

FP

%emphHMMF

Example of

emphysema spatial

overlap:

HMMF => less FN

and less FP.

Page 39: Unsupervised Discovery of Novel Emphysema Subtypes

Data - MESA Lung Study: • N = 6,814 subjects in Exam 1 – Exam 5 (2000 – 2012)

• Longitudinal cardiac scans in Exam 1-4 and full-lung scan in Exam 5.

39

Experimental Results: HMMF-based Emphysema Segmentation Labeling the unsupervised lung texture patterns on large datasets of cardiac CT scans

Higher pairwise Pearson’s

correlation 𝒓 on longitudinal

cardiac scans within 18

months (Nnormal=478).

%emph cardiac Exam1

0 10 20 30

%em

ph

ca

rdia

c E

xa

m 2

-4

0

5

10

15

20

25

30%emph

-950 r=0.80

%emph-950C

r=0.83

%emphHMMF

r=0.87

(d)

Steadier emphysema longitudinal

progression (Nnormal=87; Ndisease=238)

• ∆(𝑡) = %𝑒𝑚𝑝ℎ(𝑡) − %𝑒𝑚𝑝ℎ(𝑏𝑎𝑠𝑒𝑙𝑖𝑛𝑒)

Page 40: Unsupervised Discovery of Novel Emphysema Subtypes

40

Experimental Results – UDAA-based Lung Texture Learning Labeling the unsupervised lung texture patterns on large datasets of cardiac CT scans

ROI-level validation accuracy for sLTP labeling and

domain classification in MESA Exam 5 (N=7,816 ROIs)

𝐴𝐶𝐶𝑐𝑙𝑎𝑠𝑠 = sLTP classification accuracy on synthetic ROIs

𝐴𝐶𝐶𝑑𝑜𝑚𝑎𝑖𝑛 = domain classification accuracy of real vs. synthetic ROIs

CNN = training NN1+ NN2 without domain discriminator NN3

UDAA = unsupervised domain adaptation with adversarial training

Slightly lower

sLTP classification

accuracy

Much lower (better)

domain classification

accuracy

ROI-Level Evaluation:

• Synthetic cardiac ROIs in Exam 5 and real

cardiac ROIs in Exam 1-5

36×36×8

Convolution (Conv)

32@36×36×8

ReLU

32@18×18×4 48@18×18×4 48@9×9×2

Fully-connected (FC)

… …

128 128

Softmax

LTP

Label

Input: ROIs fromsynthetic cardiac CT scans

# of kernels@feature size Max-pooling

Input 1: ROIs from synthetic cardiac scans

Input 2: ROIsfrom real cardiac scans

… ……

… …

) ) * : feature extractor

) ) + : domain discriminator

) ) , : image classifier

LTP label

… … domain label

36×36×8

36×36×8

Cardiac Scan

Full-lung Scan

Synthetic Cardiac Scan

Intensity Image LTP Labeling Map

(A) (B)

(C)

Fig. 1: Illustration of the UDAA framework: (A) Generation of synthetic cardiac CT scans; (B) CNN architecture for sLTP labeling on synthetic cardiac CT

scans; (C) Domain adaptation component to learn discriminative image features between synthetic and real cardiac scans.

Table 1: MESA cardiac CT examsalong with splits used to train thedomain adaptation module.

Exam (Year) Ex1 (2000-2002) Ex2 (2002-2004) Ex3 (2004-2005) Ex4 (2005-2008) Ex5 (2010-2012)

# of Helical scans ( train | val | test ) - | - | - - | - | - - | - | - - | - | - 1,146 | 422 | 414

# of MDCT scans ( train | val | test ) 934 | 329 | 2,245 408 | 150 | 983 423 | 151 | 699 152 | 54 | 241 - | - | -

# of EBT scans ( train | val | test ) 748 | 260 | 2,167 271 | 102 | 967 459 | 152 | 772 245 | 83 | 380 - | - | -

Total # of scans evaluated 6,683 2,881 2,656 1,155 1,982

mizes sLTPclassification loss, as:

L t ot al = L cl ass − ↵L dom ai n (1)

where ↵ is a positive weight that defines the relative impor-

tance of the domain-adaptation task for the sLTP classifier.

During training, ↵ is initiated at 0 and is gradually increased

up to ↵m ax using the following schedule [12]:

↵ =2 · ↵m ax

1 + exp(− γ ·p)− 1 (2)

where γ was set to 10, and p is the training progress, lin-

early increasing from 0 to 1. This strategy allows the N Nd

to be less sensitive to noisy signal at the early training

stages. The weight ↵m ax is determined by maximizing the

ACCt ot al = ACCcl ass − ACCdom ai n metric in the valida-

tion set, where ACCcl ass is the sLTP classification accuracy

and ACCdom ai n is the domain classification accuracy.

2.3.2. Domain Discrimination in Longitudinal Setting

While the domain discriminator does not require registered

inputs in DS and DT , there is a risk that the learning process

isbeing driven by population-differences rather than domain-

differences if the sampling is not regulated. We therefore en-

force sampling of ROIs per training batch to come from the

samesubjects and similar locations, matching therelativedis-

tance vectors d i between the center voxels of ROIs x i to the

lung mask bounding box (hence not using fine registration).

In our longitudinal setting, N Nd needs to discriminate syn-

thetic cardiac ROIs in MESA Exam 5 from real cardiac ROIs

in earlier exams. We further constrain the ROIs sampling

for training N Nd, such that the percent emphysema differ-

ence is less than 5% for two ROIs x i 2 S and x j 2 T , if

x i and x j come from same subjects longitudinal scans with

|d i − d j | < 0.1. This excludes pairing ROIs with drastic

changes in inflation level or emphysema progression, which

may introduce some bias when training N Nd.

3. RESULTS

3.1. Exper imental Setting

We use all full-lung HRCT scans and cardiac CT scans in

MESA that have ULN values of percent emphysema [11].

Thisresulted in N = 2,837 subjects in full-lung Exam 5, which

we randomly divide into training St r ai n , validation Sval and

test St est sets with a ratio of 3:1:1. In longitudinal cardiac

exams, subjectsbelonging to St r ai n and Sval areused to opti-

mizetheUDAA framework, whilesubjectsbelonging to St est

and subjects not having HRCT full-lung Exam 5 (i.e. un-

seen during training and validation) are used as longitudinal

test sets to evaluate the sLTP labeling performance. Thefinal

number of cardiac scans evaluated in this study is reported in

Table 1. To measure the influence of the domain-adaptation

task in the UDAA module, we also test a source-only CNN

training (i.e. training only N N f and N Nc using the source

synthetic scans, and applying thetrained model to real cardiac

scans). In validation steps, we measure ACCdom ai n for the

source-only CNN model by adding adomain classifier similar

to N Nd, but setting its gradient to zero when backpropagat-

ing to N N f , so that thedomain classifier doesnot imposeany

effect on the feature extractor.

Data - MESA Lung Study

Page 41: Unsupervised Discovery of Novel Emphysema Subtypes

41

Individual-level reproducibility of sLTP labeling on

longitudinal scan pairs in MESA acquired within a time lapse

<= 48 months

𝑁𝑝 = number of scan pairs;

𝑁𝑘 = number of sLTPs present;

𝜒2 Distance = average 𝜒2 distance

between sLTP histograms in pairs of scan;

Correlation = Spearman’s correlation

between %sLTP, reporting mean, min and

max among sLTPs.

UDAA has generally higher

consistency:

• Significantly better when

scanner type changes.

Experimental Results – UDAA-based Lung Texture Learning Labeling the unsupervised lung texture patterns on large datasets of cardiac CT scans

Individual-Level Evaluation of sLTP

Labeling in MESA Exam 1-5

Page 42: Unsupervised Discovery of Novel Emphysema Subtypes

Summary Unsupervised learning of localized texture patterns for pulmonary emphysema

Robust emphysema segmentation on cardiac CT scans:

• Scanner-specific and subject-specific parameterization.

Consistent lung texture learning on cardiac CT scans:

• Unsupervised domain adaptation with adversarial training;

• Leads to domain invariant feature learning.

Enables:

• Large-scale multi-site longitudinal studies over 10 years of follow-up;

• May facilitate future study for better understanding of the disease progression.

Page 43: Unsupervised Discovery of Novel Emphysema Subtypes

Summary - Contributions and Impact

43

• Unsupervised learning of localized emphysema texture patterns:

• Novel lung shape spatial mapping = a useful tool to study spatial patterns on lung CT.

• Novel discovery of 10 highly-reproducible sLTPs and 6 clinically-significant QES:

• May facility disease understanding and personalized therapy.

• Labeling emphysema texture on cardiac CT scans:

• Robust emphysema segmentation on cardiac CT scans;

• Novel lung texture labeling with domain adaptation on cardiac CT scans:

• Enable usage of widely available cardiac CT scans.

Page 44: Unsupervised Discovery of Novel Emphysema Subtypes

44

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