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University of Groningen New materials by grafting acrylic acid onto cassava starch Witono, Judy Retti Bhawaningrum IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite from it. Please check the document version below. Document Version Publisher's PDF, also known as Version of record Publication date: 2012 Link to publication in University of Groningen/UMCG research database Citation for published version (APA): Witono, J. R. B. (2012). New materials by grafting acrylic acid onto cassava starch. Rijksuniversiteit Groningen. Copyright Other than for strictly personal use, it is not permitted to download or to forward/distribute the text or part of it without the consent of the author(s) and/or copyright holder(s), unless the work is under an open content license (like Creative Commons). Take-down policy If you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediately and investigate your claim. Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons the number of authors shown on this cover page is limited to 10 maximum. Download date: 06-02-2021

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Page 1: University of Groningen New materials by grafting acrylic ...€¦ · product name of graft copolymer as poly A-graft-poly B. 1.2. Starch as a raw material for copolymers The application

University of Groningen

New materials by grafting acrylic acid onto cassava starchWitono, Judy Retti Bhawaningrum

IMPORTANT NOTE: You are advised to consult the publisher's version (publisher's PDF) if you wish to cite fromit. Please check the document version below.

Document VersionPublisher's PDF, also known as Version of record

Publication date:2012

Link to publication in University of Groningen/UMCG research database

Citation for published version (APA):Witono, J. R. B. (2012). New materials by grafting acrylic acid onto cassava starch. RijksuniversiteitGroningen.

CopyrightOther than for strictly personal use, it is not permitted to download or to forward/distribute the text or part of it without the consent of theauthor(s) and/or copyright holder(s), unless the work is under an open content license (like Creative Commons).

Take-down policyIf you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediatelyand investigate your claim.

Downloaded from the University of Groningen/UMCG research database (Pure): http://www.rug.nl/research/portal. For technical reasons thenumber of authors shown on this cover page is limited to 10 maximum.

Download date: 06-02-2021

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New Materials by Grafting Acrylic Acid 

onto Cassava Starch 

 

 

 

Judy Retti Bhawaningrum Witono 

 

 

 

 

 

 

 

 

 

 

 

 

 

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RIJKSUNIVERSITEIT GRONINGEN 

 

New Materials by Grafting Acrylic Acid 

onto Cassava Starch 

 

 

Proefschrift 

 

ter verkrijging van het doctoraat in de 

Wiskunde en Natuurwetenschappen 

aan de Rijksuniversiteit Groningen 

op gezag van de 

Rector Magnificus, dr. E. Sterken, 

in het openbaar te verdedigen op 

vrijdag 21 september 2012 

om 12.45 uur 

 

 

door 

 

 

 

Judy Retti Bhawaningrum Witono 

geboren op 21 juli 1954 

te Bogor, Indonesië 

 

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Promotores      : Prof. dr. ir. L.P.B.M. Janssen 

          Prof. dr. ir. H.J. Heeres 

Copromotor      : Dr. ir. I.W. Noordergraaf 

 

Beoordelingscommissie  : Prof. dr. F. Picchioni 

          Prof. dr. K. Loos 

          Prof. dr. L. Moscicki 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ISBN 978‐90‐367‐5695‐2 

ISBN 978‐90‐367‐5696‐9 (electronic version) 

 

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Dedicated to my beloved:

Witono, Ita&Lie Sie&Angel, Resy&Geri, Dina,

My parents, my sisters and brothers

And

All the women in the world.

 

 

 

 

 

 

 

 

 

 

 

 

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Table of Contents

1. Introduction

1.1. Introduction 1.2. Starch as a raw material for copolymers 1.3. Graft polymerization reactions and initiation methods 1.4. Possible applications of grafted starch 1.5. Thesis outline References

1 2 7 9

12 13

2. An Experimental Design Method to Evaluate Influences of

Process Parameters on the Graft Polymerization of Acrylic Acid to Cassava Starch 2.1. Introduction 2.2. Experimental

2.2.1. Materials 2.2.2. Grafting reactions 2.2.3. Analytical procedures 2.2.4. The design of experiments method

2.3. Results and discussion 2.3.1. Chemistry 2.3.2. Experimental results 2.3.3. Model analysis

2.3.3.1. Add-on 2.3.3.2. Grafting Efficiency (GE)

2.3.4. Determination of the optimal reaction condistions 2.3.4.1. Effect of starch concentration 2.3.4.2. Effect of the mol ratio of starch to monomer 2.3.4.3. Effect of the initiator concentration 2.3.4.4. Effect of the grafting temperature 2.3.4.5. Effect of reaction time 2.3.4.6. Effect of the method of gelatinization 2.3.4.7. Effect of the rate of stirring

2.4. Conclusion Appendix References

22 25 25 25 27 27 30 30 31 31 32 32 33 33 35 36 37 38 39 39 40 41 42

3. Characterization and Analysis of Starch-graft-polyacrylic acid-

products by HPLC and 1H-NMR

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3.1. Introduction 3.2. Experimental

3.2.1. Materials 3.2.2. Synthesis of grafted copolymers of starch with acrylic

acid 3.2.3. Development of the separation method 3.2.4. Instrumental analytical tehniques

3.2.4.1. NMR 3.2.4.2. HPLC 3.2.4.3. FTIR spectroscopy 3.2.4.4. TGA 3.2.4.5. SEM

3.3. Results and discussion 3.3.1. The separation of the reaction product 3.3.2. Quantification of components

3.3.2.1. NMR analysis 3.3.2.2. HPLC analysis

3.3.3. Mass balance calculation 3.3.4. Proof of grafting

3.3.4.1. FTIR analysis 3.3.4.2. TGA analysis 3.3.4.3. SEM photography

3.4. Conclusion References

48 49 49

49 49 50 50 50 51 51 51 51 51 55 55 57 59 60 60 60 61 62 63

4. Water Absorption Potential of Cassava Starch Grafted with

(Poly)-Acrylic Acid in the Presence of a Crosslinker. 4.1. Introduction

4.1.1. General 4.1.2. Swelling mechanisms in hydrogel copolymer 4.1.3. Kinetic analysis of water sorption: theory and

literature overview 4.2. Experimental

4.2.1. Materials 4.2.2. Preparation of the neutralized graft copolymers 4.2.3. Water Absorption Capacity (WAC) measurement 4.2.4. Water Absorption Capacity measurement under

suction 4.3. Results and discussion

4.3.1. Product characterization

70 70 71

72 74 74 74 75

76 76 76

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4.3.2. Gel behaviour of varying Degree of Neutralization (DN) and crosslinker level 4.3.2.1. Effect of the Degree of Neutralization (DN) 4.3.2.2. Effect of time 4.3.2.3. Effect of the amount of crosslinker added 4.3.2.4. Optimum condition with respect to WAC

4.3.3. Water retention of the products under suction from below

4.3.4. Kinetic analysis of water transport 4.4. Conclusion Appendix References

78 78 79 80 82

83 84 85 86 87

5. Kinetic Evaluation of the Graft Copolymerization of Acrylic Acid

onto Starch initiated by Fenton’s Reagent (Fe2+/H2O2) 5.1. Introduction 5.2. Experimental 5.3. Results and discussion

5.3.1. The basic kinetic model 5.3.2. Reactivity ratio 5.3.3. Estimation of the reactivity ratio of graft and

homopolymer radicals from experimental data 5.3.4. The complete kinetic model with the pre-estimated ki’s

incorporated 5.3.5. Comparison of the proposed model with the

experimental data 5.4. Conclusion References

92 93 94 94 96

99

101

103 106 106

6. Degradation of Cassava Starch by the Effect of Fenton’s Initiator

in the Absence of Monomer 6.1. Introduction 6.2. Experimental

6.2.1. Reaction procedure 6.2.2. FTIR spectroscopy

6.3. Results and discussion 6.3.1. Running of the torque meter without load 6.3.2. Effect of the (small) temperature variations on torque

reading 6.3.3. The selection of a suitable starch concentration

112 115 115 115 116 116

117 117

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6.3.4. Reproducibility of the ‘standard’ experiment and comparison to thixotropic effects

6.3.5. Effect of the initiator concentration on starch breakdown

6.3.6. Effect of the ratio of H2O2 to Fe2+ on starch breakdown 6.3.7. An expanded scheme for the operation of Fenton’s

reagent 6.3.8. Does starch degradation also occur in the

polymerization system? 6.3.9. Implication for process design and larger scale reactors 6.3.10. Proof of the oxidation of starch by the initiator

6.4. Conclusion Appendix References

118

119 120

123

125 125 126 128 129 132

7. Rheological Behavior of Starch-g-poly acrylic acid as a Fluid

during the Reaction and Characterization of the Solid Product by Thermomechanical Measurements 7.1. Introduction 7.2. Experimental

7.2.1. Reaction procedure 7.2.2. Torque measurement 7.2.3. Calibration measurements with a rheometer 7.2.4. Determination of Glass Transition Temperature by

DSC analysis 7.2.5. Determination of Glass Transition Temperature by

DMTA analysis 7.3. Results and discussion

7.3.1. Torque versus viscosity measurements 7.3.2. Torque profiles during reaction 7.3.3. Rheokinetics 7.3.4. Mechanical strength of the products

7.4. Conclusion References

136 139 139 139 139

140

140 140 140 142 146 149 153 153

8. Conclusions

8.1. Scientific achievements 8.2. Exploration of product prospects 8.3. Consideration for future research and for larger scale

processing

159 159 163

164

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Samenvatting (Dutch Summary) 167 Summary 173 Acknowlegement List of publications

177 181

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1

Chapter 1

Introduction

1.1. Introduction

The development of industrial polymers started well over 140 years ago, when a process was invented involving the conversion of the natural polymer cellulose to cellulose nitrate [1]. The fascinating history of polymers is only briefly summarized in the form of 'Milestones' in table 1.1.

Date Event 1868 1877 1893 1909 1924 1927 1928 1929 1930 1935 1936 1937 1938 1940 1941 1942 1948 1952 1953 1956 1958

J.W. Hyatt invented cellulose nitrate and the injection-molding machine. A. Kekulè postulated that natural products are long-chain molecules. E.Fisher verified that the structure of cellulose is indeed a macromolecule. L.H. Baekeland invented PF resins (Bakelite). H. Staudinger proposed the linear chain structure for polystyrene. Introduction of cellulose acetate and PVC. O. Röhm commercialized polymethyl methacrylate (PMMA). Introduction of UF resins. First production of polystyrene (PS). W.H. Carothers first synthesized nylon-6,6. Introduction of PAN, SAN, and polyvinyl acetate. O. Bayer invented polyurethanes. P. Schlack invented nylon-6 and epoxy resins. R.J. Plunkett discovered the polymerization of tetraflouroethylene. High-pressure polymerization of ethylene was introduced. G.E. Rochow invented the direct process for the manufacture of chlorosilanes, the raw materials for silicone resins. J.R. Whinfield and J.T. Dickinson invented polyethylene terephtalate (PET). Commercial introduction of PAN fibers (Orlon®). Introduction of ABS. K. Ziegler developed catalysts for the low-pressure polymerization of ethylene. G. Natta used Ziegler catalysts to synthesize stereoreguler polypropylene (PP). H. Schnell invented polycarbonate. A.S. Hay discovered polyphenylene oxide (PPO). Commercial introduction of polyacetal.

Tabel 1.1. Historical development of industrial polymers [1]

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Later, processes were disclosed to polymerize a single type or different types of monomers into unique and valuable polymers. A few examples are polystyrene, as a building material, for electrical/electronic applications, and polyethylene for packaging etc. Important examples of copolymers are acrylonitrile-butadiene-styrene products (ABS-plastic) and styrene-butadiene-rubber (SBR) which is also known as synthetic rubber. Beside the production of polymers with monomers derived mainly from petroleum refining and cracking, also products were developed based on long chain natural polymers. Especially graft polymerization, the introduction of side chains on an existing polymer backbone is interesting. This method allows for improvement of the physical and chemical properties of the original material [2]. So far, graft polymerization onto natural polymers has not been applied in industry, except for a few examples

The product of graft polymerization is sometimes also called a co-polymer, or just grafted polymer. The term grafts however can also refer to the individual side chains attached to the original backbone. In this thesis, backbone and grafts together are designated as the graft copolymer, in line with the copolymer nomenclature introduced by Sperling [3]. He defined the product name of graft copolymer as poly A-graft-poly B.

1.2. Starch as a raw material for copolymers

The application of polymer products in human life has increased steadily over the past century. However, up to date most of the raw materials are based on fossil fuels. These products are generally not biodegradable, leading to environmental problems. For example, in the world’s oceans there are at present large areas were the concentrations of plastic waste are becoming a serious threat for marine life [4]. Also, the sources from fossil fuel are not infinite so at some time in the future, the world will run out of these resources. Natural polymers can be utilized as an alternative feedstock. The most readily available natural polymer besides cellulose [1] is starch. It is a polysaccharide which consists of repeating D-glucopyranose units, linked together by -1, 4 and -1, 6 glycosidic bonds. Starch is usually present in plants and seeds in the form of discrete granules. Starch forming crops are easily grown in almost every region of the world making starch a relatively cheap commodity. World starch production data from the major crops from 2000 to 2009, as collected by the Food and Agriculture Organization of the United Nations [5], are provided in figure 1.1.

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*) estimated data Source : FAOSTAT, Sept. 2010

Figure 1.1. Global annual starch production.

The production of cassava starch is relatively small compared to maize, wheat and rice, and exhibited no significant growth in the past decade. The cassava tuber (Manihot esculenta Crantz) is a tropical crop and is common in the tropical areas of Asia, Africa and South America. In the supplier countries in Asia, cassava has an image of a cheap calorie source for poor consumers because the domestic price is low compared to rice. This results in a stagnancy of the international demand for cassava starch. Until recently, the main industrial outlet for cassava starch was the use as livestock feed and raw material for the sweetener industry. The unbalance between supply and demand lead to low prices of cassava which further suppressed the production. From several regional workshops on cassava in Asia [6, 7] it has become clear that there is potential for the industrial use of cassava starch. However, more research and development is needed into cassava-based products before this potential can be fully utilized.

The production of cassava starch in Indonesia has actually increased in the last decade although the harvested area is almost the same or even slightly declining [8], see table 1.2.

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Year Harvested Area (Ha)

Production (tonnes)

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010*)

1,284,040 1,317,912 1,276,533 1,244,543 1,255,805 1,213,460 1,227,459 1,201,481 1,204,933 1,175,666 1,182,604

16,089,020 17,054,648 16,913,104 18,523,810 19,424,707 19,321,183 19,986,640 19,988,058 21,756,991 22,039,145 23,908,459

*) Forecast. Source: Bureau of Statistics Indonesia, 2011 Table 1.2. Production of Secondary Food Crops in Indonesia

Native starches often have high water sensitivity and lack of mechanical strength, while starch gels are usually unstable over time. To achieve desired product properties for a specific application, the natural polymer has to be modified, either physically or chemically, or enzymatically. Starch can be plasticized to some degree, by blending it with i.e. glycerine or with other synthetic polymers. This approach is applied already, e.g. for packaging materials. However, such mixtures still have shortcomings like poor strength associated with the poor mixing of the hydrophilic starch and the (often) hydrophobic synthetic polymer. These disadvantages can be overcome when the co-feed is chemically attached to starch by covalent bonds, like in grafted copolymers.

Up to now, a general terminology for starch derived from cassava tubers has not been developed yet. Cassava starch is also knows as tapioca starch, terms which are used interchangeably. Usually the product from the grinding of the cassava tuber (dry milling) is called tapioca flour, while starch extracted by wet milling is known as cassava starch. In this study, the term cassava starch refers to starch isolated from cassava tubers by wet milling. That product contains over ca 99% carbohydrates.

A comparison of the physical properties and composition of several commercial starches is presented in table 1.3. Cassava starch has a higher amylopectin content compared to other starches.

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Source Granule Ø

( μ m)

Average Ø

( μ m)

Amylose content

(%)

Amylose a average DP

Tg a,b range ( ° C)

P (%)

Ash (%)

Protein (%)

Lipid (%)

Tapioca Potato Normal corn Waxy corn Wheat

4-35 5-100 2-30 2-30 1-45

15 27 10 10

bimodal

17 21 28 0

28

3000 3000 800 n.a.c 800

65-70 60-65 75-80 65-70 80-85

0.01 0.08 0.02 0.01 0.06

0.2 0.4 0.1 0.1 0.2

0.10 0.06 0.35 0.25 0.40

0.1 0.05 0.7 0.15 0.8

a Approximate values b Gelatinization temperature c not applicable

Table 1.3. Tapioca starch in comparison to some other commercial starches [9]

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This contributes to the formation of soft gels upon gelatinization compared to the more firm gels from other starches. As a consequence, gelatinized cassava starch is flowable during processing. Another factor that differentiates cassava starch from other starches is a low level of contaminants (fat, protein, ash and phosphorous material), which simplifies subsequent modification processes. Sriroth et al. [10] accentuated also the high paste viscosity, high paste clarity and high freeze-thaw stability of cassava starch after cooling, which are favorable properties for many industrial applications. Although cassava starch has these advantages compared to other starches, the use of cassava starch for graft polymerization is still limited, although increasing in recent years [11-13]. Other native starches were more extensively studied for graft polymerization, like maize (corn) [14-27] and potato starch [28-31]. Also reports have appeared with sago [32-35], rice [18] and wheat [36] starches as starting material.

Starch reactions can be performed starting with either granular starch or pregelatinized starch, or (partial) gelatinization can take place during the process. In industry it is usually preferred to work with granular starch to avoid the use of highly viscous gels [37]. In the gelatinized state, the possible starch load would be too limited so that more water has to be removed then, leading to high energy cost. Also, the separation of the product from the resulting gel is more difficult [38]. However, there is also an advantage of working with starch gels. Processing granular starch may be associated with mass transfer limitations since the reactants have to diffuse into the granule. By gelatinizing the starch first, the intrinsic hydrophility of the starch molecules would not only enhance the homogeneity of the grafted product but it also greatly increases the accessibility of every individual anhydrous glucose unit for reactants.

The possible advantages of using starch in the gelatinized state were already reviewed in more detail by Noordergraaf et al. [39] hence they are just summarized here. Park et al. [22] reported studies on grafting acrylic acid onto swollen (this is a state close to gelatinization) and unswollen corn starch at similar conditions, using a mixture of initiators (ammonium persulfate and sodium metabisulfite). With the swollen corn starch, higher conversion and grafting efficiency were obtained, compared to the unswollen starch. The copolymer product from unswollen starch is also inhomogeneous as demonstrated by Gruber et al. [40]. Their microscopic photographs showed that grafting has occurred in the outer shell of the starch granules only. Other publications also confirm a positive influence of pregelatinization. For example, when applying grafted starch as a superabsorbent [41], the highest

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water absorbency is obtained when the starch was pregelatinized prior to grafting. Only few data in literature show a certain contradiction to the general trend that gelatinization improves the grafting result, e.g. Fanta et al. [35]. With acrylic acid and Fe2+/H2O2 initiator, their swollen starch shows a lower add-on (7%) compared to the unswollen starch (12.2%). However, when Ce4+ initiator is used the gelatinized starch performs better.

1.3. Graft polymerization reactions and initiation methods

The most common method to synthesize starch graft copolymers is through the formation of active sites such as free radicals or ions at a certain position on the backbone polymer molecule. The graft copolymerization of acrylic monomers onto natural polymers is almost exclusively performed by free radical add-on polymerization. According to Fanta and Bagley [42], anionic polymerization has been investigated but was not considered successful since only short grafted polymer chains were found. These would be unsuitable for most applications. Perhaps, for some particular applications, e.g. detergent co-builders short grafts might be acceptable when they appear in sufficient frequency. Since no more recent research papers on this type of polymerization applied to starch grafting were found, we focus on the usual method of free radical addition polymerization. The mechanism for initiation by free radicals will be discussed in detail in following chapters (ch.2,ch.6). Even more detailed mechanistic schemes can be found in general reviews e.g. Fanta and Bagley [42]. The review of Berlin and Kislenko [43] also presents many mechanistic as well as kinetic details. Although their work is dedicated to reviewing the abundant literature on graft polymerization onto cellulose, the chemistry as such may not be that different from starch. It is perhaps surprising that analogies with cellulose are never mentioned in articles on starch grafting.

There are two principally different methods to generate free radicals on the starch backbone, e.g. [44-46]. The most common is chemical initiation, e.g. by the ceric ion system (Ce4+/Ceric Ammonium Nitrate) [14, 32, 46, 47], Ammonium or Potassium persulfate [26, 34], Fentons reagent (Fe2+/H2O2) [15, 29], Manganese (Mn4+) [28], etc. Less common is the creation of radical by irradiation of the starch with electron beams [48], UV- [49], γ-rays [50, 51] or microwaves [52, 53]. Among the chemical initiators it is generally assumed that the ceric ion is the most selective initiator since it reacts directly with the starch backbones, creating radicals at the place where they can effectively start a graft polymer attachment [46]. Such a method would suppress homopolymer formation. It is however an expensive reagent, so it would not

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be very suitable for industrial scale applications. The same argument holds for irradiation, apart from the technical and safety issues associated with radiation. Beside the cost aspect of the ceric ion system, from earlier literature studies it was found that the grafting selectivity with acrylic acid is disappointing. This is most clearly seen in a publication of Sugahara et al. [47], who observed that for the use of ceric salt as initiator in the graft copolymerization onto starch. They also found that the monomer reactivity decreased in the following order: AN (acrylonitrile) > AAm (acrylamide) > AA (acrylic acid). From the results of earlier experiments in our laboratory, it was found that for AA, Fentons reagent (Fe2+/H2O2) is the most suitable initiator, giving the highest graft selectivity among other initiators [54].

In the following chapters, the presentation of research results on the specific topic is always preceded by a dedicated overview of the relevant literature. Therefore, in the Introduction chapter, to present only this limited and general survey was considered logical.

The choice of using acrylic acid as a monomer for graft research was already made in preceding projects at Groningen University [38, 39, 54]. The arguments in favor of this monomer are therefore only briefly summarized in the following paragraph below.

There are several advantages of starch grafted with acrylic acid. In section 1.4 it will be demonstrated that there are numerous potential applications for the acidic functionality that is added to starch by grafting it with acrylic acid. Also, SgPAA gives more stable gels compared to starch grafted with other vinylic monomers. In the gels, the acrylic acid generates hydrogen bonds between the carboxylic groups and the hydroxyl groups of starch. Since acrylic acid is completely water soluble, the reaction of this monomer with the initiator and gelatinized starch in water constitutes a more or less homogeneous system. This will be advantageous with respect to reaction rates and ease of operation. However, in the homogeneous system the formation of homopolymer can hardly be avoided [38]. Therefore, the optimization of graft selectivity will be an important issue all along this thesis.

Table 1.4 gives a brief summary of publications from other authors on graft copolymerization of acrylic acid.

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Reference Starch

as backbone

Monomer Initiator

Brockway [16]

Corn

Acrylic acid

Fenton Trimnell et al. [23, 24] γ radiation Park et al. [55] APS & SMBS Athawale & Lele [15] CAN El-Rafie et al. [17] KBrO3 & TUD Bayazeed et al. [56] PP Fanta et al. [36] Wheat Fenton Mostofa [21] Rice KMnO4 Sangsirimongkolying et al. [57]

Cassava Ascorbic acid

Kaur & Sharma [4] Sago γ radiation Geresh et al. [58] γ radiation &

CAN Eromosele et al. [59] Cocoyam CAN

Notes:

APS – ammonium persulphate SMBS – sodium metabisulfite CAN – cerric ammonium nitrate TUD – tiourea dioxide PP – potassium persulphate Table 1.4. Graft copolymerization of acrylic monomer acid onto different kind of

starch. An overview research articles in literature.

1.4. Possible applications of grafted starch

In many of the numerous publications on the grafting of vinyl monomers onto natural polymer like starch, application prospects of the end-product have been reported. Some of these were already covered in general reviews [44, 46, 60]. We made a more detailed list with possible applications related to the structure of the copolymer and of the monomers used, which can be seen in table 1.5.

The wide variety in monomers and mixtures of monomers and other components, as it appears in the scheme below reflects the many possibilities for application of grafted starches. In many of these, there is an important role for acrylic acid monomer, either or not in combination with other monomers. Since a specific application for the grafted cassava starch have not yet been selected, it was a logical choice to link up with the knowledge from previous work at the RUG and also select acrylic acid as a monomer for the present research project.

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The application of hydrogels based on starch-graft-acrylic acid has been reviewed specifically by Athawale and Lele [61]. The capacity of the product to absorb water, the controlled release of the absorbed water along with the water-soluble substances e.g. drugs or fertilizers as well as their rubbery consistency, these properties generate many potential applications. Among others these include personal care products, water control during the construction of buildings, food preservative, medical applications and agricultural applications. Since this is perhaps the most important of options for the application of SgPAA, a more detailed study into the preparation and properties of water absorbing material from cassava starch was incorporated in this project. Another interesting application is as thickening agents [74]. Therefore in the present program also a study of the rheological properties of SgPAA products was carried out.

Although grafting polymerization on the backbone of synthetic polymer has been successful in terms of industrial production, such larger scale applications with grafting onto natural polymer have hardly even been discussed in the open literature. There has been a lot of research work and some patents can be found, among others the patent from Masuda et al. [41]. Buchholz and Graham [62] in their book “Modern Superabsorbent Polymer Technology”, give a little information of this SANYO process - the only process to produce grafted starch (with acrylic acid) that has been in commercial operation for some time. From this information and general chemical engineering sense it can be predicted that this process will not have operated smoothly and probably will not have been able to maintain a consistent product quality. It is a fact that the market for superabsorbent materials is completely taken over by fully synthetic PAA [62]. However, the aspect of variations in feedstock and product quality is a general issue or perhaps just the challenge of working with natural materials.

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End-product Graft Copolymer details

Flocculants in water treatment Superabsorbent applications (in personal care products, industry and agriculture) Textile and paper industry applications ( such as thickener, coating, sizing agent) Controlled drug delivery Co-builder

Starch-g-acrylic acid [63, 64]; starch-g-acrylamide/sodium allylsulfonate [65]; starch-g-acrylamide [66]; starch-g-acrylamide/xanthate [67]. Hydrolized starch-g-polyacrylonitril [68], starch-g-acrylamide [14]; starch-g-acrylic acid [57]; starch-g-acrylonitrile [69]; starch-g-acrylic acid/acrylamide [70]; starch-g-acrylic acid/sodium humate [71]; starch-g-acrylamide/attapulgite (mineral powder) [31, 72]; carboxymethyl cellulose-g-acrylic acid/acrylamide [73]; starch-g-poly(2-hydroxy ethyl acrylate-co-sodium acrylate) [74]. Mixtures of starch-g-acrylamide and starch-g-acrylic acid/acrylamide [75]; starch-g-acrylonitrile [76]; starch-g-acrylic acid composite [18, 77]. Starch-g-acrylonitrile/acrylic acid/methyl acrylate [58]. Starch-g-vinyl acetate [78], grafted copolymers of unsaturated carboxylic acids on starch derivatives [79].

Table 1.5. Application potentials of natural polymer-based copolymers

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1.5 Thesis Outline

The reports on the research topics that were included in this program will be divided over the Thesis as follows:

Chapter 2 describes the screening of eight of the process variables which appear as the most important ones, from studying the existing grafting literature. A Design of Experiment “Fractional Full Factorial” approach was applied and the results were analyzed using a Design Expert 6.0.6 program. By this method the key parameters could be explored that have the most pronounced influence on the reaction results. These are defined as usual in grafting literature but refer to the general reaction engineering parameters yield, conversion and selectivity. Furthermore the results of this study were used as a basis for most of the grafting reaction in the other Chapters of this Thesis.

Chapter 3 defines the method of the characterization that has been developed for this SgPAA product, using carefully tuned separation of the grafted starch from the homopolymer. After that, HPLC (high-performance liquid chromatography) and NMR (nuclear magnetic resonance) were applied on the separated fractions. It resulted in a well-defined scheme for quantitative analysis of the reaction products and the result parameters as defined in Ch.2.

Chapter 4 describes an in-depth study about one of the prospectfull properties of starch-graft copolymer i.e. application as a superabsorbent. A parallel study was done with starch-graft-acrylic acid copolymer without and starch-graft-acrylic acid with a polymerization cross-linker (N,N’-methylenebisacrylamide). Water absorption was measured with and without mechanical force exerted on the materials that were obtained. The results of these experiments were expanded with a mathematical analysis of the rate of absorption and the governing mechanism (diffusion-osmosis versus chain relaxation).

In Chapter 5, a kinetic model is constructed based on literature and the steps in the reaction scheme. The reactivity ratio between the first radicals created at the starch and on the monomer is a new element and used to predict graft selectivity and graft efficiency. The model calculations are examined and compared to the results from dedicated experiments.

Chapter 6 describes the investigations on the effect of Fenton's initiator on the cassava starch in the absence of monomer. Apparent viscosity changes during the initiation of starch radicals are tested under several conditions. FTIR spectra are used to confirm oxidative degradation of starch molecules.

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Chapter 7 describes the investigations on several rheological aspects of the graft reaction and its products. The use of a combined stirrer-torque meter presents the opportunity to monitor the apparent viscosity of the reaction mixture in situ, which is unprecedented in graft literature. Also, a relation between the kinetics of the reaction and the rheological properties of the mixture during reaction is studied. Model calculations are examined and compared to results from dedicated experiments. In order to diversify the potential for application of grafted starch products, the mechanical properties of the product either as a starch graft copolymer or starch graft composite (copolymer + homopolymer or crosslinked copolymer) are investigated as well.

Chapter 8 gives a summary of the most important findings of this research program as they have been reported in the other chapters. Also, a discussion is started to indicate options for future investigations into potential applications and the follow-up research needed.

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39. Noordergraaf, I.W., H.J. Heeres, and L.P.B.M. Janssen, Initiation Methods for the Grafting of Acrylic Acid Monomers onto Starch. A Review (to be published), 2008, University of Groningen

40. Gruber, E., Alloush, S., John, K., Schurz, J.. , Structure and Properties of Grafted Potato Starch. I. Morpholgy and Solubility. Die Staerke/Starch, 1972. 8: p. 251-259.

41. Masuda, F., Nishida, K., Nakamura, A., Water Absorbing Starch Resins, in United States Patent, U.S. 4076663, Editor 1978, Sanyo Chemical Industries, Ltd.

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42. Fanta, G.F., Bagley, E.B., Starch, graft copolymers, in Polymer Science and Technology, suppl.2, H.F. Mark, Bikalis, N.M., Editor 1977, Interscience: New York.

43. Berlin, A.A., Kislenko, V.N., Kinetics and mechanism of radical graft polymerization of monomers onto polysaccharides. Progress in Polymer Science, 1992. 17: p. 765-825.

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47. Sugahara, Y., Ohta, T., Synthesis of Starch-graft-Polyacrylonitirile Hydrolyzate and Its Characterization. Journal of Applied Polymer Science, 2001. 82: p. 1437-1443.

48. Ruckert, D., Cazaux, F., Coqueret, X., Electron-beam processing of destructurized allylurea–starch blends: Immobilization of plasticizer by grafting. Journal of Applied Polymer Science, 1999. 73(3): p. 409-417.

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54. Vellinga, A., De Bepaling van een Geschikt Initiator Systeem voor de Productie van Poly-acrylzuur Gegraft Zetmeel (master degree thesis), in Chemical Engineering1999, University of Groningen: Groningen.

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57. Sangsirimongkolying R., D.S., Kiatkamjornwong S, Pilot-Scale Production of Highly Water Absorbing Polymer From Native Cassava Starch by Hydrogen Peroxide-Ascorbic Acid Initiation. J Sci Res Chula Univ, 1999. 24(1): p. 1-12.

58. Geresh, S., Gilboa, Y., Peisahov-Korol, J., Gdalevsky, G., Voorspoels, J., Remon, J. P., Kost, J., Preparation and characterization of bioadhesive grafted starch copolymers as platforms for controlled drug delivery. Journal of Applied Polymer Science, 2002. 86(5): p. 1157-1162.

59. Eromosele, I.C., Eromosele, C. O., Ayinde, K. S., Adegoke, O., Graft copolymerization of acrylic acid onto cocoyam starch by ceric ion in the presence of N,N′-dimethylacetamide. Journal of Applied Polymer Science, 2008. 110(5): p. 2676-2680.

60. Stannett, V.T., Fanta, G.F., Daone, W.M., Chatterjee, P.K., Ch. IX. Polymer Grafted Cellulose and Starch, in Absorbent Technology, P.K. Chatterjee, Gupta, B.S., Editor. 2002, Elsevier Science B.V. p. 323-347.

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66. Singh, R.P., et al., Biodegradable drag reducing agents and flocculants based on polysaccharides: Materials and applications. Polymer Engineering & Science, 2000. 40(1): p. 46-60.

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68. Weaver, O., Montgomery, R.R., Miller, L.D., Sohns, V.E., Fanta, G.F.,Doane, W.M., A Practical Process for the Preparationof Super Slurper, a starch-based Polymer with a Large capacity to absorb Water. Starch - Stärke, 1977. 12: p. 410-413.

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74. Pourjavadi, A., M. Samadi, and H. Ghasemzadeh, Fast-swelling Superabsorbent Hydrogels from Poly(2-hydroxy ethyl acrylate-co-sodium acrylate) Grafted on Starch. Starch - Stärke, 2008. 60(2): p. 79-86.

75. Jones, D.A. and L.F. Elmquist, Starch Graft Polymers. II. Preparation of Graft Polymers Containing Acrylamide and Acrylic Acid and Evaluation as Textile Print Paste Thickeners. Starch - Stärke, 1972. 24(1): p. 23-27.

76. Carr, M.E., Preparation and Application of Starch Graft Poly(vinyl) Copolymers as Paper Coating Adhesives. Starch - Stärke, 1992. 44(6): p. 219-223.

77. Bayazeed, A., Elzairy, M.R., Hebeish, A., Synthesis and Application of New Thickeners. Part I: Preparation of Poly(Acrylic Acid)-Starch Graft Copolymer Starch/Stärke, 1989. 41(6): p. 233-236.

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78. Buchholz, S.D., Klaus; Kirschey, M.; Wolf, H., New polymeric laundry detergents (Ge: Neuartige Waschmittelpolymere). SOFW journal, 1997. 123(4): p. 236,239 - 240,242,244.

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Chapter 2

An Experimental Design Method to Evaluate Influences of Process Parameters on the Graft Polymerization of Acrylic Acid onto Cassava Starch

Abstract:

The graft copolymerization of cassava starch with acrylic acid was investigated using a free radical initiator system (Fe+2/H2O2 redox system) in water. A comprehensive understanding of the important variables and their interaction was obtained by applying an experimental design method. The selected variables are starch concentration (5-10%), temperature (40-800C), starch to monomer ratio (0.5-2.0 mol AGU/mol), ferrous ammonium sulfate (FAS) concentration (3x10-3-10x10-3 mol Fe2+/l), FAS to H2O2 ratio (0.1-1.1 mol/mol); stirring speed (200-400 rpm); reaction time (30-180 min) and the method of gelatinization (with and without addition of NaOH). The important responses are: grafting efficiency, add-on and monomer conversion. It appeared that temperature, starch concentration and the starch-to-monomer ratio have the most pronounced influence on the add-on and grafting efficiency. Monomer conversion was always close to 100% hence no parameter influences could be discriminated here. Moderate reaction temperatures (400C) and high starch concentration (10%) are optimal with respect to add-on and grafting efficiency. A low starch to monomer ratio favored add-on but decreased graft efficiency, leading to too much (up to 90%) homopolymer. These findings may be used to optimize the production of cassava starch-acrylate polymers and to gain insight in the process-product property interactions.

Keywords:

Cassava starch, Experimental Design Approach, Grafting, Mathematical modeling, Optimization, Copolymerization of acrylic acid.

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2.1. Introduction

The utilization of natural resources like starch and cellulose as a substitute for fossil resources derived materials is growing rapidly. To meet the product properties of many end-products, starch and cellulose modifications are inevitable. A well-established chemical modification of these polymers is graft copolymerization. For example, Stannett [1] reported that grafting cellulose (cotton) with acrylic acid, led to an increase in water absorbency of native cellulose from 4 cm3/g to 26 cm3/g. Similarly, by grafting corn starch [2] with acrylic acid, the starch performed better when used as sizing agent in cotton weaving. Especially its removal after the printing process was improved, from ca. 20% for native starch to ca. 80% for the grafted starch.

Various articles on the grafting of vinyl monomers (like acrylic acid, acrylamide, acrylonitrile and also derivatives of acrylic acid, methyl acrylate, methyl methacrylate) onto natural starch have been published. More specifically, grafting of acrylic acid onto starch offers the prospect of replacing many current applications of polyacrylic acid, by more biodegradable products based on renewable raw materials. Examples are the use as a superabsorbent polymer [3-8], as platforms for controlled drug delivery [9], as an additive in paper and textile manufacturing [2, 10], and as thickeners for printing cotton fabric [11]. More recently, Willet [12] reviewed research on starch grafting with the main focus on water-insoluble monomers.

In this chapter, we report on the use of cassava starch for the synthesis of starch-acrylic acid graft copolymers. Cassava starch is abundantly available in tropical regions. In 2008 Indonesia produced over 21 million ton of cassava roots (30% of the total production in Asia) [13]. The Asian contribution to the total world cassava production itself is ca 33% at that time [14], as shown in Fig. 2.1. A gelatinized solution of cassava starch has a low and uniform viscosity and this property facilitates processing considerably compared to other gelatinized starches [15].

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Figure 2.1. Cassava production in the world in 2008

The reaction scheme of the free-radical induced reaction between starch and acrylic acid is given in Figure 2.2, in the form of structural formulas. The reaction is typically performed in water as the solvent, using a radical initiator system like Fe2+/H2O2 [16], S2O8- [17, 18] or Ce4+ [16]. The main side product is the homopolymer of acrylic acid.

Figure 2.2. The grafting reaction of acrylic acid with (cassava) starch

Even though a large number of reports on this subject has been published [2-6, 9-11, 16, 17, 19-41], there is not a comprehensive understanding of the grafting process yet. Also, limited research has been conducted on the grafting of acrylic monomers onto cassava starch [6, 19, 34].

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Therefore we use literature information on grafting of other vinyl monomers as well in this introductory overview. From this literature it appears that the important variables are the state of the starch (either gelatinized or granular), the starch to monomer ratio, the initiator concentration, the reaction temperature and time.

There are conflicting experimental data on the effect of starch gelatinization pretreatment. Most of these data show that the use of gelatinized starch instead of native starch improves the add-on and graft selectivity. Only in the work of Fanta et al. [16], acrylonitrile, methyl methacrylate and acrylamide graft polymerized better with granular starch compared to gelatinized starch. Still, for acrylic acid the results seem independent of starch granule swelling. Meanwhile, Rånby [42] found that in the graft copolymerization of acrylonitrile onto starch, either granular or gelatinized gave the same add-on (50%). With gelatinized starch however, longer grafts at lower graft frequency were found. Gelatinization of thermally treated starch mixed with sodium hydroxide (NaOH) gave also a good result on grafting acrylic acid onto hydrolyzed starch as reported by Hebeish [43]. That work indicates that homopolymer formation is largely suppressed with increasing NaOH addition. In this work we chose to use the starch in the gelatinized state only, but the method of gelatinization, either by adding NaOH or thermally, is considered as a reaction variable.

Most of the researchers report on the influence of the absolute concentration of monomer used in the graft copolymerization reaction [2, 3, 10, 16, 24, 26, 28, 32, 33, 35, 38, 39]. We think however that the ratio of starch to monomer is a more important factor than the absolute concentrations. Most of the literature data show that higher amounts of monomer give the highest add-on. Different initiator concentrations and other reaction conditions gave different add-on values however. This one example shows that it is very difficult to use the classic approach of observing the optimum value of one variable while keeping all other variables constant. This is a reason that we chose to use the Experimental Design method.

The concentration of initiator was usually in the range 3x10-3-11x10-3 mol/L. Some researchers report that high add-on is achieved by using a low concentration like Athawale [3], Vera Pacheco [39], and Park [32], but contradictive to this, Vazquez [38] report a high add-on by using a high initiator concentration.

Research activities on the graft polymerization of acrylic acid to starch so far have not taken into account the complication that arises from the many possible interactions among process variables. A complete study of all of the

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parameters and their interactions however would increase the number of experimental runs beyond practical limitations. The Experimental Design- method provides for a way out of this dilemma. By applying this method in the underlying work, most of the possible variations of the reaction conditions and their interactions could be included in a limited number of experiments.

2.2. Experimental

2.2.1. Materials

The native cassava starch used in this study was produced by PT. Sungai Budi, Lampung and was kindly supplied by PT. AVEBE Indonesia, Cikampek, Indonesia with a purity of 99.93%. Acrylic acid (glacial, 99.5%, stabilized with 200±20 ppm monomethyl ether of hydroquinone - MEHQ) was kindly supplied by BASF PETRONAS Chemicals, Sdn. Bhd., Malaysia and was used without further purification. FAS (Ferrous Ammonium Sulfate), H2O2 (Hydrogen Peroxide) 30% and acetone were reagent grade chemicals and were used as received.

2.2.2. Grafting reactions

The grafting reaction of acrylic acid with cassava starch was performed in a 1 L isothermal batch reactor, equipped with an overhead stirrer and a six-bladed turbine impeller. The reactor was surrounded by a water jacket, allowing control of the reaction temperature. The set up of the equipments can be seen in figure 2.3. The pre-determined amount of cassava starch was loaded to the reactor and suspended in distilled water to a slurry concentration of either 5% or 10% granular starch in 500 g mixture. The contents were stirred under a N2 atmosphere throughout the reaction. For the runs using NaOH, the base was added simultaneously with the starch. The slurry was heated to 700C and kept at this temperature for a period of 25 minutes to facilitate homogeneous gelatinization. After that, the gelatinized starch was cooled to 400C or heated up to 800C, depending on the run. Subsequently the appropriate amount of acrylic acid was added at once. The copolymerization reaction was initiated by the addition of FAS and H2O2. The H2O2 was added 5 minutes after the addition of the ferrous salt. Radical creation and subsequently the polymerization reactions, start when the peroxide is entered. After the desired reaction time, the reaction was ceased by adding 2 ml of 0.1 M hydroquinone dissolved in water and the contents

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were stirred for another 10 minutes before opening the reactor. The conditions for each individual experiment are listed in Table 2.1.

Figure 2.3. The set up of grafting copolymerization equipment

The grafted starch was separated from the unreacted acrylic acid (AA) and AA homopolymer by washing a representative sample of 20 g from the reaction contents with 80 ml of acetone p.a. for several times until no AA and polyacrylic acid (PAA) could be detected in the supernatant (vide infra). The product precipitated either as a gum or as a powder depending on the product properties. The product was separated from the supernatant by centrifugation (5000 rpm) and subsequently dried in a vacuum oven at 600C, 50 mbar for 1 h.

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2.2.3. Analytical procedures

The supernatant containing AA residue and homopolymer PAA was analyzed by a Hitachi HPLC system LaChrom Elite consisting of an L-2100 pump, an L-2200 autosampler, an L-2300 column oven, an L-2490 refractive index detector and a Zorbax PSM 60 column. The mobile phase was a diluted solution of sulphuric acid (5 mM) used at a flow rate 1 ml/min. The column was operated at 400C. The amount of grafted and ungrafted starch was determined using a 1H-NMR technique. More details will be provided in the next chapter (ch. 3) The spectra were recorded in D2O (deuterated water) on a 300 MHz Varian AMX NMR machine (Varian, Palo Alto, CA, USA) at 600C.

2.2.4. The design of experiments method

To obtain an integrated understanding about the influence of all process variables on important reaction parameters, all the possible variations of process variables should be tested experimentally. By applying an Experimental Design Method (also known as Design of Experiment - DOE) [19, 40, 44] the number of experiments can be minimized. A 2 level fractional factorial with 8 independent variables/factors was selected [45]. With this design approach only the effect of the main factors and two factors interactions have been observed and interactions of higher order were not included. The number of experiments was 32. All experiments were carried out in duplicate. The design was divided into 4 blocks. A blocking system was conducted to eliminate expectable variations such as small differences in the raw materials (starch). Each block was conducted with starch from the same batch. The eight process variables were: the gelatinization method, starch concentration, the ratio of starch to monomer, FAS concentration, and the ratio of FAS to H2O2, temperature reaction, reaction time and stirring speed. For each of variables a low and a high value was selected on the basis of literature data and previous experience in our group. These values are listed in Table 2.1.

The usual parameters to characterize results of chemical reactions (conversion, yield and selectivity) are not commonly used in the literature on starch grafting. In order to be able to compare our results to data from other authors we prefer to use those common grafting parameters [16, 20, 32, 36, 39]. Their relation to more usual chemical engineering parameters is discussed accordingly. The following parameters will be used to monitor the responses of the system according to the design of experiment method:

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(A) Graft Efficiency (GE):

x100%HPwt.ofgPAAwt.of

gPAAwt.ofGE

(2.1)

In this equation, gPAA is the amount of poly acrylic acid grafted onto starch and HP is the amount of homopolymer of polyacrylic acid. Graft efficiency expresses the selectivity of the main reaction with respect to the most important byproduct homopolymer.

(B) Degree of grafting copolymerization or add on:

x100%PAAgStwt.of

gPAAwt.ofonadd

(2.2)

where St-g-PAA is the amount of copolymer of starch grafted with acrylic acid. The parameter add-on represents the yield of desired product. It is common to define it as the fraction (%) of the total of desired product.

(C) Grafting Ratio (GR):

Graft Ratio is grafted polymer with respect to the original amount of starch. Since GR and add on are closely connected, it is better to use only one of these result yardsticks and we selected the parameter “add on”.

(D) Monomer conversion:

x100%chargedAAwt.of

HPwt.ofgPAAwt.ofconversion

(2.3)

Where AAcharged means the amount of monomer charged into the system. Starch conversion is not an item since the chance that one of the long starch chains does not get at least one graft attachment is very low.

The gPAA (grafted polyacrylic acid) data are obtained from an NMR analysis. The NMR spectra refer to the mol ratio of gPAA to the St. By assuming that the starch is not degraded during the polymerization reaction; the gPAA in the copolymer can be determined. The amount of homopolymer formed (HP) as side product is determined by HPLC analysis. HPLC also allows tor the amounts of unreacted AA to be determined. Full details of the analytical method are reported in the next chapter.

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Variable Units Low High

A: NaOH

B: [Starch]

C: St : AA

D: [FAS]

E: FAS:H2O2

F: Temperature

G: Time

H: Stirring Speed

% (wt/wt. starch)

% wt

mol AGU/mol

mol/l

mol/mol 0C

Min.

rpm

0

5

0.5

3 x 10-3

0.1

40

30

200

5

10

2.0

10 x 10-3

1.1

80

180

400

Table.2.1.The selected levels for the various factors

The effect of the process variables on each response was analyzed statistically using Analysis of Variance (ANOVA). The sampling distribution was assumed to be a normal distribution. The standard factorial model is given in Eq.2.4:

kx

jkx

7

1j

8

1jk jkβix

8

1i iβ0βy

(2.4)

Where y = the observed response and n the regression coefficient

associated with the factor (reaction variable) in the model, which is obtained by statistical analysis of the data, and xn = the factor in the model. To ensure that the assumptions of normality and constant variance (observed versus predicted value) were met, the results were plotted on parity plots. For evaluating the significance of effects, the F-test was applied. The sum of squares due to error (SSE) was calculated using Eq. 2.5,

BCSSABSSBSSASSTSSESS (2.5)

The total sum of squares (SS total) has been calculated using Eq. 2.6.a,

n

2a

1i

b

1j

n

1p ijpy..a

1i

b

1j

n

1pijp2y..TSS

(2.6.a)

Where a and b are the number of A and B factors respectively and n is the number of experiments.

The sum of squares for any main effect (SSA, SSB… SSH) was calculated using Eq. 2.6.b,

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n

2a

1i

b

1j

n

1p ijpy..a

1i bn

2b

1j

n

1p ijpy..

ASS

(2.6.b)

The sum of squares for interaction effect (SSAB, SSAC …) is calculated using Eq. 2.6.c,

.........BSSASSa

1i n

2a

1i

b

1j

n

1p ijpy..b

1j n

2n

1p ijpy

ninteractioSS

(2.6.c)

Since the 2-level interaction was selected in this experimental design, the mean square (MS) for the main effect and the interaction effect was equal to the sum of squares (SS). Using the analysis of variance (the F-test), the significance of the effect of the main factors (the reaction variables) and the interaction of two factors could be determined. The calculations used Eqs. 2.5, 2.6.a -2.6.c. The F- value could be calculated as the ratio of the mean squares of the treatments (MStreatments) to the mean squares of the error (MSerror). If the variance from the observed response (F-value) on a certain parameter was less than F (1, 14) at the 95% confidence interval, it could be said that the effect of that parameter was not significant. The data processing and the calculations were conducted using the Design Expert 6.0.6 version software.

2.3. Results and discussion

2.3.1. Chemistry

The grafting reaction of vinyl monomers onto starch involves a number of steps (Figure 2.4). The first step in the sequence is the formation of hydroxyl radicals by reaction of Fe2+ with hydrogen peroxide. This hydroxyl radical reacts with starch to form a starch radical. Subsequently, reaction with acrylic acid results in the formation of acrylic grafts on the starch backbone. However, the OH radical not only reacts with starch but may also serve as an initiator for acrylic acid homopolymerization. Clearly, conditions have to be selected in such a way to promote grafting on starch and reduce the tendency for homopolymerization. This means that the GE and the add-on should be maximized.

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Figure 2.4. Reaction scheme for the grafting copolymerization of starch with acrylic acid

2.3.2. Experimental results

A compilation of the experiments and responses is given in Appendix A. Run 17-32 are the duplicates of runs 1-16 and all duplicates showed an error margin of less than 5%. The add-on, GE and monomer conversion were found in the range 0-17%; 0-44% and 89-100% respectively. Compared to other research on grafting reactions of acrylic acid to starch, the add-on value is relatively high. Trimnell [36] reported maximum values of 11.2% for corn starch whereas Fanta [16] reported a maximum value of 12.2%. However, for these studies different reaction conditions and initiator systems were used. The other grafting parameters were not explicitly reported or were defined on the basis of other definitions. For instance the GE in these studies represents the ratio of total reacted monomer with respect to the monomer charged, different from our definition (Eq. 2), making comparison cumbersome.

2.3.3. Model analysis

The effects of the various process variables on the important reaction result parameters were modeled using a statistical approach (see sub chapter 2.2.4. for details). Monomer conversion was always very high, close to 100%, so it is impossible in fact to predict which variables gave a significant effect to that response. The modeling results for each response are provided in the following paragraph.

Fe2+ + H2O2

Fe3+ + OH•

initiator

+starch

+ St

+monomer

+ AA

St• + n AA → St-AA-AA-AA-etc

AA• + nAA → AA-AA-AA-AA-etc.

Ungrafted homopolymer

Grafted polymer

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2.3.3.1. Add-on

The relevant factors affecting the add-on value are the starch concentration, starch to acrylic acid ratio, initiator (FAS) concentration and grafting temperature, whereas the others are negligible. The add-on value is increased by performing the reaction at high starch concentrations, low temperature, and a low starch to monomer ratio and a high FAS intake. The following model best described the experimental data:

add on = 2.930 + 1.133 x [Starch] -1.665 x (St : AA) + 310.5 x [Initiator I] – 0.09857 x Temp (2.8)

A parity plot (Figure 2.5) shows that the agreement between the model and the experiments is satisfactory.

Figure 2.5. Parity plot showing the modeled and experimental add-on values

2.3.3.2. Grafting Efficiency (GE)

Only three factors have a significant effect on the GE, the concentration of starch, the starch to acrylic acid ratio and the temperature. The GE is best described by the following model equation:

GE = −7.385 + 3.426 x [Starch] + 7.110 x (St : AA) – 0.1643 x Temp. (2.9)

Thus, a high starch intake and a high starch to AA ratio and a low temperature have a positive effect on the GE. A parity plot (Figure 2.6) for this response also confirms that the agreement between model and observed data is satisfactory.

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Figure 2.6. Parity plot showing the modeled and experimental GE values

2.3.4. Determination of the optimal reaction conditions

In this section we will consider those conditions which give the best results of the grafting parameters. The optimum condition can be determined based on the chemical reaction, desired product properties and economic considerations. In most chemical reactions including grafting copolymerization, the selectivity is the most importance response. In this study, it is represented by grafting efficiency (GE). High GE shows that the reaction to generate the desired product has occurred while the formation of side product (homopolymer) is suppressed. But, if we focus on the product properties related with their application, the amount of grafted polymer represented by add-on is the most importance response. The optimum condition here is determined based on the highest add-on and GE that could be achieved, within the selected range of the variables.

2.3.4.1. Effect of starch concentration

In this work, the values of add-on and GE obtained at 10% starch concentration are higher than at 5%, where more homopolymer is formed (see Fig. 2.7). If starch concentration is too low, apparently the kinetic probability of a starch molecule to be attacked by initiator is competing with the monomer which may also be more susceptible to the free radicals (see ch.5). The add-on value at 10% starch concentration depends also on the other parameters but could be up to 17.3%. It may still be possible to gain a higher add-on value when starch concentration would be increased beyond 10%.

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This could not be tested in the equipment used, because a much higher starch concentration leads to a strong increase in viscosity and therefore decreased the uniformity of the mixture.

Figure 2.7. Add on and GE as a function of the starch concentration [Starch: AA=0.5; FAS conc. =3x10-3mol/mol AGU; FAS:H2O2=1.1 mol/mol;

T=400C; t=180min.; 200 rpm]

In most research papers, the effect of starch concentration on the graft reaction was not a main focus. Other authors usually work with a constant amount of starch in solvent and the reaction. We can only compare to results from other batch reactor studies, which does apply however to the majority of literature reports. The concentration of granular or gelatinized starch (wheat, potato, sago, cassava, corn) selected for all kind of grafting copolymerization was usually in the range 1% - 5% [3, 6, 21, 22, 25, 26, 28-33, 38]. Some authors used a higher concentration of starch ( 10%), but the add-on result was also not satisfactory. E.g, Fanta et al. [16] and Trimnel et al. [36] found lower values of add-on of acrylic acid (12.2 % and 11.2 respectively) than our result (17.3%) at a starch concentration of ca. 10%. Because this is the same starch concentration as used by us, the differences illustrate the importance of studying the combined effect of other parameters as well, like monomer concentration, reaction temperature, etc.

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2.3.4.2. Effect of the mol ratio of starch to monomer

As already explained, the ratio of starch with respect to monomer is not commonly considered as a reaction variable in many reports. In a majority of grafting studies, the monomer concentration is used as a variable.

Figure 2.8. Add on and GE as a function of the ratio of starch to monomer [Starch conc. =10%; FAS conc. =3x10-3mol/mol AGU; FAS: H2O2=1.1

mol/mol; T=400C; t=180min.; 200 rpm]

In this work however, the ratio of starch to monomer (with fixed starch intake) was found to be a very important variable since it has a significant effect on the add-on and GE. Fig.2.8 shows that add-on is higher at low ratio starch to monomer compared to high ratio, whereas graft efficiency shows an opposite trend. High add-on value (17%) is obtained at the low level of the ratio starch to AA (0.5 mol AGU/mol), and high GE (44 %) is found at the high level of St:AA (2 mol AGU/mol). At low ratio, the amount of the acrylic acid in the system is larger than the amount of starch, so the chance of acrylic acid to collide with other molecules and react is larger as well. Activation of the monomer molecules than both enhances grafting and homopolymerization. This result creates a dilemma: by increasing the amount of monomer, the add-on increases but as a consequence the amount of homopolymer formed increases too.

In literature reports on graft polymerization, regardless whether the ratio between starch to monomer [2, 29, 30] or the absolute amount [2, 3, 10,

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21, 23, 24, 26, 31-33, 37, 38] was considered, there was always an optimum ratio or an optimum specific amount of monomer found. Beyond that, the values of add-on would be stable or decrease gradually. For example, Lutfor [30] and Kiatkamjornwong [6] found that at a starch to monomer (acrylonitrile - AN and acrylic acid/acrylamide - AA/AM, respectively) ratio of 1 : 4, the percentage of grafting achieved the highest value. However, the highest water absorbency capacity of the copolymer was at ratio starch 1 : 2 [6], which may be explained by phenomena described by Buchholz [46] and has been discussed elsewhere [47]. At a low starch to monomer ratio, the high amount of homopolymer formed is more difficult to separate from the grafted system, probably due to physical entanglement of high molecular weight polymer chains. Therefore, the percentage add-on measured below the ratio 1 : 2 may be inaccurate and we did not explore beyond that ratio.

2.3.4.3. Effect of the initiator concentration

The low and high levels of FAS used in this experiment are shown in Table.1. The results showed that the larger amount of FAS only slightly improves the add-on and has no effect on GE. From these results it can be interpreted that the minimal amount of Fe2+ needed to induce the copolymerization was already obtained at the low level. Excess use of Fe2+ did not increase grafting but only induced a stronger yellow-brownish color of the mixture due to oxidation of Fe2+ into the much less soluble Fe3+. The statistical calculation from this study also confirms that the initiator concentration has almost no effect on the grafting parameters (see Fig.2.9). Although the concentration of Fe2+ at high level gave no clearly different results compared to the low level, for further experiments we prefer to use the higher concentration. Then there are just more radicals that can start the polymerization reactions. The ratio of Fe2+ to H2O2, or initiator I and II shows no significant effect on the reaction results add-on and GE, but we prefer to use 10:1 excess of H2O2 also since it enhances radical production. The validity of this choice was later confirmed by the experiments on starch breakdown by the initiator as reported in chapter 6 about Degradation of Cassava Starch by the Effect of Fenton’s Initiator in the Absence of Monomer.

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Figure 2.9. Add on and GE as a function of the initiator (FAS) concentration [Starch conc. =10%; starch: AA=0.5; FAS:H2O2=1.1 mol/mol; T=400C;

t=180min.; 200 rpm]

2.3.4.4. Effect of grafting temperature

In Fig.2.10 it can be seen that the percentages of add-on and grafting efficiency decreased with an increase of the temperature. With Fe2+/H2O2 as an initiator in this present experiments, 400C gives a higher grafting yield compared to the reaction carried out at 800C. From the GE result it can be seen that at higher temperatures more of the homopolymer is formed. This finding is in agreement with the grafting of acrylic acid onto corn starch in aqueous isopropanol solution by Park et al. [32]. It is contradictory however to the findings of Vazquez et al. [38] and Sangramsingh [33], who stated that there was no graft polymerization found below 600C with methacrylic acid monomer and Fe2+/H2O2 and CAN as initiator, respectively. El-Rafie [23] found that the grafting maize starch with AA using potassium bromate (KBrO3) and thiourea dioxide at low temperature (300C) achieved a high total monomer conversion (~ 100%). They seem to have found higher homopolymer amounts at 300C compared to the reaction at higher temperatures. This would be contradictory to our results. Hebeish and Khalil [2, 28] with KMnO4 as initiator and Lutfor [30] with ceric ammonium nitrate (CAN) reported that 500C was the optimum temperature for the grafting copolymerization. Beyond that temperature, grafting leveled off. Apparently, the optimal temperature for the grafting reaction is very dependent on the initiation system.

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Figure 2.10. Add on and GE as a function of the grafting temperature [Starch conc. =10%; starch: AA=0.5; FAS conc. =3x10-3mol/mol AGU; FAS:

H2O2=1.1 mol/mol; t=180min.; 200 rpm]

2.3.4.5. Effect of reaction time

The result from our experiments using acrylic acid as a monomer is that a reaction time of 3 hr is more effective than the shorter period (30 min). It can be seen in Fig.2.11 below. Like many other polymerizations, graft copolymerization exhibits a fast initial rate which slows down with time. At a longer reaction time, this effect is probably leveled out. So a more homogeneous product can be achieved. Additionally, Khalil et al. [17] reported that the reaction time depends on the polarizability of the monomer, as well as on its solubility, affinity of the monomer to starch and ability to diffuse into the starch. The reaction rate decreased in the following order: AM>AN>MA>AA. When AN was used as a monomer, the reaction time was 60-90 min. [17, 28, 30], whereas this value for AA was 120-240 min. [3, 32]. This last values show resemblance to our results.

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Figure 2.11. Add on and GE as a function of the reaction time [Starch conc. =10%; starch: AA=0.5; FAS conc. =3x10-3mol/mol AGU; FAS:

H2O2=1.1 mol/mol; T=400C.; 400 rpm]

2.3.4.6. Effect of the method of gelatinization

When the starch is gelatinized, the hydrogen bonds between starch molecules are broken which greatly increases the accessibility towards reaction, of the individual Anhydrous Glucose Units (AGU). This can be achieved by adding NaOH to the starch in suspension or just thermally by heating the suspension beyond the gelatinization temperature for a certain period, in our work 25 minutes. In our experiments the use of NaOH for starch gelatinization gave a poorer result compared to thermal gelatinization at all conditions.

2.3.4.7. Effect of the rate of stirring

In our experimental results it was found that the rate of stirring during reaction is not a significant factor; it does not influence the grafting result parameters very much. Since in our work the starch is pregelatinized, mass transfer inside particles is no subject here. The role of stirring is to overcome the high viscosity of the system in order to maintain the homogeneity of the mixture. Our result shows some disagreement with Hebeish et al. [2]. They found a large influence of the rate of stirring in the range of 200 rpm - 400 rpm, on the total conversion of graft copolymerization of acrylic acid onto corn and rice starch. They however did not report other graft parameter results so the comparison cannot be completed.

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2.4. Conclusions

By using a Design of Experiment 2-level fractional factorial, 8 variables in the grafting of acrylic acid onto cassava starch could be screened. Temperature, starch concentration and the ratio between starch and acrylic acid were found the most significant variables, i.e. showing the largest effect on the results of the grafting reaction. The optimum temperature with respect to add on and grafting efficiency, within the range of this study is 400C and the optimum starch concentration is 10%. The optimum ratio of starch with respect to acrylic acid should be investigated further to find a trade-off value between the desired output values add on and GE. The best results were always obtained when gelatinization was done thermally, without the addition of NaOH. From the range selected, the higher level of FAS concentration (0.01 mol/l) slightly influenced add-on but not GE. However, the tested variations in the ratio of FAS to H2O2, the reaction time and the speed of stirring did not have a very significant influence on the results. Monomer conversion was always near 100% at all conditions chosen.

Appendix

Overview of experiments and responses

1) In.I (initiator I) = amount of ferro ammonium sulfate (FAS/Fe2+)

2) In.II (initiator II) = amount of hydrogen peroxide (H2O2)

3) Calculated by eq. 1

4) Calculated by eq. 2

5) Calculated by eq. 3

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Run Gel.method [Starch] %w

St : AA molAGU/mol

[In. I] 1) (10-3) mol/kg

[In.I : In.II]2) mol/mol

Temp. 0C

Time min.

Stirring sp. rpm

add on 3)

% GE 4)

% Mon.conv.5)

% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32

- - -

+NaOH +NaOH +NaOH +NaOH

- -

+NaOH -

+NaOH -

+NaOH -

+NaOH +NaOH +NaOH

- +NaOH +NaOH

- - - - -

+NaOH +NaOH

- -

+NaOH +NaOH

10 5 5 10 5 5 10 10 10 10 5 5 10 5 5 10 5 5 10 10 10 5 5 10 5 10 10 5 5 10 5 10

2.0 2.0 0.5 2.0 0.5 2.0 0.5 0.5 0.5 0.5 2.0 2.0 2.0 0.5 0.5 2.0 0.5 2.0 0.5 0.5 2.0 2.0 0.5 2.0 0.5 0.5 2.0 2.0 2.0 2.0 0.5 0.5

10 3 10 3 3 10 10 3 10 3 10 3 3 10 3 10 3 10 3 10 3 3 10 10 3 10 10 3 10 3 10 3

0.1 1.1 0.1 1.1 1.1 0.1 0.1 1.1 1.1 0.1 1.1 0.1 0.1 1.1 0.1 1.1 1.1 0.1 1.1 0.1 1.1 1.1 0.1 0.1 0.1 1.1 1.1 0.1 1.1 0.1 1.1 0.1

40 40 80 40 80 40 80 80 40 40 80 80 80 40 40 80 80 40 80 80 40 40 80 40 40 40 80 80 80 80 40 40

30 180 180 30 180 180 30 30 180 180 30 30 180 30 30 180 180 180 30 30 30 180 180 30 30 180 180 30 30 180 30 180

400 400 400 200 200 200 200 400 200 400 200 400 200 400 200 400 200 200 400 200 200 400 400 400 200 200 400 400 200 200 400 400

6.8 4.1

0 0.7 2.7 4.9 7.0 0.7 17.3 7.1 2.0 2.4 8.1 9.7 5.9 4.0 3.2 5.3 1.1 8.7 2.9 3.7

0 6.5 3.4 17.3 1.5 1.3 2.4 8.6 11.2 10.0

33.6 19.2

0 3.3 3.1 22.9 8.6 0.8 25.5 8.8 9.0 10.9 40.9 12.4 7.1 18.8 3.7 25.3 1.2 11.0 13.3 17.0

0 31.7 5.8 25.6 6.7 5.9 9.3 44.1 14.8 12.9

98.5 88.8 99.3 93.9 96.3 97.8 99.4 93.4 99.0 98.5 97.5 96.4 99.1 99.0 99.5 97.0 97.4 97.1 95.7 98.9 98.2 100 99.1 97.9 99.6 97.9 96.3 97.8 96.0 98.2 99.6 99.6

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References

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2. Hebeish, A., El-Rafie, M.H., Higazy, A., Ramadan, M.A., Poly(Acrylic Acid)-Starch Composites. A Key for Improving Sizeability and Desizeability of Starch from Cotton Textiles. Starch/Stärke, 1992. 44(3): p. 101-107.

3. Athawale, V.D., Lele, V., Graft Copolymerization onto Starch. II. Grafting of Acrylic Acid and Preparation of it's Hydrogels. Carbohydrate Polymer, 1998. 35: p. 21-27.

4. Athawale, V.D., Lele, V., Factors Influencing Absorbent Properties of Saponified Starch-g-(acrylic Acid-co-acrylamide). Journal of Applied Polymer Science, 2000. 77: p. 2480-2485.

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7. Sangsirimongkolying, R., Damronglerd, S., Kiatkamjornwong, S., Pilot-Scale Production of Highly Water Absorbing Polymer From Native Cassava Starch by Hydrogen Peroxide-Ascorbic Acid Initiation. J Sci Res Chula Univ, 1999. 24(1): p. 1-12.

8. Thornton, et al., Acidic Superabsorbent Polysaccharides US Patent 6765042, 2004.

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10. Mostofa, K.M., Graft Polymerization of Acrylic acid onto Starch using Potassium Permanganate Acid (Redox System). Journal of Applied Polymer Science, 1995. 56: p. 263-269.

11. Bayazeed, A., Elzairy, M.R., Hebeish, A., Synthesis and Application of New Thickeners. Part I: Preparation of Poly(Acrylic Acid)-Starch Graft Copolymer Starch/Stärke, 1989. 41(6): p. 233-236.

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12. Willett, J.L., Starch in Polymer Compositions, in Starch: Chemistry and Technology, 3rd ed., J. BeMiller and R. Whistler, Editors. 2009, Academic Press, Elsevier.

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14. FAOSTAT. FAO Statistical Database. 2010 Sept.02, 2010 [cited 2011 April 15]; Available from: http://faostat.fao.org.

15. Breuninger, W.F., Piyachomkwan, K., Sriroth, K., Tapioca/Cassava Starch: Production and Use, in Starch: Chemistry and Technology, 3rd ed., J. BeMiller, Whistler, R., Editor. 2009.

16. Fanta, G.F., Burr, R.C., Doane, W.M., Russell, C.R., Influence of Starch Granule Swelling on Graft Copolymer Composition. A Comparison of Monomers. Journal of Applied Polymer Science, 1971. 15: p. 2651-2660.

17. Khalil, M.I., Mostafa, Kh.M., Hebeish, A. , Graft Polymerization of Acrylamide onto Maize Starch Using Potassium Persulfate as Initiator. Die Angewandte Makromolekulare Chemie, 1993. 213: p. 43-54.

18. Hebeish, A., Bayazeed, A., El-Alfy, E., Khalil, M.I., Synthesis and Properties of Polyacrylamide-Starch Graft Copolymers. Starch - Stärke, 1988. 40(6): p. 223-229.

19. Aravindakshan, P., Kumar, V.G., Effect of Grafting with Acrylic Monomers on the Viscosity, Gelatinization Temperature, and Granule Swelling Characteristics of Starch. Journal of Applied Polymer Science, 2002. 84: p. 528-534.

20. Athawale V.D., R.S.C., Graft Polymerization: Starch as a Model Substrate. J.M.S. - Reviews in macromolecular chemistry and physics, 1999. C39(3): p. 445-480.

21. Brockway, E., Efficiency and Frequency of Grafting of Methyl Methacrylate to Granular Corn Starch. Journal of Polymer Science: Part A, 1964. 2: p. 3721-3731.

22. Burr, R.C., Fanta, G.F., Doane, W.M., Russell, C.R., Graft Copolymers of Starch and Mixtures of acrylamide and Acrylic Acid. Journal of Applied Polymer Science, 1976. 20: p. 3201-3204.

23. El-Rafie, M.H., Zahran, M.K., El Tahlawy, Kh.F., Hebeish, A., A Comparative Study of the Polymerization of Acrylic Acid with Native and Hydrolyzed Maize Starches Using a Pottasium Bromate-thiourea Dioxide Redox Initiation System. Polymer Degradation and Stability, 1995. 47: p. 73-85.

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24. Fakhru'l-Razi, A., Qudsieh, I.Y.M., Wan Yunus, W.MD.Z., Ahmad, M.B., Graft Copolymerization of Methyl Methacrylate onto Sago Starch Using Ceric Ammonium Nitrate and Potassium Persulfate as Redox Initiator Systems. Journal of Applied Polymer Science, 2001. 82: p. 1375-1381.

25. Fanta, G.F., Burr, R.C., Russell, C.R., Rist, C.E., Copolymers of starch and Polyacrylonitrile. Influence of Granule Swelling on Copolymer Composition under Various Reaction Conditions. Journal of Macromolecular Science Chemistry, 1970. A4(2): p. 331-339.

26. Fares, M.M., El-faqeeh, A.S., Osman, M.E., Graft Copolymerization onto Starch-I. Synthesis and Optimization of Starch Grafted with N-tert-Butylacrylamide Copolymer and its Hydrogels. Journal of Polymer Research 2003. 10: p. 119-125.

27. Goňi, I., Gurruchaga, M., Valero, M., Guzman, G.M., Graft Polymerization of Acrylic Monomers onto Starch Fractions. I. Effect of Reaction Time on Grafting Methyl Methacrylate onto Amylose. Journal of Polymer Science: Polymer Chemistry Edition, 1983. 21: p. 2573-2580.

28. Khalil, M.I., Mostafa, Kh.M., Hebeish, A., Synthesis of Poly(Methacrylic Acid-)Starch Graft Copolymers Using Mn-IV-acid System. Starch/Stärke, 1990. 42(3): p. 107-111.

29. Liu, M., Cheng, R., Wu, J., Ma, C., Graft Copolymerization of Methyl Acrylate onto Potato Starch Initiated by Ceric Ammonium Nitrate. Journal of Polymer Science: Part A: Polymer Chemistry, 1993. 31: p. 3181-3186.

30. Lutfor, M.R., Sidik, S., Haron, J., Rahman, M.Z.A., Ahmad, M., Modification of Sago Starch by Graft Copolymerization. Effect of Reaction Conditions on Grafting Parameters International Journal of Polymeric Materials, 2003. 52: p. 189-201.

31. Mehrota, R., Rånby, B., Graft Copolymerization onto Starch. IV. Grafting of Methyl Methacrylate to granular Native Potato Starch by Manganic Pyrophosphate Initiation. Journal of Applied Polymer Science, 1978. 22: p. 3003-3010.

32. Park I.H., S.S.Y., Song B.K., Gratf polymerization of acrylic acid onto corn starch in aqueous isopropanol solution. Die Angewandte Makromolekulare Chemie, 1999. 267: p. 20-26.

33. Sangramsingh, N.M., Patra, B.N., Singh, B.C., Patra, C.M., Graft Copolymerization of Methyl Methacrylate onto Starch Using a Ce(IV)-Glucose Initiator System. Journal of Applied Polymer Science, 2004. 91: p. 981-990.

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34. Sangsirimongkolying R., D.S., Kiatkamjornwong S, Pilot-Scale Production of Highly Water Absorbing Polymer From Native Cassava Starch by Hydrogen Peroxide-Ascorbic Acid Initiation. J Sci Res Chula Univ, 1999. 24(1): p. 1-12Pilot-scale production, hydrolyzed cassava starch-g-poly(acrylic acid), bench scale experiment, hydrogen peroxide, ascorbic acid.

35. Shukla, S.R., Atalye, .R., Graft_copolymerization of Glycidyl Methacrylate onto Cotton Cellulose. Journal of Applied Polymer Science, 1994. 54: p. 279-288.

36. Trimnell, D., Stout, E.I., Grafting Acrylic Acid onto Starch and Poly (vinyl Alcohol) by Photolysis. Journal of Applied Polymer Science, 1980. 25: p. 2431-2434.

37. Trimnell, D., Fanta, G.F., Salch, J.H., Graft Polymerization of Methyl Acrylate onto Granular Starch: Comparison of the Fe+2/H2O2 and Ceric Initiating Systems. Journal of Applied Polymer Science, 1996. 60: p. 285-292.

38. Vázquez, B., Goňi, I., Gurruchaga, M., Valero, M., Guzmán, G.M., A Study of the Graft Copolymerization of Methacrylic Acid onto Starch Using the H2O2/Fe++ Redox System. Journal of Polymer Science: Part A: Polymer Chemistry, 1989. 27: p. 595-603.

39. Vera-Pacheco, M., Vázquez-Torres, H., Canché-Escamilla, G., Preparation and Charcterization of Hydrogels Obtained by Grafting of Acrylonitrile onto Cassava Starch by Ceric Ion Initiation Journal of Applied Polymer Science, 1993. 47: p. 53-59.

40. Wang, Z., Liu, Z., The Optimization of Synthesizing Graft Copolymer of Starch with Vinyl Monomers. Journal of Wuhan University of Technology, 2006. 21(2): p. 83-87.

41. Zahran, A.H., Williams, J.L., Stannett, V.T., Radiation grafting of acrylic and methacrylic acid to cellulose fibers to impart high water sorbency. Journal of Applied Polymer Science, 1980. 25(4): p. 535-542.

42. Rånby, B., Rodehed, C., Water vapor absorption and aqueous retention of hydrolyzed starch polyacrylonitrile graft copolymers — “superabsorbent starch”. Polymer Bulletin, 1981. 5(2): p. 87.

43. Hebeish, A., Zahran, M. K., El-Rafie, M. H., El-Tahlawy, K. F. , Preparation and characterisation of poly(acrylic acid) starch polyblends. Polymers & Polymer Composites, 1996. 4(2): p. 129-141.

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44. Arayapranee, W., Prasassarakich, P., Rempel, G.L., Factorial Experimental Design for Graft Copolymerization of Styrene and Methyl Methacrylate onto Styrene-Butadiene Rubber. Journal of Applied Polymer Science, 2006. 100: p. 2867-2874.

45. Montgomery, D.C., Design and Analysis of Experiments, 3rd ed. 1991: John Wiley & Sons, Inc.

46. Buchholz, F.L., Graham, A.T., (Eds.), Modern Superabsorbent Polymer Technology. 1998: John Wiley & Sons, Inc. 180.

47. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M Superabsorbent Properties of Cassava Starch Grafted with (Poly) Acrylic Acid. in 8th World Congress of Chemical Engineering. 2009. Montreal, Canada.

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Chapter 3

Characterization and Analysis of Starch-graft-polyacrylic acid-products by HPLC and 1H-NMR

Abstract

The grafting of acrylic acid (AA) onto cassava starch in an aqueous medium initiated by Fenton (Fe2+/H2O2) has been studied. The result of the reaction is observed through the determination of percentage add-on and grafting efficiency (GE), representing the yield and the selectivity of the reaction. The analysis of the reaction product is a challenge however, all at first to separate the grafted starch from the ungrafted homopolymer and also from unreacted monomer and initiator residues. For this separation, an appropriate solvent has been selected with dedicated testing from the range methanol, ethanol, acetone, dioxane, 2-propanol, and 1-propanol. Acetone shows the best performance in many respects. It has a high solving power for the homopolymer, as well as the highest yield of precipitation for the starch derivatives and it is the most economic in use. After the separation procedure, the synthesized graft copolymers are characterized by proton 1H-NMR while homopolymer and unreacted monomer are determined by HPLC. Proof of grafting has been obtained from FTIR and TGA analyses. The mass balance calculation shows a systematic error which appears fairly consistent: 18.0 ± 2.5 wt%. A correction factor for this was applied on the calculations of the graft result parameters. Still, the low standard deviation means that the method we developed has a high level of repeatability, in the order of 97%.

Keywords:

Grafted cassava starch characterization, Homopolymer polyacrylic acid separation, 1NMR, HPLC, Proof of grafting.

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3.1. Introduction

Quantitative analysis of the products of grafting of starch with acrylic acid is a challenge that has not been solved to full satisfaction yet. At least, there is no clear and satisfactory recipe available in literature. Many early characterizations of the grafted starch products were based on gravimetric and titration analysis [1]. Usually, starch graft copolymer and the homopolymer were separated by extraction with an excess of a solvent. The commonly used solvents are water [2-4], methanol [5-8] , ethanol [9, 10], acetone [11] or mixtures thereof. The remaining material containing starch with grafted synthetic polymer was then analyzed through several methods. One of the first analytical techniques in literature is the determination of the carboxyl content by titration, as introduced by Daul et al. [12]. The quantitative separation of the homopolymer is the bottleneck in all of these methods. Another method to determine the amount of grafted PAA is to disconnect the grafts from the starch again by Soxhlet’s extraction [5, 9, 11] using an organic solvent, e.g. DMF, ethanol or methanol. The grafted PAA ends up in the solvent, whereas the starch can be determined gravimetrically by weighing as a precipitate. This method needs an unpractical long time (24 hours) while it is still unclear whether all of the grafted PAA is really detached. This uncertainty renders the 'heavy extraction' method at least not very reliable. Also, there are several steps involved which can cause loss of material further reducing the accuracy of this method.

More certain is a different approach to graft detachment. In this method the reaction product was hydrolyzed for several hours by acids like hydrochloric acid [10, 13], sulfuric acid [14], acetic acid and perchloric acid [11] or enzymatic e.g. by diazyme L-30 (Burr et al. [3]). In this way starch is completely broken down and the resulting small carbohydrate fragments are dissolved. The amount of grafted copolymer is then determined by carboxyl content analysis [9, 10, 15, 16]. The long starch breakdown times makes this analysis not very efficient however.

In the present work, we developed a method which can reduce analysis time as well as the amounts of chemicals used and at the same time increase the accuracy of the result. The major challenge for the analysis is separation of the homopolymer and other components from the starch with the grafted PAA. A good separation would allow for the use of the quantitative instrumental analytical methods. The selection of a proper solvent-precipitant is therefore a key element of the present work.

In the solid fraction, depleted of homopolymer, the amount of grafted PAA onto the starch is determined by nuclear magnetic resonance (1H-NMR)

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like already applied by Marsman et al. [17]. This method is new in application to graft polymerization. It has been used by Cutié at al. [18] and Ma et al. [19] to monitor the conversion in the polymerization of AA sec. The liquid fractions from the subsequent separation steps were subjected to HPLC to measure the amounts of PAA homopolymer and unreacted AA.

Some tests with FTIR and TGA were performed on the grafted product, to obtain further evidence for true grafting. SEM photography was applied as well, to obtain a visual image of the structures of the starch and the grafted products.

3.2. Experimental

3.2.1. Materials

Technical grade solvents were used as supplied by Acros (Belgium). Analytical grade acetone (Labscan, Ireland) and hydrochloric acid, sulfuric acid, deuterated water (D2O), trifluoroacetic acid (TFAA) from Fluka, Germany, were used as received. For calibrations we used analytical grade chemicals: standard polyacrylic acid with molecular weight 450.000 (0.1% crosslinked) and 1800 respectively and acrylic acid (99.5%, extra pure, stabilized) purchased from Sigma-Aldrich, Germany. The acrylic acid monomer for the polymerization reactions was kindly supplied by BASF, Germany/Malaya.

3.2.2. Synthesis of grafted copolymers of starch with acrylic acid

Graft copolymers were synthesized from cassava starch and acrylic acid monomer, at a range of reaction conditions. A representative reaction was carried out at 40°C in an aqueous solution with 5 or 10 wt% of pregelatinized starch and a range of molar ratio of starch to monomer 0.5 up to 2.0. Fe2+/H2O2 were used as an initiator. Further details of the reactor and equipment were reported before [20] and in ch.2. After a certain time the reaction was ceased by adding hydroquinone as inhibitor and the mixture was cooled to room temperature.

3.2.3. Development of the separation method

The reaction result is a viscous sticky product. To disentangle the polymer chains of grafted PAA and homopolymer is the challenge for the separation procedure. The suitability of a number of organic solvents (ethanol, methanol, acetone, 1.4-dioxane, 1-propanol and 2-propanol) to

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precipitate starch while keeping the PAA and unreacted monomer in solution was tested with a titration method. Samples consisting of 2 g starch in 198 g distilled water (1% w/w starch solution) at pH =7 were titrated by pure water and different mixtures of solvent and water (80%, 60%, 40%, and 20%). Similar treatments were done at pH=1.5 and the turbidity of the solution were monitored visually. To check the accuracy of separation procedure, the precipitation capacity of PAA was also tested, with a solution of 1 % PAA in water.

3.2.4. Instrumental analytical techniques

3.2.4.1. NMR

The precipitate from the separation procedure, i.e. the fraction containing the SgPAA was analyzed with 1H-NMR. A sample of dried grafted starch was suspended into deuterated water (D2O) at 1.0 to 2.5 w/w %. The mixture was heated in a water bath (60°C) and shaken till clear homogenity. NMR spectra of these samples were recorded on a Varian AMX 300 MHz machine (Varian, USA) with a 90 0 pulse and a relaxation delay time of 12.0 seconds.

3.2.4.2. HPLC

The supernatants from the separation procedure in which grafted starch is precipitated were analyzed by HPLC. In this work was used a Hitachi HPLC system LaChrom Elite (Hitachi, Japan), consisting of an L-2100 pump, an L-2200 autosampler, an L-2300 column oven and an L-2490 refractive index detector.

In previous work in the analytical group of our laboratory, it was found that the HPLC columns RP 8, RP 18, Spheresorb 5 CN, Lichrosorb 10 diol, Hypersil 5 APS-2, SAX and Aminex HPX 87 H did not perform to full satisfaction. The Zorbax PMS 60 High Performance Size Exclusion Chromatography (HPSEC) column from Agilent showed the best performance for the separation of PAA and unreacted AA monomer. This column is packed with small (5 m) porous silica micro spheres, has an internal diameter of 6.2 mm ID and a length of 250 mm. These small particles provide for a rapid (5-15 minutes) molecular size separation with high resolution. It is suitable to separate a molecular weight range between 5x102 – 1x104 Dalton.

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3.2.4.3. FTIR spectroscopy

Fourier Transformation Infra Red (FTIR) analyses were carried out using a Spectrum 2000 FT-IR Spectrometer (Perkin Elmer, Norwalk, CT, USA) in the range 4000-400 cm-1. The IR spectra for grafted starch and PAA polymer were recorded on a diamond plate with 50 scans and a resolution of 4 cm-1.

3.2.4.4. TGA

The thermo balance used was a type 7 TGA-instrument from Perkin Elmer. A heating rate of 10°C/min was applied and the samples were decomposed under a nitrogen atmosphere. Several samples were tested: native starch, grafted starch and a physical mixture of PAA and native starch.

3.2.4.5. SEM

Scanning Electron Microscope (SEM) was performed using a Jeol 6320 F Scanning Electron Microscope. Before analysis, the sample was milled into a fine powder which was then covered with a palladium/platinum conductive layer of 3 μm thickness, created using a Cressington 208 sputter coater.

3.3. Results and discussion

3.3.1. The separation of the reaction product

The product of the reaction of starch with acrylic acid consists of grafted starch, homopolymer and unreacted monomer. For the development of the separation procedure, tests with various solvents were performed with a model substrate, a physical mixture of starch and acrylic acid. For this purpose, six solvents which have a known capability of precipitating starch were selected: ethanol, methanol, acetone, 1.4-dioxane, 1-propanol and 2-propanol. Titration-precipitation was performed as discussed in section 2.3, at pH = 7 and 1.5 by pure water and different mixtures of solvent and water (80%, 60%, 40%, and 20%). The total amount of solvent mixture that has to be added to achieve separation has been determined. Results can be seen in Figures 3.1 (a-f). All organic fluids give a good precipitation capacity for starch both at pH = 7 and pH = 1.5. It can be seen that the solubility of PAA is usually good at acidic conditions (pH<1.5) but at neutral pH the homopolymer tends to precipitate too, depending on the solvent-water ratio. Considering this, it was decided that acidification of the sample mixture prior to separation of its components should be incorporated as a standard step in the total analytical procedure.

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Figure 3.1. The solubility of starch and polyacrylic acid in different solvents in 0-100% mixing ratios with water

(♦ starch, ▲PAA-pH=7, ■ PAA - pH=1.5)

(a) Solubility of starch and PAA in Ethanol/water

(b) Solubility of starch and PAA in Methanol/water

(c) Solubility of starch and PAA in Acetone/water

(d) Solubility of starch and PAA in 1,4-dioxane/water

(e) Solubility of starch and PAA in 1-propanol/water

(f) Solubility of starch and PAA in 2-propanol/water

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It appears that in acetone, 1-propanol and 2-propanol, starch can be precipitated completely in a 60% mixture of the solvent with water, whereas in ethanol and methanol 70% is needed. In 1, 4-dioxane, starch only fully precipitates at 90% solvent concentration. Along all concentrations of 1-propanol and 2-propanol, PAA is insoluble at neutral pH. For ethanol and acetone, the solubility of PAA at pH=7 starts to decrease at 10% solvent concentration, for methanol and 1, 4-dioxane at 20%. As a conclusion, acetone, 1-propanol and 2-propanol have a similar performance for the intended separation. Since acetone is the least expensive of these chemicals, it is the solvent-precipitant of choice for the intended separation of the reaction product.

Some authors [2, 3] have used water as a solvent for the separation of the PAA homopolymer, from granular grafted starch. This is only suitable however for AA and low molecular weight of PAA. For the high MW of PAA molecules, which might be produced during grafting, the solubility of PAA is reduced in line with the increase of its molecular weight [21]. In our work it was however found useful to use 20% water in acetone solvent, in one of the washing cycles, to remove residual initiator salts.

To determine the necessary number of extraction steps as well a control of the effectiveness of the separation procedure, five blends of 1% virgin starch and different amounts of PAA were analyzed by 1H-NMR, after extraction with acetone. The extraction was run five times. The 2nd extraction used 80% acetone in water; all other steps were done with 100% acetone. After 5 times extraction, no PAA polymer could be found in the supernatant fluid, which means that five times extraction is certainly enough to remove the homopolymer thoroughly from the reaction product.

After the method was well developed, real reaction products could be subjected to the separation procedure. In these tests, unreacted AA was usually traced up no further than in the fluid from the 2nd extraction and not in the supernatants of the following extractions. The PAA polymer was still traced in the fluid, at some samples even after the 4th extraction. Therefore and according to the tests with blends, a 5th extraction was performed, to ensure that all polymers were removed. The analytical procedure developed as a standard for the treatment of reaction samples is shown in Fig. 3.2.

The standard protocol is as follows. A portion of 20 g, considered to be a representative sample from the reactor contents after the reaction, is acidified with 1M HCl until pH = 1.5. To remove salts (initiator residues), unreacted acrylic acid and the homopolymer, the sample is washed thoroughly by 80 ml of 100% acetone until the precipitate agglomerates. Both

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the grafted and ungrafted starch precipitate in this step. After 15 minutes centrifugation at 6000 rpm, the supernatant is decanted. Then the residue is washed again with 80 ml of a 80% acetone/20% water mixture to remove any remaining salts, followed by the same procedure. In the third to fifth washing cycles we use pure acetone, to remove water in the residue as well as any remaining acrylic acid monomer and homopolymer. At last, the residue is dried in a vacuum oven at 50-600C until constant weight. The dried sample consisting of starch graft copolymer and maybe some unreacted starch is subsequently milled into small pieces, ready for the NMR analysis. All of the decanted solutions consisting of acetone, water, dissolved AA, salts and PAA are collected for HPLC analysis.

Figure 3.2. Overview of the separation method for polyacrylic acid grafted starch. (note: sn = supernatant)

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3.3.2. Quantification of components

3.3.2.1. NMR analyses

For quantitative NMR analyses, the dried samples must be dissolved again in an appropriate solvent. Generally, solvents with a good solubility of native starch are DMSO [22-25] and D2O [23, 26-30]. Since the rate of dissolution of grafted cassava starch in DMSO is lower compared to D2O, we prefer to use D2O.

The rate of dissolution and the solubility were tested with a dried sample of 25 mg, in different amounts of D2O (1.0-2.5 w/w % solution). The optimal value found was 1.25 %. At that concentration, the entire sample dissolved in ca 30 minutes, at 900-950C. These finding are in line with a report from Nilsson [30] with native potato starch which shows that a concentration of 10-20 mg/mL (1-2wt%) starch in D2O was sufficient to obtain a good NMR-signal. Also, 5 drops of TFAA (trifluoroacetic acid) were added. Agarwal et al. [19] have demonstrated that TFAA prevents overlap between the peaks from the carboxyl (ionizable) OH-groups and peaks resulting from hydroxyl groups in the starch. A characteristic NMR spectrum obtained from the polyacrylic acid grafted starch product can be seen in Fig.3.3c as well as example spectra from native starch (3.3a) and pure PAA (3.3b) respectively.

(a) (b)

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(c)

Figure 3.3. Examples of NMR spectra from native cassava starch (a), pure PAA (b) and poly-acrylic acid grafted starch (c)

Figures 3.3 (a-c) shows that the NMR peaks from the protons in starch appear clearly separated from those of the polyacrylic acid. The property that 1H-NMR spectra exhibit proportionality between signal intensity and the concentration of each hydrogen type, allows for the determination of the molecular ratio of grafted PAA and the starch portion in the starch graft copolymer. Characteristic starch peaks were found at 3.4 ppm, which can be attributed to the hydrogen linked to the C6 carbon of CH2-O and CH2-OH; at 3.6 ppm, attributed to the hydrogen linked to the C1 and C4 carbons and at 4 ppm, from the hydrogen atoms linked to the C2, C3 and C5 carbons. The

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equatorial proton of the anhydroglucose units of starch (hydroxyl end groups), H-1 (1→4), H-1 (t) appeared at 5.3-5.5 ppm and H-1 (1→6) at 5.1 ppm. Characteristic acrylic acid peaks appeared at 1.8-2 ppm attributed to C1, 2.2 ppm attributed to C2 and 2.6 ppm attributed to hydroxyl end. Water peaks appeared at 4.5-4.8 ppm. This result is in agreement with the 1H-NMR spectra recorded previously in our laboratory [31] and other researchers who worked with native and modified starches [25, 30, 32].

By multiplying the signal data from the protons of starch and PAA with the respective molecular weights of AA and AGU, the mass ratio of grafted PAA to grafted and ungrafted starch can be calculated(R). The calculation of add-on and GE is then as follows:

100%x1)R

1(

1onadd

(Eq.3.1)

100%x)PAA(M)starch(RxM

starch(RxM)efficiency(graftingGE

) (Eq.3.2)

All the calculations here assume that the original starch was quantitatively recovered in the precipitation step. The value of MPAA in Eq.3.2 was obtained from the HPLC measurements on the supernatant as explained below. (see section 3.2.2.).

3.3.2.2. HPLC analysis

The liquid fractions from the subsequent separation steps were collected and then subjected to HPLC to measure the amounts of PAA homopolymer and unreacted AA. From the total of the supernatants, a sample of 1.5 ml was acidified and fed to the HPLC apparatus as described in section 2.4. To prevent blocking of the column, the solution was first filtered by a PTFE membrane filter with 0.45 m pore size. Measurement conditions are: 40°C, a flow rate of 1.0 ml/min, 10 μl injection volume and 5 injections per sample. Calibration curves were made from standard solutions of AA, low and high MW PAA in different concentrations prior to the sample measurements. The three resulting calibration curves are shown in Fig.3.4.

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(a) (b)

(c)

At the selected conditions, the retention time for the standards of acrylic acid, PAA with MW 1800 and PAA with MW 450.000 are around 6.5 minute, 6.2 minute and 3.2-3.4 minutes, respectively. A typical HPLC chromatogram from the polyacrylic acid separated from the graft reaction product is shown in Fig. 3.5.

Figure 3.5. HPLC spectrum of acrylic acid and polyacrylic acid from a characteristic grafting reaction run. Calibration boxes are shown for

comparison.

Figure 3.4. The calibration curve of AA (a), PAA with Mw = 1800 (b) and PAA with Mw = 450.000 (c)

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The spectrum of a reaction product shows several and broad peaks corresponding to PAA, indicating that there the homopolymer has a broad distribution in the Mw. From the respective peak areas the amounts of AA residue and homopolymer PAA can be calculated quantitatively. These data allow us to determine the total conversion of monomer during the reaction using the following equations:

100%xAA,0M

gPAAMPAAMtAA,MAA,0M

conversion Monomer

(Eq. 3.3)

3.3.3. Mass balance calculation

Theoretically, the total of the analyzed masses of grafted PAA, homopolymer PAA and unreacted AA must equal the mass of monomer (AA) that was entered in the reactor. As usual, the mass balance equation (Eq.3.4) is used to validate the analytical method applied.

PAAgraftedmAArhomopolymemAAunreactedmchargedAAm (Eq.3.4)

The result from 17 experiments at various reaction conditions with triplicate runs shows that there is a gap between the measured total masses and the mass of added monomer of 17.8 ± 2.5%. This is likely a consequence of the use of different instrumental techniques along the analytical procedure. A source of error is that some of the larger PAA molecules may have been trapped in the HPLC-filter. We could not omit this filtration since it prevents damage to the column packing. From weight determinations on used filters we found that this can amount up to some 10% of the total mass, which explains a substantial part of the missing material. Tiny amounts of polyacrylic acid may also have been present in the fluids of the 3rd, 4th and 5th acetone extraction which was not taken into account in the mass balance. Although in theory these can be detected by HPLC chromatography, these samples were too diluted to allow for accurate measurements.

The repeatability of the whole procedure is good as expressed by the low value of the standard deviation for the large number of experiments. A correction factor of (1/0.82) was applied to all calculations of the graft parameters based on the missing material in the mass balance, which is mostly PAA homopolymer.

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3.3.4. Proof of grafting

3.3.4.1. FTIR analysis

Fig.3.6 shows that the IR spectra of both pure and grafted starch contain a broad band between 3750 – 3300 cm-1, characteristic for the glucosidic ring of starch. Differences in intensity may be caused by the presence of residual water. More interesting are the peaks at ca 1700 cm-1. These are present both in pure PAA and in the grafted starch but not in the native starch. They can be attributed to carbonyl groups (C=O). The mere fact that, even after the severe separation procedure a distinct peak from carbonyl groups appears in the product means that there is PAA present in it. This is proof that the polyacrylic acid is chemically grafted onto the starch backbones. These findings are in agreement with those of Shukla and L-Razi et al. [15, 33, 34] on the graft copolymer of methacrylate.

Figure 3.6. FTIR spectra of native and grafted cassava starch, and of polyacrylic acid (PAA)

3.3.4.2. TGA analysis

The thermograms obtained from thermogravimetric analysis exhibit a clear difference between pure (native) and grafted starch, see Figure 3.7. Results for a phyical blend of PAA and starch are also shown. Native starch

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shows a characteristics three step thermogram. The graphs of material containing PAA are different from that of starch itself though the graphs of the grafted sample and the blended PAA are quite identical. However, the sample with grafted starch was subjected such a rigorous washing that it must be expected that all of the PAA that was not chemically attached should have been disappeared. Since the TGA data of these samples still look very much the same, we can consider this as a proof that the PAA in the reaction sample has become chemically attached to the starch.

Figure 3.7. Thermograms from native cassava starch (a), grafted cassava starch (b) and a physical mixture of starch and PAA (c)

3.3.4.3. SEM photography

SEM pictures were recorded to gain insights in the morphology of the products of the graft polymerization and are not intended for quantitative analysis. The scanning electron micrograph of native cassava starch shows a granular structure (Fig 3.8a) which is disrupted after gelatinization (Fig 3.8b). More important, the SEM pictures of the grafting copolymerization show a variation in morphology, apparently dependent on the degree of grafting. At a low level of add-on, there are changes in the morphology but the picture (Fig 3.8c) does not really reveal a definite structure. However, at higher add-on a porous structure can be seen (Fig 3.8d). Such hollow structures may result from the agglomeration of smaller particles. The appearance of this structure was also observed in the graft copolymerization of acrylic acid onto hydrolyzed collagen by Pourjavadi. [35]. Possibly, this enables this material to

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retain water or other liquids in the matrix. It is promising with respect to the further development of this material into a (super)absorbent.

(a) (b)

(c) (d)

Figure 3.8. SEM photographs of: (a) native cassava starch at magnification 1500, (b) gelatinized starch at magnification 5000 and (c) grafted starch

copolymer with low add-on at magnification 5000 (d) grafted starch copolymer with high add-on at magnification 5000

3.4. Conclusion

A reliable, relatively simple, and efficient method was developed for the determination of the graft selectivity and graft efficiency, for the grafting reaction of acrylic acid onto starch. The overall systematic error is ca 18%, which is most likely missing homopolymer PAA. Therefore, this value was used as a correction factor for the calculation of the graft result parameters. Characterization of the graft copolymers by FTIR, TGA and SEM indicates the occurrence of grafting on the starch backbone. The SEM photographs show a hollow structure at high add on of grafted polymer, which may be advantageous for use of this product in the area of superabsorption.

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References

1. N.A., Together with gravimetry, titration is one of the oldest analytical techniques, and both belong to a group of analytical methods that are based on chemical reaction Resin & Technology, 2006. 35(6): p. 319.

2. Athawale, V.D., Lele, V., Graft Copolymerization onto Starch. II. Grafting of Acrylic Acid and Preparation of it's Hydrogels. Carbohydr.Polym., 1998. 35: p. 21-27.

3. Burr, R.C., Fanta, G.F., Doane, W.M., Russell, C.R., Graft Copolymers of Starch and Mixtures of acrylamide and Acrylic Acid. Journal of Applied Polymer Science, 1976. 20: p. 3201-3204.

4. Li, A., Zhang, J., Wang, A., Synthesis, Characterization and Water Absorbency Properties of Poly(acrylic acid)/Sodium Humate Superabsorbent Composite. Polymers for Advanced Technologies, 2005. 16: p. 675-680.

5. Kiatkamjornwong, S., Chomsaksul, W., Sonsuk, M., Radiation Modification of Water Absorption of Cassava Starch by Acrylic Acid/Acrylamide. Radiation Physics and Chemistry, 2000. 59: p. 413-427.

6. Liu, M., Guo, T., Preparation and Swelling Properties of Crosslinked Sodium Polyacrylate. Journal of Applied Polymer Science, 2001. 82: p. 1515-1520.

7. Sangsirimongkolying, R., Damronglerd, S., Kiatkamjornwong, S., Pilot-Scale Production of Highly Water Absorbing Polymer From Native Cassava Starch by Hydrogen Peroxide-Ascorbic Acid Initiation. J Sci Res Chula Univ, 1999. 24(1): p. 1-12.

8. Wang, Z., Liu, Z., The Optimization of Synthesizing Graft Copolymer of Starch with Vinyl Monomers. Journal of Wuhan University of Technology, 2006. 21(2): p. 83-87.

9. Khalil, M.I., Mostafa, Kh.M., Hebeish, A. , Graft Polymerization of Acrylamide onto Maize Starch Using Potassium Persulfate as Initiator. Die Angewandte Makromolekulare Chemie, 1993. 213: p. 43-54.

10. Trimnell, D., Stout, E.I., Grafting Acrylic Acid onto Starch and Poly (vinyl Alcohol) by Photolysis. Journal of Applied Polymer Science, 1980. 25: p. 2431-2434.

11. Park, I.H., Song, S.Y., Song, B.K., Gratf polymerization of acrylic acid onto corn starch in aqueous isopropanol solution. Die Angewandte Makromolekulare Chemie, 1999. 267: p. 20-26.

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12. Daul, G.C., Reinhardt, R.M., Reid, J.D., Preparation of Soluble Yarns by the Carboxymethylation of Cotton. Textile Research Journal, 1953. 23: p. 719-726.

13. Brockway, E., Efficiency and Frequency of Grafting of Methyl Methacrylate to Granular Corn Starch. Journal of Polymer Science: Part A, 1964. 2: p. 3721-3731.

14. Mehrota, R., Rånby, B., Graft Copolymerization onto Starch. IV. Grafting of Methyl Methacrylate to granular Native Potato Starch by Manganic Pyrophosphate Initiation. Journal of Applied Polymer Science, 1978. 22: p. 3003-3010.

15. El-Rafie, M.H., Zahran, M.K., El Tahlawy, Kh.F., Hebeish, A., A Comparative Study of the Polymerization of Acrylic Acid with Native and Hydrolyzed Maize Starches Using a Pottasium Bromate-thiourea Dioxide Redox Initiation System. Polymer Degradation and Stability, 1995. 47: p. 73-85.

16. Mostofa, K.M., Graft Polymerization of Acrylic acid onto Starch using Potassium Permanganate Acid (Redox System). Journal of Applied Polymer Science, 1995. 56: p. 263-269.

17. Marsman, J.H., Pieters, R.T., Janssen, L.P.B.M., Beenackers, A.A.C.M.†, Determination of the degree of substitution of extruded benzylated starch by H-NMR and UV spectrometry. Starch - Stärke, 1990. 42(5): p. 191-196.

18. Cutié, S.S., Smith, P.B., Henton, D.E., Staples, T.L., Powell, C., Acrylic Acid Polymerization Kinetics. Journal of Polymer Science, 1997. B 35: p. 2029-2047.

19. Ma, Y., Agarwal, U.S., Vekemans, J.A.J.M., Sikkema, D.J., NMR based Determination of Minute Acid Functionality: end-groups in PET. Polymer, 2003. 44: p. 4429-4434.

20. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M., Graft Copolymerization of Acrylic Acid to Cassava Starch – Evaluation of the Influences of Process Parameters by an Experimental Design Method. Accepted for publication in Carbohydrate Polymers, 2012.

21. Hansen, C.M., Hansen Solubility Parameters : A User's Handbook. 2nd ed. 2007: CRC Press.

22. Gurruchaga, M., Goňi, I., Vazquez, B., Valero, M., Guzmán, Analysis of Graft Copolymers onto Starch by 13C NMR Spectroscopy. Macromolecules, 1992. 25(12): p. 3009-3014.

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23. Gidley, M.J., Quantification of the structural features of starch polysaccharides by n.m.r. spectroscopy. Carbohydrate Research, 1985. 139: p. 85-93.

24. Peng, Q., Perlin, A.S. , Observations on N.M.R. Spectra of Starches in Dimethyl Sulfoxide, Iodine-complexing, and Solvation in Water-dimethyl Sulfoxide. Carbohydrate Research, 1987. 160: p. 57-82.

25. Dragunski, D.C., Pawlicka, A., Preparation and Characterization of Starch Grafted with Toluene Poly(propylene oxide) Diisocyanate. Materials Research, 2001. 4(2): p. 77-81.

26. Blake, J.D., Clarke, M. L., Littlemore, J., Some structural properties of amylopectin from sugar cane. Carbohydrate Research, 1985. 138: p. 161-167.

27. McIntyre, D.D., Ho, C., Vogel, H.J., One-Dimensional Nuclear Magnetic Resonance Studies of Starch and Starch Products. Starch - Stärke, 1990. 42(7): p. 260-267.

28. McIntyre, D.D., Vogel, H.J., Two-Dimensional Nuclear Magnetic Resonance Studies of Starch and Starch Products. Starch - Stärke, 1990. 42(8): p. 287-293.

29. McIntyre, D.D., Vogel, H.J., Nuclear Magnetic Resonance Studies of Homopolysaccharides Related to Starch. Starch - Stärke, 1991. 43(2): p. 69-76.

30. Nilsson, G.S., Bergquist, K.E., Nilsson, U., Gorton, L., Determination of the Degree of Branching in Normal and Amylopectin Type Potato Starch with 1H-NMR Spectroscopy. Starch/Stärke, 1996. 48: p. 352-357.

31. De Graaf, R.A., Lammers, G., Janssen, L.P.B.M.,Beenackers, A.A.C.M., Quantitative Analysis of Chemically Modified Starched by 1H-NMR Spectroscopy. Starch/Stärke, 1995. 47: p. 469-475.

32. Richardson, S., Nilsson, G.S., Bergquist, K.E., Gorton, L., Mischnick, P., Characterization of the Substituent Distribution in Hydroxypropylated Potato Amylopectin Starch Carbohydrate Polymer, 2000. 328: p. 365-373.

33. Shukla, S.R., Atalye, A.R., Ultaviolet-radiation Induced Graft Copolymerization of Hydroxyethyl Methacrylate onto Cotton Cellulose. Journal of Applied Polymer Science, 1992. 44: p. 435-442.

34. Shukla, S.R., Atalye, .R., Graft_copolymerization of Glycidyl Methacrylate onto Cotton Cellulose. Journal of Applied Polymer Science, 1994. 54: p. 279-288.

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35. Pourjavadi, A., Ayyari, M., Amini-Fazl, M.S., Taguchi Optimized Synthesis of Collagen-g-poly(acrylic acid)/kaolin Composite Superabsorbent Hydrogel. European Polymer Journal, 2008. 44: p. 1209-1216.

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Chapter 4 Water Absorption Potential of Cassava Starch Grafted with (Poly)-Acrylic Acid in the Presence of a Crosslinker.

Abstract Grafting polyacrylic acid onto starch modifies the properties of native starch. One possible application of grafted starch is as water absorbing material. The water absorption and retaining potential of grafted cassava starch are investigated. The addition of the crosslinking agent N, N’-methylene bisacrylamide (MBAM) during the reaction is needed to enable network formation imparting the desired superabsorbent properties. Upon application of the crosslinker, increased values of grafting add-on and graft selectivity were found. This verifies the theory that part of the homopolymer formed is incorporated into the grafted network. Appreciable values of the water absorption capacity were found and optimized against process variables. At a mol ratio of starch to acrylic acid 1:2; 2% crosslinker and 50% degree of neutralization we found the best absorption capacity: 114 g H2O/g. Interestingly, the optimum product could retain up to 63 g H2O/g under severe suction, showing that this material combines a good absorption capacity with sufficient gel strength. Calculations on the rate of water movement into the gel show that polymer chain relaxation restrictions are the dominant factor determining the water absorption kinetics, in the range of the best absorption capacity.

Keywords: Superabsorbent, Cassava starch, Grafting, Acrylic acid, Water retention, (water) Absorption kinetics.

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4.1. Introduction

4.1.1. General

Superabsorbent polymers (SAP) are materials which can absorb a large amount of water or aqueous solutions and retain it even under pressure. At present, 80 to 85% of global superabsorbent consumption is for incorporation in disposable diapers [1]. The rest is used in various products such as cable wraps, drug delivery systems, packaging and liquid waste disposal. Superabsorbents were first developed in the US Dept. of Agriculture by grafting acrylonitrile (AN) onto corn starch and saponifying the product. Although at present superabsorbents consisting of fully synthetic polyacrylic acid dominate the market because they are cheaper to produce, research on starch-based superabsorbents is of growing interest again. Waste disposal concern, increasing prices of petrochemical feedstock as well as the desire to use renewable resources are driving this interest. To become more competitive, a high water absorbency and a higher gel strength would still be important.

Superabsorbent material consists of crosslinked hydrophilic polymer chains forming a 3-dimensional network structure. Both starch and vinyl monomers like acrylic acid, acrylamide, acrylonitrile and polyvinyl alcohol (PVA) contain a number of hydrophilic groups in their structure like hydroxyl and carboxyl. Ample literature reports are available on superabsorbents based on starches e.g. from wheat, corn or potato [2-8]. The use of cassava starch for this application is still very limited however [9, 10]. Also, many papers deal with the indirect synthesis involving the grafting of starch with acrylonitrile or acrylamide followed by a hydrolysis reaction. Direct grafting of acrylic acid onto starch would eliminate the necessity of this second process step, thus simplifying the synthetic route considerably. The process of Sanyo Chemical Industries as patented by Masuda et al. [5] was based on this route but has not been a commercial success probably for economic reasons of the time.

In the present study, direct grafting of acrylic acid onto gelatinized cassava starch was performed in the presence of a crosslinker (N, N’-methylenebisacrylamide) using Fenton's initiation system (Fe2+/H2O2). This initiator has the advantage of being cheap, non-toxic and of operating at mild conditions (40°C, atmospheric pressure). Also, the system is probably easier to scale up than irradiation initiation methods like those used by Hèrold et al. [11] and Kiatkamjornwong et al. [12]. Because of the non-selective initiation, formation of acrylic acid homopolymer is inevitable. It is likely however that, the polymerization crosslinker will incorporate a certain part of this homopolymer into the grafted network. The hydrogel product was analyzed

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to determine the efficiency of the grafting reaction. Furthermore, product properties like the capacity to absorb and retain water at different ratios of starch to monomer, various levels of crosslinking, degree of neutralization were determined. Also sorption kinetics has been studied.

Based on the chemical properties of acrylic acid (vinyl monomer) and crosslinker (N,N’-methylenebisacrylamide, a molecule that contains two polymerizable double bonds), interconnections will be formed during the polymerization reaction. The results will a matrix-like three dimensional network. When there a enough of these internal connections, the gel becomes stronger. The structural formula in figure 4.1 shows the probable general form of such connections between two adjacent acrylic acid polymer chains.

Figure 4.1. Crosslinking inside the copolymer

4.1.2 Swelling mechanisms in hydrogel copolymer

Grafting acrylic acid onto starch leads to the formation of polymer chains which are covered with negative charges (COO¯) as shown in Fig. 4.2. Since negative charges will repel each other, the chains stretch out thereby providing spaces inside the polymer network which can absorb and retain a large volume of water or aqueous solutions, e.g. body fluids or physiological salt. Moreover, the hydroxyl groups from starch and the carboxyl groups

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from acrylic acid are hydrophilic and have a high affinity for water. Crosslinking of the polymer chains, e.g., with N, N’-methylenebisacrylamide is essential to the formation of a network in order to make the copolymer insoluble in the aqueous environment. It does restrict the expansion capability of these networks but increases the gel strength, which are conflicting demands in fact. From literature it is known [13] that the level of crosslinking must thus be optimized against these demands.

Figure 4.2. Schematic of a cross-linked polymer network [13].

Neutralization by adding sodium hydroxide replaces H+ ions of

carboxylic groups by Na+. Upon contact with water these sodium ions are hydrated which reduces their attraction to the carboxylate ions. This allows the sodium ions to move more freely inside the network, which contributes to the osmotic driving force for the diffusion of the water into the gel [13-15]. So, neutralization will increase the water absorption capacity.

4.1.3. Kinetic analysis of water sorption: theory and literature overview

In relation with the application of this copolymer, like for superabsorbents and controlled release systems, swelling kinetics are an important part of this work. As a copolymer gel is immersed in water, the water diffuses into the polymer matrix and the material starts swelling. The migration of water into dynamically formed spaces between the macromolecular chains continues until it reaches an equilibrium state. Extensive reviews have been published on the mechanism of water diffusion into swellable polymers. Generally, the mathematics that governs the mass transport phenomena by diffusion are based on Fick’s second law. The basic form is given by Eq. 4. 1:

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2x

t)C(x,2D

tt)C(x,

(4.1)

Where C = concentration, x = distance parameter, and t = time and D = the diffusion coefficient, of water into the polymer matrix. For diffusion in a cylinder and sphere, the form of equation 4.1 in which diffusion is everywhere radial become,

rC

rDrr

1tC

(4.2)

where r = radius of cylinder

Crank [16] derived analytical solutions for many materials, shapes of these and conditions, based on Fick’s law. However, he indicated that this model cannot describe the system satisfactory when diffusing molecules cause an extensive swelling of the material. That situation is characteristic for many industrial polymer superabsorbent and foodstuff applications.

An extension of the Fick’s law to compensate for this swelling, was proposed by Crank [16] and followed by other authors [17-24]. The mass transport in macromolecular material involves a complex process, which can be influenced among others by the internal structure of polymer [19, 20], glass transition temperature [25], effect of swelling and relaxation [23], the retardation time of the polymer matrix [23], the chemical nature of the diffusing molecules [24] and mechanical deformation [19] .

The diffusion behavior into polymers based on the relative rates of diffusion and polymer relaxation can be described by three basic cases. (A) Case I: Fickian diffusion in which the rate of transport is much lower than the relaxation of the polymer chains. (B) Case II: diffusion is very rapid compared with the relaxation process. Then the rate of water movement is determined by this relaxation, or the network swelling capability, There is also (C) the intermediate case: Non-Fickian or anomalous diffusion, which occurs when the diffusion and relaxation rates are comparable. To cope with these differences, a more general model has been proposed [21, 26, 27] which is in fact a severe simplification of Eq. 4.2, in the form of an empirical power law equation:

nktM

tM

(4.3)

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Where Mt is the mass of water absorbed at time t, M∞ is the mass of water absorbed at equilibrium; k is a characteristic constant of the polymer and n is a diffusional exponent. This exponent is in fact the key to this equation since the value of n is dependent on the transport mechanism. For a value of n < 0.5, the rate of solute moving into or releasing from the polymer is dominated by Fickian diffusion mechanism while at higher values the dynamic swelling of the polymer, the macromolecular chain relaxations, is the prevailing factor. At n = 0, the mass transfer is independent of time, regardless of the geometry. The work of Ritger and Peppas [28] has demonstrated however that the transition from Fickian to non-Fickian diffusion is at a lower value than 0.5 and dependent on the geometry of the absorbing material. Their experiments and calculations show that for a cylindrically shaped gel, the value must be 0.45, with a confidence of 95%. For other geometries like a thin film or a sphere it is even slightly lower, n = 0.43±0.01. We used this more recent work for the analysis of our experiments on sorption kinetics. We do not have accurate knowledge on the shape of our gels but, a purely cylindrical form would be unlikely. Thus, when n is below ca 0.43 we will conclude that Fickian diffusion is the governing factor while at n-values beyond that, we conclude on a non-Fickian mechanism of transport in which the relaxation of the macromolecular chains of the hydrogel determines the rate of water sorption.

4.2. Experimental

4.2.1. Materials

The starch used in this experiment was native cassava starch of 99.93% purity, produced by PT.Sungai Budi, Lampung and kindly supplied by PT. AVEBE Indonesia, Cikampek, Indonesia. Acrylic acid glacial P (99.5%) stabilized with 200±20 ppm MEHQ (Hydroquinone Monomethyl Ether) was kindly supplied by BASF PETRONAS Chemicals, Sdn. Bhd., Malaysia and was used without further purification. FAS (Ferrous Ammonium Sulphate), H2O2 (Hydrogen Peroxide) 30% and sodium hydroxide were reagent grade chemicals and were used as received. Analytical grade acetone was supplied by Lab-scan, analytical sciences, Ireland. MBAM (N, N’-methylenebisacrylamide) was purchased from Sigma Aldrich (Germany) and used as received.

4.2.2. Preparation of the neutralized graft copolymers

Grafted cassava starch was prepared by reacting a 7.5 wt% gelatinized starch solution with acrylic acid monomer in the presence of the crosslinker

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MBAM in a laboratory scale stirred reactor. Full details of the reactor and equipment were given in Ch.2. For the purpose of comparison, graft copolymer without crosslinker was also synthesized. The ratio of dry starch with respect to the acrylic acid monomer was usually 1:2 (mol/mol), but for the optimization of this parameter in some preparations different ratios were applied. Various quantities of MBAM were used: 1%, 1.5%, 2% and 2.5% (% wt. of crosslinker with respect to the total weight of monomer). The copolymerization reaction was initiated using Fenton reagent (Fe2+/H2O2). The initiator concentration was 0.01 mol Fe2+/kg of total reaction mixture and the H2O2 to Fe2+ molar ratio was 10:1. We found that the addition of MBAM to the aqueous solution resulted in an inhomogeneous product, probably due to the poor water solubility of the crosslinker. This was not reported in other publications. The problem could be solved by first mixing MBAM with the acrylic acid before addition to the reaction solution. The reaction was run for 2 h at 40°C. The resulting product was analyzed for the grafting parameters using the method of analysis of starch graft polyacrylic acid-products by HPLC and 1H-NMR as described in chapter 3.

A portion of 20 g, a representative sample of the original reaction product, was neutralized by the addition of sodium hydroxide. The NaOH was added in different mol ratios to the monomer (from 0.25, 0.50, 0.75 to 1.00, the stoichiometric equivalent ratio), dissolved in 2 ml distilled water. The color changed from reddish-brown to pale yellow in about 10 min. After neutralization, excess acetone was added to precipitate the product. The precipitate was washed with distilled water and the pH maintained at 7, if necessary, by addition of a small amount of dilute hydrochloric acid. Finally, the precipitate was dried in the oven at 500C for 24 h to constant weight and stored in a sealed container.

4.2.3. Water Absorption Capacity (WAC) measurement

To determine the water absorption capacity of the products, a gravimetric method was applied. An accurately weighed quantity of the sample (0.25 g) (m1) was immersed in 100 ml of distilled water at room temperature, and allowed to reach the maximal swelling. In practice, this maximum value was established after one or more hours, as can be seen in Figs 4.4a and b. This effect is discussed in full detail in section 4.3.2. For practical purposes however, we use Mmax as an end value, for further calculations. For the determination of sorption kinetics, tests were run where at intervals of 30 minutes the swollen sample was separated by filtration through a 100 mesh-sieve aluminum screen. It was then weighed (m2). The

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water absorption capacity (WAC) is calculated as g H2O/g dry copolymer using the following equation:

1m1m2m

(g/g)WAC

(4.4)

where m2 means the weight of sample with absorbed water, whereas m1 is the initial weight of the dry sample.

4.2.4. Water Absorption Capacity measurement under suction

In this experiment, the water absorption capacity of the product under suction was measured using vacuum filtration. Similar to the water absorption capacity measurement, an accurately weighed quantity of the dry sample (0.25 g) (m1) was soaked in 100 ml of distilled water at room temperature and allowed to reach its maximal swelling. To determine whether the maximum absorption capacity was reached, the weight of the sample was measured every 30 minutes. At intervals of 30 minutes the swollen sample was separated from the solution. In these tests, a Büchner funnel was used applying vacuum suction from below (equivalent to a pressure of 22.1 kPa). Then, the swollen sample was weighed (m2). The water absorbency capacity under suction was also calculated using equation 4.4.

4.3. Results and discussion

4.3.1. Product characterization

To characterize the extent and efficiency of the grafting reaction, parameters like add-on and graft efficiency (GE) are commonly used [29-32]. Add-on depicts the weight ratio of the grafted polymer to the total grafted product. The graft efficiency represents the selectivity of the grafting reaction, being defined as the ratio of grafted versus total polymer produced. The different grafting parameters (GE and add-on) as a function of mol ratios of starch to the monomer (2:1; 2:2; 2:3 and 2:4) can be seen in Fig. 4.3, showing results with no addition of crosslinker yet. The figure shows that within the selected range, the highest add-on is obtained at the lowest mol ratio of starch to monomer (0.5). The optimal value of the GE is found at a St/AA ratio of ca 1. At the lower mol ratio of starch to monomer, the relatively high amount of monomer increases the possibility of the acrylic acid molecules to react with each other forming homopolymer. Therefore, the increase of the amount of monomer in the reaction may

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increase the formation of grafting polymer and homopolymer as well decreasing graft selectivity. This is the same as Patil and Fanta [31] observed on grafting methyl acrylate onto corn starch, the increasing amount of monomer in the reaction increased the add-on but also the amount of homopolymer formed.

Figure 4.3. The add-on and GE values of different mol ratio of starch to monomer. [Reaction conditions: 7.5% starch; 1.96 g FAS; FAS:H2O2=1:10

(mol): reaction time 120 min.; temp. 400C in 500 g solution and 0% crosslinker]

The course of the grafting parameters at increasing crosslinker ratio is shown in figs. 4.4a and 4.4b. Since the initiator used is a non-selective initiator and the crosslinker has two double bonds, the crosslinker is prone to be activated. Then, the crosslinker radicals can connect different polymer chains (starch, starch grafted and polyacrylic acid) thereby forming a network in the grafted structure. The experimental trend for all grafting parameters is the same: first an increase in the graft results followed by a decrease after ca 1.5% crosslinker dosage. The reason for this optimum is not clear yet. However, the general trend towards higher values of GE when crosslinker is applied indicates that the crosslinker also picks up molecules that otherwise would have ended up as ungrafted homopolymer. This could be expected from theoretical considerations, but we did not find such experimental proof in literature yet. The value of GE at the peak is ca 55%, which means that there is still free homopolymer as well. The optimum add-on achieved is close to 33%.

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0 0.5 1 1.5 2 2.5 310

15

20

25

30

35

40

45

Crosslinker content (%-wt/ wt AA)

Ad

d-o

n (

%)

0 0.5 1 1.5 2 2.5 3

10

20

30

40

50

60

70

Crosslinker content (%-wt/ wt AA)

Gra

ftin

g e

ffic

ien

cy (

%)

(a) (b)

Figure 4.4. Add-on (a) and GE (b) as a function of the ratio of MBAM to acrylic acid

At more than 2% crosslinker content, the graft parameter values tend to go down. It is well known [33] that at higher concentrations the crosslinker may get involved in autopolymerization reaction making it unable to perform the intended crosslinking action. This effect may become an important factor, especially when there is an oxidizing agent in the system.

4.3.2. Gel behavior at varying Degree of Neutralization (DN) and crosslinker levels

4.3.2.1. Effect of the Degree of Neutralization (DN)

The effect of the degree of neutralization of the starch grafted acrylic acid by NaOH was investigated. From the mol ratio starch to acrylic acid 1 and 0.5 over the range of concentrations of crosslinker addition (1-2.5%), it was found that the highest absorption capacity was always obtained at ca 50% neutralization. An example of the data can be seen in Fig. 4.4. Other authors found the optimum WAC at higher degree of neutralization, e.g. Kanbayashi et al. [34] and Li A. et al. [35] in the range up to 85%. Zhang et al. [36] found the maximal WAC from polyacrylate/bentonite superabsorbent achieved at DN in the range 50 – 75%. Such differences may be due to different crosslinking levels and other structural properties. Also, the definition of the degree of neutralization is not always consistent throughout literature. In our work, DN is defined on basis of the monomer amount but several other authors use DN with respect to the amount of truly grafted acrylic acid groups.

As mentioned before, neutralization increases the amount of Na+ ions attached along the macromolecular chains. This should increase the osmotic driving force for water absorption so that higher levels of WAC must be

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expected. In this work we found that grafted copolymer has the best WAC at ca 50% DN. When more NaOH is added (75% DN or 100% DN), the ability of the copolymer to absorb water is reduced. It seems that part of the gel dissolves again. This may be because only up to 50% of the monomer has really been taken up in the grafted polymer network, as shown in fig. 4.4. It means that Na+ present in amount exceeding this figure find no matching carboxylic groups and does not contribute to more ionic-osmotic pressure. Perhaps some starch chains may even be broken by the effect of excess basic ions. It would explain why parts of the gel seem to be disrupted and dissolve again. This effect may need further investigation however. Surprisingly, water absorbency up to half of the maximum WAC was already found with several samples before neutralization and without the crosslinker added, but this absorption capacity is clearly not stable over time. This just confirms the necessity of the crosslinker to form and hold together a stable network.

(a) (b) Figure 4.5. Water Absorption Capacity (WAC) of the grafted copolymer with 2% crosslinker addition, at different mol ratio starch to AA = 1 (a) and 0.5 (b)

(- - - Without neutralization and crosslinker addition)

4.3.2.2. Effect of time From figures 4.5a, 4.5b and 4.6 it can be seen that after the maximum water absorbency is achieved, the WAC of copolymers is gradually reduced over time. From those figures we see that this effect is more pronounced at a lower level of crosslinking. There are two possible explanations for this observation. First, at the lower level of crosslinking there may be a slow dissolution of some physically entangled homopolymer from the samples. That this effect is most pronounced at the lowest crosslinker addition however fits well with the presumption that a certain part of the homopolymer is incorporated in the network by the crosslinking reaction. It

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certainly shows that the gel strength, the coherence of the material, has an important role in determining the amount of water that can be absorbed and retained inside the hydrogel.

Figure 4.6. Water Absorption Capacity (WAC) of the grafted copolymer with

different crosslinker addition, at mol ratio starch to AA = 0.5

4.3.2.3. Effect of the amount crosslinker added

Fig. 4.7 shows the effect of the crosslinker (MBAM) to acrylic acid ratio, at different degrees of neutralization, on the maximum water absorption capacity of the copolymer. It can be seen that the variation of the amount of crosslinker has a larger impact than neutralization degree, on the water absorption capacity of the grafted product. It shows a maximum in WAC versus crosslinker content, a trend which is also observed in fully synthetic superabsorbent materials (e.g. Bucholz and Graham [13]). MBAM brings about crosslinking between two or more macromolecules by forming covalent bonds. In this way a network is formed that prevents dissolution of the structure while on the other hand a porous network is formed in which water can be entrapped. Up to 2% cross-linker added, the water absorption capacity increases up to 114 gH2O/g dry sample (for 50% DN), but above that percentage WAC drops rapidly, to 69 gH2O/g at 2.5% CL. At higher degree of crosslinking, the ability of polymer to swell will decrease and the macromolecules tend to become a stiff structure instead of the flexible network. This observation is conform to existing Flory’s theory [37] and also to the results from Omidian et al.[38]. There is no theory however yet that does allow for quantitative predictions for a specific material.

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It is remarkable that there seems to be no direct or simple relation between the grafting parameters and absorption capacity, as the best grafting result was obtained at 1.5% crosslinker addition which does not correspond to the highest absorbency. Comparable observations were made however by Kiatkamjornwong et al. [12] and by Lanthong et al. [9]. Clearly, this subject should be further investigated. When a reason for this behavior could be found, it will give a better understanding of the interaction between molecular and bulk material properties. Such would facilitate further development of the superabsorbent product. The optimum amount of 2% crosslinker added producing the highest WAC is the same as it was found by Lanthong et al. [9], with graft copolymer of cassava starch-g-acrylamide/itaconic acid.

Figure 4.7. WAC as a function of the crosslinker content [at ratio starch to

monomer = 0.5; Cl % with respect to monomer added]

The maximum water absorbency in this experiment from starch grafted acrylic acid with the ratio starch to monomer = 0.5 and 2% crosslinker added, is 114 g H2O/g sample. In general, the WAC value for our products is in good agreement with literature data for acrylic acid-based materials with superabsorption properties. Liu and Guo [39] found the maximum WAC for crosslinked sodium polyacrylate without utilizing bio-material (starch) is 700 g/g. Starch grafted with acrylic acid copolymer using different initiators like CAN (ceric ammonium nitrate) as made by Masuda et al. [5] and Athawale [14] gave a much lower value, ca. 200 g/g. Irradiation with γ rays, can also enhance the maximum water absorbency up to 469 g/g [40]. The incorporation of other substances in the copolymer also can improve water absorption is quite high, such as mineral powder – like kaolinite [41],

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bentonite [8], attapulgite [42] or itatonic acid [9] and AMPS [6], respectively. The biodegradability of these materials is questionable however. Altogether, our products exhibit the prospects to be developed further.

4.3.2.4. Optimum condition with respect to WAC

Fig. 4.8 illustrates that the maximum water absorbency is achieved during these experiments when around 2% crosslinker is added and at 50% degree of neutralization. As discussed in the foregoing section, the optimal WAC must compromise between the conflicting demands of gel network coherence and flexibility.

1 1.5 2 2.5DN-25%

DN-75%0

20

40

60

80

100

120

WAC (gH2O/g sample)

% crosslinker added

DN (%)

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1 1.5 2 2.5DN-25%

DN-50%

DN-75%

DN-100%

max. WAC (gH2O/g

% crosslinker added

Figure 4.8. Water absorbency as a function of the amount of crosslinker added and the degree of neutralization (DN). Cassava starch grafted with AA at a

ratio of starch to monomer of 0.5. The lower figure is a top-down view of the above diagram. In the lower figure, the white area represents the optimal

WAC.

4.3.3. Water retention of the products under suction from below

There are not many data on the capacity of superabsorbent materials to hold absorbed water inside the network when there is a certain outside strain on the material. The most common test method used is the absorbency under load (AUL). In this test, water absorbency is measured after a certain load is placed uniformly on the surface of the swollen gel for a period of time. This parameter is appropriate for the superabsorbent’s application as baby diapers and sanitary napkins

For other applications, like in the area of agriculture, another parameter is needed to evaluate the physical properties in relation to the mechanical strength. Our set up gave us a new possibility in this respect: to test the water retention capacity when vacuum-like suction is exerted on the material. This was determined by applying a reduced pressure of ca 0.2 bar from below, when the swollen hydrogel was spread over a hydrophobic PTFE membrane with pore size 1μm. The results in Fig. 4.9 show that the graft copolymer generally has a good stability in water bonding, since it can retain

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about half of the absorbed water under the strain of this severe suction. The product with 2% crosslinker shows the best performance also under these conditions.

Figure 4.9. Water absorption capacity of the PAA-grafted starch with and

without applying suction.

4.3.4. Kinetic analysis of water transport

To investigate the dynamics of water sorption, the water absorbency of copolymers was observed for a period of time, from zero to the maximal absorption capacity. The results were analyzed using equation (4.3), see section 4.1.3. In the original article [21, 26, 27] the term absorption capacity at equilibrium is used. From the experimental observtions as discussed in section 4.3.2. we think it is more appropriate to use the maximal absorption capacity in the present work. The results from the experiments discussed in section 4.3.2 were also used for these calculations. The characteristic constants n and k have been calculated. The results are presented in Appendix 4A. Especially the value of the diffusional exponent n is interesting since this is the factor that allows us to conclude on the prevailing mechanism of transport. In section 4.1.3 it was extensively discussed how we can use the value of n = 0.43 as a point of distinction. When the value of n is below that, Fickian diffusion will determine the overall rate of absorption. While we can conclude that at higher n-values, polymer chain relaxations or network swelling capability is the governing factor.

The results in Appendix 4A show a general trend of increasing values of the exponent n at increasing degree of neutralization. It means that at low degree of neutralization Fickian diffusion would be more important while at higher DN chain relaxations are. This is in good correspondence to literature data [26, 27, 43]. These also show that in most cases of superabsorbent-type materials, relaxation of the macromolecules is the dominant mechanism.

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However, like in our work it was seen that at low DN Fickian diffusion can be prevailing. At low DN, the number of –COONa groups attached along the macromolecular chains is much lower than at high DN. This means that there are also fewer free Na+ ions within the gel phase which can generate the osmotic driving force. In this situation, restrictions from relaxation movements in the network of the copolymer are less important and logically, Fickian diffusion is then the prevailing transport mechanism. At the more important conditions where our gels show the best absorption performance however, the value of n is well above 0.43. This means that for the optimal material, produced at St:A = 1:2, 2% CL and ca 50% neutralization (see Fig. 6), the rate of water absorption is completely governed by polymer chain relaxations.

4.4. Conclusion

A superabsorbent product could be developed from direct grafting of acrylic acid onto cassava starch with crosslinker addition. The increase of grafting parameters when crosslinker is applied demonstrates that part of the homopolymer formed in the homogenous reaction system becomes incorporated in the grafted network. By variation of the crosslinker content (%CL), an optimum in the water absorbency of up to 114 gH2O/g could be obtained. Interestingly, this optimum is at 2% CL which does not directly correspond with the best grafting results, obtained at 1.5% CL. A remarkable feature of the product with the best absorption capacity is its ability to retain more than half of this maximum amount of water also under severe suction. The good absorption properties obtained in this grafted starch would allow for a further development of the material, e.g. in agriculture application as a moisture retaining agent in arid soils. Calculations on the rate of water absorption show that Fickian diffusion is only prevailing at low Na+ content in the gelled network. At a DN of 50% or more, polymer chain relaxations are the dominant mechanism. At ca 50% neutralization also the best absorption capacity was found.

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Appendix. Diffusional exponent and diffusion mechanism from copolymers varied in degree of neutralization (DN) and crosslinker added

k n R2 Transport

mechanism St : AA = 2 : 1 St : AA = 2 : 2

+ Cl. 1%

+ Cl. 1.5%

+ Cl. 2.5% St : AA = 2 : 3 St : AA = 2 : 4

DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100%

0.3865 0.0963 0.1147 0.0659

0.0769 0.1009

0.41 0.0685

0.1226 0.0634 0.085

0.0173

0.1903 0.1343 0.0892 0.0286

0.2029 0.0733 0.071

0.1775

0.1675 0.0319 0.0375 0.1401

0.3837 0.0617 0.0224 0.0125

0.2055 0.4527 0.4361 0.6107

0.5785 0.4691 0.7193 0.5793

0.4019 0.5597 0.5571 0.9043

0.3526 0.4184 0.5535 0.7956

0.3087 0.5521 0.6004 0.4055

0.2638 0.7261 0.7403 0.4233

0.1233 0.5715 0.8589 0.9803

0.9831 0.9978 0.9387 0.9877

0.9688 0.9706 0.9719 0.8911

0.977

0.9783 0.9555 0.9969

0.9776 0.9644

1 0.9979

0.9508 0.995

0.9224 1

0.9585 0.9528 0.968

0.9087

0.8253 0.958

0.9413 0.9983

Fickian Non-Fickian Non-Fickian Non-Fickian

Non-Fickian Non-Fickian Non-Fickian Non-Fickian

Fickian

Non-Fickian Non-Fickian Non-Fickian

Fickian

Fickian/Non (?) Non-Fickian Non-Fickian

Fickian

Non-Fickian Non-Fickian

Fickian

Fickian Non-Fickian Non-Fickian Non-Fickian

Fickian

Non-Fickian Non-Fickian Non-Fickian

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+ Cl. 1%

+ Cl. 1.5%

+ Cl. 2%

+ Cl. 2.5%

DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100% DN 25% DN 50% DN 75% DN 100%

0.1009 0.0503 0.0282 0.0229

0.1365 0.0303 0.0195 0.0385

0.1101 0.0674 0.0626 0.1629

0.1597 0.0685 0.0321 0.0439

0.4542 0.6788 0.8126 0.8584

0.3882 0.7867 0.8894

0.74

0.4499 0.6148 0.6355 0.4194

0.3444 0.5733 0.7389 0.6695

0.968 1

0.8802 0.8933

0.9303

0.9 0.9489

0.90

0.9802 0.8886

1 1

0.9368 0.9612 0.9366 0.9361

Non-Fickian Non-Fickian Non-Fickian Non-Fickian

Fickian

Non-Fickian Non-Fickian Non-Fickian

Non-Fickian Non-Fickian Non-Fickian

Fickian/Non (?)

Fickian Non-Fickian Non-Fickian Non-Fickian

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16. Crank, J., The Mathematics of Diffusion. 2nd ed. 1975: Clarendon, Oxford. 17. Alfrey, T., Gurnee, E.F., Lloyd, W.G., Diffusion in Glassy Polymers

Journal of Polymer Science, 1966. C 12: p. 249-261. 18. Camera-Roda, G., Sarti, G. C., Mass transport with relaxation in polymers.

AIChE Journal, 1990. 36(6): p. 851-860. 19. De Kee, D., Liu, Q., Hinestroza, J., Viscoelastic (Non-Fickian) Diffusion.

The Canadian Journal of Chemical Engineering, 2005. 83(6): p. 913-929. 20. Franson, N.M., Peppas, N.A., Influence of Copolymer Composition on Non-

Fickian Water Transport Through Glassy Copolymers. Journal of Applied Polymer Science, 1983. 28(4): p. 1299-1310.

21. Frisch, H.L., Sorption and Transport in Glassy Polymers - A Review. Polymer Engineering and Science, 1980. 20(1): p. 2 - 13.

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22. Fuhrmann, J., Diffusion in Semi-Crystalline Polymers and Polymer Networks. Berichte der Bunsengesellschaft für physikalische Chemie: an international journal of physical chemistry, 1979. 83(4): p. 303-309.

23. Puri, P., Liu, Q., De Kee, D., Diffusion through swelling membranes with a Robin boundary condition. Journal of Applied Polymer Science, 2008. 108(1): p. 47-51.

24. Rogers, C.E., Sorption and diffusion in multicomponent polymers. Journal of Polymer Science: Polymer Symposia, 1985. 72(1): p. 301-301.

25. Wikipedia. Fick's laws of diffusion. Free Encyclopedia 2011 [cited 2011 Oct.10]; Available from: http://en.wikipedia.org/wiki/Fick’s_laws_of_diffusion.

26. Bajpai, S.K., Johnson, S., Superabsorbent Hydrogels for Removal of Divalent Toxic Ions. Parts I: Synthesis and Swelling Characterization. Reactive & Functional Polymers, 2005. 62: p. 271-283.

27. Űzüm, Ö.B., Kundakci, S., Karadağ, E. , Polymeric Absorbent for Water Sorption based on Chemically Crosslinked Poly(acrylamide/2-acrylamido-2-methyl-1-propanesulfonic acid sodium salt) Hydrogels. Polymer Bulletin, 2006. 57: p. 703-712.

28. Ritger, P.L., Peppas, N.A., A Simple Equation for Description of Solute Release. I. Fickian and Non-Fickian Release from Non-swellable Devices in the Form of Slabs, Spheres, Cylinders or Discs. Journal of Controlled Release, 1987. 5: p. 23-36.

29. Athawale, V.D., Rathi, S.C. , Graft Polymerization: Starch as a Model Substrate. J.M.S. - Reviews in macromolecular chemistry and physics, 1999. C39(3): p. 445-480.

30. Park, I.H., Song, S.Y., Song, B.K., Gratf polymerization of acrylic acid onto corn starch in aqueous isopropanol solution. Die Angewandte Makromolekulare Chemie, 1999. 267: p. 20-26.

31. Patil, D.R., Fanta, G.F., Graft Copolymerizatiion of starch with Methyl Acrylate: An Examination on Reaction Variables. Journal of Applied Polymer Science, 1993. 47: p. 1765-1772.

32. Vera-Pacheco, M., Vázquez-Torres, H., Canché-Escamilla, G., Preparation and Charcterization of Hydrogels Obtained by Grafting of Acrylonitrile onto Cassava Starch by Ceric Ion Initiation Journal of Applied Polymer Science, 1993. 47: p. 53-59.

33. Sciencelab.com., I. N, N'-methylenebisacrylamide MSDS. 2008 06 November 2008 [cited 2008 Nov.6]; Available from: www.sciencelab.com/xMSDS-N_N_methylenebisacrylamide-9926048.

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34. Kanbayashi, T., Kato, C., Water Absorbent Polymer Keeping Absorbed Water Therein in the Form of Independent Grains. US Patent 5.326.819. 1994, Oosaka Yuuki kagaku Kogyo kabushiki Kaisha: Japan. p. 1-8.

35. Li, A., Zhang, J., Wang, A., Synthesis, Characterization and Water Absorbency Properties of Poly(acrylic acid)/Sodium Humate Superabsorbent Composite. Polymers for Advanced Technologies, 2005. 16: p. 675-680.

36. Zhang, Y., K., Wang, Y.P., Gu, S.J., Zhang, S., Preparation and Properties of Polyacrylate/Bentonite Superabsorbent Hybrid via Intercalated Polymerization. Materials Letters, 2007. 61: p. 316-320.

37. Flory, J., Principles of Polymer Chemistry, p.576-589. 1953, Ithaca: Cornell Univ. Press

38. Omidian, H., Hashemi, S.A., Sammes, P.G., Meldrum, I.G., Modified Acrylic-based Superabsorbent Polymers. Effect of Temperature and Initiator Concentration. Polymer, 1998. 39(15): p. 3459-3466.

39. Liu, M., Guo, T., Preparation and Swelling Properties of Crosslinked Sodium Polyacrylate. Journal of Applied Polymer Science, 2001. 82: p. 1515-1520.

40. Kiatkamjornwong, S., Chomsaksul, W., Sonsuk, M., Radiation Modification of Water Absorption of Cassava Starch by Acrylic Acid/Acrylamide. Radiation Physics and Chemistry, 2000. 59: p. 413-427.

41. Wu, J., Wei, Y., Lin, J., Lin, S., Preparation of a starch-graft-acrylamide/kaolinite superabsorbent composite and the influence of the hydrophilic group on its water absorbency. Polymer International, 2003. 52: p. 1909-1912.

42. Li, A., J. Zhang, and A. Wang, Utilization of starch and clay for the preparation of superabsorbent composite. Bioresource Technology, 2007. 98: p. 327-332.

43. Kuipers, N.J.M., Beenackers, A.A.C.M, Non-Fickian Diffusion with Chemical Reactionin Glassy Polymers with Swelling Induced by the Penetrant: A Mathematical Model. Chemical Engineering Science, 1993. 48(16): p. 2957-2971.

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Chapter 5

Kinetic Evaluation of the Graft Copolymerization of Acrylic Acid onto Starch initiated by Fenton’s Reagent (Fe2+/H2O2)

Abstract

The graft copolymer of cassava starch with (poly-) acrylic acid is a promising green, biobased material. A study of reaction kinetics has been made to improve understanding of the reaction mechanism, a necessary condition for any future reactor design. A new model for graft copolymerization is proposed which is derived from the individual steps of grafting reaction. An important new feature in the model is that the difference in the reactivity of starch versus monomer, towards radicals that start grafting versus those that start homopolymerization, is incorporated. The accompanying rate constants could be estimated from experimental data. For two different mol ratios of starch with respect to acrylic acid i.e. St:AA = 1 and 0.5, the ratio of these rate constants is 0.09 and 0.04 respectively. These values are clearly below 1, which means that unfortunately homopolymeriztation is much faster than the graft reaction. The model allows for a prediction of the concentrations of relevant species over time. These predictions compare well to actual data from dedicated experiments. The rates of the grafting reactions show pseudo first order dependence in monomer concentration.

Keywords:

Starch grafting with acrylic acid, Kinetic model, Radical reactivity ratio, Order of the grafting and homopolymerization reactions.

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5.1. Introduction

The optimization of the selectivity of grafting versus homopolymer formation will be an important feature in the economic viability of the process of starch grafting, as has been explained previously (ch.2 An Experimental Design Method to evaluate Influence of Process Parameters on the Graft Polymerization of Acrylic Acid to Cassava Starch). Therefore, the importance of a study into the kinetics of the reactions and especially the relative rates of the formation of grafted versus homopolymer is evident.

Models on the kinetics of various radical graft copolymerization reactions have been published already [1-7]. These are not grafting reactions onto starch and therefore the models can not directly be applied to our system. Still, from this literature there appears to be a general agreement on the mechanism of graft polymerization. By the action of an initiator, radicals are created at the substrate polymer and chains of new polymer grow from these sites. This is just a special form of free radical add-on polymerization. The general approach to the modeling of such polymerizations was originally introduced by theoretical organic chemists. In the early 1930s Dostal [8] has proposed mechanisms of copolymerization by free radical reactions. He assumed that the rate of addition of monomer to growing free radicals is dependent on the nature of the end group of the initial radical chain and also depends on the monomer involved. In later work, Mayo and Lewis [9] found that there are two kinds of free radicals involved in copolymerization which form the growing ends of the polymer molecules. That system with two monomers shows some similarity to our reaction of an existing polymer (starch) and an acrylic acid monomer. The initiator can either produce a radical at a monomer molecule or at a hydroxyl group of the starch. The relative magnitude of both reaction constants determines the final ratio between grafted polymer and homopolymer. Therefore, the observation that the monomer radical reactivity ratio is an important aspect in the kinetics of the grafting reaction also holds relevance for the present work. In 1944, Alfrey et al. [10] added the assumption to general polymerization modeling that in steady state, the concentration of all free radical remains constant. In more recent work, it was reported that the linear form of the Mayo-Lewis equation does not fully satisfy for the estimation of this reactivity ratio [7, 11-13]. Non-linear models were proposed by Finemann-Ross [14], Kelen-Tǔdǒs [15] and Tidwell-Mortimer [16]. The general agreement is that the non-linear approach is more suitable, although it enforces more sophisticated computing work [17]. Our, basically new, model for starch graft polymerization will be developed according to these findings.

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So far, there are only limited reports [18-20] on the kinetics of radical graft polymerization of monomers onto polysaccharides. By studying the graft copolymerization of methyl acrylate onto potato starch, Liu [18] found that the monomer and initiator concentrations show a linear relation with the rate of copolymerization, but beyond a critical value of initiator concentration the relation becomes non-linear. Lutfor [20] reported that the rate of graft copolymerization of acrylonitrile onto sago starch shows a first-order dependence of the monomer concentration but relates to the square root of the initiator concentration. The difference between these reports especially regarding the influence of initiator concentration is remarkable since both of them used the same initiator i.e. ceric ammonium nitrate (CAN).

Since the graft copolymerization proceeds through free-radical polymerization, the reaction is very fast and non-selective. The formation of homopolymer simultaneously with the graft product is therefore inevitable. Mishra et al. [21] confirms that a radical grafting reaction is similar to radical vinyl polymerization. It is a free radical chain reaction in three steps: initiation, propagation and termination. There are several schemes [19, 22-24] introduced, which are depending on the initiator used. In analogy to our initiation system, the scheme proposed by Brockway and Moser [22] uses Fenton's reagent and is therefore chosen in this work:

H2O2 + Fe2+ → HO + OH¯ + Fe3+ (5.1)

HO + M → M (5.2)

M + n-1 M → Mn (5.3)

HO + starch-H → Starch + H2O (5.4)

Mn + starch-H → Starch + MnH (5.5)

Starch + M → Starch-M (5.6)

Starch-M + n-1 → Starch-Mn (5.7)

5.2. Experimental

The kinetic model as has been derived in this work has been tested with data from dedicated batch graft polymerization runs conducted in the stainless steel reactor described before in chapter 2. These data were also used to determine certain rate constants (section 3.3). Conditions were chosen according to the optimal as resulting from the Experimental Design parameter survey reported in that chapter. These conditions are: 7.5%

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gelatinized cassava starch in water, Ferrous Ammonium Sulfate (FAS) initiator at a concentration of 10-3 mol/kg starch and Fe2+ to H2O2 ratio of 1:10. The reaction temperature was 400C. Since in the referred survey, the ratio of starch with respect to the acrylic acid monomer was found to be a very significant variable in the trade-off between grafting yield (add-on) and selectivity (grafting efficiency or GE), in this kinetic study we used two ratios i.e. 1 and 0.5.

The highly viscous reaction mass makes reliable sampling during the reaction almost impossible. Therefore, it was chosen to make several runs at the same conditions and to stop each run at a different time, in order to assess the course of the graft parameters over time. To avoid possible influences from poor mixing especially at the shorter reaction times, samples were collected from five different locations in the gelled mass after the reaction was stopped, and mixed together to get a representative sample for the whole of the reactor contents. This approach made it necessary to perform 18 separate runs, for just two different conditions of the starting parameters.

There may be an uncertainty introduced by this procedure. It is virtually impossible to perform the experiments completely equal at all runs also when they are started at the same starting conditions. Tiny fluctuations in the procedure and e.g. temperature may cause some differences in the outcome of the reaction after a certain time. We do think however, that this will be of lower influence than the effect of non-representative sampling.

5.3. Results and discussion

5.3.1. The basic kinetic model

A major advantage of working with gelatinized starch instead of granular starch is that for the kinetic modeling, there is no need to take diffusion limitation inside starch granules into account. Also, the homogenous system with monomer, gelatinized starch and initiator all in the same aqueous phase makes the assumption of no other mass transfer limitations credible. This assumption is further supported by our previous findings in chapter 2 and also by work from Hebeish et al. [25], that the rate of stirring has no significant influence on grafting results. So, the calculations can be concentrated fully on the chemical kinetics.

Based on the possible steps on grafting mechanism shown in section 1, a kinetic model of grafting acrylic acid (AA) onto starch (StH) is developed. The mechanism of the reaction is divided into 3 steps:

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Initiation reactions

kd

Fe2+ + H2O2 → Fe3+ + HO¯ + HO• (5.8)

ki1

StH + HO• → St• + H2O (5.9)

ki2

AA + HO• → AA• (5.10)

First, the Fenton-redox reaction dissociates the hydrogen peroxide generating a hydroxyl ion and one OH• radical. This very reactive radical will immediately react with whatever is available, either starch or monomer. Starch macroradicals are formed by the abstraction of an H-atom, probably from one of the hydroxyl groups. But when the OH radical meets a monomer molecule first, it will also react rapidly, opening up the vinyl bond. So, both grafting and homopolymerization will be initiated at the same time. The ratio between the rates of these initiation reactions is a major aspect in the present modeling approach.

The primarily formed starch radical reacts with AA, which may also be regarded as an initiation step:

ki3

St• + AA → St-g-AA• (5.11)

Further propagation reactions

kp kp

St-g-AA• + AA → St-g-(AA)2• → St-g-(AA)n• (main reaction-grafting)(5.12)

kp kp

AA• + AA → (AA)2• → (AA)n• (side reaction-homopolymerization)(5.13)

Termination reactions

kt

St-g-(AA)n• + St-g-(AA)m• → St-g-(AA)n- St-g-(AA)m (5.14)

kt

St-g-(AA)n• + (AA)m• → St-g-(AA)n-(AA)m (5.15)

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kt

(AA)n• + (AA)m• → (AA)n-(AA)m (5.16)

Some assumptions must be made to develop the kinetic model:

a. The three termination steps are governed by a single rate constant kt, which is reasonable as they basically involved the same type of polyacrylic radicals.

b. For the propagation steps, either starch radicals or monomer radicals react with the same monomer molecule, so we assume a single propagation rate constant kp.

c. At steady state, the concentration of [St•], [AA•] and [St-g-AA•] with respect to time remains constant. This is the pseuso-steady state hypothesis that is common in modeling free radical polymerization reactions.

5.3.2. Reactivity Ratio

In the copolymerization with different monomers, the ratio of the reactivity of these monomers is an important factor that determines the type of copolymer that is formed, either block, random or alternating. Grafting polymerization shows some resemblance to this system, here the reactivity of the starch-bound versus the homopolymer radical is important. This can be used as a tool to predict the selectivity along the reaction.

Usually, the reactivity ratio between different monomers can be determined by using the Mayo-Lewis equation [26-30]. However, for the scheme of graft polymerization we selected (section 1), the Mayo-Lewis equation can only be used for an estimation of the ratio of starch macro radical versus homopolymer radical reactivity.

The fraction of monomer consumed by St-g-AA•, leading to further grafting

(5.17)

The fraction of monomer consumed by AA• to become homopolymer radical

][AA][AApk][AA]AAg[Stpk ][AA]AAg[Stpk

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][AA][AApk][AA]AAg[Stpk

][AA][AApk

(5.18)

Termination takes place most likely by the combination of free radicals of every kind. We assume that there is no preference in the termination reactions so that combination can occur both between homopolymer radicals, between graft radicals and combinations thereof.

The fraction of the AA• homopolymer radical that may terminate with grafting radicals is given by:

]][AAAAg[Sttk]][AA[AAtk

]][AAAAg[Sttk

(5.19)

The fraction of monomer (AA) incorporated in the grafted polymer is the grafting efficiency (GE):

rhomopolymebyconsumedmonomerstarchontograftedmonomerstarchontograftedmonomer

GE

(5.20)

By substituting the rates of copolymerization and homopolymerization from the propagation and termination steps, the definition of GE can be rearranged leading to equations (5.21) and (5.22):

][AA][AApk][AA]AAg[Stpk

][AA][AApkx

]][AA[AAtk]][AAAAg[Sttk

]][AAAAg[Sttk

][AA][AApk][AA]AAg[Stpk

][AA]AAg[StpkGE

][AA]AAg[St

][AAx

][AA]AAg[St]AAg[St

][AA]AAg[St]AAg[St

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2][AA]AAg[St

]][AAAAG[St2][AA]AAg[St

][AA]AAg[St]AAg[St

2][AA]AAg[St

]][AAAAg[St]][AAAAg[St2]AAg[St

2][AA]AAg[St

]][AAAAg2[St2]AAg[St

2][AA]AAg[St

2][AA2][AA]AAg[St

2][AA]AAg[St

2][AA1GE

(5.21)

2][AA]AAg[St

2][AAGE1

(5.22)

This can also be written as:

][AA]AAg[St

10.5GE1

1

(5.23)

The rate of formation of the several types of free radicals is governed by the following equations:

][AA][Sti3k][St][HOi1kdt

]d[St

(5.24)

]][AAAAg[Sttk

2]AAg[Sttk][AA][Sti3kdt

]AAgd[St

(5.25)

]][AAAAg[Sttk2][AAtk][AA][HOi2kdt

]d[AA

(5.26)

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By rearranging equations (5.24)-(5.26) and using the assumptions mentioned above (in section 3.1), it is obtained:

AAi2k

Sti1k

AAPAAgSt

(5.27)

Upon combining eq. (27) with (23) we get:

AAi2k

Sti1k10.5GE1

1

(5.28)

Since these equations are derived from the rates of copolymerization and homopolymerization which are time-dependent, equations (3.28) is time-dependent as well. It represents the grafting efficiency (GE) at any moment in time. The ratio of the rate constants ki1/ki2 represents the reactivity ratio between starch and monomer for the initiation radical OH• which is the decisive factor for the reaction to proceed into either graft or homopolymer formation. [St] and [AA] are the concentrations of starch and acrylic acid during the reaction, at any moment in time.

5.3.3. Estimation of the reactivity ratio of graft and homopolymer radicals from experimental data

Using the experimentally determined concentrations of acrylic acid and starch at every specific period of time and plotting these to 1/(1-GE)2 based on the equation 5.28, the ratio ki1/ki2 can be determined (see Fig. 5.1 (a) and (b)). From these graphs it can be seen that the experimental data only fit into the model at the first part of the graph (up to around 10-15 minutes of reaction). The data from the experiments are based on the total amount reacted up to that time, whereas the formulas are in the differential form. Therefore, in the first minutes of the reaction the data will be closer to the differential than later on in the reaction. Also, the effect of 'cross terminations' (AA• reacting with SgPAA•, which would contribute to the total grafting) will still be limited then. For these reasons it is the most appropriate to determine the ratio ki1/ki2 from the data at the early phase of the reaction. For a mol ratio starch to acrylic acid of 1, the value is ca 0.09 and for the mol ratio starch to acrylic acid of 0.5 it is 0.04.

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(a)

(b)

Figure 5.1. Plot of the experimental data and model calculations (dotted lines) based on equation (5.26), at two molar ratios of starch to monomer

1 (a) and 0.5 (b)

The ratio ki1/ki2 is well below one in both cases, which shows that the reactivity of starch is much lower than that of the monomer for the OH• radicals. This is different, at least in theory, for in graft polymerizations initiated by ceric ions [31]. The Ce(IV) ion forms a complex with the starch and attacks it more of less selectively. In spite of that, the final selectivity of

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the graft reaction with Cerium initiator especially with acrylic acid monomer is disappointing still.

Graph (a) and (b) also show that ki1/ki2 at the ratio of starch to acrylic acid = 1 is larger than at the ratio starch to acrylic acid = 0.5. This is an unexpected result. In theory, the reactivity of the initiator should not be dependent on the amounts of monomer and/or macromolecule as a backbone which are present. This is not easy to understand, although there are some possible effects. There may for example be a certain degradation of the starch molecules by the effect of the initiator (see the following chapter – Ch.6 about Degradation of Cassava Starch by the Effect of Fenton’s Initiator in the Absence of Monomer) affecting the calculation of the ratio of starch to monomer. Also, the calculated values will be dependent on the interval chosen to use in this approximate curve fitting. Anyhow, the low apparent reactivity ratio of starch to monomer radicals (<< 1) predicts a low selectivity towards grafting, i.e. much unwanted homopolymer by-product, at both ratios of starch to monomer observed.

5.3.4. The complete kinetic model with the pre-estimated ki’s incorporated

The total rate of polymerization is the combination of the formation of copolymer and homopolymer. Since starch bound radicals and acrylic radicals have about the same opportunity to react with more of the acrylic monomer molecules, the rate of further propagation of both reactions will be similar. This assumption is expressed by using a single propagation rate constant in Eq.29

AAAAgStAApk (5.29)

Since the initiation and termination steps proceed very rapidly, and the vast majority of the monomer molecules will be consumed in propagation reaction steps, it can safely be assumed that, the total time of polymerization is mainly determined by the propagation rate (eq. 5.12 and 5.13).

By substituting the differential rate equations of all of the radical formation reactions into eq. 5.24-5.26 and using the assumption at steady state condition, it is obtained:

][AA][AApk][AA]AAg[StpkpR

Homopolymer formation Grafted copolymer formation

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AAAAgSttk

2AAtkAAHOi2kAAAAgSttk

2AAgSttkAASti3kAASti3kHOSti1k0

2AAtkAAAAgStt2k

2AAgSttkHOAAi2kHOSti1k0

2AAAAgSttkHOAAi2kHOSti1k0

which can be simplified to:

AAAAgSt

0.5

AAi2kSti1ktk

HO (5.30)

Substituting the value of eq. (30) into eq. (29), we obtain:

0.5

AAi2kSti1ktk

HOAApkpR

(5.31)

The square root equation can be denested as discussed by Jeffrey and Rich [32], to become:

0.5AASti2ki1k20.5AAi2k0.5Sti1k0.5

tk

HOAApkpR

It can be assumed however that the multiplication of 2 reaction constants results in a relatively low value, probably less than a few % of the total. Then, the equation can be simplified to:

0.5HO1.5AAz2k0.5HO0.5StAAz1kpR (5.32)

Where kz1 = kp(ki1/kt)0.5 and kz2 = kp(ki2/kt)0.5. If kp and kt are the same for copolymer and homopolymer formation (one of the assumptions made previously), kz1/kz2 is expected ≈ ki1/ki2. In this case there is some deviation which might come from a certain error which can occur in the calculation of ki1/ki2, as discussed before.

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From the reactivity ratio, the competition between graft copolymer and homopolymer can be evaluated. If the initiation rate constant of starch (ki1) « initiation rate constant of monomer (ki2), the homopolymerization is leading compared to copolymerization. If the initiation rate constant of starch (ki1) > initiation rate constant of monomer (ki2), the selectivity for grafting would be better. Also, the order of the reaction order is not the same for the different polymerizations. In homopolymerization the model shows the order 1.5 for the concentration of monomer, while in the grafting copolymerization term there is a first order dependence of the monomer concentration. The concentration of starch is not likely to change during the reaction. Although some starch may be broken down by the effect of the initiator, such fragments will still consist mostly of AGU groups so the total amount of these will not really change. Also, after a short period of very rapid radical production, the production of new OH● will be compensated by the consumption of them. So, only the monomer is a real variable in this system. Therefore, the order of the total reaction can be regarded as pseudo-first order for grafting and pseudo 1.5 order for homopolymerization, in monomer concentration.

5.3.5. Comparison of the proposed model with the experimental data

By iteration calculations, the kinetic parameters [kz1 and kz2] as defined in Eq. 5 32 from the propagation rate can be found. The numerical solution method 'ode' from Matlab® software has been used as a tool. For a mol ratio starch to monomer of 1, the values of kz1 and kz2 are 7.3x10-2 and 16x10-2 respectively and for a mol ratio starch to monomer of 0.5 they are 12x10-2 and 66x10-2. The ratio between these kz's must be different from the values obtained in the estimation of the ki's (section 5.3.3) since the definition of the kz's contains the square roots of the ki's. Also a diffence may arise as a consequence of the simplification of the denested equation into a form (Eq. 5.32) that is more suitable for the numerical calculations. In spite of this, the trend is similar: the ratio of kz1 to kz2 is always less than 1. This illustrates that homopolymer formation is always dominant over grafted copolymer formation.

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(a) Mol ratio St:AA = 1, T = 400C

(b) Mol ratio St:AA = 0.5, T = 400C

Figure 5.2. Comparison of the experimental data and kinetic model from homopolymer, grafted monomer and monomer

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To validate the model, the measured concentrations of homopolymer (PAA), grafted polymer (gPAA) and unreacted monomer (AA) during reaction are plotted against time in one figure with the results calculated from model equation (5.32). The results are represented in Fig. 5.2 (a) and (b). The model appears to give a good match to the data from the measurement. These visual observations are confirmed by calculation of the R2 value for each concentration. The total R2 values for the PAA, gPAA and AA concentrations in fig. 5.2(a) are 0.9054; 0.8383 and 0.9255 respectively, and in fig. 5.2(b) are 0.9790; 0.8388 and 0.9765 respectively. It means that although there may be certain shortcomings in the reactivity ratio approach, the model that has been derived from it looks promising at least. These results also confirm that the assumption used in deriving equation 5.31 into 5.32 can be justified.

Just for comparison, we show the equations presented in other kinetic models on starch grafting as found in literature, in table 5.1.

Type of starch

Monomer

Init. Kinetic model Ref.

Sago starch

Methyl acrylate

Ce4+

M0.54

Ce0.5

St

0.5

tk

dkk

pkpR

[20]

Potato starch

Methyl acrylate

Ce4+ MSt

tk

dkpKk4CeStdKkpR

[18]

Cassava starch

Acrylic acid

Fe2+/

H2O2 5.0HO5.1AAz2k

0.5HO

0.5StAAz1kpR

(*)

Table 5.1. Comparison of the model proposed(*) with other reference models

These equations differ from each other, especially since for the same initiator (Cerium) different authors give a different order of dependencefrom the initiator concentration. Also, the order into monomer is different and probably the reaction system with methyl acrylates is not homogenous. With such hydrophobic monomers there may be a phase transfer resistance interfering with the true kinetics as it is not the case in our system.

The model derived in the present work has the added value that it also describes the rate of homopolymerization, as a part of the total monomer consumption rate. So unlike the other models, it allows for a prediction of the graft selectivity. Like in our model, in the models found in literature it seems that the monomer concentration is the dominant factor determining the total

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reaction rate. The differences between these models are likely to be the result of different assumptions about the reaction mechanism.

5.4. Conclusion The kinetic study of grafting monomer has met some practical

difficulties since multiple runs for preset times needed to be made. In the development of the kinetic model a new feature was introduced, derived from models of copolymerization with two monomers: the reactivity ratio of starch versus monomer for the radicals created by the initiator. By plotting a mathematical derivation from the model to experimental data, the ratio of the initial graft versus homopolymer formation could be determined. These approximation shows values in the range of 0.04 – 0.09 for different starch to monomer ratios. Although the variations imply that the model has certain shortcomings, the magnitude of the reactivity ratio shows that, most unfortunately, homopolymerization proceeds faster than grafting i.e. leading to poor graft selectivity.

The model allows for a prediction of the course of the concentrations of the reactants and products over time, both the grafted copolymer and the homopolymer. These predictions show a good agreement with the data from the experiments. It can therefore be concluded that in spite of certain assumptions that had to be made, the model is a step forward in the understanding of graft polymerization of acrylic acid onto starch. In the resulting rate equation, grafting shows a pseudo-first order dependence in monomer concentration while homopolymerization appears to have a 1.5 order dependence of the monomer concentration.

References

1. Chaimberg, M., Cohen, Y., Kinetic modeling of free-radical graft polymerization. AIChE Journal, 1994. 40(2): p. 294-311.

2. Gopalan, A., Vasudevan, T., Manisankar, P., Paruthimalkalaignan, C., Ramasubramanian, A., Hariharan, S.S., Graft copolymerization of polyacrylonitrile (PAN) onto polyester (PET) and simultaneous homopolymerization: A kinetic study. I. Journal of Applied Polymer Science, 1995. 56(10): p. 1299-1311.

3. Sahloul, N., Penlidis,A, High temperature copolymerization of styrene/ethyl acrylate: Reactivity ratio estimation in bulk and solution. Advances in Polymer Technology, 2004. 23(3): p. 186-195.

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4. Sunday, E.H.O., Free radical grafting of some hydrophilic monomers onto unsaturated segmented polyurethanes - a kinetic study. Angewandte Makromolekulare Chemie, 1988. 156(1): p. 151-162.

5. Wang, J., Liu, X., Choi, H.S., Graft copolymerization kinetics of acrylic acid onto the poly(ethylene terephthalate) surface by atmospheric pressure plasma inducement. Journal of Polymer Science Part B: Polymer Physics, 2008. 46(15): p. 1594-1601.

6. Wong Shing, J.B., Baker, W.E., Russell, K.E., Kinetics and mechanism of the grafting of 2-(dimethylamino)ethyl methacrylate onto hydrocarbon substrates. Journal of Polymer Science Part A: Polymer Chemistry, 1995. 33(4): p. 633-642.

7. Mcmanus, N.T., Penlidis, A., Rempel, G.L., A Kinetic Investigation of the Copolymerization of Acrylonitrile and Vinyl Acetate in Bulk. Developments in Chemical Engineering and Mineral Processing, 1998. 6(3-4): p. 153-170.

8. Dostal, H., A Basis for the Reaction Kinetics of Mixed Polymerization Monatshefte fur Chemie, 1936. 69: p. 424-426.

9. Mayo, F.R., Lewis, F.M., Copolymerization. I. A Basis for Comparing the Behavior of Monomers in Copolymerization; The Copolymerization of Styrene and Methyl Methacrylate. Journal of American Chemical Society 1944. 66: p. 1594-1601.

10. Alfrey, J., T., Goldfinger, G., The Mechanism of Copolymerization. Journal of Chemical Physics, 1944. 12: p. 205-209.

11. Arunbabu, D., Sanga, Z., Mohamed Seenimeera, K., Jana, T., Emulsion copolymerization of styrene and sodium styrene sulfonate: kinetics, monomer reactivity ratios and copolymer properties. Polymer International, 2009. 58(1): p. 88-96.

12. Dubé, M.A., Penlidis, A., O'driscoll, K.F., A kinetic investigation of styrene/butyl acrylate copolymerization. The Canadian Journal of Chemical Engineering, 1990. 68(6): p. 974-987.

13. Kaim, A., Application of the monomer reactivity ratios to the kinetic-model discrimination and the solvent-effect determination for the styrene/acrylonitrile monomer system. Journal of Polymer Science Part A: Polymer Chemistry, 2000. 38(5): p. 846-854.

14. Finemann, N., Ross, S.D., Linear method for determining monomer reactivity ratios in copolymerization. Journal of Polymer Science, 1950. 5: p. 259-262.

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15. Kelen, T., Tudos, F., New improved linear graphical method for detemining copolymerization reactivity ratios. Reaction Kinetics Catalysis Letter, 1974. 1: p. 487-492.

16. Tidwell, P.W., Mortimer, G.A. , An improved method of calculating copolymerization reactivity ratios. Journal of Polymer Science, 1965. A3(1): p. 369-387.

17. Zhou, X., Evaluation of instantaneous and cumulative models for reactivity ratio estimation with multiresponse scenarios, in Chemical Engineering. 2004, University of Waterloo: Ontario, Canada. p. 157.

18. Liu, M., Cheng, R., Wu, J., Ma, C., Graft Copolymerization of Methyl Acrylate onto Potato Starch Initiated by Ceric Ammonium Nitrate. Journal of Polymer Science: Part A: Polymer Chemistry, 1993. 31: p. 3181-3186.

19. Lutfor, M.R., Silong, S., Wan Yunus, W.M.D., Rahman, M.Z.A.B., Ahmad, M., Haron, M.D.J., Kinetics and Mechanism of Free Radical Grafting of Methyl Acrylate onto Sago Starch. Journal of Applied Polymer Science, 2000. 77: p. 784-791.

20. Lutfor, M.R., Rahman, M.Z.A., Sidik, S., Mansoor, A., Haron, J., Wan Yunus, W. M. Z., Kinetics of Graft Copolymerization of Acrylonitrile onto Sago starch Using free Radicals Initiated by Ceric Ammonium Nitrate Designed monomers and Polymers, 2001. 4(3): p. 253-260.

21. Mishra, M.K., Yagci, Y., Handbook of radical vinyl polymerization. 1998: Marcel Dekker, Inc.

22. Brockway, C.E., Mosser, K.B., Grafting of Poly(methyl Methacrylate) to Granular Corn Starch. Journal of Polymer Science: Part A, 1963. 1: p. 1025-1039.

23. Park, I.H., Song, S.Y., Song, B.K., Gratf polymerization of acrylic acid onto corn starch in aqueous isopropanol solution. Die Angewandte Makromolekulare Chemie, 1999. 267: p. 20-26.

24. Vázquez, B., Goňi, I., Gurruchaga, M., Valero, M., Guzmán, G.M., A Study of the Graft Copolymerization of Methacrylic Acid onto Starch Using the H2O2/Fe++ Redox System. Journal of Polymer Science: Part A: Polymer Chemistry, 1989. 27: p. 595-603.

25. Hebeish, A., El-Rafie, M.H., Higazy, A., Ramadan, M.A., Poly(Acrylic Acid)-Starch Composites. A Key for Improving Sizeability and Desizeability of Starch from Cotton Textiles. Starch/Stärke, 1992. 44(3): p. 101-107.

26. Habibi, A., Vasheghani-Farahani, E., Semsarzadeh, M. A., Sadaghiani, K., Monomer reactivity ratios for lauryl methacrylate–isobutyl methacrylate

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in bulk free radical copolymerization. Polymer International, 2003. 52(9): p. 1434-1443.

27. Hakim, M., Verhoeven, V., McManus, N. T., Dubé, M. A., Penlidis, A., High-temperature solution polymerization of butyl acrylate/methyl methacrylate: Reactivity ratio estimation. Journal of Applied Polymer Science, 2000. 77(3): p. 602-609.

28. Hou, C., Wang, C.,Cai, H., Zhang, W., Determination of the reactivity ratios for acrylonitrile/N-vinylpyrrolidone copolymerization systems. Journal of Applied Polymer Science, 2003. 89(2): p. 422-425.

29. Hou, C., Ji, C., Ying, L., Monomer apparent reactivity ratios for acrylonitrile/ammonium itaconate radical copolymerization systems. Journal of Applied Polymer Science, 2007. 103(6): p. 3920-3923.

30. Plaumann, H.P., Branston, R. E., On estimating reactivity ratios using the integrated mayo–lewis equation. Journal of Polymer Science Part A: Polymer Chemistry, 1989. 27(8): p. 2819-2822.

31. Athawale, V.D., Vidyagauri, V.L., Graft Copolymerization Onto Starch.3: Graftimg of Acrylamide Using Ceric Ion Initiation and Preparation of its Hydrogels. Starch - Stärke, 1998. 10: p. 426-431.

32. Jeffrey, D.J., Rich, A.D., Simplifying square roots of square roots by denesting, in Computer Algebra Systems, M.J. Wester, Editor. 1999, Wiley.

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Chapter 6

Degradation of Cassava Starch by the Effect of Fenton’s Initiator in the Absence of Monomer

Abstract

One option to improve selectivity of the graft reaction of acrylic acid onto starch is to react starch with initiator, to create radicals before adding the monomer. Unfortunately, this seems to be hampered by fast degradation of starch, a phenomenon which is hardly ever addressed in grafting literature. Therefore, an experimental study was made on the effect of initiator, Fenton's reagent, on gelatinized cassava starch, in the absence of monomer. The use of a combined stirrer-torque meter allows for monitoring viscosity during the reactions.

A rapid viscosity decrease was found at conditions reflecting graft polymerization. This also allowed for a more detailed study into Fenton's reactions. Apparently the first step, oxidation of Fe2+, is so fast that there the relative abundance of free radicals will also lead too premature terminations. The majority of radicals that contribute to starch degradation appear to be formed at the slower stage of the reaction, when Fe3+ is the active dissociation agent. Clearly, the Fenton's scheme that only involves the reaction with Fe2+ as used before in this work is too simple. Therefore, an extended scheme for Fenton's was made up, which gives a good explanation for the observed phenomena. A clear proof of oxidation products in the treated starch was found by the occurrence of C=O peaks in FTIR spectra. These were seen to increase along with increasing level of exposure of the cassava starch to Fenton's reagent.

Keywords:

Starch Degradation, Fenton's Initiator, Rheokinetics, Process Design Considerations

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6.1. Introduction

The selectivity of the grafting reaction, particularly the undesired formation of homopolymer, is a major issue in any process for the direct grafting of acrylic acid onto starch. Since all of the reactive components are in the same aqueous phase, the formation of (some) homopolymer is inevitable as discussed in ch.2 – (An Experimental Design Method to Evaluate Influences of Process Parameters on the Graft Polymerization of Acrylic Acid to Cassava Starch). To make matters worse, in the kinetic analysis of ch.5 – (Kinetic Evaluation of the Graft Copolymerization of Acrylic Acid onto Starch initiated by Fenton’s Reagent (Fe2+/H2O2)) it was demonstrated that the reactivity of the starch radical is lower compared to the acrylic acid radical. So, homopolymerization even dominates over the graft reaction at the conditions that were already selected to optimize the grafting yield [1]. To prevent the necessity of an uneconomic separation of homopolymer, the result of the graft reaction including the homopolymer can be considered as a final product. This will be discussed in Ch.7 – (Rheological Behavior of Starch-g-poly acrylic acid as a Fluid during the Reaction and Characterization of the Solid Product by Thermo mechanical Measurements). Also, when a crosslinker is applied, the overall selectivity for grafted PAA is better as has been shown in Ch. 4 – (Water Absorption Potential of Cassava Starch Grafted with (Poly)-Acrylic Acid in the Presence of a Crosslinker) and [2].

There may be another possibility to improve the selectivity of the graft reaction. In an intriguing paper published in the 1960's by Reyes et al. [3], see also [1, 4], it was demonstrated that when radicals are created in starch molecules before exposing these to the reactive monomer, almost 100% selectivity for the graft reaction could be obtained with acrylic acid in water. However, the creation of radicals was done by high energy radiation which is subject to severe drawbacks when industrial application is considered [5]. Reviewing literature, Noordergraaf et al. [6] have found indications that it might be possible still, to use the potential benefits of pre-initiation also with chemical initiators. There are two factors that are of crucial importance which were uncertain up to now. In virtually dry starch, radicals can live for many hours or even days [4, 7]. In water, radical lifetime is uncertain but at least very much shorter. The other important question is whether in the aqueous system of gelatinized starch, the starch backbone is not degraded too fast by the activity of (oxidative) radicals. There should be a certain period of time, in the order of perhaps half a minute or more, to make the option practically feasible to enter at first the initiator components and after that the monomer. The magnitude of this necessary time span will also depend on the efficiency of the mixing of components into the reaction mass.

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In our research program, some exploratory tests have been done with the addition of initiator before the monomer. To the gelatinized starch mass, at first the initiator components were added: Fe2+, followed by the H2O2 after two minutes. Then, after 5 more minutes to allow for good mixing of the initiator into the starch gel, the monomer was added. The results were disappointing however: after the experiment a clear solution was obtained. It showed no sign of any substantial polymer formation, a lower viscosity than gelatinized starch prior to the reaction as well as the brown-reddish color of ferric iron. Apparently, the starch chains had been degraded and the radicals de-activated at the same time, before they could react with monomer. Such an effect of Fenton's oxidator on starch, hydrolyzing and degrading chains to a lower viscosity, was already reported as far back as 1935 [8]. It is therefore surprising that an effect of initiation agents, by Fenton's or any other redox system, on starch backbones has almost never been addressed in the vast literature on starch grafting. The only exception is an article published by Fanta et al. [9]. In that work, it is clearly demonstrated that three by then common graft polymerization initiation systems, i.e. Co60 irradiation, Ceric Ammonium Nitrate (CAN) and Fenton's reagent, have a pronounced effect on the integrity of wheat starch. The effects observed can only be explained by a serious oxidative degradation of starch chains. That was further confirmed by the presence of carbonyl groups in the treated starches. It is quite remarkable that further research on this phenomenon has never appeared in literature although a degradative effect of e.g. Fenton's reagent on carbohydrates like starch is well known [8, 10]. In the article of Herp [10] mentioned however that such degradation is more likely when there is also molecular oxygen in the system. Since O2 is known to be a free radical scavenger, it is common in graft research to strip the reaction fluid with nitrogen. This combination of effects may be one reason why starch degradation was almost never investigated as a part of starch graft research. Another reason is perhaps that in general reviews on starch modification, the effect of 'small amounts' of oxidizing agents like hydrogen peroxide is dispatched as having minor influence perhaps only causing some bleaching [11].

Previous to this work, in our laboratory some exploratory experiments on the effect of Fenton's, Potassium persulfate and Ascorbic acid/H2O2 on potato starch were performed by Vellinga [12]. A summary of his results is shown in Table 6.1.

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Initiation system Viscosity decrease after

20 minutes 40 minutes K2S2O8 84% 84% Ascorbic acid/H2O2 32% 40% Fe2+/H2O2 64% 68% Conditions: 40°C, 5% wt/wt gelatinized potato starch, initiator to AGU always at a 1:40 molar ratio.

Table 6.1. Viscosity decrease by the exposure of gelatinized potato starch to three initiation systems.

In these experiments, the use of NaOH to assist the gelatinization of potato starch may also have caused some chain degradation. Also, the high stirring speed (700 rpm) may enhance the contribution of starch viscosity decrease by thixotropic effects. By definition, thixotropy is a decrease of the apparent viscosity over time at a constant shear rate caused by physical phenomena like molecular rearrangements of starch chains, not by the effect of chemical reactions. This is further discussed in the next chapter 7. Still the conclusion from these results is similar and as disturbing as the findings of Fanta et al. [9]: there is a substantial decrease of the viscosity of the gelatinized starch with all of the initiation systems tested. The ascorbic acid system has the most moderate effect on starch viscosity but was also found less effective in the initiation of grafting [12]. For the present program, Fe2+/H2O2 was already selected as the initiation system, see also chapter 1- (Introduction) and ch.2 (An Experimental Design Method to Evaluate Influences of Process Parameters on the Graft Polymerization of Acrylic Acid to Cassava Starch).

For all of these reasons and within the scope of this thesis, it was decided to perform a more extensive experimental study of the effect of Fenton's initiator on the backbones of cassava starch. In order to obtain the effect of initiator only, no monomer was added during these experiments. Conditions were chosen further as similar as possible to the graft reaction. The effect of variations of the process parameters was studied: the concentration of starch in water, the Fe2+/AGU ratio, the ratio of Fe2+ to H2O2

and finally, whether Fe3+ is also active in creating radicals from hydrogen peroxide and capable of degrading starch. The availability of a combined stirrer-torque meter provides us with a unique opportunity to monitor the viscosity of the starch solutions during the reaction, as it is also used in the next chapter (ch. 7) to analyze rheological behavior during graft polymerization. To test whether any viscosity decrease was caused by

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oxidative degradation of the starch molecules, Infrared spectroscopy was applied on selected samples.

6.2. Experimental

6.2.1. Reaction procedure

The same cassava starch applied for the graft polymer synthesis described in the previous chapters was used for these experiments. The cassava starch was mixed with water and gelatinized for 25 minutes at 70°C in the same batch reactor that was already described in full detail in other chapters. The set up was adapted with a Heidolph RZR 2102 control combined stirrer-torque meter, which will be discussed in more detail in ch.7. After gelatinization and cooling to reaction temperature, the initiator components Ferrous Ammonium Sulfate and hydrogen peroxide were added within 1 minute of each other. Time counting was started at the moment the peroxide was added. The effect of dilution and viscosity decrease by the addition of solutions of initiator is probably negligible, as these volumes amount for less than 1% of the total volume. The starch breakdown tests were performed at 40°C since this is the temperature which was found optimal for the graft polymerizations [1] and used in further synthesis runs (chs. 4, 5 and 7). Stirring speed was 300 rpm in all experiments. Three different starch concentrations were tested: 7.5%, 12% and 15% (wt/wt). Initiator concentration for the 'standard experiment' was chosen to have 1 mole of Fe2+ per 100 AGU-groups and a 10:1 molar surplus of H2O2 over the ferrous ions. Practically, for 12% starch this means 7.45 x 10-3 mol/l of Fe2+ (FAS) and 74.5 10-3 mol/l H2O2. Various experiments were carried out to test influences and effects as mentioned in Table 6.2.

6.2.2. FTIR-spectroscopy

If starch has been oxidized, a part of the original OH-groups are converted turned into carbonyl (C=O) groups [4, 11]. In Appendix 6A, some of the possible reactions when starch is being oxidized are summarized. Many of these result in carbonyl groups. In an Infrared spectrum such C=O groups may be detected as peaks at ca 1700 cm-1. Therefore, Fourier Transformation Infra-Red (FTIR) analysis was performed with the same machine and procedures as described in ch.3 - Characterization and analysis of starch-graft-polyacrylic acid-products by HPLC and 1H-NMR.

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Experiment type Initiator-1 (reductor)

mol/l Molar ratios

'Standard' conditions (triplicate run)

[Fe2+] = 7.5 x 10-3 mol/l Fe:AGU = 1:100 Fe:H2O2 = 1:10

Lower total initiator dosage [Fe2+] = 2.5 x 10-3 mol/l Fe:AGU = 1:300 Fe:H2O2 = 1:10

Higher total initiator dosage [Fe2+] = 23 x 10-3 mol/l Fe:AGU = 1:33 Fe:H2O2 = 1:10

Lower Hydrogen Peroxide dosage

[Fe2+] = 7.5 x 10-3 mol/l Fe:AGU = 1:100

Fe:H2O2 = 1:1 Hydrogen peroxide only - AGU:H2O2 = 10:1

Effect of Fe3+ ions [Fe3+] = 7.5 x 10-3 mol/l Fe:AGU = 1:100

Fe:H2O2 = 1:9

Table 6.2. The conditions for the experiments shown in Fig. 6.3.5

Stirring speed constant at 300 rpm, temperature = 40°C, Cassava starch pregelatinized at 70°C for 25 minutes, at 12 wt% in water. In all cases, Initiatior-2, the oxidative agent, was hydrogen peroxide in concentrations corresponding to the molar ratios given in the table.

6.3. Results and discussion

6.3.1. Running of the torque meter without load

These tests were made after we found that torque seems to be fluctuating during the experiments. The combined stirrer-torque meter was started and run for some three hours freely in the air, so without any load. From Fig.6.1 it can be concluded that the device needs almost an hour to run more or less smoothly. This was seen consistently and is probably a matter of getting the rotating parts and their bearings to operational temperature. Nevertheless, also after that period, fluctuations still occur around a certain average value in a range of 0.2 - 0.3 Ncm up and below the average. This constant average is the resistance caused by the bearings and magnetic coupling between the motor and the stirrer. This value was used as a zero point for all further measurements. The sustaining fluctuations around this 'zero-calibration' value will cause the effect that small change in the fluid that affect torque within this range, cannot be detected.

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Figure 6.1. Run-in period and sustaining fluctuations of the torque meter.

In the standard experimental procedure this run-in time was used for the gelatinization and subsequent cooling to reaction temperature. Reactions and measurements were not started before the stirrer had been in operation for one full hour.

6.3.2. Effect of (small) temperature variations on torque reading

It proved not possible to maintain temperature in the reactor at an exact value. A deviation in the order of 1-20C up or down occurs during every run. In the polymerization experiments (in other chapters), an increase of 5-100C is seen in the first minutes. Therefore it was tested how variations of the temperature of a gelatinized starch mass influence the torque reading. A general observation that was made from a large set of data showed that the temperature dependence is below 1% of the torque reading (minus the calibration value) per one degree Celsius. This is in fact well within the range of the fluctuations that can be seen in Fig.6.1, when the torque meter is running in air. It can be concluded that small to moderate temperature fluctuations in the reactor will more or less disappear in the signal noise of the torque meter.

6.3.3. The selection of a suitable starch concentration

Three values of the absolute concentration of starch have been tested, being 7.5, 12 and 15 wt%. Each of these was exposed to the same molar ratio of Fe2+/AGU (1:100) and H2O2/Fe2+ (10:1). A rapid decrease in viscosity is

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observed in all cases. However, at 7.5% starch in water (w/w), torque reading decreases so fast that after 5-10 minutes it becomes almost impossible to monitor it with a good level of accuracy. In this case, the signal noise from the torque meter interferes with the measurement (see also Fig.6.1). The torque values at 12 and 15% show a more or less similar course, but at 15% we can have some doubt on the ability of the stirrer to maintain good homogeneity. The 12% gelatinized starch shows a clear paste with no in homogeneities or gel breaking effects. Still the torque meter signal values are significantly higher with this concentration, so the effect of the initiator on gelatinized starch can be determined with much more accuracy. For this reason, it was decided to do further experiments in this chapter with 12% w/w gelatinized starch.

6.3.4. Reproducibility of the 'standard' experiment and comparison to thixotropic effects

A set of conditions was chosen as a standard to make parameter variations around. Besides the choice for 12% starch load, conditions were chosen to resemble the runs with graft polymerizations, as mentioned before in section 6.2.1. Three runs were made at these conditions, to test the reproducibility of the measurements. The results are shown in Fig 6.2.

The graph shows that although reproducibility is not perfect, the trend is very clear, which is a strong and fast decrease in viscosity after the initiator was added. To test whether starch thixotropy (see also ch.7) does not cause this behavior, a run with just stirring of the gelatinized starch was made and also depicted in Fig. 6.2. It can be seen that the effect of starch thixotropy by mechanical stress is much lower than the decrease in the apparent viscosity caused by the reaction with the initiator.

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Figure 6. 2. Three runs at the 'standard' condition (∆, *, ▼) compared to torque decrease by starch thixotropy (■)

6.3.5. Effect of the initiator concentration on starch breakdown

In Fig. 6.3, the effect of variation of the initiator concentration, or the equivalent, the ratio of Fe2+ to AGU is shown. In all cases, the ratio of H2O2 to FAS was maintained at 10:1, and other conditions are equal to the standard experiment. Starch concentration was kept constant in these experiments (12% w/w).

Figure 6.3. Effect of the Fe2+/AGU ratio

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Series1: [Fe2+] = 2.5 x 10-3 mol/l (1:300 Fe/AGU)

Series2: [Fe2+] = 7.5 x 10-3 mol/l (1:100 Fe/AGU)

Series3: [Fe2+] = 23 x 10-3 mol/l (1:33 Fe/AGU)

These results show that starch breakdown at the molar ratio of Fe2+/AGU of 100 is already so rapid that a threefold increase of the amount of initiator makes it only gradually faster. But, at the lowest initiator dosage it takes longer before the torque and therefore the degradation reaches steady state. Also, this level is higher corresponding to less degradation of the original starch molecules. It is questionable still whether at this condition there are sufficient radicals to continue the reaction towards graft polymerization.

6.3.6. Effect of the ratio of H2O2 to Fe2+ on starch breakdown

In ch.2, it was concluded that a 10:1 excess of hydrogen peroxide to FAS (Fe2+) was preferable since it was expected at this condition would produce more radicals to initiate polymerization. As it was demonstrated in the foregoing sections, the effect of initiator on starch is so pronounced that it provides the opportunity to investigate the effect of other parameters, like the Fe2+/H2O2 ratio (the amount of Fe2+ is kept constant), in some more detail.

In Fig. 6.4 the result of a run at Fe2+/H2O2 = 1:1 (mol/mol) is shown. There is surprisingly little viscosity decrease which mostly occurs in the first 5-10 minutes after the addition of the initiator components. The effect of dilution and viscosity decrease by the addition of solutions of initiator is probably negligible, as these volumes amount for not more that ca 1% of the total volume. From Fig. 6.4 it is apparent that the production of radicals does not continue when the reaction of Fe2+ with the available stoichiometric amount of peroxide has ceased. The reaction of Fe2+ with H2O2 is very fast as known from literature [13, 14]. The slight further decrease after the first minutes is in the order of changes caused by the thixotropic behavior of starch.

The reaction of FAS with hydrogen peroxide was also observed separately in an unstirred glass beaker. Analysis of the video recordings shows that the color change from green to reddish-brown takes place almost instantaneously, at the timescale of perhaps one second, even without intensive mixing. It can be concluded that when the components of Fenton's reagent are joined, there is almost an explosion of radicals. These radicals can

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cause fast breakdown of the starch chains. But also, such an abundance of radicals must lead to relative many terminations, which probably explains why starch breakdown rapidly stops at a 1:1 Fe2+/H2O2 ratio.

Figure 6.4. Torque decrease at different molar ratio of Fe2+/ H2O2

By the comparison of the data in Fig. 6.4 is clear that at much higher H2O2 dosages the breakdown continues, where at the 1:1 ratio it almost stops after just a few minutes. But, sustained starch degradation can only occur when new radicals are being produced from follow-up reactions, after the initial amount of Fe2+ has been consumed. So, there must be a mechanism that continues radical production from the ca 90% of the H2O2 which has not reacted yet. For this, there are two optional mechanisms: either auto-dissociation of H2O2, or the formation of radicals from the reaction of the ferric ions resulting from the oxidation with H2O2. Information from literature [15, 16] suggests that auto-dissociation is too slow at this temperature while dissociation by trace elements in unlike since we use commercial hydrogen peroxide with stabilizer. Both radical production options were tested nevertheless.

The comparison between only H2O2 (dosage equal to start value i.e. 7.45 x 10-2 mol/L) and the effect of H2O2 reacting with Fe3+ also at 1:100 AGU and with 90% of the original amount of peroxide is shown in Fig. 6.5. This value of 90% of the original hydrogen peroxide (9:1 Fe3+/H2O2 molar ratio)

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was chosen to resemble the condition in the system after the first reaction step. Anyhow, it is clear that most of the ongoing starch degradation must by caused by radical creation from reactions of Fe3+ with the remaining H2O2.

Figure 6.5. Comparison of pure H2O2 with the effect of Ferric iron added.

The rate of breakdown of the starch viscosity when only Fe3+ was added is much lower especially in the first few minutes as can be seen in Figure 6.6, below.

Figure 6.6. Viscosity decrease with Fe2+ versus with only Fe3+, with similar amounts of hydrogen peroxide added.

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After the first minutes, Fe2+ will be completely consumed and the sustained radical production from the reaction with Fe3+ takes over. The difference in viscosity decrease is most clear in the first ca 60 seconds after addition of the different grades of iron. The viscosity reduction by the influence of Fe2+ versus Fe3+ is not very different after these first minutes. This is consistent with findings of Brown [8]. For a more precise discrimination between the reaction rates of the various iron species, starch degradation may not be the best tracer reaction since relatively few chain scissions can already cause a large effect on the overall viscosity of the fluid.

The results from Fig. 6.6 fit to the observations on the separate initiator reactions in a beaker glass. It was seen that several new additions of H2O2

always resulted in new formation of gas bubbles, probably molecular oxygen; long after the original amount of Fe2+ was oxidized. An experiment with addition of H2O2 after a reaction similar to the run shown in Fig. 6.4 (equal molar amount of Fe2+ and H2O2 to start with) also appeared to give additional viscosity decrease. All of these results point to the conclusion that Fe3+ is able to create radicals from fresh hydrogen peroxide molecules.

6.3.7. An expanded scheme for the operation of Fenton's reagent

From the foregoing, it is clear that the scheme presented in chapters 2 and 5, is by far too simple. In literature there is ample evidence for reactions involving Fe3+, e.g. in the review of Uri [17] and in the graft polymerization report by Vazquez et al. [18]. Also, in older literature dedicated to Fenton's, reaction steps involving Fe3+ and various radical species are mentioned [13, 14]. Vazquez et al. [18] give a scheme of five possible reactions with radicals originating from the iron and the peroxide. It is based on the original Haber-Weiss scheme [17]:

Fe2+ + H2O2 → Fe3+ + OH⎯+ OH• (6.1)

This reaction is the primary radical formation step. Terminations can occur by any combination of radicals, also those already created on the starch backbone. Within the scheme of Fenton's there are several options for radical termination or further reactions, even before they have reacted with any substrate:

Fe2+ + HO• → Fe3+ + HO⎯ (6.2)

HO• + H2O2 → H2O + HO2• (6.3)

HO2• + Fe2+ → Fe3+ + HO2⎯ (6.4)

HO2• + Fe3+ → Fe2+ + H+ + O2 (6.5)

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Baxendale et al. [13] however stated that reaction (6.2) is suppressed in the presence of sufficient amounts of monomer ethylene, which at least would simplify the kinetic analysis of polymerizations. Still, the combination of (6.3) and (6.5) constitutes a catalytic cycle for the iron species. Such a cycle would explain that in several sources like in the patent of Masuda [19] it was mentioned that traces of iron can be sufficient to start or enhance polymerization reactions when there is H2O2 in the system. The HO2• radical has a lower reactivity to substrates like starch and monomer [13, 17]. It may even be questionable whether the oxidizing power of the hydroperoxy radical is sufficient to react with starch-hydroxyl groups since it shows low activity in oxidizing primary alcohols [20]. This combination of effects does explain why starch degradation slows down considerably when the initial amount of Fe2+ has been consumed, although 90% of the added H2O2 is still in the system. This scheme however does not explain the creation of new radicals when only Fe3+ and H2O2 are started with. There are reports in literature on such a reaction, e.g. Walling [14]:

Fe3+ + H2O2 → Fe2+ + H+ + HO2• (6.6)

By this reaction the less active radical HO2• would be formed, which fits in the observations of lower reaction rate in starch degradation seen in Fig. 6.6. This reaction also produces Fe2+ that will show the same very fast reaction with fresh H2O2 molecules into the highly active OH•. It is therefore also possible that the sum of the reactions (6.5) and (6.6) determines the rate of further starch degradation. The occurrence of reactions that produce H+ was more or less confirmed by a distinct decrease in pH values measured along the reaction of Fe3+ with H2O2 in a beaker glass.

These reactions are in fact a crude simplification of the schemes presented in the article of Walling [14]. Those schemes also show that free oxygen can be formed. This is the most likely explanation for the gas bubbles we have observed during the separate experiments in a beaker glass as mentioned above. There is a further possibility that increased acidity of the solution contributes to the hydrolysis of starch molecules, also resulting in lower overall viscosity. Such an effect is less likely from the introduction of the monomer into a starch solution since acrylic acid is a relatively weak acid. So, the complete scheme will be even more complex than the system provided by reactions 6.1 up to 6.6 as mentioned here. This set of reaction however is perhaps a good compromise between simplicity and the possibility to explain the observations on starch degradation made in this chapter. It is shown in its coherence, in Fig. 6.7.

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In the kinetic analysis presented in ch. 5, the simpler scheme of ch.2 has been used. This already provides for a good coverage of the experimental data, but a further refinement of the model is now possible. For the reason of limited time this is left as a challenge for future investigations into starch grafting initiated by Fenton's.

Extended scheme of Fenton's reactions

Fe2+ + H2O2 → Fe3+ + OH⎯ + OH● (1)

Fe2+ + OH● → Fe3+ + OH⎯ (2)

HO● + H2O2 → H2O + HO2● (3)

HO2● + Fe2+ → Fe3+ + HO2⎯ (4)

HO2● + Fe3+ → Fe2+ + H+ + O2 (5)

Fe3+ + H2O2 → Fe2+ + H+ + HO2● (6)

Figure 6.7. Extended reaction scheme of Fenton's initiation system excluding further reactions with starch and/or monomer.

6.3.8. Does starch degradation also occur in the polymerization system?

The results of starch exposure to Fenton's reagent/initiator show a remarkable decrease of the viscosity of gelatinized starch. We can only speculate whether such starch degradation may also occur when there is also monomer already present in the reaction mixture. The results which will be discussed in the next chapter however show a strong increase of the viscosity when initiator is added to a mixture of starch and monomers. This means that even if some starch degradation would occur at all, it is more than compensated for by the formation of viscosity enhancing polymer molecules. Viewing the possible mechanism for starch degradation, a substantial affection of starch in the system with monomer is not very likely as well. To break a starch chain requires two radicals to react, first to activate and a second to break the starch molecule. But, in the polymerization system there is an excess of reactive monomer to react with the primary radicals compared to the amount of these that will be formed. So, maybe some starch degradation can occur but most of the radicals are more likely to start polymerization reactions. This vision is confirmed in the article of Baxendale et al. [13].

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6.3.9. Implication for process design and larger scale reactors

The observations made in this chapter, especially the rapidity of starch degradation and of the Fenton's first radical production step, have serious implications for the design of a larger scale process. The rate of mixing in the most usual reactor in starch industry, the stirred tank, is certainly lower than the rate of radical production by Fenton's. When mixing is poor, there may be regions in the reactor where there is a situation of direct contact of starch and initiator before monomer has been mixed into that area. Then, an undesirable degree of starch degradation will occur. The solution for this issue can be found perhaps in choosing a different reactor type, that ensures the complete mixing of monomer and starch also a micro-level. Another option is to add the initiator only after a time that allows for complete mixing of monomer and starch. Still, the rapidity of radical production combined with insufficient mixing can lead to regional hot spots, with uncontrolled autoaccelareted speed of polymerization. Although acrylic acid polymerization is a strongly exothermal reaction, whether there is a real risk of run-way is questionable. To estimate this effect, an adiabatic temperature rise calculation for a 'worst case' was performed. It shows that even at an unlikely high starch load (20%) and even higher monomer concentration (1:2 molar ratio to starch, 18% wt% of AA), a ΔTadiabatic of 1090C can maximally be expected. The solvent water will act as buffer and will disperse heat through the system, so peaks of this magnitude are very unlike. Hence, this hazard should not be overrated. Such conditions however must lead to inhomogenities in the reaction products [6].

It may however also be possible to slow down the rate of radical production, e.g. by starting at lower temperature or (much) lower concentrations of the initiator components, or to start with Fe3+ ions instead of the ferrous salt. Yet another option could be to add monomer and/or initiator components in smaller portions over a longer time span. Although to investigate such options is beyond the scope of the present program, it does present a challenge for follow-up research.

6.3.10. Proof of the oxidation of starch by the initiator

When an OH• radical reacts with starch, the most likely reaction is the abstraction of an H-atom from one of the hydroxyl groups, creating a radical at the starch backbone. When this radical reacts with another OH•, it results in the formation of a C=O carbonyl group, Also, upon starch oxidation a part of the glucosidic linkages between AGU groups is broken and the starch molecules are divided into smaller fragments [11]. The mechanism of oxidative depolymerization is not a simple case, since it involves several

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possible reactions. An overview of these reactions is given in the appendix to this chapter, App. 6A. Still, if C=O bonds are detected in the starch that was exposed to initiator, this proves that oxidative degradation must have occurred. For this purpose, FTIR spectra were made and shown in Fig. 6.8.

In an IR spectrum, C=O bonds can show up in the range between 1800-1600 cm=1 depending on the surrounding structures. In acetone with two methyl groups at the sides, the C=O stretch vibrations are found in the range 1720-1705 cm-1. It can be expected that when several more electronegative oxygen atoms are nearby, the peak associated to a C=O bond shifts to somewhat higher frequencies since the bond becomes shorter, has a higher bonding strength so that more energy is required to activate stretch vibrations. In Fig. 6.8 it is seen that in native starch (highest line) there is no peak that can be associated to C=O stretch vibrations. A tiny peak was observed in the starch after exposure to 1:100 Fe2+ to AGU. To validate whether this is likely to be a C=O peak, a portion of starch was also subjected to heavy oxidative treatment. With 1:5 Fe2+/AGU and 10:1 H2O2/Fe2+ there are, in theory, two OH● radicals per AGU - provided no auto terminations would cease some of them. Anyhow, in this severely oxidized starch the peak at 1734 cm-1 is much larger, the lower line in Fig. 6.8. The actual position of the lines is less relevant than the ratio between the various peaks. These results confirm that oxidative degradation has occurred also at the lower exposure level of cassava starch to Fenton's reagent.

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Figure 6.8. FTIR spectra of starches at increasing degree of oxidation.

6.4. Conclusion

The most important conclusion is that severe viscosity decrease occurs when starch is exposed to Fenton's reagent in the absence of monomer. FTIR spectra confirm the formation of C=O groups corresponding to oxidative degradation of starch. These degradation studies provide for an explanation why previous experiments to try to initiate starch before adding monomer have failed. Therefore this pathway to improve the selectivity of the grafting versus the homopolymerization reaction seems not feasible, at least not with the Fenton's initiation system. When there is monomer already in the system, there is not much chance for starch to be degraded since many more reactive molecules are present to catch the primary radicals.

These studies also provide an improved insight into the mechanism of operation of Fenton's reagent. It is clear that considering only the initial reaction of Fe2+ with H2O2 as the sole radical production mechanism is too simple. Radical production continues long after the Fe2+ has been oxidized. It is proven by dedicated experiments that this continued radical production involves reactions with Fe3+. The major part of the starch breakdown has even occurred during this period of continuing radical formation. An expanded scheme could be made up from literature information, a scheme that is still

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not too complex but provides for a good explanation of the effects that have been observed in the experiments presented in this chapter.

The rapidity of radical production by Fenton's compared to the rate of mixing is an issue that will become of impact especially when design of a process at a larger scale if considered. It must certainly be prevented that in a reactor there can be regions where there is direct contact of starch with the initiator when there is no monomer present yet. Also, poor mixing and slow heat transfer combined to high speed of radical production may be a potential hazard for process safety but moreover, it will lead to inhomogeneous products.

Appendix.

About the mechanism of oxidative starch degradation.

The main components of starch are amylose and amylopectine, both consisting of linked anhydroglucose units. In Fig 6A.1, the general structure of amylopectine is given.

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Figure 6.A.1. Amylopectine, the main component of Cassava starch.

The other main component amylose is like this but has only the linear chain of anhydroglucose units. The general form is now used to illustrate the probable oxidation steps with OH• radicals. The first radical abstracts an H-atom from one of the hydroxyl groups creating a starch macroradical, simply depicted like this:

Figure 6.A2. The first step of radical formation on starch

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Other OH• can either attack another hydroxyl group or terminate with the primary radical. The nearby hydrogen is usually not shown in general schemes of starch molecules, but for this purpose it is also seen in Fig. 6A2, since it can also be extracted by reaction with a OH• radical. Then, a carbonyl group is the result:

Figure6.A3. Minor oxidation of starch after termination of the primary radical.

This is the type of bond that can be detected in an FTIR spectrum. The reaction scheme shown here is analogue to the scheme reported by Fanta and Doane [4] for reactions of starch with Ce(IV) initiator. The tiny peak associated to C=O in the FTIR spectrum (Fig. 6.8, line-B) may be due to such structures. Although these reactions are probable, they do not yet explain the rapid decrease of the viscosity which was observed. There must be a depolymerization reaction, by the breaking of some glucosidic linkages. This can occur by the activity of the H+ that is also formed (see section 6.3.7), acid hydrolysis of the chain connections. This reaction however does not result in carbonyl groups.

We also exposed starch to a much larger concentration of initiator, with a molar ratio of Fe2+: AGU of 1:5. In Brown [8], oxidation of starch by Fenton's reagent is reported with Fe2+-AGU 1:30 but with much larger excess H2O2 (280 times the amount of ferrous ions). These conditions only remotely resemble ours, but they have in common that there is a strong oxidative action exerted onto the starch. Under such conditions, severe degradation occurs. This results in the formation of an array of smaller molecules. A mechanism is proposed [8] that involves a valence of iron increased up to Fe(IV). This scheme is copied here:

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FeII → FeIII → FeIV

dextrins

FeIV + starch + H2O → FeII + glucose

oxidation products

Figure 6.A4. The reaction scheme as proposed by Brown [8].

This scheme does not reveal any of the structures of the oxidation product, except for that it mentions glucose. In the non-cyclic form, this small molecule also has a C=O group. In Whistler et al. [11] a scheme of periodate oxidation is given. It also shows a higher degree of starch breakdown but with the formation of many carbonyl structures in the residual fragments, e.g.:

Figure 6.A5. A starch oxidation product from periodate oxidation.

The conclusion must be that are many possible reactions when starch is exposed to the oxidative action of Fenton's reagent. There may be oxidation without chain breaking effects, but the measured viscosity decrease proves that depolymerization must occur. The exact mechanism remains uncertain, but the showing up of C=O related peaks in the FTIR spectrum proves that such groups are formed in the starch breakdown process. The purpose of the

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work reported in this chapter was to just test whether the starch could keep its viscosity and integrity when exposed to initiator at grafting initiation concentrations but in the absence of monomer. In this chapter, it is clearly demonstrated that it cannot! Exact knowledge of the reaction mechanism is not required to draw the conclusion that pre-initiation is not a suitable option with this initiation-starch system. To obtain more detailed information on the chemistry of starch degradation may therefore be left to future investigators.

References

1. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M. The Use of an Experimental Design Method to evaluate the Influence of process Parameters in the Graft Polymerization of Acrylic Acid onto Cassava Starch. in Book of abstract - European Congress of Chemical Engineering - 6. 2007. Copenhagen. A complete article on the same topic has recently been accepted for publcation in Carbohydrate Polymers, 2012

2. Witono, J.R., Noordergraaf, I.W. , Heeres, H.J., Janssen, L.P.B.M. Superabsorbent Properties of Cassava Starch Grafted with (Poly) Acrylic Acid. in Book of abstract - 8th World Congress of Chemical Engineering 2009. Montreal, Canada.

3. Reyes, Z., Syz, M.G. , Huggins, M.L., Russell, C.R., Grafting acrylic acid to starch by preirradiation. Journal of Polymer Science Part C: Polymer Symposia, 1968. 23(1): p. 401-408.

4. Fanta, G.F., Doane, W.M., Grafted Starches, in Modified Starches: Properties and Uses, O.B. Wutrzburg, Editor. 1986, CRC Press.

5. Reyes, Z., Clark, C.F., Comas, M., Russell, C.R., Rist, C.E., Continuous Production of Graft Copolymers of Starch with Acrylamide and Acrylic Acid by Electron Preirradiation. Nuclear Applications, 1969(6): p. 509-517.

6. Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M., Initiation Methods for the Grafting of Acrylic Acid Monomers onto Starch. A Review., 2008, University of Groningen (to be published).

7. Lee, C.C., Chen, C.H., A Note on the Disappearance of Radicals Trapped in Gamma-irradiated Starch and Gluten. Cereal Chemistry, 1965. 42: p. 573-576.

8. Brown, W.R., The Hydrolysis of Starch by Hydrogen Peroxide and Ferrous Sulfate The Journal of Biological Chemistry, 1936. 113: p. 417-425.

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9. Fanta, G.F., Burr, R.C., Russell, C.R., Rist, C.E., Modification of Wheat Starch by Initiation Systems Used for Graft Polymerization. Cereal Chemistry, 1970. 47: p. 85-91.

10. Herp, A., in The Carbohydrates: Chemistry and Biochemistry (Volume I Part B), W. Pigman, Editor. 1980, Academic Press Inc. p. 1277.

11. Whistler, R.L., Bemiller, J.N., Paschall, E.P. (eds), Starch, Chemistry and Technology, ed. 2nd. 1984: Academic Press, Inc.

12. Vellinga, A., De Bepaling van een Geschikt Initiator Systeem voor de Productie van Poly-acrylzuur Gegraft Zetmeel, in Chemical Engineering1999, University of Groningen: Groningen.

13. Baxendale, J.H., Evans, M.G., Park, G.S., The Mechanism and Kintics of the Initiation of Polymerization by Systems Containing Hydrogen Peroxide.

14. Walling, C., Fenton's Reagent Revisited. Accounts of Chemical research, 1975. 8: p. 125-131.

15. McKenzie, J., Hydrogen Peroxide without Accidents. Chemical Engineering, 1990. June: p. 84-90.

16. Takagi, J., Ishigure, K. , Thermal Decomposition of Hydrogen Peroxide and the Effect on Reaction Water Monitoring of Boiling Water Reactors. Nuclear Science and Engineering, 1985. 89: p. 117-186.

17. Uri, N., Inorganic Free Radicals in Solution. Chem Rev, 1952. 50: p. 375.

18. Vázquez, B., Goňi, I., Gurruchaga, M., Valero, M., Guzmán, G.M., A Study of the Graft Copolymerization of Methacrylic Acid onto Starch Using the H2O2/Fe++ Redox System. Journal of Polymer Science: Part A: Polymer Chemistry, 1989. 27: p. 595-603.

19. Masuda, F., Nishida, K., Nakamura, A., Water Absorbing Starch Resins, in US Patent, 4076663, Editor 1978, Sanyo Chemical Industeries, Ltd.

20. Green, J.W., in The Carbohydrates: Chemistry and Biochemistry (Volume I Part B), W. Pigman, Editor. 1980, Academic Press Inc. p. 1131.

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Chapter 7

Rheological Behavior of Starch-g-poly acrylic acid as a Fluid during the Reaction and Characterization of the Solid Product by Thermomechanical Measurements

Abstract

The rheological behavior of starch-based paste during graft polymerization determines the design of the reactor as well as the requirements for other process equipment. There is hardly any literature on these properties. Therefore, the emphasis of this chapter is on the experimental observation of the flow behavior during grafting copolymerization of acrylic acid onto cassava starch at various conditions. At a fixed concentration of pregelatinized starch, different mol ratios of starch to monomer (2:1; 2:2; 2:3 and 2:4) were applied. The torque changes against time during reaction follow an exponential growth model [τ = τ0 – C1 exp (-t/C2)], which is in parallel to the exponential decay of monomer [CA = CA0 exp (-k1t) + CA0 exp (-k2t)] as observed in the previous chapter (ch.5). It illustrates that the kinetics of this grafting reaction can be observed through torque changes besides concentration changes. At the highest monomer concentration, a Trommsdorff effect is detected. The dried product (a mixture of copolymer and homopolymer) shows viscoelastic behavior which is analyzed by thermal and mechanical measurement systems (DSC and DMTA). At room temperature, mechanical strength is relatively good since glass transitions to a more rubbery state do not occur below ca 50°C.

Keywords:

Rheological behavior, Rheokinetics, Torque measurement, Starch grafting.

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7.1. Introduction

In several recent research articles it was demonstrated that starch modification reactions perform better, in terms of reaction rate and selectivity, when starch is first brought into the gelatinized state [1-5]. The rheological properties of gelatinized starch are unique for a specific type of starch and are influenced among other parameters by its structure, other components already present or added, shear rate applied, storage time [6-8] and not in the least, starch modifications. Abu-Jdayil et al. [9] observed that in the presence of glucose, a dispersed starch system changes its behavior over time from Bingham to thixotropic, but in the absence of glucose it changes from Bingham to shear thinning. Dewar and Malcolm [10] showed that this rheological behavior was shear rate and starch concentration dependent as well. The presence of salts, acids and oxidizing agents all have an effect on the peak viscosity of gelatinized cassava starch either upwards of downwards. These effects are also dependent on the concentrations of the additions according to Jyothi et al. [11].

Knowledge of the properties of starch and the development of the viscosity during the graft polymerization reaction is important for the design of both the reactor and the process-set up. High viscosity requires strong and perhaps specially designed pumping and stirring systems. For many applications, properties like pourability, spreadability and, especially in case of application as thickening agents, the stability of gels are of high relevance [12]. The application as thickening agents for various purposes e.g. textile printing pastes [13, 14] and drilling fluids could replace current applications of polyacrylic acid [15]. This is particularly interesting since it would not require the separation of the homopolymer from the grafted starch. When this cumbersome and perhaps economically unfavorable separation is not needed, the (dried) reaction mixture can be considered as the final product.

Studies on the viscosity of natural starches [7, 16-18], starch blends [11, 16-20], modified starches [16, 18, 21] and starch-based products in aqueous gels [14, 22] have been published but there is hardly any information on the development of viscosity during modification reactions. Also, the viscosity of the components involved in the reaction as such, cannot be used to predict the viscosity during the reaction or the rheological properties of the product. A further constraint is that offline measurement of the viscosity is hampered by the same difficulty as discussed in chapter 5: the high viscosity makes sampling unreliable. For in-line measurement of the development of the viscosity of the reaction mixture there are simply no suitable instruments [23]. Therefore, the best possible approach to this situation is to use a combined

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stirrer-torque meter. Whereas the torque is proportional to the viscosity in Newtonian fluid, the relation between torque and viscosity in these non-Newtonian fluids is not straight forward. In fact, the property entitled as 'viscosity' is only really well defined in Newtonian fluids and the resistance to flow in non-Newtonian fluids is more usually entitled as the 'apparent viscosity' [15]. However, by testing the same material both in the reactor with the torque meter and in a well-defined rheometer, an estimation-calibration of the relation between torque and apparent viscosity can be made. So, from recording torque during the polymerization reaction, a picture of the development of viscosity can be obtained as it has not yet been found in the (open) literature.

Since polymerization by definition results in the formation of high molecular weight chains and thus increased viscosity, the rheological behavior of the mixture is likely to have an important effect on the kinetic behavior of the reaction. Many researchers have detected a deviation from the classical mechanism of bulk free radical polymerization. At a high density of polymer formation, i.e. at high initial monomer concentration, viscosity develops rapidly. In this situation, the chains of already formed polymer with radical activity have a lower chance to meet and terminate while the smaller monomer molecules are much less restricted in diffusion movements. So, propagation is favored over termination which results in a higher overall polymerization rate and longer polymer molecules than it could be expected from straight forward kinetics of free radical bulk polymerization. This effect, causing auto-acceleration of the polymerization reactions, was first reported by Norrish and Brookman [24] on polymethylmethacrylate (PMMA) polymerizations. It was described later by Trommsdorff, Köhle and Laggaly [25] who observed and reported in great detail on this almost explosive auto-acceleration, in the polymerization of a.o. methylmethacrylate. This phenomenon is now well known as the Trommsdorff effect, or gel effect. It was also observed and explained theoretically by many other research workers [26-28] including in our laboratory Jongbloed [29] and Cioffi [30], for mixtures of monomer and solvent. In Fig. 7.1 showing results from work of Schulz and Harborth [28], it can be seen that the reaction reaches its final level of conversion much earlier at higher monomer concentrations According to the authors this is caused by the Trommsdorff effect.

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Figure 7.1. The conversion rate of the homopolymerization of methyl methacrylate at different monomer concentrations [28]

In this chapter, we also included some analysis of the bulk properties of the dried grafted products: the unseparated dried mixture of grafted starch including homopolymer as obtained from the experiments in this chapter. As a comparison we tested some of the crosslinked superabsorbents from the previous chapter and pure analytical grade PAA – polyacrylic acid of MW 450,000 as well. An important parameter in the characterization of a polymeric material is the glass transition temperature (Tglass). In literature on polymer characterization this parameter is commonly abbreviated as Tg but, since in our work with starch that abbreviation may cause confusion with the gelatinization temperature, we prefer to use Tglass. At that temperature, there is a phase change in the material from being glassy to being rubbery. In native starches this property is usually not seen. When starch is plasticized with various agents or chemically modified, a Tglass is sometimes observed [31]. In our work however, we modify the starch with a portion of synthetic polymer and the product contains ungrafted homopolymer as well. Such a material is much more likely to show a glass transition. This characteristic is also found by Bindzus et al. [32] on extruded wheat, corn and rice starch and by Perdomo et al. and Chang et al. on cassava starch [33, 34] as well. However, for grafted starch this characteristic has not been found in literature.

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7.2. Experimental

In this research, pregelatinized cassava starch was studied, at one specific concentration (7.5%) at constant shear rate (300 rpm). The optimum condition which generated high add-on for grafting acrylic acid onto cassava starch was based on results of previous work on “An Experimental Design Method to evaluate Influences of Process Parameters on the Graft Polymerization of Acrylic Acid to Cassava Starch” (see chapter 2).

7.2.1. Reaction procedure

Copolymers of cassava starch grafted with acrylic acid were obtained by reacting 7.5% cassava starch (99.93%; donated by Avebe, Indonesia) with varying amounts of acrylic acid (glacial, 99.5%; donated by BASF-PETRONAS, Chemicals, Sdn. Bhd., Malaysia). The mol ratio starch to monomer was varied from 2:1; 2:2; 2:3 and 2:4. FAS (Ferrous Ammonium Sulfate)/H2O2 (Sigma) (0.01mol Fe2+/l) was used as the initiator. The grafting reaction was performed in an isothermal jacketed-batch reactor at 400C for 2 hours and under nitrogen atmosphere throughout the reaction. For the crosslinked copolymer, 2wt% (with respect to monomer) N-N’-methylene bisacrylamide was added. t = 0 was defined by the moment of the addition of the second part of the initiator (the peroxide), when the reaction really starts.

7.2.2. Torque measurement

For the measurement of torque during the reaction a Heidolph overhead stirrer RZR 2102 control as reported in Ch-6 was used. In the batch reactor, the shear rate was controlled by maintaining a constant stirring speed of 300 rpm. The increase of torque (shear stress) is automatically compensated by the instrument and the torque value is recorded. The interface of this system was connected to a computer using Labview software to store the relevant data.

7.2.3. Calibration measurements with a rheometer

For the calibration of the apparent viscosity in the reactor, a standard viscosimetry test was also run in a TA Instruments AR-1000 N rheometer with a cone and plate geometry. The diameter of the aluminium cone was 40 mm, the cone angle 20 and the truncation gap 52 micrometer. To compare as good as possible with the reactor experimental conditions, a constant 5 s-1 (300 rpm) shear rate was applied also in the rheometer. Cassava starch at 7.5 %

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concentration in water was pregelatinized in the polymerization reactor according to the standard procedure and the viscosimetry was run shortly thereafter in the rheometer, at 400C for 1 hour. There, the samples were tested in a closed system to prevent evaporation during the measurements.

7.2.4. Determination of Glass Transition Temperature by DSC analysis

Differential Scanning Calorimetry was carried out using a TA-Instruments MDSC 2920 that was calibrated with indium the dried sample (a mixture of starch bearing the copolymer and ungrafted homopolymer) in the range of 10-25 mg, which is accurately weighed, was placed in a pre-weighed aluminium pan which was open to allow possible residual water to escape. An empty pan was used as a reference. The standard heating rate was 100 C/min. The temperature range of the scan was from -400 to 1500C. From the DSC scan, heat flow of the sample was traced. In this study, Tglass was determined from the resulting graphs.

7.2.5. Determination of Glass Transition Temperature by DMTA analysis

A dried sample was pressed at 20 MPa into a bar-shape, in a mold with internal dimensions 1.5 x 5.9 x 60 mm. These samples were subjected to thermal and stress analysis (DMTA) in a Rheometrics RSA-2 apparatus with a dual-cantilever geometry. A temperature range of 200 - 1500C was applied at a heating rate of 20C/min. The samples were subjected to an oscillation of 1 Hz and a shear strain of 0.02%. The storage modulus (E’), loss modulus (E’’), and loss tangent (tan δ) = E’’/E’ accompanying the heating of the samples were recorded. From these results, the occurrence and temperature of a glass transition point could be observed.

7.3. Results and discussion

7.3.1. Torque versus viscosity measurements

Although the apparent viscosity is the most suitable parameter to characterize the rheological behavior of a fluid, it is impossible to measure it directly in the reactor as discussed before. To obtain a correlation between the measurement of torque and the real viscosity, we made some comparisons. In literature, we found that Wianecki et al. [35] used torque measurement instead of viscosity measurement to follow the gelatinization process of starch and some cereal products in situ. They found that the torque of cassava starch has a lower value compared to wheat and potato starch. That result is in

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parallel with viscosity measurements on cassava starch [7, 36]. This is at least an indication that there is a clear relation between torque and the (apparent) viscosity. However, none of standard models for this relation can be used due to the strong non-Newtonian fluid properties of gelatinized starch [37]. Polymer chain length and structure, entanglements, linear or branched structures, all of these aspects play a role in the polymer containing fluid being non-Newtonian. For these reasons, the correlation between torque and the apparent viscosity has to be estimated from experimental data.

In Fig. 7.2 the result of torque recorded in the reactor by just stirring 7.5% pregelatinized starch at 400C for about 1 hour (7.2.a) is compared to the result of the same procedure in the real viscosimeter (7.2.b). They exhibit a very similar shape.

(a) in the batch reactor (b) in the viscosimeter

Figure 7.2. The viscosity and torque against time profile from 7.5% pregelatinized starch at 400C

By combining the correlation equations for torque and viscosity in both types of equipment (Fig. 7.2) an overall relation can be obtained:

τ (Ncm) = 1.6 μ (Pa.s) – 11.6 (7.1)

where τ represents torque and μ represents the apparent viscosity.

This result also shows that pregelatinized starch is strongly thixotropic, a property that is characterized by a decrease of torque and viscosity under mechanical stress over time. But thixotropy is a reversible effect, probably a

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certain rearrangement of the starch molecules to cope with the mechanical stress. At rest, the Brownian movement should eventually restore viscosity to, or close to, its original value. If viscosity stays low after sufficient time, this indicates that irreversible chain degradation will have occurred. To test this, we left the gelatinized starch at rest for two days and started stirring again. We could not do this test at the original reaction temperature of 400C however, since the time needed to warm up the gelled mass again (>20 minutes) interfered with the effects we wanted to observe. Therefore we did this entire test at room temperature (200C). The result is shown in Fig 7.3 and shows a clear restoration of viscosity after two days at rest. The apparent viscosity seems even higher than the value after gelatinization but this starch mixture was already stirred for over 45 minutes, the time needed for gelatinization and subsequent cooling to 200C. We can consider this observed viscosity restoration as a proof of real thixotropy. A repeated test after 7 more days could not be done since after that long time at rest, the starch paste was dishomogenized by synerisis effects. It only proves that cassava starch pastes as such do not have long term stability.

0 1000 2000 172000 173000 174000 1750003,0

3,5

4,0

4,5

5,0

5,5

6,0

initial measurement

after 2 days rest

torq

ue

(Ncm

)

time (sec)

Figure 7.3. Torque data on the gelatinized starch at 200C with the constant shear stress applied

7.3.2. Torque profiles during reaction

In figure 7.4, torque profiles along the various steps in the grafting process are plotted against time. These profiles are shown for the 4 values of the mol ratio of starch with respect to the monomer as mentioned in the section 2 i.e. 2:4 (a), 2:3 (b), 2:2 (c) and 2:1 (d). All of the profiles show a similar trend, the main difference is the maximum value of torque that is reached.

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There are distinct effects visible in figures 7.4.a to d. The increase of torque due to gelatinization can be seen in the first area from the left. The value of torque after gelatinization shows a good reproducibility: it is always around 3 Ncm at 7.5% starch. Using Eq.7.1, this can be converted to an apparent viscosity of ≈ 9 Pa.s. In the standard procedure, the starch solution was kept at the gelatinization temperature (700C) for 25 minutes: the second section in the graph. Then the mixture is cooled to the intended reaction temperature of 400C. During the gelatinization phase, a slight decrease is already seen in the torque reading probably due to the thixotropic behavior. This decrease is more or less compensated by the increase of the viscosity during the cooling to reaction temperature. Then the reaction was started by adding monomer and initiator subsequently. The polymerization process causes a rapid increase of the viscosity as shown by the torque profile, reaching a maximum after some time. This point in time varies since the rate of increase, and also the maximum value that is reached, depend on the amount of monomer added. The maximum values corresponding to each specific S/M ratio are shown in table 7.1.

Ratio starch to monomer (mol/mol)

Maximal value of torque (Ncm)

2 : 4 2 : 3 2 : 2 2 : 1

8.6 10.5 17.5

15.75

Table 7.1. The maximum torque reached during reaction at different mol ratio of starch to monomer

The maximum torque value is found when the ratio of starch to monomer is equal to 1. A similar result was found by Biswas et al. [38], with blends of 5% starch with polyacrylic acid in water. The highest viscosity occurred when the ratio of starch to polyacrylic acid is 1 (mole AA/mole AGU). Their explanation is that apparently the same amount of active functional groups from monomer and starch construct a stable gel.

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20

30

40

50

60

70

-20 0 20 40 60 80 100 120 140 160 180 200 220

0

2

4

6

8

10

12

14

16

18

20

torq

ue

(Ncm

)

time (min.)

gelatinization

hold

reduce temp. to the reaction temp.

grafting reaction

T r

ea

cto

r (0

C)

St:AA=2:4

(a)

20

30

40

50

60

70

-20 0 20 40 60 80 100120140160180200220

0

2

4

6

8

10

12

14

16

18

20

torq

ue

(Ncm

)

time (min.)

gelatinization

hold

reduce temp. to reaction temp

grafting reaction

St:AA=2:3T

re

ac

tor

(0C

)

(b)

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20

30

40

50

60

70

-20 0 20 40 60 80 100 120 140 160 180 200 220

0

2

4

6

8

10

12

14

16

18

20

torq

ue

(Ncm

)

time (min.)

St:AA=2:2

gelatinization

holdreduce temp. to the reaction temp.

grafting reaction

Tre

acto

r (0

C)

(c)

20

30

40

50

60

70

-20 0 20 40 60 80 100 120 140 160 180 200 220

0

2

4

6

8

10

12

14

16

18

20

torq

ue

(Ncm

)

time (min.)

St:AA=2:1

gelatinization

holdreduce temp. to the reaction temp.

grafting reaction

Tre

acto

r (0

C)

(d)

Figure 7.4. Torque measurement during grafting reaction at different amount of monomer added (─■─ torque and ── temperature)

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In the graphs it appears that when a larger amount of monomer in applied, it generates a more stable gel: compare Figs 7.4.a and 7.4.b to 7.4.c and 7.4.d. When more monomer is added, the molecular weight of both grafts and homopolymer chains will be larger, and a higher viscosity would be expected. However, the results of the measurements clearly show a lower final viscosity. The reason may be found in a publication by Crisp at al. [39]. These authors state that hydrogen bonding between polyacrylic acid chains as well as with starch chains results in a more stable and more compact gel, resulting in a lower overall viscosity. The thixotropic behavior that was clearly seen with plain starch (Fig 7.2) is still present at the lowest monomer dosage. At the highest ratio of monomer to starch, thixotropic appears to have disappeared completely.

7.3.3. Rheokinetics

In the kinetic study of the grafting reaction of acrylic acid onto cassava starch (see chapter 5), it has been shown that the reaction rate has a pseudo 1st to 1.5th order dependence in monomer concentration. During the project, curve fitting software was not available however for a 1.5th order growth. Therefore, we tested a formula of the following approximate form, with separate first order terms for the reaction towards copolymer or homopolymer:

CA = CA0 exp (-k1t) + CA0 exp (-k2t) (7.2)

where CA is a monomer concentration at any time (t); CA0 is the initial monomer concentration; and k1 & k2 are the reaction constants for copolymer and homopolymer production respectively.

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0 20 40 60 80 100 120 1400

2

4

6

8

10

12

14

16

18

20

time (min)

torq

ue

(N

cm

)

Y=8.7-7.1e(-x/6.6)

R2=0.6047

St:AA = 2:4

0 20 40 60 80 100 120 1400

2

4

6

8

10

12

14

16

18

20

time (min)

torq

ue

(Ncm

)

y=10.3-8.2e (-x/12.4)

R2 = 0.8847

St:AA = 2:3

0 20 40 60 80 100 120 1400

2

4

6

8

10

12

14

16

18

20

time (min)

torq

ue

(Ncm

)

y = 18.6 - 15.8 e(-x/41.6)

R2=0.8979

St:AA = 2:2

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0 20 40 60 80 100 1200

2

4

6

8

10

12

14

16

18

20

time (min)

torq

ue

(Ncm

)

y=15.4-13.3e(-x/17.1)

R2=0.8700

St:AA = 2:1

Observing the torque profile during the grafting reaction at different ratios of starch to the monomer in figure 7.5, we see that all of the torque changes exhibit an exponential growth over time. The torque increases rapidly because the rate of polymerization is high. In all cases, the start value is approximately 3 Ncm. Equation (7.2) shows a reasonable fit to most of the torque profiles. At the lowest monomer concentration, at the S/M ratio of 2:1, the exponential growth model line does not fully follow the recorded torque, although the value of R2 is reasonable still. In this case, some remaining thixotropic behavior of the product with a relatively high portion of starch may interfere with the reaction result. But in general, these results clearly show that the development of torque and thus viscosity during the polymerization reaction can be fitted with a combined first order equation, which is a simplification of the rate equation from ch.5. The numerical values of the fit-k's are different since the relation between torque/viscosity and the degree of polymerization is complex as discussed in the foregoing sections. Also, the assumption of first order for both reactions is a simplification that can explain some of these differences.

In Figure 7.5a, we see that the torque value increases very fast at the beginning of the reaction and is relatively constant already after some time. This profile is similar to what was seen in the graphs of Schultz and Harborth [28], who observed a Trommsdorff effect in the polymerization of methyl methacrylate at the higher concentration of monomer (see Fig. 7.1). In this situation, the model of viscosity increase has a deviation from an exponential growth model. This is reflected by R2 = 0.60, the lowest value of all fit results. At these conditions, there is relatively much monomer in the system. This high concentration in combination with the high reactivity of the acrylic acid

Figure 7. 5. The torque change against time during grafting reaction at different mol ratio of starch to monomer

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radical as shown in Ch.5 is indeed the most logical condition for the gel effect to happen. As already explained, at a high polymerization rate the strong increase in viscosity hampers terminations, resulting in an even faster overall reaction rate. But, since the monomer will be consumed more rapidly then, the total reaction time is shorter.

Actually, according to the observations in our laboratory by Cioffi et al. [30] the Trommsdorff effect can be significantly reduced or sometimes even eliminated if a free radical polymerization is performed at high shear rate. Since we did not investigate the effect of different shear rate the Trommsdorff effect may still influence the reaction results, especially at the highest amount of monomer used. Moreover, the shear rates of such magnitude will require another other type of reactor e.g. the extruder as used by Cioffi et al. [30].

7.3.4. Mechanical strength of the products

Using DSC and DMTA, a glass transition temperature is not visible in the copolymer product. This result however does not mean that the product cannot have viscoelastic behavior. Liu at al. [40] found that the Tglass (glass transition temperature) of corn starch could be measured but only just, using high-speed DSC with a heating rate up to 2500C/min. They also confirmed that thermal properties like Tglass of starch-based products can also not be measured using the traditional DSC because the change of specific heat or the signal on heat flow is too low. But, by increasing the heating rate the authors could increase the sensitivity of thermal events measured by DSC. By using up to 5000C/min, the copolymer might show a Tglass, which is difficult to observe however using 'normal' DSC.

In our samples as listed in Table 7.2, homopolymer was not separated from the grafted product. In this case, a Tglass could be detected using either DSC or DMTA analysis. The example of DSC and DMTA graphs obtained from the sample are shown in figure 7.6 and figure 7.7 respectively. In this survey of the product properties we included some products made in the presence of a crosslinker (CL) as has been discussed in [41] and also in chapter 4. The results are shown in table 7.2.

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(a)

(b)

Figure 7.6. DSC graphs of cassava starch (a) and copolymer – homopolymer physically mixed at ratio starch to monomer 1 (b).

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0,04

0,06

0,08

0,1

0,120,140,160,180,20,220,24

20 40 60 80 100 120 140 160

1E7

1E8

1E9

storage (E')

tan (delta)

Mo

du

lus

(Pa)

Temp. (0C)

Tan

(d

elta

)

Tg=60.50C

(a)

0,04

0,06

0,08

0,1

0,120,140,160,180,20,22

20 40 60 80 100 120 140

1E7

1E8

1E9storage (E') tan (delta)

Mo

du

lus

(Pa)

Temp. (0C)

Tan

(d

elta

)

Tg=93.70C

(b)

Figure 7.7. DMTA graphs of copolymer – homopolymer physically mixed at ratio starch to monomer 1 (a) and with 2% crosslinker added (b).

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CL added (wt-% of

monomer)

Add on (%)

HP (%)

Tglass (0C)

DSC DMTA

Pure copolymer (different ratio of St:AA) PAA (MW 450.000) Copolymer+homopolymer St:AA (mol ratio) 2 : 1 2 : 2 2 : 3 2 : 4

- - - - 2 - - 2

6 14.5 17

19.8 21.2 38

14.3 38.3 60.5 55.6 60.6 73

-

132.1

58.3 51.4 82.9 50.3 48.4 48.5

- -

67 60.5 93.7

- 55.7 63.7

Table 7.2. The glass transition temperature of the mixture of copolymer at different ratio of starch and monomer, homopolymer and crosslinker.

Glass transition temperature as measured by DMTA is based on the analysis of mechanical properties, and DSC is based on thermal analysis. There is always about 10% deviations between the results, because of different characteristics of the instruments. It results in the value of Tglass being different in magnitude, but the trend is always the same. This is similar to observations from Rahman et al. [42] on spaghetti.

Although many observations on glass transitions of blends of starch-based and non starch-based copolymer and homopolymer can be found in literature [1, 43, 44], the correlation between ratio of starch to monomer towards Tglass still cannot be explained. In this work, it is shown that Tglass of the mixture of copolymer and homopolymer slightly varies, but it is always much lower than the Tglass we measured with the pure polyacrylic acid from a commercial manufacturer. With SgPAA samples including crosslinker, Tglass is slightly higher but still below the Tglass of that polyacrylic acid. In all cases the glass transition to more rubbery material takes place at or above ca 500C. So, it can be concluded that our reaction products, the cross-linked copolymer and the mixture of grafted polymer and homopolymer form a rigid thermoplastic material at moderate temperatures.

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7.4. Conclusion

Torque measurements have been found to be a practical tool to observe the rheology of the reaction mixture during the grafting reaction of acrylic acid onto starch. From experiments in a viscosimeter, a correlation between torque and the apparent viscosity could be made. Thixotropic behavior of the gelatinized starch was observed. This was further demonstrated by a restoration of the apparent viscosity after some days at rest. During polymerization, the apparent viscosity of the reaction mixture increases rapidly. It was found that the increase in viscosity during graft polymerization can be fitted with reasonable accuracy with a combined equation that has two 1st order terms for the dependency of the monomer concentration, although this is a simplification of the outcome of the kinetic studies in chapter 5. Polyacrylic acid contributes to the stability of the gel, resulting in an unexpected result of the occurrence of a maximum in the peak viscosity over the range of starch to monomer ratios tested. It appears that the highest viscosity was not seen with the highest monomer dosage viscosity but when the molar ratio of AGU to AA is about 1. At the highest concentration of monomer used in our experiments, the mixture is more stable to the mechanical stress of stirring as can be concluded from the more or less constant torque value over time In other words, the thixotropic behavior that was clearly seen with pure starch and is still present at low monomer dosage has more of less disappeared at S/M = 0.5. At this highest amount of monomer, a Trommsdorff effect has been detected.

Mechanical strength of the pure grafted starch is low, but it becomes higher when the grafted polymer is crosslinked or when homopolymer is not separated from the copolymer. That product has a significant mechanical strength at moderate temperatures since glass transitions are not found below ca 50°C.

References

1. Henderson, A.M., Rudin, A., Extrusion behavior of starch graft copolymers: Starch-g-polystyrene and starch-g-poly(methyl acrylate). Die Angewandte Makromolekulare Chemie, 1992. 194(1): p. 23-33.

2. Lammers, G., Production of Hydroxypropyl Starch in a CSMR., 1995, University of Groningen.

3. Lutfor, M.R., Silong, S., Wan Yunus, W.M.D., Rahman, M.Z.A.B., Ahmad, M., Haron, M.D.J., Kinetics and Mechanism of Free Radical

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Grafting of Methyl Acrylate onto Sago Starch. Journal of Applied Polymer Science, 2000. 77: p. 784-791.

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6. Kitahara, K., Fukunaga, S., Katayama, K., Takahata, Y., Nakazawa, Y., Yoshinaga, M., Suganuma, T., Physicochemical Properties of Sweetpotato Starches with Different Gelatinization Temperatures. Starch - Stärke, 2005. 57(10): p. 473-479.

7. Moorthy, S.N., Physicochemical and Functional Properties of Tropical Tuber Starches: A Review. Starch - Stärke, 2002. 54(12): p. 559-592.

8. Merca, F.E., Juliano, B. O., Physicochemical Properties of Starch of Intermediate-Amylose and Waxy Rices Differing in Grain Quality. Starch - Stärke, 1981. 33(8): p. 253-260.

9. Abu-Jdayil, B., Azzam, M. O. J., Al-Malah, K. I. M., Effect of glucose and storage time on the viscosity of wheat starch dispersions. Carbohydrate Polymers, 2001. 46(3): p. 207-215.

10. Dewar, R.J., Malcolm, J.J., The thixotropic and rheopectic behaviour of maize starch and maltodextrin thickeners used in dysphagia therapy. Carbohydrate Polymers, 2006. 65(3): p. 296-305.

11. Jyothi, A.N., Sasikiran, K., Sajeev, M. S., Revamma, R., Moorthy, S. N., Gelatinisation Properties of Cassava Starch in the Presence of Salts, Acids and Oxidising Agents. Starch - Stärke, 2005. 57(11): p. 547-555.

12. Cullen, P.J., Duffy, A. P., O'Donnell, C. P., O'Callaghan, D. J., Process viscometry for the food industry. Trends in Food Science & Technology, 2000. 11(12): p. 451-457.

13. Bayazeed, A., Elzairy, M.R., Hebeish, A., Synthesis and Application of New Thickeners. Part I: Preparation of Poly(Acrylic Acid)-Starch Graft Copolymer. Starch/Stärke, 1989. 41(6): p. 233-236.

14. Hebeish, A., Bayazeed, A., El-Alfy, E., Khalil, M.I., Synthesis and Properties of Polyacrylamide-Starch Graft Copolymers. Starch - Stärke, 1988. 40(6): p. 223-229.

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15. McCormick, C.L., Lowe, A.B., Ayres, N., Water Soluble Polymers, in Kirk-Othmer Encyclopedia of Chemical Technology, 5th ed. 2004. p. 435-504.

16. Daniel, J.R., Whistler, R. L., Röper, H., Elvers, B., Starch. Ullmann's Encyclopedia of Industrial Chemistry. 2000: Wiley-VCH Verlag GmbH & Co. KGaA.

17. Haase, N.U., Mintus, T., Weipert, D., Viscosity Measurements of Potato Starch Paste with the Rapid Visco Analyzer. Starch - Stärke, 1995. 47(4): p. 123-126.

18. Thiewes, H.J., Steeneken, P. A. M., Comparison of the Brabender Viskograph and the Rapid Visco Analyser. 1. Statistical Evaluation of the Pasting Profile. Starch - Stärke, 1997. 49(3): p. 85-92.

19. Bahnassey, Y.A., Breene, W. M., Rapid Visco-Analyzer (RVA) Pasting Profiles of Wheat, Corn, Waxy Corn, Tapioca and Amaranth Starches (A. hypochondriacus and A cruentus) in the Presence of Konjac Flour, Gellan, Guar, Xanthan and Locust Bean Gums. Starch - Stärke, 1994. 46(4): p. 134-141.

20. Sriburi, P., Hill, S. E., Extrusion of cassava starch with either variations in ascorbic acid concentration or pH. International Journal of Food Science & Technology, 2000. 35(2): p. 141-154.

21. Islam, M.N., Azemi, B. M. N. M., Rheological Properties of Calcium Treated Hydroxypropyl Rice Starches. Starch - Stärke, 1997. 49(4): p. 136-141.

22. Samaha, S.H., Nasr, H.E., Hebeish, A., Synthesis and Characterization of starch-Poly(vinyl Acetate) Graft Copolymers and their Saponified Form Journal of Polymer Research, 2005. 12: p. 343-353.

23. Steffe, J.F., Rheological Methods in Food Process Engineering, 2nd ed. 2 ed. 1996: Freeman Press.

24. Norrish, R.G.W., Brookman, E.F., The Mechanism of Polymerization Reactions. I. The Polymerization of Styrene and Methyl Methacrylate. Proc. Roy. Soc. (London), 1939. A-171: p. 147-171.

25. Trommsdorff, V.E., Köhle, H., Lagally, P., Zur polymerisation des methacrylsäuremethylesters. Die Makromolekulare Chemie, 1948. 1(3): p. 169-198.

26. Marten, F.L., Hamielec, A. E., High Conversion Diffusion-Controlled Polymerization, in Polymerization Reactors and Processes. 1979, AMERICAN CHEMICAL SOCIETY. p. 43-70.

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27. O'Shaughnessy, B., Yu, J., Autoacceleration in Free Radical Polymerization. Physical Review Letters, 1994. 73(12): p. 1723-1726.

28. Schulz, V.G.V., Harborth, G., Über den mechanismus des explosiven polymerisationsverlaufes des methacrylsäuremethylesters. Die Makromolekulare Chemie, 1947. 1(1): p. 106-139.

29. Jongbloed, H.A., Polymerization of Methacrylates in Twin Screw Extruders (Ph.D thesis). in Wiskunde en Natuurwentenschappen1995, Rijksuniversiteit Groningen: Groningen.

30. Cioffi, M., Hoffmann, A.C., Janssen, L.P.B.M., Rheokinetics and the Influence of Shear Rate on the Trommsdorff (gel) Effect During Free Radical Polymerization. Polymer and Engineering Science, 2001. 41(3): p. 595-602.

31. Louaer, W., Meniai, A-H., Grolier, J-P.E., Thermal Analysis of the Influence of Water Content on Glass Transitions - Haet capacities of starches from different origins. Journal of thermal Analysis and Calorimetry, 2008. 93(2): p. 605-610.

32. Bindzus, W., Livings, S. J., Gloria-Hernandez, H., Fayard, G., Van Lengerich, B., Meuser, F., Glass Transition of Extruded Wheat, Corn and Rice Starch. Starch - Stärke, 2002. 54(9): p. 393-400.

33. Perdomo, J., Cova, A., Sandoval, A. J., García, L., Laredo, E., Müller, A. J., Glass transition temperatures and water sorption isotherms of cassava starch. Carbohydrate Polymers, 2009. 76(2): p. 305-313.

34. Chang, P.P., Cheah, P.B., Seow, C.C., Plasticizing-Antiplasticizing Effects of Water on Physical Properties of Tapioca Starch Films in the Glassy State. Journal of Food Science, 2000. 65(3): p. 445-451.

35. Wianecki, M., Kolakowski, E., Gelatinization Parameters of Starch and some Cereal Products, as Determined Thermomechanically from Torque Measurements. . Electronic Journal of Polish Agricultural Universities, 2007. 10(4).

36. Peréz, E.E., Breene, W.M., Bahnassey, Y.A., Variations in the Gelatinization Profiles of Cassava, Sagu and Arrowroot Native Starches as Measured with Different Thermal and Mechanical Methods. Starch/Stärke, 1998. 50(2-3): p. 70-72.

37. Leal, L.G., Oberhauser, J.P., Non-ewtonian fluid Mechanics for Polymeric Liquids: A Status Report. Korea-Australia Rheology Journal, 2000. 12(1): p. 1-25.

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38. Biswas, A., Willet, J.L., Gordon, S.H., Finkerstadt, V.L., Cheng, H.N., Complexation and Blending of starch, poly(acrylic acid), and poly(N-vinyl pyrrolidone). Carbohydrate Polymers, 2006. 65: p. 397-403.

39. Crisp, S., Lewis, B.G., Wilson, A.D., Gelation of Polyacrylic Acid Aqueous Solutions and the Measurement of Viscosity. Journal of Dental Research, 1975. 54: p. 1173-1175.

40. Liu, P., Yu, L., Liu, H., Chen, L., Li, L., Glass transition temperature of starch studied by a high-speed DSC. Carbohydrate Polymers, 2009. 77(2): p. 250-253.

41. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M. Superabsorbent Properties of Cassava Starch Grafted with (Poly) Acrylic Acid. in 8th World Congress of Chemical Engineering 2009. Montreal, Canada.

42. Rahman, M.S., Al-Marhubi, I.M., Al-Mahrouqi, A., Measurement of Glass Transition Temperature by Mechanical (DMTA), Thermal (DSC and MDSC), Water Diffusion and Density methods: A Comparison Study. Chemical Physics Letters, 2007. 440: p. 372-377.

43. Berglund, C.A., McKay, K. W., Viscoelastic properties of a styrene-isoprene-styrene triblock copolymer and its blends with polyisoprene homopolymer and styrene-isoprene diblock copolymer. Polymer Engineering & Science, 1993. 33(18): p. 1195-1203.

44. Han, C.D., Kim, J., Kim, J. K., Chu, S. G., Viscoelastic behavior of mixtures of a block copolymer and a homopolymer. Macromolecules, 1989. 22(8): p. 3443-3451.

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Chapter 8

Conclusions

This laboratory scale study of the graft copolymerization of acrylic acid onto cassava starch has resulted in a number of interesting conclusions as well as leads for the further development of products and of a process to make these. The complete work integrates aspects like scientific investigation of the chemistry with technological insights into the effect of process conditions but also research of product properties and ideas for applications. The items in this final chapter can be divided into three categories: 'scientific achievements', 'products prospects' and 'considerations for further research and process development'. Although a certain overlap between the categories is inevitable, we think this division not only brings in some structure but most importantly, it will make the information more easily accessible.

8.1. Scientific achievements

The grafting copolymerization onto starch has been studied already for several decades which resulted in numerous publications. Still, a really comprehensive understanding of the reaction mechanism and the effect of many possible variables has not been fully established yet. Many combinations of starch sources, monomers and initiators are possible, but our research was focused on cassava starch as a backbone, acrylic acid as a monomer, water as a sole solvent and Fenton's reagent as an initiator. The reasons for these selections were discussed in Chapter 1 (Introduction) of the PhD-Thesis. Also, the choice to work with gelatinized starch only was explained, there and in Chapter 2. These choices imply that the aqueous reaction environment is a more or less homogeneous system. This is probably beneficial for reaction rates and ease of operation. However, the homogeneous system also implies a selectivity challenge: how to avoid the formation of (much) homopolymer.

As a first step in the integrated approach, a selection of eight possibly important reaction variables was screened using a 2-level fractional factorial Design of Experiment method: Chapter 2 (An Experimental Design Method to Evaluate Influences of Process Parameters on the Graft Polymerization of

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Acrylic Acid to Cassava Starch). It was found that three of these variables, i.e. temperature, starch concentration and the ratio between starch and acrylic acid, have the largest effect on the reaction result. As it is common in grafting literature, the result parameters (responses) have been defined as add-on (~yield), grafting efficiency (~selectivity) and monomer conversion. Homopolymer formation is sometimes mentioned as such but, as a parameter it is closely related to grafting efficiency. An advantage of using Fenton's reagent as an initiator in this system is that the reaction can be conducted at the moderate temperature of 400C, which is confirmed by the results in Chapter 2. The effect of the monomer to starch ratio is a tradeoff between add-on and grafting efficiency. The best add-on is obtained with a high ratio of acrylic acid to starch, but that also gives lower graft selectivity. This leads to the desire to use a high starch concentration. In the stirred batch system, the upper limit of what the reactor can handle is reached at 10-12%w/w gelatinized starch load. However, the polymerization of the acrylic acid grafted or not, adds to the total viscosity of the reaction mixture. Therefore, the maximum starch load in this system was even below 10%. Perhaps with another type of reactor there is still an opportunity to improve the selectivity by using higher starch concentrations. Monomer conversion was always near 100% at all conditions.

The analysis of the reaction products, for the quantitative determination of add-on and graft selectivity, proved to be a real challenge. Especially the separation between grafted copolymer and (physically) entangled chains of homopolymer is difficult. The development of an analytical procedure is reported in Chapter 3 (Characterization and Analysis of Starch-graft-polyacrylic acid-products by HPLC and 1H-NMR). In a dedicated selection procedure it was found that acetone is suitable, as it precipitates the starch-bound acrylic acid and keeps the homopolymer in solution. Also, the successful separation enabled the application of analytical techniques that do not require large amounts of sample, so the volumes of solvent-precipitant could be kept limited. 1H-NMR allowed the quantitative determination of the poly-acrylic acid grafted onto the starch, while HPLC enables the analysis of homopolymer and unreacted monomer. From the combination of these methods, the graft result parameters could be determined with almost unprecedented accuracy. Furthermore, in this chapter several strong indications of true grafting of the AA onto starch have been found by FTIR and TGA.

When samples of grafted starch were observed by SEM-photography, hollow cylindrical structures appear to have formed. The reason for this formation is unclear but they were only seen in samples with relatively much

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copolymer. Such geometry may however contribute to the water absorption capacity and speed of penetration. Such a structure would give entrance channels for the fluids to be absorbed and easy access to the (sodium-neutralized) carboxyl groups that mainly provide the absorption activity. In Chapter 4 (Water Absorption Potential of Cassava Starch Grafted with (Poly)-Acrylic Acid in the Presence of a Crosslinker), also a kinetics analysis of water sorption was made. It provides the insight that the dominating resistance to water penetration into the gel is polymer chains relaxation in most cases. The materials obtained in this project have shortcomings still, such as re-dissolution after prolonged exposure to large excess water. This can also be considered as an incentive for further improvement of the products.

To investigate the kinetic behavior of the system, model equations were derived from the simplified reaction mechanism, in Chapter 5 (Kinetic Evaluation of the Graft Copolymerization of Acrylic Acid onto Starch initiated by Fenton’s Reagent (Fe2+/H2O2). An important new feature in this model is that it allows for an estimation of the reactivity ratio between the first graft polymerization radicals versus those that start homopolymerization. Unfortunately, the graft polymerization shows the lower reactivity. The grafting to homopolymerization rate constants ratio appears to be in the range of 0.04 – 0.09 for different starch to monomer ratios. Although this variation implies that the model may still have certain shortcomings, the magnitude of the ratio shows that homopolymerization proceeds much faster than grafting i.e. leading to poor graft selectivity. The model also allows for a prediction of the change of the concentrations of the reactants and products over time. These data show good agreement with results from dedicated graft experiments. It can therefore be concluded that in spite of certain assumptions, e.g. to allow for numerical curve fitting, that had to be made, the model is a step forward in the understanding of graft polymerization of acrylic acid onto starch. In the resulting rate equation, both the grafting reaction shows a 1st order dependence of the monomer concentration where the order of the homopolymerization reaction has an order of 1.5 in monomer. These are pseudo-orders in fact, based on the reasonable assumption that the concentrations of starch (AGU) and OH● are more or less constant during the reaction.

The poor grafting selectivity constitutes a lasting challenge. One idea to improve this is to activate starch with free radicals, before adding the monomer. Exploratory tests showed poor results, however. A further investigation of the effect of monomer onto starch in the absence of monomer is described in Chapter 6 (Degradation of Cassava Starch by the Effect of Fenton’s Initiator in the Absence of Monomer) and disclosed the reason. It

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was found that starch is oxidized and depolymerized, very rapidly by the reaction with Fenton's reagent. Apparently, this effect is too rapid to allow for pre-initiation since starch macro radicals must sustain long enough to provide reactive sites for the monomer to start a graft attachment. Radiation pre-initiation has already been proven in literature. A system that reacts directly with starch e.g. Cerium or other transition metals might also be capable to initiate the reaction more selectively. It is explained in Chapter 6 that both of these options are likely not very suitable for larger scale operation however.

The experiments in Chapter 6 provided an improved insight into the free radical initiation chemistry, i.e. the operation mechanism of Fenton's reagent. It was found that the reaction of Fe3+, the product of the first step of Fenton's mechanism, with the remaining hydrogen peroxide gives the largest contribution to starch breakdown. This finding makes clear that the scheme used before, a.o. for the kinetic model, is too simple. An expanded scheme of the initiation chemistry as presented in this chapter could explain the experimental observations. The kinetic analysis as it was discussed in chapter 5 is based on actual results from dedicated experiments and already gives a good fit of the concentration profiles. The expanded scheme of initiation reactions from ch.6 may be used to further refine kinetic modeling, an effort that is beyond the time frame of the present research program however.

The use of a combined stirrer-torque meter provided us with the unprecedented opportunity to monitor the viscosity of the reaction mixture in situ during the (graft) polymerization reaction. This is reported in Chapter 7 (Rheological Behavior of Starch-g-poly acrylic acid as a Fluid during the Reaction and Characterization of the Solid Product by Thermo-mechanical Measurements). Several interesting effects were disclosed. The growth of polymers gives rise to an increase in viscosity which could be covered by a model equation that is a simplification of the formula found in the kinetic modeling. Although the quantitative values of the rate constants are different, this provides for an additional opportunity to estimate kinetic parameters from torque measurement only. This torque measurement is much simpler than the analysis of many samples of concentrations over time. Also interesting is the occurrence of a Trommsdorff or gel effect at the highest monomer to starch ratio used (2:1 mole/mole) and the observation that the highest viscosity reached is not linearly related to the increase of acrylic acid but show some optimum value.

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8.2. Exploration of product prospects

For many potential applications of grafted starches, a high add-on of synthetic polymer to starch is wanted since the desired properties are mostly present in the grafts. For example, in applications as water absorbents or detergent co-builders, the functional groups are the carboxylic acid groups in the added-on grafted chains. Therefore the most desirable product from a graft polymerization process is the pure grafted copolymer. In water absorbing materials, loose chains of homopolymer are particularly unwanted because they can dissolve from the gel and decrease the ionic-osmotic driving force for water penetration into the gel. Water absorption was chosen for an in-depth study reported in Chapter 4 (Water Absorption Potential of Cassava Starch Grafted with (Poly)-Acrylic Acid in the Presence of a Crosslinker). It was found that the addition of a polymerization crosslinker as it is needed to construct a stable and water-insoluble gel. It seems that a further advantage of crosslinking is that it also incorporates some of the homopolymer into the grafted network. Then, a higher 'apparent' graft selectivity value is found. This material has a remarkable water absorbency capacity up to 114 gH2O/g and around half of that under 0.2 bar suction, showing that the product also has good gel strength. The good absorption properties obtained in this grafted starch allow for a further development of the material, e.g. in agriculture application as a moisture retaining agent in arid soils. The water absorbency still has an opportunity to be increased by adding inorganic stuff.

In applications as thickening agents, grafted starch must compete with and replace current applications of synthetic polymers. Pure starch or starch grafted with a low dosage of acrylic acid shows thixotropic behavior which is desired for some applications, while others ask for a product with a stable viscosity. It was found that by grafting at a higher ratio of acrylic acid to starch, the thixotropy can be reduced or perhaps even completely be eliminated. Again, to explore the possibilities further, more dedicated testing and a more precise definition of what exact product properties are desired will be necessary. The application of grafted starch as a co-builder to replace polyacrylates by a more biodegradable material could not be investigated in the present program, but may be an interesting issue for follow-up research.

It is also possible to regard the mixture of grafted starch and homopolymer as the final product (Chapter 7). This option relieves the issue of low selectivity and it circumvents the need for a difficult homopolymer separation Mechanical strength of the pure grafted starch is low, but becomes higher when the grafted polymer is crosslinked or when homopolymer is not separated from the copolymer. The mixture has a significantly mechanical

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strength at moderate temperature (< 50°C). This means that it has prospects for application as a biodegradable thermoplastic, e.g. for packaging materials.

8.3. Consideration for future research and for larger scale processing

Improving the grafting selectivity is a major challenge still, in the further development of both products and the process. Fenton’s initiator in the homogenous system has an inherent disadvantage here, but some ideas for selectivity improvement may be investigated further. For example, working at lower temperature or lower concentrations of the initiator components can be considered. This can perhaps shift the unbalance between the high rates of radical production relative to the rate of polymerization, at least to some extent. The kinetic analysis has shown that the selectivity of the graft reaction is further affected by the unfavorable reactivity ratio between the starch macro radical and the first AA• radical. Therefore, to retard homopolymer formation it is an absolute necessity to form more free radicals on starch compared than on the monomer. Until this issue has been resolved, the presence of homopolymer in the product must be accepted.

Therefore products like thickening agents and products based on the mechanical strength could first be considered for further development. The presence of strong covalent bonds in the grafted product may give it an edge over plasticized starches, an application option that could be investigated in more detail in follow-up research.

Another interesting issue for further research is to extend or refine the kinetic model, by involving the Fe3+ based reactions as well in the initiation scheme. It is very practical in this respect that basic kinetic experiments can be evaluated by torque monitoring as well.

There are some constraints to the process design that are related to working with natural resources, like inconsistent feedstock quality. The non-Newtonian characteristics of the solution with gelatinized starch and the high viscosity are further aspects that can make a process difficult to control. Still, cassava starch has a lower viscosity in the gel phase compared to most other starches. It seems logical therefore to choose cassava starch for the further development of a gel phase process. For the design of a pilot scale plant, the rheological properties as they were disclosed in this project can be of great value as are the findings from the kinetic study. At larger scale other process aspects however that have not yet been considered must also be part of testing. For example, the choice for either a continuous process or perhaps batch wise operation, a choice that is decisive for the types of reactors that can

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be considered. Also, the observations made in chapter 6, especially the rapidity of starch degradation and of the Fenton's first radical production step, may have serious implications for the design of a larger scale process. The rate of mixing in a stirred tank, the most usual reactor in starch industry, is certainly lower than the rate of radical production by Fenton's. When mixing is poor, there may be regions in the reactor where there is a situation of direct contact of starch and initiator while there is no monomer available. Then, an undesirable degree of starch degradation will occur. The solution for this issue can be found perhaps in choosing a different reactor type, that ensures the complete mixing of monomer and starch in all regions of the reactor. Another option is to add the initiator only after a time that allows for complete mixing of monomer and starch. Still, the rapidity of radical production combined with insufficient mixing can lead to regional hot spots. Although a run-away is not likely in a system with relatively much solvent water, it will affect product homogenity.

As a conclusion, independent of the type of reactor and process that will be chosen for grafting starch at a more industrial scale, aspects of mass and heat transfer still need to be investigated. It means that more research is certainly needed to further exploit the potential of promising applications as well as methods to produce grafted starch at a larger scale.

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SAMENVATTING

Het belangrijkste doel van het onderzoek zoals dat is beschreven in het onderliggende proefschrift is het vinden van industriële toepassingen voor cassavezetmeel, met name als vervanging voor polymeren die nu worden gemaakt uit aardoliederivaten. Cassavezetmeel wordt gewonnen uit cassavawortels. Omdat de prijs ervan laag is wordt het in tropische landen vaak gezien als tweederangs voeding, voor de armen. De plant is goed te verbouwen ook op minder goede gronden en in droge gebieden. De productie zou dus omhoog kunnen, en dat zou bijvoorbeeld in Indonesië niet hoeven te concurreren met de voedselmarkt, maar productieverhoging wordt niet gestimuleerd door de lage afzetprijzen. Als een industriële toepassing voor cassavezetmeel zou kunnen worden ontwikkeld kan de vraag stijgen en deze patstelling doorbroken worden. Aan het begin van dit project, en tot op de huidige dag, was en is er nog maar weinig onderzoek gedaan naar non-food toepassingen van dit type zetmeel. Het is ook zo dat zetmeel als zodanig niet de functionele eigenschappen bezit die industriële polymeren wel hebben, daarvoor zijn modificaties nodig. Een goede methode om daarbij de eigenschappen van synthetische polymeren te benaderen is entpolymeristatie (grafting). Daarbij worden aan de bestaande ketens van zetmeel nieuwe stukjes synthetische copolymer opgebouwd. Door deze zogenaamde grafting blijven veel eigenschappen van de zetmeel behouden maar worden tevens nieuwe functionaliteiten toegevoegd. Omdat er veel water-oplosbare synthetische polymeren in gebruik zijn op basis van acrylzuur, is deze monomeer een logische (eerste) keuze in het kader van dit onderzoek.

Het uiteindelijke doel van dit researchproject is uiteraard om zulke materialen te kunnen gaan maken in commercieel bruikbare hoeveelheden. Maar, hoewel er enkele patenten zijn met daarin beschrijvingen van diverse monomeren die aan zetmelen gegraft worden, er is ons geen proces bekend dat thans in industrieel gebruik is. Deze patenten gaan ook niet over processen met cassavezetmeel. De meeste literatuur behandelt experimenten op laboratoriumschaal. Ook daarbij gaat het vaak over ander zetmeelsoorten, met name van mais, aardappelen of tarwe. Een ander punt is dat er veel mogelijke variabelen zijn, en dat de interactie tussen deze en hun gezamenlijke effect op het resultaat van de graftingsreactie niet echt in hun samenhang bekend is. Daarnaast zijn er in de open literatuur nauwelijks gegevens te vinden over zaken als de ontwikkeling van de viscositeit tijdens de reactie of kinetische parameters, gegevens die toch beschikbaar moeten zijn om zelfs maar een proefinstallatie voor een proces te kunnen ontwerpen.

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Het in dit proefschrift beschreven onderzoek biedt resultaten die in ieder geval deze kennisleemten in enige mate kunnen vullen.

Het onderzoek is uitgevoerd volgens twee hoofdlijnen, die elkaar in het proefschrift uiteraard diverse keren kruisen. De eerste lijn is het onderzoeken van de belangrijkste reactie- en procesparameters. Dit is zowel gericht op het verwerven van wetenschappelijk inzicht als op het leveren van gegevens van belang voor de verdere procesontwikkeling. De tweede lijn van onderzoek betreft het verkennen van producteigenschappen, en met name die welke verhand houden met potentieel interessante toepassingen.

Voor het bestuderen van de basisreacties van zetmeelgrafting is een geroerde batchreactor op laboratiumschaal gebruikt. Er is gewerkt met gegelatiniseerde cassavezetmeel, omdat naar verwacht in de gelfase zowel de reactiesnelheid als de graftingsselectiviteit beter zullen zijn. Acrylzuur is de monomeer zoals boven al vermeld. Voor de initiator is gekozen voor Fenton's reagens (Fe2+/H2O2) omdat deze relatief goedkoop is en bij milde condities al voldoende actief is, factoren die gunstig zijn voor de economie van een toekomstig proces. De geroerde batchreactor heeft een volume van 0.5 L en is uitgerust met een watermantel zodat min of meer isotherm gewerkt kan worden. Allereerst is er een verkenning gedaan van de reactievariabelen en hun mogelijke interacties met behulp van een Experimental Design methode (Design-Expert 6.0.6 software). Daaruit komen temperatuur, zetmeelconcentratie en de molaire verhouding tussen zetmeel en monomeer als belangrijkste variabelen naar voren, die dus de meeste invloed hebben op het resultaat van de graftingsreactie.

Een belangrijk onderdeel van het onderzoek was het verder ontwikkelen van de analysemethode, om resultaatparameters als add-on (de opbrengst van gegraft synthetisch copolymeer) en selectiviteit (gegraft co- versus homopolymeer) te kunnen bepalen. Het reactiemengsel na afloop is een lastig te behandelen hoogvisceuze massa die er behoorlijk homogeen uitziet. De graftingsliteratuur bevat veel voorbeelden van analytische methoden die zonder uitzondering bestaan uit veel verschillende stappen, wat de kans op een opstapeling van systematische fouten vergroot. In dit project is een methode ontwikkeld die in verhouding daartoe eenvoudig is, derhalve een grotere nauwkeurigheid belooft en tevens met kleine hoeveelheden monster kan werken. Een schema ervan is weergegeven in Figuur 1.

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Figuur 1. De analytische procedure zoals ontwikkeld voor en in dit project.

Er is onderzoek verricht naar de kinetische parameters van de graftingsreactie. Het niet-Newtonse gedrag van gegelatiniseerde zetmeel en de hoge viscositeit maakte het onmogelijk om betrouwbare monsters te nemen tijdens de reactie. Derhalve moest om de concentratieprofielen over de tijd te kunnen bepalen telkens een nieuwe proef gestart worden met een steeds andere looptijd. Uit een serie van deze experimenten is een kinetisch model opgesteld, op basis van een iets vereenvoudigd reactieschema. Een belangrijk nieuw aspect in dit model is dat het een verklaring geeft voor de tegenvallende graftingsselectiviteit. De gemeten concentratieprofielen tonen een goede overeenkomst met resultaten van modelberekeningen. De totale polymerisatiereactie blijkt te bestaan uit een pseudo-eerste orde term voor de grafting en een orde anderhalf voor de homopolymerisatie, beide in monomeerconcentratie.

In een later stadium van het project kwam er een roerder met een daaraan gekoppelde, geïntegreerde, torsiemeter ter beschikking. Daarmee kon de ontwikkeling van de viscositeit tijdens de graftingsreactie worden gevolgd. Calibratie-experimenten in een goed geijkte rheometer leveren een duidelijke correlatie tussen torsie en de schijnbare viscositeit (apparent viscosity) van cassavezetmeel op. Zo kunnen de resultaten van de

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torsiemetingen meteen vertaald worden in een waarde van de schijnbare viscositeit. Het verloop van de torsiewaarden tijdens de graftingspolymerisatie blijkt heel behoorlijk beschreven te kunnen worden met een exponentiele rekencurve met twee eerste orde termen. De constanten in deze rekencurves zijn uiteraard geen echte kinetische, en de 1e orde is een benadering, om de praktische reden van de beschikbare software. Evengoed kan dus door het registreren van de torsie tijdens de reactie wel snel een eerste inzicht in het kinetisch gedrag van dit hoogvisceuze systeem worden verkregen, een methode die veel lastige concentratiemetingen over de tijd kan uitsparen.

Zo is met behulp van deze torsieregistratie het effect van initiator op zetmeel in de afwezigheid van monomeer onderzocht. Daarmee is het idee getest dat het eerst toevoegen van initiator, voordat de monomeer erbij komt, mogelijk de selectiviteit van grafting zou kunnen verbeteren. Dit bleek niet goed mogelijk te zijn doordat de zetmeel in de afwezigheid van monomeer opmerkelijk snel wordt afgebroken, naar is aangetoond door oxidatieve depolymerisatie.

Er kan worden geconcludeerd dat dit geïntegreerde researchproject diverse belangrijke gegevens heeft opgeleverd in het kader van een toekomstig procesontwerp en een reactorkeuze. Dat moet een reactor worden die de hoge viscositeit, zoals die gepaard gaat met een proces met cassavezetmeel in de gelfase en de verdere verhoging door polymeervorming, aankan. Bij voorkeur moet dit kunnen bij een (zetmeel-)concentratie die economisch aantrekkelijk genoeg is. In ieder geval zijn er nu relevante gegevens over de ontwikkeling van de (schijnbare) viscositeit tijdens de reactie beschikbaar gemaakt. Het is verder vastgesteld dat de snelheid van radicaalvorming door Fenton's twee trappen kent. De eerste is bijzonder snel, de tweede fase kenmerkt zich door radicaalvorming over een veel langere tijdsperiode. Er moet een balans worden gevonden tussen deze initiatiesnelheden en de benodigde inmengtijden van de reactanten, om tot een optimale opbrengst van de graftingsreactie te kunnen komen (add-on èn selectiviteit, alsmede goede conversie van het acrylzuur-monomeer). De resultaten van het huidige project bieden goede aanknopingspunten voor zo'n optimalisering, die evenwel nog verder onderzoek zal vergen.

Het tweede spoor in dit onderzoek was het verkennend onderzoeken van een aantal mogelijke toepassingen van met polyacryluur gegraft cassavezetmeel. De eerste toepassing die logisch in beeld komt is die van supersaborberende materialen. Uit SEM-opnamen blijkt dat het materiaal ook zonder crosslinker al holle structuren laat zien, een eigenschap die een goede

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opname en het vasthouden van water zal bevorderen. Superabsorbents is waarschijnlijk de enige toepassing die al eens enige tijd industrieel in productie is geweest. Deze toepasssing maar nu met cassavezetmeel is hier nader onderzocht. Een bijkomend voordeel van het crosslinken tijdens de polymerisatiereactie met N,N’-methylenbisacrylamide is dat er meer van de homopolymeer in het gegrafte netwerk wordt opgenomen. De beste waterabsorptiecapaciteit die werd gevonden bedraagt 114 g/g, wat zeer ruim voldoende is om inderdaad van een super-absorbent te mogen spreken. Maar het is nog belangrijker voor de daadwerkelijke toepasbaarheid dat dit materiaal in staat is gebleken om meer dan de helft van dit volume vast te houden onder de invloed van sterke afzuiging van onder een filter. Dit toont aan dat de gel ook over voldoende mechanische sterkte beschikt. Toch is ook nog ruim 50% van de monomeer terug te vinden als ongebonden homopolymer, hetgeen betekent dat er nog ontwikkelingswerk aan de reactieomstandigheden te doen is. Met name de selectiviteit van grafting zal nog verbeterd moeten worden. Er is een mathematische analyse gemaakt van de snelheid van opname van het water in de absorberende gel. Daaruit blijkt dat de beweeglijkheid van de polymere ketens de snelheidsbepalende factor is.

Diverse andere toepassingen kunnen worden gebaseerd op de gedachte dat het wellicht niet nodig is de lastige en oneconomische afscheiding van het homopolymeer uit te voeren: door het (gedroogde) reactiemengsel als het product te beschouwen. Zo komt bijvoorbeeld een toepassing als verdikkingsmiddel in aanmerking. Het blijkt dat de aanwezigheid van (gegrafte) polyacrylzuur een gunstige invloed heeft op de stablititeit. Het thixotrope gedrag dat typisch is voor zetmeelgels is er nog bij lage graftingsniveaus maar blijkt vrijwel te verdwijnen bij een relatief grotere hoeveelheid copolymeer in het product. Verder zijn mechanische eigenschappen getest met DSC en DMTA methoden. Deze tonen aan dat in alle in dit onderzoek geproduceerde mengsels van homo- en zetmeelcopolymeer de glasovergang plaatsvindt bij temperaturen boven 50-60 0C. Dit betekent bij temperaturen daaronder het materiaal waarschijnlijk voldoende sterkte heeft om als een biodegradeerdbaar verpakkingsmateriaal te kunnen worden gebruikt.

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SUMMARY

The primary objective of the research described in this thesis is to investigate the possibilities for utilizing more cassava starch, especially as a substitute for fossil-based polymers. Cassava starch is derived from the cassava tubers. Because of its low price it is well known as a foodstuff for poor people in tropical areas. It can be grown easily even in arid regions, and there is good potential in e.g. Indonesia to produce more cassava starch. The low price however does not stimulate that. If an industrial non-food application could be developed, the resulting increasing demand could break this deadlock. Up to the start of our investigation but also up to date, (other) research based on this starch especially for non-food applications was and still is very limited. Starch itself cannot fully replace yet the functionality of synthetic polymers in most applications. Therefore, starch has to be modified. A first choice with respect to replacing current polymers and a strong link to these is, to graft monomers onto starch. By a grafting reaction, some properties of the original starch backbone will be retained while new properties are added. Since the application of the acrylic acid based polymers is widespread, the current investigation will focus on grafting of acrylic acid onto cassava starch.

The final aim of the research program is to produce such materials in commercially interesting quantities. Even though there are some patents and literature reports about the grafting of several acrylic monomers onto starch, at present there is not a process in operation at a commercial scale. Also, the few processes that have reported on did not use cassava starch. Most literature about starch grafting reports investigations at a laboratory scale. Although there are a lot of publications on starch grafting, these are mostly on other starches (corn, potato, wheat). Also, there are many parameters that influence the grafting process but the interconnection between these parameters is not well identified yet. Moreover, data on effects like viscosity development during the reaction and kinetic parameters, data that are needed to design even a bench scale pilot plant, cannot be found in the open literature. The research described in this PhD-Thesis provides results that can be a bridge to these gaps.

Two tracks of investigations have been followed, which interfere regularly in the Thesis. The first track is the research into important process and reaction parameters, directed onto scientific insight into the reactions as well as to obtain data of relevance for process development. The other track is

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the exploration of product properties of the grafted starch with respect to some of the most promising potential applications.

To study the basic grafting reactions, a laboratory scale stirred batch reactor was set up. Gelatinized cassava starch was used since it promises better reaction rate and selectivity, and acrylic acid as a monomer as explained above. Fenton reagent (Fe2+/H2O2) was selected as an initiator because it is cheap and operates at mild conditions, important when future commercial operation and economic factors are considered. The isothermal batch reactor is a stirred vessel of ca 0.5L reaction volume. At first, a survey was made of the reaction variables and their possible interactions, using a statistical method (Design-Expert 6.0.6 software). From this survey, temperature, starch concentration and the ratio between starch and acrylic acid were identified as the most significant variables in grafting.

An important part of the work was the further development of the analytical procedure, to determine reaction yield parameters like add-on and selectivity. The reaction results into a homogenous mixture that is difficult to handle. Most of the analytical methods mentioned in literature consist of many steps increasing the possibility of having multiple systematic errors. The method developed in this project, is relatively more accurate while still using a small amount of sample. It is schematized in Fig.1.

Figure 1. Analysis method on the copolymer of cassava starch and acrylic acid

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The non-Newtonian behavior of the gelatinized starch and the high viscosity made the kinetic study based on the concentration change during reaction cumbersome. Since sampling during the reaction proved unreliable, probably due to this high viscosity, multiple runs had to be done to assess the concentration profiles over time. From a series of these experiments a kinetic model was developed based on a simplified reaction scheme. An important new feature of this model is that it provides for an improved understanding of the disappointing graft selectivity. Actual grafting reaction results (concentration profiles during the process) could be fitted well with the kinetic model. The total polymerization reaction equation consists of two terms with a slightly different order. There appaers to be a pseudo-first order in monomer concentration for the grafting reaction and an order of 1.5 for the homopolymerization.

In a later stage of the project, a combined stirrer-torque meter became available that allows for study of the viscosity development during the graft reaction. The apparent viscosity has a unique relation with torque, which was established by calibration with results from a well defined rheometer. With this information, torque data could be converted to the apparent viscosity. It was found that the development of torque during graft polymerization could be fitted well with exponential equations of the first order, which is a simplification from the reaction model. Of course the constants in this equation are not true kinetic constants. Still, it seems that the measurement of torque provides for a much easier method to explore the kinetic behavior of this highly viscous reaction system.

By using torque measurement as an analytical tool, the effect of initiator as such on the starch could be investigated. The idea was tested that perhaps graft selectivity could be improved by pre-initiation, before entering the monomer. This procedure seems not promising since a very rapid deterioration of the starch appears to occur when exposed to initiator only. This was shown to be oxidative de-polymerization.

Concluding, this integrated research program produces some important facts that must be considered in the design of a grafting process and a reactor system. All at first, the high viscosity that is related to processing starch in the gelatinized state and the further contribution to the viscosity by polymerization, it asks for a reactor that can handle such systems at economical concentrations. Viscosity data that can be used to assess the reactor choice have been made available now. Furthermore, it was found that the Fenton's initiator system produces radicals at two different paces. The first step shows almost extreme rapidity, the second reaction step generates

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radicals over a much longer time span. A balance between these initiation rates and the mixing of reaction components must be found to optimize the yield of the grafting process (add-on, graft selectivity and monomer conversion). Results from the present program provide several leads to such an optimization, which will however require further investigation.

As a second track of research, in this project several potential applications of starch grafted with polyacrylic acid were explored. Perhaps the first logical application to study is use as a superabsorbent material. SEM pictures show hollow structures that would facilitate water entrance and retainment, already without the crosslinker. Superabsorbents have probably been the only application that has been produced at an industrial scale. An in-depth study into this application but now based on cassava starch is reported. By crosslinking the copolymer with N,N’-methylenbisacrylamide it was found that more of the homopolymer could be incorporated into the grafted network. Water absorption capacities of up to 114 g/g were found, which certainly justifies entitling this material as a super-absorbent. More important perhaps is that the material also shows that about half of this absorbed water could be retained even under severe suction, indicating sufficient gel strength as well. However, still more than 50% of the acrylic acid ends up as homopolymer so further development of the reaction towards higher graft selectivity is needed still. A mathematical analysis of the water absorption kinetics shows that polymer chain relaxations are the dominating factor in the rate of water penetration in the gel.

Other potential applications are based on the idea that the cumbersome and uneconomic separation of the homopolymer may not be needed, when the reaction mixture (after drying) is regarded as a final product. It may be used as a thickening agent. The presence of grafted PAA in the product has a beneficial effect on gel stability. The thixotropic behavior that is characteristic for pure starch is still seen at low grafting levels but tends to disappear at higher level of copolymer in the product.

Mechanical properties were tested with DSC and DMTA methods. They show that glass transitions in the mixture of homopolymer and grafted copolymer are always above 50-60 0C. Below these temperatures, the dried product may have sufficient mechanical strength e.g. for use as a biodegradable packaging material.

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Acknowledgements

Many people have made a contribution to the work that is presented in this Thesis. The research work has been planned and performed over a long period of time, so that I met and had support from an almost countless number of people. The acknowlegdements made here are just a selection to keep the list of names within a reasonable format. I apologize to those people who feel their names are missing in this compact overview.

No words can express my gratitude to the late prof. dr.ir. Ton Beenackers and dr. ir. Robert Manurung who challenged me to pursue an advanced study at my age. It is my passion to raise the (cassava) farmers’ income and developing new technology for the benefit of human life. Those issues constantly fuel my determination to push through, despite the difficulties and failures I have encountered from time to time.

I am heartily thankful to my promotores and copromotor: prof.dr.ir.L.P.B.M. Janssen, prof.dr.ir.H.J.Heeres and dr.ir.I.W.Noordergraaf for their continuous guidance, encouragement, support and patience throughout the research, which enabled the accomplishment of my Ph.D program. Their guidance has allowed me to enter the world's academic society and to gain deeper and critical insights on scientific research. Even though at times our communication may have been ineffective due to the distance between our countries and my difficulty expressing my ideas and thoughts with the right words, however, I deeply appreciate their expertise, goodwill and wholehearted support throughout the research and writing process of this dissertation. I feel honored to be their promovendus.

At this very special opportunity, I would like to express my sincere gratitude to Leon, the late Rene and Camiel for their hospitality and treating me as part of their family.

I thank the reading committee: prof.dr.F.Picchioni, prof.dr.K.Loos, prof.dr.L. Moscicki for their valuable comments and critics to assure this dissertation meets the high academic standards.

I would like to acknowledge the academic, technical, and administrative support from so many people that I received during my research at the University of Groningen, Netherlands and at Parahyangan Catholic University, Indonesia. First and foremost: dr.F.Zwarts;  drs.Madeleine C. Gardeur-Veltman; drs.Tim Zwaagstra and dr.Ir. Paulus Sukapto. Many thanks to dr.ir. Danu Ariono & ir.Parikesit Putranto for our valuable scientific discussions, Marya van der Duin-de Jonge and Susanta Harjani for their administrative assistance at each university; Laurens Bosgra for a constructive discussion and suggestion on the experimental equipment; Erwin Wilbers, especially for his assistance in setting up reactors in our laboratory in

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Bandung and helping to release the goods from the custom warehouse in Indonesia; Marcel de Vries, Anne Appeldoorn and Yana Mulyana for their technical support at the laboratory; Asep Suherly and Leon Rohrbach for their analytical assistance; Chemical & Glassware Magazijn staff/team and library personnel at RUG. About the library, special thanks to Sjouke Kuindersma for his regular and special literature updates and searches.

I owe a great debt of gratitude to Jan Henk Marsman for his advises on the analytical methods as well as support in interpreting the result from the NMR, HPLC and FTIR measurements; Gert Alberda van Ekenstein for doing the thermal and mechanical property measurements; and Harry Nijland for taking SEM pictures.

It gives me great pleasure in acknowledgeing the support and assistance of those at AVEBE and BASF throughout my research. Dr.Jos van der Meer and Anz, thank you for sharing your knowledge with me, inspiring discussion and sincere acceptance into your home, Dr.Marco Giuseppin, dr.Johan Hopman, ir.Didier Delnoye and dr.Thomas Wielema (AVEBE); Bapak Samuel Santoso, Ibu Brenda Macawalang and Bapak Hamid Bagdadi (AVEBE Indonesia) for providing cassava starch and other useful suggestions. Dr. Eberhard Fuchs (BASF); Bapak S.A.Ayubi (BASF Indonesia), Lee San Tay and Chong Ping Lim (BASF Petronas Chemical Sdn Bhd) for providing acrylic acid needed in the research.

I would like to thank all of my friends for their wonderful souls and genuine support, especially throughout the hardships Rosa and Gerard; Oom Thung Kiem Tjiang; Andries Gort (as mentors from the American Association of Cereal Chemistry) and Finetta; Tante Smith and family; Caroline; Ietje Kailola; Opie; Henky Muljana, Dita and Clairine ; Asaf Kleopas (for performing matlab calculation and assistance in using the NMR instrument); Herry Santoso & Irmantoro (for their technical assistance related to computer program & hardware); Tedi Hudaya (for sharing his knowledge on Endnote); Teddy Young ; Karelle Bois and David; Louis Daniel; Boelo Schuur; Fesia and Vincent Nieborgh; Jenny Novianti (paranimph), Angela Justina; Buana Girisuta; Asal Harmaneh; Teddy Buntara and Yeny; Anna Nizniowska; Roga; Poppy Sutanto; Agnes Ardiyanti; CB Rasrenda; Nadia Gozali; Wieta; Farhad Mahfud; Mochamad Chalid; Laura Junistia; Erna Subroto and many others that I am not able to mention them all by name.

This thesis would not have been possible without Inge Noordergraaf who has been my best friend, mentor and philosopher. Despite his health limitations, he has become a role model of strength for me to persevere under any circumstances. I share the credit of my work with him and owe my deepest gratitude to Inge and Ankie.

Finally, I come to address my immense gratitude and thank to my wonderful parents Eddy and Berry, my brothers and sisters who always supported me in love and prayers; to my supportive partner in life, Witono, for his endless love especialy when I am down and weak; to my daughters

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Ita,Resy and Dina who have always stood by me to give the strength and motivation; my sons in law Lie Sie and Geri Tangdiongga who supported me in their own way and my grand daughter Angeline who has brightened up my life and makes it more meaningful. I am deeply sorry for those times that I could not be by their side at times when they need me.

You'll meet more angels on a winding path than on a straight one. ~Terri Guillemets

Bandung, July 2012

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List of publications

1. Witono, J.R., Noordergraaf, I.W., Manurung, R., Heeres, H.J., Janssen, L.P.B.M. (2007). The use of an Experimental Design method to evaluate the influence of process parameters in the graft polymerization of acrylic acid onto cassava starch. In 6th Europen Congress of Chemical Engineering – ECCE 6. Copenhagen, Denmark (poster presentation & book of abstracts).

2. Witono, J.R., Manurung, R., Heeres, H.J., Janssen, L.P.B.M. (2007). New

materials by grafting cassava starch with acrylic acid. Open Science Meeting – KNAW. Bali, Indonesia (oral presentation).

3. Marsman, J.H., Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen,

L.P.B.M. (2009). The challenge of analyzing a complex product from the grafting reaction. In 4th International Symposium on Separation and Characterization of Natural and Synthetic Macromolecules – SCM 4. Amsterdam, The Netherlands (poster presentation)

4. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M. (2009).

Superabsorbent Properties of Cassava Starch Grafted with (Poly-) Acrylic Acid. In 8th World Congress of Chemical Engineering 8 – WCCE 8. Montreal, Canada (oral presentation & WCCE8 proceedings book).

5. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M. (2011).

Graft polymerization of acrylic acid onto gelatinized cassava starch, Monitoring of the viscosity during the reaction and rheological properties of the starch based product. In 8th European Congress of Chemical Engineering – ECCE 8. Berlin, Germany (oral presentation book).

6. Witono, J.R., Heeres, H.J., Janssen, L.P.B.M., Noordergraaf, I.W. (2012).

Kinetic Evaluation of the Graft Copolymerization of Acrylic Acid onto Starch Based on Concentration Measurements and on Torque Observation. In 19th Regional Symposium on Chemical Engineering – RSCE 2012. Bali, Indonesia (accepted for oral presentation).

7. Witono, J.R., Noordergraaf, I.W., Heeres, H.J., Janssen, L.P.B.M. (2012).

Graft Copolymerization of acrylic Acid to Cassava Starch – Evaluation of the Influences of Process Parameters by an Experimental Design Method. Carbohydrate Polymers, Accepted 2012.

8. Noordergraaf, I.W., Witono, J.R., Janssen, L.P.B.M., Heeres, H.J. (2012).

Bio-based materials from graft polymerization of acrylic monomers onto starch: an assessment of recent trends in free radical initiation methods. Starch, Submitted.